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The Cochrane Database of Systematic Reviews logoLink to The Cochrane Database of Systematic Reviews
. 2016 Aug 22;2016(8):CD010442. doi: 10.1002/14651858.CD010442.pub2

Self management programmes for quality of life in people with stroke

Caroline E Fryer 1, Julie A Luker 1,2,3, Michelle N McDonnell 1, Susan L Hillier 4,
Editor: Cochrane Stroke Group
PMCID: PMC6450423  PMID: 27545611

Abstract

Background

Stroke results from an acute lack of blood supply to the brain and becomes a chronic health condition for millions of survivors around the world. Self management can offer stroke survivors a pathway to promote their recovery. Self management programmes for people with stroke can include specific education about the stroke and likely effects but essentially, also focusses on skills training to encourage people to take an active part in their management. Such skills training can include problem‐solving, goal‐setting, decision‐making, and coping skills.

Objectives

To assess the effects of self management interventions on the quality of life of adults with stroke who are living in the community, compared with inactive or active (usual care) control interventions.

Search methods

We searched the following databases from inception to April 2016: the Cochrane Stroke Group Trials Register, Cochrane Central Register of Controlled Trials (CENTRAL), MEDLINE, EMBASE, CINAHL, PsycINFO, SCOPUS, Web of Science, OTSeeker, OT Search, PEDro, REHABDATA, and DARE. We also searched the following trial registries: ClinicalTrials.gov, Stroke Trials Registry, Current Controlled Trials, World Health Organization, and Australian New Zealand Clinical Trials Registry.

Selection criteria

We included randomised controlled trials of adults with stroke living in the community who received self management interventions. These interventions included more than one component of self management or targeted more than a single domain of change, or both. Interventions were compared with either an inactive control (waiting list or usual care) or active control (alternate intervention such as education only). Measured outcomes included changes in quality of life, self efficacy, activity or participation levels, impairments, health service usage, health behaviours (such as medication adherence or lifestyle behaviours), cost, participant satisfaction, or adverse events.

Data collection and analysis

Two review authors independently extracted prespecified data from all included studies and assessed trial quality and risk of bias. We performed meta‐analyses where possible to pool results.

Main results

We included 14 trials with 1863 participants. Evidence from six studies showed that self management programmes improved quality of life in people with stroke (standardised mean difference (SMD) random effects 0.20, 95% confidence interval (CI) 0.00 to 0.41, P = 0.05; low quality evidence) and improved self efficacy (SMD, random effects 0.33, 95% CI 0.04 to 0.61, P = 0.03; low quality evidence) compared with usual care. Individual studies reported benefits for health‐related behaviours such as reduced use of health services, smoking, and alcohol intake, as well as improved diet and attitude. However, there was no superior effect for such programmes in the domains of locus of control, activities of daily living, medication adherence, participation, or mood. Statistical heterogeneity was mostly low; however, there was much variation in the types and delivery of programmes. Risk of bias was relatively low for complex intervention clinical trials where participants and personnel could not be blinded.

Authors' conclusions

The current evidence indicates that self management programmes may benefit people with stroke who are living in the community. The benefits of such programmes lie in improved quality of life and self efficacy. These are all well‐recognised goals for people after stroke. There is evidence for many modes of delivery and examples of tailoring content to the target group. Leaders were usually professionals but peers (stroke survivors and carers) were also reported ‐ the commonality is being trained and expert in stroke and its consequences. It would be beneficial for further research to be focused on identifying key features of effective self management programmes and assessing their cost‐effectiveness.

Plain language summary

Self management programmes for people living with the long‐term effects of stroke

Review question

What are the effects of self management programmes for people who have had a stroke?

Background

A stroke is caused by an interruption in the blood supply to parts of the brain resulting in damage that affects people's lives and changes their ability to live independently and with quality. It has been proposed that special training, called 'a self management programme', teaches people about stroke, helps them develop the skills to work with their problems and challenges, and helps them identify and achieve their own goals and help themselves.

Study characteristics

We found 14 studies up to April 2016 involving 1863 participants that looked at the benefits of these programmes for people with stroke. They were conducted in a variety of countries in a variety of formats ‐ sometimes in groups, sometimes individually, and for varying time periods.

Key results

We found that such programmes may improve the quality of life after stroke. People with stroke reported improvements in their ability to live the way they wanted and that they felt more empowered to take charge of their lives, rather than be dependent on other people for their happiness and satisfaction with life. There were no reports of any risks or negative effects.

Quality of the evidence

The majority of the studies were well conducted and represent credible evidence that self management programmes may benefit people with stroke who are living in the community.

Summary of findings

Summary of findings for the main comparison. Self management programmes compared with usual care for stroke.

Self management programmes compared with usual care for stroke
Patient or population: adults with stroke
Settings: community
Intervention: self management programmes
Comparison: either an inactive control intervention (usual care, wait list control), or an active control intervention (generic Chronic Condition Self‐Management programme; a component of the intervention programme; coping skills; or physical activity sessions only)
Outcomes Relative effect
 (95% CI) No of participants
 (studies) Quality of the evidence
 (GRADE) Comments
Quality of life
Change scores/post intervention
SF‐12 or ‐36: physical or mental functioning
EuroQol; SAQoL; SSQoL
SMD 0.20
(0.00 to 0.41)
469
 (6) ⊕⊕⊝⊝
 low Based on consistent findings across TIA: 6 studies in the meta‐analysis, and further individual studies using single QoL measures, we believe further research may improve our confidence in the estimate of effect. One study has results counter to the main body of evidence ‐ this study has potential risks due to very small numbers, potential differences at baseline and questions of dosage in the control group: removal of this study strengthens confidence in the positive finding.
Self efficacy
Change scores/postintervention
Stroke self efficacy
Locus of control
Self efficacy SMD 0.33
(0.04 to 0.61)
Locus of control SMD 0.02
(‐0.26 to 0.29)
403
 (6) ⊕⊕⊝⊝
 low We believe that further research is likely to have an impact on the currently reported estimate of effect by increasing the power of the meta‐analysis
Activity limitations
Change scores/post intervention
FAI, NEADL, or BI
SMD 0.22
(‐0.03 to 0.46)
160
 (4) ⊕⊕⊕⊝
 moderate Based on the effect estimate and the stated aims of the interventions, we believe further evidence may change this finding further towards significance
Impairments
Change scores/post intervention
HADS
MD ‐0.56
(‐1.27 to 0.15)
648
(6)
⊕⊕⊝⊝
low
We believe there may be a trend towards significance in this meta‐analysis and that further research may clarify this
GRADE Working Group grades of evidence
 High quality: Further research is very unlikely to change our confidence in the estimate of effect.
 Moderate quality: Further research is likely to have an important impact on our confidence in the estimate of effect and may change the estimate.
 Low quality: Further research is very likely to have an important impact on our confidence in the estimate of effect and is likely to change the estimate.
 Very low quality: We are very uncertain about the estimate.

BI: Barthel Index; FAI: Frenchay Activities Index; HADS: Hospital Anxiety and Depression Scale; MD: mean difference; NEADL: Nottingham Extended Activities of Daily Living Scale; QoL: quality of life; SAQoL: Stroke and Aphasia Quality of Life; SF‐12: 12‐Item Short‐Form; SF‐36: 36‐Item Short Form Health Survey; SMD: standardised mean difference; SSQoL: Stroke Specific Quality of Life; TIA: transient ischaemic attack

Background

Description of the condition

Stroke is a sudden health event that has a considerable impact on individuals, families, and the greater community. A stroke occurs when the blood supply to a part of the brain is compromised, causing damage to the brain and often affecting functions such as movement of body parts, vision, swallowing, and communication. The World Health Organization (WHO) defines stroke as rapidly developing clinical signs of focal (at times global) disturbance of cerebral function, lasting more than 24 hours (unless interrupted by surgery or death) with no apparent cause other than that of vascular origin (Hatano 1976).

Although stroke occurs as an acute event, it is then a chronic health condition for the stroke survivor and is a leading cause of long‐term physical disability (Begg 2007; Muntner 2002; Wolfe 2000). The most common types of disability resulting from stroke are restriction in physical activities, incomplete use of limbs, difficulty gripping or holding items, and speech difficulties (AIHW 2011). Stroke is an ongoing burden to the individuals affected, and also to health systems. Approximately 50,000 Australians have a stroke per annum (Deloitte Access Economics 2014). During the first year after a first‐ever stroke, the estimated mean cost of care in Australia was AUD 18,956 (in 1997), or USD 14,361 per case, including informal and formal carer time costs (Dewey 2001). Furthermore, the majority of stroke survivors have chronic stroke‐related disabilities and require ongoing lifetime support. For example, in Australia, it is estimated that just over a third (131,100) of Australians with stroke had a disability from their stroke and were significantly more likely to be profoundly limited ("always need help") in core activities (56%) than people with other disabilities (AIHW 2013).

The main process of adjustment and learning to cope with a new disability after stroke takes place outside of formal rehabilitation settings (Cott 2007; Pound 1998). People with stroke may develop their own practical strategies for self management in the longer term (Pound 1998). However, many people with stroke will experience disappointment when they fail to make a full recovery or experience other setbacks (Dowswell 2000), and this could place them at a greater risk of developing depression (Jones 2006). Ongoing lifestyle risk factors can also put people at risk of a secondary stroke (AIHW 2013).

Recovery from stroke is not dependent solely on improvements in stroke‐related impairments; mood, cognition, motivation, and social support are also important factors (Hackett 2005). Approximately one‐third of stroke survivors have mood disorders, with depression and anxiety most frequently measured (Lees 2012). Carers of stroke survivors report disturbances in mood as the most stressful stroke‐related problem (Haley 2009), and post‐stroke depression is associated with increased disability (Pohjasvaara 2001). These factors combine in a complex interplay whereby physical, functional, social, and mental factors combine to influence quality of life (QoL) (Jeong 2012). QoL is frequently reported to be lower in stroke survivors compared with normative values (Cerniauskaite 2012). Furthermore, participation in life roles and engagement in activities in community settings are frequently reduced following stroke; in part due to transport and mobility issues, but also due to problems with communication and fatigue. Conversely, increased participation is associated with improved QoL (Mayo 2002).

Description of the intervention

Self management interventions for people with chronic disease aim to allow participants to make informed choices, to adopt new perspectives and generic skills that can be applied to new problems as they arise, to practice new health behaviours, and to maintain or regain emotional stability (Lorig 1993). They seek to facilitate behaviour change rather than provide a purely educational programme (Jones 2011), or teach compliance with specific treatment recommendations (Walker 2003). Self management interventions are distinct from simple patient education or skills training in that they are designed to encourage people with chronic diseases to take an active part in the management of their own condition (Foster 2007). Components of a self management intervention after stroke may include problem‐solving, goal‐setting, decision‐making, self monitoring, coping with the condition, or interventions that sustain or progress physical and psychological functioning (Walker 2003). Self management programmes can be provided by health professionals or lay leaders, and can be generic or condition‐specific. They can be delivered to individuals one‐to‐one or in a group format, and can have varying delivery styles such as face‐to‐face or online communication, written materials, or telephone. A self management intervention typically consists of a number of sessions to deliver the components of the intervention (rather than a single session).

How the intervention might work

Stroke is a chronic condition that can have long‐term psychological and social, as well as physical, sequelae for the affected person. Self management interventions focus on teaching skills so that individuals can better manage their chronic illness and thereby optimise their health and well‐being (Walker 2003). A premise of self management is that individuals who have a greater expectation that they are capable of performing a behaviour to produce a given outcome are seen as having greater 'self efficacy' (Bandura 1986). These expectations reflect a person's perceived, rather than actual, capabilities, and it is this self efficacy and not one's true abilities that often influences behaviour (Strecher 1986). For the person with stroke, self efficacy has been reported to be positively associated with outcomes including QoL (or perceived health status), depression, ability to perform activities of daily living (ADL), and walking ability (Jones 2011). Self management interventions for people after stroke that aim to increase individuals' abilities to solve problems, make decisions, and construct action plans for specific functional targets, could help prevent some of the difficulties that people with stroke face when discharged from rehabilitative health care (Jones 2006). Some programmes offer support and training for the carers of stroke survivors but these cannot be considered self management in the context of the person with stroke.

Why it is important to do this review

Provision of self management training is recommended in international stroke guidelines (Lindsay 2010; NSF 2010; Winstein 2016). However, there has not yet been a definitive review of the effectiveness of such interventions in this population to inform practice. Previous literature reviews of the effectiveness of self management interventions after stroke have been limited in the scope of articles retrieved ‐ for example excluding studies that provided a general chronic disease self management for stroke survivors (Jones 2011), or only considering interventions delivered by a nurse (Korpershoek 2011). The topic area would benefit from a comprehensive review of self management interventions after stroke that critically appraises the included studies and considers the application of statistical techniques to determine any possible treatment effect (Jones 2011).

Objectives

To assess the effects of self management interventions on the quality of life of adults with stroke who are living in the community, compared with inactive or active (usual care) control interventions.

Methods

Criteria for considering studies for this review

Types of studies

We included randomised controlled trials (RCTs), randomised at the individual participant level or via clusters with appropriate methods.

Types of participants

We included studies of adults (18 years and older) with stroke living in the community (own homes or independent living units). There were no restrictions according to gender, comorbidity, or length of time since stroke. We used the definition of stroke from the WHO as rapidly developing clinical signs of focal (at times global) disturbance of cerebral function, lasting more than 24 hours (unless interrupted by surgery or death) with no apparent cause other than that of vascular origin (Hatano 1976). If the sample group included mixed diagnoses (e.g. transient ischaemic attack or traumatic head injury), we contacted the authors for data specific to the stroke cohort.

Types of interventions

We included both self management interventions that were specific to stroke and those that were generic, so long as the participant group for the generic self management intervention included adults with stroke whose data were available separately for inclusion in our analysis. We included interventions provided by health professionals or lay leaders, or a combination of both. The self management interventions could be delivered to a group of participants or on an individual basis, and may have had a variety of delivery formats including, but not limited to, face‐to‐face, postal, or online delivery. To be included in our review, the intervention must have contained at least one of the following components: problem‐solving, goal‐setting, decision‐making, self monitoring, coping with the condition, or an alternative method designed to facilitate behaviour change and improvements in physical and psychological functioning. We excluded interventions that provided education only or exercise only to participants.

We included studies that compared a self management intervention with either an inactive control intervention (e.g. usual care, waiting list control), or an active control intervention (e.g. information only, or alternative intervention that was not considered self management).

Types of outcome measures

We included the following time points of outcome measurement in the review: 'end of intervention', 'first‐scheduled follow‐up', and 'end of scheduled follow‐up'.

Primary outcomes
  • Quality of life (QoL): health‐related, such as measured by the 36‐item Short Form (SF‐36) version 2, EuroQol (ED‐5D); or general, such as measured by the World Health Organization Quality of Life (WHOQOL)‐BREF.

Secondary outcomes
  • Self efficacy (usually measured by self report scales such as the General Self‐Efficacy Scale).

  • Activity limitations (including mobility and both basic and instrumental ADL, such as measured by the Functional Independence Measure or the Barthel Index).

  • Participation restrictions (including social, vocational, and recreational roles, such as measured by the Life Habits Instrument: LIFE‐H).

  • Impairments (including: mood, such as measured by the Hospital Anxiety and Depression Scale (HADS), Depression Anxiety Stress Scale; physical, such as measured by the Fugl‐Meyer Assessment of Sensorimotor Recovery After Stroke; cognition, such as measured by the Montreal Cognitive Assessment; speech and language such as measured by the Boston Assessment of Severe Aphasia).

  • Health service usage (including hospital readmissions, general practitioner attendance, emergency department visits).

  • Cost‐effectiveness of intervention (such as measured by the median cost of the intervention per quality‐adjusted life year (QALY)).

