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The Cochrane Database of Systematic Reviews logoLink to The Cochrane Database of Systematic Reviews
. 2016 Oct 18;2016(10):CD007272. doi: 10.1002/14651858.CD007272.pub2

Anaesthetic interventions for prevention of awareness during surgery

Anthony G Messina 1,, Michael Wang 2, Marshall J Ward 3, Chase C Wilker 4, Brett B Smith 5, Daniel P Vezina 6,7, Nathan Leon Pace 8
Editor: Cochrane Anaesthesia Group
PMCID: PMC6461159  PMID: 27755648

Abstract

Background

General anaesthesia is usually associated with unconsciousness. 'Awareness' is when patients have postoperative recall of events or experiences during surgery. 'Wakefulness' is when patients become conscious during surgery, but have no postoperative recollection of the period of consciousness.

Objectives

To evaluate the efficacy of two types of anaesthetic interventions in reducing clinically significant awareness:

‐ anaesthetic drug regimens; and
 ‐ intraoperative anaesthetic depth monitors.

Search methods

We searched the Cochrane Central Register of Controlled Trials (CENTRAL, ISSUE 4 2016); PubMed from 1950 to April 2016; MEDLINE from 1950 to April 2016; and Embase from 1980 to April 2016. We contacted experts to identify additional studies. We performed a handsearch of the citations in the review. We did not search trial registries.

Selection criteria

We included randomized controlled trials (RCTs) of either anaesthetic regimens or anaesthetic depth monitors. We excluded volunteer studies, studies of patients prior to skin incision, intensive care unit studies, and studies that only randomized different word presentations for memory tests (not anaesthetic interventions).

Anaesthetic drug regimens included studies of induction or maintenance, or both. Anaesthetic depth monitors included the Bispectral Index monitor, M‐Entropy, Narcotrend monitor, cerebral function monitor, cerebral state monitor, patient state index, and lower oesophageal contractility monitor. The use of anaesthetic depth monitors allows the titration of anaesthetic drugs to maintain unconsciousness.

Data collection and analysis

At least two authors independently scanned abstracts, extracted data from the studies, and evaluated studies for risk of bias. We made attempts to contact all authors for additional clarification. We performed meta‐analysis statistics in packages of the R language.

Main results

We included 160 studies with 54,109 enrolled participants; 53,713 participants started the studies and 50,034 completed the studies or data analysis (or both). We could not use 115 RCTs in meta‐analytic comparisons because they had zero awareness events. We did not merge 27 of the remaining 45 studies because they had excessive clinical and methodological heterogeneity. We pooled the remaining 18 eligible RCTs in meta‐analysis. There are 10 studies awaiting classification which we will process when we update the review.

The meta‐analyses included 18 trials with 36,034 participants. In the analysis of anaesthetic depth monitoring (either Bispectral Index or M‐entropy) versus standard clinical and electronic monitoring, there were nine trials with 34,744 participants. The overall event rate was 0.5%. The effect favoured neither anaesthetic depth monitoring nor standard clinical and electronic monitoring, with little precision in the odds ratio (OR) estimate (OR 0.98, 95% confidence interval (CI) 0.59 to 1.62).

In a five‐study subset of Bispectral Index monitoring versus standard clinical and electronic monitoring, with 34,181 participants, 503 participants gave awareness reports to a blinded, expert panel who adjudicated or judged the outcome for each patient after reviewing the questionnaires: no awareness, possible awareness, or definite awareness. Experts judged 351 patient awareness reports to have no awareness, 87 to have possible awareness, and 65 to have definite awareness. The effect size favoured neither Bispectral Index monitoring nor standard clinical and electronic monitoring, with little precision in the OR estimate for the combination of definite and possible awareness (OR 0.96, 95% CI 0.35 to 2.65). The effect size favoured Bispectral Index monitoring for definite awareness, but with little precision in the OR estimate (OR 0.60, 95% CI 0.13 to 2.75).

We performed three smaller meta‐analyses of anaesthetic drugs. There were nine studies with 1290 participants. Wakefulness was reduced by ketamine and etomidate compared to thiopental. Wakefulness was more frequent than awareness. Benzodiazepines reduces awareness compared to thiopental, ketamine, and placebo., Also, higher doses of inhaled anaesthetics versus lower doses reduced the risk of awareness.

We graded the quality of the evidence as low or very low in the 'Summary of findings' tables for the five comparisons.

Most of the secondary outcomes in this review were not reported in the included RCTs.

Authors' conclusions

Anaesthetic depth monitors may have similar effects to standard clinical and electrical monitoring on the risk of awareness during surgery. In older studies comparing anaesthetics in a smaller portion of the patient sample, wakefulness occurred more frequently than awareness. Use of etomidate and ketamine lowered the risk of wakefulness compared to thiopental. Benzodiazepines compared to thiopental and ketamine, or higher doses of inhaled anaesthetics versus lower doses, reduced the risk of awareness.

Keywords: Humans; Anesthesia; Anesthetics; Benzodiazepines; Benzodiazepines/administration & dosage; Consciousness Monitors; Electroencephalography; Electroencephalography/methods; Etomidate; Intraoperative Awareness; Intraoperative Awareness/prevention & control; Ketamine; Mental Recall; Monitoring, Intraoperative; Monitoring, Intraoperative/instrumentation; Monitoring, Intraoperative/methods; Randomized Controlled Trials as Topic; Thiopental; Thiopental/administration & dosage; Wakefulness

Plain language summary

Methods to prevent people waking during surgery and remembering surgical events

Key question

We reviewed the evidence about the use of devices to adjust the amount of drugs given during anaesthesia to prevent premature waking up. We also reviewed the evidence about the choice of drugs used during anaesthesia to prevent premature waking up.

Background

Anaesthesia is the use of drugs to render a patient unconscious for painful procedures and surgery. Being anaesthetized is not the same as being asleep. Someone sleeping may be easily awakened. Someone anaesthetized should only be allowed to awake when the surgery or procedure is completed. A very small percentage of patients may wake up during anaesthesia and surgery; this is called wakefulness. Patients usually do not remember being awake after emerging from anaesthesia. However, an even smaller percentage of patients do remember or recall events from surgery afterwards. This memory is called an awareness event. If that memory is distressing, it can impair the individual's quality of life.

New devices known as anaesthetic depth monitors are being used to monitor the patient's brainwave response to anaesthetic drugs. Anaesthetic depth monitors have been compared to the usual clinical observations (e.g. fast heart rate, tearing, movement, etc.) during surgery to adjust the amount of drugs given and reduce the risk of wakefulness and awareness.

Anaesthetic drugs have many different effects on brain function. Some drugs are used alone as the sole anaesthetic. Other drugs have insufficient effect to be used as a sole anaesthetic, but are used in combination with more powerful drugs. Drugs may have different risks of the patient waking up prematurely.

Search date

The evidence is current to April 2016.

Study characteristics

We found 160 randomized controlled trials with 54,109 participants. Eighteen studies with 36,034 participants contributed evidence about devices and drugs to prevent premature waking up during surgery. Nine studies compared anaesthetic depth monitoring versus other methods to adjust drugs. Nine studies compared different drugs. There are 10 studies awaiting classification, which we will process when we update the review.

Key results

In the largest studies of anaesthetic depth monitors (five studies with 31,181 participants) there were 152 participants with possible or definite awareness (recall of surgery events after surgery). The use of anaesthetic depth monitors to adjust drugs during anaesthesia may have similar effects on the risk of awareness when compared with standard clinical and electrical monitoring. Wakefulness is reduced by ketamine and etomidate compared to thiopental. Benzodiazepines reduces awareness compared to thiopental, ketamine, and placebo. Also higher doses of inhaled anaesthetics versus lower doses reduced the risk of awareness.

Quality of evidence

The quality of the evidence was low or very low because the studies the results were not similar across studies, and there were not enough data.

Summary of findings

Summary of findings for the main comparison. Anaesthesia depth monitors (BIS and M‐entropy) versus standard clinical and electronic monitoring.

Anaesthesia depth monitors (BIS and M‐entropy) compared with standard clinical and electronic monitoring
Patient or population: patients with prevention of recall of events during surgery
Settings: All patients undergoing various surgical procedures in hospitals in Europe/Australia/Asia/Middle East/North America
Intervention: anaesthesia depth monitors (BIS, M‐Entropy)
Comparison: standard clinical and electronic monitoring
Outcomes Illustrative comparative risks* (95% CI) Relative effect
 (95% CI) No of participants
 (studies) Quality of the evidence
 (GRADE) Comments
Assumed risk Corresponding risk
Standard clinical and electronic monitoring Anaesthesia depth monitors
Awareness 
 Postoperative interview
 Follow‐up: 1 to 72 days 5 per 1000 5 per 1000
(3 to 7)
OR 0.98
(0.59 to 1.62)
34,744
(9 studies)
⊕⊕⊝⊝
 low1,2
Adverse effects of intraoperative wakefulness and/or postoperative awareness
(i.e. post‐traumatic stress syndrome, myocardial infarction, cardiac arrest, etc.)
Not defined or not identified
*The basis for the assumed risk (e.g. the median control group risk across studies) is provided in footnotes. The corresponding risk (and its 95% confidence interval) is based on the assumed risk in the comparison group and the relative effect of the intervention (and its 95% CI).
 BIS: Bispectral Index; CI: confidence interval; OR: odds ratio
GRADE Working Group grades of evidence
 High quality: Further research is very unlikely to change our confidence in the estimate of effect.
 Moderate quality: Further research is likely to have an important impact on our confidence in the estimate of effect and may change the estimate.
 Low quality: Further research is very likely to have an important impact on our confidence in the estimate of effect and is likely to change the estimate.
 Very low quality: We are very uncertain about the estimate.

1Inconsistency: downgraded one level for inconsistency of effect. Heterogeneity (I2) was moderate (49%). There were non‐overlapping 95% CIs.
 2Imprecision: downgraded one level for imprecision. Although the number of participants was large (34,744), the number of events was small (173) and the upper and lower bounds of the OR 95% CI did not exclude important effects.

Summary of findings 2. Anaesthesia depth monitors (BIS) versus standard clinical and electronic monitoring.

Anaesthesia depth monitors (BIS) versus standard clinical and electronic monitoring with expert panel adjudication (Grade 4 and 5) during surgery
Patient or population: patients with prevention of recall of events during surgery
 Settings: All patients undergoing various surgical procedures in hospitals in Europe/Australia/Asia/Middle East/North America
 Intervention: anaesthesia depth monitors (BIS)
 Comparison: standard clinical and electronic monitoring
Outcomes Illustrative comparative risks* (95% CI) Relative effect
 (95% CI) No of participants
 (studies) Quality of the evidence
 (GRADE) Comments
Assumed risk Corresponding risk
Standard clinical and electronic monitoring Anaesthesia depth monitors (BIS)
Awareness: definite and possible 
 Postoperative interview
 Follow‐up: 1 to 72 days5 5 per 1000 5 per 1000 
 (3 to 8) OR 0.96 
 (0.35 to 2.65) 34,181
 (5 studies) ⊕⊕⊝⊝
 low1,2
Awareness: definite 
 Postoperative interview
 Follow‐up: 1 to 72 days6 2 per 1000 1 per 1000 
 (0 to 4) OR 0.60 
 (0.13 to 2.75) 34,181
 (5 studies) ⊕⊕⊝⊝
 low3,4
Adverse effects of intraoperative wakefulness and/or postoperative awareness
(i.e. post‐traumatic stress syndrome, myocardial infarction, cardiac arrest, etc.)
Not defined or not identified
*The basis for the assumed risk (e.g. the average control group risk across studies) is provided in footnotes. The corresponding risk (and its 95% confidence interval) is based on the assumed risk in the comparison group and the relative effect of the intervention (and its 95% CI).
 BIS: Bispectral Index; CI: confidence interval; OR: odds ratio
GRADE Working Group grades of evidence
 High quality: Further research is very unlikely to change our confidence in the estimate of effect.
 Moderate quality: Further research is likely to have an important impact on our confidence in the estimate of effect and may change the estimate.
 Low quality: Further research is very likely to have an important impact on our confidence in the estimate of effect and is likely to change the estimate.
 Very low quality: We are very uncertain about the estimate.

1Inconsistency: BIS definite and possible downgraded one level for inconsistency of effect. Heterogeneity (I2) was substantial (68%). There were non‐overlapping 95% CIs.
 2Imprecision: BIS definite and possible downgraded one level for imprecision. Although the number of participants was large (34,181), the number of events was small (152) and the upper and lower bounds of the OR 95% CI did not exclude important effects.
 3Inconsistency: BIS definite downgraded one level for inconsistency of effect. Heterogeneity (I2) was substantial (60%). There were non‐overlapping 95% CI.

4Imprecision: BIS definite downgraded one level for imprecision. Although the number of participants was large (34,181), the number of events was small (64) and the upper and lower bounds of the OR 95% CI did not exclude important effects.

5The assumed risk is the average control group event rate in the five studies: 0.0047 (78/16,749).
 
 6The assumed risk is the average control group event rate in the five studies: 0.0024 (41/16,749).

Summary of findings 3. Thiopentone with and without added hypnotic drugs (ketamine, etomidate).

Thiopentone with and without added hypnotic drugs (ketamine, etomidate)
Patient or population: patients with prevention of recall of events during surgery
 Settings: All patients undergoing various surgical procedures in hospitals in Europe/Australia/Asia/Middle East/North America
 Intervention: anaesthetic drugs introduced after thiopentone for prevention of recall of events during surgery
 Comparison: Thiopentone with and without added hypnotic drugs (ketamine, etomidate)
Outcomes Illustrative comparative risks* (95% CI) Relative effect
 (95% CI) No of participants
 (studies) Quality of the evidence
 (GRADE) Comments
Assumed risk Corresponding risk
Thiopentone Anaesthetic drugs introduced after thiopentone for prevention of recall of events during surgery: Ketamine, etomidate
Intraoperative Wakefulness 
 Postoperative Interview
 Follow‐up: 0 to 7 days 552 per 1000 99 per 1000 
 (50 to 226) RR 0.18 
 (0.09 to 0.41) 141
 (3 studies) ⊕⊕⊝⊝
 low1,2
Adverse effects of intraoperative wakefulness and/or postoperative awareness
(i.e. post‐traumatic stress syndrome, myocardial infarction, cardiac arrest, etc.)
Not defined or not identified
*The basis for the assumed risk (e.g. the median control group risk across studies) is provided in footnotes. The corresponding risk (and its 95% confidence interval) is based on the assumed risk in the comparison group and the relative effect of the intervention (and its 95% CI).
 CI: confidence interval; RR: risk ratio
GRADE Working Group grades of evidence
 High quality: Further research is very unlikely to change our confidence in the estimate of effect.
 Moderate quality: Further research is likely to have an important impact on our confidence in the estimate of effect and may change the estimate.
 Low quality: Further research is very likely to have an important impact on our confidence in the estimate of effect and is likely to change the estimate.
 Very low quality: We are very uncertain about the estimate.

1Within‐study risk of bias: downgraded one level.
 2Imprecision of results: downgraded one level for imprecision of effect. The high proportion of wakefulness events to sample size in these small studies was the reason for the one level downgrade compared to two levels for Comparison 4 and 5. The optimal information size threshold cannot be reached.

Summary of findings 4. Thiopentone and ketamine versus benzodiazepines (diazepam, midazolam, lorazepam).

Thiopentone and ketamine versus benzodiazepines (diazepam, midazolam, lorazepam)
Patient or population: patients with prevention of recall of events during surgery
 Settings: All patients undergoing various surgical procedures in hospitals in Europe/Australia/Asia/Middle East/North America
 Intervention: benzodiazepine use versus other intravenous anaesthetic techniques
Outcomes Illustrative comparative risks* (95% CI) Relative effect
 (95% CI) No of participants
 (studies) Quality of the evidence
 (GRADE) Comments
Assumed risk Corresponding risk
Control: Ketamine,
 thiopentone Benzodiazepine use versus other (control) intravenous anaesthetic techniques
Awareness 
 Postoperative interview
 Follow‐up: 1 to 2 days 162 per 1000 27 per 1000 
 (3 to 40) RR 0.17 
 (0.02 to 0.25) 291
 (4 studies) ⊕⊝⊝⊝
 very low1,2
Adverse effects of intraoperative wakefulness and/or postoperative awareness
(i.e. post‐traumatic stress syndrome, myocardial infarction, cardiac arrest, etc.)
Not defined or not identified
*The basis for the assumed risk (e.g. the median control group risk across studies) is provided in footnotes. The corresponding risk (and its 95% confidence interval) is based on the assumed risk in the comparison group and the relative effect of the intervention (and its 95% CI).
 CI: confidence interval; RR: risk ratio
GRADE Working Group grades of evidence
 High quality: Further research is very unlikely to change our confidence in the estimate of effect.
 Moderate quality: Further research is likely to have an important impact on our confidence in the estimate of effect and may change the estimate.
 Low quality: Further research is very likely to have an important impact on our confidence in the estimate of effect and is likely to change the estimate.
 Very low quality: We are very uncertain about the estimate.

1Within‐study risk of bias: downgraded one level.
 2Imprecision of results: downgraded two levels for imprecision of effect. The optimal information size threshold cannot be reached.

3The assumed risk is the average control group event rate in the four studies: 0.162 (16/99).

Summary of findings 5. Caesarean section with low‐ and high‐dose inhaled agent.

Caesarean section with low‐ and high‐dose inhaled agent
Patient or population: patients with decreasing recall of events during surgery
 Settings: All patients undergoing various surgical procedures in hospitals in Europe/Australia/Asia/Middle East/North America
 Intervention: deeper anaesthetic techniques
 Comparison: lighter anaesthetic techniques
Outcomes Illustrative comparative risks* (95% CI) Relative effect
 (95% CI) No of participants
 (studies) Quality of the evidence
 (GRADE) Comments
Assumed risk Corresponding risk
Lighter anaesthetic techniques Deeper anaesthetic techniques
Awareness 
 Postoperative interview1 
 Follow‐up: 1 day 51 per 1000 7 per 1000 
 (2 to 22) RR 0.13 
 (0.04 to 0.43) 858
 (2 studies) ⊕⊝⊝⊝
 very low1,2
Adverse effects of intraoperative wakefulness and/or postoperative awareness
(i.e. post‐traumatic stress syndrome, myocardial infarction, cardiac arrest, etc.)
Not defined or not identified
*The basis for the assumed risk (e.g. the median control group risk across studies) is provided in footnotes. The corresponding risk (and its 95% confidence interval) is based on the assumed risk in the comparison group and the relative effect of the intervention (and its 95% CI).
 CI: confidence interval; RR: risk ratio
GRADE Working Group grades of evidence
 High quality: Further research is very unlikely to change our confidence in the estimate of effect.
 Moderate quality: Further research is likely to have an important impact on our confidence in the estimate of effect and may change the estimate.
 Low quality: Further research is very likely to have an important impact on our confidence in the estimate of effect and is likely to change the estimate.
 Very low quality: We are very uncertain about the estimate.

1Within‐study risk of bias: downgraded one level.
 2Imprecision of results: downgraded two levels for imprecision of effect. The optimal information size threshold cannot be reached.

3The assumed risk is the average control group event rate in the two studies: 0.051 (21/409).

Background

Description of the condition

The American Society of Anesthesiology (ASA) task force has defined awareness as “when a patient becomes conscious during a procedure performed under general anaesthesia and subsequently has recall of these events” (ASA 2006). Recent estimates of the number of patients having awareness under general anaesthesia in the United States have been as high as approximately 1 to 2 per 1000 anaesthetics (Sebel 2004).

People may wake up far more often during surgery than they remember after surgery (wakefulness) (Artusio 1955; Russell 1985; Russell 1993; Tunstall 1977; Appendix 1). Wakefulness and awareness cases that are not associated with pain or distress are considered, by some, to be clinically insignificant. There are no published data that define the frequency of wakefulness or awareness cases that are associated with pain and or panic. It has been reported that 10% of awareness cases are associated with pain (Jones 1994).

Awareness with pain or panic, or both, almost exclusively occurs with the use of neuromuscular blocking drugs (Cundy 1995; Lennmarken 2002; Mainzer 1979; Sandin 2000; White 1987). Neuromuscular blocking drugs in current use are also associated with significant complications other than awareness (Brull 2008; Murphy 2008; Wahl 2011).

The psychological sequelae of cases of anaesthetic awareness have been described (Appendix 1).

Description of the intervention

Two types of interventions have been proposed for preventing wakefulness and awareness: medication and specialized monitoring.

Medication

Different medications may be administered before and during general anaesthesia; these may have oral, intramuscular, intravenous, or volatile routes of administration. They include anaesthetic gases and vapours, sedatives or hypnotics, and analgesics. The choice may consist solely of the different medications that can be administered prior to the induction of anaesthesia. However, management options may also include two different protocols for general anaesthesia:

  • techniques consisting of intravenous drugs only;

  • traditional general anaesthesia combining both volatile anaesthetics and intravenous drugs.

Specialized monitoring

Modern anaesthesia depth monitors provide a real time electroencephalogram (EEG) for the patient in the operating theatre. Various algorithms are applied, i.e. the EEG is processed. The processed EEG is usually displayed as a unit less number scaled from 0 to 100. The value displayed is updated frequently (within seconds) with newly acquired EEG epochs. Calibration has been established by anaesthesia depth monitor manufacturers, with a value of 100 reflecting an awake state and a value of 0 reflecting cerebral electrical silence and unconsciousness (Rampil 1998). The use of anaesthesia depth monitors involves two stages. Firstly, the monitor is placed on the patient in order to generate monitoring data. Secondly, the anaesthetist uses these data to make adjustments to the anaesthetic management of the patient.

How the intervention might work

Both types of intervention, choice of medication and use of anaesthesia depth monitors, have a common expected pathway for reducing the risk of awareness. Both are expected to produce a more intense (deeper) anaesthetic state through the selection of the type or amount of medication.

Why it is important to do this review

Patients who wake up during surgery may experience pain and distress. Besides the immediate suffering during the surgery itself, there maybe longer‐term consequences. Awareness and possibly wakefulness can lead to post‐traumatic stress disorder, which is a serious condition that can greatly impair quality of life. It may also cause patients to delay follow‐up medical care. In some patients it may be sufficiently severe to lead to suicide (Breen 2007).

Objectives

To evaluate the efficacy of two types of anaesthetic interventions in reducing clinically significant awareness.

  • anaesthetic drug regimens; and

  • intraoperative anaesthetic depth monitors.

Methods

Criteria for considering studies for this review

Types of studies

We included randomized controlled trials (RCTs).

Types of participants

We included paediatric and adult patients having all types of surgery. We excluded volunteer studies, studies of patients prior to skin incision, intensive care unit studies, and studies that only randomized different word presentations for memory tests (not anaesthetic interventions).

Types of interventions

Anaesthetic drug regimens included studies of induction or maintenance, or both. We included two types of interventions:

  • anaesthetic drug regimens;

  • intraoperative anaesthetic depth monitors.

Anaesthetic drug interventions included those during premedication, during induction and/or during maintenance phases of anaesthesia. Intraoperative anaesthetic depth monitors are those instruments that putatively allow anaesthesiologists to monitor the level of unconsciousness.

Types of outcome measures

Sebel et al introduced a classification system to improve the categorization of awareness complications (Sebel 2004). It was argued that more objective criteria were needed to identify a valid patient awareness report (Eger 2005), Therefore Wang and colleagues proposed a further refinement of this classification of awareness (Wang 2012). This classification includes a six‐level hierarchy from unconsciousness to consciousness that includes wakefulness, awareness, explicit and implicit memory, post‐traumatic stress disorder (PTSD), and perioperative dreams and nightmares (Table 6; Appendix 1).

1. Classification of intraoperative cognitive states.
Grade Intraoperative state Intraoperative state Immediate postoperative state Late postoperative state (> month ) Descriptor Exemplar study or review
0 Unconscious No signs light anaesthesia, no response to command   No recall No recall Adequate anaesthesia Russell 1997
1 Conscious Signs light anaesthesia/response to command No recall No recall or emotional sequelae Intraoperative wakefulness with obliterated explicit and implicit memory Andrade 2008
2 Conscious; word stimuli presented Signs/response to command No explicit recall, implicit memory for word stimuli No explicit recall, implicit memory for word stimuli but no emotional sequelae Intraoperative wakefulness with subsequent implicit memory Merikle 1996
3 Conscious Signs/response to command No recall PTSD/nightmares but no explicit recall Intraoperative wakefulness with implicit emotional memory Wang 2000
4 Conscious Signs/response to command Explicit recall with or without pain Explicit recall but no emotional sequelae Awareness but resilient patient Sandin 2000
5 Conscious Signs/response to command Explicit recall with distress and/or pain PTSD/nightmares with explicit recall Awareness with emotional sequelae Osterman 2001

First presented at the 7th International Symposium on Memory and Awareness in Anaesthesia, Munich, Germany, March 2008. Revised in publication Wang 2012. Permission granted by John Wiley & Sons Inc. on 17 June 2014.

PTSD = post‐traumatic stress disorder

Primary outcomes
  • Awareness or wakefulness as defined using the awareness classification system in Table 6.

The classification used in this review had not been conceived or published prior to 2012 (Wang 2012), therefore studies may not have adhered to these criteria for the determination of intraoperative state. We therefore had to infer this from study descriptions and our author survey.

We tallied details of the adjudication process from the published study or sought the details by communication with the authors. In some trials a formal two‐stage process using structured interviews of patients was conducted. Potential awareness episodes were recorded in a narrative report. An independent committee of three anaesthetists, blinded to treatment group, coded the report as no awareness, possible awareness, and awareness.

Secondary outcomes
  • Signs or adverse effects of intraoperative wakefulness or postoperative awareness, or both, are intraoperative patient movement, haemodynamic changes, portions of intraoperative dreams and postoperative dreams or nightmares, or both, delayed memory, full (PTSD) or partial (PTS) forms of post‐traumatic stress syndrome, myocardial infarction, cardiac arrest, death, and suicide.

Search methods for identification of studies

Electronic searches

We searched the Cochrane Central Register of Controlled Trials (CENTRAL, Issue 4, 2016), PUBMED (1950 to April 2016) and MEDLINE (1950 to April 2016), and Embase (1980 to April 2016). We searched CENTRAL using the search terms found in Appendix 2. We searched MEDLINE using the search terms described in Appendix 3 and Embase using the terms found in Appendix 4, via SilverPlatter.

Searching other resources

We contacted experts in the field to identify any additional studies. We performed a handsearch from the citations found in included and excluded studies and other footnoted papers. We did not impose any language restriction. We did not search trial registries (ClinicalTrials.gov; World Health Organization (WHO) International Clinical Trials Registry Platform (ICTRP)).

Data collection and analysis

A group of the authors (AGM, NLP, MaW, CCW, and BS) independently scanned the titles and abstracts of reports identified by electronic and manual searching and by contact with experts. We evaluated full‐text versions of potentially relevant studies. We used the web app Rayyan to assist in citation review (Elmagarmid 2014).

Selection of studies

A group of the authors (AGM, NLP, MaW, CCW, and BS) independently selected trials that met the inclusion criteria by using a checklist designed for that purpose. Where there was disagreement we discussed the differences and reached a consensus. The criteria used to merge included studies in meta‐analysis are described in Appendix 5.

Data extraction and management

A group of the authors (AGM, NLP, MaW, CCW, and BS) independently extracted parts of the data using a standardized study record form (see Appendix 5).

Assessment of risk of bias in included studies

A group of the authors (AGM, NLP, MaW, CCW, and BS) used Cochrane’s domain‐based evaluation method for assessing the risk of bias (Guyatt 2011; Higgins 2011). The assessment of risk of bias was based on the seven domains in the 'Risk of bias' table: random sequence generation (selection bias), allocation concealment (selection bias), blinding of participants, blinding of personnel (performance bias), blinding of outcome assessment (detection bias), incomplete outcome data (attrition bias), selective reporting (reporting bias), and other bias. We sent a survey to study authors to inquire about study methodology (Appendix 6). We sent this survey to authors who had email addresses in the included paper or that were readily available in a literature search of other published papers.

Measures of treatment effect

The definitions of rare and uncommon adverse events and diseases overlap (EUC 2009; HR4013; WHO 2002). Therefore, we use the terms 'rare' and 'uncommon' interchangeably in this review. Awareness is a dichotomous outcome and an uncommon or rare event. We used relative event rates, odds ratio (OR) or risk ratio (RR), as the effect size measure.

GRADE and 'Summary of findings' table methods

We used the GRADE methods to assess the quality of the body of evidence associated with specific outcomes: awareness ‐ definite and definite and possible awareness, intraoperative wakefulness, and adverse effects of intraoperative wakefulness and/or postoperative awareness (i.e. post‐traumatic stress syndrome, myocardial infarction, cardiac arrest, etc.), and to assess the quality of the evidence for the five comparisons of merged studies (Guyatt 2008). We used five domains to downgrade the quality of evidence: risk of bias, inconsistency, indirectness, imprecision, and publication bias. We used three domains to upgrade the quality of evidence: large effect, plausible confounding that could change the effect, and dose response gradient.

Unit of analysis issues

For studies of both anaesthetic drug interventions and anaesthetic depth monitors, we analysed participants in the groups to which they were randomized regardless of the actual intervention delivered, i.e. by intention‐to‐treat.

The unit of analysis for all outcomes was the individual participant. We defined the experimental group in a comparison as the newer treatment in each study and the control group as the older treatment.

All studies were parallel‐group trials. There were no unit of analysis issues such as those arising from cross‐over or cluster‐randomized trials.

Dealing with missing data

To investigate the consequence of missing data, we considered using best‐case or worst‐case imputation. We considered including and excluding any study that appeared to have a large effect size (often the largest or earliest study) in order to assess its impact on the meta‐analysis.

We described the missing data that resulted from such factors as attrition or exclusions, or both (see Characteristics of included studies). We calculated the number and percentage of missing data from each outcome group of the included studies and based our grade on the authors' account of those missing data.

Assessment of heterogeneity

We expected to find a great deal of clinical heterogeneity in the included studies, for example anaesthetic types, patient ages, etc. We considered this clinical heterogeneity when deciding whether to pool results in a meta‐analysis.

To assess statistical heterogeneity, we used the I2 statistic, which describes the percentage of the variability in effect estimates that is due to heterogeneity rather than sampling error (chance). The importance of the observed value of I2 depends on the magnitude and direction of effects and the strength of evidence for heterogeneity. The thresholds for interpreting I2 heterogeneity were: moderate (30% to 60%), substantial (50% to 90%), and considerable (75% to 100%) (Higgins 2002).

Assessment of reporting biases

There were insufficient studies of the same interventions (fewer than 10) to allow the creation of funnel plots.

Data synthesis

As Review Manager has no statistical methods for very rare and uncommon events with between‐study heterogeneity, we used the statistical packages in R (R 2016). For ORs, we estimated random‐ or mixed‐effects generalized linear models in the R package metafor (Viechtbauer 2010). In some comparisons, the sparseness of data prevented logistic model estimation. In those cases, we estimated an exact fixed‐effect RR (Tian 2008), in the R package exactmeta (Yu 2013). We also estimated a random‐effects multivariable meta‐analysis comparing the logit transformed proportions of awareness versus wakefulness in the R package metafor. We declared statistical significance for P < 0.05 and if the 95% CI for effect sizes failed to include the line of unity. Results from the random‐ or mixed‐effects model included an approximate 95% prediction interval (PI); this interval estimated where 95% of true outcomes fall in the hypothetical population of all possible studies (Dean 2007; Tian 2008).
 
 Results from individual studies are displayed in forest plots. Summary statistics from non‐Review Manager packages are displayed in the forest plots. Statistical analyses including data sets, codes, and outputs are shown in an appendix (Appendix 7).

Subgroup analysis and investigation of heterogeneity

We considered the following subgroup analyses:

  • anaesthesia depth monitoring method;

  • patients at high risk of awareness;

  • specific anaesthetic techniques with and without neuromuscular blocking drugs;

  • implicit or explicit memory.

In a subgroup analysis, the magnitude and direction of treatment effect may be inconsistent among subgroups.

There were only sufficient data for a comparison of subgroups based on studies with high risk of awareness and alarms/alerts and total intravenous anaesthesia (TIVA).

Sensitivity analysis

We considered performing a sensitivity analysis to assess the impact of studies with a higher risk of bias. The patients lost to follow‐up in these studies may be associated with higher rates of awareness, since one important sequela of awareness is a phobic avoidance of hospitals and physicians. In the context of trials, this is likely to lead to dropout during follow‐up.

We did not perform a sensitivity analysis for risk of bias for the following reasons:

1.1. Analysis.

Comparison 1 Anaesthesia depth monitors (BIS and M‐entropy) versus standard clinical and electronic monitoring, Outcome 1 Definite and possible awareness (Grade 4).

Definite and possible awareness (Grade 4)
Study ADM
Events
N SCP
Events
N OR 95% CI Totals Summary OR 95% CI; P value
I2; heterogeneity P value
Avidan 2008 6 967 3 974 2.02 (0.50 to 8.10)
Avidan 2011 20 2861 8 2852 2.50 (1.10 to 5.69)
Gruenewald 2007 0 37 1 35 0.31 (0.01 to 7.78)
Kerssens 2009 2 67 1 61 1.85 (0.16 to 20.89)
Mashour 2012 18 9460 19 9376 0.94 (0.49 to 1.79)
Mozafari 2014 9 163 7 170 1.36 (0.49 to 3.74)
Myles 2004 22 1225 27 1238 0.82 (0.46 to 1.45)
Puri 2003 0 14 1 16 0.36 (0.01 to 9.47)
Zhang 2011 8 2919 21 2309 0.30 (0.13 to 0.68) 85/17,713 vs 88/17,031 0.98 (0.59 to 1.62); P = 0.93
I2 = 49%; P = 0.04
2.1. Analysis.

Comparison 2 Anaesthesia depth monitors (BIS) versus standard clinical and electronic monitoring, Outcome 1 Definite and possible awareness (Grade 4).

Definite and possible awareness (Grade 4)
Study ADM
Events
N SCP
Events
N OR 95% CI Alarms/alerts
‐‐‐‐‐‐‐‐‐‐‐‐‐‐
Inhalation vs TIVA
Subgroups
‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐
Summary OR 95% CI
Totals
‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐
Summary OR 95% CI; P value
I2; heterogeneity P value
Subgroup interaction P value
Avidan 2008 6 967 3 974 2.02 (0.50 to 8.10) Alarms
‐‐‐‐‐‐‐‐
Inhalation
Avidan 2011 20 2861 8 2852 2.50 (1.10 to 5.69) Alarms
‐‐‐‐‐‐‐‐
Inhalation
Mashour 2012 18 9460 19 9376 0.94 (0.49 to 1.79) Alarms and alerts
‐‐‐‐‐‐‐‐‐‐‐‐‐
Inhalation
Alarms and/or alerts inhalational
‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐
1.51 (0.45 to 5.07)
Myles 2004 22 1225 27 1238 0.82 (0.46 to 1.45) None
‐‐‐‐‐‐‐‐‐‐‐
Majority TIVA
Zhang 2011 8 2919 21 2309 0.30 (0.13 to 0.68) None
‐‐‐‐‐‐‐‐‐‐‐‐‐
Exclusively TIVA
No alarms TIVA
‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐
0.55 (0.15 to 1.96)
74/17,432
vs
78/16,749
‐‐‐‐‐‐‐‐‐‐‐‐‐‐
0.96 (0.35 to 2.65); P = 0.93
I2 = 68%; P = 0.01;
P = 0.17 (subgroup)
2.2. Analysis.

Comparison 2 Anaesthesia depth monitors (BIS) versus standard clinical and electronic monitoring, Outcome 2 Definite awareness (Grade 4).

Definite awareness (Grade 4)
Study ADM
Events
N SCP
Events
N OR
95% CI
Subgroup
‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐
Summary OR 95% CI
Subgroups
‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐
Summary OR 95% CI
Totals
‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐
Summary OR 95% CI; P value
I2; heterogeneity P value
Subgroup interaction P value
Avidan 2008 2 967 2 974 1.01 (0.14 to 7.17) Alarms
‐‐‐‐‐‐‐‐
Inhalation
   
Avidan 2011 8 2861 2 2852 4.00 (0.85 to 18.83) Alarms
‐‐‐‐‐‐‐‐
Inhalation
   
Mashour 2012 8 9460 11 9376 0.72 (0.29 to 1.79) Alarms and alerts
‐‐‐‐‐‐‐‐‐‐‐‐‐
Inhalation
Alarms and/or alerts inhalational
‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐
1.10 (0.31 to 3.97)
 
Myles 2004 2 1225 11 1238 0.18 (0.04 to 0.82) None
‐‐‐‐‐‐‐‐‐‐‐
Majority TIVA
   
Zhang 2011 4 2919 15 2309 0.21 (0.07 to 0.63) None
‐‐‐‐‐‐‐‐‐‐‐‐‐
Exclusively TIVA
No alarms TIVA
‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐
0.20 (0.04 to 0.96)
24/17,432
vs
41/16,749
‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐
0.60 (0.13 to 2.75); P = 0.40
I2 = 60%; P = 0.02;
P = 0.08 (subgroup)
3.1. Analysis.

Comparison 3 Thiopentone with and without added hypnotic drugs (ketamine, etomidate), Outcome 1 Wakefulness (IFT studies) (Grades 4, 5).

Wakefulness (IFT studies) (Grades 4, 5)
Study Ketamine, etomidate
Events
N Thiopentone
Events
N RR 95% CI Totals Summary RR 95% CI; P value
Baraka 1989 4 30 14 20 0.19 (0.06 to 0.45)
Russell 1986 2 30 11 25 0.10 (0.03 to 0.55)
Schultetus 1986 5 23 7 13 0.39 (0.14 to 1.04) 11/83 vs 32/58 0.18 (0.09 to 0.41); P = 10‐7
4.1. Analysis.

Comparison 4 Thiopentone and ketamine vs benzodiazepine anaesthetic techniques, Outcome 1 Awareness (Grade 4).

Awareness (Grade 4)
Study Benzodiazepines
Events
N Ketamine,
thiopentone
Events
N RR 95% CI Totals Summary RR 95% CI; P value
Ellingson 1977 0 13 4 13 0.00 (0.00 to 1.12)
Haram 1981 0 39 5 40 0.00 (0.00 to 0.83)
McNulty 1995 0 71 3 25 0.00 (0.00 to 0.56)
Miller 1996 2 69 4 21 0.12 (0.02 to 0.83) 2/192 vs 16/99 0.17 (0.02 to 0.25); P < 10‐7
5.1. Analysis.

Comparison 5 Caesarean section low‐ and high‐dose inhaled agents, Outcome 1 Awareness (Grade 4).

Awareness (Grade 4)
Study High dose
Events
N Low dose
Events
N RR 95% CI Totals Summary RR 95% CI; P value
Abboud 1985 0 65 2 16 0.00 (0.00 to 0.80)
Crawford 1985 3 384 19 393 0.13 (0.04 to 0.51) 3/449 vs 21/409 0.13 (0.04 to 0.43); P = 0.0001

Results

Description of studies

See Characteristics of included studies; Characteristics of excluded studies.

Results of the search

Five search periods characterized this review: 2008, 2011, 2012, 2013, 2014, and 2016. We employed three databases: CENTRAL, MEDLINE, and Embase (Appendix 2; Appendix 3; Appendix 4). The total yield for 2008 to 2016 was 11,328 records: 1997 from CENTRAL, 3662 from MEDLINE, and 5669 from Embase plus two records from other sources. We did not search ClinicalTrials.gov or the World Health Organization (WHO) International Clinical Trials Registry Platform (ICTRP). The details of the search results can be found in Figure 1.

1.

1

Study flow diagram.

Included studies

We found 160 randomized controlled trials (RCTs) with 54,109 enrolled participants, of whom 53,713 started the studies and 50,034 completed the studies or data analysis (or both) (Appendix 1).

Sixteen of the included studies had to be translated into English: one Chinese (Zhou 2008), four Italian (Aceto 2002; Aceto 2003; Bonato 2001; Girardi 1994), one French (Haimeur 1997), six German (Adams 1994; Blendinger 1976; Kasmacher 1996; Lehmann 1985; Lehmann 1992; Navarro 2000), two Japanese (Masuda 2002; Morimoto 2002), four Spanish (Anez 2001; Echevarria 1998; Hachero 2001; Monedero 1994), and one Turkish (Yildiz 2002). The remaining 141 were in English (Appendix 1).

Surgical risk was classified as minor in 16 (10%), moderate in 74 (46%), major in 25 (16%), and mixed in 45 (28%). There were 142 studies that could not be used in meta‐analytic comparisons because 115 had zero awareness events and 27 had excessive clinical and methodological heterogeneity. Most of the 115 studies assessed awareness as a secondary outcome and, therefore, were not powered to identify awareness events. We classified 27 studies that did have awareness events as too dissimilar to merge mainly because of the lack of consensus regarding the definition of intravenous techniques (Appendix 1).

We merged 18 out of the 45 studies with awareness events in meta‐analysis. These 18 studies involved 36,044 participants. In the analysis of anaesthesia depth monitoring (either Bispectral Index or M‐entropy) versus standard clinical and electronic monitoring, there were nine studies of the most commonly used anaesthetics with a merged sample of 34,754 participants, which was 96% of the entire patient sample. There were nine studies, with 1290 (4%) participants, of older anaesthetics that are more commonly used in low‐income countries (WHO 2015).

Trial location

One hundred and forty‐two (89%) of the studies were from three continents: Europe 72 (45%), Asia 42 (26%), and North America 28 (18%). Five countries were the locations for 75 (47%) of the included studies: Germany 23 (14%), the USA 21 (13%), the UK 13 (8%), Italy 10 (6%), and India 8 (5%). The remaining countries varied between 1% and 4% (Appendix 1).

Anaesthetic interventions
Frequency of anaesthetic techniques

Different intravenous techniques were compared in 66 studies (41%). Intravenous techniques were compared to volatile agent techniques in 23 studies (14%). Volatile agent techniques were compared in 68 studies (43%). Other techniques were randomized in three studies (2%). Nitrous oxide was randomized in 13 studies (8%): it was used, but not randomized, in 69 studies (43%), and not used in 78 studies (49%). No neuromuscular blocking drugs were used in 13 (8%) of the included studies. In no study was the use of neuromuscular blocking drugs the experimental intervention (Appendix 1).

Anaesthetic depth monitoring interventions

Ninety‐four (59%) of the included studies had one or more processed electroencephalogram (EEG) or auditory evoked potentials (AEP) anaesthetic depth monitors that were part of the randomized or non‐randomized protocols. The Bispectral Index monitor was used in 66 (70%) of the 94 studies that included anaesthetic depth monitoring. Forty‐three (65%) of the 66 studies that used a Bispectral Index monitor defined a target range against which to titrate anaesthetics. Forty‐three (16.3%) used a target range of less than 50; five (11.6%) used a target range of less than 55; 28 (65.1%) used a target range of less than 60; two (4.7%) used a target range of less than 65; and one (2.3%) used a target range of less than 75 (Appendix 1).

In the five largest studies of anaesthetic depth monitors, three recruited participants expected to be at high risk of awareness (Avidan 2008; Avidan 2011; Myles 2004); in the other two studies a high expected risk of awareness was not described as an inclusion criterion (Mashour 2012; Zhang 2011). Additionally, in the smaller trials of anaesthetic depth monitors three were not high‐risk patient studies (Gruenewald 2007; Kerssens 2009; Mozafari 2014), and one study was in high‐risk patients (Puri 2003). In the high‐risk studies, there were 86 definite and possible awareness events (a rate of 0.85% in 10,147 participants); in the other five studies there were 86 definite and possible awareness events (a rate of 0.35% in 24,597 participants) (Appendix 1).

Classification of outcomes

Grade 0 is a descriptor for adequate anaesthesia (Russell 1997). Adequate anaesthesia is defined as no signs of light anaesthesia such as tachycardia, hypertension, or non‐purposeful to purposeful movement. For the purpose of this review, we included participants from studies that did not display such signs but we had limited data to make this judgement; we classified six studies (4%) as such.

Grade 1 is a descriptor for intraoperative wakefulness with obliterated explicit and implicit memory (Andrade 2008). One hundred included studies (63%) reported Grade 1 outcomes. This classification was assigned by the presence of signs of light anaesthesia such as tachycardia and/or hypertension identified in haemodynamic data, BIS data and/or patient movement etc, within a study’s reported results (Appendix 1).

Grade 2 is a descriptor for intraoperative wakefulness with subsequent implicit memory (Merikle 1996). Ten of the included studies (6%) reported Grade 2 outcomes.

Grade 3 is a descriptor for intraoperative wakefulness with implicit emotional memory (Wang 2000). No included study reported Grade 3 outcomes.

Grade 4 is a descriptor for patients with awareness yet resilience (Sandin 2000). Forty‐three of the included studies (27%) reported Grade 4 outcomes.

Grade 5 is a descriptor for patients with awareness with emotional sequelae (Osterman 2001). Two of the included studies (1%) reported Grade 5 outcomes.

In the five comparisons of included studies reporting Grade 4 cognitive states we merged 17 (94%) of the 18 studies (Abboud 1985; Avidan 2008; Avidan 2011; Baraka 1989; Crawford 1985; Ellingson 1977; Gruenewald 2007; Haram 1981; Kerssens 2009; Mashour 2012; McNulty 1995; Miller 1996; Mozafari 2014; Myles 2004; Puri 2003; Schultetus 1986; Zhang 2009), and one (6%) included study reporting Grade 5 cognitive states (Russell 1986), which were suitable for meta‐analysis (Appendix 1; Table 6).

Excluded studies

We excluded 315 randomized controlled trials for the reasons described in Characteristics of excluded studies and Figure 1.

Studies awaiting classification

There are 10 studies awaiting classification for the reasons detailed in the Characteristics of studies awaiting classification table (Aceto 2015; Asouhidou 2015; Elbadawy 2015; Hoymork 2007; Jiang 2016; Khanjani 2014; Lequeux 2014; Mehmandoost 2013; Rajan 2015; Xie 2015).

Ongoing studies

There are no ongoing studies.

Risk of bias in included studies

We were able to find 113 (70.6%) of the included study authors’ email addresses and we sent them 'Risk of bias' surveys. Fifty‐four (47.8%) of the authors who were sent surveys responded (survey responders), which is 33.8% (54) of the included studies (Appendix 1).

We assessed the impact of the 'Risk of bias' survey results on the change in risk of bias classification groups of high, low, or unclear risk of bias from the total included group of 160 studies in two subgroups: survey responders and non‐responders.

In the 160 included studies group there were 1120 (7*160) domains and in the 18 studies included in meta‐analyses there were 126 domains (Figure 2; Figure 3; Appendix 6). There was a large shift from unclear to either high or low risk of bias as a result of the response from authors (survey responders) (Appendix 6). In comparisons three to five, the lack of survey response resulted in a high percentage of unclear risk of bias domains and, therefore, downgrading of the quality of the evidence for risk of bias. More importantly, this downgrading of the quality of the evidence for risk of bias compared to the lack of downgrading for comparisons one and two was the difference between a very low quality grade compared to a low quality grade in those comparisons (Appendix 6).

