Abstract
In this note we prove a simultaneous extension of the author’s joint result with M. Harris for critical values of Rankin–Selberg L-functions (Grobner and Harris in J Inst Math Jussieu 15:711–769, 2016, Thm. 3.9) to (i) general CM-fields F and (ii) cohomological automorphic representations which are the isobaric sum of unitary cuspidal automorphic representations of general linear groups of arbitrary rank over F. In this sense, the main result of these notes, cf. Theorem 1.9, is a generalization, as well as a complement, of the main results in Raghuram (Forum Math 28:457–489, 2016; Int Math Res Not 2:334–372, 2010. https://doi.org/10.1093/imrn/rnp127), and Mahnkopf (J Inst Math Jussieu 4:553–637, 2005).
Keywords: Period, L-function, Critical value, Isobaric sum, Cuspidal automorphic
Rationality for isobaric automorphic representations: the general case
Introductory comments: a leitfaden for the reader
The purpose of this note is to prove a broad generalization of our own rationality-result, [12, Thm. 3.9], established ibidem for critical values of the Rankin–Selberg L-function of certain automorphic representations of over an imaginary quadratic field . Our generalization of this result will be in terms of the nature of the base field , and even more importantly, of the nature of the automorphic representation .
A short review of our result in [12]
To put ourselves in medias res, we will briefly recall our rationality-theorem, [12, Thm. 3.9]. It applies to a pair of a cohomological cuspidal automorphic representation of and a cohomological abelian automorphic representation of , i.e., an isobaric sum of distinct unitary Hecke characters , over imaginary quadratic fields . By a principle found in [14, 22, 27], which works in even greater generality as exploited in the latter references, one may attach a Whittaker period and to such representations: Explained in due shortness, this period is defined by comparison of
-
(i)
a fixed rational structure of the (unique) Whittaker model (resp. ) of the finite part of the given automorphic representation and
-
(ii)
a fixed rational structure on a (uniquely chosen) – (resp. –) isotypic subspace in the cohomology (resp. ) of the adelic “locally symmetric space” (reps. ) in the lowest, possible degree (resp. ).
As both, the Whittaker model and the above cohomological model, are irreducible representations, their rational structures are unique up to multiplication by non-zero complex numbers. Hence, the Whittaker periods and may simply be defined as a choice of normalization-factor, which makes the isomorphism between the Whittaker model and our cohomological model, induced from the global -Fourier coefficient, respect the two fixed choices of rational structures on domain and target space.
Recall the Gauß-sum of the central character of and assume that the coefficient modules and in cohomology allow a non-trivial -equivariant intertwining . Under these assumptions the rationality-theorem [12, Thm. 3.9] asserts that for every critical point of , i.e., for every half-integer , for which the archimedean L-factors on both sides of the functional equation of are holomorphic, there is a non-zero archimedean period , only depending on m, and , such that
1.1 |
In other words, the critical value equals the product of three periods and the above Gauß-sum, up to multiplication by an element in the composition of rationality-fields : These latter fields are defined by reference to the natural action of on non-archimedean representations and (see [32], §I.1), and, most importantly, they are number fields. Hence, our rationality-theorem [12, Thm. 3.9] amounts to a description of the transcendental part of , asserting that all critical values of are a product of transcendental periods and a Gauß-sum, up to a factor coming out of a concrete number field, namely , attached to and .
The main result of this paper
In this paper, we show that (1.1) is still true, if we enlarge our framework to
-
(i)
general CM-fields F—instead of imaginary quadratic fields and
-
(ii)
general cohomological isobaric automorphic representations , which are fully-induced from distinct unitary cuspidal automorphic representation of general linear groups of arbitrary rank —instead of sums of Hecke characters .
In summary, our main result is
Theorem
Let F be any CM-field. Let be a cuspidal automorphic representation of , which is cohomological with respect to and let by an isobaric automorphic representation of , fully induced from distinct unitary cuspidal automorphic representations , , which is cohomological with respect to and of central character . We assume that there is a non-trivial -equivariant intertwining . Then, for every critical point of , there is a non-zero archimedean period , only depending on m, and , such that
where “” means up to multiplication by an element in the composition of number fields .
Our main result has the following direct consequence:
Corollary
Let and be as in the statement of the main theorem above. Let be two critical values of and abbreviate . Then, whenever is non-zero (e.g., if is unitary and ),
which only depends on the archimedean components and .