  • Participant satisfaction (such as measured by a Likert Satisfaction Scale).

  • Adverse events (type and frequency).

Search methods for identification of studies

See the 'Specialized register' section in the Cochrane Stroke Group module. We searched for trials in all languages and arranged for the translation of relevant articles where necessary. The first date for searches was July to August 2013 and we updated the searches in April 2016.

Electronic searches

We developed the MEDLINE search strategy (Appendix 1) with the help of the Cochrane Stroke Group Information Specialist and adapted it for the other databases as follows.

We searched the Cochrane Central Register of Controlled Trials (CENTRAL) (April 2016), and the trials registers of the Cochrane Stroke Group (Appendix 10) and the Cochrane Effective Practice and Organisation of Care (EPOC) Group (Appendix 11). In addition, we also searched the Proquest Dissertation and Theses (Appendix 12).

We also searched the following ongoing trials registers.

Searching other resources

We screened the reference lists of relevant studies to identify studies for potential inclusion in the review. We also used Science Citation Index Cited Reference Search for forward tracking of relevant articles.

Data collection and analysis

Selection of studies

Two review authors (MM and JL) independently assessed the titles and available abstracts of all records identified from the searches of the electronic databases and excluded clearly irrelevant studies. We obtained the full text of the remaining studies, and two review authors (CF and MM; CF and JL) assessed these for inclusion in the review according to the eligibility criteria. We included both published and unpublished trials and contacted authors for further information as required. We resolved disagreements by consensus, and by arbitration by a third review author (SH) if required. We provided reasons for exclusion for potentially relevant studies that, after further consideration, we excluded from the review.

Data extraction and management

Two of three review authors (CF, JL, MM) independently extracted data from the included trials using a standardised data extraction form specifically designed and piloted for this review. Extracted data included the following information from the included studies:

  • methods: including aim, design, unit of allocation;

  • participants: including inclusion/exclusion criteria, number randomised, withdrawals and exclusions, sample characteristics;

  • self management intervention: we collected the following information for each self management intervention:

    • intended audience (people with stroke, cardiovascular disease, chronic disease, or a mixed/combination audience);

    • theoretical rationale of the intervention (if one was reported and, when available, details of the rationale);

    • mode (delivered on a one‐to‐one basis or to groups of participants, with the size of the group recorded);

    • personnel (led by health professionals or trained facilitators, or combination of both; the number of personnel involved and qualifications/training/experience of personnel recorded);

    • delivery method (face‐to‐face, written such as workbook or pamphlet, audio, video, telephone, Internet; all methods used in intervention recorded);

    • language in which the intervention was delivered; content/topics covered by the intervention (problem‐solving, goal‐setting, decision‐making, self monitoring, coping with the condition);

    • location (hospital, general practitioner clinic, community setting, home); and

    • duration (number and frequency of sessions, hours per session, time between sessions, total duration of the intervention).

  • outcomes: including time points measured, unit of measurement, power;

  • other: source of funding, possible conflicts of interest;

  • risk of bias assessment: including details of sequence generation, allocation concealment, blinding, completeness of outcome data, selective outcome reporting; and

  • data and analysis: including length of follow‐up, loss to follow‐up, unit of analysis, statistical methods used. When a study had reported results for a self management intervention that included people with a range of chronic conditions, we contacted the study authors to request results specific to the participants with stroke.

We extracted a description of the separate components within each self management intervention for all of the included studies ‐ see Table 2.

1. Components of self management programmes.
Reference Problem solving Goal setting Decision‐making Self monitoring Coping with
the condition
Additional self management strategies
Bishop 2014 X X
  • Education (psychoeducation)

  • Pack of information and resources

  • Reinforcement of family resources and capabilities

Cadilhac 2011 X X X
  • Identification and access of local resources

  • Education and skills training in condition self management

Evans‐Hudnall 2014 X X X X X
  • Education on strategies to facilitate behaviour change and relapse prevention

Frank 2000 X X
  • Education on stroke and recovery

  • Planning rehearsal

Harwood 2012 X X X X
  • Information (DVD) on stroke and recovery using inspirational stories

Hoffman 2014 X X X X
  • Education and tailored skills training package

Johnston 2007 X X
  • Education on stroke, recovery, and skills for coping and self management

Jones 2016 X X X X
  • Education on accessing resources, stroke, and self

  • Encouragement of activity

Kendall 2007 X X X
  • Information and skill development on health and well‐being, communicating with healthcare team and family

Kim 2013 X X
  • Education and resources on stroke, recurrence prevention

Lund 2012 X X
  • Education and support with lifestyle, healthy living

McKenna 2015 X X X X
  • Education and tailored skills training package

Sabariego 2013 X X X X
  • Education based on the International Classification of Functioning, Disability and Health

Tielemans 2015 X X X X X
  • Education on stroke consequences

  • Skills training in proactive action planning

In order to assess the effects of the intervention, we extracted data for the outcomes of interest (means and standard deviations for continuous outcomes and number of events for dichotomous outcomes) where available in the published reports.

Assessment of risk of bias in included studies

Two review authors (CF and MM) independently assessed the risk of bias in each included study against key criteria: random sequence generation, allocation concealment, blinding of outcomes, incomplete outcome data, and selective outcome reporting. We conducted assessments using Cochrane's tool for assessing risk of bias (Higgins 2011).

We judged selective outcome reporting based on whether all outcomes assessed in a trial had been reported. Where possible, we obtained trial protocols for comparison of planned outcome assessment to the outcome data available from each trial.

We explicitly judged each of the criteria assessed for risk of bias as: low risk of bias, high risk of bias, or unclear risk of bias (either lack of information or uncertainty over the potential for bias). We resolved disagreements by consensus, and consulted a third review author (SH) to resolve disagreements if necessary.

Measures of treatment effect

We calculated point estimates and 95% confidence intervals (CI) for outcomes of individual RCTs wherever possible. We expressed point estimates for dichotomous outcomes as odds ratios (OR). For continuous outcomes, we summarised results as mean difference (MD) where studies used the same tool to measure the same outcome across separate studies. Alternatively, we summarised treatment effects using the standardised mean difference (SMD) where studies measured the same outcome but employed different tools. If it was not possible to summarise results as above, we reported them as 'other data' narratively, but did not include them in the meta‐analysis (Deeks 2011).

Unit of analysis issues

We incorporated results of cluster randomised trials into meta‐analyses using the generic inverse variance method in Review Manager 5 (RevMan 2014). We estimated the intracluster correlation coefficient (ICC) for cluster randomised trials based on cluster number and mean cluster size (M). We used this to calculate the design effect using the formula: design effect = 1 + (M ‐ 1) ICC. Sample sizes for these trials were divided by the design effect (Higgins 2011).

Dealing with missing data

We sought data from authors for outcomes that were measured but not reported (Kirkham 2010), or that were not reported as data able to be incorporated in meta‐analyses, via email to the corresponding author. We also contacted authors for clarification of descriptions of interventions (e.g. setting, mode of delivery, format, duration, etc.) or trial conduct (e.g. method of random sequence generation, method of allocating participants to treatment groups, blinding of trial personnel). We considered intention‐to‐treat analysis as part of the risk of bias assessment and recorded loss to follow‐up.

Assessment of heterogeneity

Prior to meta‐analysis, we first assessed studies for clinical heterogeneity such as variations in interventions, comparisons, outcome measures, and assessment time points. We assessed statistical heterogeneity by visually inspecting the forest plots and then by using the I2 statistic as an indication of the proportion of heterogeneity. We used the following as a guide for interpretation of the I2 statistic: 0% to 14% might not be important, 30% to 60% may represent moderate heterogeneity, 50% to 90% may represent substantial heterogeneity, and 75% to 100% represents considerable heterogeneity (Deeks 2011). In cases of substantial to considerable heterogeneity (defined as I2 > 50%), we would have explored the data further by comparing the characteristics of individual studies and reported any differences when interpreting the results of this review.

Assessment of reporting biases

The risk of publishing bias was mitigated by our comprehensive search strategies, checking all reference lists, and searching all major trial registries. We assessed selective outcome reporting using the approach described previously in Higgins 2011 (see Assessment of risk of bias in included studies). We would have further explored the potential for small‐study effects in the main outcomes of the review using funnel plots if a meta‐analysis included at least 10 studies.

Data synthesis

Where we considered studies to be sufficiently similar, we conducted a meta‐analysis by pooling the appropriate data using Review Manager 5 (RevMan 2014). We used random‐effects models with generic inverse‐variance method for all meta‐analyses (see Measures of treatment effect). Where data were not available or were of unacceptable heterogeneity, we provide a narrative summary of study results rather than a meta‐analysis.

Subgroup analysis and investigation of heterogeneity

If sufficient data were available, we would have performed subgroup analyses to establish effectiveness relative to:

  • study population characteristics ‐ including age, gender, and severity of stroke;

  • self management intervention ‐ including content, intended audience, mode, personnel, delivery method, location, and duration; and

  • study design ‐ including RCTs, cluster RCTs, and cross‐over trials.

We would have performed subgroup analyses using the independent variables for meta‐regression if the appropriate data had been available.

Sensitivity analysis

We would have performed sensitivity analyses to evaluate the influence of elements of risk of bias if we included sufficient studies, for example, based on whether participants were randomly allocated and group assignments were adequately concealed.

Results

Description of studies

See: Characteristics of included studies; Characteristics of excluded studies tables.

Results of the search

The initial search strategy for this review was in July and August 2013. We repeated the search strategy for all databases, CENTRAL and Cochrane Stroke Group Trials register in February 2015 and again in April 2016 to update the review prior to publication.

The combined searches retrieved 18,950 records of trials after we removed duplicates. We selected 157 records for full‐text assessment, or for follow‐up with trial investigators if there were no published results, and we included 14 studies in the quantitative synthesis (Bishop 2014; Cadilhac 2011; Evans‐Hudnall 2014; Frank 2000; Harwood 2012; Hoffman 2014; Johnston 2007; Jones 2016; Kendall 2007; Kim 2013; Lund 2012; McKenna 2015; Sabariego 2013; Tielemans 2015). Figure 1 shows the flowchart of the combined results of the searches.

1.

1

Flow diagram illustrating combined results of searches

We identified six ongoing trials; they did not yet have any results or published material to be considered. Nine trials are awaiting classification and we will assess them for inclusion in the next review update.

Included studies

The 14 included RCTs were all conducted between 2000 and 2015; four in the UK; three in the USA; two in Australia; and one each from New Zealand, the Netherlands, Korea, Norway, and Germany. There were 1863 participants; all adults post‐stroke, and sample sizes varied from 25 to 600. Stroke latency varied when reported from one month post‐stroke to one year or more. Stroke aetiology and severity, when reported, were also highly heterogeneous and reflected the expected mix of infarction/haemorrhage and severity from mild to moderate/severe.

The settings for the intervention were all community‐, home‐, or outpatient‐based. All studies investigated the effects of some form of programme that contained more than one component of self management as identified in our review criteria (see Types of interventions and Differences between protocol and review). We summarised the extracted components for each intervention (Table 2). In all studies, the audience was people with stroke and four studies included carers/significant others (Bishop 2014; Harwood 2012; Kim 2013; Tielemans 2015). Theoretical rationales varied from family systems to lifestyle‐ and occupation‐based approaches. All study reports included statements related to improving self efficacy, knowledge, beliefs, and confidence with a view to self management. Intervention mode varied from one‐to‐one (nine studies) or group (five studies) and all were delivered face‐to‐face except Bishop 2014, which used telephone contact. The programmes commonly used resources and workbooks to promote the material. Personnel were predominantly trained stroke‐allied health professionals conducting the programmes (13 RCTs), or co‐led with peer leaders (Cadilhac 2011). In some instances, the ethnic mix of the participants was matched in the programme leader, particularly for language and cultural considerations (Harwood 2012). Content and topics routinely consisted of stroke‐related education (including secondary prevention), self ratings, problem identification, reinforcing resources and capabilities, self efficacy and control, social support, stress management, goal setting, and problem‐solving. Duration of programmes varied from four weeks to six months, with number and timing of sessions differing between several to weekly.

Comparison groups involved an alternate 'active’ intervention in four studies: a generic Chronic Condition Self‐Management (CCSM) programme (Cadilhac 2011); components of the intervention programme (e.g. a DVD only or face‐to‐face session only: Harwood 2012; Tielemans 2015), coping skills (Hoffman 2014), or physical activity sessions only (Lund 2012). All other trials had an inactive, usual care, or wait list control group.

All studies used a battery of measures related to stroke recovery and health including tests of QoL (eight studies), activity limitations (10 studies), or self efficacy (seven studies). Tests for impairment were all related to mood (depression or anxiety, or both) (eight studies). Only three studies included measures of participation restrictions (Cadilhac 2011; McKenna 2015; Tielemans 2015), and one trial investigated medical adherence as part of a healthy behaviours battery (Evans‐Hudnall 2014). One study reported costs (Jones 2016) and one reported adverse events (Cadilhac 2011). Other measures used within the remit of this review included satisfaction, stroke knowledge, health competence, feasibility, and health service utilisation. All trials assessed outcomes at baseline and post‐intervention (four weeks to six months depending on the duration of the intervention), and the majority also conducted follow‐up measurement at between three and 12 months' post‐intervention.

Excluded studies

We found 120 studies (126 records) at full‐paper review or follow‐up of trial register entry that were clearly not relevant for reasons including inappropriate study design (non‐controlled) or interventions that did not meet our definition of self management, that is the interventions addressed only one aspect of the identified components of a self management programme or addressed only one stroke deficit or risk factor. For trials where the participant sample receiving the intervention included people with stroke and people with other chronic conditions, we attempted to gain separated data for the stroke participants but were unsuccessful.

We excluded See Characteristics of excluded studies table for individual reasons for study exclusion, other than studies that were not RCTs.

Risk of bias in included studies

We assessed the overall risk of bias as low. Figure 2 shows that the trials together covered a wide range of methodological quality, with the worst performance in the area of performance bias (only two studies achieving blinding of participants and some personnel). Figure 3 (individual trials) shows again that the majority of studies achieved a low risk of bias. No studies achieved low risk in all criteria, with individual scores ranging from achieving low risk on three out of seven to six out of seven areas.

2.

2

Risk of bias graph: review authors' judgements about each risk of bias item presented as percentages across all included studies.

3.

3

Risk of bias summary: review authors' judgements about each risk of bias item for each included study.

Allocation

Twelve studies reported appropriate sequence generation methods while two studies did not report their method (Jones 2016; Tielemans 2015). Concealed allocation was moderately well reported with eight of the studies confirming this was achieved.

Blinding

Only two studies achieved blinding of participants by concealing the nature of the intervention versus the comparison (Sabariego 2013; Tielemans 2015), and no studies achieved blinding of personnel who delivered the interventions; however, the majority reported satisfactory blinding of outcome assessors (11 studies). Where measures were self reported, we interpreted the blinding as pertaining to the administrator not the participant.

Incomplete outcome data

We identified incomplete reporting of outcome data for half the studies with differences in the proportion of drop‐outs or missing data between groups.

Selective reporting

We deemed just over half of the studies at low risk of selective reporting with the remainder judged as unclear (no protocols available to compare), or one not reporting data for secondary measures (McKenna 2015).

Other potential sources of bias

This criterion was at low risk for most studies: McKenna 2015 had missing data on dosage of intervention for five of the 11 intervention participants and we judged this to present an unclear or unknown risk of bias.

Effects of interventions

See: Table 1

Sufficient clinical homogeneity allowed us to pool study data, comparing self management interventions versus predominantly usual care intervention(s). We pooled trials with both usual care controls and control groups that incorporated a small active component of the intervention package (such as the education component only) and checked results using a post hoc subgroup analysis as this was not foreseen a priori. We used outcome data from similar time points post‐intervention: this was the immediate post‐intervention time given the interventions ran for weeks. However, in instances where the intervention was short (e.g. days), we compared with a more clinically comparable time point based on weeks/months that may have been the follow‐up period. Heterogeneity using the I2 statistic was 0% to 1% for all meta‐analyses.