2.

2

'Risk of bias' graph: review authors' judgements about each risk of bias item presented as percentages across all included studies.

3.

3

'Risk of bias' summary: review authors' judgments about each risk of bias item for each included study.

Allocation

Random sequence generation

For the 18 studies included in meta‐analysis, the risk of bias was high in 11% (2/18), low in 56% (10/18), and unclear in 33% (6/18).

Random allocation concealment

For the 18 studies included in meta‐analysis, the risk of bias was high in 0.0% (0/18), low in 27.8% (5/18), and unclear in 72.2% (13/18).

Blinding

Blinding of participants

For the 18 studies included in meta‐analysis, the risk of bias was high in 44.4% (8/18), low in 22.2% (4/18), and unclear in 33.3% (6/18).

Blinding of outcome assessment

For the 18 studies included in meta‐analysis, the risk of bias was high in 5.6% (1/18), low in 50.0% (9/18), and unclear in 44.0% (8/18).

Incomplete outcome data

For the 18 studies included in meta‐analysis, the risk of bias was high in 0% (0/18), low in 94% (17/18), and unclear in 6% (1/18).

Selective reporting

For the 18 studies included in meta‐analysis, the risk of bias was high in 0% (0/18), low in 100% (18/18), and unclear in 0% (0/18).

Other potential sources of bias

For the 18 studies included in meta‐analysis, the risk of bias was high in 0% (0/18), low in 33% (6/18), and unclear in 67% (12/18).

Effects of interventions

See: Table 1; Table 2; Table 3; Table 4; Table 5

Primary outcomes

Awareness
1.1 Anaesthesia depth monitors (either Bispectral Index (BIS) or M‐entropy) versus standard clinical parameter (Grade 4)

Awareness was an uncommon event in nine studies (Avidan 2008; Avidan 2011; Gruenewald 2007; Kerssens 2009; Mashour 2012; Mozafari 2014; Myles 2004; Puri 2003; Zhang 2011). There were 173 occurrences among 34,744 patients (anaesthesia depth monitors 85/17,713 versus standard clinical and electronic monitoring 88/17,031), an overall event rate of about 0.5% (Analysis 1.1). These nine studies had considerable clinical and methodological heterogeneity. There was moderate statistical heterogeneity (I2 = 49%; P = 0.04) (Figure 4). The effect size favoured neither anaesthesia depth monitoring nor standard clinical and electronic monitoring, with little precision in the odds ratio (OR) estimate (OR 0.98, 95% confidence interval (CI) 0.59 to 1.62; 95% prediction interval (PI) 0.33 to 2.90) (Analysis 1.1). There was no difference in the odds of awareness between high‐risk and non‐high‐risk patients (F1,7 = 1.70; P = 0.23). With an assumed risk for awareness using standard clinical and electronic monitoring being 5 per 1000, the corresponding risk using anaesthesia depth monitoring was 5 per 1000 (95% CI 3 to 7). The quality of the evidence was low (Table 1).

4.

4

Meta‐analysis patient awareness reports not adjudicated or adjudicated as possible and definite awareness: ADM versus standard clinical and electronic monitoring

2.1 Anaesthesia depth monitors (Bispectral Index) versus standard clinical and electronic monitoring (Grade 4)

In five of the anaesthesia depth monitoring studies a narrative report of potential awareness events identified in one or more interviews was submitted to a blinded, expert panel (Avidan 2008; Avidan 2011; Mashour 2012; Myles 2004; Zhang 2011). This panel adjudicated the outcome for each patient: no awareness, possible awareness, or definite awareness. Episodes of dreaming were also declared in two studies (Myles 2004; Zhang 2011). Expert panel adjudication was not used in the other studies in Analysis 1.1 (Gruenewald 2007; Kerssens 2009; Mozafari 2014; Puri 2003). Unpublished data were provided by the authors (Avidan 2008; Avidan 2011; Mashour 2012; Myles 2004; Zhang 2011), with details of the adjudication results (Appendix 8). There was wide variation in the results of the adjudication process.

2.1 Anaesthesia depth monitors (Bispectral Index) versus standard clinical and electronic monitoring: risk of definite and possible awareness (Grade 4)

Definite and possible awareness was an uncommon event with 152 occurrences among 34,181 participants (Bispectral Index 74/17,432 versus standard clinical and electronic monitoring 78/16,749), an overall event rate of about 0.4% (Analysis 2.1). The five studies had considerable clinical and methodological heterogeneity. There was a substantial degree of statistical heterogeneity (I2 = 68%; P = 0.01) (Figure 5). The effect size favoured neither Bispectral Index nor standard clinical and electronic monitoring, with little precision in the OR estimate (OR 0.96, 95% CI 0.35 to 2.65; 95% PI 0.15 to 6.41) (Analysis 2.1). The assumed risk for awareness (definite and possible awareness) using standard clinical and electronic monitoring was 5 per 1000; the corresponding risk using Bispectral Index monitoring was 5 per 1000 (95% CI 2 to 8). The quality of the evidence was low (Table 2).

5.

5

Meta‐analysis possible and definite awareness: ADM versus standard clinical and electronic monitoring (adjudication)

We subgrouped the studies by the use of alarms or alerts (or both) in the protocol and by the type of anaesthesia used (inhalation versus total intravenous anaesthesia (TIVA)). The protocols in three studies included alarms/alerts and the use of inhalation anaesthesia (Avidan 2008; Avidan 2011; Mashour 2012); the protocols in two studies did not include alarms or alerts and used predominantly or exclusively TIVA (Myles 2004; Zhang 2011)). We repeated the meta‐analysis with the studies separated into these two subgroups. There was no difference in the OR between the two subgroups (F1,3 = 37; P = 0.16).

We subgrouped the studies by the risk of awareness in patient recruitment. We repeated the meta‐analysis with the studies separated into these two subgroups. There was no difference in the OR between the two subgroups (F1,3 = 2.11; P = 0.24).

2.2 Anaesthesia depth monitors (Bispectral Index) versus standard clinical and electronic monitoring: risk of definite awareness (Grade 4)

Definite awareness was a rare event with 65 occurrences among 34,181 patients (Bispectral Index 24/17,432 versus standard clinical and electronic monitoring 41/16,749), an overall event rate of about 0.2% (Analysis 2.2). The five studies had considerable clinical and methodological heterogeneity. There was a substantial degree of statistical heterogeneity (I2 = 60%; P = 0.02) (Figure 6). The effect size favoured Bispectral Index monitoring but with little precision in the OR estimate (OR 0.60, 95% CI 0.13 to 2.75; 95% PI 0.04 to 9.20) (Analysis 2.2). The assumed risk for awareness (definite awareness) using standard clinical and electronic monitoring was 2 per 1000; the corresponding risk using Bispectral Index monitoring was 1 per 1000 (95% CI 1 to 4). The quality of the evidence was low (Table 2).

6.

6

Meta‐analysis definite awareness: ADM versus standard clinical and electronic monitoring (adjudication)

We subgrouped the studies by the use of alarms or alerts (or both) in the protocol and by the type of anaesthesia (inhalation versus TIVA). The protocols in three studies included alarms or alerts and the use of inhalation anaesthesia (Avidan 2008; Avidan 2011; Mashour 2012); the protocols in two studies did not include alarms/alerts and used predominantly or exclusively TIVA (Myles 2004; Zhang 2011). We repeated the meta‐analysis with the studies separated into these two subgroups. There was no difference in the OR between the two subgroups (F1,3 = 7.21; P = 0.08).

We subgrouped the studies by the risk of awareness in patient recruitment. We repeated the meta‐analysis with the studies separated into these two subgroups. There was no difference in the OR between the two subgroups (F1,3 = 0.43; P = 0.56).

With regard to the analysis of expert adjudication of awareness in Analysis 2.1 and Analysis 2.2, as a percentage of study size the events flagged for adjudication ranged from 0.40% to 5.73%. As a percentage of study size, 'no awareness' ranged from 0.21% to 5.18%, 'possible awareness' ranged from 0.10% to 1.46%, and 'definite awareness' ranged from 0.10% to 0.53%. There was a large degree of between‐study heterogeneity (I2 = 99%) in the analysis of the expert panels' adjudication of patient awareness reports (Appendix 1; Appendix 8).

Wakefulness
3.1 Thiopentone with and without added hypnotic drugs (ketamine, etomidate) (Grades 4, 5)

In four studies the isolated forearm technique was used to assess intraoperative wakefulness (Grade 0, 1, 2, or 3) by response to complex commands (Baraka 1989; Russell 1986; Schultetus 1986; Tunstall 1989). The surgery was caesarean delivery or a gynaecological procedure. In three studies wakefulness was compared between thiopentone with and without added hypnotic drugs (ketamine, etomidate) after induction (Baraka 1989; Russell 1986; Schultetus 1986) (Analysis 3.1). There was a lower risk of wakefulness with the addition of hypnotic drugs (risk ratio (RR) 0.18, 95% CI 0.09 to 0.41). For an assumed risk of wakefulness for thiopentone of 562 per 1000, the corresponding risk will be 101 per 1000 (51 to 230) with the administration of hypnotic drugs. The quality of the evidence was low (Table 3).

Patients were questioned postoperatively concerning recall (Grade 4 or 5) (Baraka 1989; Russell 1986; Schultetus 1986; Tunstall 1989). We compared the proportion of patients with wakefulness (Grade 0, 1, 2, or 3) versus awareness (Grade 4 or 5) in a random‐effects meta‐analysis. Of the 254 participants studied, there were six with awareness and 90 demonstrated wakefulness. The proportion with awareness was 0.04 (95% CI 0.01 to 0.11) while the proportion with wakefulness was 0.34 (95% CI 0.25 to 0.45); these proportions were different (F1,6 = 26.4, P = 0.0021), with non‐significant statistical heterogeneity (P = 0.12) (Appendix 1; Appendix 7).

Awareness

4.1 Thiopentone and ketamine versus benzodiazepines (diazepam, midazolam, lorazepam) (Grade 4)

In four studies there were 18 occurrences among 291 participants (benzodiazepines 2/192 versus thiopentone and ketamine 16/99), an overall event rate of about 6% (Ellingson 1977; Haram 1981; McNulty 1995; Miller 1996), (Analysis 4.1). There was a lower risk of awareness with the addition of benzodiazepines (RR 0.17, 95% CI 0.02 to 0.25). The assumed risk for awareness for thiopentone and ketamine was 131 per 1000; the corresponding risk using benzodiazepines was 28 per 1000 (95% CI 3 to 42). The quality of the evidence was very low (Table 4).

5.1 Caesarean section with low‐dose and high‐dose inhaled anaesthetic agents

There were two studies with 848 participants that compared low‐dose to high‐dose volatile agents (halothane, enflurane, trichloroethylene) with and without nitrous oxide during caesarean section (Abboud 1985; Crawford 1985). There were 24 occurrences among 848 participants (high‐dose 3/449 versus low‐dose 21/435), an overall event rate of about 3% (Analysis 5.1). There was a lower risk of awareness in the group receiving high‐dose inhaled anaesthetics (RR 0.13, 95% CI 0.04 to 0.42). The assumed risk for awareness for low‐dose inhaled anaesthetics was 57 per 1000; the corresponding risk using a high dose was 7 per 1000 (95% CI 2 to 23). The quality of the evidence was very low (Table 5).

We graded the quality of the evidence as low in Table 1, Table 2, and Table 3, and as very low in Table 4 and Table 5.

Secondary outcomes

We were unable to assess the secondary outcomes because they were not defined or not identified as outcomes in the included studies. Most studies would miss the diagnosis of post‐traumatic stress disorder because the postoperative interview period was usually within one month.

Discussion

Summary of main results

The main finding of this review is based on 34,744 (96%) of the entire patient sample. The use of processed electroencephalogram anaesthetic depth monitoring does not reduce the risk of awareness during surgery compared to standard clinical and electronic monitoring. Bispectral Index monitors, the most commonly used anaesthetic depth monitors, did not reduce the frequency of awareness compared to standard clinical and electronic monitoring (Table 1; Table 2). Five studies comparing anaesthetic depth monitoring versus standard clinical and electronic monitoring used an expert panel to adjudicate possible events. There was significant heterogeneity in the range of patient awareness reports adjudicated as 'no awareness' by expert panels (Appendix 8).

The mapping of data within the individual randomized controlled trials (RCTs) included in this review into the broader classification system of Wang et al (Table 6) was difficult. The classification system was designed for use following surgery using the patient interview and anaesthesia record as the data source. In contrast, there are limitations to its retrospective application to patients grouped in a trial report. We assigned the highest grade(s) that were consistent with the clinical signs of anaesthetic depth contained in each study or comparison (Appendix 1). Nonetheless, the algorithm that we created allowed us to classify all of the included studies, except for six (4%) (Appendix 1). Those six studies could not be classified because the authors did not include data from ADMs (BIS) or standard clinical parameters such as hemodynamic and/or somatic data in their results sections.

In three smaller meta‐analyses based on nine older studies of 1290 participants from among the entire review's patient sample, the evidence indicates that ketamine, a dissociative agent, and etomidate, an intravenous imidazole general anaesthetic, are associated with less wakefulness than the ultra‐short‐acting barbiturate thiopentone. The World Health Organization’s list of essential medicines is based on the "...most efficacious, safe and cost‐effective medicines for priority conditions..." (WHO 2015). The anaesthetics studied in this review are on this list; many of the older drugs are still in common use in developing countries. Therefore, the merged findings from the smaller, older studies are relevant to current practice: benzodiazepines reduced episodes of awareness compared to thiopentone and ketamine and a higher dose of inhaled anaesthetic agents reduced episodes of awareness compared to a lower dose (Table 3; Table 4; Table 5). Five of eight (63%) of the medications studied (ketamine, thiopentone, halothane, nitrous oxide, benzodiazepines) in these older studies are essential medications commonly used by low‐income countries (WHO 2015).

As mentioned, benzodiazepines are associated with less awareness than ketamine and thiopental. However, there are no means of determining whether this is simply an amnesic effect rather than an actual increase in anaesthetic depth. This finding highlights the problematic confusion between awareness (with explicit recall) and intraoperative wakefulness without explicit recall and the inadequacy of the criterion of postoperative recall as the definition of adequate anaesthesia. Hence, this suggests a need for a more sophisticated classification of intraoperative cognitive states (Wang 2012). In three small studies using the isolated forearm technique, wakefulness was far more frequent than awareness (Analysis 3.1; Effects of interventions; Appendix 1).

Overall completeness and applicability of evidence

Our literature search identified RCTs published over a 56‐year period (1960 through 2016). We classified the entire set of 160 included studies as either included in meta‐analyses (18) or not used (142) (Appendix 1; Included studies). Although the majority of studies were not merged in meta‐analysis, these 142 studies contributed to the evidence contained in this review by allowing the creation of descriptive statistics (Appendix 1; Table 6). This may be helpful to future researchers studying interventions to decrease the frequency of wakefulness and awareness. There are 10 studies awaiting classification, which we will process when we update the review. In any update of this review, trial registries should also be searched.

Quality of the evidence

The patient awareness report classification system adjudicated by an expert panel used in the studies in Analysis 2.1 and Analysis 2.2 was introduced in 2004. One of the goals of this classification system was to capture more patient awareness events compared to a system that requires confirmation from intraoperative staff that patient memories of intraoperative events actually happened (Sebel 2004). We found evidence of heterogeneity between centres in the expert panels' classification of awareness from our author survey (Appendix 8).

We successfully applied the classification system of Wang et al to 96% of included studies (Wang 2012; Table 6). The classification criteria are clinical signs of light anaesthesia such as haemodynamic variables, lacrimation, and response to command, and symptoms such as the report of pain, postoperative recall and/or distress during surgery, as well as nightmares and post‐traumatic stress disorder‐like criteria in the postoperative period. In the 18 studies submitted for meta‐analysis, all awareness events were graded 4 (awareness but resilient patient) or 5 (awareness with emotional sequelae).

We improved the quality of the evidence by identifying unpublished data for the 'Risk of bias' tables derived from our author survey (Appendix 6). The author responses to the survey provided more information about the seven risk of bias domains. This significantly changed the number of 'unclear' risk ratings to more appropriate ratings of high or low risk of bias in this review (Characteristics of included studies).

The survey allowed us to update domains for studies included in Analysis 1.1, Analysis 2.1, and Analysis 2.2. However, we received no responses from authors of studies contributing to Analysis 3.1, Analysis 4.1, or Analysis 5.1.

The risk of bias due to study funding source (anaesthesia depth monitor manufacturers and pharmaceutical companies) was unclear due to a lack of detailed disclosure information in many of the included studies. There were two types of interventions in this review: drugs and devices.

Investigator blinding was used in 31 (19%) of the 160 included studies (Appendix 6). In the drug studies that did not use blinding, performance bias may have occurred. The experimental design of anaesthesia depth monitor device trials precludes the possibility of blinding the provider.

We downgraded all comparisons in the 'Summary of findings' tables by two or three levels to a low or very low quality of evidence. The downgrades were for within‐study risk of bias, inconsistency, and imprecision.

We analysed the strengths and weaknesses of the criteria that we used to merge the studies in the five comparisons in this review (Appendix 1).

Potential biases in the review process

A strength of this review was the avoidance of potential bias in the electronic literature search: we used no language restrictions. The included studies came from Europe, North America, Asia, the Middle East, Australia and New Zealand, and Africa Appendix 1. Therefore, there was no evidence of reporting bias due to location. Included studies were written in seven languages other than English Appendix 1, therefore there was no evidence of language bias. However, we did not search ClinicalTrials.gov or the World Health Organization (WHO) International Clinical Trials Registry Platform (ICTRP).

In addition, there were insufficient studies in each comparison to allow statistical testing for reporting bias. We did survey study authors to obtain additional information to rate the risk of bias domains, which enabled a shift from unclear to low and from unclear to high risk of bias for various domains, as reported above (Appendix 6).

Agreements and disagreements with other studies or reviews

A Cochrane review has compared the incorporation of the Bispectral Index anaesthetic depth monitor into standard practice for the management of anaesthesia (Punjasawadwong 2014). This review used search language that focused on identifying anaesthesia depth monitor (Bispectral Index) trials. The authors assessed the effects of Bispectral Index monitoring versus clinical signs and Bispectral Index monitoring versus end‐tidal anaesthetic gas (ETAG) monitoring on the risk of definite awareness events; other outcomes of awakening times and anaesthetic usage were also compared. For definite awareness, they reported that the summary Peto odds ratio (OR) was significantly lower for Bispectral Index monitoring compared to clinical signs (OR 0.24, 95% confidence interval (CI) 0.12 to 0.48) (Analysis 1.1 in Punjasawadwong 2014), but not lower for Bispectral Index monitoring compared to ETAG (OR 1.13, 95% CI 0.56 to 2.26) (Analysis 1.2 in Punjasawadwong 2014). Their two analyses included five studies that used the adjudication process (Avidan 2008; Avidan 2011; Mashour 2012; Myles 2004; Zhang 2011), two studies without awareness events (Muralidhar 2008; Samarkandi 2004), and one additional study included in our Analysis 1.1 (Puri 2003). Our current review used search language focused on identifying awareness studies. Analysis 1.1 includes two additional studies not found in Punjasawadwong 2014 (Gruenewald 2007; Kerssens 2009). As a result, the reviews have unique included studies.

We did not find a difference in definite awareness rates (OR 0.60, 95% CI 0.13 to 2.75) (Analysis 2.2). Our review employed different statistical models from Punjasawadwong 2014. Generally the point estimates of the individual Peto ORs in Punjasawadwong 2014 (Avidan 2008; Avidan 2011; Mashour 2012; Myles 2004; Zhang 2011), were similar to the OR point estimates found here. However, the 95% CIs were wider.

Following the publication of Punjasawadwong 2014, a Cochrane editorial recommended continued use of processed electroencephalogram monitors and standard clinical and electronic monitoring in research protocols to assess the ability of anaesthetic interventions to reduce the frequency of awareness (Kettner 2014).

A Cochrane review has also compared the use of the anaesthetic depth monitor spectral entropy monitoring to standard practice; one of the secondary outcomes was awareness during anaesthesia (Chhabra 2016). Eight trials with 797 participants reporting awareness were found. Of these, only one study reported awareness, with one participant in the control group having an episode (Gruenewald 2007). This study is included our review. The authors of Chhabra 2016 concluded that there was insufficient evidence to support spectral entropy monitoring to detect awareness.

Authors' conclusions

Implications for practice.

Based on the largest portion of evidence in this review, the use of processed electroencephalogram (EEG) anaesthesia depth monitoring may have similar effects on awareness during surgery to standard clinical and electrical monitoring; the risk of awareness is not reduced (Table 1; Table 2).

Based on a smaller amount of evidence, drawn from older studies, ketamine and etomidate reduces wakefulness compared with thiopental, if this is the goal of anaesthesia. If the goal of anaesthesia is to reduce awareness, then benzodiazepines reduces awareness compared to thiopental, ketamine, and placebo.. The safety, clinical efficacy, and low cost of these older anaesthetics are the reasons why they are still used in both high‐income and low‐income countries (WHO 2015). Clinicians who use the older anaesthetics assessed in our review can refer to the evidence displayed in Table 3, Table 4, and Table 5.

Our confidence in the conclusions of this review is not strong. There are a large number of unclear risk of bias domains in the included studies. There is also a large degree of heterogeneity in the expert panels' adjudication of patient awareness reports (Appendix 8). In addition, the event rate is so small in the anaesthetic depth monitoring studies that, despite the large total sample size, we downgraded the effect estimates for imprecision.

Implications for research.

We agree with other investigators (Mashour 2012), that continuing to study the effects of current processed EEGs on awareness seems futile considering the rarity of the event and the heterogeneity of the effect estimates in five large trials (Avidan 2008; Avidan 2011; Mashour 2012; Myles 2004; Zhang 2011). Future studies should randomize patients between current total intravenous anaesthesia (TIVA) and potent volatile techniques, with and without muscle relaxants. Tracking wakefulness as well as awareness in future trials will allow the use of smaller sample sizes, given the increased frequency of wakefulness compared to awareness. In addition, the relationship between wakefulness and the risk of developing post‐traumatic stress disorder needs further study.

Despite the controversy regarding the definition of a 'conscious' patient under anaesthesia, when surveyed anaesthetists state that if they were a patient, it would be 'unacceptable' to be paralysed, awake, and in pain even with postoperative amnesia of the event (Girgirah 2006). Hence, there is an increasing consensus amongst many anaesthetists that persistent unconsciousness (lack of wakefulness) rather than simply lack of postoperative awareness (amnesia) should be the goal of anaesthesia (Sanders 2011). The proposal of Wang et al can be used to classify both wakefulness and awareness (Wang 2012; Table 6).

The proper methods to adjudicate events as being or not being awareness should also be explored.

Acknowledgements

We would like to thank Mathew Zacharias and Andrew Smith (content editors), Marialena Trivella and Cathal Walsh (statistical editors), Paul Myles, Yodying Punjasawadwong, Ian Russell, and Jackie Andrade (peer reviewers), and Tracey Lloyd (consumer representative) for their help and editorial advice during the preparation of this review.

We would also like to thank Mary McFarland from the Eccles Library at the University of Utah and Karen Hovhannisyan, MD, former Trials Search Co‐ordinator, Cochrane Anaesthesia, Critical and Emergency Care Group (ACE), for their help with the literature search.

We would like to also thank the following translators: Finnish: Elena Yorgason, Spanish: Isabel Dulfano and Brett Smith, Chinese: Fen Feng, Turkish: Murat Cakia, Japanese: Jiro Kurata, German: Lore Schultheiss, Korean: Hae An Jung, Italian and French: Anthony Messina.

Finally, we would like to thank Maria Eggers (ME) and Devin B Miller (DM) for their extensive assistance in the review.

Appendices

Appendix 1. Dryad website link

Data available from the Dryad Digital Repository: http://dx.doi.org/10.5061/dryad.2vn65

Appendix 1: Associated Dryad word document title within each section of review

Background section
Description of the condition

Psychological sequelae&Light anaesthesia.docx

Cardiovascular Function & Pathologies

PTSD Diagnostic Criteria.docx

Wakefulness endnote 2014 annotate.docx

Why it is important to do this review section

Psychological sequelae&Light anaesthesia.docx

Methods
Types of outcomes

Refinement of Sebel classification system.docx

Results
Description of studies
Included studies

Sample size N=160.xlsx

Language.xlsx

surgical risk.xlsx

primary.secondary.outcome.xlsx

Nomenclature.docx

ROB.results.xlsx

Excluded studies

Excluded RCTs.315.xlsx

Trial location

Continents.countries.xlsx

Anaesthetic interventions
Frequencies of anaesthetics techniques

Anesthesia Techniques.xlsx

MR.use.xlsx

ADM interventions

ADM all types.xlsx

Classification of outcomes

Classification.Wang.Messina.Ward.grade

Response to complex command.xlsx

Effect of interventions
Primary outcomes
Awareness

patient awareness reports.xlsx

Wakefulness

wakeful v wakeful.aware v wakeful.xlsx

Discussion
Summary of main results

Classification.Wang.Messina.Ward.grade.xlsx

Thiopental studies.docx

Overall completeness and applicability of evidence

RCTs not used in comparisons.xlsx

Quality of the evidence

Quality of the evidence.docx

ACE130 reviewer#1.defense RCT merge criteria.summary.docx
 ACE 130 reviewer#1.defense RCT merge criteria.details.docx
 ACE 130 Peer reviewer.#2.docx

ACE 130 reviewer #2.MWa response.classification table.docx

ACE 130 reviewer #3 peer review.docx

ACE 130 consumer TL.am.docx

Potential biases in the review process

Potential biases in the review process.docx

Appendix 2. Search strategy for CENTRAL

#1 MeSH descriptor: [General Surgery] explode all trees
 #2 MeSH descriptor: [Surgical Procedures, Operative] this term only
 #3 MeSH descriptor: [Anesthesia] this term only
 #4 MeSH descriptor: [Autonomic Agents] this term only
 #5 MeSH descriptor: [Anesthetics] this term only
 #6 MeSH descriptor: [Muscle Relaxants, Central] explode all trees
 #7 MeSH descriptor: [Neuromuscular Blocking Agents] explode all trees
 #8 surgical stimulation* or an?esth*:ti,ab or ((neuromuscular or nondepolarizing) near blocking) or muscle relaxant*:ti,ab
 #9 #1 or #2 or #3 or #4 or #5 or #6 or #7 or #8
 #10 MeSH descriptor: [Wakefulness] explode all trees
 #11 MeSH descriptor: [Memory] explode all trees
 #12 MeSH descriptor: [Awareness] explode all trees
 #13 MeSH descriptor: [Attention] explode all trees
 #14 (memor* or wakefulness or awareness or attention or awakeness or wake up threshold):ti,ab
 #15 #10 or #11 or #12 or #13 or #14
 #16 MeSH descriptor: [Immobilization] explode all trees
 #17 MeSH descriptor: [Stress Disorders, Post‐Traumatic] explode all trees
 #18 MeSH descriptor: [Paralysis] explode all trees
 #19 MeSH descriptor: [Unconsciousness] explode all trees
 #20 MeSH descriptor: [Consciousness] explode all trees
 #21 MeSH descriptor: [Dreams] explode all trees
 #22 MeSH descriptor: [Panic] this term only
 #23 MeSH descriptor: [Amnesia] this term only
 #24 paraliz* or dream*:ti,ab or post?traumatic*:ti,ab or (an?esthetic near depth) or (((evok* near potential*) or eeg or electroencephalogra*) and processed)
 #25 #16 or #17 or #18 or #19 or #20 or #21 or #22 or #23 or #24
 #26 #9 and (#15 or #25)

Appendix 3. Search strategy for MEDLINE (Ovid SP)

1. General Surgery/ or anaesthesia/ or Surgical Procedures, Operative/ or Autonomic Agents/ or Anesthetics/ or Muscle Relaxants, Central/ or Neuromuscular Blocking Agents/ or surgical stimulation*.mp. or an?esth*.ti,ab. or ((neuromuscular or nondepolarizing) adj6 blocking).mp. or muscle relaxant*.ti,ab.
 2. Wakefulness/ or Memory/ or Awareness/ or Attention/ or (memor* or wakefulness or awareness or attention or awakeness or wake up threshold).mp.
 3. Immobilization/ or Stress Disorders, Post‐Traumatic/ or (((evok* adj3 potential*) or eeg or electroencephalogra*) and processed).mp. or Paralysis/ or Unconsciousness/ or Consciousness/ or Dreams/ or Panic/ or Amnesia/ or paraliz*.mp. or dream*.ti,ab. or post?traumatic*.ti,ab. or (an?esthetic adj6 depth).mp.
 4. 1 and (2 or 3)
 5. ((randomized controlled trial or controlled clinical trial).pt. or clinical trials as topic.sh. or (random* or double‐blind* or placebo).ti,ab.) not (animals not (humans and animals)).sh.
 6. 4 and 5

The definitions of the following abbreviations are: [tw] is the PubMed tag for text word, [pt] is the PubMed tag for publication type, and [mh] is the PubMed tag for the MeSH term.

Appendix 4. Search strategy for EMBASE (Ovid SP)

1. surgery/ or surgical‐patient/ or anaesthesia/ or "agents interacting with transmitter, hormone or drug receptors"/ or anesthetic‐agent/ or muscle‐relaxant‐agent/ or neuromuscular‐blocking‐agent/ or surgical stimulation*.ti,ab. or an?esth*.ti,ab. or ((neuromuscular or nondepolarizing) adj3 blocking).ti,ab. or muscle relaxant*.ti,ab.
 2. wakefulness/ or memory/ or awareness/ or attention/ or (memor* or wakefulness or awareness or attention or awakeness or wake up threshold).ti,ab.
 3. immobilization/ or posttraumatic‐stress‐disorder/ or posttraumatic‐stress‐disorder/ or (((evok* adj3 potential*) or eeg or electroencephalogra*) adj3 processed).ti,ab. or paralysis/ or unconsciousness/ or consciousness/ or dream/ or panic/ or amnesia/ or paraliz*.ti,ab. or dream*.ti,ab. or post?traumatic*.ti,ab. or (an?esthetic adj3 depth).ti,ab.
 4. 1 and (2 or 3)
 5. ((randomized controlled trial or controlled clinical trial).pt. or randomized.ab. or placebo.ab. or randomly.ab. or trial.ti.) not (animals not (humans and animals)).sh.
 6. 4 and 5

Appendix 5. Selection criteria and checklists

Selection criteria      
       
  Yes No Unclear/not stated or quote from paper
Study design randomized (if no, exclude)      
Drug randomized      
Brain monitor randomized      
Learning test randomized (if yes, exclude)      
Study assessed for awareness (if no/unclear, exclude)      
Study done after skin incision but before end of surgery (if no, exclude)      
ICU study (if yes, exclude)      
Blinding (patient, physician, postoperative interviewer)      

See 'Risk of bias' table

Abbreviations for checklist table

After skin inc After skin incision: randomization and duration of surgery is after not before skin incision
PMID PubMed identification number for each study
1                 10
Checklist: Data extraction 1A                
                   
PMID Author Title Date‐yr Drug or brain monitor randomized Randomized quote in database Aware test Aware quote in database After skin inc Category rev1
                   
Checklist: Data extraction 2                
                   
Author Year IV vs IV 1,0 yes no IV vs Inhal (balanced) 1,0 Regional + GA 1,0 Regional + GA description Inhal vs Inhal (balanced) 1,0 Multiple anaesthesia techniques Surgery Induc random 1,0
                   
Checklist: Data extraction 3                
                   
IFT 1.0 Wang chart classification Country Sample size, N Explicit memory events # % Awareness Implicit IFT
Wakefulness #
% Wakefulness Intraoperative dream events # % Intraoperative dreams
                   
Checklist: Data extraction 1B                  
                   
Reviewer 1 Category rev 2 Reviewer 2 Category rev am Reviewer am CATEGORY FINAL Characteristics table Bias table Data chart  
                   
                   
                   
Main random 1,0 Premed random 1,0 Regional random + GA 1.0 Cardiac and/or placebo random 1,0 Cardiac and/or placebo random description CPB random 1,0 OB Pre deliv. random 1,0 ADM 1,0 ADM random 1,0 Type of ADM
                   
                   
                   
Postop dreams % Postop dreams Implicit word/music testing % Implicit memory Movement events # % Movement Check classification/bias table 1,0 Check data table 1,0    
                   
Checklist: Data extraction 1C                  
Random standard clinical and electronic monitoring TCI infusions 1.0 Muscle relax. Induc 1,0 Muscle relax. Main 1,0 Spontaneous Resp. 1,0 vs Controlled Resp.          

Appendix 6. Author survey

A survey was sent to the authors of all of the papers included in this review in order to obtain information not stated in the papers and, if possible, to obtain more detailed information regarding the methodology of the included studies. The survey questions were as follows:

  1. Can you define the dates during which patients were enrolled and studied?

  2. What method of randomization did you use?

  3. How could participants and investigators enrolling participants not foresee assignment? Or How did you conceal to what groups patients were randomized to the anaesthetists?

  4. Indicate whether or not blinding occurred for patient, anaesthetist, Awareness outcome assessor (interviewer), other, or if no blinding occurred?

  5. Describe the completeness of outcome data for each main outcome, including attrition and exclusions from the analysis. State whether attrition and exclusions were reported, the numbers in each intervention group (compared with total randomized participants), reasons for attrition/exclusions where reported, and any re‐inclusions in analyses performed by the review authors.

  6. The study protocol is available and all of the study’s pre‐specified (primary and secondary) outcomes that are of interest in the review have been reported in the pre‐specified way. The study protocol is not available but it is clear that the published reports include all expected outcomes, including those that were pre‐specified (convincing text of this nature may be uncommon).

  7. Did you not report any non‐significant results from your study?

  8. There is at least one important risk of bias? For example, the study had a potential source of bias related to the specific study design used; or stopped early due to some data‐dependent process (including a formal‐stopping rule); or had extreme baseline imbalance; or has been claimed to have been fraudulent; or had some other problem.

  9. In the postoperative period, did investigators interview patients about awareness during surgery with either a standard questionnaire or an informal interview? Did any patients spontaneously report awareness during surgery?

  10. After skin incision, was the study performed during all or part of the surgery? If only part, when?

Cochrane ROB policies:

Cochrane Handbook 2008, Table 8.5.C "Either participants or some key study personnel were not blinded, but outcome assessment was blinded and the non‐blinding of others unlikely to introduce bias."

Risk of bias survey
1120        
= 160 * 7        
  High Low Unclear Total
Survey responders N = 54 53 281 44 378
Survey responders N = 54 378 378 378  
Survey responders N = 54 14.0% 74.3% 11.6% 100.0%
         
Survey non‐responders N = 106 31 286 425 742
Survey non‐responders N = 106 742 742 742  
Survey non‐responders N = 106 4.2% 38.5% 57.3% 100.0%
        1120
         
All patients (yes + no survey responders) N = 160 86 564 470 1120
All patients (yes + no survey responders) N = 160 1120 1120 1120  
All patients (yes + no survey responders) N = 160 7.7% 50.4% 42.0% 100.0%
Meta‐analysis N = 18        
126 domains        
= 18*7        
Meta‐analysis N = 6 responders High Low Unclear  
Meta‐analysis N = 6 responders 9 31 2 42
Meta‐analysis N = 6 responders 42 42 42  
Meta‐analysis N = 6 responders 21.4% 73.8% 4.8% 100%
         
Meta‐analysis N = 12 non‐responders High Low Unclear  
Meta‐analysis N = 12 non‐responders 3 37 44 84
Meta‐analysis N = 12 non‐responders 84 84 84  
Meta‐analysis N = 12 non‐responders 3.6% 44.0% 52.4% 100%
        126
         
All merged patients (yes + no survey responders) N = 18 30 62 34 126
All merged patients (yes + no survey responders) N = 18 126 126 126  
All merged patients (yes + no survey responders) N = 18 24% 49% 27%  
# RCTs
merged
Comparison # domains
(# RCTs*7)
High Low Unclear # domains
(# RCTs*7)
Evidence
downgraded
for ROB
  C1   7 42 14 63  
  C1 = 9*7 63 63 63    
9 C1 63 11.1% 66.7% 22.2% 100.0% NO
               
               
  C2 = 5*7 5 27 3 35  
5 C2 35 35 35 35    
      14.3% 77.1% 8.6%   NO
               
               
      High Low Unclear    
  C3   3 9 9 21  
  C3 = 3*7 21 21 21    
3 C3 21 14.3% 42.9% 42.9% 100.0% YES
               
               
  C 4   0 12 16 28  
  C 4 = 4*7 28 28 28    
4 C 4 28 0.0% 42.9% 57.1% 100.0% YES
               
               
  C 5 = 2*7 1 6 7 12  
2 C 5 14 14 14 14    
      7.1% 42.9% 50.0% 100.0% YES
18 unique RCTs            

Appendix 7. R Data, Code, Output

The effectiveness of anaesthetic interventions for prevention of wakefulness and awareness during and after surgery

NLP

R Project started October 21, 2014

This analysis run on Fri Jun 17 14:36:23 2016.

checkpoint

setup

snapshot

Analysis 1.1

df.1.1

## studynames exp.y exp.n ctl.y ctl.n Year risk
 ## 1 Avidan 2008 6 967 3 974 2008 High
 ## 2 Avidan 2011 20 2861 8 2852 2011 High
 ## 3 Gruenewald 2007 0 37 1 35 2007 Not High
 ## 4 Kerssens 2009 2 67 1 61 2009 Not High
 ## 5 Mashour 2012 18 9460 19 9376 2012 Not High
 ## 6 Mozafari 2014 9 163 7 170 2014 Not High
 ## 7 Myles 2004 22 1225 27 1238 2004 High
 ## 8 Puri 2003 0 14 1 16 2003 High
 ## 9 Zhang 2011 8 2919 21 2309 2011 Not High

summary(df.1.1)

## studynames exp.y exp.n ctl.y
 ## Length:9 Min. : 0.000 Min. : 14 Min. : 1.000
 ## Class :character 1st Qu.: 2.000 1st Qu.: 67 1st Qu.: 1.000
 ## Mode :character Median : 8.000 Median : 967 Median : 7.000
 ## Mean : 9.444 Mean :1968 Mean : 9.778
 ## 3rd Qu.:18.000 3rd Qu.:2861 3rd Qu.:19.000
 ## Max. :22.000 Max. :9460 Max. :27.000
 ## ctl.n Year risk
 ## Min. : 16 Min. :2003 High :4
 ## 1st Qu.: 61 1st Qu.:2007 Not High:5
 ## Median : 974 Median :2009
 ## Mean :1892 Mean :2009
 ## 3rd Qu.:2309 3rd Qu.:2011
 ## Max. :9376 Max. :2014

df.1.1.rma <‐ rma.uni(ai = exp.y, ci = ctl.y, n1i = exp.n, n2i = ctl.n, measure = "OR",
 data = df.1.1, slab = studynames, method = "ML")
 summary(df.1.1.rma)

##
 ## Random‐Effects Model (k = 9; tau^2 estimator: ML)
 ##
 ## logLik deviance AIC BIC AICc
 ## ‐10.9729 13.1464 25.9458 26.3403 27.9458
 ##
 ## tau^2 (estimated amount of total heterogeneity): 0.2416 (SE = 0.2379)
 ## tau (square root of estimated tau^2 value): 0.4916
 ## I^2 (total heterogeneity / total variability): 49.04%
 ## H^2 (total variability / sampling variability): 1.96
 ##
 ## Test for Heterogeneity:
 ## Q(df = 8) = 16.0004, p‐val = 0.0424
 ##
 ## Model Results:
 ##
 ## estimate se zval pval ci.lb ci.ub
 ## ‐0.0220 0.2559 ‐0.0860 0.9314 ‐0.5235 0.4795
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

predict(df.1.1.rma, transf = exp, digits = 2)

## pred ci.lb ci.ub cr.lb cr.ub
 ## 0.98 0.59 1.62 0.33 2.90

anova.rma(df.1.1.rma)

##
 ## Test of Moderators (coefficient(s) 1):
 ## QM(df = 1) = 0.0074, p‐val = 0.9314

# Figure 4 forest(df.1.1.rma, atransf = exp, refline = 0, addcred = T)

Analysis 1.1 subgroups Risk

df.1.1.risk.rma <‐ rma.uni(ai = exp.y, ci = ctl.y, n1i = exp.n, n2i = ctl.n,
 measure = "OR", data = df.1.1, slab = studynames, method = "ML", mods = ˜risk,
 knha = T)
 summary(df.1.1.risk.rma)

##
 ## Mixed‐Effects Model (k = 9; tau^2 estimator: ML)
 ##
 ## logLik deviance AIC BIC AICc
 ## ‐10.1621 11.5248 26.3242 26.9159 31.1242
 ##
 ## tau^2 (estimated amount of residual heterogeneity): 0.1551 (SE = 0.1844)
 ## tau (square root of estimated tau^2 value): 0.3938
 ## I^2 (residual heterogeneity / unaccounted variability): 34.75%
 ## H^2 (unaccounted variability / sampling variability): 1.53
 ## R^2 (amount of heterogeneity accounted for): 35.81%
 ##
 ## Test for Residual Heterogeneity:
 ## QE(df = 7) = 13.3148, p‐val = 0.0648
 ##
 ## Test of Moderators (coefficient(s) 2):
 ## F(df1 = 1, df2 = 7) = 1.7001, p‐val = 0.2335
 ##
 ## Model Results:
 ##
 ## estimate se tval pval ci.lb ci.ub
 ## intrcpt 0.2942 0.3412 0.8621 0.4172 ‐0.5127 1.1010
 ## riskNot High ‐0.6121 0.4695 ‐1.3039 0.2335 ‐1.7222 0.4980
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

anova.rma(df.1.1.rma, df.1.1.risk.rma)

## df AIC BIC AICc logLik LRT pval QE tau^2
 ## Full 3 26.3242 26.9159 31.1242 ‐10.1621 13.3148 0.1551
 ## Reduced 2 25.9458 26.3403 27.9458 ‐10.9729 1.6216 0.2029 16.0004 0.2416
 ## R^2
 ## Full
 ## Reduced 35.81%

predict(df.1.1.risk.rma, transf = exp, digits = 2, newmods = 0:1)

## pred ci.lb ci.ub cr.lb cr.ub
 ## 1 1.34 0.60 3.01 0.39 4.60
 ## 2 0.73 0.34 1.56 0.22 2.42

Analysis 2.1

df.2.1

## studynames exp.y exp.n ctl.y ctl.n Year type risk
 ## 1 Avidan 2008 6 967 3 974 2008 Alarms High
 ## 2 Avidan 2011 20 2861 8 2852 2011 Alarms High
 ## 3 Mashour 2012 18 9460 19 9376 2012 Alarms Not High
 ## 4 Myles 2004 22 1225 27 1238 2004 TIVA High
 ## 5 Zhang 2011 8 2919 21 2309 2011 TIVA Not High

summary(df.2.1)

## studynames exp.y exp.n ctl.y
 ## Length:5 Min. : 6.0 Min. : 967 Min. : 3.0
 ## Class :character 1st Qu.: 8.0 1st Qu.:1225 1st Qu.: 8.0
 ## Mode :character Median :18.0 Median :2861 Median :19.0
 ## Mean :14.8 Mean :3486 Mean :15.6
 ## 3rd Qu.:20.0 3rd Qu.:2919 3rd Qu.:21.0
 ## Max. :22.0 Max. :9460 Max. :27.0
 ## ctl.n Year type risk
 ## Min. : 974 Min. :2004 Alarms:3 High :3
 ## 1st Qu.:1238 1st Qu.:2008 TIVA :2 Not High:2
 ## Median :2309 Median :2011
 ## Mean :3350 Mean :2009
 ## 3rd Qu.:2852 3rd Qu.:2011
 ## Max. :9376 Max. :2012

df.2.1.rma <‐ rma.uni(ai = exp.y, ci = ctl.y, n1i = exp.n, n2i = ctl.n, measure = "OR",
 data = df.2.1, slab = studynames, method = "ML", knha = T)
 summary(df.2.1.rma)

##
 ## Random‐Effects Model (k = 5; tau^2 estimator: ML)
 ##
 ## logLik deviance AIC BIC AICc
 ## ‐5.5848 10.8575 15.1697 14.3885 21.1697
 ##
 ## tau^2 (estimated amount of total heterogeneity): 0.3323 (SE = 0.3151)
 ## tau (square root of estimated tau^2 value): 0.5764
 ## I^2 (total heterogeneity / total variability): 68.35%
 ## H^2 (total variability / sampling variability): 3.16
 ##
 ## Test for Heterogeneity:
 ## Q(df = 4) = 14.3557, p‐val = 0.0062
 ##
 ## Model Results:
 ##
 ## estimate se tval pval ci.lb ci.ub
 ## ‐0.0361 0.3645 ‐0.0992 0.9258 ‐1.0481 0.9758
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

predict(df.2.1.rma, transf = exp, digits = 2)

## pred ci.lb ci.ub cr.lb cr.ub
 ## 0.96 0.35 2.65 0.15 6.41

anova.rma(df.2.1.rma)

##
 ## Test of Moderators (coefficient(s) 1):
 ## F(df1 = 1, df2 = 4) = 0.0098, p‐val = 0.9258

# Figure 5 forest(df.2.1.rma, atransf = exp, refline = 0, addcred = T)

Analysis 2.1 subgroups TIVA

df.2.1.type.rma <‐ rma.uni(ai = exp.y, ci = ctl.y, n1i = exp.n, n2i = ctl.n,
 measure = "OR", data = df.2.1, slab = studynames, method = "ML", mods = ˜type,
 knha = T)
 summary(df.2.1.type.rma)

##
 ## Mixed‐Effects Model (k = 5; tau^2 estimator: ML)
 ##
 ## logLik deviance AIC BIC AICc
 ## ‐3.6018 6.8915 13.2037 12.0320 37.2037
 ##
 ## tau^2 (estimated amount of residual heterogeneity): 0.0919 (SE = 0.1506)
 ## tau (square root of estimated tau^2 value): 0.3032
 ## I^2 (residual heterogeneity / unaccounted variability): 34.90%
 ## H^2 (unaccounted variability / sampling variability): 1.54
 ## R^2 (amount of heterogeneity accounted for): 72.33%
 ##
 ## Test for Residual Heterogeneity:
 ## QE(df = 3) = 7.5974, p‐val = 0.0551
 ##
 ## Test of Moderators (coefficient(s) 2):
 ## F(df1 = 1, df2 = 3) = 3.3692, p‐val = 0.1638
 ##
 ## Model Results:
 ##
 ## estimate se tval pval ci.lb ci.ub
 ## intrcpt 0.4127 0.3806 1.0843 0.3576 ‐0.7985 1.6240
 ## typeTIVA ‐1.0129 0.5518 ‐1.8355 0.1638 ‐2.7690 0.7432
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

anova.rma(df.2.1.rma, df.2.1.type.rma)

## df AIC BIC AICc logLik LRT pval QE tau^2
 ## Full 3 13.2037 12.0320 37.2037 ‐3.6018 7.5974 0.0919
 ## Reduced 2 15.1697 14.3885 21.1697 ‐5.5848 3.9660 0.0464 14.3557 0.3323
 ## R^2
 ## Full
 ## Reduced 72.33%

predict(df.2.1.type.rma, transf = exp, digits = 2, newmods = 0:1)