In particular, if is non-zero (e.g., if is unitary and ), then the quotient of consecutive critical L-values satisfies
Here we wrote
As its key-feature, our corollary avoids any reference to Whittaker periods and expresses quotients of critical values of in terms of archimedean factors only. The reader may want to compare this corollary to the main result of [15], where a similar result on quotients of consecutive critical values of Rankin–Selberg L-functions attached to cuspidal representations and over totally real fields has been established. Our corollary hence complements this important result.
In order to keep our presentation precise, but at the same time short, we will focus on the crucial parts of the proof of our main theorem in this note and avoid repeating arguments given in [12] already, if they transfer verbatim to the more general situation here. In other words, we will only work out in details those steps of the proof, which need an extra argument, not contained in [12], and refer to precise statements in [12], if possible. The reader is hence strongly advised to keep a copy of [12] ready at hand. Unexplained notation or references (e.g., “§2.1.1”) refer to this source [12].
The setup
Algebraic data
We let F be any CM-field of dimension and set of archimedean places . Each place refers to a fixed pair of conjugate complex embeddings of F, where we will drop the subscript “v” if it is clear from the context. We let be the ring of integers of F and for , its local integral completion in . The non-trivial additive character is defined as in §2.1.1. Throughout this note G denotes the general linear group and denotes the general linear group , both defined over F ().
Highest weight modules
We let (resp. ) be an irreducible finite-dimensional representation of the real Lie group (resp. ) on a complex vector-space, given by its highest weight (resp. ). Both representations are assumed to be algebraic: In terms of the standard choice of a maximal torus and positivity on the corresponding set of roots, this means that (and the analogous assertion for ). If is any automorphism of the field , then we define to be the irreducible finite-dimensional representation of of highest weight , where at a place we let . The analogous definition yields us an irreducible finite-dimensional representation of .
Real unitary subgroups
We chose a maximal compact subgroup (resp. ) of (resp. ) and define real Lie subgroups of (resp. of ), where U(k) denotes the usual compact unitary Lie group of rank k.
The cuspidal representation
Throughout this note, denotes a cuspidal automorphic representation of with non-trivial -cohomology with respect to : This is equivalent to being regular algebraic in the sense of [6, Def. 3.12] (cf. [13, Thm. 6.3] for details). We do not assume to be unitary, but allow arbitrary integer twists of unitary cuspidal automorphic representations : . For convenience we will not distinguish between a cuspidal automorphic representation, its smooth Fréchet space completion of moderate growth and its (non-smooth) Hilbert space completion in the -spectrum. Introducing subindices “v”, is hence locally of the form described in §2.4:
where
and induction is unitary. By [6, Thm. 3.13], for each there exists a unique cuspidal automorphic representation of , which is cohomological with respect to and whose finite part satisfies . Since is an integer, we have , where is a regular algebraic, unitary cuspidal automorphic representation, defined similarly. We let be the finite part of the global Whittaker model defined by the -Fourier coefficient.
The isobaric representation
Let be any partition of . As the second representation-theoretic ingredient, denotes an automorphic representation of with non-trivial -cohomology with respect to , which is the isobaric sum of pairwise different, unitary cuspidal automorphic representations of , ,
Here, denotes the standard parabolic subgroup of with Levi factor isomorphic to (and the latter isomorphy of representations is automatic, [1, 2, 21, 31]).
Remark 1.1
As a paradigmatic example, any representation which is the cohomological quadratic base change from a quasi-split unitary group as in [7], p. 122, will be of the above form, see [7, Thm. 6.1].
Since the cuspidal representations are pairwise different, a combination of [29, Prop. 7.1.3, Thm. 3.5.12 and Rem. 3.5.14] implies that is globally -generic. We let be the finite part of the global Whittaker model defined by the -Fourier coefficient.
Abstract local genericity of the irreducible unitary representations at an archimedean place hence shows (cf., e.g., [13] §5.5) that necessarily
where
i.e., each is of the form considered in §2.5.
Let be the usual square-root of the modulus character of , [5, 0, 3.5]. We write for the restriction of to the particular factor of the Levi subgroup. By [5, III, Thm. 3.3] the global representations are regular algebraic cuspidal automorphic representations (for details see [13, pp. 1002–1003]). Hence, as for above, for each and all , there are uniquely determined cuspidal automorphic representations , which are cohomological with respect to the corresponding, -permuted coefficient module of and whose finite part satisfies . The representations are hence pairwise different, unitary cuspidal automorphic representations. We let
be their isobaric sum.
Lemma 1.2
The representation is fully induced, i.e.,
and we have .