Quality of life

QoL scores were available for 469 participants from six trials (26% of overall participants included in the review). Three trials reported QoL scores from the SF‐36 physical functioning and mental functioning (Harwood 2012; Jones 2016; Lund 2012); and three used the Stroke Specific Quality of Life scale (SSQoL: Kendall 2007; McKenna 2015; Tielemans 2015). Several trials used more than one of these measures; we only included one trial in each measure. We did not include measures that were only used by one trial. The random‐effects pooled estimate for all trials was a SMD of 0.20 (95% CI 0.00 to 0.41; P = 0.05; low quality evidence; Analysis 1.1, Figure 4). Therefore, participants who received self management interventions had a significantly better QoL than those who received usual care or an intervention with a small active component. Removal of the active control trials (Harwood 2012; Lund 2012), as a post hoc subgroup analysis, strengthened the effect (SMD random effects 0.44, 95% CI 0.05 to 0.82; P = 0.03). Jones 2016 was a cluster randomised trial ‐ based on the number of clusters (four) and mean size of clusters (20) an ICC of 0.08 was estimated giving a design effect of 1.6 to be applied to the sample size. McKenna 2015 reported change scores in the published paper, but supplied post‐intervention scores for the 3 month follow‐up on request ‐ the latter are included in the meta‐analysis. It was noted that the baseline QoL scores were different between the self‐management versus control group (not significantly because of large standard deviations and small numbers), and whilst both groups improved over time the self‐management improved at a higher rate. Also of note the follow‐up for Kendall 2007 and Tielemans 2015 was at 6‐9 months compared to three months for mcKenna. Because of this, a sensitivity analysis was run, removing McKenna 2015. This gave a SMD of 0.23 (95% CI 0.04 to 0.41; P=0.02) and thus slightly strengthening the effect in favour of self‐management.

1.1. Analysis.

1.1

Comparison 1 Self management versus control, Outcome 1 Quality of life.

4.

4

Forest plot of comparison: 1 Self management versus control, outcome: 1.1 Quality of life.

Self efficacy

Self efficacy scores were available for 403 participants from six trials (22% of overall participants included in the review). Four trials reported scores from the Stroke Self‐Efficacy Questionnaire (SSEQ) (Hoffman 2014; Jones 2016; Kendall 2007; McKenna 2015), and two studies used the Recovery Locus of Control Scale (RLOCS) (Frank 2000; Johnston 2007). The random‐effects pooled estimate for the four trials evaluating self efficacy was an SMD of 0.33 (95% CI 0.04 to 0.61; P = 0.03; low quality evidence; Analysis 1.2). Therefore, participants who received self management interventions had significantly better self efficacy than those who received usual care or an intervention with a small active component. The random‐effects pooled estimate for the two trials evaluating locus of control was an SMD of 0.02 (95% CI ‐0.26 to 0.29; P = 0.91; Analysis 1.2). Therefore, participants who received self management interventions did not have a significantly different locus of control compared with participants who received usual care.

1.2. Analysis.

1.2

Comparison 1 Self management versus control, Outcome 2 Self efficacy.

Activity

Activity limitation scores were available for 260 participants (14% of overall participants included in the review). Four trials used the Barthel Index (Harwood 2012; Hoffman 2014; Johnston 2007; McKenna 2015). The random‐effects pooled estimate for all trials was an SMD of 0.22 (95% CI ‐0.03 to 0.46; P = 0.08; moderate quality evidence; Analysis 1.3). Therefore, participants who received self management programmes did not have significantly different levels of activity limitation compared with participants who received usual care, although the result does approach significance.

1.3. Analysis.

1.3

Comparison 1 Self management versus control, Outcome 3 Activity limitations.

Impairment

Mood scores were available for 648 participants (35% of overall participants). Six trials used the Hospital and Anxiety Depression Scale post‐intervention (Hoffman 2014; Johnston 2007; Jones 2016; Lund 2012; Sabariego 2013; Tielemans 2015). The random‐effects pooled estimate for all trials was an MD of ‐0.56 (95% CI ‐1.27 to 0.15; P = 0.12; low quality evidence). This pooled analysis used MD as there was only one type of measure (Analysis 1.4). Therefore, participants who received self management programmes did not have significantly different anxiety or depression levels compared with participants who received usual care.

1.4. Analysis.

1.4

Comparison 1 Self management versus control, Outcome 4 Impairments.

Miscellaneous outcomes: single trial effects

All other measures listed in the inclusion section were only used in single trials and therefore were not pooled. Two studies had recognised measures of participation; McKenna 2015 used the Subjective Index of Physical and Social Outcome (SIPSO), which measures community integration, and Tielemans 2015 administered subscales of the USER‐Participation instrument. Neither found any difference in effect between their stroke self management programme and usual care for participation.

Evans‐Hudnall 2014 evaluated medication adherence as part of the global US Behavioral Surveillance Survey (BRFSS). They reported this item did not change significantly as a result of the 'STOP program' self management intervention. Several studies looked at other health behaviours including reductions in secondary risk factors and adoption of positive activity. Kim 2013 reported a positive effect on several such behaviours including reduced smoking and alcohol intake, improved diet and exercise levels, and greater control and motivation attitudes. With regard to health service usage, Bishop 2014 reported a reduction in use of services post‐intervention using a self report telephone checkup to record visits to health practitioners.

None of the studies performed a full cost‐effectiveness analysis. However, some studies simply reported costs of the actual programme. Johnston 2007 captured satisfaction with the self management programme and reported positive findings. They found no difference between education and self help programme and usual care. Cadilhac 2011 monitored adverse events, which reported no events were attributable to the self management programme.

Discussion

Summary of main results

The primary aim of this review was to investigate the effectiveness of self management programmes for adults with stroke, living in the community. For our primary outcome measure of QoL, we found that overall there was some supporting evidence; in a meta‐analysis pooling six studies, self management interventions were effective in improving health‐related QoL. No one study or measure offered evidence reaching significance; however, the superior sample size of combining six studies (469 participants) gave an effect size of 0.20 (SMD). We justified combining studies with an active control group with those with usual care control groups as from the descriptions 'usual care' did not equate to 'no or inactive' intervention and a post‐hoc subgroup analysis strengthened the result.

QoL is a complex construct and we originally wished to make a distinction between general QoL measures and those that were considered health‐related. From our included studies, the majority used health‐related QoL (e.g. the SF‐36 or 12‐item Short Form (SF‐12) or the SSQoL). Therefore, we made the decision to pool both categories for greater power and used SMD and random effects in acknowledgement that we were combining measures that may be conceptually somewhat different. It should be noted that individual studies used other measures that we did not include in the meta‐analysis, for example the Assessment of Quality of Life (AQoL) (general ‐ Cadilhac 2011) or WHOQOL (Sabariego 2013) or the health‐related General Health Questionnaire‐28 (GHQ‐28); the majority of these reported significant improvements. Pickard 2005 reviewed QoL measures for people with stroke and concluded a change score of 0.03 could be interpreted as clinically important. Therefore, the SMD of 0.20 (or 0.23 in the sensitivity analysis) can be interpreted as somewhat meaningful, and is strengthened by individual studies reporting this level of change.

A meta‐analysis for a secondary outcome of improved self efficacy found in favour of self management programmes, using the specific SSEQ but not the RLOCS. Self efficacy is a complex personality trait that involves a sense of ownership and agency over one's life. It has been reported as modifiable through intervention in some literature (Jones 2011), and is an obvious target domain for self management programmes. Self efficacy (characterised by generalised viewpoints such as 'when I make plans, I am certain I can make them work') has been viewed as related but different to locus of control (characterised by statements relative to internal or external states being the source of power such as 'my life is determined by my own actions') and both have been reported to act as dependent variables within the personality matrix (Judge 2002), along with other traits such as self esteem and emotional stability. Sabariego 2013 analysed the self management trial outcome data using multi‐level models of change and concluded that among other factors, loci of control was a significant predictor of self efficacy. Further investigation into the interpretation of self efficacy is warranted.

Activity limitations were variously captured by several studies using composite measures of functional (in)dependence. We were able to pool data from four studies using the Barthel Index. Our pooled analysis showed no significant effects in favour of either group, however, this did approach significance. This is not entirely unexpected as the evidence that activity performance improves with activity (task) practice is reasonably strong. It is not the intention of self management programmes to practice tasks in this way but rather to promote the overall management and coping capacity of people. Having said that, other individual studies did report some significant positive changes in activity, such as Johnston 2007 using the Observer Assessed Disability scale and McKenna 2015 using the Nottingham Extended Activities of Daily Living Scale (NEADL) and Barthel Index in favour of self management programmes. This interesting trend requires further investigation.

The only impairment level measures employed in the included studies were those related to mood; specifically depression and anxiety. We were able to pool six studies using the HADS and found a potential effect (MD ‐0.56) in favour of self management programmes reducing anxiety and depression post‐stroke but this did not reach significance. To add strength to a more positive interpretation, other included studies that used alternate measures, such as Cadilhac 2011 (Mood Scale) and McKenna 2015 (GHQ‐28), also reported significant positive improvements in mood after self management programmes.

Considering the remainder of our secondary measures, we were unable to perform further meta‐analyses due to the paucity or heterogeneity of measures. There were promising but inconsistent results in several of the single studies around improved health behaviours, such as better blood pressure control, improved diet and exercise, smoking/alcohol reductions, and reduced healthcare usage, but no evidence for improved participation. The low numbers and inconclusive findings suggest further studies powered for these questions are required.

Overall completeness and applicability of evidence

The content, format, and settings for the intervention were all highly variable and explain some of the inconsistent findings. There were insufficient studies to explore the factors that might be responsible for success but simple inspection of the formats does suggest that minimalist interventions such as workbooks need more support and engagement (Frank 2000). However, other low‐cost interventions, such as telephone tracking (Bishop 2014) or Internet‐based programmes (Kim 2013), can have a positive effect on stroke survivor and family functioning, and health behaviours, respectively. Factors such as intensity or personal (face‐to‐face) contact need further investigation to confirm their value.

Several studies had the direct aim of investigating the applicability of the self management programme tailored to specific racial or cultural groups such as Maori and Pacific New Zealanders (Harwood 2012) or under‐served racial and ethnic minority groups in the USA (Evans‐Hudnall 2014). The other studies spanned across several different countries. Therefore, there is emerging evidence that the format and content of self management programmes is able to be tailored and transferred to different communities and needs.

Quality of the evidence

The overall quality of the evidence was low to moderate. We believe the results can be considered to be somewhat indicative despite the relatively small numbers in the individual trials. Where there were higher risks of bias these were in effect acceptable as it is difficult, if not impossible, to blind personnel delivering personal interventions and likewise the participants can only be blinded to the intervention of interest, not to the fact that they are receiving an intervention.

Potential biases in the review process

We do not consider there to be any overt biases in the review process. All of the authors are experienced stroke clinicians and researchers but none have been involved in the conduct of self management programmes in a clinical setting or trials investigating self management programmes.

Agreements and disagreements with other studies or reviews

There are two other published systematic reviews of self management programmes for people after stroke (Lennon 2013; Warner 2015). However, the reviews differed in the information they considered primarily due to differences in design and timing of the review conduct. The other reviews qualitatively synthesised evidence from RCTs (Lennon 2013) and a combination of RCT and non‐controlled trials (Warner 2015), while this review identified and pooled evidence both quantitatively and qualitatively from RCTs only (14 studies, 1863 participants). Lennon 2013 included 15 studies (1233 participants) and Warner 2015 included nine studies (total number of participants not given). We excluded four RCTs included by Lennon 2013 and three RCTS included by Warner 2015 from our review due to differences in inclusion criteria. Whereas our review used the criterion of a complex intervention focusing on more than one deficit or risk and including at least two self management components, both Lennon 2013 and Warner 2015 used a broader criterion of accepting any studies in which the authors had referred to the intervention as 'self management'. Our review also differed in our decision not to include data from adults with transient ischaemic attack (not stroke) or inpatient participant populations. There were several RCTs included in our review that were published since the journal acceptance of the other two reviews; and we included six RCTs in our review that were not included in the other two reviews for reasons unknown (two RCTs Lennon 2013, six RCTs Warner 2015), perhaps due to differences in search strategy.

Our meta‐analysis supported the qualitative findings from Lennon 2013 that self management programmes can improve QoL and self efficacy for people with stroke. Our review did not support the suggestion by Warner 2015 that self management programmes can improve functional ability and participation of people with stroke. Unfortunately, questions still remain as all three reviews have observed gaps regarding the optimal content, timing, mode of delivery, target outcomes, and mechanisms for change in self management interventions for people after stroke, due to the large heterogeneity in the investigated interventions. The reviews also agreed that despite the increasing amount of published evidence about self management programmes after stroke, the wide range of outcome measures and frequency of assessments used in studies of this topic hampers the ability to synthesise the evidence to determine effect. Both this review and Lennon 2013 have called for cost‐effectiveness of the intervention to be investigated in future research of self management programmes for people after stroke.

Authors' conclusions

Implications for practice.

The current evidence indicates that self management programmes may benefit people with stroke in the community. Benefits may include improved quality of life and self efficacy. We observed trends to improve mood (reduce anxiety and depression) and independence in activities but these were not significant. These are all well‐recognised goals for people after stroke. There is evidence for many modes of delivery and the opportunity to tailor content to the target group. Leaders can be peers or professionals but their commonality is being trained and expert in stroke and its consequences.

Implications for research.

Further research is required to understand the complex effects on quality of life and the relationship between self efficacy, recovery, and locus of control. Identification of key features of the programmes is required, for example, what is the ideal frequency, duration, and mode of sessions? Cost‐effectiveness analyses will help service providers to make choices about provision of such programmes. Potential areas of benefit from self management programmes, such as health behaviours, participation, and other impairments, would be useful to investigate.