## pred ci.lb ci.ub cr.lb cr.ub
 ## 1 1.51 0.45 5.07 0.32 7.11
 ## 2 0.55 0.15 1.96 0.11 2.71

Analysis 2.1 subgroups Risk

df.2.1.risk.rma <‐ rma.uni(ai = exp.y, ci = ctl.y, n1i = exp.n, n2i = ctl.n,
 measure = "OR", data = df.2.1, slab = studynames, method = "ML", mods = ˜risk,
 knha = T)
 summary(df.2.1.risk.rma)

##
 ## Mixed‐Effects Model (k = 5; tau^2 estimator: ML)
 ##
 ## logLik deviance AIC BIC AICc
 ## ‐4.2051 8.0980 14.4101 13.2385 38.4101
 ##
 ## tau^2 (estimated amount of residual heterogeneity): 0.1613 (SE = 0.1993)
 ## tau (square root of estimated tau^2 value): 0.4016
 ## I^2 (residual heterogeneity / unaccounted variability): 48.60%
 ## H^2 (unaccounted variability / sampling variability): 1.95
 ## R^2 (amount of heterogeneity accounted for): 51.46%
 ##
 ## Test for Residual Heterogeneity:
 ## QE(df = 3) = 9.9456, p‐val = 0.0190
 ##
 ## Test of Moderators (coefczvficient(s) 2):
 ## F(df1 = 1, df2 = 3) = 2.1102, p‐val = 0.2423
 ##
 ## Model Results:
 ##
 ## estimate se tval pval ci.lb ci.ub
 ## intrcpt 0.3480 0.4202 0.8282 0.4683 ‐0.9893 1.6853
 ## riskNot High ‐0.9211 0.6340 ‐1.4527 0.2423 ‐2.9389 1.0968
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

anova.rma(df.2.1.rma, df.2.1.risk.rma)

## df AIC BIC AICc logLik LRT pval QE tau^2
 ## Full 3 14.4101 13.2385 38.4101 ‐4.2051 9.9456 0.1613
 ## Reduced 2 15.1697 14.3885 21.1697 ‐5.5848 2.7595 0.0967 14.3557 0.3323
 ## R^2
 ## Full
 ## Reduced 51.46%

predict(df.2.1.risk.rma, transf = exp, digits = 2, newmods = 0:1)

## pred ci.lb ci.ub cr.lb cr.ub
 ## 1 1.42 0.37 5.39 0.22 9.01
 ## 2 0.56 0.12 2.55 0.08 4.08

Analysis 2.2

df.2.2

## studynames exp.y exp.n ctl.y ctl.n Year type risk
 ## 1 Avidan 2008 2 967 2 974 2008 Alarms High
 ## 2 Avidan 2011 8 2861 2 2852 2011 Alarms High
 ## 3 Mashour 2012 8 9460 11 9376 2012 Alarms Not High
 ## 4 Myles 2004 2 1225 11 1238 2004 TIVA High
 ## 5 Zhang 2011 4 2919 15 2309 2011 TIVA Not High

summary(df.2.2)

## studynames exp.y exp.n ctl.y
 ## Length:5 Min. :2.0 Min. : 967 Min. : 2.0
 ## Class :character 1st Qu.:2.0 1st Qu.:1225 1st Qu.: 2.0
 ## Mode :character Median :4.0 Median :2861 Median :11.0
 ## Mean :4.8 Mean :3486 Mean : 8.2
 ## 3rd Qu.:8.0 3rd Qu.:2919 3rd Qu.:11.0
 ## Max. :8.0 Max. :9460 Max. :15.0
 ## ctl.n Year type risk
 ## Min. : 974 Min. :2004 Alarms:3 High :3
 ## 1st Qu.:1238 1st Qu.:2008 TIVA :2 Not High:2
 ## Median :2309 Median :2011
 ## Mean :3350 Mean :2009
 ## 3rd Qu.:2852 3rd Qu.:2011
 ## Max. :9376 Max. :2012

df.2.2.rma <‐ rma.uni(ai = exp.y, ci = ctl.y, n1i = exp.n, n2i = ctl.n, measure = "OR",
 data = df.2.2, slab = studynames, method = "ML", knha = T)
 summary(df.2.2.rma)

##
 ## Random‐Effects Model (k = 5; tau^2 estimator: ML)
 ##
 ## logLik deviance AIC BIC AICc
 ## ‐7.6377 9.7555 19.2753 18.4942 25.2753
 ##
 ## tau^2 (estimated amount of total heterogeneity): 0.6684 (SE = 0.7169)
 ## tau (square root of estimated tau^2 value): 0.8176
 ## I^2 (total heterogeneity / total variability): 59.88%
 ## H^2 (total variability / sampling variability): 2.49
 ##
 ## Test for Heterogeneity:
 ## Q(df = 4) = 11.9667, p‐val = 0.0176
 ##
 ## Model Results:
 ##
 ## estimate se tval pval ci.lb ci.ub
 ## ‐0.5172 0.5503 ‐0.9399 0.4005 ‐2.0451 1.0107
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

predict(df.2.2.rma, transf = exp, digits = 2)

## pred ci.lb ci.ub cr.lb cr.ub
 ## 0.60 0.13 2.75 0.04 9.20

anova.rma(df.2.2.rma)

##
 ## Test of Moderators (coefficient(s) 1):
 ## F(df1 = 1, df2 = 4) = 0.8833, p‐val = 0.4005

# Figure 6 forest(df.2.2.rma, atransf = exp, refline = 0, addcred = T)

Analysis 2.2 subgroups TIVA

df.2.2.type.rma <‐ rma.uni(ai = exp.y, ci = ctl.y, n1i = exp.n, n2i = ctl.n,
 measure = "OR", data = df.2.2, slab = studynames, method = "ML", mods = ˜type,
 knha = T)
 summary(df.2.2.type.rma)

##
 ## Mixed‐Effects Model (k = 5; tau^2 estimator: ML)
 ##
 ## logLik deviance AIC BIC AICc
 ## ‐4.5182 3.5165 15.0364 13.8647 39.0364
 ##
 ## tau^2 (estimated amount of residual heterogeneity): 0 (SE = 0.2302)
 ## tau (square root of estimated tau^2 value): 0
 ## I^2 (residual heterogeneity / unaccounted variability): 0.00%
 ## H^2 (unaccounted variability / sampling variability): 1.00
 ## R^2 (amount of heterogeneity accounted for): 100.00%
 ##
 ## Test for Residual Heterogeneity:
 ## QE(df = 3) = 3.5165, p‐val = 0.3186
 ##
 ## Test of Moderators (coefficient(s) 2):
 ## F(df1 = 1, df2 = 3) = 7.2090, p‐val = 0.0747
 ##
 ## Model Results:
 ##
 ## estimate se tval pval ci.lb ci.ub
 ## intrcpt 0.0976 0.4028 0.2422 0.8242 ‐1.1844 1.3796
 ## typeTIVA ‐1.7078 0.6361 ‐2.6850 0.0747 ‐3.7320 0.3164 .
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

anova.rma(df.2.2.rma, df.2.2.type.rma)

## df AIC BIC AICc logLik LRT pval QE tau^2
 ## Full 3 15.0364 13.8647 39.0364 ‐4.5182 3.5165 0.0000
 ## Reduced 2 19.2753 18.4942 25.2753 ‐7.6377 6.2389 0.0125 11.9667 0.6684
 ## R^2
 ## Full
 ## Reduced 100%

predict(df.2.2.type.rma, transf = exp, digits = 2, newmods = 0:1)

## pred ci.lb ci.ub cr.lb cr.ub
 ## 1 1.10 0.31 3.97 0.31 3.97
 ## 2 0.20 0.04 0.96 0.04 0.96

Analysis 2.2 subgroupsRisk

df.2.2.risk.rma <‐ rma.uni(ai = exp.y, ci = ctl.y, n1i = exp.n, n2i = ctl.n,
 measure = "OR", data = df.2.2, slab = studynames, method = "ML", mods = ˜risk,
 knha = T)
 summary(df.2.2.risk.rma)

##
 ## Mixed‐Effects Model (k = 5; tau^2 estimator: ML)
 ##
 ## logLik deviance AIC BIC AICc
 ## ‐7.2858 9.0517 20.5716 19.3999 44.5716
 ##
 ## tau^2 (estimated amount of residual heterogeneity): 0.5201 (SE = 0.6159)
 ## tau (square root of estimated tau^2 value): 0.7212
 ## I^2 (residual heterogeneity / unaccounted variability): 53.13%
 ## H^2 (unaccounted variability / sampling variability): 2.13
 ## R^2 (amount of heterogeneity accounted for): 22.19%
 ##
 ## Test for Residual Heterogeneity:
 ## QE(df = 3) = 10.7061, p‐val = 0.0134
 ##
 ## Test of Moderators (coefficient(s) 2):
 ## F(df1 = 1, df2 = 3) = 0.4309, p‐val = 0.5584
 ##
 ## Model Results:
 ##
 ## estimate se tval pval ci.lb ci.ub
 ## intrcpt ‐0.1299 0.8451 ‐0.1537 0.8876 ‐2.8193 2.5594
 ## riskNot High ‐0.7749 1.1805 ‐0.6564 0.5584 ‐4.5318 2.9821
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

anova.rma(df.2.2.rma, df.2.2.risk.rma)

## df AIC BIC AICc logLik LRT pval QE tau^2
 ## Full 3 20.5716 19.3999 44.5716 ‐7.2858 10.7061 0.5201
 ## Reduced 2 19.2753 18.4942 25.2753 ‐7.6377 0.7038 0.4015 11.9667 0.6684
 ## R^2
 ## Full
 ## Reduced 22.19%

predict(df.2.2.risk.rma, transf = exp, digits = 2, newmods = 0:1)

## pred ci.lb ci.ub cr.lb cr.ub
 ## 1 0.88 0.06 12.93 0.03 30.13
 ## 2 0.40 0.03 5.58 0.01 13.21

Analysis 3.1

## studlab exp.y exp.n ctl.y ctl.n
 ## 1 Baraka 1989 4 30 14 20
 ## 2 Russell 1986 2 30 11 25
 ## 3 Schultetus 1986 5 23 7 13

## studlab exp.y exp.n ctl.y
 ## Length:3 Min. :2.000 Min. :23.00 Min. : 7.00
 ## Class :character 1st Qu.:3.000 1st Qu.:26.50 1st Qu.: 9.00
 ## Mode :character Median :4.000 Median :30.00 Median :11.00
 ## Mean :3.667 Mean :27.67 Mean :10.67
 ## 3rd Qu.:4.500 3rd Qu.:30.00 3rd Qu.:12.50
 ## Max. :5.000 Max. :30.00 Max. :14.00
 ## ctl.n
 ## Min. :13.00
 ## 1st Qu.:16.50
 ## Median :20.00
 ## Mean :19.33
 ## 3rd Qu.:22.50
 ## Max. :25.00

## study= 1
 ## study= 2
 ## study= 3

## $ci.fixed
 ## constant inverse‐variance fisher asymptotical‐MH range
 ## est 0.19186687 0.17906059 0.15066071 2.286242e‐01 NA
 ## lower CI 0.08790225 0.08790225 0.08790225 1.265683e‐01 1e‐03
 ## upper CI 0.40738028 0.41020410 0.43052661 4.129708e‐01 1e+03
 ## p 0.00000000 0.00000000 0.00000000 1.001218e‐06 NA
 ##
 ## $study.ci
 ## est lower CI upper CI p limit
 ## study 1 0.19375713 0.06246219 0.4473941 0.001088307 1
 ## study 2 0.09804554 0.02744120 0.5452620 0.004248856 1
 ## study 3 0.39061504 0.13970328 1.0443160 0.067075978 1
 ##
 ## $precision
 ## [1] "+/‐ 0.00690430312741843"

Analysis 3.1 meta regression

explicit.df

## studlab cognitiveState events count logitEstimator logitVariance
 ## 1 Baraka 1989 wakefulness 18 50 ‐0.57536.... 0.08680556
 ## 2 Baraka 1989 awareness 2 50 ‐3.17805.... 0.52083333
 ## 3 Russell 1986 wakefulness 13 55 ‐1.17272.... 0.10073260
 ## 4 Russell 1986 awareness 1 55 ‐3.98898.... 1.01851852
 ## 5 Schultetus 1986 wakefulness 12 36 ‐0.69314.... 0.12500000
 ## 6 Schultetus 1986 awareness 3 36 ‐2.39789.... 0.36363636
 ## 7 Tunstall 1989 wakefulness 47 113 ‐0.33950.... 0.03642811
 ## 8 Tunstall 1989 awareness 0 113 ‐5.42495.... 2.00881057

summary(explicit.df)

## studlab cognitiveState events count
 ## Length:8 wakefulness:4 Min. : 0.00 Min. : 36.0
 ## Class :character awareness :4 1st Qu.: 1.75 1st Qu.: 46.5
 ## Mode :character Median : 7.50 Median : 52.5
 ## Mean :12.00 Mean : 63.5
 ## 3rd Qu.:14.25 3rd Qu.: 69.5
 ## Max. :47.00 Max. :113.0
 ## logitEstimator logitVariance
 ## Min. :‐5.4249 Min. :0.03643
 ## 1st Qu.:‐3.3808 1st Qu.:0.09725
 ## Median :‐1.7853 Median :0.24432
 ## Mean :‐2.2213 Mean :0.53260
 ## 3rd Qu.:‐0.6637 3rd Qu.:0.64525
 ## Max. :‐0.3395 Max. :2.00881

##
 ## Multivariate Meta‐Analysis Model (k = 8; method: REML)
 ##
 ## Variance Components:
 ##
 ## outer factor: studlab (nlvls = 4)
 ## inner factor: cognitiveState (nlvls = 2)
 ##
 ## estim sqrt fixed
 ## tau^2 0.0612 0.2473 no
 ## rho ‐0.9566 no
 ##
 ## Test for Residual Heterogeneity:
 ## QE(df = 6) = 10.0016, p‐val = 0.1246
 ##
 ## Test of Moderators (coefficient(s) 2):
 ## F(df1 = 1, df2 = 6) = 26.4014, p‐val = 0.0021
 ##
 ## Model Results:
 ##
 ## estimate se tval pval ci.lb
 ## intrcpt ‐0.6536 0.1870 ‐3.4946 0.0129 ‐1.1112
 ## cognitiveStateawareness ‐2.5263 0.4917 ‐5.1382 0.0021 ‐3.7294
 ## ci.ub
 ## intrcpt ‐0.1959 *
 ## cognitiveStateawareness ‐1.3232 **
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

## pred ci.lb ci.ub cr.lb cr.ub
 ## 1 0.3422 0.2476 0.4512 0.1959 0.5263
 ## 2 0.0399 0.0145 0.1053 0.0123 0.1217

Analysis 4.1

df.4.1

## studlab exp.y exp.n ctl.y ctl.n
 ## 1 Ellingson 1977 0 13 4 13
 ## 2 Haram 1981 0 39 5 40
 ## 3 McNulty 1985 0 71 3 25
 ## 4 Miller 1996 2 69 4 21

summary(df.4.1)

## studlab exp.y exp.n ctl.y
 ## Length:4 Min. :0.0 Min. :13.0 Min. :3.00
 ## Class :character 1st Qu.:0.0 1st Qu.:32.5 1st Qu.:3.75
 ## Mode :character Median :0.0 Median :54.0 Median :4.00
 ## Mean :0.5 Mean :48.0 Mean :4.00
 ## 3rd Qu.:0.5 3rd Qu.:69.5 3rd Qu.:4.25
 ## Max. :2.0 Max. :71.0 Max. :5.00
 ## ctl.n
 ## Min. :13.00
 ## 1st Qu.:19.00
 ## Median :23.00
 ## Mean :24.75
 ## 3rd Qu.:28.75
 ## Max. :40.00

exact.4.1 <‐ meta.exact(data = mat.4.1, type = 'risk ratio')

## study= 1
 ## study= 2
 ## study= 3
 ## study= 4

exact.4.1

## $ci.fixed
 ## constant inverse‐variance fisher asymptotical‐MH range
 ## est 0.20701413 0.16943378 0.12246162 0.1043379866 NA
 ## lower CI 0.02398833 0.02398833 0.02398833 0.0314276549 1e‐03
 ## upper CI 0.26546056 0.24774221 0.22490546 0.3463960486 1e+03
 ## p 0.00000000 0.00000000 0.00000000 0.0002228273 NA
 ##
 ## $study.ci
 ## est lower CI upper CI p limit
 ## study 1 0.0000000 0.0000000 1.1162513 0.03824597 1
 ## study 2 0.0000000 0.0000000 0.8268940 0.03851101 1
 ## study 3 0.0000000 0.0000000 0.5636235 0.02942011 1
 ## study 4 0.1226559 0.0239384 0.8332003 0.02974091 1
 ##
 ## $precision
 ## [1] "+/‐ 0.00690430312741843"

Analysis 5.1

df.5.1

## studlab exp.y exp.n ctl.y ctl.n
 ## 1 Abboud 1985 0 65 2 16
 ## 2 Crawford JS 1985 3 384 19 393

summary(df.5.1)

## studlab exp.y exp.n ctl.y
 ## Length:2 Min. :0.00 Min. : 65.0 Min. : 2.00
 ## Class :character 1st Qu.:0.75 1st Qu.:144.8 1st Qu.: 6.25
 ## Mode :character Median :1.50 Median :224.5 Median :10.50
 ## Mean :1.50 Mean :224.5 Mean :10.50
 ## 3rd Qu.:2.25 3rd Qu.:304.2 3rd Qu.:14.75
 ## Max. :3.00 Max. :384.0 Max. :19.00
 ## ctl.n
 ## Min. : 16.0
 ## 1st Qu.:110.2
 ## Median :204.5
 ## Mean :204.5
 ## 3rd Qu.:298.8
 ## Max. :393.0

exact.5.1 <‐ meta.exact(data = mat.5.1, type = "risk ratio")

## study= 1
 ## study= 2

exact.5.1

## $ci.fixed
 ## constant inverse‐variance fisher asymptotical‐MH range
 ## est 0.13121999 0.13121999 0.13121999 0.1431659640 NA
 ## lower CI 0.03999447 0.03999447 0.03999447 0.0453311444 1e‐03
 ## upper CI 0.43052661 0.42756289 0.42169650 0.4521503599 1e+03
 ## p 0.00010000 0.00010000 0.00010000 0.0009238782 NA
 ##
 ## $study.ci
 ## est lower CI upper CI p limit
 ## study 1 0.0000000 0.00000000 0.8020027 0.036672683 1
 ## study 2 0.1314158 0.03981611 0.5139695 0.001851141 1
 ##
 ## $precision
 ## [1] "+/‐ 0.00690430312741843"

save.image("Data/implicit.RData")

Appendix 8. Adjudication of awareness events

Study Study size Number of events Judged Judged Judged
To be adjudicated No awareness Possible awareness Definite awareness
Avidan 2008 1941 16 (0.82%) 7 (0.36%) 5 (0.26%) 4 (0.21%)
Avidan 2011 5713 50 (0.88%) 22 (0.38%) 18 (0.32%) 10 (0.18%)
Mashour 2012 18,836 76 (0.40%) 39 (0.21%) 18 (0.10%) 19 (0.10%)
Myles 2004 2463 61 (2.48%) 12 (0.49%) 36 (1.46%) 13 (0.53%)
Zhang 2011 5228 300 (5.73%) 271 (5.18%) 10 (0.19%) 19 (0.36%)
Totals 34,181 503 (1.47%) 351 (1.03%) 87 (0.23%) 65 (0.19%)
Study Number of events Judged Judged Judged
To be adjudicated No awareness Possible awareness Definite awareness
Avidan 2008 16 7 (43.8%) 5 (31.3%) 4 (25.0%)
Avidan 2011 50 22 (44.0%) 18 (36.0%) 10 (20.0%)
Mashour 2012 76 39 (51.3%) 18 (23.7) 19 (25.0%)
Myles 2004 61 12 (19.7%) 36 (59.0%) 13 (21.3%)
Zhang 2011 300 271 (90.3%) 10 (3.3%) 19 (6.3%)
Totals 503 351 (69.9%) 87 (15.3%) 65 (12.9%)

Details of the adjudication process were tallied from the published study or were sought by communication with the authors.

In the two‐stage process, structured interviews of patients were conducted one or more times. Potential awareness episodes were recorded in a narrative report.

An independent committee of three anaesthetists, blinded to treatment group, coded the report as no awareness, possible awareness, and awareness.

  • As a percentage of study size, events flagged for adjudication ranged from 0.40% to 5.73%.

  • As a percentage of study size, no awareness ranged from 0.21% to 5.18%; possible awareness ranged from 0.10% to 1.46%; definite awareness ranged from 0.10% to 0.53%.

A random‐effects meta‐analysis of the logit transformed proportions of 'no awareness' events of all adjudicated events was performed in metafor (Viechtbauer 2010).

Similar models were also estimated for the proportion of potential awareness episodes and definite awareness events.

Average proportions, 95% CIs and 95% prediction intervals (PI) were obtained in the meta‐analysis.

  • Average proportion of events flagged for adjudication 0.013(95% CI 0.005 to 0.034; 95% PI 0.001 to 0.119).

  • Average proportion of adjudicated events judged no awareness 0.53(95% CI 0.25 to 0.79; 95% PI 0.06 to 0.95).

  • Average proportion of adjudicated events judged awareness 0.17(95% CI 0.10 to 0.28; 95% PI 0.05 to 0.46).

  • Between‐study statistical heterogeneity was very high (I2= 99%, 96%, 80%) for events flagged, events adjudicated 'no awareness' and events adjudicated definite awareness.

The Zhang 2011 study had a greater proportion of events adjudicated and events not judged awareness. A sensitivity meta‐analysis excluding Zhang 2011 was also estimated.

Averages, 95% CIs and 95% prediction intervals (PI) were obtained in the meta‐analysis.

  • Average proportion of events flagged for adjudication 0.009(95% CI 0.004 to 0.019; 95% PI 0.002 to 0.047).

  • Average proportion of adjudicated events judged no awareness: 0.39(95% CI 0.25 to 0.55; 95% PI 0.14 to 0.71).

  • Average proportion of adjudicated events judged awareness 0.22(95% CI 0.17 to 0.29; 95% PI 0.17 to 0.29).

  • Between‐study statistical heterogeneity remained very high (I2= 96%, 78%) for events flagged and events adjudicated 'no awareness'.

  • Between‐study statistical heterogeneity was eliminated (I2 = 0%) for events adjudicated definite awareness.

Explicit recall is a subjective experience. Corroboration by operating theatre staff that matches specifics of recall with intraoperative events has been reported.

It is very difficult to be certain of the veracity of explicit recall without this corroboration.

Lacking external corroboration, suggestions have been made for improving and revising the adjudication process (Myles 2015 (personal communication)).

  • Membership of adjudication panels should be taken from diverse clinical/research disciplines.

  • Prerequisites for adjudication panel membership should be established, e.g. years of clinical experience, avoidance of conflicts of interest.

  • Establishment of consensus guidelines of the diagnostic criteria including external corroboration if available.

  • Workflow standards for the panel should be established, e.g. blinding, clear majority voting, independent ascertainment/categorization.

  • Evaluating agreement (e.g. kappa statistic) amongst the review panel members would be worthwhile.

Adjudicate Analysis

NLP

RStudio Project started December 12, 2014

This analysis was run Fri Jun 17 17:10:49 2016.

checkpoint

snapshot

prepareDataList data

## slab studySize adjudicated notAwareness definiteAwareness
 ## 1 Avidan 2008 1941 16 7 4
 ## 2 Avidan 2011 5713 50 22 10
 ## 3 Mashour 2012 18836 76 39 19
 ## 4 Myles 2004 2463 61 12 13
 ## 5 Zhang 2011 5228 300 271 19

prepareMetaList effect sizes

## slab studySize adjudicated notAwareness definiteAwareness
 ## 1 Avidan 2008 1941 16 7 4
 ## 2 Avidan 2011 5713 50 22 10
 ## 3 Mashour 2012 18836 76 39 19
 ## 4 Myles 2004 2463 61 12 13
 ## 5 Zhang 2011 5228 300 271 19
 ## adjudicated.yi adjudicated.vi notAwareness.yi notAwareness.vi
 ## 1 ‐4.7901 0.0630 ‐0.2513 0.2540
 ## 2 ‐4.7297 0.0202 ‐0.2412 0.0812
 ## 3 ‐5.5087 0.0132 0.0526 0.0527
 ## 4 ‐3.6732 0.0168 ‐1.4069 0.1037
 ## 5 ‐2.7989 0.0035 2.2348 0.0382
 ## definiteAwareness.yi definiteAwareness.vi
 ## 1 ‐1.0986 0.3333
 ## 2 ‐1.3863 0.1250
 ## 3 ‐1.0986 0.0702
 ## 4 ‐1.3063 0.0978
 ## 5 ‐2.6939 0.0562

meta1Display meta analysis models. Zhang 2011 data excluded.

## [1] "Adjudicated Events Meta Analysis"

##
 ## Random‐Effects Model (k = 4; tau^2 estimator: REML)
 ##
 ## tau^2 (estimated amount of total heterogeneity): 0.5679 (SE = 0.4863)
 ## tau (square root of estimated tau^2 value): 0.7536
 ## I^2 (total heterogeneity / total variability): 96.39%
 ## H^2 (total variability / sampling variability): 27.68
 ##
 ## Test for Heterogeneity:
 ## Q(df = 3) = 112.3584, p‐val < .0001
 ##
 ## Model Results:
 ##
 ## estimate se zval pval ci.lb ci.ub
 ## ‐4.6745 0.3859 ‐12.1142 <.0001 ‐5.4308 ‐3.9182 ***
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

## [1] "Not Awareness Event Meta Analysis"

##
 ## Random‐Effects Model (k = 4; tau^2 estimator: REML)
 ##
 ## tau^2 (estimated amount of total heterogeneity): 0.3433 (SE = 0.3711)
 ## tau (square root of estimated tau^2 value): 0.5859
 ## I^2 (total heterogeneity / total variability): 78.04%
 ## H^2 (total variability / sampling variability): 4.55
 ##
 ## Test for Heterogeneity:
 ## Q(df = 3) = 14.0155, p‐val = 0.0029
 ##
 ## Model Results:
 ##
 ## estimate se zval pval ci.lb ci.ub
 ## ‐0.4553 0.3372 ‐1.3500 0.1770 ‐1.1163 0.2057
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

## [1] "Definite Awareness Event Meta Analysis"

##
 ## Random‐Effects Model (k = 4; tau^2 estimator: REML)
 ##
 ## tau^2 (estimated amount of total heterogeneity): 0 (SE = 0.0909)
 ## tau (square root of estimated tau^2 value): 0
 ## I^2 (total heterogeneity / total variability): 0.00%
 ## H^2 (total variability / sampling variability): 1.00
 ##
 ## Test for Heterogeneity:
 ## Q(df = 3) = 0.5511, p‐val = 0.9075
 ##
 ## Model Results:
 ##
 ## estimate se zval pval ci.lb ci.ub
 ## ‐1.2233 0.1679 ‐7.2868 <.0001 ‐1.5524 ‐0.8943 ***
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

predict1List prediction intervals. Zhang 2011 data excluded.

## [1] "Adjudicated %"

## pred ci.lb ci.ub cr.lb cr.ub
 ## 0.0092 0.0044 0.0195 0.0018 0.0467

## [1] "Not Awareness Event %"

## pred ci.lb ci.ub cr.lb cr.ub
 ## 0.3881 0.2467 0.5512 0.1443 0.7047

## [1] "Definite Awareness Event %"

## pred ci.lb ci.ub cr.lb cr.ub
 ## 0.2273 0.1747 0.2902 0.1747 0.2902

meta2Display meta analysis models. Zhang 2011 data included.

## [1] "Adjudicated Events Meta Analysis"

##
 ## Random‐Effects Model (k = 5; tau^2 estimator: REML)
 ##
 ## tau^2 (estimated amount of total heterogeneity): 1.1330 (SE = 0.8174)
 ## tau (square root of estimated tau^2 value): 1.0644
 ## I^2 (total heterogeneity / total variability): 98.81%
 ## H^2 (total variability / sampling variability): 84.05
 ##
 ## Test for Heterogeneity:
 ## Q(df = 4) = 543.2804, p‐val < .0001
 ##
 ## Model Results:
 ##
 ## estimate se zval pval ci.lb ci.ub
 ## ‐4.2933 0.4808 ‐8.9290 <.0001 ‐5.2357 ‐3.3509 ***
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

## [1] "Not Awareness Event Meta Analysis"

##
 ## Random‐Effects Model (k = 5; tau^2 estimator: REML)
 ##
 ## tau^2 (estimated amount of total heterogeneity): 1.7454 (SE = 1.3066)
 ## tau (square root of estimated tau^2 value): 1.3211
 ## I^2 (total heterogeneity / total variability): 95.83%
 ## H^2 (total variability / sampling variability): 23.99
 ##
 ## Test for Heterogeneity:
 ## Q(df = 4) = 126.0925, p‐val < .0001
 ##
 ## Model Results:
 ##
 ## estimate se zval pval ci.lb ci.ub
 ## 0.0975 0.6080 0.1603 0.8726 ‐1.0942 1.2891
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

## [1] "Definite Awareness Event Meta Analysis"

##
 ## Random‐Effects Model (k = 5; tau^2 estimator: REML)
 ##
 ## tau^2 (estimated amount of total heterogeneity): 0.4153 (SE = 0.3781)
 ## tau (square root of estimated tau^2 value): 0.6444
 ## I^2 (total heterogeneity / total variability): 80.67%
 ## H^2 (total variability / sampling variability): 5.17
 ##
 ## Test for Heterogeneity:
 ## Q(df = 4) = 26.1814, p‐val < .0001
 ##
 ## Model Results:
 ##
 ## estimate se zval pval ci.lb ci.ub
 ## ‐1.5624 0.3276 ‐4.7688 <.0001 ‐2.2045 ‐0.9202 ***
 ##
 ## ‐‐‐
 ## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1

predict2List prediction intervals. Zhang 2011 data included.

## [1] "Adjudicated %"

## pred ci.lb ci.ub cr.lb cr.ub
 ## 0.0135 0.0053 0.0339 0.0014 0.1188

## [1] "Not Awareness Event %"

## pred ci.lb ci.ub cr.lb cr.ub
 ## 0.5244 0.2508 0.7840 0.0599 0.9502

## [1] "Definite Awareness Event %"

## pred ci.lb ci.ub cr.lb cr.ub
 ## 0.1733 0.0993 0.2849 0.0484 0.4637

Data and analyses

Comparison 1. Anaesthesia depth monitors (BIS and M‐entropy) versus standard clinical and electronic monitoring.

Outcome or subgroup title No. of studies No. of participants Statistical method Effect size
1 Definite and possible awareness (Grade 4)     Other data No numeric data

Comparison 2. Anaesthesia depth monitors (BIS) versus standard clinical and electronic monitoring.

Outcome or subgroup title No. of studies No. of participants Statistical method Effect size
1 Definite and possible awareness (Grade 4)     Other data No numeric data
2 Definite awareness (Grade 4)     Other data No numeric data

Comparison 3. Thiopentone with and without added hypnotic drugs (ketamine, etomidate).

Outcome or subgroup title No. of studies No. of participants Statistical method Effect size
1 Wakefulness (IFT studies) (Grades 4, 5)     Other data No numeric data

Comparison 4. Thiopentone and ketamine vs benzodiazepine anaesthetic techniques.

Outcome or subgroup title No. of studies No. of participants Statistical method Effect size
1 Awareness (Grade 4)     Other data No numeric data

Comparison 5. Caesarean section low‐ and high‐dose inhaled agents.

Outcome or subgroup title No. of studies No. of participants Statistical method Effect size
1 Awareness (Grade 4)     Other data No numeric data

Characteristics of studies

Characteristics of included studies [ordered by study ID]

Abboud 1985.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: USA
Sex: female
Age: mean 27, 24, 24, 26, 25
ASA: not stated ("healthy")
Procedure: caesarean delivery ("elective")
Study size: 81
Interventions Randomized portion of anaesthetic: volatile agent doses
Intervention 1: maintenance: general anaesthesia 50% N2O (N = 16): control
Intervention 2: maintenance: general anaesthesia 0.25% halothane + 50% N2O (N = 16)
Intervention 3: maintenance: general anaesthesia 0.5% halothane + 50% N2O (N = 18)
Intervention 4: maintenance: general anaesthesia 0.5% enflurane + 50% N2O (N = 18)
Intervention 5: maintenance: general anaesthesia 1.0% enflurane + 50% N2O (N = 13)
Outcomes Primary outcomes: Quote: "adverse neonatal effects of sub anesthetic doses of halothane or enflurane."
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "Of the patients who had N2O alone [Intervention 1], 12.5% (2/16) had awareness versus none in the other groups"
Notes Non‐randomized portion of anaesthetic: parts of potent inhalational technique (volatile agent)/N2O yes/hypnotic/supplemental narcotics/muscle relaxants induction yes/maintenance unclear
Anaesthesia induction: 4 mg/kg thiopental + succinylcholine 1.5 mg/kg + curare 3 mg; anaesthesia maintenance after delivery: N2O + narcotics
No titration anaesthetic strategy for light anaesthesia defined in the paper
Comment: no sample size calculation (power analysis) provided in paper
Time of outcome determination: 24 h post partum
Method of outcome determination: interview
Email sent jsl3nov42@webtv.net 3 November 2010; as with most RCTs that were published years ago, it was difficult to find current contact information for most authors
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "patients were randomly assigned"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "All patients were interviewed 24 h post‐partum to determine the incidence of awareness by a person who was unaware of the anesthetic management of the mother"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information provided

Abboud 1989.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: USA
Sex: female
Age: mean 28
ASA: not stated ("healthy")
Procedure: caesarean delivery ("elective primary or repeat, or arrest of dilatation")
Study size: 60
Interventions Randomized portion of anaesthetic: volatile agent doses
Intervention 1: maintenance: 0.5% isoflurane (N = 20)
Intervention 2: maintenance: 1 % isoflurane (N = 20)
Intervention 3: maintenance: 0.5% halothane (N = 20)
50% N2O and O2 was added in each case
Outcomes Primary outcomes: cbc chemistry urine analysis etc.; the maternal and neonatal effects of isoflurane or halothane for caesarean section
 Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "...none of the patients developed intraoperative awareness"
Notes Non‐randomized portion of anaesthetic: parts of potent inhalational technique (volatile agent)/N2O yes/hypnotic/supplemental narcotics/muscle relaxants induction yes/unclear maintenance
Dryad topic from this RCT:light and deep anaesthesia and operating room turnover 1940s to current time
Time of outcome determination: not stated
Method of outcome determination: not stated
ROB survey emailed jsl3nov42@webtv.net
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "patients were randomly assigned"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist and postoperative interviewer: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: no information provided. Although Cochrane guidelines allow review authors to make judgements about domain grades based on previous studies by the author (Abboud 1985), our editorial team prefers that we only assess what is written in the current study
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information provided

Abboud 1995a.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: USA
Sex: female
Age: mean 28 to 29
ASA: not stated
Procedure: caesarean delivery
Study size: 75
Interventions Randomized portion of anaesthetic: volatile agent doses
Pre‐delivery: induction/maintenance
Intervention 1: desflurane end‐tidal 3% (N = 25)
Intervention 2: desflurane end‐tidal 6% (N = 25)
Intervention 3: enflurane end‐tidal 0.6% (N = 25)
Outcomes Primary outcomes: cbc chemistry urine analysis etc.
 Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "none of the patients developed intraoperative awareness."
Notes Non‐randomized portion of anaesthetic: parts of potent inhalational technique (volatile agent)/N2O yes/hypnotic/supplemental narcotics/muscle relaxants induction yes/unclear maintenance
Rapid sequence induction regimen thiopental + succinylcholine
Anaesthesia maintenance: before delivery N2O 50% and O2; after delivery N2O 67% + butorphanol 1 mg to 2 mg and reduced doses of desflurane and enflurane
ROB survey emailed jsl3nov42@webtv.net
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "patients were randomly assigned"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist and postoperative interviewer: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: anaesthesiologist and postoperative interviewer: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information provided

Abboud 1995b.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: USA
Sex: female
Age: mean 30
ASA: not stated
Procedure: caesarean delivery ("repeat, failure to progress, malpresentation, placenta praevia (non‐bleeding)")
Study size: 74
Interventions Randomized portion of anaesthetic: parts of IV MCI
Intervention 1: induction: propofol 1.5 mg to 2.5 mg/kg; maintenance: propofol 0.2 mg/kg/min and reduced to 0.05 mg/kg/min (N = 37)
intervention 2: induction: thiamylal 3 mg to 4 mg/kg; maintenance: 0.25% to 0.75% isoflurane (N = 37)
Outcomes Primary outcomes: cbc chemistry urine analysis etc.
 Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "One patient in the isoflurane group reported awareness of the surgical procedure when interviewed 24 h later (Table 1)"
Notes Non‐randomized portion of anaesthetic: parts of IV N2O yes/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance unclear
Anaesthesia induction: group specific induction regimen + succinylcholine 1.5 mg/kg; anaesthesia maintenance: before delivery N2O 50%; after delivery N2O 67% + butorphanol 1 mg to 2 mg
No titration anaesthetic strategy for light anaesthesia defined in the paper
Time of outcome determination: 24 h post partum
Method of outcome determination: interview
ROB survey emailed jsl3nov42@webtv.net
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "patients were randomly assigned"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist and postoperative interviewer: no information provided
Comment: difficult to blind anaesthesiologist to inhalational agents. Older study when very light anaesthesia used (all groups) compared to today's standards. That low‐dose inhalational agents had a significant effect on awareness rates is consistent with other studies. Therefore, the lack of blinding unlikely to impact the outcomes (Cochrane Handbook table 8.5.c).
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "All patients were interviewed 24‐h post‐partum to determine the incidence of awareness by a person who was unaware of the anesthetic management of the mother"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information provided

Aceto 2002.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Italy
Sex: both
Age: NA "no statistically significant differences among the group regarding age"
ASA: I‐II
Procedure: elective laparoscopic cholecystectomy
Study size: 32
Interventions Randomized portion of anaesthetic: volatile agent types ±N2O
Intervention 1: maintenance: (Group A) sevoflurane + air (FIO2 40%) (N = 8)
Intervention 2: maintenance: (Group B) sevoflurane + N2O (60%) in oxygen 40% (N = 8)
Intervention 3: maintenance: (Group C) isoflurane + air (FIO2 40%) (N = 8)
Intervention 4: maintenance: (Group D) isoflurane + N2O (60%) in oxygen 40% (N = 8)
Inhalation dose not specified except for 1 MAC prior to MLAER recordings
Outcomes Primary outcomes: Quote: "latency of the Pa waves in patients with or without subconscious awareness before and during anaesthesia"
 Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 2
Quote: "In the postoperative interview none of the patients was able to recollect explicit memories of intra‐operative events"
Quote: "One of the patients from isoflurane group (Group C) showed implicit memory of the intra‐operative tape story"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O no/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance PRN/ADM: MLAERs
Anaesthesia induction: thiopental sodium 5 mg/kg, fentanyl 3 mg/kg and vecuronium 0.08 mg/kg. Anaesthesia maintenance: see above and boluses of fentanyl 2 µg/kg and vecuronium PRN clinical necessity
Comment: the authors: 4 interventions MAC equivalents
"MLAERs were recorded before anaesthesia, at 1 MAC mechanisms of dreams"
"We think that, during anaesthesia, dreams imply a mental state in the transition zone between explicit and implicit memory (subconscious awareness)"
Time of outcome determination: "An interview was conducted in the hospital about 24 h after awakening for assessing explicit and implicit memory"
Method of outcome determination: explicit recall test and implicit free association test; author's survey sent 26 November 2013 gdecosmo@rm.unicatt.it
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "For the maintenance of anaesthesia patients were randomly..."
Comment: although Cochrane policy allows review authors to use study authors' methods from other RCT papers that they have published, this approach was discouraged by the editors of this Cochrane review. The same authors in Aceto 2003 were more specific in their description of randomization and it had a low risk rating
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: information provided is inadequate
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "In the postoperative interview none of the patients was able to recollect explicit memories of intra‐operative events"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information provided

Aceto 2003.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Italy
Sex: both
Age: 18 to 70
ASA: I and II
Procedure: elective laparoscopic cholecystectomy
Study size: 40
Interventions Randomized portion of anaesthetic: volatile agent types ±N2O
Intervention 1: maintenance: (Group A) sevoflurane + air (FIO2 40%) (N = 10)
Intervention 2: maintenance: (Group B) sevoflurane + N2O (60%) in oxygen 40% (N = 10)
Intervention 3: maintenance: (Group C) isoflurane + air (FIO2 40%) (N = 10)
Intervention 4: maintenance: (Group D) isoflurane + N2O (60%) in oxygen 40% (N = 10)
Outcomes Primary outcomes: Quote: "latency of the Pa waves in patients with or without subconscious awareness before and during anaesthesia."
 Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 2
Quote: "In the postoperative interview, none of the patients were able to recollect explicit memories of intraoperative events"
Quote: "One of the male patients from the isoflurane+air group (Group C) showed implicit memory of the intraoperative tape story"
Quote: "A dream‐like process, related to the story played during anaesthesia, occurred in one of the female patients in the sevoflurane+nitrous oxide group"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O no/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance PRN/ADM MLAERs
Anaesthesia induction: thiopental sodium 5 mg/kg, fentanyl 3 mg/kg, and vecuronium bromide 0.08 mg/kg. Anaesthesia maintenance: see above + boluses of fentanyl 2 µg/kg were given according to clinical necessity.
MLAERs were recorded
Subconscious awareness:
Quote: "The two patients with subconscious awareness were in the group with a Pa latency increase less than the 10th percentile. This cut‐off showed a sensitivity of 100% and a specificity of 95%, with a positive predictive value of 75% and a negative predictive value of 100% in distinguishing patients with subconscious awareness...increase in Pa latency was related to subconscious awareness"
Time of outcome determination: an interview was conducted in the hospital about 24 h after awakening for assessing explicit and implicit memory
Method of outcome determination: explicit recall test and implicit free association test
Author's survey sent 26 November 2013 gdecosmo@rm.unicatt.it
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "For the maintenance of anaesthesia, patients were assigned, using randomisation tables, to one of four anaesthetic regimen groups..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: information provided is inadequate
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: Aceto 2002
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information provided

Adams 1994.

Methods Study design: double‐blind, randomized parallel groups
Study dates: Quote: "ca. 1991 ‐ 1993" (ROB survey)
Participants Country: Germany
Sex: both
Age: greater than 60; mean 68
ASA: I‐II
Procedure: elective hip or knee replacement
Study size: 37 (40 enrolled)
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia/induction/dissociative agent MCI
Intervention 1: induction: 1 mg/kg S‐(+)‐ketamine; maintenance: 2 mg/kg/h S‐(+)‐ketamine (N = 20)
Intervention 2: induction: 2 mg/kg racaemic ketamine; maintenance: 4 mg/kg/h racaemic ketamine (N = 20)
Outcomes Primary outcomes: endocrine stress response ‐ recovery ‐ haemodynamic reaction
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "no intraoperative awareness was reported."
Quote: "After racaemic ketamine, 1 patient remembered a negative dream and 1 patient a positive dream. In the S (+)‐group, 1 positive dream was reported"
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia/N2O no: narcotics and/or hypnotics bolus/muscle relaxants induction yes/maintenance unclear
Anaesthetic induction: 0.1 mg/kg midazolam + 0.5 mg atropine + 2 mg vecuronium + 1.5 mg/kg suxamethonium + 0.1 mg/kg vecuronium; anaesthetic maintenance: see above interventions
Time of outcome determination: before discharge
Method of determination: interview
Translator: Lore Schultheiss
adams.ha@mh‐hannover.de ROB survey response 24 January 2011
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "were investigated in a double‐blind, randomised design...."
ROB survey response by Dr Adams: "Random by computer program with random numbers. Random numbers were opened not earlier then the study was finished"
Allocation concealment (selection bias) Low risk ROB survey response: "Double blinded study to patient and anaesthesist as well. Random numbers were opened not earlier then the study was finished"
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk ROB survey response: "Patient, Anesthesiologist, Awareness outcome assessor (interviewer)"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk ROB survey response: "Patient, Anesthesiologist, Awareness outcome assessor (interviewer)"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "Three patients in the ketamine‐racemate group showed severe arterial hypertension and were withdrawn from the study"
Comment: imbalanced exclusion of 3/40 patients at high risk of awareness, but no significant difference between groups (3/20 vs 0/20): Peto OR 8.23 (0.81 to 84.07)
Selective reporting (reporting bias) Low risk ROB survey response: "Study protocol is not more available (study before 2000). The published record included all expected data and outcomes, no selective reporting. Non significant results were reported to show missing differences between the groups"
Other bias Low risk ROB survey response: "Limited number of patients"

Agarwal 1977.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: India
 Sex: both
 Age: 15 to 50
 ASA: not stated
 Procedure: Quote: "elective surgical operations": appendectomy, exploratory laparotomy, gastro‐jejunostomy and vagotomy, partial gastrectomy, pyelo‐nephrolithotomy, nephrectomy, herniorrhaphy, suprapubic cystolithotomy, fallopian tube ligation
 Study size: 138
Interventions Randomized portion of anaesthetic: IV: premedication
Intervention 1: premedication: atropine 0.6 mg
Intervention 2: premedication: atropine 0.6 mg + diazepam 0.15 mg/kg
Intervention 3: premedication: atropine 0.6 mg + pethidine 1.5 mg/kg
Outcomes Primary outcomes: postoperative recall of intraoperative awareness: Quote "ability premedication to lessen frequency unpleasant recall when patients premedicated with narcotics before nitrous oxide‐oxygen‐relaxant anaesthesia": class 1
Quote: "No patient in any of the three groups reported pain during surgery or awareness of the surroundings"
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia: N2O yes/narcotic/hypnotic/muscle relaxants induction yes/maintenance yes
Anaesthesia induction: thiopental 7 mg/kg + suxamethonium 1 mg/kg + lignocaine 4%; anaesthesia maintenance: O2:N2O 2:1 + curare 0.6 mg/kg then bolus to maintain apnoea; reversed neostigmine + atropine 1.2 mg
Time of outcome determination: in operating room, 30 to 45 min after surgery, on ward 4 to 8 h after surgery
Method of outcome determination: interview
Comment: no awareness reports is interesting in setting of only O2/N2O/curare major surgery and randomization was premed; these results are contrary to the merged studies of comparison 4 (benzodiazepines vs other drugs)
No email could be found for author survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "patients were allocated randomly to one of three groups..."
Allocation concealment (selection bias) Unclear risk Comment: as above
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist and postoperative interviewer: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: anaesthesiologist and postoperative interviewer: no information provided
Quote: "No patient in any of the three groups reported pain during surgery or awareness of the surroundings"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information provided

Aime 2006.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: France
 Sex: both
 Age: 18 to 80
 ASA: I‐III
 Procedure: Quote: "elective abdominal, gynaecologic, urologic, or orthopaedic surgery expected to last at least 1 h"
 Study size: 140 enrolled 125 results = 15 dropouts; 15/140 (˜10%)
Interventions Randomized portion of anaesthetic: volatile agent types: ADM: BIS vs SCPs
Intervention 1: sufentanil and sevoflurane ‐ standard clinical practices (SCPs) N = 60 ‐ 54 = 6 exclusions
Intervention 2: sufentanil and sevoflurane ‐ BIS 40 to 60 N = 40 ‐ 34
Intervention 3: sufentanil and sevoflurane ‐ spectral entropy 40 to 60 N = 40 ‐ 37 = 3 exclusions
Outcomes Primary outcomes: sevoflurane consumption
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No patient reported intraoperative recall"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O yes/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance yes
Premedication: 100 mg hydroxyzine
Induction: propofol 2 mg to 3 mg/kg + sufentanil 0.2 µg to 0.3 µg/kg + atracurium 0.5 mg/kg
Maintenance: sevoflurane in 60% N2O with oxygen 1 L/min + sufentanil 0.15 to 0.20 µg/kg/h and 5 µg bolus + atracurium 0.3 mg/kg/h + propofol 50 mg to 100 mg bolus if needed
Time of outcome determination: 1 and 3 days postoperatively
Method of determination: standardized interview
Quote: "The primary end point of this study was defined as the reduction in sevoflurane consumption"
Comment: this RCT was not powered for awareness ‐ inadequate sample size
Author's survey sent on 26 November 2013 to: m.fischler@hopital‐foch.org; second request sent 18 September 2014; author response on 19 September 2014: "Our methodology was that postop interviewer was blinded to intraop data and to randomization"
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "...were randomly allocated to one of three groups, the standard practice group, the BIS‐guided group, or the spectral entropy‐guided group, using a randomization list performed with computer generated random numbers."
Allocation concealment (selection bias) Unclear risk Comment: insufficient information provided
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "In the standard practice group, the screen monitor was customized to make BIS and Entropy values invisible to the attending anesthesiologist. In the BIS and in the spectral entropy guided groups, only the guiding parameter was displayed to the users"
Comment: anaesthesiologist not blinded to the randomized anaesthetics and both groups not blinded to SCPs even though both control groups blinded to ADM
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "...all patients were visited in the postanaesthesia care unit and on the first and third postoperative days and interviewed about intraoperative recall using a standardized interview..."
Comment: author response on 19 September 2014: "Our methodology was that postop interviewer was blinded to intraoperative data and to randomization"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: patients who had clinical signs of intraoperative arousal were excluded. Awareness was a secondary outcome and the imbalance of excluded patients as they relate to the risk of awareness was inadvertently high risk in order to remove the confounding effect of propofol administration on sevoflurane consumption
Comment: SCP: 3/60 high‐risk awareness exclusions; ADM (BIS and Entropy): 2/80 high‐risk awareness exclusions; imbalanced between groups but not significantly different Peto OR 0.49 (0.08 to 2.93); similar results with all types exclusions: 9/80 vs 6/60, 1.14 (0.39 to 3.35)
Quote: “For dichotomous outcome data, the proportion of missing outcomes compared with observed event risk enough to induce clinically relevant bias in intervention effect estimate” (Higgins 2011)
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information provided

Akcali 2008.