Proof
For the first assertion observe that is irreducible and unitary for each and each place v of F. Hence, is irreducible for each v of F, see [2] (for ) and [1, 31] (for ). It follows that
is irreducible as well. Hence, being isomorphic to a non-trivial subquotient of the latter global, induced representation, cf. [21], p. 208, shows that
For the second claim, observe that at , the action of commutes with unnormalized, algebraic induction “”, i.e., one has
This completes the proof.
As a consequence of Lemma 1.2, reading [5, III, Thm. 3.3] backwards shows that is cohomological with respect to . Moreover, the same argument as above shows that is globally -generic for all .
Hence, satisfies the same properties imposed on above, i.e., leaves the class of -cohomological isobaric sums of pairwise different, unitary cuspidal automorphic representations stable.
Differences to the imaginary quadratic case: archimedean considerations
Highest weight representations carrying cuspidal data
Let be a coefficient module as in Sect. 1.2.4, i.e., for a cuspidal representation as described above. This implies strong restrictions on the highest weight in terms of its local components at archimedean places (which we may now have in an arbitrary number ), which we summarize shortly as
Lemma 1.3
for all .
for all and all .
Proof
By assumption supports non-zero cohomology with respect to the cuspidal representation , where is unitary. Hence, is conjugate self-dual by [5, I, Cor. 4.2] and [4, Lem. 1.3]. This implies (1).
- Let . The irreducible module of highest weight supports non-zero -cohomology with respect to the cuspidal automorphic representation . Since , our point (1) above implies that for all and the same integer for all . Inserting the definition of gives
for all . On the other hand, applying (1) to the embedding of F, we obtain
for all . Combining the latter two equations shows for every j and arbitrary , and . This proves (2).
Cohomological automorphic representations
Although maybe looking as a pure technicality at first, Lemma 1.3 (2) is an important assertion: It guarantees that the action of on those coefficient modules and , which carry automorphic cohomology as in Sects. 1.2.4 and 1.2.5,—although defined abstractly as a potentially arbitrary permutation of all the embeddings —does not tear apart the data resp. which is attached to a pair of embeddings forming an archimedean place v. This implies the following corollary, which says that acts on and simply as a permutation of the local factors, potentially followed by a conjugation of the characters forming the inducing data:
Corollary 1.4
For , let and . For the archimedean components of the automorphic representations and , we obtain
Proof
For this follows from Lemma 1.3, [5, IV Lem. 4.9] and the uniqueness of irreducible unitary generic representations of , , with non-trivial cohomology with respect to a given finite-dimensional coefficient module, cf. [8, Thm. 6.1] (See also [13, §5.5] for a detailed exposition of the latter assertion). For one first applies what we just said about to the cuspidal datum , ..., and then carefully uses [5, III, Thm. 3.3] together with induction in stages.
As a final consequence, and this is establishes the purpose of this section, we derive the following
“Meta-Lemma” Let be an assertion of first-order predicate calculus, involving only or for a family of . If is true if and only if its restriction to and is true for all , and is shown by an argument in [12], then holds.
Archimedean consequences of the Meta-Lemma
Making our choices place-by-place and applying our meta-lemma, we obtain
A natural -rational vector-space structure on (resp. -rational vector-space structure on ) as in §2.7.
Basis-vectors (resp. ) of the one-dimensional spaces (resp. ), where , as in §3.3.
A well-defined “interlacing-hypothesis” of the highest weights and as in Hypothesis 2.3: This means we assume the validity of
Hypothesis 1.5
For all archimedean places the following inequalities hold:
-
(4)Given (the well-definedness of) this hypothesis, a description of the set of critical points Crit of :
The proof proceeds as in Lem. 3.5, though, one needs to correct a slight mistake ibidem first: The restriction to non-negative there is not to be made. See also Thm. 2.21 in [25], where this has meanwhile been proved in even greater generality. -
(5)
For all Crit, compatible choices of intertwining operators
as in §3.7. Again, following the previous point, there is no restriction on m being positive or negative here.
-
(6)
Finally and most importantly, for all Crit, well-defined complex numbers , defined as in §3.10, and proved to be non-vanishing as in Thm. 3.8. This allows us to define archimedean periods as in §3.10, i.e., as the inverse of , for all . As it has been discussed above, this works whether or not .