Feedback

New Feedback, 16 November 2018

Summary

Comments Review authors response
On behalf of Dr Faye Wray and Dr Tom Crocker (Academic Unit of Elderly Care and Rehabilitation, University of Leeds and Bradford Institute for Health Research) On behalf of the review author team: Prof Susan Hillier, Dean: Research, University of South Australia.
In consultation with the Editorial team, Cochrane Stroke.
We wish to express our concerns about the data used in this systematic review in Meta‐Analysis 1.1 (Quality of Life, sub‐group Stroke Specific Quality of Life). The data from McKenna 2015 used in this meta‐analysis is erroneous as this data represents the mean change score from program completion/six weeks to three month follow‐up instead of the mean change score from baseline. Using this data (which has a very large effect size) suggests that the pooled results significantly favour the intervention (self‐management) group. However, the data from baseline to three‐month follow‐up suggests that the difference between the intervention and control group is marginal. Based on this comment, we have reviewed the data extracted from the McKenna paper. Indeed we did make an error (of oversight). The change score was indeed not calculated from baseline to post intervention or baseline to follow‐up (as assumed), but from post‐intervention to follow‐up.
We have obtained the means and standard deviations (SDs) at each time point from the trialists. It is clear that the change scores were used because the two intervention groups were not similar at baseline. This was not significant because of large SDs and small numbers but was consistent across all measures.
Furthermore, the use of change scores is problematic as the meta‐analysis uses standardised mean differences. This is problematic because the standard deviations, used to standardise the scores to a uniform scale, do not reflect differences in the measurement scale in the case of change scores (Cochrane Handbook, p.270). Again this is our error (of analysis). The Cochrane Handbook does confirm that delta means (SDs) and post‐intervention means (SDs) can be combined in meta‐analysis if using Mean Difference analyses but not SMDs (which we did).
Finally, the wrong number of participants has been entered, slightly inflating the weight for this study. The error (of entry) was one participant. Corrected with no change to analysis.
A number of options are available to correct these errors and the authors should consider which is most appropriate based upon the following points:
1) Timepoint: the authors should consider which timepoint is most appropriate for this meta‐analysis. In the text of the review, the authors specify that outcome data will be used from the immediate timepoint post‐intervention except for instances where the intervention was short (e.g. days). It may, therefore, be appropriate to use data from baseline to six weeks (programme completion). On the other hand, the authors may wish to include the three‐month data as this is more comparable to the timepoints reported by other interventions in the meta‐analysis.
We have considered the timepoints. Quality of life is a construct that is unlikely to change immediately post‐intervention, therefore we have continued to use the follow‐up data from all relevant studies.
In the QoL meta‐analysis this is between three to six months across the studies. And we have kept it so.
2) Mean change score versus raw means: in either case, the authors should consider whether it is appropriate to use mean change scores or raw post‐intervention means in their analysis. If the authors choose to include the mean change score it should be the change from baseline. The Cochrane Handbook is not clear as to whether mean change or raw mean scores are preferred. It suggests that either can give an indication of the effects of an intervention but that care should be taken to ensure that bias is not introduced by picking more favourable data. Data from McKenna 2015 suggests that the use of raw mean versus mean change score will vary the outcome with regards to whether the intervention or control is favoured in the meta‐analysis (although the effects of the intervention are likely to remain non‐significant overall). For example, at three months follow‐up, mean change scores favour the intervention but raw mean scores favour the control. Obtaining unpublished data from McKenna 2015 may be helpful for a precise estimation of variance for the intervention and control groups. We have obtained the group means and SDs for the follow‐up timepoints.
We have re‐analysed and amended.
With a question mark over the McKenna trial – risk of baseline imbalance and a difference in timepoint measure of three months follow‐up versus six to nine months follow‐up – there is a case for either not including OR a sensitivity analysis, i.e. reporting the McKenna data in and out. On discussion with Cochrane Stroke’s Editorial team we agreed to include and then do a sensitivity analysis.
As we had reported originally for the overall QoL result, the effect remains significant (P = 0.05) but the SMD is smaller and potentially not as clinically significant (Figure 9).
Overall QoL effect is 0.20 (0.00 to 0.41) P = 0.05
We have also downgraded the GRADE to low (from moderate) and added in the sensitivity analysis with an explanation as to why we did this – this increases the SMD slightly to 0.23 (0.04 to 0.41) P = 0.02 (Figure 10)
If you consider the results from ONLY 1.1.1 (which we don’t in the review) the effect sizes are greater: 0.23 (‐0.10 to 0.55) P = 0.17 OR in the sensitivity analysis 0.33 (0.04 to 0.63) P = 0.03.
3) Considerations if mean change scores are used: if the authors wish to include change from baseline and post‐intervention scores in the same meta‐analysis they should combine scores using the mean difference (rather than the standardised mean difference). In this case it would be necessary to separate the studies in meta‐analysis 1.1 into separate meta‐analyses according to the measurement scale: the Stroke Specific Quality of Life scale (SSQOL) (Kendall 2007; McKenna 2015), the short version of the Stroke‐Specific Quality of Life Scale (Tielemans 2015), the Short Form (SF) 36 Physical Component Summary (PCS) (Harwood 2012), SF‐12 PCS (Jones 2016), and the SF‐36 Physical Functioning scale (Lund 2012). If the authors wish to combine standardised mean differences, the data from McKenna 2015 should be replaced with post‐intervention raw means from unpublished data or imputed from the data available at baseline. This was not a necessary option as we could obtain the means (SD) and retain the SMD approach to allow a more powerful pool of data.
Correction of these errors using the options outlined above is likely to have a significant effect on the outcome of this meta‐analysis and result in a non‐significant pooled estimate of effect for Stroke Specific Quality of Life. Retaining the authors’ current approach of combining standardised mean differences and data for the other five studies but replacing the data for McKenna 2015 with imputed post‐intervention raw means (using a standard deviation pooled from the baseline data) produces an overall pooled standardised mean difference of 0.16 (95% confidence interval (CI) ‐0.08 to 0.41) with six‐week data or 0.17 (95% CI ‐0.02 to 0.37) with three‐month data. In light of this, the authors may not only need to update their analyses but will also need to update the summary of findings and conclusions to reflect a lack of evidence for the effect of self‐management interventions on stroke survivors’ quality of life. As above: the QoL meta‐analysis, as we had reported for the overall QoL result, remains significant (P = 0.05) but the SMD is smaller and potentially not as clinically significant. This has been amended and we have also downgraded the GRADE to low (from moderate) and added in the sensitivity analysis with an explanation as to why we did this – this increases the SMD slightly to 0.23 from 0.20.
Therefore we have not amended the summary of findings beyond this, nor the conclusions. It remains that we need more robust and properly powered studies to be confident.
5.

5

Feedback graph: full analysis

6.

6

Feedback graph: sensitivity analysis – McKenna removed

Reply

See above

Contributors

See above

What's new

Date Event Description
5 March 2019 Feedback has been incorporated Analysis 1.1 amended in response to feedback
30 January 2019 Amended Change scores for McKenna 2015 were replaced with mean (SD) scores at follow‐up for both groups in analysis 1.1. The results for an effect in favour of self‐management were somewhat weakened so we downgraded the level of evidence to 'low'. A sensitivity analysis removing McKenna 2015 strengthened the results towards favouring the intervention.

Acknowledgements

The authors acknowledge and thank Brenda Thomas from the Cochrane Stroke Group for her assistance with the search strategy and Hazel Fraser also from the Cochrane Stroke Group for her patient, expert, and timely support.

Appendices

Appendix 1. MEDLINE search strategy

1. cerebrovascular disorders/ or exp basal ganglia cerebrovascular disease/ or exp brain ischemia/ or exp carotid artery diseases/ or exp intracranial arterial diseases/ or exp "intracranial embolism and thrombosis"/ or exp intracranial hemorrhages/ or stroke/ or exp brain infarction/ or vasospasm, intracranial/ or vertebral artery dissection/
 2. (stroke or poststroke or post‐stroke or cerebrovasc$ or brain vasc$ or cerebral vasc$ or cva$ or apoplex$ or SAH).tw.
 3. ((brain$ or cerebr$ or cerebell$ or intracran$ or intracerebral) adj5 (isch?emi$ or infarct$ or thrombo$ or emboli$ or occlus$)).tw.
 4. ((brain$ or cerebr$ or cerebell$ or intracerebral or intracranial or subarachnoid) adj5 (haemorrhage$ or hemorrhage$ or haematoma$ or hematoma$ or bleed$)).tw.
 5. hemiplegia/ or exp paresis/
 6. (hemipleg$ or hemipar$ or paresis or paretic).tw.
 7. brain injuries/ or brain injury, chronic/
 8. exp Gait Disorders, Neurologic/
 9. or/1‐8
 10. self efficacy/ or self care/
 11. self administration/ or self‐assessment/ or self concept/
 12. patient compliance/ or patient education as topic/ or patient participation/ or patient satisfaction/
 13. consumer health information/ or consumer participation/
 14. attitude to health/ or health behavior/ or health education/ or health knowledge, attitudes, practice/ or health promotion/
 15. life style/ or disease management/ or risk reduction behavior/
 16. adaptation, psychological/ or motivation/ or goals/ or problem solving/ or exp decision making/
 17. health plan implementation/
 18. (self care or self‐care or self management or self‐management or self efficacy or self‐efficacy or self monitor$ or self‐monitor$).tw.
 19. ((self or oneself) adj3 care).tw.
 20. ((patient$ or consumer$ or client$) adj5 (educat$ or participat$ or behaviour$ or behavior$ or compliance or centered)).tw.
 21. (health adj5 (promot$ or educat$ or behav$)).tw.
 22. (risk adj3 reduc$ adj3 behav$).tw.
 23. ((patient$ or consumer$ or client$) adj5 manag$ adj5 disease$).tw.
 24. (((behav$ adj3 chang$) or (problem$ adj3 solv$) or (goal$ adj3 setting) or (decision$ adj3 mak$) or coping) adj5 (patient$ or consumer$ or client$)).tw.
 25. or/10‐24
 26. Randomized Controlled Trials as Topic/
 27. random allocation/
 28. Controlled Clinical Trials as Topic/
 29. control groups/
 30. clinical trials as topic/
 31. double‐blind method/
 32. single‐blind method/
 33. Placebos/
 34. placebo effect/
 35. Research Design/
 36. Program Evaluation/
 37. randomized controlled trial.pt.
 38. controlled clinical trial.pt.
 39. clinical trial.pt.
 40. (random$ or RCT or RCTs).tw.
 41. (controlled adj5 (trial$ or stud$)).tw.
 42. (clinical$ adj5 trial$).tw.
 43. ((control or treatment or experiment$ or intervention) adj5 (group$ or subject$ or patient$)).tw.
 44. (quasi‐random$ or quasi random$ or pseudo‐random$ or pseudo random$).tw.
 45. ((control or experiment$ or conservative) adj5 (treatment or therapy or procedure or manage$)).tw.
 46. ((singl$ or doubl$ or tripl$ or trebl$) adj5 (blind$ or mask$)).tw.
 47. placebo$.tw.
 48. sham.tw.
 49. (assign$ or allocat$).tw.
 50. controls.tw.
 51. or/26‐50
 52. 9 and 25 and 51
 53. exp animals/ not humans.sh.
 54. 52 not 53

Appendix 2. EMBASE search strategy

1. cerebrovascular disorders/ or exp basal ganglia cerebrovascular disease/ or exp brain ischemia/ or exp carotid artery diseases/ or exp intracranial arterial diseases/ or exp "intracranial embolism and thrombosis"/ or exp intracranial hemorrhages/ or stroke/ or exp brain infarction/ or vasospasm, intracranial/ or vertebral artery dissection/
2. (stroke or poststroke or post‐stroke or cerebrovasc$ or brain vasc$ or cerebral vasc$ or cva$ or apoplex$ or SAH).tw.
3. ((brain$ or cerebr$ or cerebell$ or intracran$ or intracerebral) adj5 (isch?emi$ or infarct$ or thrombo$ or emboli$ or occlus$)).tw.
4. ((brain$ or cerebr$ or cerebell$ or intracerebral or intracranial or subarachnoid) adj5 (haemorrhage$ or hemorrhage$ or haematoma$ or hematoma$ or bleed$)).tw.
5. hemiplegia/ or exp paresis/
6. (hemipleg$ or hemipar$ or paresis or paretic).tw.
7. brain injuries/ or brain injury, chronic/
8. exp Gait Disorders, Neurologic/
9. OR/1‐8
10. self efficacy/ or self care/
11. self administration/ or self‐assessment/ or self concept/
12. patient compliance/ or patient education as topic/ or patient participation/ or patient satisfaction/
13. consumer health information/ or consumer participation/
14. attitude to health/ or health behavior/ or health education/ or health knowledge, attitudes, practice/ or health promotion/
15. life style/ or disease management/ or risk reduction behavior/
16. adaptation, psychological/ or motivation/ or goals/ or problem solving/ or exp decision making/
17. health plan implementation/
18. (self care or self‐care or self management or self‐management or self efficacy or self‐efficacy or self monitor$ or selfmonitor$).tw.
19. ((self or oneself) adj3 care).tw.
20. ((patient$ or consumer$ or client$) adj5 (educat$ or participat$ or behaviour$ or behavior$ or compliance or centered)).tw.
21. (health adj5 (promot$ or educat$ or behav$)).tw.
22. (risk adj3 reduc$ adj3 behav$).tw.
23. ((patient$ or consumer$ or client$) adj5 manag$ adj5 disease$).tw.
24. (((behav$ adj3 chang$) or (problem$ adj3 solv$) or (goal$ adj3 setting) or (decision$ adj3 mak$) or coping) adj5 (patient$ or consumer$ or client$)).tw.
25. OR/10‐24
26. Randomized Controlled Trials as Topic/
27. random allocation/
28. Controlled Clinical Trials as Topic/
29. control groups/
30. clinical trials as topic/
31. double‐blind method/
32. single‐blind method/
33. Placebos/
34. placebo effect/
35. Research Design/
36. Program Evaluation/
37. randomized controlled trial/
38. *controlled clinical trial/
39. clinical trial/
40. (random$ or RCT or RCTs).tw.
41. (controlled adj5 (trial$ or stud$)).tw.
42. (clinical$ adj5 trial$).tw.
43. ((control or treatment or experiment$ or intervention) adj5 (group$ or subject$ or patient$)).tw.
44. (quasi‐random$ or quasi random$ or pseudo‐random$ or pseudo random$).tw.
45. ((control or experiment$ or conservative) adj5 (treatment or therapy or procedure or manage$)).tw.
46. ((singl$ or doubl$ or tripl$ or trebl$) adj5 (blind$ or mask$)).tw.
47. placebo$.tw.
48. sham.tw.
49. (assign$ or allocat$).tw.
50. controls.tw.
51. OR/26‐50
52. 9 and 25 and 51
53. exp animals/ not humans.sh.
54. 52 not 53

Appendix 3. CINAHL and PsycInfo search strategy

1. (MH “cerebrovascular disorders”) or (MH “basal ganglia cerebrovascular disease+”) or (MH “brain ischemia+”) or (MH “carotid artery diseases+”) or (MH “intracranial arterial diseases+”) or (MH "intracranial embolism and thrombosis+") or (MH “intracranial hemorrhages+”) or (MH stroke) or (MH “brain infarction+”) or (MH “vasospasm, intracranial”) or (MH “vertebral artery dissection”)
2. (stroke or poststroke or post‐stroke or cerebrovasc* or brain vasc* or cerebral vasc* or cva* or apoplex* or SAH)
3. ((brain* or cerebr* or cerebell* or intracran* or intracerebral) N5 (isch#emi* or infarct* or thrombo* or emboli* or occlus*))
4. ((brain* or cerebr* or cerebell* or intracerebral or intracranial or subarachnoid) N5 (haemorrhage* or hemorrhage* or haematoma* or hematoma* or bleed*))
5. (hemipleg* or hemipar* or paresis or paretic)
6. (MH “brain injuries”) or (MH “brain damage, chronic+”)
7. MH “Gait Disorders, Neurologic+”
8. OR/1‐7 [S13]
9. (MH "Self‐Efficacy") or (MH "Self Care")
10. (MH "Self Administration") or (MH "Self Assessment") or (MH "Self Concept")
11. (MH "Patient Compliance") or (MH "Patient Education") or (MH "Consumer Participation") or (MH "Patient Satisfaction")
12. (MH "Consumer Health Information")
13. (MH "Attitude to Health") or (MH "Health Behavior") or (MH "Health Education") or (MH "Attitude to Health") or (MH "Health Knowledge and Behavior (Iowa NOC) (Non‐Cinahl)") or (MH "Health Promotion")
14. (MH "Life Style") or (MH "Disease Management")
15. (MH "Adaptation, Psychological") or (MH "Motivation") or (MH "Goals and Objectives") or (MH "Problem Solving") or (MH "Decision Making+")
16. “health plan implementation”
17.  
18. (self care or self‐care or self management or self‐management or self efficacy or self‐efficacy or self monitor* or selfmonitor*) [S50]
19. ((self or oneself) N3 care)
20. ((patient# or consumer# or client#) N5 (educat* or participat* or behaviour? or behaviour? or compliance or centered))
21. (health N5 (promot* or educat* or behav*))
22. (risk N3 reduc* N3 behav*)
23. ((patient# or consumer# or client#) N5 manag* N5 disease#)
24. (((behav* N3 chang*) or (problem# N3 solv*) or (goal* N3 setting) or (decision# N3 mak*) or coping) N5 (patient? or consumer? or client?))
25. OR/9‐24 {rerun ]
26. (MH "Randomized Controlled Trials")
27. (MH "Random Assignment")
28. (MH "Clinical Trials")
29. (MH "Control Group")
30. (MH "Double‐Blind Studies")
31. “single‐blind method”
32. (MH "Placebos")
33. (MH "Placebo Effect")
34. (MH "Study Design")
35. (MH "Program Evaluation") [S68] 149059
36. (random* or RCT or RCTs)
37. (controlled N5 (trial? or stud*))
38. (clinical? N5 trial?)
39. ((control or treatment or experiment? or intervention) N5 (group? or subject? or patient?))
40. (quasi‐random* or quasi random* or pseudo‐random* or pseudo random*)
41. ((control or experiment* or conservative) N5 (treatment or therapy or procedure or manage*)) [S74] 184168
42. ((singl* or doubl* or tripl* or trebl*) N5 (blind* or mask*))
43. placebo?
44. sham
45. (assign* or allocat*)
46. controls
47. OR/26‐46 [S
48. 9 and 25 and 47
49. (MH "Animals+")
50. 48 not 49