Methods Study design: randomized parallel groups
Study dates: Quote: "2001‐2002" (ROB bias survey)
Participants Country: Turkey
 Sex: both
 Age: 42
 ASA: I‐II
 Procedure: lumbar discectomy
 Study size: 56
Interventions Randomized portion of anaesthetic: TIVA bolus ADM (BIS) vs SCP
Intervention 1: remifentanil bolus (1 µg/kg) + propofol (2 mg/kg) SCP), N = 28
Intervention 2: remifentanil bolus + propofol titrated BIS 45 to 65, N = 28
Outcomes Primary outcomes: effect of Bispectral Index (BIS) monitoring on haemodynamic parameters, drug consumption
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "None of the patients remembered intubation, positioning and incision moments but haemodynamic reactions were recorded in some cases"
Notes Non‐randomized portion of anaesthetic: parts of TIVA/N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance yes
Anaesthesia induction: remifentanil bolus (1 µg/kg) + propofol (2 mg/kg) or (1 mg/kg + 10 mg boluses to achieve BIS of 45 to 65) + pancuronium (0.1 mg/kg) + intubation, additional muscle relaxants given 1 to 2 twitch response to TOF
Anaesthesia maintenance: 33% O2 and 67% air propofol infusion (4 mg/kg/h) + remifentanil (0.1 µg/kg/min)
Quote: "In order to avoid observer bias, the control group was studied first while a BIS monitor was attached to the patient but the screen was blinded to the anesthesiologist by covering by a card"
Time of outcome determination: first postoperative day
Method of outcome determination: interview
Survey response: 27 March 2011 from Didem Akcali didemakcali@yahoo.com
Email sent on 26 November 2013 to clarify randomization process
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "The first 28 patients scheduled for surgery were randomised to control group. The last 28 patients were used as BIS group as first control group was studied in order to avoid observer bias." (Email bias survey, see notes)
Quote: "These patients were randomly assigned to one of two study groups." (author's survey)
Allocation concealment (selection bias) Unclear risk Comment: no information
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Patient" (author's survey)
Quote: "first the control group was studied in order to avoid observer bias. The BIS monitor screen was blinded by a card and important instances were marked without seeing the monitor screen. Afterwards BIS group was studied." (author's survey)
Blinding of outcome assessment (detection bias) 
 All outcomes High risk Quote: "Patient" (author's survey)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Quote: "The study protocol is available and all of the study’s pre‐specified (primary and secondary) outcomes that are of interest in the review have been reported in the pre‐specified way." (Author's survey)
Other bias Low risk Quote: "there was no bias. The study was performed as planned without any source of bias." (Author's survey)

Anez 2001.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Spain
 Sex: unclear
 Age: group A 43.05 ±15.2, group B 38.1 ± 14.7
 ASA: I and II
 Procedure: vascular, venous, ortho outpatient
 Study size: 40, completed 39
Interventions Randomized portion of anaesthetic: TIVA ADM (BIS) vs SCP
Intervention 1: BIS blinded, N = 20
Intervention 2: BIS open (40 to 60), N = 20
Outcomes Primary outcomes: effect of Bispectral Index (BIS) monitoring on propofol consumption, awakening, time to discharge, haemodynamic parameters, drug consumption
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
No awareness reports
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) TIVA anaesthesia/N2O no/narcotics and/or hypnotics bolus TCI/muscle relaxants induction yes/maintenance unclear
Premedication: midazolam 0.03 µg/kg + atropine 0.01 µg/kg; anaesthesia induction: alfentanil 10 µg/kg, boluses 5‐10 µg, rocuronium 0.2 mg/kg (smaller than usual intubating dose) TCI propofol initial dose 3.5 µg to 4 µg/mL/min, LMA; anaesthesia maintenance: propofol 2 µg/mL ambulatory surgery/propofol administered intravenously through a computerized system (Diprifuso®) and laryngeal mask
Translated by Brett Smith; survey sent: canez@gaIenics.com
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) High risk Quote: translation: "sequential randomisation: picked first 20 into one group and 2nd 20 into the second group"
Allocation concealment (selection bias) Unclear risk Comment: rule: no information
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: randomization was performed for BIS open or closed
BIS blinded to SCP group but SCP open to both groups
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: anaesthesiologist and postoperative interviewer: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information provided

Arellano 2000.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Canada
 Sex: female
 Age: 18 to 55
 ASA: I and II
 Procedure: elective ambulatory termination of pregnancy or gynaecologic laparoscopy
Study size: 1490, completed 1207, dropouts 283 (dropout 19%)
Interventions Randomized portion of anaesthetic: parts of TIVA no N2O
Intervention 1: maintenance: propofol N2O O2 65% to 35%
Intervention 2: maintenance: propofol alone TIVA O2 100%
Outcomes Primary outcomes: time to home readiness, postoperative recovery
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "We did not observe any cases of awareness in the TIVA...the incidence of intraoperative awareness is not greater than 0.4% inpatients undergoing outpatient gynaecologic surgery with our TIVA protocol...The aggregated incidence of awareness in the N2O group was 0.13%...we did not encounter this unacceptably high incidence of recall as our protocol specified a starting propofol infusion rate of > 160 pg kg ‐ min with subsequent reductions if indicated clinically"
Quote: "...one patient in this study reported intraoperative awareness (laparoscopy, N2O group). The attending anaesthesiologist noted that this was likely caused by a kinked intravenous line that interrupted the flow of propofol for a short period"
Comment: not powered for awareness
Notes Non‐randomized portion of anaesthetic: parts of IV and TIVA: N2O yes and no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance yes
TP anaesthesia induction: fentanyl 0.7 mg/kg + 20 mg lidocaine and 2.0 mg/kg propofol
TP maintenance: propofol 20 mg boluses at signs of light anaesthesia
Laparoscopy induction: fentanyl 1.5 mg/kg + d‐tubocurare 3 mg + 20 mg lidocaine + 2.0 mg/kg propofol with propofol titrated to loss of lid reflex + succinylcholine 1.5 mg/kg vecuronium 0.075 mg to 0.1 mg/kg
Laparoscopy maintenance: propofol 100 µg to 200 µg/kg/min + propofol 20 mg boluses if needed
Time of outcome determination: 24 h
 Method of outcome determination: interview "...these two surgical procedures represented the vast majority of ambulatory gynaecologic surgery performed at the institutions studied, patients undergoing other ambulatory gynaecologic procedures were not studied to reduce heterogeneity in study population"
Email sent to arellano@is.dal.ca and arel111@yahoo.com on 26 November 2013
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Patients were randomly allocated by computer‐generated random numbers in blocks of four..."
Allocation concealment (selection bias) Low risk Quote: "Patients were allocated to either the TIVA or N2O group when the anaesthesiologist opened the sealed opaque envelopes at induction of anaesthesia"
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "... The anaesthesiologists were not blinded to treatment allocation to ensure safe anaesthetic care. Biased administration of the anaesthetics and un‐blinding of the research assistants were prevented by the following...."
Comment: based on the criteria for this domain we graded it high risk but would use discretion if RCT merged into meta‐analysis
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Subjects were assessed by a blinded research assistant every 20 min until they reached it score 9. In addition, the same research assistant interviewed patients by telephone 24 hours after discharge ..."
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: imbalanced but not significantly different between groups: N2O (40/740) vs TIVA O2 (32/750), Peto OR 1.28 (0.80 to 2.06)
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Ashworth 1998.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: UK
Sex: female and male
Age: 18 to 70
ASA: I‐II
Procedure: ambulatory surgery
Study size: 90
Interventions Randomized portion of anaesthetic: parts of IV vs parts of volatile agent
Intervention 1: maintenance: isoflurane ET 0.6%, then 0.25% to 1%; N = 30
Infusion of propofol, 160 µg/kg/min then 50 µg to 200 µg/kg/min; N = 30
Intervention 3: desflurane ET 3.6% then 1.4% to 6% PRN; N = 30
Outcomes Primary outcomes: postoperative recovery; respiratory complications; heart rate (h) (A) and mean arterial blood pressure; episodes of purposeful movement
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "The IV anaesthetic propofol was associated with more patient movement (without awareness) during surgery"
Comment: no awareness events
Notes Non‐randomized portion of anaesthetic: parts of IV vs parts of volatile agent N2O yes/narcotics/hypnotics bolus/muscle relaxants induction no/maintenance no
Induction: a single anaesthesiologist, fentanyl 1 µg/kg/lidocaine 20 mg and propofol 20 mg to 40 mg every 10 S, LMA was inserted after adequate jaw relaxation. No muscle relaxant used, N2O 67%/O2 6 L/min for 10 min then 2 L/min
Quote: "In spontaneously breathing patients, inadequate anaesthesia is manifested by purposeful movements, which allows corrective action to be taken promptly. As a result, awareness is unlikely, and none of our patients recalled intraoperative events. When muscle relaxants and controlled ventilation are used, however, awareness is a greater risk because inadequate anesthesia can occur without obvious changes in clinical signs"
No email found
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "An open‐label, prospective study design was used involving random allocation to one of three parallel groups for the maintenance of anesthesia (isoflurane, propofol, or desflurane) with blind assessment of postoperative recovery"
Allocation concealment (selection bias) High risk Quote: "Participants or investigators enrolling participants could possibly foresee assignments and thus introduce selection bias, such as allocation based on: Using an open random allocation schedule (e.g. a list of random numbers)" (Higgins 2011)
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: see above
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "No patient subsequently had recall of any intraoperative event on direct postoperative questioning"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information

Avidan 2008.

Methods Study design: randomized parallel groups
Study dates: September 2005 to October 2006
Participants Country: USA
Sex: both
Age: mean age 59.5 to 59.2 at high risk of awareness
ASA: I‐IV
Procedure: not identified
Study size: 2000 entered study and 1941 completed possible interviews
Interventions Randomized portion of anaesthetic: volatile agent types ADM BIS vs ETAG
Intervention 1: BIS guided anaesthesia (target BIS range, 40 to 60), N = 1000
Intervention 2: ETAG guided anaesthesia (target ETAG 0.7 to 1.3 MAC), enrolled 2000, completed study 1941
Outcomes Primary outcomes: awareness/wakefulness as defined using our "Classification of intra‐operative cognitive states" Table 1: class 4
 Comment: 16 awareness reports by patients = 4 definite + 5 possible + 7 no awareness: expert panel classification.1 2/16 patient awareness reports NOT used in calculation of awareness rate (definite awareness)
Definite and possible BIS 10/967 vs SCP 6/974
Definite: BIS 2/967 vs SCP 2/974
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O unclear/narcotics/hypnotics/muscle relaxants induction unclear/maintenance unclear
Anaesthesia induction: left to discretion of anaesthetist
Anaesthesia maintenance: left to discretion of anaesthetist
Comment: high risk of anaesthesia awareness/isoflurane, sevoflurane or desflurane/supplemental N2O permitted
Time of outcome determination: within 24 h, 1 to 3 days, and 72 days postoperative period
Survey response: 27 September 2011 Michael Avidan, avidanm@anest.wustl.edu
Email sent to author to clarify missing data issues: 7 December 2013: Michael Avidan, avidanm@anest.wustl.edu. Dr Avidan responded. Senior authors developed consensus on ROB domain emailed to authors and response acknowledging our assessment sent/received 28 December 2013. Email sent 21 October 2014 adjudicated awareness reports and response 21 October 2014; 14 November 2014 adjudicated awareness reports for review copies of reports not published in RCT. Dr Avidan responded 14 November 2014
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "The design was a single‐center, prospective study, in which 2000 patients underwent pre‐randomization electronically in blocks of 100, with 50 patients assigned to a BIS‐guided protocol and 50 to an ETAG‐guided protocol"
Quote from survey: "Computer generated randomization. Block randomized in blocks of 100 (50 in each group per block). Unique case identifier and information on group allocation (BIS or ETAG) was sealed in opaque envelopes"
Allocation concealment (selection bias) Low risk Quote from survey: "The opaque envelope was opened by a research coordinator only after the patient (who had already signed consent) was transferred to the operating room"
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "The anesthesiologists were not blinded to treatment allocation to ensure safe anaesthetic care"
Quote from paper: "formed consent. The anesthesia practitioners were aware of the assignments of the patients, but the patients, the postoperative interviewers, the expert reviewers, and the statistician were not"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patient, Awareness outcome assessor (interviewer), Statistician, expert reviewers who determined whether awareness was definite, possible or not awareness"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: 2000 patients enrolled, in table 1, trial enrolment, there were 33 BIS and 26 ETAG patients excluded after randomization. 1905/1941 (98%) completed 1 to 3 awareness interviews and 36/1941 (2%) completed no awareness interviews
Senior authors' consensus: ... because of the balanced event rates and sample sizes, even though the reasons for a portion of the dropouts are not known, there would be little impact on the reported outcome from the study if these patients had been interviewed for awareness
33/2000 vs 26/2000, Peto OR 1.27 (0.76 to 2.13)
Email sent to author to clarify these issues: 7 December 2013: Michael Avidan, avidanm@anest.wustl.edu
Selective reporting (reporting bias) Low risk Quote: "The study protocol was not published in the public domain. The trial was registered on clinical trials.com (NCT00281489)"
Other bias Low risk Quote: "We know of no bias related to the study design"

Avidan 2011.

Methods Study design: randomized parallel groups
Study dates: May 2008 through May 2010
Participants Country: USA
Sex: both
Age: mean 60 ± 14.2, 61 ± 14.4; high risk of awareness
ASA: I‐IV (> 80% patients ASA III‐IV)
Procedure: elective surgery
Study size: 6041 enrolled, 49,000 screened, 5801 included in trial, 5713 completed >= 1 interview (primary outcome analysis) (98.3%)
Interventions Randomized portion of anaesthetic: volatile agent types ADM BIS vs ETAG
Intervention 1: BIS guided anaesthesia (target BIS range, 40 to 60), N = 2861
Intervention 2: ETAG guided anaesthesia (target ETAG 0.7 to 1.3 MAC), N = 2852
Outcomes Primary outcomes: awareness/wakefulness as defined using our "Classification of intra‐operative cognitive states" Table 1: class 4
Comment: see discussion section on classification
Quote: "...With some awareness events apparently occurring with BIS values below 60, decreasing anesthetic concentration solely on the basis of a BIS value of less than 60 is not recommended...rare event such as awareness, unidentified risk factors such as genetic resistance to anesthetic agents could have been unequally distributed between the BIS and ETAC groups despite randomization and could have confounded the results"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O unclear/narcotics/hypnotics/muscle relaxants induction unclear/maintenance unclear
BIS or Anaesthetic Gas to Reduce Explicit Recall (BAG‐RECALL)
General anaesthesia with isoflurane, sevoflurane or desflurane
Patients at high risk were defined as those with at least one risk factor (Table 1)
Anaesthesia induction: left to discretion of anaesthetist
Anaesthesia maintenance: left to discretion of anaesthetist
Time of outcome determination: modified Brice questionnaire, within 72 h after surgery and at 30 days after extubation
Method of outcome determination: interview
Survey response: 27 September 2011Michael Avidan, avidanm@anest.wustl.edu; see Avidan 2008 for subsequent email communications; email sent 21 October 2014 adjudicated awareness reports and response21 October 2014; 14 November 2014 adjudicated awareness reports for review copies of reports not published in RCT. Responded 14 November 2014; emails January to February 2015: adjudicated awareness reports
A delayed report of an awareness event was published in 2013 (Villafranca 2013)
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "6100 pre‐randomization designations were generated electronically in blocks of 100, divided equally between the groups"
Quote from survey: "Computer generated randomization. Block randomized in blocks of 100 (50 in each group per block), randomization was generated at the coordinating site. Unique case identifier and information on group allocation (BIS or ETAG) was sealed in opaque envelopes"
Allocation concealment (selection bias) Low risk Quote: "Labels indicating BIS group or ETAC group were sealed in opaque, numbered envelopes"
Quote from survey: "The opaque envelope was opened by a research coordinator only after the patient (who had already signed consent) was transferred to the operating room"
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Patients in the ETAC group had monitors configured to conceal the BIS number, so the anesthesia practitioners were unaware of the BIS values. The practitioners in both groups could view the ETAC. Summaries of the BIS and ETAC protocols"
 Comment: see this domain's comments in Avidan 2008
Comment: anaesthesia practitioners ETAG group using monitor configuration omits BIS number, so unaware of BIS values; both groups view ETAG concentrations
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk "Patient, Awareness outcome assessor (interviewer), Statistician, expert reviewers who determined whether awareness was definite, possible"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: see Avidan 2008
(46/2907) vs (50/2902), Peto OR 0.92 (0.61 to 1.37)
Email sent to author to clarify this issue: 25 November 2013: Michael Avidan, avidanm@anest.wustl.edu
Selective reporting (reporting bias) Low risk Quote from survey: "The study protocol is available and was published in the journal BMC Anesthesiology (http://www.ncbi.nlm.nih.gov/pubmed/19948045), and the study's pre‐specified (primary and secondary) outcomes that are of interest in the review have been reported in the pre‐specified way. The distressing experience of awareness was reported as a post hoc analysis"
Other bias Low risk Quote from survey: "We know of no important source of bias related to study design"

Baraka 1989.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Lebanon
Sex: female
Age: mean age 31
ASA: not available, "healthy"
Procedure: caesarean section
Study size: 50
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) vs parts of volatile agent/N2O ±
Intervention 1: induction: thiopentone 4 mg/kg; maintenance: N2O 50%  + halothane 0.5% in O2, N = 10
Intervention 2: induction: thiopentone 4 mg/kg; maintenance: halothane 1% in O2, N = 10
Intervention 3: induction: ketamine 1.5 mg/kg; maintenance:  50% N2O + 0.5% halothane in O2, N = 10
Intervention 4: induction: ketamine 1.5 mg/kg; maintenance: 1% halothane in O2, N = 10
Intervention 5: induction: ketamine 1.5 mg/kg; maintenance: 100% O2, N = 10
Outcomes Primary outcomes: APGAR, blood loss maternal artery PO2 (kPa), PCO2 (kPa), umbilical vein PO2 (kPa), PCO2 (kPa)
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "Awareness following induction of anaesthesia was detected using isolated forearm technique"
Comment: in this review this is referred to as "wakefulness"; "recall" is used by the authors as patient memory of postoperative events (awareness)
Table 1 p646: "awareness" (wakefulness) 18 (14 in thiopentone and 4 in ketamine groups) patients, "recall" (awareness) 2 patients, intraoperative dreams 1, intraoperative hallucination 1 (classified as dream; both dreams in ketamine group)
"Two of the 20 thiopentone patients had recall, confined to the time of delivery"
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) vs parts of volatile agent/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance yes
Anaesthetic induction: suxamethonium 1.5 mg/kg
After delivery ‐ anaesthetic maintenance: 66 N2O in O2 + fentanyl 3 µg/kg/alcuronium 0.25 mg/kg
Time of outcome determination: following recovery and the next day
Method of outcome determination: interview
"Awareness following induction of anaesthesia was detected using the isolated forearm technique...Following tracheal intubation, the patient's right hand was clasped by the anaesthetist and the patient was asked to squeeze and relax her hand three times successively... Because hand movement may occur spontaneously or as a response to surgical stimulation, the test was considered positive only if the patient squeezed and relaxed her hand according to instructions"
ROB survey see Baraka 1998: the Cochrane Anaesthesia, Critical and Emergency Care Group's editorial team prefers not to extrapolate to previously published RCTs in assigning ROB risk
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "The 50 patients were allocated randomly to five equal groups"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: insufficient information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no dropout
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Baraka 1998.

Methods Study design: randomized parallel groups
Study dates: "January 1997 till October 1997" (email bias survey, see notes)
Participants Country: Lebanon
Sex: female
Age: mean 30
ASA: I‐II
Procedure: elective caesarean section
Study size: 40
Interventions Randomized portion of anaesthetic: parts of TIVA: narcotic vs narcotic
Intervention 1: induction with 100 mg tramadol + tramadol 50 mg as needed, N = 20
Intervention 2: induction with 100 mg fentanyl + fentanyl 50 µg, N = 20
Outcomes Primary outcomes: similar to Baraka 1989
Secondary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "No patient in the fentanyl group had any intraoperative recall, while two patients in the tramadol group recalled crying of their newborns at the delivery time; no pain was experienced at that time"
Notes Non‐randomized portion of anaesthetic: parts of TIVA: N2O yes/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance yes
Anaesthesia induction: 100 mg tramadol or 100 mg fentanyl + thiopental 3 mg/kg + succinylcholine 1.5 mg/kg
Anaesthesia maintenance: N2O 50% + vecuronium 0.1 mg/kg; post partum: N2O 50%
TIme of outcome determination: following recovery and day after operation
Method of outcome determination: interview
Survey response: 10 March 2011 Boutros Assaf, nbassaf@cyberia.net.lb
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "paper draw" (email bias survey)
Quote: "Patients were randomly allocated into two groups"
Allocation concealment (selection bias) High risk "The anesthesiologist was not blinded" (email bias survey)
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: see below
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "the anaesthesiologist was not blinded...Patient, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk "study protocol not available" (email bias survey)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "none"

Barr 1977.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: UK
Sex: female
Age: 28
ASA: not available
Procedure: caesarean section
Study size: 220 enrolled, 37 dropouts, 183 completed study
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia: maintenance: post‐delivery: hypnotics
Intervention 1: post‐delivery: lorazepam 2 mg, N = 110 enrolled; 93 results
Intervention 2: post‐delivery: diazepam 10 mg, N = 110; 90 results
Outcomes Primary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "A total of seven patients had pleasant dreams, seven had unpleasant dreams and three had actual recall"
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia (Liverpool technique): N2O yes/narcotics/hypnotics bolus/NMBs induction yes/maintenance yes
Anaesthesia induction: sodium thiopentone to max of 300 mg or 4 mg/kg + suxamethonium or pancuronium; anaesthesia maintenance: N2O in oxygen 2:1. If signs of lightness PRN: incremental doses pethidine 25 mg max dose (Liverpool technique). Post‐delivery medication: ergometrine 0.5 mg + pethidine 0.5 mg + study drug
Comment: see discussion of r etrograde amnesia
Quote: "unpleasant dreams indicate inadequate depth of anaesthesia"
Time of outcome determination: second or third postoperative day
Method of outcome determination: interview
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "The trial ampoules...were distributed from a table of random numbers"
Allocation concealment (selection bias) Unclear risk Comment: as above
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "Immediately following delivery the anaesthetist injected ergometrine 0·5 mg, pethidine 25 mg, and the contents of a trial ampoule into the intravenous infusion. The trial ampoules contained lorazepam 2 mg in 2 ml, or diazepam 10 mg in 2 ml; these were distributed from a table of random numbers"
Blinding of outcome assessment (detection bias) 
 All outcomes High risk “Postoperative interview. The patient was interviewed on the second or third postoperative day by one of the authors. The questions asked are listed in Table 1”
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: 17% dropouts; lorazepam 93 (110 ‐ 93 = 17 exclusions, 110 ‐ 90 = 20 exclusions) and diazepam 90 completed study; Peto OR 0.82 (0.41 to 1.67)
Quote: "Thirty‐seven of the 220 patients originally admitted to the trial were later excluded because of deviation from the protocol, incomplete records, broken ampoules, or lost forms; as far as the authors are able to ascertain none of these patients was aware during the procedure"
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Bauer 2004.

Methods Study design: randomized parallel groups
 Study dates: "December 2000 ‐ February 2002" (email bias survey, see notes)
Participants Country: Germany
 Sex: both
 Age: 60
 ASA: not available
 Procedure: elective coronary artery bypass grafting
 Study size: 40
Interventions Randomized portion of anaesthetic: parts of TIVA TCI vs MCI and ADM BIS 40 to 50
Intervention 1 (TCI group): background infusion of remifentanil (0.3 µg/kg/min) and propofol at a target concentration of 3 µg/mL using target‐controlled infusion (TCI, Diprifusor), N = 20
Intervention 2 (BIS group): general anaesthesia background infusion of remifentanil (0.3 µg/kg/min) and propofol titrated to maintain a BIS value of 40 to 50, N = 20
Outcomes Primary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "None of the patients reported awareness during a standardized interview"
Notes Non‐randomized portion of anaesthetic: parts of TIVA: N2O no/narcotics/hypnotics bolus MCI TCI/muscle relaxants induction yes/maintenance yes/ADM no
Anaesthesia induction: remifentanil infusion (0.1 µg/kg/min) + propofol at target concentration of (3 µg/mL) + atracurium plus additional boluses: ensure relaxation throughout surgery
Anaesthesia maintenance: remifentanil infusion (0.3 µg/kg/min) + propofol titrated in group specific manner (see above) + atracurium boluses as needed; controlled ventilation; BIS group was titrated to BIS < 60
Time of outcome determination: first and third postoperative day
Quote: "Total intravenous anesthesia using propofol– remifentanil effectively attenuates the neurohumoral stress"
Method of outcome determination: standardized interview
Survey response: 2 February 2011, Michael Bauer michael.bauer@med.uni‐jena.de
Re‐emailed 26 December 2013 re allocation
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "computer‐generated randomisation list" (email survey)
Allocation concealment (selection bias) Unclear risk Quote: "sealed envelopes; opened immediately prior to induction of anaesthesia" (email bias survey)
Comment: unclear if envelope opaque as per Cochrane guidelines (Higgins 2011)
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "patient" (email survey)
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "None of the patients reported intraoperative recall during the standardised interview on postoperative days 1 and 3"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "data complete" (email survey)
Selective reporting (reporting bias) Low risk Quote: "Study protocols are not available but report includes all expected outcomes" (email survey)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "none" (email survey)

Bergmann 2013.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Germany
 Sex: male/female
 Age: 18 to 75: mean 44 to 48
 ASA: ASA I and II (90%) to III (10%)
 Procedure: orthopaedic: shoulder/knee/ankle
 Study size: 170 entered; 151 completed study
Interventions Randomized portion of anaesthetic: parts of TIVA ADM (SPI (plethysmograph)) vs SCP
"The propofol dose was adjusted according to entropy in both groups"
Intervention 1 (SPI group): remifentanil adjusted surgical pleth index (SPI), SPI: 20 ‐ 50, (N = 76)
Intervention 2 (control group): remifentanil adjusted clinical parameters (SCPs), (N = 75)
Propofol dose was adjusted SE entropy in an identical manner in both groups
Outcomes The primary endpoints of the study were differences between the groups in the recovery times and the consumption of anaesthetic drugs
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Secondary endpoints were the occurrence of complications such as intraoperative awareness, nausea and vomiting, postoperative pain, patient satisfaction with the anaesthesia, shivering, and haemodynamic stability
"No patient reported intraoperative awareness"
Notes Non‐randomized portion of anaesthetic: parts of TIVA: N2O no/narcotics/hypnotics bolus MCI/NMBs induction PRN/maintenance PRN SR and CV ADM (Entropy)
Quote: "surgical pleth index (SPI) is an index based on changes in plethysmographic characteristics that correlate with the balance between the sympathetic and parasympathetic nervous system"
All patients: IV midazolam (1 mg to 3 mg), total IV technique remifentanil/propofol: bolus remifentanil (1 mg/kg), infusion 0.2 mg/kg/min, propofol 2 mg/kg/min until entropy SE < 60; propofol 4 mg/kg/h, than adjusted entropy target range between 40 to 60; infusion reduced 10 min before end of the operation SE value allowed increase 60 and 65. The airway was securedwhenever possible with a laryngeal mask airway for lower limb surgery, and with a tracheal tube for shoulder operations; mivacurium (0.2 mg/kg) for intubation; AP was lowered with titrated 5 mg IV doses urapidil
Quote: "SPI is a dimensionless number between 0 (low stress) and 100 (high stress) that is calculated from the heart rate (HR) and the pulse wave amplitude obtained with a finger clip...SPI = 100 − (0.33 × HBInorm + 0.67 × PPGnorm)...The precise description and calculation of the algorithm is provided elsewhere.22"
ROB survey: we emailed on 21 March 2015, ingo.bergmann@med.uni‐goettingen.de
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "After randomization using a computer‐generated list, the patients were assigned to one of the two study groups"
Allocation concealment (selection bias) Unclear risk Comment: no information
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "In the SPI group, the remifentanil dose was adjusted according to the SPI, while in the control group, it was administered according to standard clinical criteria. The propofol dose was adjusted according to SE entropy in an identical manner in both groups"
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "Telephone interviews were conducted on the evening after the operation, and on the first and second postoperative days"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "One hundred and fifty‐one of the 170 recruited patients were included in the final analysis. Nineteen patients were excluded due to incomplete data sets or retraction of
 consent. The anthropometric data are shown in Table 1. Seventy‐six patients were in the group with SPI‐guided remifentanil administration and 75 patients in the control group"
Comment: no high‐risk dropouts; 170 recruited, all exclusions no significant difference between groups: SCP (10/85) vs SPI (9/85), 1.13 (0.43 to 2.91)
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information

Bestas 2004.

Methods Study design: randomized parallel groups
Study dates: "2003" (email survey)
Participants Country: Turkey
 Sex: both
 Age: 59.6
 ASA: not available
 Procedure: off‐pump CABG surgery
 Study size: 50
Interventions Randomized portion of anaesthetic: IV bolus MCI ADM (BIS) vs SCP
Intervention 1: induction: fentanyl (7 µg to 15 µg/kg) + propofol (2 mg to 2.5 mg/kg); maintenance: fentanyl (15 µg/kg/h) + propofol (6 mg/kg/h), N = 25
Intervention 2: induction: fentanyl (7 µg to 15 µg/kg) + midazolam (0.1 mg to 0.3 mg/kg); maintenance: fentanyl (15 µg/kg/h) + midazolam 0.1 mg/kg/h, N = 25
Comment: depth of anaesthesia was based on clinical signs. BIS values were not shown
Outcomes Primary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
"No patients were noted to recall the sounds presented during the operation and the preoperative events...no patients reported to have heard anything or had any dreams intraoperatively"
Notes Non‐randomized portion of anaesthetic: parts of IV:/N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance yes
Anaesthesia induction: fentanyl (7 µg to 15 µg/kg) + group‐specific study drug (see above) + vecuronium (0.1 mg/kg). Anaesthesia maintenance: fentanyl (15 µg/kg/h) + group‐specific study drug (see above) + vecuronium 0.02 mg/kg as needed
Time of outcome determination: 24 h after surgery
Method of outcome determination: standardized questionnaire
Author responded to email survey
Survey response: 24 January 2011 Azize Bestas, abestas@firat.edu.tr
Email sent to clarify allocation on 26 November 2013 to Azize Bestas, abestas@firat.edu.tr
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "randomly divided into two groups"
Quote (email bias survey): "A random numbers table was used"
Allocation concealment (selection bias) High risk Quote (email bias survey): "Anesthesia was administered to patients by an anaesthesiologist not blinded to the study allocation (blinded for BIS values)"
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Patient, Anesthesiologist, Awareness outcome assessor (interviewer)"
Comment: although many authors define ADM vs SCP as a blinded method, SCP is exposed to both groups
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patient, Anesthesiologist, Awareness outcome assessor (interviewer)"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no dropouts
Selective reporting (reporting bias) Low risk Quote: "There is no any important risk of bias." (Email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "There is no any important risk of bias." (Email bias survey, see notes)

Bethune 1992.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: England
 Sex: both
 Age: 60.6
 ASA: not available
 Procedure: coronary artery surgery
 Study size: 44 enrolled 43 completed study
Interventions Randomized portion of anaesthetic: parts of IV
Intervention 1: maintenance: propofol 2 mg/kg/h, N = 22
 Intervention 2: maintenance: methohexitone 1.5 mg/kg/h, N = 22
Outcomes Primary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 2
"No patient had explicit recall of any events during the period when the tape was played. The patients in the propofol group who heard the tape during surgery had significant implicit recall of the word associations..."
Notes Non‐randomized portion of anaesthetic: parts of IV (opioid‐based anaesthesia)/N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance yes
Anaesthesia induction: midazolam (2 mg) + fentanyl (15 µg/kg) + pancuronium (0.14 mg/kg)
Anaesthesia maintenance: drug infusion; atracurium 50 mg and droperidol 5 mg were administered on initiation of cardiopulmonary bypass (CPB)
Time of outcome determination: between 36 and 48 h after surgery
Method of outcome determination: interview
Comment: this implicit memory was lost when re‐tested in ICU with sedation
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "...were allocated randomly..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: pre‐ and postoperative interviewer was blinded to assignment ‐ implicit study tape
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "Data from one patient in the propofol group were mislaid and had been omitted from the analysis"
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Bhawna 2012.

Methods Study design: randomized parallel groups
 Study dates: January 2007 to December 2008
Participants Country: India
 Sex: male and female
 Age: 25 and 65 years of age
 ASA: I‐II
 Procedure: lower abdominal surgeries
 Study size: 50
Interventions Randomized portion of anaesthetic: cardiac drug vs placebo
Intervention 1: (N = 25) esmolol infusion
 Intervention 2: (N = 25) saline infusion
Entropy: 40 to 60
Quote: "...loading dose of randomly selected study drug infusion (0.5 mg/kg) over 5 min, 20 min before induction followed by a continuous infusion of the study drug at 0.5 mg/kg/min till the closure of skin incision"
Outcomes Primary outcomes: "...absolute isoflurane requirement between the two groups to keep the entropy values between 40 and 60 during the peri‑operative period"
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No incidence of intra‑operative awareness was reported by any patient from either of the groups"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O no/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance PRN/ADM: entropy
Induction: fentanyl (3.0 µg/kg)/propofol (1.25 mg to 2.0 mg/kg) titratedentropy 40 to 60/atracurium (0.5 mg/kg) then PRN/oxygen (FIO2) at 0.4/isoflurane/target RE/SE entropy
sukhminder_bajwa2001@yahoo.com 5 February 2015 response
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote from ROB survey response: "Simple randomization"
Allocation concealment (selection bias) Low risk Quote from ROB survey response: "By use of sequentially numbered opaque sealed envelopes (SNOSE)"
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote from ROB survey response: "Patient, Anesthesiologist, Awareness outcome assessor (interviewer)"
Comment: infusions used same rate
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote from ROB survey response: as above
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote from ROB survey response: "No such attrition/exclusions were reported in the study"
Selective reporting (reporting bias) Low risk Quote from ROB survey response: "All specified outcomes have been well addressed in the study"; "No significant difference in MAC was observed at intervals other than 30 min, 40 min and 105 min intervals"
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote from ROB survey response: "Study did not have any bias potential as the design of the study was conceived after thorough discussion among all researchers"

Blendinger 1976.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Germany
 Sex: both
 Age: not stated
 ASA: not stated
 Procedure: open heart surgery
 Study size: 15 in test group; control group not stated, assume 15 as per translator
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia MCI
Intervention 1: control group no etomidate: average fentanyl dose 30 µg/kg/min
Intervention 2: experimental group average etomidate dose 2.55 mg/kg; average fentanyl dose 12 µg/kg/min
Outcomes Primary outcomes: anaesthesia consumption, postoperative recovery parameters
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: none of the subjects reported any memories
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia: N2O yes/narcotics and/or hypnotics bolus MCI/muscle relaxants induction yes/maintenance yes
Muscle relaxation, intubation; maintenance:controlled respiration/N2O (2:1)  fentanyl was intermittently injected
Comment: high‐dose fentanyl anaesthesia with and without etomidate supplementation
Comment: details of anaesthetic unclear to translator; translator Lore Schultheiss
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Comment: unclear to translator
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no apparent dropout
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Block 1991.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: USA
 Sex: female
 Age: mean 34‐38‐35 (by group)
 ASA: I‐II‐III
 Procedure: operations on the fallopian rubes for infertility, vertical banding gastroplasty for morbid obesity, total abdominal hysterectomy, cholecystectomy, other small groups
 Study size: 72
Interventions Randomized portion of anaesthetic: parts of IV + N2O vs parts of volatile agent
Intervention 1: inhalation group:
Isoflurane ET 1.0 MAC/70% N2O/O2, N = 12
Isoflurane ET 1.3 MAC/70% N2O/O2, N = 24
Isoflurane ET 1.5 MAC/70% N2O/O2, N = 12
Bolus PRN: 0.75 µg/kg fentanyl/equivalent sufentanil: systolic BP 15% baseline
Intervention 2; 70% N2O/O2 2 doses of opioids, N = 24
Induction: fentanyl 7.5 µg induction/equivalent opioids, thiopentone
Maintenance: 70% N2O/O2
Outcomes Primary/secondary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no implicit/explicit memory
Quote: "determine if learning occurs during general anaesthesia"
Notes Non‐randomized portion of anaesthetic: parts of IV + N2O vs parts of volatile agent N2O yes/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance unclear
Thiopentone 3.0 mg/kg
Bolus fentanyl 2.5 µg/kg for systolic BP > 15% baseline or patient moved
Induction/maintenance: alfentanil 50 µg/kg (equivalent dose other opioids) then 1 µg to 1.5 µg/kg/min; 70% N2O/O2, infusion: assumed sufentanil 1 µg, fentanyl 5 µg, and alfentanil 25 µg to be equivalent doses
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Patients were allocated blindly and randomly to one of two anesthesia methods..."
Allocation concealment (selection bias) Unclear risk Comment: see above
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: insufficient information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Bonato 2001.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Italy
Sex: female and male
Age: mean age 64 and 63 years (range 28 to 75)
ASA: cardiac surgery: II‐IV
Procedure: cardiac surgery
Study size: 93
Interventions Randomized portion of anaesthetic: ADM BIS 60 vs 40: implicit memory test
Control group: N = 20
73 subjects (experimental group)
Group A: N = 35
Group B: N = 38
Intervention 1: BIS 60 (word list played)
Intervention 2: BIS 40
Outcomes Primary/secondary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 2
Quote: "significant intraoperative implicit memory was found (P < 0.005), but no patient had spontaneous or directed recall of intraoperative events"
Notes Non‐randomized portion of anaesthetic: parts of TIVA: N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance yes
Remifentanil‐propofol‐vecuronium‐vecuronium, CPB
The mean dose of propofol group A was 1.9 mg/kg/h, group B 2.3 mg/kg/h; remifentanil mean dose required in the 2 groups is the same: 0.45 mg/kg/min
Translated by AM
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "...prospective, randomised study"
Allocation concealment (selection bias) Unclear risk Comment: inadequate information
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: anaesthesiologists targeted anaesthesia to 2 different endpoints, BIS 60 and 40
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "a standardised interview was conducted to determine the extent of intraoperative explicit memory and a Word Stem"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing data
Selective reporting (reporting bias) Low risk Comment: primary outcome: implicit memory; secondary outcome: awareness
Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information

Browne 1973.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Canada
 Sex: female
 Age: 20 to 76
 ASA: I‐II
 Procedure: gynaecological operations
 Study size: 112
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) (neurolept) anaesthesia/induction
Intervention 1: induction: thiopentone (250 mg to 500 mg), N = 56
 Intervention 2: induction: innovar 1 mL to 2 mL (fentanyl‐droperidol) + thiopentone 250 to 500 mg, Innovar (0.5 mL to 1 mL), PRN signs light anaesthesia, N = 56
Outcomes Primary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "Recall of music appeared to be definite in two patients in Group I"
Quote: "This study is concerned with the assessment of the patient's awareness for events occurring during and after surgery, when using two types of light anaesthesia"
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) (neurolept) anaesthesia: N2O yes/narcotics and/or hypnotics bolus muscle relaxants induction yes/maintenance PRN
Maintenance: 60% N2O/curare or pancuronium PRN; patients were exposed to a fixed auditory stimulus (music)
 Comment: Innovar had less movement; see Dryad
Time of outcome determination: within 48 h
Method of outcome determination: interview
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "The patients were then divided at random into two groups"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: insufficient information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Bruhn 2005.

Methods Study design: randomized parallel groups
Study dates: Quote: "2001‐2003" (email bias survey)
Participants Country: Germany
Sex: both
Age: 18 to 80
ASA: I‐III
Procedure: minor surgery > 1 h
Study size: 200
Interventions Randomized portion of anaesthetic: volatile agent types ADM (BIS) vs SCP
Intervention 1: BIS controlled desflurane‐remifentanil, N = 71
Intervention 2: AAI controlled desflurane‐remifentanil, N = 58
Intervention 3: clinical parameters controlled desflurane‐remifentanil; maintenance: desflurane increase 0.5% if needed, N = 71
Outcomes Primary outcomes: recovery times and drug consumption: BIS vs SCP
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "No patient complained of intraoperative recall"
20 patients remembered dreaming during surgery
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance no/ADM BIS or AAI
Premedication: midazolam 7.5 mg
Induction: remifentanil 0.4 µg/kg/min + propofol 2 mg/kg + cis‐atracurium 0.1 mg/kg + remifentanil increased 0.05 µg/kg/min if needed
Maintenance: remifentanil reduced to 0.2 µg/kg/min + desflurane 3% ET in O2 and air. No more neuromuscular blocking agents were given intraoperatively
Time of outcome determination: 1 and 3 days postoperatively
Method of determination: interview
Primary author responded to email bias survey 31 March 2011. See bias table below for responses
Survey response: 31 March 2011 J. Bruhnj.bruhn@anes.umcn.nl
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "The patients were randomised by drawing lots from a closed box." (Email bias survey)
Allocation concealment (selection bias) High risk Quote: "Anaesthesiologist: Due to the study design, the anaesthesiologist had to know to what group a patient was randomised." (Email bias survey)
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Patient" (email bias survey, see notes)
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "In post‐operative period, investigators interviewed patients about awareness with an informal interview." (Email bias survey)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "The outcome data were complete, there were no exclusions from the analysis." (Email bias survey)
Selective reporting (reporting bias) Low risk Quote: "...non‐significant results from the study, i.e. no differences between the groups were reported." (Email bias survey)
Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information (Email bias survey)

Casati 1999.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Italy
Sex: "healthy women"
Age: 18 to 70
ASA: I‐II
Procedure: ultrasound guided oocyte retrieval for in vitro fertilization procedures
Study size: 60
Interventions Randomized portion of anaesthetic: parts of IV
Intervention 1: induction/maintenance: propofol/fentanyl
Intervention 2: induction/maintenance: midazolam/remifentanil
Outcomes Primary outcomes: recovery characteristics 2 anaesthesia protocols
 Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "Four patients in the midazolam/remifentanil group (13%) would not accept the same anaesthetic procedure for further in vitro fertilization treatment due to intra‐operative awareness, while all propofol/fentanyl patients were prepared to accept the same procedure again (P < 0.05)"
Notes Non‐randomized portion of anaesthetic: parts of IV: N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction no/maintenance no
Midazolam/remifentanil group, (N = 30) IV midazolam (0.05 mg/kg) infusion remifentanil; propofol/fentanyl group, N = 30, IV fentanyl (1.5 mg/kg)/propofol (1 mg/kg) than propofol (2 mg to 4 mg/kg/h). SR 50% oxygen if pulse oxygen sat. < = 90% manually assisted using an oral airway–facemask
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "were then randomly divided in two groups according"
Allocation concealment (selection bias) Unclear risk Comment: inadequate information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: inadequate information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: inadequate information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information provided

Celebioglu 2002.