Differences to the imaginary quadratic case: non-archimedean considerations
Special Whittaker vectors
We will choose very particular vectors , at all non-archimedean places in analogy to §3.9. Let be the diagonal maximal torus in the standard Borel subgroup of and denote . Since is the generic, the assumptions of [20, Proposition (3.2)] are satisfied. Hence, any non-vanishing functional is already non-zero on . As another ingredient, let be the mirahoric subgroup of of level . If equals the conductor of , then, by [17, Theorem (5.1)] the space of Whittaker vectors, transforming by the central character of under the is one-dimensional, its elements being called new vectors. As a consequence of the above discussion, we may fix a matrix on which all the non-trivial new vectors of do not vanish simultaneously, where we observe that we may choose the same matrix for all -twists of , i.e., such that . Moreover, if the non-archimedean place v is outside the set of ramification of and , then we may take . Depending on these (mild) choices, for all , we define to be the unique new vector such that .
As the last ingredient, we remark that we may similarly also choose particular Whittaker vectors for , : These choices depend on our data fixed for above and can be made, mutatis mutandis, precisely as in §3.9: First, we fix a matrix , analogously as for . Now, for a non-archimedean place v outside the set of ramification of and , we let be the unique new vector of , which satisfies . It is a certain, non-zero multiple of the essential vector, see [17, (4.1) Théorème]. If v is, however, inside the set of ramification of or , then we take to be the unique Whittaker vector, whose restriction to is supported on and there equal to . See also [26, 3.1.4] and [22, 2.1.1], where such choices were coined first.
Finally, we observe that Lemma 3.7 still holds for these special Whittaker vectors.
Rational structures for Whittaker models
Keeping in mind the above considerations, we see as in Prop. 2.7 that the representations and may be defined over the rationality fields , respectively , by taking invariants of normalized new vectors in each model. Moreover, both fields and are number fields by the regular-algebraicity of the cuspidal representations and , ..., see [6, Thm. 3.13] (or, for a detailed proof, [13, Thm. 8.1]).
Global considerations
Eisenstein cohomology
We let , and , similar to §3.1. These spaces are orbifolds and we have .
We define to be the associate class of cuspidal automorphic representations of , which is defined by the unitary cuspidal . The space of automorphic forms is then defined as in §3.1. See also the original source [10, §1.3] or [11, §2.3]. We obtain the following important result on Eisenstein cohomology:
Proposition 1.6
The natural morphism
of -modules, induced by the natural injection , is an isomorphism. Hence, there is the following commuting triangle of natural injections of -modules
![]() |
Proof
We assume familiarity with the general results of [11]. In [11, §3.1], following [9], a filtration
1.2 |
of of finite length has been defined. The successive quotients are shown to be isomorphic to a direct sum, index by a set of (isomorphism classes) of quadruples in , . See [11, Thm. 4] for this result and [11, §3.2] for a precise definition of . By construction (of the filtration (1.2) and of the sets ), one necessarily finds , cf. [11, §3.1–3.2]. However, as all summands in are different and unitary, the description of the residual spectrum of , cf. [24] II–III, implies that this is the only quadruple at all, i.e., . As a consequence, see again [11, Thm. 4] in combination with Mulitplicity One for the discrete spectrum of ,
where is the symmetric algebra of the dual of the Lie algebra of the split component of , modulo the split component of . Hence,
for all degrees q, see also [11, Cor. 16]. By the minimality of the degree , we obtain
see [13] (7.25), revealing as irreducible. The natural map in cohomology induced from the natural inclusion has by construction the same image as the map in cohomology induced from the Eisenstein summation map
cf. [21]. Hence, recalling that all Eisenstein series attached to -finite sections in are holomorphic at , is non-zero by [28], Satz 4.11. See also [3] 2.9. As is irreducible, too, by the minimality of , is an isomorphism. Now define to be the restriction to of the isomorphism of [9, Thm. 18] and . Recalling the direct sum decomposition of Eisenstein cohomology, cf. [10, Thm. 2.3] or [11, §4.1–4.3] shows that (and hence also ) are injections.
Rational structures on submodules of automorphic cohomology and related Whittaker periods
As a consequence of the previous section, the following global results and assertions transfer from [12]: firstly, we obtain
Proposition 1.7
For any the natural -linear bijection maps the image of onto the image of .
Proof
Let be the associate class of the unitary cuspidal automorphic reprepsentation . By its very definition is the isobaric automorphic sum of the unitary cuspidal automorphic representations , from which it is fully-induced, see Lemma 1.2. Applying Proposition 1.6 to and reduces the problem to showing that maps onto the analogously defined module . However, using that and are isomorphisms, i.e., invoking Proposition 1.6 once more, exactly the same arguments as in [13, proof of Thm. 7.23] go through, where this assertion is proved for regular coefficients . This shows the claim.