Appendix 4. SCOPUS search strategy

((TITLE‐ABS‐KEY((strokeOR poststroke OR post‐stroke OR cerebrovasc* OR brain vasc* OR cerebral vasc*OR cva* OR apoplex* OR sah)) AND SUBJAREA(mult OR medi OR nurs OR veteOR dent OR heal)) OR (TITLE‐ABS‐KEY(((brain* OR cerebr* OR cerebell* OR intracran* OR intracerebral) W/5 (isch?emi* OR infarct* OR thrombo* OR emboli* OR occlus*))) AND SUBJAREA(mult OR medi OR nursOR vete OR dent OR heal)) OR (TITLE‐ABS‐KEY(((brain* OR cerebr* OR cerebell* OR intracerebral OR intracranial OR subarachnoid) W/5 (haemorrhage* OR hemorrhage* OR haematoma* OR hematoma* OR bleed*))) AND SUBJAREA(mult OR medi OR nursOR vete OR dent OR heal)) OR (TITLE‐ABS‐KEY((hemipleg*OR hemipar* OR paresis OR paretic)) AND SUBJAREA(mult OR medi OR nurs OR veteOR dent OR heal))) AND ((TITLE‐ABS‐KEY((self care OR self‐care OR self managementOR self‐management OR self efficacy OR self‐efficacy OR self monitor* OR selfmonitor*)) AND SUBJAREA(mult OR medi OR nurs OR vete OR dentOR heal)) OR (TITLE‐ABS‐KEY(((selfOR oneself) W/3 care)) AND SUBJAREA(mult OR medi OR nurs OR vete OR dentOR heal)) OR (TITLE‐ABS‐KEY(((patient*OR consumer* OR client*) W/5 (educat* OR participat* OR behaviour* OR behavior* OR compliance OR centered))) AND SUBJAREA(mult OR medi OR nurs OR vete OR dentOR heal)) OR (TITLE‐ABS‐KEY((healthW/5 (promot* OR educat* OR behav*))) AND SUBJAREA(mult OR medi OR nurs OR veteOR dent OR heal)) OR (TITLE‐ABS‐KEY((risk W/3 reduc*W/3 behav*)) AND SUBJAREA(multOR medi OR nurs OR vete OR dent OR heal)) OR (TITLE‐ABS‐KEY(((patient* OR consumer*OR client*) W/5 manag* W/5 disease*)) AND SUBJAREA(mult OR medi OR nurs OR veteOR dent OR heal)) OR (TITLE‐ABS‐KEY((((behav* W/3 chang*) OR (problem* W/3 solv*) OR (goal* W/3 setting) OR (decision* W/3 mak*) OR coping) W/5 (patient* OR consumer* OR client*))) AND SUBJAREA(mult OR medi OR nursOR vete OR dent OR heal))) AND (((TITLE‐ABS‐KEY((random*OR rct OR rcts)) AND SUBJAREA(mult OR medi OR nursOR vete OR dent OR heal)) OR (TITLE‐ABS‐KEY((controlledW/5 (trial* OR stud*))) AND SUBJAREA(mult OR medi OR nurs OR vete OR dentOR heal)) OR (TITLE‐ABS‐KEY((clinical*W/5 trial*)) AND SUBJAREA(multOR medi OR nurs OR vete OR dent OR heal)) OR (TITLE‐ABS‐KEY(((control OR treatmentOR experiment* OR intervention) W/5 (group* OR subject* OR patient*))) AND SUBJAREA(mult OR medi OR nurs OR veteOR dent OR heal)) OR (TITLE‐ABS‐KEY((quasi‐random* OR quasirandom* OR pseudo‐random* OR pseudo random*)) AND SUBJAREA(mult OR medi OR nursOR vete OR dent OR heal)) OR (TITLE‐ABS‐KEY(((control OR experiment* OR conservative) W/5 (treatment OR therapy OR procedure OR manage*))) AND SUBJAREA(mult OR medi OR nursOR vete OR dent OR heal)) OR (TITLE‐ABS‐KEY(((singl* OR doubl* OR tripl* OR trebl*) W/5 (blind* OR mask*))) AND SUBJAREA(mult OR medi OR nurs OR vete OR dentOR heal))) OR ((TITLE‐ABS‐KEY(placebo*OR sham) AND SUBJAREA(mult OR medi OR nurs OR veteOR dent OR heal)) OR (TITLE‐ABS‐KEY((assign* OR allocat*)) AND SUBJAREA(mult OR medi OR nurs OR vete OR dentOR heal)) OR (TITLE‐ABS‐KEY(controls) AND SUBJAREA(mult OR medi OR nurs OR vete OR dentOR heal)))

Excluded: Subject areas biochemistry, genetics, molecular biology, Engineering, Chemical Engineering, Physics and Astronomy, Veterinary; Source type book series, trade publications, Document types editorials.

Appendix 5. Web of Science search strategy

1. (stroke OR poststroke OR post‐stroke OR cerebrovasc* OR brain vasc* OR cerebral vasc* OR cva* OR apoplex* OR SAH)
2. ((brain* OR cerebr* OR cerebell* OR intracran* OR intracerebral) NEAR/5 (isch$emi* OR infarct* OR thrombo* OR emboli* OR occlus*))
3. ((brain* OR cerebr* OR cerebell* OR intracerebral OR intracranial OR subarachnoid) NEAR/5 (haemorrhage* OR hemorrhage* OR haematoma* OR hematoma* OR bleed*))
4. (hemipleg* OR hemipar* OR paresis OR paretic)
5. OR/1‐4
6. (self care OR self‐care OR self management OR self‐management OR self efficacy OR self‐efficacy OR self monitor* OR selfmonitor*)
7. ((self OR oneself) NEAR/3 care)
8. ((patient* OR consumer* OR client*) NEAR/5 (educat* OR participat* OR behaviour* OR behavior* OR compliance OR centered))
9. (health NEAR/5 (promot* OR educat* OR behav*))
10. (risk NEAR/3 reduc* NEAR/3 behav*)
11. ((patient* OR consumer* OR client*) NEAR/5 manag* NEAR/5 disease*)
12. (((behav* NEAR/3 chang*) OR (problem* NEAR/3 solv*) OR (goal* NEAR/3 setting) OR (decision* NEAR/3 mak*) OR coping) NEAR/5 (patient* OR consumer* OR client*))
13. OR/6‐12
14. (random* OR RCT OR RCTs)
15. (controlled NEAR/5 (trial* OR stud*))
16. (clinical* NEAR/5 trial*)
17. ((control OR treatment OR experiment* OR intervention) NEAR/5 (group* OR subject* OR patient*))
18. (quasi‐random* OR quasi random* OR pseudo‐random* OR pseudo random*)
19. ((control OR experiment* OR conservative) NEAR/5 (treatment OR therapy OR procedure OR manage*))
20. ((singl* OR doubl* OR tripl* OR trebl*) NEAR/5 (blind* OR mask*))
21. placebo*
22. sham
23. (assign* or allocat*)
24. controls
25. OR/14‐23
26. 5 and 13 and 25
27. Exclude letters, editorials, books, notes
28. 26 or 27

Appendix 6. OTseeker search strategy

1 (stroke OR cerebrovascular OR cerebro‐vascular OR CVA OR hemiplegia OR hemiparesis) AND (“self care” OR “self management” OR self‐management OR “self efficacy” OR self‐efficacy OR “self monitoring”)
2 (stroke OR cerebrovascular OR cerebro‐vascular OR CVA OR hemiplegia OR hemiparesis) AND (“health promotion” OR “health education” OR “health behaviour” OR “health behavior” OR “patient education” OR “patient behaviour” OR “patient behavior”)

Appendix 7. PEDro search strategy

1. Abstract & title: *stroke Self‐management
Method Clinical trial

Appendix 8. REHABDATA search strategy

1. Abstract & title: stroke AND “Self‐management”

Appendix 9. DARE search strategy

1. MeSH DESCRIPTOR Stroke EXPLODE ALL TREES
2. MeSH DESCRIPTOR Hemiplegia EXPLODE ALL TREES
3. MeSH DESCRIPTOR Paresis EXPLODE ALL TREES
4. MeSH DESCRIPTOR cerebrovascular trauma EXPLODE ALL TREES
5. MeSH DESCRIPTOR Brain injury EXPLODE ALL TREES
6. MeSH DESCRIPTOR Brain injury, Chronic EXPLODE ALL TREES
7. MeSH DESCRIPTOR Gait Disorders, EXPLODE ALL TREES
8. OR/1‐7
9. MeSH DESCRIPTOR self efficacy EXPLODE ALL TREES
10. MeSH DESCRIPTOR self care EXPLODE ALL TREES
11. MeSH DESCRIPTOR self administration EXPLODE ALL TREES
12. MeSH DESCRIPTOR self‐assessment EXPLODE ALL TREES
13. MeSH DESCRIPTOR self concept EXPLODE ALL TREES
14. MeSH DESCRIPTOR patient compliance EXPLODE ALL TREES
15. MeSH DESCRIPTOR patient participation EXPLODE ALL TREES
16. MeSH DESCRIPTOR patient satisfaction EXPLODE ALL TREES
17. MeSH DESCRIPTOR Consumer Participation EXPLODE ALL TREES
18. MeSH DESCRIPTOR Consumer Health Information EXPLODE ALL TREES
19. MeSH DESCRIPTOR Health Behavior EXPLODE ALL TREES
20. MeSH DESCRIPTOR Attitude to Health EXPLODE ALL TREES
21. MeSH DESCRIPTOR Health Education EXPLODE ALL TREES
22. MeSH DESCRIPTOR Health Knowledge, Attitudes, Practice EXPLODE ALL TREES
23. MeSH DESCRIPTOR Health Promotion EXPLODE ALL TREES
24. MeSH DESCRIPTOR Life Style EXPLODE ALL TREES
25. MeSH DESCRIPTOR Disease Management EXPLODE ALL TREES
26. MeSH DESCRIPTOR Risk Reduction Behavior EXPLODE ALL TREES
27. MeSH DESCRIPTOR Adaptation, Psychological EXPLODE ALL TREES
28. MeSH DESCRIPTOR Motivation EXPLODE ALL TREES
29. MeSH DESCRIPTOR Goals EXPLODE ALL TREES
30. MeSH DESCRIPTOR problem solving EXPLODE ALL TREES
31. MeSH DESCRIPTOR Decision making EXPLODE ALL TREES
32. MeSH DESCRIPTOR Health plan implementation EXPLODE ALL TREES
33. self care or self‐care or self management or self‐management or self efficacy or self‐efficacy or self monitor* or selfmonitor*
34. (self or oneself) NEAR3 care
35. ((patient* or consumer* or client*) NEAR5 (educat* or participat* or behaviour* or behaviour* or compliance or centered))
36. (health NEAR5 (promot* or educat* or behave*))
37. (((behave* NEAR3 chang*) or (problem* NEAR3 solv*) or (goal* NEAR3 setting) or (decision* NEAR3 mak*) or coping) NEAR5 (patient* or consumer* or client*))
38. OR/9‐37
39. MeSH DESCRIPTOR Controlled Clinical Trials as Topic EXPLODE ALL TREES
40. MeSH DESCRIPTOR Random allocation EXPLODE ALL TREES
41. MeSH DESCRIPTOR control groups EXPLODE ALL TREES
42. MeSH DESCRIPTOR Clinical Trials as Topic EXPLODE ALL TREES
43. MeSH DESCRIPTOR double‐blind method EXPLODE ALL TREES
44. MeSH DESCRIPTOR single‐blind method EXPLODE ALL TREES
45. MeSH DESCRIPTOR Placebos EXPLODE ALL TREES
46. MeSH DESCRIPTOR placebo effect EXPLODE ALL TREES
47. MeSH DESCRIPTOR Research Design EXPLODE ALL TREES
48. MeSH DESCRIPTOR Program Evaluation EXPLODE ALL TREES
49. randomized controlled trial OR controlled clinical trial OR clinical trial OR random* or RCT* OR (controlled NEAR5 (trial* or stud*)) OR (clinical* NEAR5 trial*)
50. ((control or treatment or experiment* or intervention) NEAR5 (group* or subject* or patient*))
51. (quasi‐random* or quasi random* or pseudo‐random* or pseudo random*)
52. ((control or experiment* or conservative) NEAR5 (treatment or therapy or procedure or manage*))
53. ((singl* or doubl* or tripl* or trebl*) NEAR5 (blind* or mask*))
54. Placebo*
55. sham
56. assign* or allocate*
57. controls
58. OR/39‐57
59. 8 and 38 and 58
60. MeSH DESCRIPTOR animals EXPLODE ALL TREES
61. 59 not 60

Appendix 10. Cochrane Centre Register of Controlled Trials (CENTRAL) search strategy

1. MeSH descriptor [stroke] explode all trees
2. MeSH descriptor [hemiplegia] explode all trees
3. MeSH descriptor [paresis] explode all trees
4. MeSH descriptor [cerebrovascular trauma] explode all trees
5. MeSH descriptor [brain injury] explode all trees
6. MeSH descriptor [brain injury, chronic] explode all trees
7. MeSH descriptor [gait disorders] explode all trees
8. OR/1‐7
9. MeSH descriptor [self efficacy] explode all trees
10. MeSH descriptor [self care] explode all trees
11. MeSH descriptor [self administration] explode all trees
12. MeSH descriptor [self‐assessment] explode all trees
13. MeSH descriptor [self concept] explode all trees
14. MeSH descriptor [patient compliance] explode all trees
15. MeSH descriptor [patient participation] explode all trees
16. MeSH descriptor [patient satisfaction] explode all trees
17. MeSH descriptor [consumer participation] explode all trees
18. MeSH descriptor [consumer health information] explode all trees
19. MeSH descriptor [health behavior] explode all trees
20. MeSH descriptor [attitude to health] explode all trees
21. MeSH descriptor [health education] explode all trees
22. MeSH descriptor [health knowledge, attitudes, practice] explode all trees
23. MeSH descriptor [health promotion] explode all trees
24. MeSH descriptor [life style] explode all trees
25. MeSH descriptor [disease management] explode all trees
26. MeSH descriptor [risk reduction behaviour] explode all trees
27. MeSH descriptor [adaptation, psychologicall] explode all trees
28. MeSH descriptor [motivation] explode all trees
29. MeSH descriptor [goals] explode all trees
30. MeSH descriptor [problem solving] explode all trees
31. MeSH descriptor [decision making] explode all trees
32. MeSH descriptor [health plan implementation] explode all trees
33. self care or self‐care or self management or self‐management or self efficacy or self‐efficacy or self monitor* or selfmonitor*
34. (self or oneself) NEAR/3 care
35. ((patient* or consumer* or client*) NEAR/5 (educat* or participat* or behaviour* or behaviour* or compliance or centered))
36. (health NEAR/5 (promot* or educat* or behave*))
37. (((behave* NEAR/3 chang*) or (problem* NEAR/3 solv*) or (goal* NEAR/3 setting) or (decision* NEAR/3 mak*) or coping) NEAR/5 (patient* or consumer* or client*))
38. OR/9‐37
39. MeSH descriptor [controlled clinical trials] as topic explode all trees
40. MeSH descriptor [random allocation] explode all trees
41. MeSH descriptor [control groups] explode all trees
42. MeSH descriptor [clinical trials as topic] explode all trees
43. MeSH descriptor [double‐blind method] explode all trees
44. MeSH descriptor [single‐blind method] explode all trees
45. MeSH descriptor [placebos] explode all trees
46. MeSH descriptor [placebo effect] explode all trees
47. MeSH descriptor [research design] explode all trees
48. MeSH descriptor [program evaluation] explode all trees
49. randomized controlled trial OR controlled clinical trial OR clinical trial OR random* or RCT* OR (controlled NEAR/5 (trial* or stud*)) OR (clinical* NEAR/5 trial*)
50. ((control or treatment or experiment* or intervention) NEAR/5 (group* or subject* or patient*))
51. (quasi‐random* or quasi random* or pseudo‐random* or pseudo random*)
52. ((control or experiment* or conservative) NEAR/5 (treatment or therapy or procedure or manage*))
53. ((singl* or doubl* or tripl* or trebl*) NEAR/5 (blind* or mask*))
54. Placebo*
55. sham
56. assign* or allocate*
57. controls
58. OR/39‐57
59. 8 and 38 and 58
60. MeSH descriptor animals explode all trees
61. 59 not 60

Appendix 11. Cochrane Effective Practice and Organisation of Care search strategy

The terms used in the search were: {stroke} OR {brain infarc} OR {cerebral infarc} OR {brain stem infarc} OR {brain vascular accident*} OR {vascular accident brain} OR {Cerebrovascular Accident} OR {apoplexy} in All Fields.