Methods Study design: randomized parallel groups
 Study dates: April to September 1999
Participants Country: Turkey
Sex: both
Age: 54, 51
ASA: NA
Procedure: open heart surgery
Study size: 59
Interventions Randomized portion of anaesthetic: maintenance: CPB: (IV) vs volatile agent (inhalational anaesthesia): music explicit/implicit memory test
Intervention 1: maintenance during CPB: fentanyl 10 µg/kg + dehydrobenzperidol 5 mg + 5 mg boluses PRN, N = 30
Intervention 2: maintenance during CPB: fentanyl 10 µg/kg + sevoflurane 2%, N = 29
Outcomes Primary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Group 1: 5 cases of awareness: 5/30 (17%)
Group 2: 0 cases of awareness: 0/29
Awareness 5/59 (9%)
Notes Non‐randomized portion of anaesthetic: parts of volatile agent/N2O yes + narcotics + muscle relaxant(s) induction yes/maintenance explicit yes/implicit memory test
** IV vs sevoflurane only during CPB rest of case sevoflurane ***Classify as IV techniques compared to volatile techniques because of the unique phase of anaesthesia, CPB
Comment: difficult to classify type of anaesthetic technique: IV agents vs volatile during CPB with volatile technique pre and post CPB
Induction: etomidate (0.3 mg/kg) + dehydrobenzperidol (5 mg) + fentanyl (5 µg/kg) + vecuronium (0.1 mg/kg)
Maintenance: sevoflurane 2% in 50% N2O + fentanyl (5 µg/kg) + additional vecuronium was given during surgery
Quote: "...three different audiotapes were played during the operation: one containing radio static and assorted noises such as ringing telephones during the pre‐bypass period, a tape of a famous Turkish folk music singer during the actual period of bypass, followed by classical music during the post bypass period"
Time of outcome determination: 8 and 24 h after surgery
Method of outcome determination: interview
Bilge Celebioglu, bilgesel@superonline.com.tr survey 4 February 2013 ‐ failed to deliver
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) High risk Quote: "Random allocation was done by assigning the first 10 patients to Group 1, the next 10 patients to Group 2, and so on"
Allocation concealment (selection bias) High risk Quote: "Random allocation was done by assigning the first 10 patients to Group 1, the next 10 patients to Group 2, and so on"
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Celleno 1993.

Methods Study design: randomized parallel groups
Study dates: "1992" (email survey)
Participants Country: Italy
 Sex: female
 Age: mean 31
 ASA: Quote: "Ninety healthy women at term ..." implied: I and II
 Procedure: elective caesarean section
 Study size: 90
Interventions Randomized portion of anaesthetic: volatile agent types: IV induction hypnotics
Intervention 1: induction: thiopental 15 mg/kg, N = 30
 Intervention 2: induction: propofol 2.4 mg/kg, N = 30
Intervention 3: induction: midazolam 0.3 mg/kg, N = 30
Outcomes Primary outcomes: maternal/fetal anaesthesia drug consumption, APGAR, surgical/anaesthesia times, quality of anaesthesia assessed: standard somatic, sympathetic, and haemodynamic signs. Tearing, sweating, or opening eyes considered to indicate light plane of anaesthesia
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "None of the patients reported any recall of the intraoperative period"
 Comment: dreams during surgery were reported in 17% of the propofol group and 3% of the thiopental group
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O yes/narcotics/hypnotics bolus/muscle relaxants induction ys/maintenance PRN
Anaesthesia induction: group specific induction regimen (see above) + succinylcholine 1.5 mg/kg + intubation
Anaesthesia maintenance 50% N2O in oxygen + 0.75% isoflurane; after the umbilical cord clamped: N2O 60% + infusion of oxytocin 0.02 U/mL + atracurium as necessary
Time of outcome determination: first postoperative day
Method of outcome determination: interview
Survey response: 24 January 2011, Capogna dipartimento.anestesia@gruppogarofalo.com
Email about postoperative interviewer 21 January 2013
Emailed again to clarify postoperative blinding 4 March 2013
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Patients were randomized, according to a computerized randomization code, to one of three groups of 30 patients each to receive thiopental 15 mg/kg, propofol 12.4 mg/kg, or midazolam 0.3 mg/kg"
Quote: "Computerized randomization code" (email survey)
Allocation concealment (selection bias) Low risk Quote: "The investigator was not involved in the anesthesia administration and not aware of the induction agent used" (email survey)
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "Two anesthesiologists were assigned to each patient, one who was blinded to the induction drug administered to the mother and was conducting the investigation and another who was administering the anesthesia. A neurologist and technician‐neurologist performing the maternal electroencephalogram (EEG), as well as the neonatologist who performed the neonatal examinations, also were blinded to the maternal treatment"
Blinding of outcome assessment (detection bias) 
 All outcomes High risk Quote: "The day after surgery, all patients were asked about the occurrence of intraoperative dreams, awareness, or discomfort at the time of injection of the induction drug"
Quote: "Patient, Anesthesiologist" (email survey)
Email about postoperative interviewer 21 January 2013
Emailed again to clarify postoperative blinding 4 March 2013
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "No patient was excluded from the study or the analysis, main outcome data are published" (email survey)
Selective reporting (reporting bias) Low risk Quote: "The original study protocol and the original data are no more available: we performed this study more than 15 years ago and the meantime we also moved to another hospital!" (email survey)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Comment: none identified by author response to survey

Chen 2009.

Methods Study design: randomized parallel groups
Study dates: not provided
Participants Country: Germany
Sex: both
Age: 25 to 56
ASA: I and II
Procedure: ENT surgery
Study size: 50
Interventions Randomized portion of anaesthetic: parts of TIVA TCI vs MCI
Intervention 1: TCI induction/maintenance propofol 4 µg/mL than remifentanil 0.3 µg/kg/min, N = 25
Intervention 2: MCI induction/maintenance bolus propofol 2 mg/kg  than continuous propofol 5 mg/kg/h + remifentanil 0.3 µg/kg/min, N = 25
Auditory‐evoked potential/BIS
Outcomes Primary outcomes: anaesthesia and recovery parameters, propofol and remifentanil consumption
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no recall
Notes Non‐randomized portion of anaesthetic: parts of TIVA: N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance no: ADM: BIS/MLAEPs
Induction: propofol 20 mg (if BIS not < 60 during induction) + rocuronium 0.6 mg/kg, no other relaxants were injected during maintenance of anaesthesia. Maintenance: maintain BIS 40 to 60 and MAP within 20% of baseline values
Total dose table: page 931. Total propofol dosages and anaesthesia times available
Time of outcome determination: on the day after surgery
Method of outcome determination: interview
Correspondence to Berthold Bein, MD
 Email: bein@anethesie.uni·kiel.de
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Patients were randomly allocated to one of two groups by opening of a sealed envelope"
Allocation concealment (selection bias) Unclear risk Quote: "Patients were randomly allocated to one of two groups by opening of a sealed envelope"
Comment: not downgraded for not using the word "opaque"
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor "On the day after surgery, all patients were interviewed about awareness and memory during the perioperative period by an anaesthesiologist unaware of the type of anaesthesia performed"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Cheun 1987.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Korea
Sex: both
 Age: NA
 ASA: NA
 Procedure: open heart surgery
 Study size: 180
Interventions Randomized portion of anaesthetic: regional anaesthesia: spinal
Intervention 1: spinal anaesthesia 0.1 mg/kg of morphine, N = 60
Intervention 2: spinal panaesthesia 1.5 mg/kg of meperidine to 55, N = 60
Intervention 3: spinal anaesthesia mixture of morphine and meperidine to 30 patients, N = 60
To eliminate intraoperative awareness, lorazepam 0.1 mg/kg or diazepam 10 mg to 20 mg/kg
Outcomes Primary outcomes: haemodynamics (blood pressure) and duration of anaesthesia
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: Table 4. Complications list 16 awareness events but probably data entry error and that was myalgias and awareness is 0 not myalgias; text zero events
Quote: "No one complained of intraoperative awareness, and almost all of the patients were comfortable during the surgery and recovery periods"
Notes Non‐randomized portion of anaesthetic: parts of TIVA anaesthesia/N2O no: muscle relaxants yes ‐ both induction/maintenance
Adjuvants: diazepam 10 mg to 20 mg or lorazepam 4 mg to 8 mg
Premedication: morphine 0.1 mg IM lorazepam 3 mg to 5 mg glycopyrrolate 0.005 mg IM
Anaesthesia induction: thiopental 5 mg/kg + succinylcholine 1 mg/kg/, 100% O2 maintenance: 100% O2, lorazepam, pancuronium 0.1 mg/kg, 0.1 mg/kg or diazepam 0.4 mg/kg for intraoperative amnesia
No titration anaesthetic strategy for light anaesthesia given in paper
Time of outcome determination: first postoperative day
 Method of outcome determination: interview
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Open heart surgery patients, who were suitable for spinal anaesthesia were randomly selected"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Chin 2004.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Singapore
Sex: female and male
Age: parturients
ASA: I‐II
Procedure: caesarean delivery surgery
Study size: 23 enrolled and completed study
Interventions Randomized portion of anaesthetic: volatile agent types
Intervention 1: maintenance: ET 1% sevoflurane
Intervention 2: ET 1.5% sevoflurane
Successful BIS outcome N = 12; unsuccessful BIS outcome N = 11, N = 23
The up‐down allocation method randomized each subsequent patient's ET dose based on the previous patients ET dose being judged as successful or unsuccessful based on BIS criteria explained in ROB table
Outcomes Primary outcomes: anaesthesia and recovery parameters, APGAR, successful BIS response to randomized ET sevoflurane and relationships between sevoflurane concentration and other outcome variables
 Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "There were no instances of intraoperative recall"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O yes/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance yes: ADM BIS
IV sodium thiopental 4 mg/kg and succinylcholine 1 mg to 1.5 mg/kg intubation
Maintained N2O 3 L/min/O2 3 L/min. Atracurium bolus of 30 mg + 10 mg PRN
Patients were mechanically ventilated end‐tidal concentration 0.5 MAC in 50%
Quote: "Our aim was to determine the BIS values achieved with the equivalent end‐tidal concentration of sevoflurane and to determine if a larger concentration would consistently maintain BIS values 60"
N2O throughout surgery. Morphine 0.1 mg to 0.15 mg/kg was after delivery
ROB survey 7 January 2014. Email: gasgetJie@yahoo.co.uk
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "The end‐tidal concentration (ETC) of sevoflurane administered to each patient was decided using an up down sequential allocation design, wherein each patient's dose was determined by the previous patient's BIS response"
Comment: this "up down sequential method" is debated in (Benhamou 2003; Lacassie 2004)
Allocation concealment (selection bias) Low risk Comment see above
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment see above
Comment: sent author ROB survey to clarify 7 January 2014
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "None of the patients had any recall of intra‐operative events"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information

Choi 2012.

Methods Study design: randomized parallel groups
 Study dates: December 2010 and February 2011
Participants Country: USA and Korea
 Sex: female
 Age: mean 31 to 32
 ASA: I‐II
 Procedure: caesarean delivery
 Study size: 70 enrolled, 64 recruited, 61 completed study
Interventions Randomized portion of anaesthetic: volatile agent types
Intervention 1: (N = 15) control 1
Intervention 2: (N = 15) control 2
Intervention 3: (N = 16) pre‐sevoflurane 1 group ‐ 1.2 to 1.3 vol (control 2) end‐tidal sevoflurane; but were also pre‐exposed to 1 vol% sevoflurane for the final 1 min of the pre‐oxygenation period
Intervention 4: (N = 15) pre‐sevoflurane 2 groups ‐ 1.0 to 1.1 vol (control 1) end‐tidal sevoflurane; but were also pre‐exposed to 1 vol% sevoflurane for the final 1 min of the pre‐oxygenation period
Outcomes Primary outcomes: BIS values, non‐invasive arterial pressure, and heart rate
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "no patient reported intraoperative recall"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O yes/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance yes: ADM: BIS recorded
Induction: thiopental sodium 4 mg/kg/trachea intubated after muscle paralysis with succinylcholine 1.5 mg/kg, with rocuronium 0.5 mg/kg muscle relaxation. Anaesthesia was maintained with either 1.0 to 1.1 or 1.2 to 1.3 vol% ET sevoflurane/50% N2O/oxygen. After delivery, N2O/O2:2:1/sevoflurane ET 0.8 vol% minimize uterine tocolysis. Midazolam 0.05 mg to 0.1 mg/kg and fentanyl 1.0 mg to 3.0 mg/kg/sedation or analgesia to the end of surgery. Lung ventilation ET CO2 30 to 35 mmHg
ROB survey. We emailed sjinwoo@hotmail.com on 22 March 2015; multiple emails sent in 2013
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "This prospective, randomized, controlled trial... registered with the Clinical Research Information Service (code number KCT0000069)"
Quote: "Patients were randomly divided into one of the four groups using a computer‐generated randomization schedule; the randomized block size was eight (http://www.randomization.com); randomization was achieved using sealed envelopes prepared by our consultant statistician"
Allocation concealment (selection bias) Unclear risk Comment: using sealed envelopes
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "The anesthetist controlling sevoflurane concentration was blinded to the BIS value"
Comment: BIS not randomized; sevoflurane concentrations were randomized
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "Each patient was asked on discharge from the postoperative care unit and 24 h after the operation, whether she could recall any events during the operation"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "Of the 70 subjects initially enrolled in the study, six were excluded because they requested regional anaesthesia. Thus, 64 subjects were randomized into the four groups, and 61 completed the study..."
Comment: no high‐risk exclusions
Comment: 2 exclusions from control group 2/30 vs 1 from experimental group 1/30: not significantly different, Peto OR 0.48 (0.05 to 4.85)
Selective reporting (reporting bias) Low risk Comment: as above
Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information

Clyburn 1986.

Methods Study design: randomized parallel groups
Study dates: "From memory, during 1984. Completed by end of 1984" (email bias survey, see notes)
Participants Country: UK
 Sex: female
 Age: mean: 29 and 26
 ASA: I‐II
 Procedure: minor gynaecological surgery
 Study size: 60
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia
Intervention 1: induction: midazolam 70 µg/kg, N = 30
Intervention 2: induction: diazepam 150 µg/kg, N = 30
Outcomes Primary outcomes: pain on injection, nausea/vomiting, recovery time
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no awareness
"Patients were asked to volunteer comments on unpleasant aspects of the procedure"
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia: N2O yes/narcotics and/or hypnotics bolus/muscle relaxants induction no/maintenance no
Induction: etomidate 300 µg/kg + fentanyl 1.5 µg/kg + group‐specific study drug (see above)
Maintenance: 66% N2O in 34% O2 with intermittent boluses of etomidate as needed
Quote: "Relaxation was deemed unsatisfactory in eight of the 60 patients, but in each this was corrected by a further increment of etomidate."
Survey response: 17 January 2011 Paul Clyburn clyburn@cf.ac.uk
Emailed author 26 December 2013 to clarify allocation
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "The patients were randomly allocated to one of two anaesthetic techniques"
Quote: "I believe we used randomisation tables with sealed envelopes." (email survey)
Allocation concealment (selection bias) Low risk Quote: "Sequential envelope opening" (email survey)
Dr Clyburn responded to email survey requesting clarification of allocation process on 28 December 2013
Quote: "Yes we used opaque envelopes"
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "No blinding occurred" (email survey)
Blinding of outcome assessment (detection bias) 
 All outcomes High risk Quote: "No blinding occurred" (email survey)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "There were no exclusions or attrition of patients studied" (email survey)
Selective reporting (reporting bias) Low risk Quote: "Protocol no longer available but text does report all expected outcomes" (email bias survey, see notes)
Quote: "Basically, there were no differences between the two studied groups i.e. negative findings only" (email survey)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "Not aware of any other sources of bias" (email survey)

Coates 1987.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: UK
Sex: female and male
Age: 39 to 57
ASA: I‐II
Procedure: Quote: "body surface surgery"
Study size: 17
Interventions Randomized portion of anaesthetic: parts of IV: MCI hypnotic
Intervention 1: maintenance: infusion propofol 54 µg/kg/min, N = 9
Intervention 2: propofol 108 µg/kg/min, N = 8
Outcomes Primary outcomes: haemodynamic effects
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "None of the patients, including those who had moved in response to the first incision or the introduction of IPPV, had any recall of these events or suggestion of awareness during the procedure"
Notes Non‐randomized portion of anaesthetic: parts of IV: N2O yes/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance PRN
Premedicated with morphine, 0.15 mg/kg. Anaesthesia was induced: propofol, 2 mg/kg/succinylcholine 1 mg/kg for intubation and then 0.3 mg/kg PRN during surgery/intermittent supplement 67% N2O. Positive pressure ventilation (IPPV) to maintain the end‐tidal CO, at 4.8% to 5.4%
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Normotensive patients (ASA I or 11) scheduled for body surface surgery were randomly allocated to group 1 (propofol infusion rate: (54 mcg/kg/min) or group 2 (108 mcg/kg/min)"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: no information
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "Patients were questioned about their experience during induction, maintenance and recovery with specific attention to the possibility of awareness"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information provided; no ROB survey data

Collins 1996.

Methods Study design: randomized parallel groups
Study dates unknown
Participants Country: Australia
 Sex: female
 Age: 25 to 39
 ASA: I‐II
 Procedure: laparoscopic gynaecological surgery
 Study size: 30
Interventions Randomized portion of anaesthetic: parts of TIVA vs parts of volatile agent + N2O
Intervention 1: maintenance: ventilated oxygen/air mix FIO2 = 0.3 and infusion of propofol (110 mg/mL) mixed with 4 mL of alfentanil (0.5 mg/mL), starting rate 1.5 mL/kg/h, N = 15
Intervention 2: maintenance: oxygen/N2O FIO 0.3 isoflurane starting with inspired 1% adjusted pert response to surgical stimulation, N = 15
Outcomes Primary outcomes: recovery characteristics
 Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
"No patient experienced any awareness"
Notes Non‐randomized portion of anaesthetic: parts of TIVA vs parts of volatile agent N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance unclear
Induction: propofol 2 mg to 3 mg/kg‐1 + alfentanil 7.5 µg kg + vecuronium 75 µg kg/intubation + ketorolac 30 mg LV + droperidol 0.5 mg + glycopyrronium bromide 3 µg kg; residual muscle paralysis was reversed
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Thirty patients undergoing laparoscopic gynaecological sterilization. as day‐cases, were randomly allocated to receive either total intravenous anaesthesia (TIVA) with a propofol and alfentanil mixture or a standard inhalational technique"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor "On arrival in recovery, a second investigator, blinded to the type of anaesthesia received. assessed the times to eye opening, obeying command/hand squeeze) and orientation (giving the correct date of birth)...Patients were specifically asked about awareness"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "One patient in each group was given post‐operative pethidine prior to the assessments and they were therefore excluded from the final analysis"
Comment: 2/30 = 7% possibly high‐risk awareness balanced exclusion
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Crawford 1985.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: England
Sex: female
 Age: parturients
 ASA: not stated
 Procedure: emergency caesarean section
 Enrolled and completed study size: 237 + 540 = 777
Interventions Randomized portion of anaesthetic: volatile agent types
Intervention 1: maintenance: trichloroethylene 0.2 vol. %, N = 135
Intervention 2: maintenance: trichloroethylene 0.3 vol. %, N = 128
Intervention 3: maintenance: halothane (0.2 vol. %), N = 129
Intervention 4: maintenance: halothane (0.3 vol. %), N = 129
Intervention 5: maintenance: halothane (0.4 vol. %), N = 127
Intervention 6: maintenance: halothane (0.5 vol. %), N = 129
Outcomes Primary outcomes: intra and postoperative parameters specific to C‐sections: anaesthesia consumption and time to surgical/anaesthesia endpoints such as entry of uterus and delivery of fetus, blood loss, surgical/anaesthesia duration, fetal wellbeing parameters and maternal recovery parameters (table IV, table V)
Secondary outcome: awareness and unpleasant dreams (table VI), awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: Table VI: 22 awareness events; dreams: 13
Low dose: trichloroethylene 0.2 + H 0.2 + H 0.3 = 19 aware/393 vs high dose: trichloroethylene 0.3 + H 0.4 + H 0.5 = 3 aware/384
Quote: "Our results clearly show that trichloroethylene 0.2 vol.%, halothane 0.2 vol.% or halothane 0.3 vol.% [low dose]...produces an unacceptably high incidence of "awareness plus unpleasant dreams"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent (parts of potent volatile technique)/nitrous/hypnotic/muscle relaxants (succinylcholine infusion) induction yes/maintenance yes
Induction: hyoscine 0.4 mg + thiopentone 250 mg to 300 mg + suxamethonium 100 mg
Maintenance: O2 8 L/min + nitrous 4 L/min + infusion suxamethonium 1 mg/mL
No titration anaesthetic strategy for light anaesthesia
Trichloroethylene 8/263 = 3%
The incidence of maternal awareness unpleasant dreams was unacceptably high in the lower concentrations were used, and it is recommended that either trichloroethylene 0.3 vol. % or halothane 0.4 or 0.5 vol. % be used
Comment: since the mechanism of intraoperative dreams is controversial, we simulated a reduction of 50% in patient awareness/dream reports balanced across both groups as a method to exclude a portion of dream reports and the significant difference between low and high‐dose inhalation agents persisted (2/384 vs 9/393), Peto OR 0.28 (95% CI 0.09 to 0.93)
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "The choice of volatile agent was made by reference to a series of randomised numbers..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: inadequate information
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Quote: "On the day following operation, the mother was asked if she had had any dreams during the operation. If the answer was affirmative, the possibility of "awareness" was pursued...The entire series showed a significantly higher incidence of awareness or unpleasant dreams, or both, when.."
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Crawford ME 1984.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Denmark
 Sex: female
 Age: 27 and 25
 ASA: I‐II
 Procedure: termination of pregnancy (day case surgery)
 Study size: 100
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia
Intervention 1: induction: midazolam 0.2 mg/kg + midazolam 0.1 mg/kg if needed; maintenance: midazolam 0.15 mg/kg, fentanyl 0.1 mg, and/or both as needed, N = 50
 Intervention 2: induction: thiopentone 4 mg/kg + supplementary dose (2 mg/kg) as needed; maintenance: thiopentone 3 mg/kg, fentanyl 0.1 mg, and/or both as needed, N = 50
Outcomes Primary outcomes: haemodynamic effects, anaesthetic consumption, nausea, vomiting and dizziness, degree of amnesia
Awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "no patient was able to remember any part of the operation"
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia: N2O yes/narcotics and/or hypnotics bolus/muscle relaxants induction no/maintenance no
Non‐randomized anaesthetics: premedication droperidol 0.5 mg IM, both groups 30 min before surgery. Group A (N = 50), induction midazolam 0.2 mg/kg IV, midazolam 0.1 mg/kg, midazolam 0.15 mg/kg and/or fentanyl 0.10 mg: PRN eyelash reflex present 3 min after the initial dose, after loss consciousness, fentanyl 0.15 mg, maintenance 67% N2O/oxygen. PRN: movement, peripheral vasoconstriction, lacrimation, sweating, change heart rate or arterial pressure), Group B (N = 50), induction thiopentone 4 mg/kg IV and PRN 2 mg/kg after 3 min, fentanyl 0.15 mg IV; maintenance: 67% N2O/oxygen, supplemented by thiopentone 3 mg/kg and/or fentanyl 0.10 mg
Comment: balanced anaesthesia describes IV technique in this RCT
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "allocated randomly to one of two groups (A and B)"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Czarko 2013.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Poland
 Sex: female
 Age:aged: 31 to 50
 ASA: I‐II
 Procedure: elective gynaecological procedures, short gynaecological procedures, and caesarean section patients
 Study size: 337
Interventions Randomized portion of anaesthetic: TIVA (TCI) vs parts volatile agent + infusion narcotics (TCI)
Intervention 1: (N = 51) group A, TIVA/TCI remifentanil incremental doses to plasma 8.5 ng mL‐1, then infusion propofol to of 8 μg mL‐1. Maintained infusion remifentanil/propofol pre‐set doses of 3 ng to 6 ng/mL‐1 and 2 μg to 4 μg/mL‐1
Intervention 2: (N = 95) group B — thiopentone (5 mg/kg‐1), fentanyl (3 μg to 5 μg/kg‐1), cisatracurium (0.1 mg/kg‐1), sevoflurane (1 to 2 vol%)
Intervention 3: (N = 16) group C — propofol (2 mg/kg‐1), fentanyl (3 μg to 5 μg/kg‐1) sevoflurane (1 to 2 vol%), cisatracurium
Intervention 4: (N = 175) group D intravenous (IV) thiopentone (5 mg/kg‐1), suxamethonium (1 mg/kg‐1), fentanyl (3 μg to 5 μg/kg‐1) and cisatracurium (0.05 mg/kg‐1) after foetus extraction
All patients: N2O and O2; FIO2 0.33; auditory evoked potentials: AEP target range: 15 to 25
Group A, B, C: elective gynaecological procedures; Group D: caesarean section
Quote: "All of the patients received a mixture of N2O and O2; FiO2 was maintained at the level of 0.33"
Outcomes Primary: outcomes: intraoperative sensations
Secondary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "3 cases, the descriptions of intraoperative events suggested intraoperative awareness"
Comment: sensations usually associated with intraoperative dreams were reported by 14% (46/337); this is evidence that dreams maybe related to light planes of anaesthesia as suggested by other authors over decades
Notes Non‐randomized portion of anaesthetic: TIVA vs parts of volatile agent/N2O/infusion of narcotics (TCI) + muscle relaxants induction yes/maintenance yes/ADM AEP (15 to 25)
In group A total intravenous anaesthesia: target controlled infusion (TCI), cisatracurium, (0.1 mg/kg‐1), infusion of remifentanil incremental doses until reaching plasma concentration 8.5 ng/mL‐1, infusion propofol to plasma concentration 8 μg/mL‐1. TCI maintained infusion remifentanil/propofol pre‐set doses 3 ng to 6 ng/mL‐1 and 2 μg to 4 μg/mL‐1; remaining groups, combined general anaesthesia: Group B ‐ thiopentone (5 mg/kg‐1), fentanyl (3 μg to 5 μg/kg‐1), cisatracurium (0.1 mg/kg‐1), sevoflurane (1 to 2 vol%)
 Group C ‐ propofol (2 mg/kg‐1), fentanyl (3 μg to 5 μg/kg‐1), sevoflurane (1 to 2 vol%); group D — thiopentone (5 mg/kg‐1), suxamethonium (1 mg/kg‐1), fentanyl (3 μg to 5 μg/kg‐1) and cisatracurium (0.05 mg/kg‐1) after foetus extraction. All received N2O and O2; FIO2 0.33; sleep depth: measuring auditory evoked potentials: AEP monitor, A‐line auditory evoked potential
 index was kept within range 15 to 25
Comment: Annexe: questionnaire for assessment of intraoperative awareness: 22 questions assess recall/pain/dreams/tactile/auditory sensations
Quote: "...Group A received total intravenous anaesthesia with TCI, and groups B, C and D received balanced anaesthesia. The depth of anaesthesia was monitored with an AEP monitor. Blinded structured"
Comment: see Dryad topic sensations associated with dreams
ROB survey. We emailed on 22 March 2015 kate.czarko@wp.pl
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "patients were enrolled in the study and randomly allocated to 4 groups according to the type of general anaesthesia performed...."
Allocation concealment (selection bias) Unclear risk Comment: no information
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: no blinding
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patients were surveyed three times: 2 h after anaesthesia and on post‐anaesthesia days 7 and 30 (by phone). Postoperative surveys were conducted by a person not involved in anaesthesia"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no dropouts
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information

De Kock 1995.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: NA
Sex: female and male
Age: 35.3 ± 9.2
ASA: NA
Procedure: abdominal surgery colic resection
Study size: 40
Interventions Randomized portion of anaesthetic: regional anaesthesia: epidural: 2 infusion rates
Intervention 1: induction epidural clonidine (4 µg/kg in 10 mL) infused in 20 min followed by a 2 µg/kg infusion (5 mL/h) during 12 h (Group 1)
Intervention 2: induction epidural sufentanil (0.5 mug/kg in 10 mL) in 20 min followed by a 0.25 µg /kg infusion (5 mL/h) during 12 h (Group 2)
Outcomes Primary outcomes: efficacy and side effects of epidural clonidine and sufentanil
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: 2 awareness reports Group 1 (clonidine)
Notes Non‐randomized portion of anaesthetic: IV N2O propofol MCI/muscle relaxants: both induction/maintenance
Before anaesthesia, epidural catheter inserted L1‐L2; induction and maintenance: propofol/N2O, propofol bolus (0.5 mg/kg) PRN if inadequate, then bolus sufentanil 0.035 µg/kg. Neuromuscular block: infusion atracurium (5 pg/kg/min). Atracurium infusion was discontinued at the beginning of the closure of the peritoneum. Anaesthesia was maintained with a propofol infusion of 3 mg/kg/h and 50% N2O in oxygen. Neuromuscular block maintained infusion atracurium (5 pg/kg/min)
ROB survey email sent 3 January 2014 dekock@anes.ucl.ac.be; response 10 January 2014
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk ROB survey response by Dr Marc de Kock: "computer generated randomization list"
Quote: "At this time, patients were randomly assigned to receive either epidural clonidine (Group 1) or epidural sufentanil..."
Allocation concealment (selection bias) Low risk ROB survey response: "study drugs were prepared by an anesthesiologist not involved in patient's care and were blinded to the anesthesiologist in charge"
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk ROB survey response: "Patient, Anesthesiologist, Awareness outcome assessor (interviewer)"
Quote: "At this time, patients were randomly assigned to receive either epidural clonidine (Group 1) or epidural sufentanil (Group 2)"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Comment: see above
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "One patient in Group 2 presented with an immediate postoperative respiratory depression that required prolonged ventilatory support and was therefore excluded from the postoperative study protocol..."
Comment: respiratory depression: epidural narcotic effect: sign of deep anaesthesia hence a low risk of awareness
Selective reporting (reporting bias) Low risk ROB survey response: "the study protocol is available and all the outcome data are reported"
Comment: awareness outcome part of inclusion criteria
Other bias Low risk ROB survey response: "no particular bias"

Deeprose 2005.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: UK
 Sex: both
 Age: 16 to 72
 ASA: I
 Procedure: orthopaedic
 Study size: 64 enrolled, 62 completed study
Interventions Randomized portion of anaesthetic: parts of IV/narcotics (fentanyl vs no fentanyl) induction/implicit memory word test
Intervention 1: induction: fentanyl 1.5 µg/kg + "sleep" dose of propofol, N = 32
 Intervention 2: induction: no fentanyl + propofol, N = 30
Outcomes Primary outcomes: relationship between BIS (mean‐BIS and max‐BlS) and memory scores
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 2
Comment: no patients reported awareness; i mplicit memory was present in both groups
Quote: "Patients were interviewed for awareness using the structured interview of intraoperative events (based on Russell and Wang, 1997). There was no evidence for spontaneous or prompted recall"
Notes Randomized portion of anaesthetic: parts of IV: induction: hypnotic/maintenance: propofol TCI nitrous/SR: LMA/no muscle relaxants/ADM BIS open not target
Induction: see interventions ('sleep' dose of propofol)/narcotics(randomized group yes/no fentanyl); maintenance: 3 mg to 6 mg/kg/h infusion rate + nitrous 66% and O2 33%; no titration anaesthetic strategy for light anaesthesia given in paper. Maintained TCI target‐controlled infusion 3 mg and 9 mg/kg‐1 h‐1: clinical judgement. N2O 66% and oxygen 33% spontaneously laryngeal mask. BIS not blinded but also not used to guide titration of anaesthetic
Quote: "Priming remained above zero when data from the six patients with above‐chance performance on the yes‐no recognition test and the 25 patients with max‐BIS >60 were excluded from the analysis"
Comment see Dryad: evidence for and against implicit memory
c.deeprose@shefac.uk emailed 2011
Jackie Andrade jackie.andrade@plymouth.ac.uk emailed 1 February 2013
Responded to survey: 4 June 2013 Catherine Deeprose catherine.deeprose@plymouth.ac.uk
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Patients were assigned randomly to a fentanyl or no‐fentanyl study group to which the experimenter (CD) was blinded"
Quote survey response by Dr Deeprose: "Simple randomization in which either “fentanyl” or “no‐fentanyl” was drawn from a bag for each patient. A total of 64 (32 per group) slips of paper indicating “fentanyl” or “no‐fentanyl” were created before the study commenced. The sample size was based on power calculations (see point 7 below)"
Allocation concealment (selection bias) High risk Experimenter (CD) was blinded to anaesthetic assignment Anaesthetist was not blinded to anaesthetic protocol, but was not involved in memory testing"
Comment: experimenter did intra and postoperative management of protocol not the anaesthesiologist
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote survey response by Dr Deeprose: "The experimenter was blinded to anaesthetic technique. The study completed the proposed sample size based on our pilot work using the auditory word stem completion tasks and previous published research (Deeprose and Andrade, 2004) ...."
Comment: the protocol for this review (Messina 2008), includes implicit memory tests in the classification of outcomes (class 2). But, interventions to decrease wakefulness/awareness are defined as anaesthetic regimens and ADMs. The anaesthesiologist, although blinded to the word tests, was not blinded to the randomized anaesthetics.
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "Patients were assigned randomly to a fentanyl or no‐fentanyl study group to which the experimenter (CD) was blinded"
Comment: experimenter did postoperative interviews
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment we analysed 2 total and 1 high‐risk awareness dropout(s) from the no fentanyl group and found no significant difference between groups: (2/30) vs (0/32), Peto OR 8.18 (0.50 to 133.94); (1/30) vs (0/32) Peto OR 7.90 (0.16 to 398.87)
Selective reporting (reporting bias) Low risk Quote: "The study is described in full in my Phd thesis which presents the rational for the expected outcomes as described in the published paper. There are no unreported outcome variables"
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Comment: underpowered study which was identified by author ROB survey response as a source of other bias is a source of imprecision, which is not covered in this domain. No other sources of internal biases identified by author
Author sent ROB table grades for comment 7 December 2013 catherine.deeprose@plymouth.ac.uk

Deshpande 2009.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: India
Sex: female and male
Age: 15 to 50
ASA: >= III
Procedure: open heart surgery: valvular and simple congenital heart disease surgery
Study size: 100, 98
Interventions Randomized portion of anaesthetic: volatile agent types: IV narcotics
Intervention 1: sufentanil group: induction sufentanil 0.5 µg/kg; maintenance: sufentanil 0.1 µg/kg PRN
Intervention 2: fentanyl group: induction fentanyl 3 µg/kg; maintenance: fentanyl 1 µg/kg
Outcomes Primary outcomes: anaesthetic consumption and recovery parameters, mean ventilation time between groups
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: sufentanil group 1 patient awareness event at sternotomy
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O yes/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance yes
Induction: midazolam 0.05 mg/kg sleep dose thiopental vecuronium 0.1 mg/kg for intubation; maintenance: N2O isoflurane ET 0.8% to 1% midazolam and vecuronium PRN before and after CPB with goal of stable haemodynamics; CPB: infusion propofol 4 mg to 5 mg/kg/h; sufentanil 0.1 µg/kg PRN or fentanyl 1 µg/kg, max doses for case sufentanil fentanyl midazolam 1 and 6 µg/kg and 5 mg respectively
Emailed ROB survey 2 January 2014and asked Dr Deshpande to clarify the reason for referral of awareness patient to psychiatrist for an accurate classification category Table 6desh56@hotmail.com
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk "...prospective randomized double blind study..."
Allocation concealment (selection bias) Unclear risk Comment: inadequate information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: inadequate information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: inadequate information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: 100 patients, 50 in each group, "another 2 patients were excluded from study because of prolonged ventilation >6 hours secondary to surgical complication"
Comment: no significant difference between groups if exclusions were in one or both groups (2/50 vs 0/50), Peto OR 7.54 (0.47 to 122.28)
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information provided

Dhadphale 1979.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: USA
 Sex: both
 Age: 49, 52
 ASA: not given
 Procedure: mitral or aortic valve replacement
 Study size: 32 enrolled, 30 completed study
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia
Intervention 1: induction: diazepam 0.4 mg/kg + ketamine 2 mg/kg, N = 16
 Intervention 2: induction: morphine 3 mg/kg, N = 16
Outcomes Primary outcomes: circulatory responses (heart rate, mean arterial blood pressure, PaCO2)
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
No intraoperative awareness occurred in either group
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia: N2O yes/narcotics and/or hypnotics bolus MCI/muscle relaxants induction yes/maintenance yes
Premedication: morphine 5 mg to 10 mg + scopolamine 0.2 mg to 0.4 mg; induction: succinylcholine 1.5 mg/kg; maintenance: nitrous 50% + pancuronium 0.1 mg/kg + ketamine 1 mg/kg/h
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "randomly selected patients were given..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "All patients were seen postoperatively and questioned specifically about possible awareness..."
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "Two deaths occurred, both in Group I."
Comment: group 1 (ketamine) patients at increased risk of awareness (2/16) were not significantly different from morphine group (0/16), Peto OR 7.90 (0.47 to 132.20)
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Drover 2002.

Methods Study design: randomized parallel groups
 Study dates: 18 May 1999 to 4 January 2000 (ROB survey)
Participants Country: USA
 Sex: males and females
 Age: 18 to 80 years
 ASA: I‐III
 Procedure: elective surgical procedures scheduled for at least 30 min
 Study size: 347 (102 controls + 245 randomized), 306 completed study (82 controls + 224 randomized patients)
Interventions Randomized portion of anaesthetic: parts of IV: ADM: PSI (25 to 50)
Intervention 1: PSI guidance, N = 123
 Intervention 2: standard practice guidelines, N = 122
Outcomes Primary outcomes: drug dosage, recovery times
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "There was no incidence of reported awareness or memories in any patient in any group"
Notes Non‐randomized portion of anaesthetic: parts of IV: N2O yes/narcotics/hypnotics bolus MCI/NMBs induction PRN/maintenance PRN: SR/LMA or CV/ETT ADM EEG
Premedication: midazolam 1 mg to 2 mg; induction: propofol 1 mg to 3 mg/kg + alfentanil </‐ 30 µg/kg; maintenance: propofol 140 µg/kg/min + alfentanil 0.5 µg/kg/min + nitrous 50%; muscle relaxation PRN
Quote: "...consciousness, patients breathed via a laryngeal mask airway or a muscle relaxant was administered and an endotracheal tube placed."
Comment: the isolated‐arm technique was used to evaluate patient movement after administration of the neuromuscular blocking agent. The authors used a historic control group in the comparison with the experimental group.
Comment: wakefulness defined by response to complex command was not used; somatic responses only were recorded; also, patients were not given additional doses of anaesthesia until autonomic responses stopped but until target range of ADM reached
Author responded to the email bias survey response: 8 August 2011, David Drover ddrover@stanford.edu
Email sent to author to clarify these issues ddrover@stanford.edu 7 December 2013
Email sent to clarify these issues: ddrover@stanford.edu 7 December 2013; responded 8 December 2013
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Randomization was determined prior to start of the study was by the coordinating company. Randomization was performed using MS Excel and randomization assignments were placed in sealed envelops that were opened once the subject entered the study." (Email bias survey, see notes)
Allocation concealment (selection bias) Unclear risk Quote from ROB survey response: "The assignment was in a sealed envelope and was not opened until anesthesia was to begin..."
Comment: await author clarification on the use opaque, sealed envelopes
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: readers can view a detailed description by the author, Dr Drover
Quote from ROB survey response: "Patient, Anesthesiologist... For the SPC group, anesthesiologists... were blinded to the PSI information... PSI group were guided by the PSI measure...One of the goals of the study was to see change in behavior of the anesthesiologist with respect to drug use. If the anesthesiologist was blinded, he could not see the output from the monitor, otherwise, if unblinded, he had full access to the monitor. The patient was always blinded"
Comment: both groups not blinded to SCPs
Blinding of outcome assessment (detection bias) 
 All outcomes High risk Quote: "Postoperative interview was not conducted by a blinded investigator. Awareness was a secondary endpoint." (email bias survey)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: Table 1 enrolled 347 is correct and methods section 306 is an error per ROB survey response; 347 enrolled ‐ 306 completed study = 41/347 = 12% dropout; but, 347 ‐ 102 controls and PSI training group = 245 randomized to PSI vs SCP ‐ 41 total dropouts ‐ 20 controls/training dropouts = 21/245 (9%) dropouts study sample. Reasons for not completing protocol: SCP vs PSI: no high‐risk dropouts
Comment: Table 1: SCP exclusions 10/122 vs PSI 11/123, Peto OR 1.10 (0.45 to 2.68): no significant difference between groups
Email sent to clarify these issues: ddrover@stanford.edu 7 December 2013; Dr. Drover responded 8 December 2013
Selective reporting (reporting bias) Low risk "No" (email bias survey)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "One of the goals of the study was to see change in behavior of the anesthesiologist with respect to drug use"

Dunnett 1977.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: USA
 Sex: both
 Age: adult patients
 ASA: not given, "good health"
 Procedure: no surgery identification
 Study size: 77
Interventions Randomized portion of anaesthetic: parts of volatile agent (balanced) with intravenous (IV) induction agents
Intervention 1: induction: thiopentone 3 mg/kg, N = 38
 Intervention 2: induction: ketamine 2 mg/kg, N = 39
Outcomes Primary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
 Quote: "One patient in the thiopentone group remembered an unpleasant sensation of a tube being put into his throat and associated this with gagging"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent (balanced) N2O yes/narcotics and/or hypnotics bolus/muscle relaxants induction yes/maintenance yes
Premedication: tubocurarine 3 mg; induction: intervention + suxamethonium 1 mg/kg; maintenance: nitrous in O2 + halothane + pancuronium; no anaesthetic strategy for light anaesthesia described
Quote from discussion section, see Dryad: "The possibility of retrograde amnesia..."
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Patients were allocated at random to induction of anaesthesia with either a barbiturate or ketamine..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "The same interviewer was used throughout the series and was not aware which induction agent had been used in a given patient"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Echevarria 1998.

Methods Study design: randomized parallel groups
 Study dates: "17 months" (email bias survey, see notes)
Participants Country: Spain
 Sex: male and female
 Age: 18 to 60
 ASA: I‐II
 Procedure: elective surgery
 Study size: 100 enrolled, 98 completed study
Interventions Randomized portion of anaesthetic: TIVA MCI vs volatile agent types
Intervention 1: desflurane/N2O induction: atropine 0.5 mg + fentanyl 2 µg/kg + atracurium 0.5 mg/kg; maintenance: nitrous 60% + desflurane, N = 25
Intervention 2: isoflurane/N2O induction: atropine 0.5 mg + fentanyl 2 µg/kg + atracurium 0.5 mg/kg; maintenance: nitrous 60% + isoflurane, N = 25
Intervention 3: IV anaesthesia fentanyl/N2O induction: atropine 0.5 mg + fentanyl 2 µg/kg + atracurium 0.5 mg/kg; maintenance: nitrous 60% + fentanyl 3 µg/kg, N = 25
Intervention 4: total intravenous anaesthesia induction: alfentanil 15 µg/kg + propofol; maintenance: O2 + propofol 6 mg/kg/h + alfentanil 50 µg/kg then 1.5 µg/kg/min, N = 25
 All groups: taped music followed by an order requiring a non‐verbal response
Outcomes Primary outcomes: evidence of implicit memory (taped music followed by an order requiring a non verbal response)
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 2
Comment: no explicit memories of intraoperative events; evidence for implicit memory in isoflurane group
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O yes/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance unclear/music memory and non‐verbal response
Music not word test (Isabel Dufano ‐ translator)
Author responded to the email bias survey on 22 January 2011. Responses are recorded in the 'Risk of bias' table. Author's responses were translated by translator Brett Smith/translator Isabelle Dufano
Survey response: 22 January 2011, Mercedes Echevarria mercedes.etxeba@terra.es
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Comment: author ROB survey response that sequence allocation was performed by using Statgraphics software
Allocation concealment (selection bias) Low risk Comment: author ROB survey response that an anaesthesiologist who was blinded to the anaesthetic administration performed the allocation concealment and postoperative interview
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: difficult to blind infusion pump sound vs inhaled agent
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Comment: see above
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "In recruiting only 1 patient refused to participate in the study. During the study one patient was excluded from group 3 (fentanyl and nitrous oxide) due to hospital discharged at 12 hours." (email bias survey, see notes)
Comment: dropout unrelated to risks of awareness
Selective reporting (reporting bias) Low risk Quote ROB survey response: "The article described the entire protocol and results of the analysis of both research, as well as secondary outcomes of the study." (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "No" (email bias survey, see notes)

Elhakim 2010.

Methods Study design: randomized parallel groups
Study dates: "2008‐2009" (email ROB survey)
Participants Country: Egypt
Sex: male
Age: 40 to 60
ASA: II‐III
Procedure: thoracic surgery with one‐lung ventilation 
Study size: 50
Interventions Randomized portion of anaesthetic: regional anaesthesia: epidural: induction
Intervention 1: post‐induction/maintenance: epidural: dexmedetomidine 1 µg/kg + bupivacaine 0.5% 30 mg to 40 mg (Group DB), N = 25
Intervention 2: post‐ induction/maintenance: epidural: bupivacaine 0.5% 30 mg to 40 mg (Group B), N = 25
Outcomes Primary outcomes: compare analgesic effect, BIS, haemodynamics, blood gases
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "Two patients (8%) in group B reported possible intraoperative awareness"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent isoflurane: N2O no/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance unclear/ADM BIS recorded
Anaesthesia induction: fentanyl 3 µg/kg + thiopental 3 mg to 5 mg/kg + pancuronium 0.1 mg/kg; anaesthesia maintenance: isoflurane 0.3% to 0.5% ET; anaesthetic/epidural drugs adjusted BIS: 40 and 60
Time of outcome determination: 24 h, 72 h, 30 days
Method of outcome determination: interview
Authors report definite and possible cases of awareness. Note Table A1 2 patient awareness reports adjudicated as possible
Author responded to the email bias survey on 12 February 2011: "Two (8%) patients in group B reported dreams or nightmares (see Appendix 1). In two patients (cases 1 and 2), the initial BIS after induction of anaesthesia was 37 and 39, the average BIS during the surgical procedure was 44 and 48 and the highest recorded value was 51 and 53, respectively."
Survey response: 12 February 2011, Prof. Dr. Mokhtar Elhakim mokhtar.elhakim@gmail.com
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote ROB survey response Dr Elhakim: "Patients were randomly divided into two equal groups using computer‐generated random numbers with the closed‐sealed envelope, to receive either control or study drugs"
Allocation concealment (selection bias) Low risk Quote ROB survey response Dr Elhakim: "To insure the study was blinded, the anaesthetist who prepared or administered the study drugs was not involved in patient care"
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote ROB survey: "Patient, Anesthesiologist, Awareness outcome assessor (interviewer)"
Comment: both epidurals contained local anaesthetic. Hence, blinding possible.
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Intraoperative awareness in the period from induction of anaesthesia till recovery was assessed by experts who were unaware of the patient group assignments"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "All our patients completed the study." (Email ROB survey)
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote ROB survey: "The main limitation of the present study is the short nature of the study period, and the small number of cases that were reviewed, decreasing the confidence in our results and conclusion"

Ellingson 1977.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Norway
 Sex: female
 Age: 18 to 33 years
 ASA: not given
 Procedure: forceps delivery
 Study size: 26
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia: dissociative vs benzodiazepine
Intervention 1: induction: ketamine 2 mg/kg maintenance: after delivery supplemental doses of ketamine (1 mg/kg) as needed, N = 13
 Intervention 2: induction: rapid IV injection of diazepam 30 mg maintenance: N2O/O2 (6 + 2 litres) to increase analgesia + local anaesthetic for episiotomy and suture, N = 13
Outcomes Primary outcomes: assessment newborn; awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: awareness reports: ketamine group 4/13 vs diazepam 0/13
7 bad dreams; 3 pleasant dreams in ketamine group: dream content contained peculiar dreams and visual disturbances: sensation of rotating room and presence of many people; one patient felt that her child was a rabbit
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia: N2O yes/narcotics and/or hypnotics bolus/muscle relaxants induction no/maintenance no
Premedication: atropine 0.6 mg
Induction: see interventions; mask cases
Maintenance: none
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Twenty‐six patients, in whom forceps delivery was indicated, were allocated at random into two groups of 13 each"
Allocation concealment (selection bias) Unclear risk Comment: only above information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: personnel knew treatment group assignment
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Fehr 2001.