Definition 1.8
As a consequence of Propositions 1.6 and 1.7 the composition makes sense and we denote the resulting -linear bijection
again by .
As an immediate corollary, we obtain a -structure on the image of the injection , which naturally extends the -structure of defined by Betti-cohomology: This follows easily from Propositions 1.7 above, invoking [6, Lem. 3.2.1] (and recalling that , which ones concludes exactly as in the proof of [13, Cor. 8.7]). Hence, by transfer of structure along the injection , constructed in Proposition 1.6, the irreducible -module carries a -structure. We assume from now on to have fixed precisely this rational structure on the cohomology of (and analogously on all its -twists ).
Similarly, as it is well-known, the same arguments apply for the cuspidal automorphic representation and its -cohomology, which injects into : We obtain a -structure on , which naturally extends the -structure of defined by Betti-cohomology and a natural -linear bijection .
With respect to these two rational structures on relative Lie algebra cohomology and the -linear bijections , the proof of Prop. 3.1 goes through word-for-word, recalling the validity of [17, Theorem (5.1)] for , . Hence, we obtain this way Whittaker-periods and , well-defined up to multiplication by , resp. . In turn, again as in Prop. 3.1, these periods define rationally normalized isomorphism and of the corresponding Whittaker models and relative Lie algebra cohomologies.
Statement and proof of the main theorem
Theorem 1.9
Let F be any CM-field. Let be a cuspidal automorphic representation of (as in Sect. 1.2.4) which is cohomological with respect to and let by an isobaric automorphic representation of (as in Sect. 1.2.5) which is cohomological with respect to and of central character . We assume that the highest weights and satisfy the interlacing-hypothesis 1.5. Then the following holds:
- For all critical values and every ,
where “” means up to multiplication by an element in the composition of number fields .
Proof
As a first step, we observe that Lemma 3.4 and the results of §3.8 transfer verbatim from [12] to our case here. Hence, recollecting all the preparatory results of this note, the following diagram, which amplifies the main diagram of §3.2, is finally well-defined:
![]() |
As a next step, we observe that the results of [17, 18], as well as [6, Lemme 4.6 ] are valid for , whenever is unramified at , whence the proof of [23, Prop. 2.3.(c)] carries over to the situation considered here. In other words, the correction-factors of Sect. 1.4.1 satisfy for all and at all non-archimedean places, where both and are unramified.
As a final consequence, the proof of [12, Thm. 3.9] now goes through word-for-word in our more general situation at hand and we hence obtain Theorem 1.9 (1) by chasing our special Whittaker vectors and through the above diagram. Assertion (2) follows from (1) applying Strong Multiplicity One for isobaric automorphic representations ([19], Thm. 4.4) together with Multiplicity One ([10] §3.3 and [16, 30]).
Remark 1.10
Theorem 1.9 represents a rather vast generalization of [26, Thm. 1.1] and [25, Thm. 1.1] over general CM-fields F: In the latter references, the analogous result has been shown for cuspidal automorphic representations (over in [26] and over a general number field F in [25])—a condition, which we stretched to all isobaric sums , which are fully-induced from cuspidal representation (as in Sect. 1.2.5) over arbitrary CM-fields F. The situation for isobaric representations over general number fields F will be significantly more complicated, notably at infinity.
A consequence
Ratios of critical values
The following result is a direct consequence of our main result. It avoids any reference to Whittaker periods and expresses quotients of critical values of in terms of archimedean factors only. The reader may compare this corollary to the main result of [15] on quotients of consecutive critical values of Rankin–Selberg L-functions attached to cuspidal representations and over totally real fields.
Corollary 2.1
Let F be any CM-field. Let be a cuspidal automorphic representation of (as in Sect. 1.2.4) which is cohomological with respect to and let by an isobaric automorphic representation of (as in Sect. 1.2.5) which is cohomological with respect to and of central character . We assume that the highest weights and satisfy the interlacing-hypothesis 1.5. Let be two critical values and abbreviate . Then, whenever is non-zero (e.g., if is unitary and ),
and hence only depends on the archimedean components and .
In particular, if is non-zero (e.g., if is unitary and ), then the quotient of consecutive critical L-values satisfies
Acknowledgements
Open access funding provided by Austrian Science Fund (FWF). I would like to thank Jie Lin, who encouraged me to write up this short note as an individual paper. I would also like to thank the referee for her/his helpful comments, which improved the presentation of this article.
Footnotes
Harald Grobner is supported by START-prize Y-966 of the Austrian Science Fund (FWF).
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