Appendix 12. Proquest Dissertations and Theses search strategy

Stroke

(Chronic disease management) MeSH

Appendix 13. Australian New Zealand Clinical Trials Registry (ANZCTR) search strategy

1. stroke (as condition category) (limiters= ‘allocation to intervention’ randomized, ‘age group’ adults 18 years and over)
2. stroke OR CVA
3. self care OR self‐care OR self management OR self‐management OR self monitoring OR selfmonitoring
4. 1 and 3
5. lifestyle OR life style OR health behavior
6. 1 and 5
7. behavior change OR problem solving OR goal setting OR decision making OR coping
8. 1 and 7
9. Patient education or patient participation OR consumer education OR consumer participation OR client education OR client participation
10. 1 and 9

Appendix 14. ClinicalTrials.gov search strategy

stroke (as search term); Limiters = study type ‘interventional’, age group ‘Adult (18‐65) and
Senior (66+)’
stroke AND (self care OR self‐care OR self management OR self‐management OR self monitoring OR selfmonitoring)
stroke AND (self efficacy OR self‐efficacy OR motivation OR motivational) NOT (self care OR self‐care OR self management OR self‐management OR self monitoring OR selfmonitoring)
stroke AND (life style OR lifestyle OR disease management OR health behaviour OR health behaviour) NOT (self care OR self‐care OR self management OR self‐management OR self monitoring OR selfmonitoring OR self efficacy OR self‐efficacy OR motivation OR motivational OR self efficacy OR self‐efficacy OR motivation OR motivational)
stroke AND (lifestyle OR life style OR health behavior)
stroke AND (behavior change OR problem solving OR goal setting OR decision making OR coping)
stroke AND (Patient education or patient participation OR consumer education OR consumer participation OR client education OR client participation)

Appendix 15. Current Controlled Trials search strategy

1. stroke OR CVA or cerebrovascular disease (as search terms)
2. stroke OR CVA
3. self care OR self‐care OR self management OR self‐management OR self monitoring OR selfmonitoring
4. 1 and 3
5. lifestyle OR life style OR health behavior
6. 1 and 5
7. behavior change OR problem solving OR goal setting OR decision making OR coping
8. 1 and 7
9. Patient education or patient participation OR consumer education OR consumer participation OR client education OR client participation
10. 1 and 9

Appendix 16. Stroke Trials Registry (The Internet Stroke Center) search strategy

1. limiter= ‘allocation to intervention’ randomized
2. 1 and stroke (as condition)
3. 1 and self management or self‐management (as keywords)
4. 1 and self care OR self‐care OR self management OR self‐management OR self monitoring OR selfmonitoring (as keywords)
5. 1 and self‐directed program (drop‐down interventions term)
6. 1 and ‘chronic disease self management course’ (drop‐down interventions term)
7. 1 and ‘Self management education programme’ (drop‐down interventions term)
8. 1 and ‘Evaluation of stroke self management’
9. 1 and ‘education’ (as keyword)
10. 1 and ‘problem solving’ (as keyword)
11. 1 and ‘goal setting’ (as keyword)
12. 1 and ‘coping’

Appendix 17. WHO International Clinical Trials Registry Platform (ICTRP) search strategy

1. Stroke OR brain injur* (in title field)
2. Stroke OR brain injur* OR cerebrovascu* OR cva OR poststroke OR post‐stroke OR hemipleg* OR hemipar*
3. self care OR self‐care OR self management OR self‐management OR self monitor* OR selfmonitor*
4. 2 AND 3
5. 4 AND 1
6. self efficacy OR self‐efficacy OR motivation*
7. 2 AND 6
8. Life Style OR Disease Management OR Health Behav*
9. 2 AND 8
10. 9 AND 1
11. Patient educat* or patient participat* OR consumer educat* OR consumer particip* OR client educat* OR client particip*
12. 2 AND 11
13. 12 AND 1
14. behav* chang* OR problem solv*OR goal* setting OR decision mak* OR coping
15. 14 AND 2

Data and analyses

Comparison 1. Self management versus control.

Outcome or subgroup title No. of studies No. of participants Statistical method Effect size
1 Quality of life 6 468 Std. Mean Difference (IV, Random, 95% CI) 0.20 [‐0.00, 0.41]
1.1 Quality of life: Stroke Specific Quality of Life 3 211 Std. Mean Difference (IV, Random, 95% CI) 0.23 [‐0.10, 0.55]
1.2 Quality of life: physical functioning 3 257 Std. Mean Difference (IV, Random, 95% CI) 0.21 [‐0.14, 0.55]
2 Self efficacy 6 403 Std. Mean Difference (IV, Random, 95% CI) 0.16 [‐0.04, 0.36]
2.1 Stroke Self‐Efficacy Questionnaire 4 193 Std. Mean Difference (IV, Random, 95% CI) 0.33 [0.04, 0.61]
2.2 Recovery Locus of Control Scale 2 210 Std. Mean Difference (IV, Random, 95% CI) 0.02 [‐0.26, 0.29]
3 Activity limitations 4 260 Std. Mean Difference (IV, Fixed, 95% CI) 0.22 [‐0.03, 0.46]
3.1 Barthel Index 4 260 Std. Mean Difference (IV, Fixed, 95% CI) 0.22 [‐0.03, 0.46]
4 Impairments 6 648 Mean Difference (IV, Random, 95% CI) ‐0.56 [‐1.27, 0.15]
4.1 Hospital Anxiety and Depression Scale 6 648 Mean Difference (IV, Random, 95% CI) ‐0.56 [‐1.27, 0.15]

Characteristics of studies

Characteristics of included studies [ordered by study ID]

Bishop 2014.

Methods RCT
Participants Adults with stroke, living in community and their cares
Interventions Intervention: FITT plus standard medical follow‐up: n = 23
  • intended audience: people with stroke and their carers

  • theoretical rationale: based on family systems approach to reinforce problem‐solving and improve outcomes via support

  • mode: telephone contact

  • personnel: clinically experienced staff (family therapy or stroke, or both)

  • delivery method: mailed manual, resources, and telephone contact

  • language: English

  • content/topics covered: psychoeducation, self ratings, identification of changes/problems, reinforce resources and capabilities. 5 key areas: family functioning, mood, neurocognitive functioning, functional independence, physical health

  • duration: 6/12; telephone calls weekly for 6/52, biweekly for next 2/12; monthly for 2/12 (26 calls per pair)


Control: standard medical follow‐up: n = 26
Outcomes Primary and secondary: global outcomes for healthcare utilisation (doctor and hospital visits, total therapy hours), family functioning (Family Assessment Device, Perceived Criticism Scale) and general functioning (FAI, FIM, GDS)
Assessed at baseline, 3/12, and 6/12
Notes  
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Urn randomisation, ensured balanced distribution of gender, age, and marital status
Allocation concealment (selection bias) Unclear risk Insufficient information
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Neither able to be blinded to group
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Data collectors blinded to group assignment
Incomplete outcome data (attrition bias) 
 All outcomes Low risk No group differences in drop‐outs observed
Selective reporting (reporting bias) Low risk All outcomes reported
Other bias Low risk n/a

Cadilhac 2011.

Methods RCT
Participants Adults with stroke, living in community
Interventions Intervention: stroke self management programme: n = 48
  • intended audience: stroke

  • theoretical rationale: disease‐specific version of generic (Stanford) type self management programme ‐ self initiated practical problem solving, identify and access resources, facilitate behaviour change

  • mode: group in community

  • personnel: co‐facilitated (health professionals and peer leaders trained by National Stroke Foundation)

  • delivery method: face‐to‐face

  • language: English

  • content/topics covered: introduction, stroke journey, stroke effects, attitudes to recovery, leisure activities, social support, financial matters, working with health professionals, healthy lifestyle, stroke safe, future

  • duration: 8/52, once per week, 2.5 hours per session


Control 1: Generic Stanford (CCSM): n = 47
  • range of chronic conditions including stroke

  • co‐facilitated (health professionals and peer leaders trained in Stanford Model, not stroke specific)

  • 6/52, once per week, 2.5 hours


Control 2: standard care: n = 48
  • individual ‐ variable

Outcomes Primary: feasibility (enrolment, access, and completion rates)
Secondary: Health Education Impact Questionnaire (domain of engagement in life); AQoL; Mood Scale
Assessed at baseline, 3/12, and 6/12
Notes  
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Randomised using a remote Internet‐based telephone randomisation service
Allocation concealment (selection bias) Low risk Allocated by the stroke educator
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Neither able to be blinded to group
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Research staff unaware of allocation group for assessments and data processing
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Outcomes reported via intention‐to‐treat and as per protocol (50% programme completed)
Selective reporting (reporting bias) Low risk All outcomes reported
Other bias Low risk n/a

Evans‐Hudnall 2014.

Methods RCT
Participants Adults with stroke, living in community, primarily African‐American and Hispanic of low socioeconomic status
Interventions Intervention: secondary stroke prevention program (STOP): n = 30
  • intended audience: stroke

  • theoretical rationale: secondary stroke‐prevention self care intervention to improve health behaviour and knowledge via CBT focus

  • mode: 1‐to‐1 plus detailed workbook

  • personnel: health educator (stroke trained)

  • delivery method: face‐to‐face

  • language: English

  • content/topics covered: self monitoring, problem solving, goal setting, cognitive restructuring, social support, stimulus control, stress management, and relapse prevention

  • duration: 1 face‐to‐face CBT focused self care session in acute setting, 2 over the telephone after discharge home ‐ all conducted over 4/52 period


Control: usual care: n = 30
Outcomes Primary: US BRFSS: stroke knowledge, servings of fruit and vegetables, exercise, tobacco use, alcohol use, medication adherence
Secondary: BSI‐18: subscales anxiety and depression
Assessed at baseline and 4/52
Notes  
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Block randomisation, prior to assessment, centrally generated
Allocation concealment (selection bias) Low risk Performed by an independent statistician
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Neither able to be blinded to group
Blinding of outcome assessment (detection bias) 
 All outcomes High risk "The RA conducted all the ...assessments". Blinding not mentioned
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Same number of participants analysed at baseline and follow‐up
Selective reporting (reporting bias) Unclear risk Protocol not available
Other bias Low risk n/a

Frank 2000.

Methods RCT
Participants Adults with stroke, living in community
Interventions Intervention: workbook group: n = 19
  • intended audience: stroke

  • theoretical rationale: high perceived control predicts better recovery of function: propose intervention to improve perceptions of control

  • mode: 1‐to‐1 plus detailed workbook

  • personnel: not stated

  • delivery method: face‐to‐face at home (2) and telephone contact (3), written workbook, quizzes, relaxation tape, recovery plan (daily tasks)

  • language: English

  • content/topics covered: perceptions of control ‐ giving information (about stroke), enhancing coping resources, rehearsing planning and problem‐solving skills

  • duration: 4/52 ‐ 2 face‐to‐face (1 week apart), 3 by telephone (1 week apart)


Control: usual care (wait list): n = 20
Outcomes Primary: Functional Limitations Profile
Secondary: RLOCS, Perceived Health Competence Scale
Assessed baseline and 1/12
Notes  
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Random sequence generated
Allocation concealment (selection bias) Unclear risk Not reported
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Neither able to be blinded to group
Blinding of outcome assessment (detection bias) 
 All outcomes High risk Intervention and assessment by 1 researcher
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Equal number of drop‐outs per group (1 each)
Selective reporting (reporting bias) Unclear risk Protocol not available
Other bias Low risk n/a

Harwood 2012.

Methods RCT
Participants Adults with stroke, living in community (Maori and Pacific Islander)
Interventions Overall:
  • intended audience: stroke survivors and their family

  • theoretical rationale: need for development of self support after discharge for these ethnic group/s

  • mode: 1‐to‐1

  • personnel: trained RA from same ethnic group

  • delivery method: face‐to‐face; completing booklet

  • language: not stated but stories relevant to ethnic groups

  • content/topics covered: individualised assessment (risk factor and ADL), process of recovery, self identify progress, goal‐setting

  • duration: ongoing/as needed


Intervention 1: DVD ‐ inspirational stories and advice from same ethnic group: n = 48
  • 80‐minute DVD with encouragement to listen as often as participant wished


Intervention 2: TCS: n = 46
  • 80 minutes, individual assessment and goal setting with booklet


Intervention 3: DVD and TCS: n = 39
  • combination of intervention 1 and 2


Control: usual care
  • single 30‐minute education session with standard written information about stroke (not Maori/Islander specific)

Outcomes Primary: SF‐36
Secondary: BI, FAI, Carer Strain Index, mRS, use of rehabilitation services
Assessed at 6/12 and 12/12
Notes Included unpublished data from author: mean scores SF‐36, BI, FAI
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Random numbers table with stratification by ethnic group
Allocation concealment (selection bias) Low risk Opaque sealed envelopes to conceal allocation
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Neither able to be blinded to group
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Assessments by RAs masked to allocation
Incomplete outcome data (attrition bias) 
 All outcomes High risk Missing data were not missing at random
Selective reporting (reporting bias) Low risk Only 12/12‐month data in journal article, authors supplied 6/12 data
Other bias Low risk n/a

Hoffman 2014.