Methods Study design: randomized, double‐blind, placebo‐controlled
Study dates: not stated
Participants Country: Switzerland
Sex: male and female
Age: 18 to 70
ASA: I‐II
Procedure: superficial surgical procedures expected to last at least 45 min
Study size: 50
Interventions Randomized portion of anaesthetic: cardiac drug vs placebo
Intervention 1: maintenance: clonidine 4 µg/kg, N = 25
 Intervention 2: maintenance: placebo in 0.9% NaCl 100 mL, N = 25
Outcomes Primary outcomes: clonidine's impact on depth of anaesthesia as measured by BIS, BIS guided propofol concentration; implicit memory word test
Secondary: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No patient had any free recall either of the presented items or of any other pre‐ or intra‐operative events."
Comment: no evidence of explicit or implicit memory
Notes Non‐randomized portion of anaesthetic: parts of TIVA N2O no/hypnotic (propofol TCI) infusions MCI/narcotics infusion (remifentanil MCI): muscle relaxants maintenance yes induction/maintenance unclear/ADM BIS recorded
Induction: propofol (TCI pump target plasma concentration incremental steps until patient unconscious) + rocuronium 0.6 mg/kg + 40% oxygen
Maintenance: propofol (target concentration) + remifentanil MCI between 0.01 µg to 1 µg/kg/min maintain BIS and haemodynamic stability
Notes: atropine 0.5 mg was administered if the heart rate fell below 40 beats per min
Survey was sent to Donat Spahn, corresponding author, on 14 January 2011. No response
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "...we allocated the patients randomly..."
Allocation concealment (selection bias) Unclear risk Comment: see above quote
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Comment: anaesthesiologist: no information provided. However, clonidine or placebo was infused after a steady state was reached post intubation; the use of placebo is a form of blinding
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Forestier 2003.

Methods Study design: randomized parallel groups
 Study dates: September 1999 to December 2000
Participants Country: France
Sex: male and female
 Age: mean 61 (SD 9) years
 ASA: II‐III
 Procedure: coronary artery bypass grafting
 Study size: 110 intention‐to‐treat, 111 enrolled
Interventions Randomized portion of anaesthetic: parts of TIVA: sufentanil TCI
Intervention 1: maintenance: sufentanil effect site concentrations (Ce) of 0.5 µg/mL decreased by a third after sternotomy, N = 21
Intervention 2:maintenance: sufentanil effect site concentrations (Ce) of 0.75 µg/mL decreased by a third after sternotomy, N = 23
 Intervention 3: maintenance: sufentanil effect site concentrations (Ce) of 1.0 µg/mL decreased by a third after sternotomy, N = 23
Intervention 4: maintenance: sufentanil effect site concentrations (Ce) of 1.25 µg/mL decreased by a third after sternotomy, N = 21
Intervention 5: maintenance: sufentanil effect site concentrations (Ce) of 1.5 µg/mL decreased by a third after sternotomy, N = 23
propofol and sufentanil, both administered by computer‐controlled infusion, were titrated on the bispectral index (BIS) values
Outcomes Primary outcomes: cardiovascular stability, time to tracheal extubation, patient satisfaction
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: awareness not defined as a dichotomous variable but a continuous one. The authors used a scoring system found in the appendix. Intraoperative dreams scored as awareness; dreams reported but not clear whether intraoperative or postoperative. We had difficulty interpreting this scoring system in regard to the number of patient awareness/dream reports that the author are defining as consistent with recall/dreams. Author contacted for clarification.
Comment: score> 3 consistent with recall during surgery; page 342 indicates that the range of scores identified recall/dream in group 1 and 3 (maximal score = 3), group 2 (max = 7), group 4 (max = 4), group 5 (max = 6). We have assumed that Table 6 represents 4 patients who scored > 3 that the authors defined as on the spectrum of recall/dreams; we will revise in updated version if the authors clarify
Notes Non‐randomized portion of anaesthetic: parts of TIVA: N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance PRN/ADM BIS
Induction: sufentanil 5 µg/mL in saline + propofol 1.5 µg/mL (TCI) + intubation BIS < 60 pancuronium 0.1 mg/kg; maintenance: propofol 1 µg/mL (TCI); pancuronium PRN
Comment: classify as TIVA as per rules Appendix 8; might be informative to correlate the target blood levels of propofol and sufentanil with wakefulness using IFT
Email survey sent 4 February 2013 to d.longrois@chu‐nancy.fr ‐ email failed
Second email sent on 7 December 2013 for ROB table feedback
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "computer generated random numbers in closed envelopes opened when the patient arrived in the OpR"
Allocation concealment (selection bias) Unclear risk Quote: "computer generated random numbers in closed envelopes opened when the patient arrived in the OpR"
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: all protocol violations but one (occurred prior to induction and was excluded from study) were included in outcomes analysis; both postoperative patient deaths occurred after the first awareness interview; therefore, no high‐risk awareness patients excluded
Author sent characteristics and ROB tables for comment 7 December 2013: d.longrois@chu‐nancy.fr. There was no response from this author to our survey.
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Fragen 1981.

Methods Study design: randomized parallel groups
Study dates: 1981
Participants Country: USA
 Sex: female
 Age: 19 to 60
 ASA: I‐II
 Procedure: short gynaecological operations
 Study size: 99
Interventions Randomized portion of anaesthetic: IV: premedication: narcotic vs benzodiazepine vs barbiturate vs placebo
Intervention 1: premedication: fentanyl 1.5 µg/kg + induction: midazolam 0.175 mg/kg, N = 25
Intervention 2: premedication: saline 1.5 µg/kg (placebo) + induction: midazolam 0.175 mg/kg, N = 26
Intervention 3: premedication: fentanyl 1.5 µg/kg + thiopental 3.75 mg/kg, N = 25
Intervention 4: premedication: saline 1.5 µg/kg (placebo) + thiopental 3.75 mg/kg, N = 23
Maintenance: doses equal to one‐fourth the initial induction dose were given IV when signs of awakening or movement appeared
Outcomes Primary outcomes: speed/quality of recovery (awakening characteristics)
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: anterograde amnesia means no recall of intraoperative events as per author survey response (see notes)
(Above from table 3 in study)
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia: N2O yes/narcotics and/or hypnotics bolus/muscle relaxants induction no/maintenance no
Induction: midazolam 0.175 mg/kg or thiopental 3.75 mg/kg. If 2 of 3 consecutive patients receiving midazolam remained awake after 0.175 mg/kg, the dose was increased by 0.025 mg/kg such that most patients in the midazolam + saline group were induced with a dose of 0.25 mg/kg. Maintenance: N2O 67%
Time of outcome determination: 24 h postoperative
Method of outcome determination: recall of pictures shown the previous day
Comment: ROB survey Fragen states that anterograde amnesia indicates that no patient had recall of intraoperative events
Survey response: 17 January 2011, RJ Fragen r‐fragen@northwestern.edu
Third email sent to Robert Fragen rfragen@yahoo.com 4 February 2013
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "According to a random number table, fentanyl...or an equivalent volume of saline was given..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Comment: Dr Fragen's response to ROB survey stated that the anaesthesiologist was blinded to the premedication randomized drug
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Gaitini 1995.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Israel
Sex: female
Age: 44
ASA: I
Procedure: elective caesarean section
Study size: 50
Interventions Randomized portion of anaesthetic: IV parts of volatile agent induction
Intervention 1: induction: thiopentone (4 mg/kg), N = 25
 Intervention 2: induction: ketamine (1 mg/kg), N = 25
Outcomes Primary outcomes: correlation between EEG separately for those patients with responsiveness to verbal commands and for those without
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 2
Quote: "None of the patients recalled anything of the surgery"
Comment: implicit memory: 13/25 thiopentone, 5/25 ketamine
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O yes/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance unclear/EEG SEF90
Anaesthesia induction: succinylcholine (1.5 mg/kg)
Anaesthesia maintenance: 50% N2O 50% oxygen with end‐tidal halothane 0.5 MAC; relationship between EEG (spectral edge frequency 90 ‐ SEF90) and occurrence of awareness
Time of outcome determination: 24 h postoperatively
Method of outcome determination: interview
Comment: IFT used, awareness = wakefulness, recall = explicit memory
Quote: "In the thiopentone group, 13 of 25 patients (52%), moved their hands in response to the anaesthetist's instruction, before delivery. The pre‐delivery movements in response to command occurred at an average SEF90 value of 18.09 + 3.1 Hz. In the ketamine group, five of 25 patients (24%) moved their hands in response to command before delivery at an average SEF90 of 12.0"
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "The patients were assigned by a randomised code to receive either thiopentone (4 mg' kg) or ketamine (l mg kg) for induction of anaesthesia"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Gale 2001.

Methods Study design: randomized parallel groups
Study dates: June 2000 to January 2001
Participants Country: Australia
Sex: both
Age: 44
ASA: I‐III
Procedure: elective surgery
Study size: 40
Interventions Randomized portion of anaesthetic: parts of IV: induction: MCI vs TCI hypnotic (propofol)
Intervention 1: induction: manually controlled infusion of propofol at ˜2 mg/kg at 1200 mL/h maintenance: propofol 3 to 10 mg/kg, N = 20
Intervention 2: induction: target controlled infusion of propofol of 3 µg to 8 µg/mL; maintenance: propofol 2 µg to 5 µg/mL, N = 20
Outcomes Primary outcomes: BIS median absolute performance error; the total dose of propofol infused and the number of changes in target concentration or infusion rate were also noted
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No patient reported awareness of intraoperative events"
Notes Non‐randomized portion of anaesthetic: parts of IV: N2O yes/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance yes ADM BIS
Anaesthesia induction: midazolam 0.03 µg /kg + fentanyl 2 µg/kg + rocuronium. Anaesthesia maintenance: nitrous 66% propofol, rocuronium, fentanyl as needed; BIS recorded
Survey response:4 February 2011, Kate Leslie kate.leslie@mh.org.au
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Randomization to TCI or MCI was achieved using random number tables and sealed opaque envelope allocation after consent had been obtained."(email bias survey, see notes)
Allocation concealment (selection bias) Low risk Quote: "Sealed opaque envelope allocation after consent had been obtained" (email bias survey, see notes)
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Patient, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patient, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "40 patients consented and were randomised. There were no attrition after consent or after randomisation. Data for all main outcomes was complete. These details were not reported in the paper." (email bias survey, see notes)
Selective reporting (reporting bias) Low risk Quote: "The study protocol is not available, but the protocol is clear from the published report." (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "none" (email bias survey, see notes)

Ghaly 1988.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: England
Sex: female
Age: 28
Procedure: elective caesarean section for cephalopelvic disproportion
Study size: 50
Interventions Randomized portion of anaesthetic: parts of volatile agent
Intervention 1: maintenance: halothane 0.5%, N = 25
Intervention 2: maintenance: Isoflurane 0.75%, N = 25
Outcomes Primary outcomes: anaesthesia recovery, APGAR scores, blood gases
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: none of the mothers complained of intraoperative dreams or awareness
Notes Non‐randomized portion of anaesthetic: parts of volatile agent N2O yes/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance yes
Anaesthesia induction: thiopentone (3 mg to 5 mg/kg) + suxamethonium 100 mg. Anaesthesia maintenance: 50:50 N2O:O2 + group‐specific volatile agent; post‐delivery: alfentaniI 1.0 mg IV/N2O 70%/suxamethonium 0.1% rate just sufficient to abolish diaphragmatic movement
Time of outcome determination: first postoperative day
Method of outcome determination: interview
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "They were randomly allocated to either the isoflurane or halothane group"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Ghoneim 2000.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: USA
Sex: both
Age: 23
ASA: I‐III
Procedure: elective surgery
Study size: 180, 179
Interventions Randomized portion of anaesthetic: parts of IV vs parts of volatile agent: opioid bolus vs opioid infusion MCI vs volatile agent
Opioid bolus: intervention 1: induction: fentanyl 7.5 µg/kg, after 5 min, thiopental sleep dose (incremental dose until fall asleep), maintenance: 70% N2O/O2 and muscle relaxant; 2.5 µg/kg fentanyl supplements as needed, N = 100
Opioid infusion: intervention 2: induction: alfantenil 50 µg/kg + alfentanil 1.5 µg/kg/min; after 90 seconds, thiopental sleep dose (incremental dose until fall asleep), maintenance: 70% N2O/O2 and muscle relaxant; alfentanil 1.0 µg to 1.5 µg/kg/min titrated to patient response to noxious stimuli, N = 40
Volatile agent: isoflurane 0.3%: intervention 3: induction: fentanyl 1 µg/kg after 5 min, thiopental sleep dose (incremental dose until fall asleep), maintenance: 70% N2O/O2 and muscle relaxant; isoflurane 0.3% ET + fentanyl up to 1 µg/kg/h as needed, N = 16
Isoflurane 0.7%: intervention 4: similar to the preceding group except that isoflurane maintained 0.7% ET, N = 24
Outcomes Primary outcomes: implicit memories
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "Six patients showed explicit recall of intraoperative events: All received the opioid bolus regimen"
Quote: "None of the patients gave evidence of awareness when they were asked initially the simple four questions mentioned above. However, with further prompting cue questions they gave evidence of awareness"
Notes Non‐randomized portion of anaesthetic: parts of IV vs parts of volatile agent N2O yes/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance yes/ADM AER recorded
Anaesthesia induction: thiopental sleep dose + nitrous 70% with muscle relaxant
Anaesthesia maintenance: N2O 70% in oxygen
Comment: 10 tapes (5 of each story) were randomized to maintain blinded conditions and assessed the AER. Each story contained target words
Comment: opioid anaesthesia is a light anaesthetic with more dreams consistent with Utting's view
Comment: extended interview identifies more patient awareness reports than the standardized interview (p133 see for interview protocol)
Time of outcome determination: at most 4 days postoperatively
ROB survey: we emailed on 16 June 2015
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "decided to allocate most patients to the opioid bolus regimen (N=100) and a lesser number to the opioid infusion regimen (N=40), isoflurane 0.7% (N=24) and isoflurane 0.3% regimen (N=16), using randomization tables"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "Ten tapes (five of each story) were randomized to maintain blinded conditions for the investigators, who interviewed the patients postoperatively and assessed the AER...The research assistant was also ‘‘blinded’’ to the method of anesthesia and to the specific story which was played"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "one male receiving isoflurane 0.7% had to be eliminated from the AER analyses because of equipment failure"
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Ghosh 2008.

Methods Study design: randomized parallel groups
Study dates: Quote: "2005‐06" (email bias survey, see notes)
Participants Country: India
Sex: 86 male, 4 female
Age: mean 29.1
ASA: I‐II
Procedure: peripheral nerve repair surgery
Study size: 90
Interventions Randomized portion of anaesthetic: cardiac drug vs placebo
Intervention 1: premedication (1 h before surgery): group I: metoprolol 100 mg, N = 30
Intervention 2: premedication: Group II: placebo control, N = 30
Intervention 3: premedication: Group III: clonidine 200 µg, N = 30
Outcomes Primary outcomes: anaesthetic consumption, haemodynamic effects
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "... none of the patients had free recall of any intraoperative event"
Notes Non‐randomized portion of anaesthetic: parts of IV: N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction no/maintenance no/ADM: BIS
Anaesthesia induction: fentanyl (2 µg/kg) + propofol until loss of response; anaesthesia maintenance: fentanyl infusion (1 µg/kg/h) + propofol infusion titrated to BIS 40 to 60 + N2O in oxygen (2:1) LMA, BIS 40 to 50
Time of outcome determination: 2 h postoperatively
Method of outcome determination: interview
Survey response: 17 February 2011, Parmod Kumar Bithal bithal.parmod@gmail.com
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "After we had obtained approval from the institutional ethics committee and informed consent from the patients, they were divided into three groups, of 30 each, by the use of computer‐generated block randomisation numbers"
Quote: "Computer generated randomisation sequence of 90 patients in 3 blocks of 30 patients each" (email bias survey, see notes)
Allocation concealment (selection bias) Low risk Quote: "Identical opaque sealed envelops were used for the study drugs.All envelops were labelled and contained drug according to sequence generated by computer.Envelops were prepared by person not a part of investigating team" (email bias survey, see notes)
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "Patient, Anaesthesiologist, Awareness outcome assessor"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patient, Anaesthesiologist, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "All patients completed the study and none was excluded from final analysis" (email bias survey, see notes)
Selective reporting (reporting bias) Low risk Quote: "All primary and secondary end points have been reported" (email bias survey, see notes)
"No results however insignificant have been selectively withheld from publication" (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "None that we are aware of In the post operative period all" (email bias survey, see notes)

Girardi 1994.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Italy
Sex: female and male
Age: 40 to 54
ASA: I
Procedure: saphenectomy surgery
Study size: 51
Interventions Randomized portion of anaesthetic: volatile agent types
Intervention 1: group 1 (26 patients), 5% isoflurane in air, by mask; maintenance: group 1, 2% isoflurane in air
Intervention 2: group 2 (25 patients), 3% isoflurane and 60% N2O, by mask; maintenance: group 2, 1.2% isoflurane and 60% N2O
Outcomes Primary outcomes: control the depth, the quality of recovery, recovery time
 Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no patient recall of surgical events
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O no/narcotics/hypnotics bolus/muscle relaxants induction no/maintenance no/ADM EEG and Evans test
Induction: thiopental (3.5 mg/kg), atracurium (0.6 mg/kg) IV
Comment: manual mask induction then ventilator with equipotent isoflurane dose; goal was to use inhalational agents only; authors conclude that pure inhalational anaesthesia achieves the goals of anaesthesia as long as you use the appropriate concentrations
Quote: "Isoflurane anesthesia in air, in adequate concentrations, provides a sufficient level of analgesia, hypnosis, amnesia, without clinical side effects"
Standardized interview 1 h after anaesthesia and 24 h later
Both groups: EEG compressed spectral array, and clinical signs of pain by Evans test
Translated by AM
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Patients were randomly assigned to: group..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided; no ROB survey data
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information provided

Gokce 2009.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Turkey
Sex: both
Age: 29
ASA: I
Procedure: elective septorhinoplasty
Study size: 40
Interventions Randomized portion of anaesthetic: cardiac drug + IV vs IV anaesthesia: hypotensive anaesthesia: induction/maintenance
Comment: remifentanil‐propofol induced hypotensive anaesthesia (group RP) or remifentanil‐propofol‐esmolol induced hypotensive anaesthesia (group RP‐E): hypotensive technique with safe lower limits of 80 systolic and mean 50 mmHg, both groups titrated to SNAP index score 40% to 60%
Intervention 1: No esmolol: induction: remifentanil bolus mg/kg + infusion 0.1 µg to 0.5 µg/kg/min; maintenance: remifentanil 0.1 µg to 0.5 µg/kg/min (control), N = 20
Intervention 2: Yes esmolol: as intervention 1 plus: induction: esmolol bolus 100 µg to 300 µg/kg/min infusion; maintenance: esmolol 100 µg to 300 µg/kg/min, N = 20
Outcomes Primary outcomes: recovery times, haemodynamic effects, anaesthetic consumption
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: 1 awareness patient in group RP
Notes Non‐randomized portion of anaesthetic: parts of IV N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance unclear PRN/ADM: SNAP (40% to 60%)
Premed: midazolam (0.03 mg/kg IV); induction: propofol bolus (2 mg to 2.5 mg/kg) + rocuronium (0.6 mg/kg) + O2 50% + rocuronium (table 2); maintenance: propofol 4 mg to 10 mg/kg/h+ remifentanil infusion (0.1 µg to 0.5 µg/kg/h)
Quote: "Depth of anaesthesia was measured by depth of anaesthesia (SNAP index score) (Nicolet Biomedical, VIASYS Healthcare, Madison, Wisconsin, USA)"
Time of outcome determination: in recovery room
Method of outcome determination: interview time NA
Dr Lale Karabrysk, email: karabiyik@gazi.edu.tr
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "The patients were equally assigned via computer‐generated random numbers"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "After the extubation, the patients were transferred to the postanaesthesia care unit (PACU), where further recordings were carried out by an independent observer blinded to the anaesthetic regimen"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Goto 2000.

Methods Study design: randomized parallel groups
 Study dates: Quote: "From July 7 1998 to January 25, 1999" (email bias survey, see notes)
Participants Country: Japan
Sex: female
Age: 38 to 56
ASA: I and II
Procedure: elective total abdominal or vaginal hysterectomy
Study size: 20
Interventions Randomized portion of anaesthetic: volatile agent types
Intervention 1: maintenance: xenon: 56% xenon (0.8 MAC), N = 10
Intervention 2: maintenance: isoflurane: 1.0% to 1.5% in 6 L/min flow of oxygen, N = 10
BIs in both groups
Outcomes Primary: concentration of anaesthetic: BIS SEF95 values
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: zero patient awareness reports; 4 patients had wakefulness at BIS 50 with xenon post end surgery
Notes Non‐randomized portion of anaesthetic: regional anaesthesia: epidural: induction/maintenance: parts of volatile agent: N2O no/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance unclear/ADM: BIS recorded
Anaesthesia induction: epidural 10 mL mepivacaine 1.5% with 1:200,000 epinephrine, propofol 2.5 mg/kg IV + 5% sevoflurane + vecuronium 10 mg IV; anaesthesia maintenance: see interventions; muscle relaxant reversed at end surgery
Time of outcome determination: 2 h postoperative
Method of outcome determination: interview
Comment: after surgery...asked to open their eyes and squeeze the anaesthetists hand. For xenon, in some patients this occurred at BIS < 50. None remembered wakefulness
Survey response: 2 March 2011, Takahisa Goto takigoto@yokohama‐cu.ac.jp
Survey questionnaire 25 February 2011
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "The envelop method. Before starting the whole study, we made 11 and 9 cards with Xe or Iso, respectively, and put each card to an identical envelop and sealed. Before induction of anaesthesia, the anaesthetist selected one envelop, opened it, and gave either xenon or isoflurane according to what the card said. We made a little more cards of xenon than those of isoflurane simply because xenon was a newer drug" (email survey)
Allocation concealment (selection bias) Low risk Quote: "As described in the randomized method, we decided allocation just before induction of anesthesia. After randomization, we did not tell the participants whether they would be receiving xenon or isoflurane. Similarly, the investigator who enrolled the participants had no means to know in advance if they would be allocated to xenon or isoflurane. The anesthetists who actually conducted anesthesia were NOT blinded to the anesthetics given. Blinding was virtually impossible" (email survey)
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Patient, Awareness outcome assessor (interviewer)" (email survey)
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patient, Awareness outcome assessor (interviewer)" (email survey)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "No attrition or exclusions were made during the study" (email survey)
Selective reporting (reporting bias) Low risk Quote: "Yes, our study is free of selective reporting. We reported all the results we obtained" (email survey)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "I cannot think of any other potential bias" (email survey)

Gruenewald 2007.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Germany
Sex: female
Age: 33, 38
ASA: I and II
Procedure: elective gynaecological laparoscopy
Study size: 72
Interventions Randomized portion of anaesthetic: TIVA ADM (M‐entropy) vs SCP
Intervention 1: standard clinical practice
Intervention 2: M‐entropy monitoring 40 and 60
Outcomes Primary outcomes: consumption of anaesthetics, recovery times
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: 1 patient in SCP reported awareness
Notes Non‐randomized portion of anaesthetic: parts of TIVA: N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance unclear/ADM BIS recorded
Anaesthesia induction: propofol (2 mg/kg) + remifentanil (0.3 µg to 0.5 µg/kg/min) + rocuronium (0.6 mg/kg); maintenance: propofol + remifentanil
Comment: blinding anaesthetist, learning bias according to 2 opposing views of Roizen and Lindholm
Time of outcome determination: first postoperative day
Method of outcome determination: interview
Email: gruenewald@anaesthesie.uni‐kiel.de; ROB survey ‐ we emailed on 11 April 2015
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Randomisation to the two treatment groups (standard practice or entropy) was done by opening a sealed envelope"
Allocation concealment (selection bias) Unclear risk Quote: "Randomisation to the two treatment groups (standard practice or entropy) was done by opening a sealed envelope"
Comment: unclear if envelope opaque as per Cochrane guidelines (Higgins 2011)
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: both groups used BIS and M‐entropy; in SCP group both were blinded and in experimental group entropy was not blinded
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "On the first postoperative day, all patients were asked by a blinded anaesthetist if they had any memory or awareness during different stages..."
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "All patients were included into the final analysis"
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Grundmann 2001.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Germany
Sex: male and female
Age: 23 to 65
ASA: I and II
Procedure: elective laparoscopic cholecystectomy
Study size: 50
Interventions Randomized portion of anaesthetic: parts of TIVA vs parts of volatile agent
Intervention 1: maintenance: Group R/P: propofol 4 mg/kg/h, N = 25
Intervention 2: maintenance: Group R/D: desflurane 3% ET, N = 25
Outcomes Primary outcomes: haemodynamic responses, recovery profile
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "None of the patients showed any signs of wakefulness in response to surgical procedures or had postoperative recall of intraoperative events"
Notes Non‐randomized portion of anaesthetic: parts of TIVA vs parts of volatile agent N2O no + infusion of narcotics MCI + muscle relaxant(s) induction yes/maintenance unclear
Premed: 10 mg diazepam; induction: remifentanil infusion MCI (0.5 µg/kg/min) until patient felt dazed + propofol IV (2 mg/kg) + atracurium (0.5 mg/kg) + ventilation oxygen 2 L/min in air
Anaesthesia maintenance: remifentanil infusion MCI reduced 0.25 µg/kg/min
Comment: see Dryad author's definition of anaesthesia
Time of outcome determination: after recovery
Method of outcome determination: interview
ROB survey. We emailed on 11 April 2015
Dr. Grundmann email: aiugru@krzsun.med‐rz.uni‐sb.de
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Fifty patients (ASA I–II, 23–65 yr) were randomly assigned"
Allocation concealment (selection bias) Unclear risk Comment: inadequate information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "...the patients were directly transferred to the postanaesthesia care unit (PACU), where further recordings were done by an independent, blinded observer, who was unaware of the administered anaesthesia regimen"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Gupta 1992.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Sweden
Sex: both
Age: 17 to 49, mean: 33.2 ± 10, 27.5 ± 6
ASA: I and II
Procedure: outpatient arthroscopic procedures of the knee
Study size: 30
Interventions Randomized portion of anaesthetic: volatile agent types: IV induction hypnotics
Intervention 1: induction: thiopentone 5 mg to 6 mg/kg, N = 14
Intervention 2: induction: propofol 2 mg to 3 mg/kg, N = 16
Outcomes Primary outcomes: psychomotor recovery; differences between isoflurane and propofol groups at each measurement, dream frequency
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: assessment for dreams and awareness was in methods. Results section reports only dreams does not mention awareness; awareness reported
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O no/narcotics/hypnotics bolus/muscle relaxants induction no/maintenance no
Anaesthesia induction: alfentanil 0.25 mg; maintenance: isoflurane (0.5% to 2%) in oxygen and air + alfentanil 0.25 mg plus additional doses every 15 min; spontaneous breathing with mask; ventilation was controlled if there was apnoea exceeding 30 s
Time of outcome determination: prior to discharge
Method of outcome determination: interview
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "The patients were randomly divided into two groups"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Quote: "The patients were interviewed prior to discharge as to whether they had any dreams or were aware during the procedure..."
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Gurman 1994.

Methods Study design: randomized parallel groups
 Study dates: "year of 1992" (email bias survey, see notes)
Participants Country: Israel
 Sex: male and female
 Age: mean 18 to 70
 ASA: I‐II
 Procedure: surgical procedures lasting at least 30 min
 Study size: 48 enrolled; 43 completed study
Interventions Randomized portion of anaesthetic: parts of TIVA vs parts of volatile agent
Intervention 1: maintenance: propofol varying between 3 mg to 6 mg/kg/h, N = 24
 Intervention 2: maintenance: isoflurane 1% to 1.75%, N = 24
 Both isoflurane and propofol dosage as well as the amount of fluids administered were adjusted in order to maintain a SEF between 8 Hz and 12 Hz and mean blood pressure and heart rate within normal limits
Outcomes Primary outcomes: haemodynamic effects, recovery effects, differences anaesthetics consumed, SEF variation
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No patients in either group showed any evidence of awareness during maintenance of anaesthesia (by raising the isolated arm) or by postoperative recall of intra‐operative events"
Notes Non‐randomized portion of anaesthetic: parts of TIVA vs parts of volatile agent N2O yes/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance PRN/ADM: SEF recorded
Premedication: oral diazepam 5 mg to 10 mg
Induction: vecuronium 1 mg + fentanyl 0.2 mg + thiopentone 5 mg/kg + suxamethonium 5 mg/kg
Maintenance: N2O/O2 2:1 litre/min + vecuronium and fentanyl when needed
Author responded to the email bias survey on 25 January 2011
Survey response: 25 January 2011, Gabriel M. Gurman MD gurman@bgu.ac.il
Emailed author on 8 December 2013 for feedback about characteristics table and ROB domains; responded 12December 2013: "I have nothing to comment"
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) High risk Quote: "the patients were randomised into two groups according to the last digit of their identity number"
Quote: "last digit ID number" (email survey)
Allocation concealment (selection bias) Low risk Quote: "There was only one of us (MS) who dealt with randomisation and he did not take part to the results analysis" (email survey)
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "Patient, Anaesthesiologist, Awareness outcome assessor (interviewer)" (email survey)
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Above
Incomplete outcome data (attrition bias) 
 All outcomes Unclear risk Comment: (5/48) 11% of study group dropped out but unclear what that distribution was across the 2 groups
Quote: "Three were eventually excluded due to lack of complete data. Two other cases were eliminated because of the need for naloxone to treat prolonged postoperative respiratory depression"
Comment: naloxone group not at high risk of awareness
Comment: unclear risk because we cannot determine if imbalanced exclusions
If 5 exclusions in 1 group that is a significant difference, Peto OR 0.11 (0.02 to 0.70)
Selective reporting (reporting bias) Low risk Quote: "The study protocol is not available but it is clear that the published report includes all expected outcomes, including those that were pre‐specified." (email survey)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "No problems like those described above" (email bias survey, see notes)

Hachero 2001.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Spain
Sex: female
Age: 18 to 65
ASA: I‐II
Procedure: major gynaecological surgery
Study size: 40
Interventions Randomized portion of anaesthetic: ADM (BIS) vs SCP
Intervention 1: BIS: maintenance: propofol doses to keep BIS maintained between 40 to 60, N = 20
Intervention 2: standard clinical practices (SCP): maintenance: propofol 10 mg/kg/h for 5 min, 8 mg/kg/h 5 min, 6 mg/kg/h until end + fentanyl 150 µg or 75 µg when needed, N = 20
Outcomes Primary outcomes: anaesthetic consumption, recovery times, haemodynamic effects, BIS changes
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "En ningun caso las pacientes refirieron recuerdo explicito intraoperatorio." Translation: "In no case patients reported explicit recall intraoperatively"
Notes Non‐randomized portion of anaesthetic: TIVA/N2O no/induction: muscle relaxants: infusions propofol/induction yes/maintenance yes
Premedication: midazolam 0.05 mg/kg + atropine 0.01 mg/kg + dehydrobenzperidol 40 µg/kg + fentanyl 2 µg/kg
Induction: propofol 2 mg to 2.5 mg/kg + mivacurium 0.2 mg/kg
Maintenance: mivacurium 0.5 mg/kg/h + fentanyl 75 µg to 150 µg PRN BP/h > 20% baseline
Translated by Brett Smith
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Mediante una tabla generada por ordenador las pacientes fueron asignadas de formas aleatoria a dos grupos..."
Translation: "Using a computer‐generated table patients were randomly assigned to two groups..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Translation: assessor: "upon arriving in the PACU a nurse that was unaware of the anaesthetic group that they belonged to about their pain...The possibility of intraoperative awareness was investigated in all patients through an interview given 24 hours post‐op"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Hackner 2003.

Methods Study design: randomized parallel groups
Study dates: NA
Participants Country: Germany
 Sex: both
 Age: 18 to 73
 ASA: I‐III
 Procedure: elective panendoscopy, microlaryngoscopy, or tonsillectomy
 Study size: 44 enrolled, 43 completed study
Interventions Randomized portion of anaesthetic: parts of TIVA
Intervention 1 maintenance: propofol‐pronounced: propofol 100 µg/kg/min, remifentanil 0.15 µg/kg/min), N = 22
Intervention 2 maintenance: remifentanil‐pronounced: propofol 50 µg/kg/min, remifentanil 0.45 µg/kg/min), N = 22
Outcomes Primary outcomes: halogenated agents and the acid base status, cbc chemistry, urine analysis etc; values of MAP, HR, SpO2, and BIS
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
"...No intra‐operative awareness with recall was reported..."
Notes Non‐randomized portion of anaesthetic: parts of TIVA: N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance PRN/ADM: BIS
Anaesthesia induction: remifentanil (0.4 mg/kg ± 1 over 30 sec), followed by propofol (2.0 mg/kg ± 1 over 30 sec) and mivacurium (0.2 mg/kg ± 1); maintenance: propofol: remifentanil combo (100 µg/kg/min:0.1 5µg/kg/min) or (5 0µg/kg/min:0.45 µg/kg/min), mivacurium PRN surgical requirements. BIS > 55
Time of outcome determination: 24 h postoperative
Method of outcome determination: interview recovery room and on the day after anaesthesia
ROB survey. We emailed on 12 April 2015
Email: o.detsch@lrz.tum.de
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Before induction, patients were randomised to receive either..."
Allocation concealment (selection bias) Unclear risk Comment: insufficient information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: anaesthesiologist/assessor: "The anaesthetist providing anaesthesia and the interviewer recording all variables were blinded to the drug concentrations"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: anaesthesiologist/assessor: "The anaesthetist providing anaesthesia and the interviewer recording all variables were blinded to the drug concentrations"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "one patient was excluded because of changes in the surgical procedure"
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Haimeur 1997.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Maroc
Sex: female
Age: mean 27 to 30 in 3 groups
ASA: NA
Procedure: caesarean section surgery
Study size: 30
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia vs volatile agent types
Intervention 1: induction: thiopental 4 mg/kg maintenance: N2O/O2 50% + halothane 0.5%; N = 10
Intervention 2: induction: ketamine 1 mg/kg maintenance: N2O/O2 50%; N = 10
Intervention 3: induction: ketamine 1 mg/kg maintenance: N2O/O2 50% + halothane 0.5%; N = 10
Outcomes Primary outcomes: wakefulness, haemodynamic parameters, time to loss of consciousness between thiopental and ketamine, incisions to delivery time, APGAR scores
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 5
Comment: positive wakefulness: group 1: 4 events, group 2: 2 events, group 3: 1 event; 2 patient awareness reports and 1 postoperative nightmare report; see Dryad for translation
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia vs volatile agent types: N2O yes/narcotics and/or hypnotics bolus/muscle relaxants induction yes/maintenance unclear/ADM: response to command (IFT) 
 Vecuronium for intubation
Isolated forearm technique
Translated by Anthony Messina
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "For induction...are randomly distributed in one of the following three groups "
Allocation concealment (selection bias) Unclear risk Comment: inadequate information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: inadequate information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: inadequate information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information provided; no ROB survey data

Haram 1981.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Norway
 Sex: women
 Age: 19 to 44
 ASA: not given
 Procedure: elective caesarean section
 Study size: 97 enrolled, 82 completed surgery, 79 had complete data for analysis
In 2 groups of 43 and 39 women, respectively
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia
Intervention 1: thiopentone induction 3 mg/kg + additional bolus doses (25 mg to 50 mg) if needed; N = 43
 Intervention 2: diazepam induction 0.3 mg/kg + additional bolus doses (5 mg to 15 mg); N = 39
Outcomes Primary outcomes: APGAR scores, acid‐base balance; times from injection of the induction agent to sleep; loss of ciliary reflexes
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: Table 3: group 1: awareness 5: awareness with noise 1, pain 1, unpleasant dreams 3, no awareness 35 = 40 = N
 Group 2: awareness 0: awareness with noise 0, pain 0, unpleasant dreams 0, no awareness 39 = N; the term wakefulness is used to describe postoperative memory of intraoperative events, awareness
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia: N2O yes/narcotics and/or hypnotics bolus/muscle relaxants induction yes/maintenance yes
Induction: atropine 0.6 mg + N2O/O2 4:2 + boluses hypnotic sedative drugs
Maintenance: suxamethonium 50 mg to 100 mg + N2O/O2 4:2 + analgesic (pethidine 50 mg to 100 mg IV) after delivery
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "They were randomly allocated to two groups"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "The anaesthetist providing anaesthesia and the interviewer recording all variables were blinded to the drug concentrations"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "On first postoperative day, the patients were interviewed by one of the authors (KH), who was not aware which induction agent had been used"
Incomplete outcome data (attrition bias) 
 All outcomes Unclear risk Comment: enrolled 97 minus 15 excluded due to obstetrical criteria; 97 started surgery, 82 completed surgery; 79 had complete study data for analysis; hence (18/97) 19% dropouts but no dropout for reasons that defined them as high‐risk awareness cases: dropouts for SCP data (unable to collect); no awareness interview dropouts
Comment: inadequate information to determine if exclusions were balanced between groups
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Hug 1988.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: USA
 Sex: female/male
 Age: 58 to 61
 ASA: NA
Procedure: CABG
 Study size: 19
Interventions Randomized portion of anaesthetic: TIVA (MCI)
Alfentanil infusion rate (prime/maintenance (µg/kg/min))
Intervention 1: (N = 6) 60/4.5 µg/kg/min
Intervention 2: (N = 4) 60/5.4 µg/kg/min
 Intervention 3: (N = 5) 72/6.6 µg/kg/min
Intervention 4: (N = 4) 86/7.8 µg/kg/min
Outcomes Primary: outcomes: plasma concentration of alfentanil, somatic and haemodynamic responses
Secondary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No patient had recall of intraoperative events when interviewed 1 to 3 days after surgery
Notes Non‐randomized portion of anaesthetic: TIVA/N2O no/infusion of narcotics (MCI) + muscle relaxants induction yes//maintenance yes PRN
Lorazepam 0.08 mg/kg (intervention 1), 0.04 mg/kg (intervention 2 to 4), PO premed
Metocurine 0.05 mg/kg while breathing 100% oxygen, suxamethonium and PRN after intubation
Comment: no MR use after induction to view somatic response
Quote: "The highest plasma concentration of alfentanil to prevent response to a stimulus other than tracheal intubation was different between the two studies (P < 0.05). We conclude that alfentanil alone is insufficient to suppress haemodynamic and somatic motor responses to noxious stimulation during CABG and that the role of premedication is significant..." "Rigidity on induction of anaesthesia occurred in 14 of the 19 patients and was promptly relieved by suxamethonium. Suxamethonium was again required in 12 patients to facilitate opening of the sternum"
No email address
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "chosen randomly from one of three different options (table II)"
Allocation concealment (selection bias) Unclear risk Comment: inadequate information
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: inadequate information
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: inadequate information
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no dropouts
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information

Hung 1992.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Canada, USA
 Sex: male
 Age: aged: 30 to 79
 ASA: I‐II
 Procedure: not specified
 Study size: 26
Interventions Randomized portion of anaesthetic: IV hypnotic (thiopental) (TCI) infusion serum levels
Intervention 1: thiopental serum concentrations 10 µg to 30 µg/mL 5/26 had noxious stimulation because they were arousable and responded to verbal command
Intervention 2: higher, randomly assigned target serum concentration of 40 µg to 90 µg/mL tracheas of 6 could not be intubated due to inability to intubate without muscle relaxants
Outcomes Primary: outcomes: association thiopental serum concentrations and clinical signs anaesthetic depth as defined by EEG and several perioperative stimuli (verbal command, tetanic nerve stimulation, trapezius muscle squeeze, and laryngoscopy)
Secondary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "When interviewed 24 h postoperatively, none of the subjects could recall the events that occurred during the study"
Notes Non‐randomized portion of anaesthetic: ADM EEG recorded
No post‐intubation anaesthetic technique described: classified as "other" technique
Quote: "A positive response was recorded if purposeful extremity movement or coughing was observed the probability of no movement to each stimulus was characterized using logistic regression. The biphasic thiopental concentration‐EEG relationship and the isoelectric EEG at the high serum thiopental concentrations needed to prevent purposeful movement responses limit the utility of the EEG as a measure of anaesthetic depth when thiopental is used alone ...The movement responses may be associated with spinal (brain stem in the case of laryngoscopy and intubation) reflexes to peripheral noxious stimuli. However, they also may be associated with light anaesthesia and inadequate cortical CNS suppression, since most of these movement responses were associated with an increase of mean arterial pressure and heart rate. It is not possible for us to separate the cortical from spinal components of a movement or cough response....Laryngoscopy followed by intubation can be considered the most noxious stimulus that has been quantitated with available methodology in humans. Because of the concurrent peri operative use of anaesthetic drugs with specific actions...traditional clinical signs of anaesthetic depth such as movement and hemodynamic responses to noxious stimuli become less interpretable"
No email survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "The first randomly assigned target serum concentration of 10‐30 mcg/ml was maintained ..."
Allocation concealment (selection bias) Unclear risk Comment: inadequate information
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: inadequate information
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: inadequate information
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no dropouts
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information

Ibraheim 2008.

Methods Study design: randomized parallel groups
 Study dates: not stated  
Participants Country: Saudi Arabia
Sex: both
Age: 41, 39
ASA: I‐II
Procedure: laparoscopic gastric banding
Study size: 30
Interventions Randomized portion of anaesthetic: volatile agent types/ADM
Intervention 1: maintenance: sevoflurane BIS between 40 to 60, N = 15
Intervention 2: maintenance: sevoflurane SCP, N = 15
Outcomes Primary outcomes: recovery times, anaesthetic consumption
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "There was no recall or dreaming reported by any patient in Recovery room or 24 hours after surgery in both groups"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O no/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance yes
Induction: fentanyl 2 µg/kg + propofol 1.5 mg to 2.0 mg/kg + succinylcholine 1.0 mg to 1.5 mg/kg; maintenance: sevoflurane 2% in 2 L/min + fentanyl 100 µg + atracurium
Time of outcome determination: discharge from recovery room and 24 h postoperative
Method of determination: interview
Email: osamaibraheim@yahoo.com; awaiting email bias survey response
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Patients were randomly assigned to two groups"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "BIS Group: the anaesthesiologist had access to the monitor and adjusted the concentration of sevoflurane to achieve a target BIS in the range 40‐60. Non BIS (control group) the anaesthesiologist adjusted the sevoflurane concentration purely according to the clinical signs"
Comment: anaesthesiologists were not blinded to inhalational agent nor to SCPs
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "Blinded study personnel recorded..."
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Inoue 2005.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: USA
 Sex: men and women
 Age: 37 to 76
 ASA: I‐II
 Procedure: cervical spine surgery
 Study size: 75
Interventions Randomized portion of anaesthetic: parts of IV vs parts of volatile agent: TCI vs supplemental volatile vs solely volatile
Intervention FP 1: induction and maintenance: fentanyl 50 µg intermittent boluses + propofol 1.5 µg to 3.5 µg/mL TCI, both titrated against clinical signs, N = 25
Intervention Fs 2: induction: fentanyl 100 µg + propofol 1 mg to 3 mg/kg; maintenance: fentanyl 50 µg intermittent boluses + supplementary sevoflurane (0.5% to 1.0% ET), N = 25
Intervention S 3: induction: fentanyl 100 µg + propofol 1 mg to 2 mg/kg; maintenance: solely with sevoflurane 1.5% to 2.5% ET, N = 25
Outcomes Primary outcomes: the time to extubation, bucking scores, and pain scores
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 0
Quote: "There were no light anesthesia responses such as hazardous involuntary movements, bucking, or awareness during surgery"
Comment: no awareness events; all patients were paralysed for induction and a portion of the sample were paralysed during maintenance
Notes Non‐randomized portion of anaesthetic: parts of IV/N2O yes vs parts of volatile agent: N2O yes/muscle relaxants induction yes/maintenance yes
Premedication: 25 mg hydroxyzine + 0.5 mg atropine; anaesthesia induction: vecuronium; maintenance: vecuronium as needed + nitrous 60%, O2 40%
Time of outcome determination: 24 h postoperative
 Method of outcome determination: interview
Emailed author 27 December 2010 for risk of bias information; no response received
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Patients were randomly assigned into one of three groups"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "the extent of awareness and readiness for the neurological examination were assessed using a predetermined scoring scale by a nurse observer blinded to the method of anesthesia"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Jensen 1995.

Methods Study design: randomized parallel groups
 Study dates: 1987 (email bias survey, see notes)
Participants Country: Denmark
 Sex: female
 Age: mean 42 to 47
 ASA: I‐II
 Procedure: major elective gynaecologic surgery
 Study size: 80, 74 complete data postoperative
Interventions Randomized portion of anaesthetic: parts of: neurolept (IV) vs TIVA reversal flumazenil vs no reversal flumazenil ±N2O
TIVA using midazolam‐alfentanil intervention 1 and 2, with or without reversal with flumazenil vs standardized neurolept anaesthesia with N2O, intervention 3
Intervention 1: TIVA induction: alfentanil 50 µg/kg + midazolam 150 µg/kg + alfentanil 10 µg/kg/min 10 min, 2 µg/kg/min 20 min + midazolam 8 µg/kg/min 10 min, 3.3 µg/kg/min 20 min; maintenance: alfentanil 1 µg/kg/min + midazolam 2 µg/kg/min + atracurium 7 µg/kg/min; reversal flumazenil 2 mg, N = 20 
 Intervention 2: TIVA induction: alfentanil 50 µg/kg + midazolam 150 µg/kg + alfentanil 10 µg/kg/min 10 min, 2 µg/kg/min 20 min + midazolam 8 µg/kg/min 10 min, 3.3 µg/kg/min 20 min; maintenance: alfentanil 1 µg/kg/min + midazolam 2 µg/kg/min + atracurium 7 µg/kg/min; 20 2 mg, N = 20 ‐ 1 = 19Reversal placebo 
 Intervention 3: neurolept induction: fentanyl 5 µg/kg + droperidol 250 µg/kg + thiopental 4 mg/kg and supplemental doses 50 mg; maintenance: N2O in 33% O2 + fentanyl and droperidol doses as needed, N = 40 ‐ 1 = 39
Outcomes Primary outcomes: recovery characteristics
Quote: "Recovery after Midazolam‐Alfentanil Anaesthesia with and without Reversal with Flumazenil, and Standardized Neurolept Anaesthesia"
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: the dynamic nature of postoperative memory was demonstrated by a patient who had immediate postoperative recall of skin incision as a "burning sensation", but the next day the patient "failed to recall the event." This is evidence that RCTs that interview patients after the immediate postoperative period underestimate the frequency of awareness
Comment: naloxone needed in 11/40 patients in TIVA groups with and without reversal and 0/40 patients in neurolept group. Significantly more naloxone used in TIVA groups 1 and 2 (11/40) vs neurolept group (0/40), Peto OR 9.87 (2.79 to 34.97)
Notes Non‐randomized portion of anaesthetic: parts of: neurolept (IV) vs TIVA/N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance yes
Premedication: midazolam 0.1 mg/kg; induction/maintenance: group‐specific maintenance regimen. See above. Intubation and relaxation: atracurium 0.5 mg/kg IV, infusion 7 µg/kg/min: TOF ratio, aim one tactile twitch until skin suture, end of surgery/residual neuromuscular blockade reversed atropine 1 mg and neostigmine 2.5 mg IV
Time of outcome determination: before discharge
Method of outcome determination: interview
Emailed author on 27 December 2010 for risk of bias information
Author responded to the email bias survey on 18 January 2011
Survey response: 18 January 2011, Anders G. Jensen anders.gadegaard.jensen@ouh.regionsyddanmark.dk
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "The patients were randomized by sealed envelopes into three groups"
Quote: "Sealed, numbered envelopes were used. Patients were given the next number when they were enrolled in the study. Envelopes prepared and randomisation performed in advance by a person not participating in the study." (Email bias survey, see notes)
Allocation concealment (selection bias) Low risk Quote: "The Anaesthesiologist knew, that the patient was given either TIVA (Group 1 and 2) or Neurolept anaesthesia (Group 3). Placebo or flumazenil was drawn from blinded, numbered ampoules. Hence, the Anaesthesiologist was unaware of allocation to group 1 or 2"
 Quote: "Outcome was assessed by an investigator blinded to group allocation. This investigator did not have access to the patients files." (Email survey)
Comment: anaesthesiologists not blinded to anaesthetic technique but blinded to reversal drug vs placebo drug
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "Patient, Anaesthesiologist, Awareness outcome assessor (interviewer)" (email survey)
Quote: "There were 3 groups in the study:
 1) TIVA with reversal with flumazenil
 2) TIVA with reversal with placebo
 3) Standardized neurolept anaesthesia
 Quote: "The Anaesthesiologist knew, that the patient was given either TIVA (Group 1 and 2) or Neurolept anaesthesia (Group 3). Placebo or flumazenil was drawn from blinded, numbered ampoules. Hence, the Anaesthesiologist was unaware of allocation to group 1 or 2." survey
Comment: complicated protocol in regard to blinding and allocation. We will not downgrade because both TIVA groups were blinded to placebo vs study drug and group 3 was blinded to groups 1 and 2.
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Outcome was assessed by an investigator blinded to group allocation. This investigator did not have access to the patients files"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: from table 6 and Dr Jensen's response to ROB survey: 2/40 patients from TIVA groups and 4/40 patients from neurolept groups excluded due to lack of data; this is imbalanced between groups but not significantly different, Peto OR 0.49 (0.09 to 2.56)
Author sent characteristics and ROB tables for comment 12/7 and 8/13: Anders G. Jensen anders.gadegaard.jensen@ouh.regionsyddanmark.dk
Selective reporting (reporting bias) Low risk Quote: "The study was performed more than 20 years ago. The study protocol is no longer available" (email bias survey, see notes)
Quote: "All results from our study were reported. That includes the non‐significant ones" (email survey)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "I do not find any risk of bias" (email survey)

Jiahai 2012.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: China
 Sex: female/male
 Age: mean 59 to 60
 ASA: unknown but must be >= III
 Procedure: OPCAB surgery
 Study size: 70
Interventions Randomized portion of anaesthetic: TIVA ADM (Entropy) vs SCP
Intervention 1: (N = 35) entropy values (45 to 55) visible (the entropy group)
Intervention 2: (N = 35) without the entropy values visible (the control group)
Outcomes Primary outcomes: adrenocorticotropic hormone (ACTH) and cortisol levels
Secondary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "None of the patients in the 2 groups reported intraoperative recall in the postoperative interview"
Notes Non‐randomized portion of anaesthetic: parts of TIVA: N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance yes
Induction midazolam, 0.1 mg/kg; etomidate, 0.1 mg/kg; sufentanil, 1 µg/kg, intubation pancuronium, 0.1 mg/kg. After intubation, infusion propofol, 4 mg to 8 mg/kg/h, and sufentanil, 0.5 µg to 2.0 µg/kg/h, ventilated ET CO2 32 mmHg to 42 mmHg. Additional pancuronium, 0.03 mg/kg given; filling pressures and fluid balance maintained lactated Ringer’s solution and 6% hydroxyeth. starch; entropy group, propofol infusion rate titrated SE value 45 to 55; bolus propofol, 20 to 50 mg PRN abrupt SE increase; sufentanil infusion adjusted so RE‐SE difference remain within 10 U
Ma Jiahai, MD, Email: mjh‐214@163.com
ROB survey: we emailed mjh‐214@163.com on 22 March 2015
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "prospective, randomized, controlled study was conducted on 70 patients undergoing first‐time OPCAB surgery"
Allocation concealment (selection bias) Unclear risk Comment: no information
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: no information
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "A standardized questionnaire (Appendix 1) to measure explicit intraoperative recall was completed immediately after tracheal extubation and 3 days later"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no dropouts
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information

Kamal 1990.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Pakistan
Sex: both
Age: 41
ASA: I‐II
Procedure: cholecystectomy
Study size: 36
Interventions Randomized portion of anaesthetic: parts of TIVA: narcotic dose
Intervention 1: induction buprenorphine 2.5 µg/kg bolus, N = 18
Intervention 2: induction buprenorphine 5 µg/kg bolus, N = 18
Outcomes Primary outcomes: duration of anaesthesia, arterial blood pressure and heart rate data, incidence of side effects within the 2 groups
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "None of the patients reported any awareness"
Notes Non‐randomized portion of anaesthetic: parts of TIVA: N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance yes
Premedication: diazepam 0.15 mg/kg; anaesthesia induction: propofol (1 mg/kg) followed by 10 min infusion at (10 mg/kg/h) followed by 10 min infusion at (8 mg/kg/h) + pancuronium (0.1 mg/kg) + group‐specific bolus of buprenorphine (agonist‐partial antagonist (narcotic)) neuromuscular blockade at the end of surgery was reversed with neostigmine
Anaesthesia maintenance: propofol infusion (6 mg/kg/h)
Comment: see Dryad: advantages of total intravenous anaesthesia
Time of outcome determination: 2 h postoperative
Method of outcome determination: interview
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote "patients were randomly allocated into two groups of 18 each"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: anaesthesiologist: "An anaesthetist unconnected with the study gave a bolus of intravenous buprenorphine so that the observer was blinded to the dose received"
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Kasmacher 1996.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Germany
Sex: both
ASA: I and II
Study size: 230
Procedure: minor elective surgery
Interventions Randomized portion of anaesthetic: TIVA vs volatile agent types ("balanced anaesthesia")
Intervention 1: induction: etomidate 2 mg/kg; maintenance: 0.8% to 1.5% enflurane, N = 109
 Intervention 2: induction: propofol 2 mg/kg + after saturation phase of ˜10 mg/kg/h, then followed with 5 mg to 6 mg/kg/h
N = 121
Outcomes Primary: dreaming, haemodynamics
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no evidence intraoperative awareness
Sensory experiences during propofol anaesthesia are not stimulus‐related perceptions or awareness but dreams similar to normal ones
Dreams: 60% (73/121) vs propofol 11% (12/109) enflurane
Notes Non‐randomized portion of anaesthetic: parts of TIVA vs parts of volatile agent types ("balanced anaesthesia"): N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance yes ADM BIS recorded
Maintenance both groups: supplemented fentanyl, vecuronium and N2O ("balanced anaesthesia"); BIS
 Maintenance both groups: enflurane 0.8% to 1.5%, supplemented fentanyl, vecuronium and N2O ("balanced anaesthesia")
Comment: Kasmacher's view: propofol intraoperative dreams: unrelated to surgery; intraoperative dream incidence: .60*121 = 73 propofol; 11*109 = 12 enflurane; no email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "...randomly assigned to one of two groups..." p147
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Kerssens 2005b.

Methods Study design: randomized parallel groups
 Study dates: 2001‐2002
Participants Country: USA
Sex: both
ASA: I and II
Study size: 106 ‐ 90 = 16 dropouts
Procedure: elective (ambulatory) surgery
Interventions Randomized portion of anaesthetic: TIVA vs volatile agent types
Group 1: maintenance of anaesthesia with propofol (propofol group, N = 48) or
Group 2: isoflurane (isoflurane group, N = 42)
Word stem completion test
Outcomes Primary: word test implicit memory associated with preoperative anxiety score
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 0
Quote: "None of the patients consciously recalled the intraanesthetic period on interview...absence of both implicit and explicit memory function in this study"
Notes Non‐randomized portion of anaesthetic: parts of TIVA vs parts of volatile agent types: N2O yes/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance yes ADM BIS 50 to 55
Induction: lidocaine (1 mg/kg), fentanyl (2 g/kg) and propofol (2 mg/kg). Succinylcholine (1.5 mg/kg) intubation. Maintenance: neuromuscular blockade was maintained at the discretion of the anaesthesiologist, using vecuronium PRN train‐of‐four at 1:4. N2O in oxygen (FIO2 0.4). Anaesthetics titrated as close to BIS 50 to 55 (mean BIS during word presentation in the trauma study 54). Additional fentanyl (50 g 100 g) if heart rate or blood pressure changed as described previously
Survey response from ckerssens@simpleC.com 10 March 2011
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk ROB survey Dr Kerssens: "a computer‐generated assignment to both study list (1 in 4) and memory test (different versions)"
Allocation concealment (selection bias) Unclear risk ROB survey Dr Kerssens: "Everything was computer programmed. All we did as investigators was type in patient study number and the computer determined which list to play plus test to use. It was completely blinded. Everybody knew words would be played but WHICH words were unknown to all."
Comment: no information regarding anaesthetic allocation
Blinding of participants and personnel (performance bias) 
 All outcomes High risk ROB survey Dr Kerssens: "Patient, Anesthesiologist, Awareness outcome assessor (interviewer)"
Comment: blinding for word list not anaesthetics
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk ROB survey Dr Kerssens: " Patient, Anesthesiologist, Awareness outcome assessor (interviewer)"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "...excluded 16 patients because of anesthetic (drug) protocol violations (n 8), because critical stimuli could not be presented during anesthesia (n 4), or because patients had left the hospital before they were tested (n 4), resulting in 90 evaluable patients. Study group size was chosen to approximate the same number of patients (n 96) as in our previous study"
ROB survey Dr Kerssens: "Outcome data was complete. Exclusions are listed in the paper but did not affect anesthesia treatment groups differentially"
Selective reporting (reporting bias) Low risk ROB survey Dr Kerssens: "yes"
Other bias Unclear risk ROB survey Dr Kerssens: "No, all results were reported"

Kerssens 2009.

Methods Study design: randomized parallel groups
Study dates: Quote: "January 2004 to February 2007" (email bias survey, see notes)
Participants Country: USA
Sex: both
Age: 61.2, 63.9
Procedure: joint replacement surgery
Study size: 167 enrolled, 128 completed study
Interventions Randomized portion of anaesthetic: volatile agent types: ADM: BIS 50 to 60 vs SCPs
Intervention 1: BIS monitor used to guide anaesthetic, maintained between 50 to 60, N = 67
Intervention 2: BIS not seen, standard clinical signs to guide anaesthetic, N = 61
Outcomes Primary outcomes: effect of BIS‐guided anaesthesia vs SCP on memory recognition function
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "When interviewed postoperatively, three patients (2.3%) reported recall of the time period between falling asleep and waking up from anaesthesia"
Comment: 2 patients were in BIS group and 1 in SCP group. There was evidence of implicit memory in the BIS guided group compared to the SCP group.
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O no/narcotics/hypnotics bolus MCI/muscle relaxants induction yes/maintenance PRN
Anaesthesia induction: propofol 2 mg/kg + fentanyl 3 µg/kg + vecuronium bromide (0.1 mg/kg) tracheal intubation, additional doses as necessary; maintenance: sevoflurane in oxygen using standard ventilation parameters + fentanyl 50 µg to 100 µg + esmolol 0.5 mg/kg + phenylephrine 100 µg + fentanyl 50 µg to 100 µg/kg as needed. Physiologic parameters recorded: BIS, end‐tidal gas concentrations (but actual ET data reported) (every 5 s) and vital signs (every 3 min)
Time of outcome determination: 6 h postoperative
Method of outcome determination: interview questions
Comment: see Dryad topics BIS and implicit memory vs SCPs and dreams
Survey response: 10 March 2011, Chantal Kerssens ckerssens@simpleC.com
Author sent characteristics and ROB tables for comment 7 December 2013: ckerssens@simpleC.com
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Patients were randomly assigned to one of two anaesthetic management groups using a computer‐generated list linking subject study numbers to group assignment"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "Outcome assessors were blinded to study group allocation and tested patients postoperatively for recall and recognition memory. Recall was assessed approximately 6 h after surgery with five questions"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "Numbers are reported in the paper. The ratios and reasons for exclusion/attrition were comparable between groups." (email bias survey, see notes)
Author sent characteristics and ROB tables for comment 7 December 2013: ckerssens@simpleC.com
Selective reporting (reporting bias) Low risk Quote: "True" (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "Yes. We stopped enrolment/testing when the main study ‐unrelated to memory function ‐ reached it's target enrolment number." (email bias survey, see notes)

Kim 2007.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: South Korea
Sex: both
Age: 38
ASA: I
Procedure: elective orthopaedic or gynaecological surgery
Study size: 40
Interventions Randomized portion of anaesthetic: cardiac drug vs placebo
Intervention 1: induction: saline control (N = 20)
Intervention 2: induction: nicardipine 15 µg/kg (N = 20)
Outcomes Primary outcomes: effect of IV nicardipine on haemodynamic and BIS responses
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No patient in either group had any recall of the procedure"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O yes/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance unclear/ADM: BIS recorded
Anaesthesia induction: thiopental (5 mg/kg) + fentanyl (1.5 µg/kg) + rocuronium (0.6 mg/kg). 30 sec post‐induction saline or nicardipine (15 µg/kg) administered
Anaesthesia maintenance: 1.0% inspired concentration of sevoflurane and 50% N2O in O2 BIS recorded
Time of outcome determination: in recovery room
Method of outcome determination: interview
Bias survey sent via email to author. No response received
Dr Yoon‐Sook Lee yslee4719@gmail.com
Re‐sent 13 April 2015
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "The patients were randomly allocated, by sealed envelope assignment, into two groups..."
Allocation concealment (selection bias) Unclear risk Comment: sealed‐envelope technique
COMMENT: as described in previous tables
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Kiyama 1997.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Japan
Sex: female
Age: 44 to 48 years mean each group
ASA: I
Procedure: gynaecological surgery: total abdominal hysterectomy
Study size: 20
Interventions Randomized portion of anaesthetic: regional anaesthesia: epidural: induction/maintenance
Intervention 1: with pre‐incisional (before induction) epidural: 1.5% lignocaine with 1:200,00 epi 20 mL after test dose: T4 dermatome to pinprick; N = 10
Intervention 2: maintenance: 15 minutes post‐incisional epidural: 1.5% lignocaine with 1:200,00 epi 20 mL after test dose; N = 10
Outcomes Primary outcomes: effects surgical stimuli on EEG; haemodynamic effects andEEG variables
 Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no patient‐reported intraoperative recall in the immediate postoperative period and 24 h later
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O yes/narcotics/hypnotics bolus I/muscle relaxants induction yes/maintenance unclear ADM EEG recorded
Pre‐induction: epidural placed; induction: thiopentone 5 mg/kg + isoflurane ET 1%/N2O 40% vecuronium 0.1 mg/kg; maintenance: then isoflurane 1.0% ET and N2O/O2 50%; controlled ventilation
Comment: no burst suppression on EEG during study; no recall; interview POD 1
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "...allocated randomly..."
Allocation concealment (selection bias) Unclear risk Comment: above
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Comment: blinded to epidural drug but anaesthesiologists could deduce which intervention group they were managing based on haemodynamic changes (table 2)
Blinding of outcome assessment (detection bias) 
 All outcomes High risk Comment: not blinded
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information provided

Kreuer 2003.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Germany
Sex: male/female
Age: 18 to 80
ASA: I, II or III
Procedure: minor orthopaedic
Study size: 120
Interventions Randomized portion of anaesthetic: ADM (BIS 50 Narcotrend D0) vs SCP
Intervention 1: monitor type: Narcotrend target D0
Intervention 1: monitor type: BIS target 50
Intervention 1: monitor type: standard clinical parameter (SCP)
Outcomes Primary outcomes: anaesthetic consumption, recovery times (eye opening/extubation)
 Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "Finally, all patients were visited in the postanaesthesia care unit and on the first and third postoperative day and were interviewed about intraoperative recall"
Quote: "No patient reported intraoperative recall"
Notes Non‐randomized portion of anaesthetic: parts of TIVA N2O no: propofol–remifentanil TCI MCI/muscle relaxants induction yes/maintenance unclear (atracurium)
Premedicated diazepam 0.15 mg/kg PO
Induction/maintenance non‐randomized portion of anaesthetic: TIVA
Anaesthesia induction: remifentanil MCI 0.4 µg/kg/min + 5 min later, propofol TCI 3.5 µg/mL + atracurium 0.1 mg/kg intubated 3 min later, ventilated ET CO2 35 mmHg, remifentanil reduced 0.2 µg/kg/min, whereas propofol TCI adjusted
BIS vs Narcotrend target values vs SCP
Comment: see Dryad topic inadequate anaesthesia
Time of outcome determination: first and third day postoperative. Method of outcome determination: interview
Email sent to secondary author, Wilhelm, on 1 April 2011: no response Dr. Wilhelm: wolfram.wilhelm@uniklinik‐saarland.de
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "were randomized to receive a propofol–remifentanil anaesthetic controlled by Narcotrend, by BIS®, or solely by clinical parameters"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: insufficient information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Kreuer 2005.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Germany
Sex: both
Age: 18 to 80
ASA: I‐III
Procedure: minor orthopaedic surgery expected to last at least 1 h
Study size: 120
Interventions Randomized portion of anaesthetic: volatile agent types: ADM: BIS 50/Narcotrend D0 vs SCPs
Intervention 1: induction and maintenance: SP (N = 40) ‐ control
Intervention 2: induction and maintenance: BIS 50 (N = 40)
Intervention 3: induction and maintenance: Narcotrend D0 (N = 40)
Outcomes Primary outcomes: Quote: "The primary end‐point of this study was defined as the time taken to spontaneous opening of eye"
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "Complaints of intraoperative recall were not reported"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O no/narcotics/hypnotics bolus/muscle relaxants induction yes/maintenance unclear
All patients were premedicated with midazolam 7.5 mg orally
Induction/maintenance non‐randomized portion of anaesthetic: balanced anaesthesia defined by IV (propofol/remifentanil) and inhalation (desflurane)
Remifentanil infusion at 0.4 µg/kg + 2 mg/kg propofol, oxygen was given by face mask ventilation + 0.5 mg/kg atracurium, trachea was intubated, ventilated ET CO2 35 mmHg, maintenance: remifentanil reduced 0.2 µg/kg/min, desflurane adjusted: BIS vs Narcotrend target values vs SCP
Comment: see Dryad inadequate anaesthesia
Bias survey not sent to author due to incorrect email address
Care Medicine, Sascha Kreuer, MD email to sascha.kreuer@uniklinik‐saarland.de
ROB survey. We re‐emailed on 13 April 2015; responded 13 April 2015 sascha.kreuer@uks.eu
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "adult patients were randomised to receive...After enrolment, patients were randomised by drawing lots from a closed box"
ROB survey Dr Kreuer: "Patients were randomised by drawing lots from a closed box"
Allocation concealment (selection bias) Unclear risk Comment: no information provided. RCTs that are included in this review and indicate that CONSORT criteria are part of their methods, have unblinded anaesthesiologists. Hence, we cannot assume that other ROB domains are low risk without ROB survey input
ROB survey response: "In all patients, irrespective of the individual Group assignment, both BIS values and Narcotrend Levels were continuously recorded in intervals of 5 min by a second independent investigator (LA). In the Standard practice group, both monitors were covered behind a curtain and invisible for the attending anaesthesiologist (CS), whereas, in the EEG groups, either only the Narcotrend or only the BIS monitor was uncovered"
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: anaesthesia titrated to ADMs x 2 vs SCP
ROB survey response: "Patient, Anaesthesiologist, Awareness outcome assessor (interviewer)"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Recovery times were recorded by a blinded investigator (MS)"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
ROB survey response: "No Patient was excluded from data Analysis"
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
ROB survey response: "The study protocol is available. All results are reported in the manuscript"
Other bias Low risk Comment: as above
ROB survey response: "There is no Bias like described above"

Krissel 1994.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Germany
Sex: female
ASA: not given, "healthy women"
Age: 30
Procedure: elective caesarean section
Study size: 75
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia vs volatile agent types: induction/maintenance
Intervention 1: (Group A) Induction: thiopentone (4 mg/kg) maintenance: ventilation 2 + 2 litre/min N2O/O2 mix with 0.8% enflurane (N = 25)
Intervention 2: (Group B) Induction: thiopentone (2 mg/kg) + ketamine maintenance: (0.5 mg/kg) ventilation 2 + 2 litre/min N2O/O2 mix with 0.8% enflurane (N = 25)
Intervention 3: (Group C) Induction: ketamine (1 mg/kg) maintenance: no enflurane (N = 25)
Outcomes Primary outcomes: maternal blood pressure, neonate muscle tone, UID intervals
Awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "Intra‐operative consciousness was reported only by patients in the thiopentone group [1 patient awareness report], unpleasant dreams only in the ketamine group and pleasant dreams in both the ketamine and the thiopentone/ketamine groups"
Notes Non‐randomized portion of anaesthetic: parts of IV vs parts of volatile agent N2O yes/narcotics/hypnotics bolus/muscle relaxant induction yes/maintenance yes
Induction/maintenance non‐randomized portion of anaesthetic:
Anaesthesia induction: alcuronium (0.1 mg pre‐curization). Group‐specific induction regimen + succinylcholine (1.5 mg/kg) + alcuronium (0.1 mg/kg)
After delivery: all groups: nitrous 67% O2 33% + enflurane 1% to 1.5% with alcuronium and ketamine 0.25 mg/kg if needed
Note the various definitions of inhalation vs IV
Time of outcome determination: 24 h postoperative
Method of outcome determination: interview
Comment: no email found for author; bias survey not sent
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "...randomly allocated..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Kudoh 1999.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Japan
Sex: both
Age: 25
ASA: NA
Procedure: orthopaedic
Study size: 40
Interventions Randomized portion of anaesthetic: parts of TIVA MCI vs bolus maintenance
Intervention 1: (group A) maintenance: fentanylinfusion (5 µg/kg/h) for the first 60 min and 3 µg/kg/h for the next 90 min; (N = 20)
Intervention 2: (group B) maintenance: fentanyl bolus 50 µg to 100 µg at signs of light anaesthesia; (N = 20)
Outcomes Primary outcomes: 1 ‐ TIVA (ketamine/droperidol/fentanyl) impact on MLAEP and explicit memory; 2 ‐ impact of differences in infusion methods on dream frequency
Awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no explicit memories; several patients had intraoperative dreaming; group A = 5 dreams group B = 10 (see table 1)
Notes Non‐randomized portion of anaesthetic: parts of TIVA N2O no/narcotics/hypnotics bolus/muscle relaxant induction yes/maintenance unclear PRN/ADM: MLAEP recorded
Total intravenous anaesthesia: droperidol, ketamine, and fentanyl: middle latency auditory evoked potentials
Anaesthesia induction: ketamine (2 mg/kg) + fentanyl (5 µg/kg) + droperidol (0.1 mg/kg) + suxamethonium (1 mg/kg) intubation
Anaesthesia maintenance: group‐specific regimen (see above) + ketamine (2 mg/kg/h)
Comment: study of explicit memory: affirmative message and auditory stimulation by pop music during surgery using a tape recorder
Comment: see Dryad: dreams associated with lower levels anaesthesia
Comment: see Dryad topic advantages TIVA
Time of outcome determination: 1 to 3 days postoperative
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Comment: groups were randomized. No discussion of method of randomization
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Kwon 2013.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Korea
 Sex: female/male
 Age: 18 to 70; mean 40 to 45
 ASA: I‐II
 Procedure: elective surgery
 Study size: 40
Interventions Randomized portion of anaesthetic: muscle relaxants: rocuronium vs succinylcholine: maintenance: no information
Intervention 1: (N = 20) 0.6 mg/kg rocuronium followed by 1.5 mg/kg propofol: intubated just after confirming loss of consciousness
Intervention 2: (N = 20) 1.5 mg/kg propofol and 1.5 mg/kg succinylcholine: intubated 1 minute after injecting succinylcholine
Intubation condition, timing of events, and complications were recorded
Outcomes Primary outcome: acceptable intubation conditions
Secondary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "None of the patients complained awareness of the intubation procedure or had respiratory difficulty during a postoperative interview"
Notes Non‐randomized portion of anaesthetic: hypnotic sedative/narcotic/lidocaine induction agents, muscle relaxants yes/maintenance: no information; other techniques
Induction: all patients received 1.5 μg/kg fentanyl intravenously with pre‐oxygenation for 2 minutes and were randomized to receive 0.6 mg/kg rocuronium followed by 1.5 mg/kg propofol or 1.5 mg/kg propofol and 1.5 mg/kg succinylcholine
Maintenance: no information
Comment: no information about maintenance phase of the study; Jaegyok Song, MD, email: drjack@nate.com
ROB survey: we emailed drjack@nate.com on 22 March 2015
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Patients were randomly assigned to receive rocuronium (group l) or succinylcholine (group 2)"
Allocation concealment (selection bias) Unclear risk Comment: no information
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: no apparent blinding
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "All patients were interviewed by a blinded investigator 6‐24 h after surgery"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no dropouts
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information

Lallemand 2003.

Methods Study design: randomized parallel groups
 Study dates: March, April 2002 survey
Participants Country: France
Sex: both
Age: 30
ASA: I
Procedure: elective surgery
Study size: 30
Interventions Randomized portion of anaesthetic: parts of volatile agent: IV hypnotic agents: induction
Intervention 1: etomidate 0.2 mg/kg (N = 10)
Intervention 2: etomidate 0.3 mg/kg (N = 10)
Intervention 3: etomidate 0.4 mg/kg (N = 10)
Outcomes Primary outcomes: times to disappearance of the eyelash reflex, to a decrease in the BIS to 50, and to tracheal intubation were compared. The BIS values 30 s following tracheal intubation, and mean arterial pressure (MAP) and heart rate (h) at all time points
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No awareness was recorded"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O yes/narcotics/hypnotics bolus/muscle relaxant induction yes/maintenance unclear/ADM: BIS
Anaesthesia induction: etomidate (by group) + rocuronium 0.6 mg/kg
Anaesthesia maintenance: sufentanil + isoflurane + BIS < = 50 for intubation
Comment nitrous not identified in methods but described in results: "One patient who received etomidate 0.4 mg kg ± 1 did not require any additional drug administration after sufentanil 10 mg had been given in accordance with the study design, and underwent surgery with a BIS value of 30. He recovered consciousness with no recall when nitrous oxide was discontinued"
Quote: "The number of patients for the present study was based on the fact that similar investigations used at the most 30 patients...."
Time of outcome determination: day after surgery
Method of outcome determination: interview
Survey response: 5 February 2011, C Lentschenerclaude.lentschener@cch.aphp.fr
Author sent characteristics and ROB table grades for comment 8 December 2013: claude.lentschener@cch.aphp.fr
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote ROB survey: "... nurse not involved in the assessment (a) performed the randomisation ... sealed opaque envelopes that contained the group assignments according to a previously computer‐generated random list"
Allocation concealment (selection bias) Low risk Comment: sealed‐envelope technique
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "Patient, Anaesthesiologist, Awareness outcome assessor (interviewer)...(b) prepared ...syringes containing... etomidate; and (c) activated the pump infusing...etomidate dose...anaesthetist...took care of BIS monitoring and tracheal intubation, but remained unaware of the etomidate dose administered"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patient, Anaesthesiologist, Awareness outcome assessor (interviewer)" (email survey)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: ROB survey: "...One patient in the 0.2 mg kg‐1 etomidate group was still aware 10 minutes following etomidate administration. This patient was withdrawn from further assessment....that this patient had a high BIS value 10 min following etomidate administration. ..."
Comments: this excluded patient is at increased risk of awareness. However, there was a significant difference between groups regarding dropouts: (1/10) etomidate 0.2 mg vs etomidate 0.3 and0.4 mg (0/20), Peto OR 0.05 (0.00 to 3.18)
Author sent characteristics and ROB table grades for comment 8 December 2013: claude.lentschener@cch.aphp.fr
Selective reporting (reporting bias) Low risk Quote: "I don't understand this query. The study protocol is clear. Every necessary information is provided. If you wish any additional information in this respect tell me in an additional mail. Sorry. CL" (email bias survey, see notes)
Comment: see rules for grading selective reporting for a list of examples of this type of ROB
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "In my opinion, there is not any risk of bias Investigators were blinded to group allocation. Data were honestly collected. All recorded data are produced. Excluded patient is reported. I don't see any problem; neither did the Editor" (email survey)

Lam 2013.

Methods Study design: randomized parallel groups
 Study dates: 1 March 2012 to 31 May 2012
Participants Country: Taiwan (Republic of China)
 Sex: female/male
 Age: 18 to 59
 ASA: I‐II
Obese patients with a body mass index (BMI) of 30 kg/m2 or greater
 Procedure: bariatric surgery (laparoscopic gastric banding, sleeve gastrectomy, and Roux‐en‐Y bypass surgery)
 Study size: 40 enrolled; 38
Interventions Randomized portion of anaesthetic: parts of volatile agent: IV hypnotic agents: induction
I nduction single bolus propofol 2 mg/kg calculated from:
Intervention 1 ‐ total body weight (TBW; 20 patients)
Intervention 2 ‐ corrected body weight 60% (CBW60; 18 patients)
Outcomes Primary outcomes: hypotension, complete blood count, coagulation profile, liver function, renal function, electrolytes, total cholesterol, triglyceride, high‐density lipoprotein, uric acid, or blood sugar data, BIS values
Secondary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "none reported intraoperative awareness or recall"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O no/narcotics/hypnotics bolus/muscle relaxant induction yes/maintenance yes/ADM: BIS recorded
All received: fentanyl (2 µg to 3 µg/LBW) and lidocaine (100 mg)
 The onset of loss of consciousness: patient dropped the syringe... asked to open...eyes and the eyelash test by the blinded medical personnel... bolus propofol loss consciousness/succinylcholine (1 mg/TBW): endotracheal intubation. Anaesthesia maintained: 3% sevoflurane 50% oxygen‐air mixture (6 L/min) first 5 minutes... BIS monitor
Cisatracurium to maintain neuromuscular blockade
Quote: "We also defined a bispectral index (BIS) value of greater than 60 as indicative of possible intraoperative awareness"
ROB survey: we emailed on 2 April 2015; email address: lin.soon@gmail.com (C‐S Lin)
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "We performed a prospective, randomized controlled study to evaluate the clinical efficacy of two different dosages of propofol"
Allocation concealment (selection bias) Unclear risk Comment: no information
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Except for the anesthesiologist who administered the induction dose of propofol, all other medical personnel and the patients were blinded to the propofol induction dose protocol." Email survey: requested details 2 April 2015
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "On questioning the patients during the postoperative interview, none reported intraoperative awareness or recall"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "Two patients were excluded because of incomplete data collection or because they had undergone multiple endotracheal intubation attempts." (CBW 2/20 vs 0/20 TBW). Although imbalanced, there were no significant difference between groups, Peto OR 7.79 (0.47 to 129.11)
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information

Lehmann 1985.

Methods Study design: randomized parallel groups
 Study dates: Quote: "1984" (email bias survey, see notes)
Participants Country: Germany
Sex: both
Age: 37, 41, 40
ASA: I and II
Procedure: elective orthopaedic or abdominal surgery
Study size: 40
Interventions Randomized portion of anaesthetic: parts of volatile agent: IV hypnotic agents: maintenance: supplemental narcotic vs placebo
Intervention 1: maintenance: placebo infusion (0.9% NaCl) (N = 20)
intervention 2: maintenance: tramadol infusion 13 mg/kg/h for 20 min, then 1 mg/kg/h (N = 20)
Outcomes Primary outcomes: relative cumulative enflurane times (tramadol, placebo), frequency enflurane given as PRN dose, MAP, HR, postoperative recovery time and pain scales, anaesthesiologists judgement of the quality of anaesthesia
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: see Dryad spontaneous memory; dreams associated with memory; partial amnesia, pain yet satisfied with surgery
Notes Premedication: fentanyl 0.1 mg + atropine 0.5 mg + droperidol 5 mg
Non‐randomized portion of anaesthetic: parts of volatile agent: N2O no/narcotics/hypnotics bolus MCI/muscle relaxant induction yes/maintenance yes
Induction: methohexitone 100 mg + succinylcholine 1 mg/kg + pancuronium 4 mg
Maintenance: N2O/O2 79:21, 4 breaths/min and enflurane (0.5% to 1.5 vol.%) PRN
Comment: see Dryad topic for awareness and lower level of anaesthesia; SCPs not predictive of awareness; translated by Lora Schulteiss
Survey response: 4 March 2011, Klaus A klaus.@uni‐koeln.de
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "computer generated randomisation list...the randomisation plan was designed by the manufacturer "Firma Gruenenthal", and was not accessible to any persons involved in the clinical study. only after the study was finished, the codes were revealed"
Computer‐generated randomization list (email bias survey, see notes)
Allocation concealment (selection bias) Low risk Quote: "coded ampoules according to randomisation plan, provided by Gruenenthal; randomised music presentation according to an own computer generated randomisation list." (email bias survey, see notes)
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "Patient, Anaesthesiologist, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patient, Anaesthesiologist, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "no dropouts for any parameter" (email bias survey, see notes)
Selective reporting (reporting bias) Low risk Quote: "no" (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "I can not remember any bias." (email bias survey, see notes)

Lehmann 1992.

Methods Study design: randomized parallel groups
 Study dates: Quote: "1991" (email bias survey, see notes)
Participants Country: Germany
Sex: female
Age: 27 to 66
ASA: I and II
Procedure: elective gynaecologic surgeries
Study size: 60
Interventions Randomized portion of anaesthetic: parts of IV vs parts of volatile light: balanced anaesthesia I IV induction narcotics vs dissociate agent
Intervention 1: induction: fentanyl (5 µg/kg); maintenance: 2 µg/kg/h (N = 20) ‐ control
Intervention 2: induction: pentazocine (2 mg/kg); maintenance: 0.8 mg/kg/h (N = 19)
Intervention 3: induction: ketamine (2 mg/kg); maintenance: 0.8 mg/kg/h (N = 20)
Outcomes Primary outcomes: vegetative parameters relative cumulative enflurane times (F, P, K), frequency enflurane given as PRN dose, MAP, HR, postoperative recovery time and pain scales, retrospective anaesthesiologist's judgement of the quality of anaesthesia
Secondary outcome: incidence of dreams and recollection of music
Awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: see Dryad topic dreams precede awareness, definitions of awareness and memory
Notes Randomized portion of anaesthetic: parts of IV vs parts of volatile light: balanced anaesthesia I (N2O yes narcotics + muscle relaxant + PRN volatile inhalation agent)/muscle relaxant induction yes/maintenance unclear
Premedication: pethidine 1 mg/kg IM + promethazine 1.5 mg/kg IM + atropine 0.5 mg IM, 60 min
Anaesthesia induction: alcuronium (2 mg + 8 mg) + methohexital (1.5 mg/kg) + succinylcholine (1 mg/kg) + bolus of randomized narcotic (fentanyl or pentazocine)/anaesthetic (ketamine) bolus and infusion; maintenance: N2O:O2 75:25 + inadequate anaesthesia: enflurane (0.5% to 2 % vol) for short periods if insufficient anaesthesia indicated; muscle relaxant reversed: neostigmine/atropine
Comment: see Dryad definition: balanced anaesthesia see Appendix 8, definitions of negative dreams, wakefulness, recall of music or words
Interviewed after extubation and POD 1
Lore Schultheiss was translator
Survey response: 4 March 2011, Klaus A klaus.@uni‐koeln.de
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "....randomised double blind study to evaluate...."
Quote: "same design and evaluation as in previous message, concerning PubMed PMID: 3883843 but no help from industry (which means, we prepared all the solutions our self according to a self generated computer randomisation list; the syringes with either fentanyl, pentazocine or ketamine were given to the anaesthesiologist by a colleague not involved in performing or evaluating the study)" (email bias survey, see notes)
Allocation concealment (selection bias) Low risk Quote: "see PubMed PMID: 3883843 'coded ampoules according to randomisation plan, provided by Gruenenthal; randomised music presentation according to an own computer generated randomisation list'" (email bias survey, see notes)
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Comment: yes blind data collection: research nurse administered the randomized drugs
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patient, Anaesthesiologist, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no dropouts
Selective reporting (reporting bias) Low risk Quote: "no" (email bias survey, see notes)
Other bias Low risk Quote: "I cannot remember any bias" (email bias survey, see notes)

Lehmann 2007.

Methods Study design: randomized parallel groups
 Study dates: "2004" (email bias survey, see notes)
Participants Country: Germany
Sex: both
Age: 65
Procedure: coronary artery bypass grafting
Study size: 66
Interventions Randomized portion of anaesthetic: ADM vs SCP
Intervention 1: BIS 50 (45 to 55) N = 33
Intervention 2: BIS 40 (35 to 45) N = 33
Simultaneously, state entropy and response entropy were recorded
Outcomes Primary outcomes: Quote: "designed and powered to compare differences in the values of BIS and spectral entropy"
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no recall
Notes Non‐randomized portion of anaesthetic: parts of IV N2O no/narcotics/hypnotics bolus MCI/muscle relaxant induction yes/maintenance yes ADM entropy measured
BIS 50 group induction: midazolam (0.07 mg/kg) + sufentanil (1 µg/kg) + pancuronium (0.1 mg/kg); maintenance: sufentanil 1.5 µg to 2 µg/kg/h + midazolam 0.03 mg to 0.07 mg/kg and sufentanil 0.5 µg to 1 µg/kg as needed
BIS 40 group induction: midazolam (0.1 mg/kg) + sufentanil (1.5 µg/kg) + pancuronium (0.1 mg/kg): maintenance: sufentanil 0.5 µg to 1.5 µg/kg/h + midazolam 0.05 µg to 0.1 µg/kg and sufentanil 1 µg to 2 µg/kg as needed
Anaesthesia maintenance: O2 in air 50% + pancuronium 0.03 mc/kg as needed
The spectral entropy parameters RE and SE were measured
Comment: see Dryad topic reduction in inotropic support
Time of outcome determination: third day after surgery
Method of outcome determination: interview
Survey response: 18 January 2011, andreasa@klilu.de
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "flipping coin" (email bias survey, see notes)
Allocation concealment (selection bias) High risk Quote: "No concealment" (email bias survey, see notes)
Comment: the randomization is to an open BIS endpoint of 40 and 50 and anaesthesia is targeted to a specific BIS endpoint value of 40 or 50. As in other RCTs merged into a meta‐analysis in this review, there would be no downgrade for this method of allocation in determining the quality of evidence.
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Patient" (email bias survey, see notes)
Comment: impact on quality of evidence the same as above
Blinding of outcome assessment (detection bias) 
 All outcomes High risk Quote: "Patient" (email bias survey, see notes)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "Data were complete in all patients." (email bias survey, see notes)
Selective reporting (reporting bias) Low risk Quote: "Study protocol is available; primary and secondary outcomes have been reported. Study was not designed to detect awareness" (email bias survey, see notes)
Quote: "Hemodynamics, mixed venous oxygen saturation were recorded but not reported" (email bias survey, see notes)
Other bias Low risk Quote: "BIS and entropy values were manually recorded" (email bias survey, see notes)

Lim 1992.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Singapore
Sex: both
 Age: 18
 ASA: I and II
Procedure: removal of impacted or buried teeth
Study size: 50
Interventions Randomized portion of anaesthetic: parts of TIVA vs parts of volatile agent
Intervention 1: induction: (TIVA) propofol (2 mg/kg) at 40 mg/10 sec maintenance: propofol infusion reduced to 6 mg/kg/h by reducing flow manually 2 mg/kg/h every 10 minutes + propofol bolus (0.5 mg/kg) no narcotics as needed oxygen/air, N = 25
Intervention 2: induction: (thiopentone/isoflurane/N2O), thiopentone (4 mg/kg); maintenance: 66% N2O in oxygen + 0.5% isoflurane, N = 25
Outcomes Primary outcomes: recovery characteristics
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no awareness reported
Notes Non‐randomized portion of anaesthetic: parts of TIVA vs parts of volatile agent N2O yes/narcotics/hypnotics bolus MCI/muscle relaxant induction yes/maintenance unclear 
 Induction: suxamethonium (1.0 mg to 1.5 mg/kg) + atracurium (0.5 mg/kg) + supplementary dose (0.1 mg/kg)
Air/oxygen with TIVA and N2O with isoflurane
Method of outcome determination: interview
Bias survey sent to author
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "scheduled for surgical removal of impacted or buried teeth were randomly allocated to receive either TIVA using propofol"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "The patients were interviewed by an anaesthetic trainee for complications of anaesthesia ..."
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Lin 2011.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Taiwan
Sex: female and male
Age: mean 56 ± 15
ASA: I‐II
Procedure: orthopaedic surgery: total hip replacement (THR) (N = 20), the Girdlestone procedure (N = 2), revision of a THR (N = 6), revision of a total knee replacement (N = 1), or knee arthroscopy (N = 1)
Study size: 30 enrolled and completed study
Interventions Randomized portion of anaesthetic: volatile agent types
Intervention 1: induction: sevoflurane group inhaled 6% sevoflurane and 4 L/min O2 for 3 minutes before intubation, N = 15
Intervention 2: induction: non‐sevoflurane group was given 4 L/min O2 alone with IV induction, N = 15
AAI used in both groups
Outcomes Primary outcomes: differences in BP, HR, and AAI during intubation between groups
 Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no awareness events reported
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O no/narcotics/hypnotics bolus MCI/muscle relaxant induction yes/maintenance unclear/ADM AAI recorded
Both groups: induction: 3 µg/kg fentanyl, 4 mg/kg thiamylal, and 0.2 mg/kg cis‐atracurium and maintenance: 2.5% sevoflurane and 4 L O2
ROB survey. Email: yangcy@adm.cgmh.org.tw, mazuifeng@adm.cgmh.org.tw 7 January 2014
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Subjects were assigned to either the sevoflurane or non‐sevoflurane group, according to designations randomly selected by the researcher from a pool that contained 15 assignments to the sevoflurane group and 15 to the non‐sevoflurane group..."
Allocation concealment (selection bias) Unclear risk Comment: inadequate information
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Quote: "All study procedures were prepared and performed by an anaesthesiologist and an anaesthetic nurse. The same doctor administered anaesthesia for all surgical procedures. The other researcher was responsible for recording the study results for each patient and monitoring vital signs"
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "they were interviewed to determine their state of awareness during the intubation and operative procedures. No patients in either group were aware of these
 events"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information

Lindholm 2008.

Methods Study design: randomized parallel groups
 Study dates: Quote: "030423‐041126" (email bias survey, see notes)
Participants Country: Sweden
Sex: both
Age: 50
ASA: I‐III
Procedure: non‐cardiac surgery
Study size: 320
Interventions Randomized portion of anaesthetic: ADM vs SCP BIS 40 to 60
Intervention 1: SCP blinded to BIS, N = 110
Intervention 2: open to BIS 40 to 60, N = 110
Induction: automatic closed‐loop titration of propofol (closed loop group, N = 20)
Manually target controlled infusion of propofol (target control infusion (TCI) group, N = 20)
Outcomes Primary outcomes: BIS levels, anaesthetic gas consumption, fentanyl use, and subjective opinions on utility and reliability
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment no explicit recall
Notes Non‐randomized portion of anaesthetic: parts of volatile agent: N2O yes/narcotics/hypnotics bolus MCI TCI/muscle relaxant induction yes/maintenance yes
Anaesthesia induction: thiopental or propofol; anaesthesia maintenance: fentanyl + sevoflurane in N2O; relaxant anaesthesia; for both groups, remifentanil was administered by a TCI target 2 ng/mL as propofol infusion 1.5 μg/L anxiolysis
Comment: see Dryad topic learning bias
Survey response: 14 February 2011, Maj‐Lis Lindholm MajLisL@LTKalmar.se
Clarification missing data email sent 27 December 2013
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "A closed envelope was drawn for each study patient, containing a note saying "open" which meant access to the BIS‐monitoring, or "closed" meaning that the monitor should be covered." (email bias survey, see notes)
Quote: "It is impossible to blind anyone to the fact that the BIS data is available or not." (email bias survey, see notes)
Quote: "The sequence of treatments was determined in blocks of 10 (five manual TCI and five closed‐loop group) using a random number generator..."
Comment: induction regimen is low‐risk randomization protocol; technically, the RCT is designed primarily to track the impact of learning with BIS open and closed
Allocation concealment (selection bias) High risk Quote: "In the first part of the study, the ten first patients for each nurse were anaesthetized without available BIS..." (email bias survey, see notes)
Comment: Cochrane policy requires downgrade to high risk despite the evidence provided in this RCT that thelearning bias is not always related to non‐blinded anaesthesiologists and despite author's statement above
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "It is impossible to blind anyone to the fact that the BIS data is available or not." (email bias survey, see notes)
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: no information
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "One patient was not possible to reach because he hade no telephone....The only exclusions made were done after the case was completed, and if so, only because of technical failure..." (email bias survey, see notes)
Comment: 1 patient could not be reached for interview to assess awareness 1/320 = 0.3% dropout frequency
Comment: for awareness outcome, although this lack of follow‐up could be for non‐relevant reasons, this could possibly be a high‐risk awareness case avoiding interaction with medical staff. The patient had no phone. There was no difference between both groups with 1 dropout.
Selective reporting (reporting bias) Low risk Quote: "The study protocol is available and was followed." "No we did not" (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "We can not see any obvious bias in the study" (email bias survey, see notes)

Liu 2013.