Methods RCT
Participants Adults with stroke, admitted to large tertiary hospital stroke unit
Interventions Intervention: self management: n = 12
  • intended audience: stroke

  • theoretical rationale: self management framework of Lorig 1993

  • mode: 1‐to‐1

  • personnel: OT

  • delivery method: face‐to‐face, first 2 sessions in stroke unit, remaining 5 sessions at participant's home

  • language: English

  • content/topics covered: relaxation/stress management, cognitive and emotional education, fatigue management, goal setting, stroke impact and lifestyle modification, advice on return to work/driving, communicating with health professionals, support

  • duration: 1 hour per session for 8 sessions over varied time frame


Intervention 2: coping skills: n = 11
  • intended audience: stroke

  • theoretical rationale: psychotherapy approaches including motivational interviewing, core and individualised components of cognitive behavioural approach, adapted for brain injury, targeting self awareness, coping, self regulation skills

  • mode: 1‐to‐1

  • personnel: clinical psychologist

  • delivery method: face‐to‐face, first 2 sessions in stroke unit, remaining 5 sessions at participant's home

  • language: English

  • content/topics covered: debriefing, goal setting, psychoeducation, coping skills training, graded activity participation, behavioural activation, cognitive techniques, family support and involvement, grief work, planning for future

  • duration: 1 hour per session for 8 sessions over varied time frame


Control: standard care: n = 10
  • individual; variable

Outcomes Primary: MADRS
Secondary: HADS, SSEQ, NEADL, Stroke Knowledge Scale; SAQoL‐g; modified BI
Assessed at baseline; post‐intervention i.e. 2/12 post discharge; 5/12 postdischarge
Notes Included unpublished data from author: mean scores MADRS, HADS, modified BI, SAQoL, NEADL
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Predetermined computer‐generated randomisation sequence
Allocation concealment (selection bias) Unclear risk Concealment not mentioned
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Neither able to be blinded to group
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Assessed by RA blinded to group allocation
Incomplete outcome data (attrition bias) 
 All outcomes High risk Unclear how much missing data; 'last observation carried forward' method
Selective reporting (reporting bias) Low risk All reported either in email or draft paper
Other bias Low risk n/a

Johnston 2007.

Methods RCT
Participants Adults with stroke, living in community
Interventions Intervention: control cognition: n = 103
  • intended audience: stroke survivors

  • theoretical rationale: control cognitions (beliefs) and mood influence recovery after stroke ‐ rationale to improve self belief and ability/confidence to self manage

  • mode: 1‐to‐1, at home

  • personnel: trained health professional

  • delivery method: face‐to‐face home visit x 3; follow‐up telephone calls x 2; workbook and relaxation tape

  • language: English

  • content/topics covered: stroke and recovery; guidance on coping skills, self management instruction; CBT techniques, goal setting, tasks/quizzes

  • duration: 5/52, weekly session


Control: normal care: n = 100
Outcomes Primary: BI
Secondary: OAD, HADS, satisfaction (0‐10); RLOCS, confidence in recovery (0‐10)
Assessed at baseline, 2nd and 3rd interview (5/52)
Notes  
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Block randomisation schedules generated by statistician
Allocation concealment (selection bias) Unclear risk Insufficient information
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Neither able to be blinded to group
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk RAs who administered the interviews were kept blind to randomisation
Incomplete outcome data (attrition bias) 
 All outcomes High risk Unequal drop‐outs across groups
Selective reporting (reporting bias) Unclear risk Protocol not available
Other bias Low risk n/a

Jones 2016.

Methods RCT (cluster allocation)
Participants Adults with stroke, living in community
Interventions Intervention: self management programme: n = 40
  • intended audience: stroke survivors

  • theoretical rationale: promote self management by using community stroke teams to integrate self management programme in usual practice

  • mode: 1‐to‐1

  • personnel: trained stroke health professionals

  • delivery method: face‐to‐face home visits and workbook

  • language: English

  • content/topics covered: set goals, record progress, plan activities

  • duration: unspecified


Control: usual care: n = 38
Outcomes Primary: SAQoL
Secondary: NEADL; SSEQ; HADS; SF‐12
Assessed at baseline, 6/52, and 3/12
Notes Included unpublished data from authors ‐ mean scores NEADL, HADS, SAQoL, SF‐12, SSEQ
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Insufficient information
Allocation concealment (selection bias) Unclear risk Insufficient information
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Neither able to be blinded to group
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Assessors masked to group allocation
Incomplete outcome data (attrition bias) 
 All outcomes High risk Unequal drop‐outs across groups, not explained
Selective reporting (reporting bias) Low risk All intended outcomes reported
Other bias Low risk n/a

Kendall 2007.

Methods RCT
Participants Adults with stroke, living in community
Interventions Intervention: Chronic Disease Self Management Program: n = 58
  • intended audience: stroke survivors

  • theoretical rationale: promote progressive psychosocial recovery pathways; early intervention to improve coping resources; Stanford model modified for stroke.

  • mode: group, usually 10 to 15 participants

  • personnel: trained stroke health professionals

  • delivery method: face‐to‐face in community setting

  • language: English

  • content/topics covered: topics related to health and well‐being; group interaction and support; solution‐focused behaviours for emotional, social, and physical well‐being

  • duration: 7/52, 2 hours per week


Control: usual care: n = 42
Outcomes Primary: SSQoL
Secondary: SSEQ
Assessed at baseline, 3/12, 6/12, and 12/12
Notes Included unpublished data from authors: mean scores SSQoL
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk 2 dice roll
Allocation concealment (selection bias) Low risk Conducted by researcher who had no information about the participant at the time of allocation
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Neither able to be blinded to group
Blinding of outcome assessment (detection bias) 
 All outcomes High risk Not stated
Incomplete outcome data (attrition bias) 
 All outcomes High risk Considerable attrition from both groups not always with reasons, no intention‐to‐treat analysis
Selective reporting (reporting bias) Unclear risk Protocol not available
Other bias Low risk None apparent

Kim 2013.

Methods RCT
Participants Adults with stroke, living in community
Interventions Intervention: Internet‐based education programme: n = 18
  • intended audience: stroke survivors and carers

  • theoretical rationale: need for stroke‐related information to be accessible and comprehensible; secondary prevention via family centred programmes and Internet‐based delivery; need for positive feedback and support

  • mode: 1‐to‐1, at home

  • personnel: trained stroke health professional

  • delivery method: repeatable playing of video lectures ‐ quizzes, automatic feedback and self rating, email service to link to network, reliable external links for info

  • language: not stated

  • content/topics covered: repeatable lectures from health professionals giving tips about recurrence prevention, risk factor management, rehabilitation, etc.

  • duration: over 9/52, weekly session (9) able to be viewed/completed flexibly within the 9/52 period


Control: usual care: n = 18
Outcomes Primary: health behaviours (questionnaire)
Secondary: Mastery Scale; Health Motivation Scale; Care‐Giving Mastery Scale; feasibility (completion of sessions; occurrence of technical problems)
Assessed at baseline and 3/12
Notes  
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Computer‐generated random code
Allocation concealment (selection bias) Unclear risk Insufficient information
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Neither able to be blinded to group
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Assessment by RA not involved in the programme
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Equal number of drop‐outs both groups (1, with reasons)
Selective reporting (reporting bias) Unclear risk Protocol not available
Other bias Low risk n/a

Lund 2012.

Methods RCT
Participants Adults with stroke, living in community
Interventions Intervention: lifestyle course and PA: n = 48
  • intended audience: stroke survivors

  • theoretical rationale: need for long‐term intervention and support, lifestyle‐oriented, occupation‐based rationale

  • mode: group, senior centres

  • personnel: trained stroke health professional (OT) for lifestyle sessions and volunteers for PA

  • delivery method: face‐to‐face

  • language: not stated

  • content/topics covered: COPM interviews (goal setting) then topics on lifestyle, choices, healthy living, habit change, oral and written evaluations ongoing

  • duration: over 9/12, weekly session (2 hours each ‐ total 36 sessions)


Control: PA only: n = 51
Completed over 9/12, 1 x 30‐ to 60‐minute group session per week (36 sessions) ‐ non‐specific physical activity
Open to all seniors regardless of diagnosis
Outcomes Primary: SF‐36
Secondary: COPM, HADS, Timed Up and Go; Trail making A and B
Assessed at baseline and 9/12
Notes  
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Computerised randomisation list in blocks of 10, stratified to centres
Allocation concealment (selection bias) Low risk Sealed envelopes opened by researcher
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Neither able to be blinded to group
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Assessor blinded
Incomplete outcome data (attrition bias) 
 All outcomes High risk Imbalance in lost to follow‐up
Selective reporting (reporting bias) Unclear risk Protocol not available
Other bias Low risk n/a

McKenna 2015.

Methods RCT
Participants Adults with stroke, living in community
Interventions Intervention: Bridges SSMP: n = 12
  • intended audience: stroke survivors

  • theoretical rationale: long‐term need for support ‐ best via promoting self efficacy ‐ promote self management by using community stroke teams to integrate SMP in usual practice

  • mode: 1‐to‐1

  • personnel: trained stroke health professionals (Bridges SSMP training)

  • delivery method: face‐to‐face home visits and workbook for recording and includes vignettes

  • language: English

  • content/topics covered: taking control, set goals, record progress, plan activities, solve problems

  • duration: 6/52, 1 x 1‐hour session per week


Control: usual care: n = 13
Outcomes Primary: EuroQol
Secondary: SSQoL, SES, SSEQ, BI, NEADL, GHQ‐28, SIPSO
Assessed at baseline, 6/52, and 4.5/12 (3 month follow‐up)
Notes Data supplied by authors for mean (SD) at all timepoints
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Block randomisation generated
Allocation concealment (selection bias) Low risk Opaque sealed envelopes prepared
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Neither able to be blinded to group
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk RA blinded to group allocation assessed
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Only 1 participant withdrew
Selective reporting (reporting bias) High risk Only qualitative reporting of results for secondary measures
Other bias Unclear risk Intervention logs not clear on amount of intervention in control group

Sabariego 2013.

Methods RCT
Participants Adults with stroke (ICD‐10), living in community, BI 35‐65
Interventions Intervention: ICF‐based education programme: n = 130
  • intended audience: stroke survivors

  • theoretical rationale: need to enhance person's knowledge of stroke and own level of functioning; enhance beliefs about ability to influence level of functioning, i.e. increase self efficacy via enhancing confidence, mastery, vicarious experiences

  • mode: groups of 4, in community setting

  • personnel: psychologists

  • delivery method: face‐to‐face

  • language: German

  • content/topics covered: people identified areas of functioning that were problematic after stroke (from ICF core set); identified environmental influences and solutions to problems

  • duration: over 5/7, 3 x 60‐minute session


Control: active: n = 130
  • attention control with standardised lectures about stroke, symptoms, risk factors, health promotion behaviours

Outcomes Primary: Liverpool Self‐efficacy scale
Secondary: WHOQOL, SIS, EQ VAS, HADS
Assessed at baseline, postintervention, and 6/12
Notes  
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Randomised in blocks with externally generated list (6 permutations ‐ 1 chosen by throw of dice)
Allocation concealment (selection bias) Low risk External
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Participants blinded, personnel conducting could not be
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Not stated
Incomplete outcome data (attrition bias) 
 All outcomes High risk 47 participants did not receive allocation; a further 14 were lost to follow‐up for unstated reasons
Selective reporting (reporting bias) Low risk All intended outcomes reported
Other bias Low risk n/a

Tielemans 2015.

Methods RCT
Participants Adults with stroke, living in community
Interventions Intervention: self management intervention: n = 58
  • intended audience: stroke survivors

  • theoretical rationale: stroke‐specific, based on teaching proactive coping, action planning strategies

  • personnel: 2 rehabilitation professionals (e.g. psychologist and OT) trained about content, etc

  • delivery method: face‐to‐face, small group coaching; 4 stroke survivors and their partners; workbooks

  • language: Dutch

  • content/topics covered: handling negative emotions; social relations and support; participation in society; less visible stroke consequences. Peer support and education

  • duration: over 10/52; 7 sessions, 2 hours' long


Control: education: n = 55
  • attention control with education sessions about stroke, 4 sessions, 1 hour long, single rehabilitation professional, small groups

Outcomes Primary: UPCC
Secondary: USER‐Participation instrument, GSES, HADS; life satisfaction; SSQoL
Notes Unpublished data obtained from authors ‐ mean scores GSES, SSQoL12, HADS
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Blocks of 8 participants, then participants selected 1 out of 8 blank envelopes containing an invitation for 1 of the interventions. Generation not stated
Allocation concealment (selection bias) High risk Allocation not concealed
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Participants were blinded to intervention of interest. Both interventions were plausible
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk A blinded RA assisted in the completion of outcome measures at all time points after randomisation
Incomplete outcome data (attrition bias) 
 All outcomes Low risk All participants allocated were analysed; followed intention‐to‐treat principles. 4 participants lost to follow‐up in both groups, reasons provided
Selective reporting (reporting bias) Unclear risk Excluded life satisfaction from full reporting, only reported "important" estimated mean differences
Other bias Low risk No other sources of bias noted

ADL: activities of daily living; AQoL: Assessment of Quality of Life; BI: Barthel Index; BRFSS: Behavioural Surveillance Survey; BSI‐18: Brief Symptom Inventory; CBT: cognitive behavioural therapy; CCSM: chronic condition self management; COPM: Canadian Occupational Performance Measure; EQ VAS: EQ visual analogue scale; FAI: Frenchay Activities Index; FIM: Functional Independence Measure; FITT: Family Intervention: Telephone Tracking; GDS: Geriatric Depression Scale; GHQ‐28: General Health Questionnaire‐28; GSES: General Self‐efficacy Scale; HADS: Hospital Anxiety and Depression Scale; ICD‐10: International Classification of Diseases; ICF: International Classification of Functioning, Disability and Health; MADRS: Montgomery and Åsberg Depression Rating Scale; mRS: modified Rankin Score; n: number of participants; n/a: not applicable; NEADL: Nottingham Extended Activities of Daily Living Scale; PA: physical activity; OAD: Observer Assessed Disability; OT: occupational therapist; RA: research assistant; RCT: randomised controlled trial; RLOCS: Recovery Locus of Control Scale; SAQoL: Stroke and Aphasia Quality of Life; SES: Self‐Efficacy Scale; SF‐12: 12‐item Short‐Form; SF‐36: 36‐Item Short Form Health Survey; SIPSO: Subjective Index of Physical and Social Outcome; SIS: Stroke Impact Scale; SMP: ; SSEQ: Stroke Self‐Efficacy Questionnaire; SSMP: Stroke Self Management Program; SSQoL: Stroke Specific Quality of Life; TCS: Take Charge Session; UPCC: Utrecht Proactive Coping Competence scale; WHOQOL: World Health Organization Quality of Life.

Characteristics of excluded studies [ordered by study ID]

Study Reason for exclusion
Aben 2013 Single stroke deficit targeted (memory)
Allen 2009 Not self management intervention as per review definition
Andrea 2003 Unable to locate reference
Backhaus 2010 Separate stroke data not available
Boter 2004 Not self management intervention as per review definition
Brown 2012 Participants not adults with stroke
Byers 2010 Participants were inpatients
Chang 2011 Participants were inpatients
Claiborne 2006 Not self management intervention as per review definition
Damush 2011 Participants included adults with TIA
Eames 2013 Not self management intervention as per review definition
Egan 2007 Single discipline (occupational therapy)
Ellis 2005 Not self management intervention as per review definition
Flemming 2013 Participants included adults with TIA
Forster 1996 Not self management intervention as per review definition
Friedland 1992 Not self management intervention as per review definition
Fu 2003 Separate stroke data not available
Gray 2011 Single stroke deficit targeted (depression)
Guidetti 2010 Single discipline (occupational therapy)
Harrington 2010 Unable to isolate effect of self management intervention from exercise
Jones 2015 Not self management intervention as per review definition
Kang 2004 Unable to access English translation from Korean
Kim 2011 Not self management intervention as per review definition
Kronish 2014 Participants included adults with TIA
Logan 1997 Not self management intervention as per review definition
Lorig 1999 Separate stroke data not available
Markle‐Reid 2011 Not self management intervention as per review definition
Marsden 2010 Not self management intervention as per review definition
Rodgers 1999 Not self management intervention as per review definition
Sahebalzamani 2009 Not self management intervention as per review definition
Smith 2004 Participants were inpatients
Thrift 2014 Not self management intervention as per review definition
van der Ploeg 2007 Participants were inpatients
Vluggen 2012 Unable to isolate effect of self management from other intervention components
Wang 2013 Not self management intervention as per review definition
Wolfe 2010 Not self management intervention as per review definition

TIA: transient ischaemic attack.

Characteristics of studies awaiting assessment [ordered by study ID]

Damush 2013.

Methods RCT
Participants Adults (≥ 18 years) with diagnosis of acute ischaemic stroke or TIA in the past 12 months
Interventions Stroke self management programme delivered via 6 x biweekly telephone calls for the first 3 months, then 3 x monthly group sessions during months 4 to 6
Outcomes Primary: SSQoL
Notes  

Donnellan 2014.

Methods RCT
Participants People post‐stroke
Interventions Control: standard care
Intervention: REsources And LIfe Strategy Management (REALISM) training programme
REALISM will involve providing participants with a training programme on managing short‐ and long‐term effects at 4/52, 3/12, and 6/12 poststroke using a goal setting and attainment care plan based on the adaptive strategies selection, optimisation, and compensation
Outcomes Primary: metacognition, self regulation, executive function
Secondary: functional ability, health‐related quality of life, mood
Notes  

Leistner 2013.

Methods RCT
Participants Age > 18 years
Acute patients with TIA or minor stroke (mRS ≤ 2 at time of screening and visible DWI lesion in MRI) within 14 days of study inclusion
Evaluated in a dedicated stroke unit or clinic
At least 1 of the following risk factors: arterial hypertension, diabetes mellitus, atrial fibrillation, smoking
n = 2082
Interventions Information about pathophysiology of the individual risk for recurrent event of stroke or TIA and potentials of vascular risk reduction
Motivational interviewing to develop an agreed individual plan regarding risk reduction targets and medication
The person's motivation will be enhanced using feedback strategies regarding measured risk factors
Assistance in finding peer groups and group therapies (e.g. Nordic walking, INR self measurement and smoking cessation programmes)
Outcomes Follow‐up 2 years
Primary: recurrence of stroke or other cardiovascular events
Secondary: total mortality, rate of participants who meet the recommended guideline targets regarding risk factors, frequency of hospital admissions for vascular diseases, number of days "alive and at home"
Notes  

Lo 2014.

Methods RCT
Participants Community‐dwelling stroke survivors who have had a stroke in the past year
Interventions Intervention includes 1 individual home visit, 2 group sessions, and 2 follow‐up telephone calls
Outcomes Self efficacy, outcome expectation, self management behaviours, quality of life, depressive symptoms, and community reintegration
Notes  

MacKay‐Lyons 2010.

Methods Multicentre RCT
Participants Adults (> 17 years) within 90 days of being diagnosed with non‐disabling stroke (NIHSS < 6) or TIA
n = 250
Interventions Multi‐modal model, case‐managed programme of exercise and stroke risk management education
Use of positive reinforcement (encouragement, positive feedback)
Use of adult learning strategies (interactive educational sessions, participant involvement in content selection)
Outcomes Primary: stroke risk factors ‐ blood pressure, waist girth, biochemical analysis
Secondary: HADS, health‐related quality of life ‐ medical outcomes SF‐36, fitness and activity measures ‐ peak oxygen uptake, 6‐Minute Walk Test, accelerometers, International Physical Activity Questionnaire, Fatigue Assessment Scale, Montreal Cognitive Assessment, Healthcare utilisation and medication adherence and tobacco use ‐ self report using a health passport, Pittsburgh Sleep Quality Index, Health‐related goals Goal Attainment Scaling
Secondary vascular events: health record abstraction
Notes  

NCT01550822.

Methods RCT
Participants Completed 12‐month SUSTAIN trial
(SUSTAIN criteria: age ≥ 40 years, acute TIA or ischaemic stroke within the previous 1 month and systolic blood pressure > 120 mmHg)
Interventions Group clinics addressing smoking cessation, healthy eating, physical activity, and risk factors of stroke
Outcomes Primary: physical activity (timeframe: 6/12), diet (≥ 5 servings fruits/vegetables/day), body mass index
Secondary: change in waist circumference
Notes  

NCT02156778.

Methods RCT
Participants Adults with acute ischaemic stroke or high‐risk TIA
Interventions Comparator: standard care
In‐hospital training (education of participants, next of kin and carers on risk factor management and assessment, lifestyle improvement, and compliance)
Complimentary provision of a book/information material dealing with participant and carer relevant aspects of stroke care
Advice from a dietitian (general advice and individualised recommendations in people with diabetes and obesity)
Standardised information materials (e.g. for oral anticoagulant or new oral anticoagulant therapy). Support for smoking cessation and weight reduction if necessary or requested. Detailed medical reports (doctor's letter for the general practitioner and participant) at discharge containing target levels for risk factor management
Atrial fibrillation detection at the Stroke Unit (1‐5 days' monitoring) or at the ward (24‐hour ECG), or both
3/12 telephone interview and 12/12 clinical visit and outcome assessment
Intervention: standard care plus
Extended training with access to weekly educational lectures (education of participants and relatives), implementation of "My Stroke Card" containing an adopted version of the 'post‐stroke checklist' (ascertainment of post‐stroke complications), self administered Internet‐based tools for risk factor monitoring and reinforcement of target level achievement, and information and educational materials
3‐month outpatient appointment with standardised assessment of risk factors and screening for complications, health problems and residual deficits, estimation of the participant's demand for nursing services and support, guideline‐conform secondary prevention with full achievement of target levels, assessment of participant adherence to drug prescriptions
6‐month and 9‐month visits on the discretion of the study team in case of medical needs
12‐month clinical visit and outcome assessment
Outcomes Primary: major recurrent (post‐discharge) cardiovascular events, health‐related quality of life
Secondary: recurrent stroke, death from all causes, functional outcome, quality of life, target level achievement in secondary prevention, cost‐effectiveness, number of out‐of‐schedule consultations of physicians and outpatient hospital services, and out‐of‐schedule hospital admissions
Notes  

NCT02207023.

Methods Pilot RCT
Participants Has experienced a stroke in the last 12 months
Age ≥ 50 years
Living in the community with telephone access
Able to walk independently at least 10 feet or 3 metres
Able to communicate in English
Interventions No intervention: Memory Training Program: participants will participate in 7 memory self efficacy training coaching sessions (2 in the first month) over a 6‐month period. The coaching sessions will be administered by telephone
Experimental: Healthy Lifestyle Training Program: participants will participate in 7 lifestyle coaching sessions (2 in the first month) over a 6‐month period. The coaching sessions will be administered by telephone
Outcomes Primary: lifestyle behaviour (Health Promoting Lifestyle Profile II)
Secondary: physical activity, dietary behaviour, medication adherence, depression, cognition, body composition, health‐related quality of life, health and social service utilisation
Notes  

UMIN000007808.

Methods RCT
Participants People aged 40 to 80 years
Discharged from acute hospital with mild ischaemic stroke (Japanese mRS 0‐3) or TIA
n = 308
Interventions Long‐term participant education, training and counselling on stroke self management (no details found)
Outcomes Primary: recurrence rate and mortality caused by the stroke
Secondary: Framingham Risk Score: cardiovascular disease, physiological indicators (blood pressure, glycated haemoglobin, etc.), psychological indicators (self efficacy, depression, quality of life), attainment rate of behaviour modification
Notes  

DWI: diffusion‐weighted imaging; ECG: electrocardiogram; HADS: Hospital Anxiety and Depression Scale; INR: International Normalized Ratio; MRI: magnetic resonance imaging; mRS: modified Rankin Scale; NIHSS: National Institutes of Health Stroke Scale; RCT: randomised controlled trial; SF‐36: 36‐Item Short Form Health Survey; SSQoL: Stroke Specific Quality of Life; TIA: transient ischaemic stroke.

Characteristics of ongoing studies [ordered by study ID]

Cheng 2011.

Trial name or title Systemic Use of STroke Averting INterventions (SUSTAIN)
Methods RCT
Participants Adults with TIA or ischaemic stroke within the past 90 days
n = 410
Interventions Group sessions on:
  • education about stroke warning signs, stroke risk factors, medications, and community resources

  • strategies to enhance self management of their disease, such as adopting healthy lifestyle habits in diet and physical activity


1‐to‐1 sessions to:
  • individualise and reinforce content presented in the group sessions and solve problems with participants facing unique challenges in adhering to recommendations

  • BP self monitoring training and provision of a home BP monitor

Outcomes Primary: BP
Secondary: LDL level, smoking status, physical activity level, healthcare costs
Starting date Unknown
Contact information Eric M Cheng, MD, MS, VA Greater Los Angeles/UCLA, 11301 Wilshire Blvd, Department of Neurology, ML 127, Los Angeles, CA 90073
E‐mail eric.cheng@va.gov
Notes  

Fukuoka 2014.

Trial name or title Randomised Trial Assessing the Effects of Disease Management Programs for the Prevention of Recurrent Ischemic Stroke
Methods RCT
Participants Participants aged 40 to 80 years within 1 year from the onset of ischaemic stroke or TIA
n = 321
Interventions 6‐month programme of 2 x face‐to‐face interviews and telephone calls every 2 weeks
Educated via interviews and telephone calls to help participants acquire skills for self management and the control of ischaemic stroke risk factors
Individualised education booklets on risk factor management
A self management record notebook to recorded daily BP, bodyweight, and lifestyle improvement goals
Outcomes 2‐year follow‐up
Primary: recurrence or mortality from stroke
Secondary: economic indicators: unplanned consultation and days of hospitalisation in conjunction with ischaemic stroke and risk factors; physiological indicators: e.g. BP, cholesterol; psychological indicators: self efficacy scale of health behaviour in people with chronic disease, CES‐D, SF‐36; evaluation of self monitoring and lifestyle improvement actions
Starting date September 2010
Contact information Yasuko Fukuoka
Address: Department of Nursing Science, Graduate School of Biomedical & Health Sciences, Hiroshima University, Hiroshima, Japan
Email: yasukofukuoka@hotmail.com
Notes  

Graven 2011.

Trial name or title From Rehabilitation to Recovery: a Randomised Controlled Trial Evaluating a Goal Based Intervention to Reduce Depression and Facilitate Participation Post‐Stroke
Methods RCT
Participants People admitted to inpatient rehabilitation with the primary diagnosis of acute stroke
Primary informal carers if it is envisaged that they will provide at least 5 hours per week assistance to the participant
n = 132
Interventions
  • At inpatient discharge: participants will receive written material relating to recovery after the event of a stroke; written stroke information resources, including contact telephone numbers; a copy of the goals that were collaboratively devised by the participant and the rehabilitation team during the inpatient rehabilitation admission; written correspondence will be sent to the GP and main community‐based rehabilitation services

  • Telephone contact will be made with participants at 2 and 6 weeks' postdischarge to review progress

  • Home visit to participant's residence at 3 months postdischarge to review progress, provide verbal encouragement

  • Interventions determined on a 'needs' basis, to facilitate goal achievement and community reintegration

  • Review of assessment findings at 6 and 9 months, and implement interventions as required

Outcomes Assessed at 3 time points: T1 = rehabilitation discharge, T2 = 6/12 poststroke, T3 = 12/12 poststroke
Primary: depression
Secondary: participation and activity status, health‐related quality of life, self efficacy
Starting date Unknown
Contact information Christine Graven
Address: School of Health Sciences, The University of Melbourne, Parkville, Victoria 3052, Australia
Email: Christine.Graven@svhm.org.au
Notes  

ISRCTN08913646.

Trial name or title HEISS: The Effect of a Health Empowerment Intervention for Stroke Self‐management on the Self‐management Behaviour and Health Outcomes of Stroke Rehabilitation Patients
Methods RCT
Participants Adults (age ≥ 18 years) with haemorrhagic or ischaemic stroke
Admitted to the ambulatory stroke rehabilitation programme with no premorbid disability
Experiencing poststroke functional difficulties that limit participation in self care activities
Chinese ethnicity and Cantonese dialect communicability
n = 210
Interventions HEISS is based on the Theory of Health Empowerment. It consists of:
  • Part I: 6 weekly small group sessions (20 minutes per session). On completion of the 6 sessions, an individualised mutually agreed action plan and Stroke Self‐management Work Book will be made for individual home‐based implementation

  • Part II: home‐based implementation of the action plan with 2 nurse reinforcement telephone follow‐ups

  • Part III: a small group reunion session after the individual home‐based implementation (20 minutes with the same group composition as in Part I)

Outcomes Primary (measured pretest, 1/52, 3/12, and 6/12 post‐tests): self efficacy, engagement in self management behaviour, functional ability in activities of daily living
 Secondary: quality of life, unplanned hospital re‐admission rate, stroke recurrent rate
Starting date May 2012
Contact information Janet Sit
Address: The Nethersole School of Nursing Faculty of Medicine The Chinese University of Hong Kong, 6/F, Esther Lee Building, The Chinese University of Hong Kong, Shatin, NT, Hong Kong
Notes  

NCT01507688.

Trial name or title Stroke Self‐management: Effect on Function and Stroke Quality of Life
Methods RCT
Participants Adults (≥ 18 years) with acute diagnosis of ischaemic stroke or TIA within past 12 months
Interventions Behavioural: stroke self management
Outcomes Change in stroke, specific quality of life (timeframe: baseline, 3/12, 6/12, and 12/12)
Starting date January 2013
Contact information Gloria T Nicholas
Telephone: +1 317‐988‐4388
Email: Gloria.Nicholas@va.gov
Notes  

NCT01770184.

Trial name or title Clinical Effectiveness of Self‐management Education Post‐mild Stroke
Methods RCT
Participants Adults (18 to 90 years) with mild stroke (NIHSS total scores 0 to 5)
Plus identified as having at least 1 other chronic condition besides stroke
n = 60
Interventions Chronic Disease Self‐Management Program
Outcomes Primary: Adapted Illness Intrusiveness Ratings (timeframe: change from baseline to 6 months post‐stroke), Healthcare Utilization Survey
Secondary: Activity Card Sort, Chronic Disease Self‐Efficacy Scale, Multidimensional Assessment of Fatigue, Patient Health Questionnaire, Reintegration to Normal Living Index, Stroke Impact Scale, Work Ability Index, World Health Organization Quality of Life
Starting date January 2013
Contact information Timothy J Wolf, OTD, MSCI, OTR/L
Telephone: +1 314‐286‐1683
Email: wolft@wusm.wustl.edu
Notes  

BP: blood pressure; CES‐D: Center for Epidemiological Studies‐Depression; GP: general practitioner; LDL; low‐density lipoprotein; NIHSS: National Institutes of Health Stroke Scale; RCT: randomised controlled trial; SF‐36: 36‐item Short Form Health Survey; TIA: transient ischaemic attack.

Differences between protocol and review

In recognition that chronic disease self management is a complex intervention with multiple components (Campbell 2000), we excluded from the review self management interventions that contain only a single component (e.g. only problem‐solving or only decision‐making) and we excluded self management interventions that target only a single stroke deficit or risk factor (e.g. only depression).

At the request of the Cochrane Stroke Group Editorial Board, 'medication adherence' was included as a secondary outcome of the review.

Several studies compared Chronic Condition Self‐Management (CCSM) to usual care, which we had assumed would be passive and equate to no intervention. However, this was not the case; hence, we combined usual care with other active control comparisons. We performed a post hoc subgroup analysis to observe any differences in the combining of usual care controls and active controls.

Contributions of authors

All authors contributed to the review.

CF, JL, and MM searched the literature and extracted data.

SH performed the meta‐analysis and interpretation.

All authors were involved in the writing of the review.

Declarations of interest

Caroline E Fryer: none known.

Julie A Luker: none known.

Michelle N McDonnell: none known.

Susan L Hillier: none known.

Edited (no change to conclusions), comment added to review

References

References to studies included in this review

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References to ongoing studies

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