Methods Study design: randomized parallel groups
 Study dates: NA
Participants Country: USA/France
 Sex: M/F
 Age: 49 to 73 range
 ASA: I‐IV
 Procedure: rigid bronchoscopic procedures
 Study size: 70 enrolled; 67 completed study
Interventions Randomized portion of anaesthetic: parts of TIVA: MCI vs BIS dual loop: induction/maintenance
Intervention 1: (N = 34) manual target‐controlled infusion of propofol and remifentanil (manual TCI group) BIS 40 to 60
Intervention 2: (N = 33) dual‐loop group with automatic titration guided by the BIS (dual‐loop group) 40 to 60
Outcomes Primary outcomes: Quote: "The primary outcome was the time spent with adequate anaesthesia, defined by a BIS value of 40‐60, expressed as a percentage of time during the maintenance period"
Secondary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
"No case of intraoperative awareness was detected"
Notes Non‐randomized portion of anaesthetic: part TIVA: N2O no/narcotics/hypnotics bolus/muscle relaxant induction yes/maintenance yes
Comment: indications for muscle relaxants in bronchoscopy
M. Fischler MD email: m.fischler@hopital‐foch.org
ROB survey: we emailed m.fischler@hopital‐foch.org on 22 March 2015
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Eligible patients were assigned by random number generation in a 1:1 ratio to either the manual TCI or the dual‐loop group"
Allocation concealment (selection bias) Unclear risk Comment: no information
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: both groups titrated to BIS 40 to 60
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "In the PACU and on the day following the procedure, we visited and interviewed all patients regarding intraoperative recall to seek possible intraoperative explicit awareness with a standardized questionnaire"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: 70 enrolled; 67 completed study
Quote: "Seventy patients were included, 35 in each group. Three patients were excluded for prolonged absence of BIS signal (one patient) and incomplete data collection (two patients). The analysis thus relates to 34 patients in the manual TCI group and 33 patients in the dual‐loop group."
Comment: no high‐risk awareness exclusions, imbalanced exclusions not significantly different between groups: (2/35) vs (1/35), Peto OR 1.99 (0.20 to 19.75)
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information

Lu 2005.

Methods Study design: randomized parallel groups
Study dates: not given
Participants Country: France
Sex: both
Age: 58, 59
ASA: I‐III
Procedure: elective minor or major surgery
Study size: 164
Interventions Randomized portion of anaesthetic: regional anaesthesia: epidural: induction
Intervention 1: Group GE: induction: 15 mL of 2% lidocaine epidurally, N = 82
Intervention 2: Group GS: induction: saline epidural, N = 82
Outcomes Primary outcomes: differences in the desflurane concentration between groups
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no patient‐reported intraoperative awareness
Notes Non‐randomized portion of anaesthetic: parts of volatile agent N2O no + supplemental narcotics (balanced anaesthesia)/muscle relaxants induction yes/maintenance unclear/PRN ADM AAI 20 ± 5
Anaesthesia induction: thiopental (5 mg/kg) + rocuronium (0.6 mg/kg)
Anaesthesia maintenance: desflurane titrated in 100% oxygen with target AAI 20 ± 5
Time of outcome determination: in recovery room and before discharge
Method of outcome determination: interview
Survey response: 26 January 2011, Chih‐Shung Wongw82556@gmail.com
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Comment: randomly allocated, by selection of sealed envelopes
Quote: "Patient assignments were generated using a computer random number generator and stored in sealed envelopes before initiation of the study protocol." (email bias survey, see notes)
Allocation concealment (selection bias) Low risk Comment: sealed envelopes
Quote: "The pharmacy department independently prepared sterile syringes of either epidural lidocaine or epidural saline with assigned random numbers. The envelopes were opened immediately after induction of anaesthesia." (email bias survey, see notes)
Comment: Cochrane policy emphasizes the need for opaque, sealed envelopes; we graded it low risk because even if the investigators could see through the envelope they could not know in advance the association of a random number and the drug, which could not be differentiated between placebo and lidocaine
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "Patient, Anaesthesiologist, Awareness outcome assessor (interviewer)." (email bias survey, see notes)
Quote: "The anaesthesiologist in charge of the anaesthesia was not aware of the epidural study drug or who controlled the desflurane titration during the whole procedure. The epidural solutions were prepared and injected by a different anaesthesiologist who did not participate in the anaesthesia care or evaluation of the patients"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patient, Anaesthesiologist, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "All patients of both groups completed the study protocol" (email bias survey, see notes)
Selective reporting (reporting bias) Low risk Quote: "The study protocol was clear. No other non‐significant results was available" (email bias survey, see notes)
Other bias Low risk Quote: "Although the anaesthesiologist in charge of the anaesthesia was not aware of the epidural study drugs, he also could predict it with the changes of vital signs and the desflurane titration" (email bias survey, see notes)

Maattanen 2002.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Sweden
Sex: female and male
Age: 44 and 49 ± 13 and 10
ASA: I‐II
Procedure: elective open spine surgery
Study size: 30
Interventions Randomized portion of anaesthetic: ADM vs SCP
Intervention 1: Group I (N = 15), maintenance: desflurane and 50% N2O, was titrated with a target AAI‐index of 20 ± 5
Intervention 2: Group II (N = 15), maintenance: desflurane and 50% N2O, titrated according to routine clinical signs (SCP): heart rate, blood pressure, sweating and tears. No pre‐defined fixed MAC‐multiple was administered
Outcomes Primary outcomes: anaesthetic consumption determination (desflurane vaporiser was filled and weighed and re‐weighed at end)
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "no patients showed signs of awareness or had any recall postoperatively"
Notes Non‐randomized portion of anaesthetic: parts of inhalation or volatile agent/N2O yes + supplemental narcotics (balanced anaesthesia)/muscle relaxant induction yes/maintenance unclear/random ADM (AAI: 20) vs SCP AAI‐index of 20 ± 5
ADM (AAI: 20) vs SCP: inhalational: desflurane/N2O
Premed betamethasone 8 mg IV, induction: propofol as needed, fentanyl 0.5 mg and vecuronium/intubation, controlled ventilation, fentanyl 50 µg PRN and then 2% desflurane if needed
Fentanyl 50mg PRN both groups if need haemodynamic control after sequential 2% increase in desflurane...No other drugs were given during the desflurane anaesthesia
Comment see Dryad topic definition Evan's score and AAI targets with and without muscle relaxants
ROB survey emailed 03 January 2014 jan.jacobsson@mm‐medical.se; delivery failed
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Patients were randomised by the envelope technique"
Allocation concealment (selection bias) Unclear risk Comment: see above
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "The same anaesthetist (JJ), with 1 year’s experience with the A‐line monitor, performed all anaesthesia’s and, by the nature of the study, was non‐blinded. The postoperative nursing staff was blinded"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "grading by nurses otherwise not involved in the study...interviewed in the recovery room...explicit memories from surgery or anaesthesia"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information provided

Mashour 2012.

Methods Study design: randomized parallel groups
Study dates: May 2008 until May 2010
Participants Country: USA
Sex: both
Age: > 18 years
ASA: I‐IV
Procedure: all surgical cases
Study size: enrolled 21,601 completed study 18,836
Interventions Randomized portion of anaesthetic: ADM (BIS < 60) vs SCP (MAC > 0.5) parts inhalation (majority 98%), parts TIVA (minority 2% cases)
Alert if the bispectral index value (BIS) > 60 and/or if the age‐adjusted minimum alveolar concentration (MAC) < 0.5, BIS group N = 9460, anaesthetic concentration (MAC) group N = 9376
Inhalational or intravenous technique for any surgical case
Outcomes Primary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: modified intention‐to‐treat analysis: definite awareness 11/9376 or 0.12% (95% CI 0.07% to 0.21%)
Combined incidence of definite and possible awareness cases:
0.08% BIS monitoring
0.20% MAC group
0.38% no intervention group
Notes Non‐randomized portion of anaesthetic: ADM (BIS < 60) vs SCP (MAC > 0.5) parts inhalation (majority 98%), parts TIVA (minority 2% cases): N2O unclear/narcotics/hypnotics bolus MCI unclear/muscle relaxant induction yes/maintenance unclear/random (BIS) > 60
The study was terminated because of futility
Discretion of anaesthesiologist
Inhalation technique 98% and TIVA 2% of cases
Brice interview: screened one time 28 to 30 days after surgery by telephone or written form of the interview
Comment: see Dryad topic definition Michigan Awareness Classification and other conclusions from RCT; gmashour@med.umich.edu: multiple email communications from 31 January 2013 to 21 February 2015. Topics: ROB survey, clarification of missing data, adjudicated awareness reports
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Randomization was performed using a random‐number, computer‐generated block scheme based on even or odd operating room number"
Quote: "A detailed description of the experimental protocol for the Michigan Awareness Control Study (ClinicalTrials.gov No. NCT00689091) has been previously reported (Mashour 2009). The conduct of the study and the reporting of results followed the Consolidated Standards of Reporting Trials guidelines" (Schulz 2010)
Allocation concealment (selection bias) Low risk Comment: Schulz 2010
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: SCPs exposed to both groups
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Blinded, trained interviewers used the modified Brice interview..."
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: 13% (1395/10770) % ETAG interview NOT completed‐dropout ETAG vs 13% (1371/10831) % BIS interview NOT completed ‐ dropout BIS Peto OR 0.97 (0.90 to 1.05)
Selective reporting (reporting bias) Low risk Quote author ROB response: "...we reported both significant and non‐significant findings"
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: as was detailed in the article, the study was terminated due to futility

Masuda 2002.

Methods Study design: randomized parallel groups
Study dates: 1999 to 2000
Participants Country: Japan
Sex: both
Age: aged 18 to 65
ASA: I‐II (Quote: "were free from hypertension and obesity (BMI < 28")
Procedure:elective surgery for 2 to 3 h
Study size: 46
Interventions Randomized portion of anaesthetic: ADM BIS (40 to 60) vs SCP
Intervention 1: blinded to BIS (40 to 60), N = 20
Intervention 2: SCP, N = 19
Outcomes Primary outcomes: propofol infusion rates, total amount of propofol, recovery times for both groups
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: in regard to awareness test: "We used a standard questionnaire. We did not find any suspected cases of intraoperative awareness"
Notes Non‐randomized portion of anaesthetic: parts of TIVA N2O no induction/muscle relaxant induction/maintenance PRN
Premed: atropine (0.01 mg/kg) and midazolam (0.05 mg/kg, max 3 mg). Induction: fentanyl (1 µg to 2 µg/kg), vecuronium (0.1 mg/kg), propofol (1.5 mg to 2 mg/kg) fentanyl (at each anaesthesiologist's discretion), vecuronium (added by 1 mg to 2 mg targeting the TOF count of 1). Maintenance: propofol (decreased from 10 mg to 6 mg/kg/h and titrated between 4 mg to 6 mg/kg/h targeting the BIS value 40 to 60), balance of anaesthetics that were not randomized
Neither of the induction doses of propofol nor the total doses of fentanyl differed between the BIS and the control groups as indicated in their Table 2. Only the total propofol consumption and the average rate of propofol infusion showed a significant difference as indicated in their Table 3.
Translated by Jiro Kurata MD
Survey response: 1 September 2011, Messina, Kurata, Masuda jkurata@plum.plala.or.jp
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "We randomly allocated all the patients that underwent elective surgery for 2‐3 hours, aged 18‐65 years, had the ASA PS of 1‐2, and were free from hypertension and obesity (BMI < 28). She did not mention the method of randomizations. They did not find any statistical differences between the BIS and control groups (Table 2)."
Allocation concealment (selection bias) Low risk Quote: "The other anaesthesiologists than myself allocated an attending anaesthesiologist to each case. (I did not do such allocation.) Each attending anaesthesiologist was handed a data sheet to fill in during the case without being informed of the purpose of the study. (My residents and I made a preoperative visit to each patient, obtained informed consent, and prepared for BIS monitoring)"
Anaesthesiologists were not informed of either the purpose of the study or the group allocation of their patients
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: See ROB rule
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote:
1) Patients: blinded (they were not able to see the presence or absence of a BIS monitor)
2) Attending anaesthesiologists: they were not blinded to the usage of a BIS monitor
3) Interviewers: blinded. They did not manage the cases in the OpR
Incomplete outcome data (attrition bias) 
 All outcomes Unclear risk Quote: "We excluded 7 patients in total:
1) One who had a BIS value less than 80 on arriving at the OpR
2) Two who bled more than 2000 gram
3) Three whose operation lasted less than 1 h
4) One whose operation lasted longer than 5 h
(All those reasons are detailed in the text)"
7/46 = 15%
Comment: excluded patients due to bleeding are at increased risk of awareness; we do not know if the exclusions were balanced in both groups
Selective reporting (reporting bias) Low risk Quote: "...we reported all the results including those that did not reach statistical significance"
Other bias Low risk Quote: "We closed the study after enrolling all the 46 patients as had been planned. We had a significantly larger number of female patients in both groups, but observed no statistical difference between the groups in a M/F ratio..."

McNulty 1995.

Methods Study design: randomized parallel groups
Study dates: not provided
Participants Country: USA
Sex: both
Age: 48 to 78
ASA: III and IV
Procedure: elective coronary artery bypass or valve replacement
Study size: 96
Interventions Randomized portion of anaesthetic: parts of volatile light (volatile PRN dosing): balanced anaesthesia I IV induction benzodiazepines vs placebo
Intervention 1: maintenance (CPB): midazolam low dose 0.05 mg/kg, N = 25
Intervention 2: maintenance (CPB): midazolam high dose 0.1 mg/kg, N = 10
Intervention 3: maintenance (CPB): lorazepam low dose 0.05 mg/kg, N = 26
Intervention 4: maintenance (CPB): lorazepam high dose 0.1 mg/kg, N = 10
Intervention 5: maintenance (CPB): placebo, N = 25
Outcomes Primary outcomes: recovery times
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "there were three patients in the placebo group who had sensory experiences consistent with intraoperative awareness. Two of these patients described sensations that were consistent with awareness during CPB (rewarming and cardioversion). The third patient reported awareness during laryngoscopy only"
Notes Randomized portion of anaesthetic: parts of volatile light: balanced anaesthesia I (N2O yes narcotics + muscle relaxant + PRN volatile inhalation agent)/muscle relaxants induction yes/maintenance yes
Premedication: morphine 0.05 mg to 0.10 mg/kg IM + scopolamine 0.2 mg to 0.3 mg IM + diazepam 0.08 mg to 0.10 mg/kg OS 90 minutes before induction
Anaesthesia induction: fentanyl 35 µg to 50 µg/kg + pancuronium 0.1 mg/kg; anaesthesia maintenance: fentanyl + enflurane PRN to treat HTN up to 5 min prior to CPB and after CPB
Comment: balanced anaesthesia definitions, see Lehmann 1992
Time of outcome determination: no evidence
Method of outcome determination: interview
Bias survey sent but not response received
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "The study drugs were randomized and prepared by the pharmacy in unlabeled syringes"
Allocation concealment (selection bias) Unclear risk No information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Comment: syringes were unlabelled
Quote: "All individuals involved in the patient's care were blinded to the identity of the study drug"
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: insufficient information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Menigaux 2002.

Methods Study design: randomized parallel groups
Study dates: not given
Participants Country: France
Sex: both
Age: 18 to 70
ASA: I‐II
Procedure: elective non‐cranial surgery
Study size: 50
Interventions Randomized portion of anaesthetic: cardiac drug vs placebo
Intervention 1: induction esmolol 1 mg/kg + 250 µg/kg/min, N = 25
Intervention 2: saline solution of equal volume, N = 25
Outcomes Primary outcomes: changes in BIS, heart rate and MAP with orotracheal intubation (DBIS, DHR, and DMAP, respectively)
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "None of the patients reported recall of intraoperative events"
Notes Non‐randomized portion of anaesthetic: parts of TIVA/N2O no/muscle relaxant induction yes/maintenance unclear/TCI/IFT/ADM: BIS recorded
Anaesthesia induction: propofol was administered via a computer‐assisted, TCI, infusion; propofol 4 mg/mL (i.e. 2 mg/kg bolus followed by 225 mg/kg/min) during the entire study period + vecuronium 0.1 mg/kg
IFT: patient movement to intubation; positive response gross purposeful movement arm with the tourniquet attached within 1 min intubation; study ended 16 min after starting the propofol
Anaesthesia maintenance: no information
Time of outcome determination: day after operation
Method of outcome determination: interview POD 1
ROB survey. Email: marcel.chauvin@apr.ap‐hop‐paris.fr. We emailed on 16 April 2015
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Group allocations were based on computer‐generated codes"
Allocation concealment (selection bias) Low risk Quote: "Patients and personnel involved in patient management and data collection were unaware of the group assignment"
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "Patients and personnel involved in patient management and data collection were unaware of the group assignment"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patients and personnel involved in patient management and data collection were unaware of the group assignment"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided (email bias survey sent)

Mertens 2003.

Methods Study design: randomized parallel groups
Study dates: not given
Participants Country: Netherlands
Sex: female
Age: 18 to 65
ASA: I or II
Procedure: lower abdominal surgery
Study size: 30
Interventions Randomized portion of anaesthetic: parts of TIVA TCI: induction/maintenance
Intervention 1: propofol target concentration 2 µg/mL + remifentanil, N = 10
Intervention 1: propofol target concentration 4 µg/mL + remifentanil, N = 10
Intervention 1: propofol target concentration 6 µg/mL + remifentanil, N = 10
3 laryngoscopies in protocol: attempt identify 1 responder and 1 non responder
Outcomes Primary outcomes: mean measured blood, propofol, and blood remifentanil concentrations, BIS, spectral edge frequency, systolic and diastolic blood pressures, and heart rate
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
 Quote: "Twenty‐four hours postoperatively, the patients were interviewed to evaluate possible side effects and any recall of intraoperative events...None of the patients reported awareness of intraoperative events"
Notes Non‐randomized portion of anaesthetic: parts of TIVA/N2O no: muscle relaxant induction yes/maintenance yes ADM BIS recorded/TCI
Anaesthesia induction: propofol infusion group‐specific target concentrations (TCI) + atracurium (0.4 mg/kg) + remifentanil infusion target concentration 2 ng/mL
Anaesthesia maintenance: group‐specific propofol infusion + remifentanil infusion adjusted to maintain LOC;BIS monitor; inadequate anaesthesia accepted if verified by all 3 observers. To facilitate identification of somatic responses, atracurium given at the minimal dose necessary for surgery (train‐of‐four levels 1 to 3)
Time of outcome determination: 24 h postoperative
Method of outcome determination: interview
ROB survey. Email: m.j.mertens@lumc.nl. We emailed on 16 April 2015: email address rejected.
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "The patients were randomly assigned to one of three study groups to receive, in a double‐blind manner"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "One patient in group C had to be excluded from the study due to improper handling of the blood samples"
Comment: 33% (1/30) dropout; imbalanced among groups but this was the highest dose group so likelihood of awareness should be lowest. The difference between groups was not significant (1/20 vs 0/10) Peto OR 4.48 (0.07 to 286.49)
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Miller 1996.

Methods Study design: randomized parallel groups
Study dates: not given
Participants Country: Canada
Sex: both
Age: 18 to 65
ASA: I‐II
Procedure: arthroscopic knee or laparoscopic procedures
Study size: 90
Interventions Randomized portion of anaesthetic: parts of TIVA: pre‐induction hypnotic vs placebo
Intervention 1: pre‐induction saline 0.1 mL/kg, N = 21
Intervention 2: pre‐induction midazolam 15 µg/kg, N = 24
Intervention 3: pre‐induction midazolam 30 µg/kg, N = 23
Intervention 4: pre‐induction midazolam 45 µg/kg, N = 22
Outcomes Primary outcomes: effects of midazolam‐propofol: evaluated amount propofol required to induce anaesthesia and infusion rates propofol during maintenance and SCPs
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "The study was discontinued prematurely, as six patients unexpectedly experienced intraoperative awareness with recall (4/21 = 19.1% PLAC vs 2/69 2.9% midazolam groups, P = 0.038)"
Notes Non‐randomized portion of anaesthetic: parts of TIVA bolus MCI/N2O no/muscle relaxant induction yes/maintenance yes/placebo
Surgical day care procedures: unpremedicated, anaesthesia induction: atracurium 0.03 µg/kg then 0.1 mL/kg study drug + alfentanil 20 µg/kg + propofol up to 1 mg/kg + propofol 10 mg IV bolus PRN + atracurium 0.47 mg/kg + intubation
Anaesthesia maintenance: air/oxygen 2:1 + propofol 100 µg/kg/min (range: 80 to 200 µg/kg/min PRN light anaesthesia) + propofol 300 µg/kg when infusion rate changed + alfentanil infusion (0.5 µg/kg/min) prior to skin incision + atracurium to maintain 1 to 2 twitches TOF
Time of outcome determination: 24 to 48 h postoperative
Method of outcome determination: interview
Quote: "The study was terminated prematurely due to an unexpectedly high incidence of intraoperative awareness with recall"
Comment: authors state patients with awareness with pain were satisfied with anaesthetic. This patient response contrasts with what anaesthesiologists as patients prefer (Girgirah 2006); no email found
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Patients were then block‐randomised (in five blocks of 20) into one of four study groups, according to a computer‐generated randomisation schedule"
Allocation concealment (selection bias) Unclear risk Quote: "Allocation concealment was achieved with the use of sealed envelopes"
Comment: opaque not mentioned
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "Blinding was established by preparing midazolam in coded syringes, on the morning of surgery, in concentrations of either 0.15, 0.30, or 0.45 mg.ml ‐I (for groups M‐15, M‐30 and M‐45, respectively). This allowed for study drug/saline preparations to be delivered in a volume of 0.1 ml. kg ‐1 iv, in order to prevent group identification"
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: insufficient information provided
Other bias Unclear risk Comment: insufficient information provided

Miranda 1992.

Methods Study design: randomized parallel groups
Study dates: not given
Participants Country: Malaysia
Sex: female
Age: 33.2, 31.45
ASA: I
Procedure: elective caesarean section
Study size: 30
Interventions Randomized portion of anaesthetic: parts of volatile: balanced anaesthesia II IV induction
Intervention 1: induction methohexitone 1%, N = 15
Intervention 2: induction propofol 1%, N = 15
Outcomes Primary outcomes: recovery parameters
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: there was no recall in all patients
Notes Non‐randomized portion of anaesthetic: parts of volatile: balanced anaesthesia II (volatile agent continuous dosing + supplemental narcotics ±muscle relaxant)/N2O yes/muscle relaxant induction yes/maintenance yes
Premedication: ranitidine 150 mg 12 h before + ranitidine 50 mg + metaclopropamide 10 mg
Anaesthesia induction: suxamethonium 1 mg/kg
Anaesthesia maintenance: N2O 60% in oxygen 40% + enflurane 1% + atracurium 0.4 mg/kg
Post‐delivery syntocinon 10 units + fentanyl 3 µg/kg
Time of outcome determination: day after surgery
Method of outcome determination: interview
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Patients were randomised into two groups..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "Both the recovery staff and the doctor at the recovery were 'blinded' as regards to the induction agent"
Quote: assessor: "The medical officer was not aware of the induction agents used"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Monedero 1994.

Methods Study design: randomized parallel groups
Study dates: not given
Participants Country: Spain
Sex: male and female
Age: 18 to 60
ASA: I‐II
Procedure: elective breast, lumbar, gynaecological surgery
Study size: 63
Interventions Randomized portion of anaesthetic: parts of TIVA vs parts of balanced anaesthesia II (volatile agent + supplemental narcotics ±muscle relaxant)
Intervention 1: induction: midazolam perfusion 0.3 mg/kg/h (Group M); maintenance: midazolam perfusion 0.12 mg/kg/h, N = 21
Intervention 2: induction: propofol 2.5 mg/kg (group P); maintenance: propofol perfusion 7 mg/kg/h + pre‐incision dose 1.5 mg/kg/h (Group P), N = 21
Intervention 3: induction: thiopental 3 mg/kg (group I); maintenance: isoflurane 1.15% (Group I), N = 21
Outcomes Primary outcomes: intraoperative signs of inadequate anaesthesia and recovery parameters
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No patients manifested having memories(awareness) of the intra‐operative period"
Notes Non‐randomized portion of anaesthetic: parts of TIVA vs parts of volatile: balanced anaesthesia II (volatile agent continuous dosing + supplemental narcotics ±muscle relaxant)/N2O no/muscle relaxant induction yes/maintenance yes/MCI
TIVA (group M and P) vs inhalational (group 1): midazolam or propofol infusion vs isoflurane 1.15%: alfentanil/vecuronium
Induction: all patients 50 µg/kg alfentanil and vecuronium bromide 0.12 mg/kg/h
Maintenance: the 3 groups also received one pre‐incision dose of alfentanil 25 µg/kg and post‐incision perfusion at 60 µg/kg/h. alfentanil changed 20 µg/kg/h PRN After surgery group M flumazenil 0.5 mg IV and a perfusion of flumazenil 0.5 mg over 60 min
Quote: "Conclusions: None of the TIVA techniques proved superior in all the parameters studied during anaesthetic maintenance when compared with balanced isoflurane/alfentanil, although the propofol‐alfentanil combination was found to be superior to that of midazolam‐alfentanil. After anaesthesia, however, recovery was better with the association of propofol‐alfentanil and adverse side effects were fewer. Flumazenil at the doses used was ineffective for preventing re sedation due to midazolam"
Brett Smith: translator from Spanish
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote from translator Brett Smith: "...Whereas there is no indication of randomization in the abstract (English or Spanish), within the body of the paper I found that the authors did indeed randomize the patients to the three different intervention groups. Here is where I located the reference: under the section heading "Pacientes y metedos".
Quote: "...Los pacientes se distribuyeron de forma aleatoria ('The patients were allocated in a random way') en 3 grupos de 21 pacientes: midazolam (grupo M). propofol (grupo P) o induccion con tiopental (grupo I)"
Allocation concealment (selection bias) Unclear risk Quote from translator Brett Smith: "the authors did report allocation concealment of patients to the 3 intervention groups (M, P, I), although they don't say how they randomized the allocation, i.e. random number generator, etc. As far as the other biases, I didn't see any evidence of blinding...authors didn't report any participant attrition..."
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: see above
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: see above
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: see above
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information provided

Morimoto 2002.

Methods Study design: randomized parallel groups
Study dates: data discarded
Participants Country: Japan
Sex: male and female
Age:56 ± 9, 53 ± 12 (range 18 to 70)
ASA: I‐II
Procedure: mixed type elective surgery
Study size: 60, 14 excluded, 46 completed study, 23% dropout
Interventions Randomized portion of anaesthetic: ADM BIS (40 to 60) vs SCP
Intervention 1: SCP blinded to BIS, N = 21
Intervention 2: open to BIS (40 to 60), N = 25
Total N completed study = 46, 14 dropouts
Outcomes Primary outcomes: anaesthesia consumption and recovery times
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no awareness
Notes Non‐randomized portion of anaesthetic: parts of volatile agent/N2O yes + supplemental narcotics + muscle relaxant induction yes/maintenance unclear
Quote: "Sixty patients (ASA physical status 1 or 2) undergoing various surgical procedures under sevoflurane/nitrous oxide anaesthesia were studied..... In the BIS group, sevoflurane concentration was adjusted to achieve target BIS values between 40‐60 during surgery and 60‐75 during the final.."
Premed: atropine (0.5 mg) plus midazolam (2 mg, if < 60 years old) or hydroxyzine (50 mg, if > = 60 years old). Induction: thiopental (5 mg/kg), vecuronium (0.1 mg/kg). Maintenance: sevoflurane (as shown in the abstract)/N2O, balance of anaesthetics that were not randomized, fentanyl (control: 129 ± 64; BIS: 132 ± 80 µg), vecuronium (control: 16 ± 5; 14 ± 4 mg), pentazocine (control: 2.4 ± 5.6; 4.2 ± 6.9 mg)
Quote: "Table 1 shows the discharge criteria from PACU. Table 2 shows demographics. The line means Age, Sex(male/female), Weight, Anaesthetic time, Operation time, Blood loss, Total doses of fentanyl, Total doses of vecuronium, Doses of sevoflurane, Incidence of Hypertension, Incidence of bradycardia or hypotension, Incidence of nausea and vomiting, Total doses of pentazocine in PACU. The left column shows control group and right column shows BIS group"
Quote: "The important limitation of this study is not double blinded design. The anaesthesiologists [were] aware [of] the patients' group during the surgery"
Comment: nonetheless, the control group were blinded to BIS values
Jiro Kurata MD translator
Survey response: 1 September 2011, Messina, Kurata, Morimoto jkurata@plum.plala.or.jp
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "We used envelope method"
Allocation concealment (selection bias) Unclear risk Comment: no information
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "The study group was blinded to the patient not to anaesthesiologists and interviewer"
"The patients were randomly assigned to two groups of which anaesthesia was carried out with (BlS group) or without (control group) monitoring BIS, and in the latter, anaesthesiologist was blinded to the BIS values"
Comment: blinded to ADM in SCP group but ADM group is not blinded to both ADM and SCP
Blinding of outcome assessment (detection bias) 
 All outcomes High risk Quote: "The study group was blinded to the patient not to anaesthesiologists and interviewer"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: 14 patients were excluded because the operation time was shorter than 2 h or longer than 6 h 14/60 = 23%: BIS 21 = N and SCP = 25 = N; this is imbalanced across groups but there was no significant difference between groups with respect to these exclusions: (21/30 vs 25/30) Peto OR 0.48 (0.15 to 1.57)
Selective reporting (reporting bias) Low risk Comment based on the translator's verbal and written response: no
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Comment based on the translator's verbal and written response: no

Mozafari 2014.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Iran
 Sex: male/female
 Age: mean 47 and 48; range 18 to 65
 ASA: I‐III
 Procedure: elective abdominal surgery (laparoscopy, cholecystectomy)
 Study size: 392 enrolled, 333 completed study
Interventions Randomized portion of anaesthetic: ADM BIS values (target range: 45 to 65) vs SCP: volatile agent
Intervention 1: BIS monitoring (N = 163) BIS values (target range: 45 to 65)
Intervention 2: routine monitoring (N = 170)
Outcomes Primary outcomes: BIS values and vital parameters including systolic blood pressure (SBP), diastolic blood pressure (DBP), heart rate (HR), and SPO2
Secondary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "The overall incidence of awareness in the BIS and routine monitoring groups were 5.5% and 4.1%, which was not significantly different"
Comment: total awareness events 16
Notes Randomized portion of anaesthetic: parts of volatile agent/N2O yes + supplemental narcotics + muscle relaxant induction yes/maintenance unclear
Anaesthesia induced: sufentanil 0.1 μg to 0.2 μg/kg, thiopental 3 mg to 5 mg/kg and atracurium 0.5 mg/kg maintained isoflurane or halothane/N2O/BIS
Comment: the reported awareness events from this RCT suggests that there is something unusual about the method of administration of anaesthesia compared to other RCTs in this review from other countries with similar interventions but lower awareness rates or the criteria or protocol that other studies use to identify or include patient awareness reports is different. The difference maybe related to 1) the percentage of illiterate patients in study and/or 2) the validated awareness questionnaire specific to Persian culture (Malek 2010a)
Quote: "However, it seems that the incidence of this phenomenon and its complications are exactly dependent on the quality of postoperative interview by specialists. It has been shown that detection of awareness depends on the technique, timing and structure of interview ..."
Comment: Brice interview is NOT validated
Author: Amir Asadi Fakhr, Department of Anesthesiology, School of Paramedicine, Hamadan University of Medical Sciences, Hamadan, IR Iran. Tel: +98‐9183159883, Email: asadi@umsha.ac.ir
ROB survey. We emailed asadi@umsha.ac.ir on 22 March 2015; no response 17 April 2015
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "We considered about 196 samples for each group. Patients were allocated to BIS monitoring (n = 163) and routine monitoring (n = 170) groups using the permuted block randomization method"
Allocation concealment (selection bias) Unclear risk Comment: no information
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: personnel knew treatment group assignment
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "In addition, information related to the awareness during anesthesia was collected by a special questionnaire including formalized set of open‐ended questions"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "We considered about 196 samples for each group. Patients were allocated to BIS monitoring (n = 163) and routine monitoring (n = 170) groups using the permuted block randomization method. Nevertheless, 30 and 26 persons disagreed to participate in the study (BIS monitoring n = 163 and routine monitoring n = 170)"
Comment: exclusions before surgery started; no exclusions between groups that started and finished surgery
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information

Muralidhar 2008.

Methods Study design: randomized parallel groups
Study dates: not given
Participants Country: India
Sex: both
Age: mean 50
ASA: III‐IV
Procedure: off‐pump coronary artery bypass grafting (CABG)
Study size: 40
Interventions Randomized portion of anaesthetic: parts of TIVA vs parts of volatile agent ADM vs SCP
intervention 1: isoflurane BIS open vs closed (SP), N = 20
intervention 2: propofol BIS open vs closed (SP), N = 20
Group A (I ‐ no BIS): isoflurane in O2; ETAC 1% to 1.2%
Group B (I ‐ BIS): isoflurane inspired concentration adjusted BIS 50 ± 5
Group C (P ‐ no BIS): maintained propofol infusion (after a 50bmg bolus) at 6 mg to 8 mg/kg/h to sternotomy and 4 mg to 6 mg/kg/h thereafter
Group D (P ‐ BIS): maintained (after a 50 mg bolus) titrated to a BIS value of 50 ± 5
Outcomes Primary outcomes: anaesthesia consumption
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "The patients who experienced recall were reevaluated and determined by a senior author and in his judgement none of the awareness reports were valid"
Notes Non‐randomized portion of anaesthetic: parts of TIVA N2O no vs parts of volatile agent + supplemental narcotics + muscle relaxant induction yes/maintenance unclear
General anaesthesia induced, 100% O2 facemask, fentanyl 2 µg/kg, midazolam 100 µg/kg/sleep dose of thiopentone
Endotracheal intubation/pancuronium 0.15 mg/kg and mechanical ventilation
Quote: "If patient suggested that he suffered from awareness under anaesthesia he/she was visited by the senior author and the attending anaesthesiologist to discuss, explain the peri‐operative events, answer patient's questions sympathetically and refer the patient for psychological counselling, if necessary"
Comment: senior author was sole adjudicator of patient awareness reports. He classified all reports as not valid awareness
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "randomly divided into four groups by a sealed envelope technique"
Allocation concealment (selection bias) Unclear risk Quote: "randomly divided into four groups by a sealed envelope technique"
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Myles 1997.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Australia
Sex: female and male
Age: 64 ± 10
ASA: NA
Procedure: CABG surgery
Study size: 124 patients (34 with poor ventricular function), 119
Interventions Randomized portion of anaesthetic: parts of TIVA vs parts of volatile agent + supplemental narcotics
Intervention 1: TIVA: maintenance: propofol‐based (5 mg/kg/h prior to sternotomy, than 3 mg/kg/h thereafter; N = 58)
Intervention 2: inhalation balanced anaesthesia: enflurane‐based 0.2% to 1.0%, fentanyl boluses (5 µg/kg) sternotomy, CPB; midazolam 0.1 mg/kg CPB, enflurane BP.85 MAP; no enflurane on CPB (N = 66)
Outcomes Primary outcomes: recovery parameters (e.g. average time to extubation)
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no awareness events reported
Notes Non‐randomized portion of anaesthetic: parts of TIVA/N2O no vs parts of volatile agent + supplemental narcotics + muscle relaxant induction yes/PRN maintenance
Induction: fentanyl 15 µg/kg and midazolam 0.05 mg/kg
enflurane group: additional bolus of fentanyl 5 µg/kg prior to sternotomy and fentanyl 10 µg/kg with midazolam 0.1 mg/kg at (CPB)
Comment: identical induction technique, IV midazolam 0.05 mg/kg/fentanyl 15 µg/kg. Endotracheal intubation/muscle relaxation/IV pancuronium 0.12 mg/kg. PRN: IV vecuronium 2 mg to ‐4 mg Maintenance of anaesthesia differed
5 patients excluded: due to intraoperative complications
ROB survey sent p.myles@alfred.org.au
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "we randomized patients after stratification according to the surgeon's angiographic assessment of contractility ...Randomization was determined by a table of random numbers"
Allocation concealment (selection bias) High risk Quote: "An acknowledged deficiency of our study was that the investigators were not blinded to treatment allocation...We retained details of intraoperative drug treatment until after extubation, so that ICU staff were unaware of group allocation, and so decisions were minimally biased..."
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: inhalation vs TIVA
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: see above
Quote: "within 3 days of surgery and queried about any recall of intraoperative events"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: based on our reading of the results section, we assume that the 129 patients that started surgery and the 5 exclusions before the end of surgery were distributed as follows: propofol (4/62) vs enflurane (1/67), Peto OR 3.75 (0.63 to 22.27); hence, although the exclusions, which were due to death or change in surgical plans due to severe disease, were imbalanced, there was no significant difference between groups
Selective reporting (reporting bias) Low risk Comment: primary outcome: recovery parameters (e.g. average time to extubation); secondary outcome: awareness; no ROB survey data
Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information provided

Myles 2004.

Methods Study design: randomized parallel groups
Study dates: not given
Participants Country: Australia, China
Sex: both
Age: mean 58 BIS and 57 SCP
High risk of awareness
ASA: I‐IV (> 80% patients ASA III‐IV)
ASA: I‐V
Procedure: elective and emergency
Study size: enrolled 2503, completed study 2463
Interventions Randomized portion of anaesthetic: ADM BIS 40 to 60 vs SCP: parts inhalation (53% of cases) or TIVA techniques (43% of cases)
Intervention 1: BIS monitor, maintain  BIS 40 to 60 (N = 1225)
Intervention 2: SCP No BIS monitor (N = 1238)
Outcomes Primary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "There were 22 reports of confirmed or possible awareness in the BIS group (1.8%) and 27 reports in the routine care group (2.2%; P = 0⋅49)"
Notes Non‐randomized portion of anaesthetic: parts of TIVA MCI (43% of cases) vs parts of volatile agent (57% of cases)/N2O yes + supplemental narcotics + muscle relaxant induction yes/PRN maintenance
Anaesthesia induction/maintenance: anaesthetic drugs: clinical judgement
Comment: Table 4: TIVA was used on 43% in BIS group and 42% in SCP group. So balanced anaesthesia (inhaled agents with IV agents) used in 57% and 58%, respectively
Time of outcome determination: 2 to 4 h, 24 to 36 h, and 30 PODs
Method of outcome determination: structured interview
Comment: 22% (11/49) of definite and possible adjudicated patient awareness reports had pain
Comment: Table 3: 50% (18/36) adjudicated possible awareness reports are intraoperative dream reports. Some of these may have been in postoperative period; up to 50% (9/18) of these dreams could be interpreted as being associated with pain/distress; see Dryad appendix
Quote: "Dreamt about aliens and thought aliens had taken over the operation (theatre staff had had a conversation about aliens during surgery)"
Comment: this one intraoperative dream report was corroborated by OpRstaff. It is proof that patient dream reports that do not contain content consistent with events during surgery should not be interpreted as proof that they do not represent fragments of intraoperative memory as part of a portion of patient reports of intraoperative dreams
Paul Myles p.myles@alfred.org.au on 14 January 2011: ROB survey not received. Multiple email communications about the following topics were exchanged from 14 January 2011 to 5 April 2015: adjudication of patient awareness reports by expert panel
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "perioperative care were unaffected. After consent was obtained and immediately before induction of anaesthesia the anaesthetist rang the co‐ordination centre to obtain a computer‐generated random group allocation"
Allocation concealment (selection bias) Low risk Comment: see random sequence allocation
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: insufficient information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "Follow‐up was undertaken by a blinded observer, with a structured interview, and an independent endpoint adjudication committee was established"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: 2503 enrolled ‐ 40 excluded before surgery started = 2463 started surgery; 65 patients (BIS group 30, routine care group 35) did not provide any interview data, mainly because of critical illness or death in the postoperative period
Peto OR: not interviewed:
 (30/1225 vs 35/1238) 100.0%; 0.86 (0.53 to 1.41)
 number of patients able to be interviewed at each of the three time periods were:
 (23/1252 vs 17/1251) 100.0%; 1.36 (0.73 to 2.53)
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Myles 2007.

Methods Study design: randomized parallel groups
Study dates: April 2003 and November 2004
Participants Country: worldwide
Sex: both
Age: > 18, average age 55.8, 54.6
ASA: I‐IV
Procedure: major surgery expected to last at least 2 h
Study size: 2050, 2012
Interventions Randomized portion of anaesthetic: N2O vs N2O‐free
Intervention 1: maintenance oxygen 80% + nitrogen 20% (N = 997)
Intervention 2: maintenance: N2O 70% + oxygen 30% (N = 1015) control
Outcomes Primary outcomes: duration of hospital stay
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: 2 awareness reports in N2O group
Notes Non‐randomized portion of anaesthetic: N2O vs N2O‐free: parts of TIVA and parts of volatile agent + supplemental narcotics + muscle relaxant induction yes/PRN maintenance ADM BIS subgroup recorded
Anaesthesia induction: standard anaesthetic care, anaesthetic depth adjusted clinical judgement and, if available, bispectral index monitoring
Comment: restricted the secondary analysis to the N2O–free group to minimize the possibility of selection (Berksonian) bias. Additional regression analyses: explore the effect of possible covariate imbalance
Comment: despite the decrease in postoperative complications, did not observe a meaningful difference in duration of hospital stay between groups
Comment: N2O–free anaesthetic: less myocardial infarction and death, but could be atype II error because study not of sufficient size/rare in unselected patients: follow‐up trial in 7000 patients at risk of coronary artery disease (the ENIGMA II trial)
Time of outcome determination: 24 h and 30 days postoperative
Method of outcome determination: structured questionnaire
Bias email survey sent. No response received
ROB survey sent p.myles@alfred.org.au
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Patients were randomly assigned to ...using a computer‐ generated code, accessed via an automated telephone voice recognition service..."
Allocation concealment (selection bias) Unclear risk Quote: "Treatment assignment was stratified by site and elective/emergency status of the surgery, using permuted blocks"
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "All patients otherwise received standard anaesthetic care and monitoring. Choice of other anaesthetic drugs and intravenous fluids was at the discretion of the attending anaesthesiologist"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "At the end of the procedure, the intraoperative case report form and documentation of group identity were faxed to the data management centre and then placed in an opaque envelope by the anaesthesiologist. The envelope was then sealed to ensure blinding of research staff conducting the postoperative follow‐ups....All patients were seen by a research assistant on the day after surgery to assess their quality of recovery and to detect awareness"
Quote: assessor: "Patients and observers were blind to group identity"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: figure 1: 4035 undergoing surgery > 2 h GA, 1696 excluded before surgery for non‐medical reasons, 3187 patient eligible for study, 2274 excluded before surgery after eligible: no obvious factor for exclusion increased risk of awareness, 2050 randomized, 1020 assigned N2O‐free group: 23 developed exclusion criterion: 997 assessed for primary endpoint (of whom 5 received N2O): 23/1020 = 2.3%, 1030 assigned N2O group: 15 developed exclusion criterion: 1015 assessed for primary endpoint (of whom 9 did not receive N2O): 15/1030 = 1.5%. If we assess these exclusions as an outcome in data analysis table using Peto OR: (23/1020) vs 15/1030), Peto OR 1.55 (0.82 to 2.95). That is, there is no significant difference between the 2 groups
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Navarro 2000.

Methods Study design: randomized parallel groups
 Study dates: not stated
Participants Country: Germany
 Sex: female
 Age: 25 to 26 ± 5 to 5.5
 ASA: I‐II
 Procedure: caesarean section
 Study size: 75 enrolled and completed study and data collection
Interventions Randomized portion of anaesthetic: volatile vs volatile
Intervention 1: (N = 25) desflurane 2.5 %
Intervention 2: (N = 25) isoflurane 0.5 %
Intervention 3: (N = 25) epidural 15 mL ropivacaine 7.5 mg/mL with fentanyl 100 μg
Outcomes Primary: outcomes: recovery time (recovery period), intraoperative haemodynamic changes, blood loss, APGAR scores, neurologic adaptive capacity scores, umbilical vein blood gas analysis
Secondary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "The patients were interviewed about intraoperative awareness 24 and 48 h after the operation. None of them reported awareness during the operation"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent/N2O/muscle relaxant induction yes/maintenance yes
Thiopental (4 mg/kg IV) and succinylcholine (1.0 mg to 1.5 mg/kg) IV
N2O to 50% in oxygen (O2), pancuronium
Alfentanil 15 µg to 25 µg/kg after birth PRN, oxytocin, neostigmine, and atropine antagonized muscle relaxants
ROB survey no email address available
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "...were randomly divided into two groups of 25 patients who received either desflurane or isoflurane"
Allocation concealment (selection bias) Unclear risk Comment: inadequate information
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: inadequate information
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: inadequate information
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no dropouts
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information

Nayar 2009.

Methods Study design: randomized parallel groups
Study dates: November 2005 to December 2007
Participants Country: India
Sex: female
Age: 24
ASA: I‐II
Procedure: caesarean section
Study size: 60
Interventions Randomized portion of anaesthetic: parts of volatile agent (IV induction agents of inhalational anaesthesia)
Intervention 1: induction: thiopentone (5 mg/kg) (N = 20)
Intervention 2: induction: ketamine (1 mg/kg) (N = 20)
Intervention 3: induction: ketamine (0.5 mg/kg) + thiopentone (2.5 mg/kg) (N = 20)
Outcomes Primary outcomes: APGAR, haemodynamics
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "None of our patients reported intraoperative awareness or dreams"
Notes Randomized portion of anaesthetic: parts of volatile agent/N2O yes + supplemental narcotics + muscle relaxant induction yes/maintenance yes
Premedication: ranitidine 150 mg + 30 mL of 0.3 M sodium citrate
Anaesthesia induction: study specific drug (see above) + suxamethonium (1.5 mg/kg)
Anaesthesia maintenance: ventilation with N2O, oxygen, and halothane (0.5%), vecuronium
Time of outcome determination: 3 h and 24 h postoperative
Method of outcome determination: interview
Email survey sent, no response received
ROB survey: Dr Nayar anesthesia62@hotmail.com We emailed on 18 April 2015.
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "following which they were randomly assigned to 3 groups…"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "Each patient was visited by an anaesthetist blinded to patient group…"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Ngan 1997.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Ngan: Hong Kong, China
Sex: female
Age: 29 to 34
ASA: ASA I‐II
Procedure: caesarean section surgery
Study size: 40 (38 statistical analysis)
Interventions Randomized portion of anaesthetic: parts of volatile agent (IV induction agents of inhalational anaesthesia) + supplemental narcotics + muscle relaxant induction yes/maintenance yes
Intervention 1: induction: thiopental 4 mg/kg (N = 20)
Intervention 2: ketamine 1 mg/kg (N = 20)
Outcomes Primary outcomes: difference in 24 h morphine consumption, umbilical arterial and venous blood gases, APGAR scores
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No patients had recall of intraoperative events or unpleasant dreams"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent N2O yes + supplemental narcotics + muscle relaxant induction yes/maintenance yes
Rapid‐sequence induction using study drug, succinylcholine 1.5 mg/kg, ventilated 50% N2O in oxygen ET CO2 4.2%. Isoflurane ET 0.5%, atracurium. After delivery 10 IU oxytocin and morphine 0.15 mg/kg, N2O increased to 70%, and isoflurane reduced ET 0.3%
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Patients were randomized by drawing of shuffled coded envelopes"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Comment: no evidence of blinding
Quote: "... An anesthesiologist not involved with patient assessments calculated each induction dose, diluted it to 20 mL with saline, and covered the syringe with opaque adhesive tape"
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "No patient reported recall of intraoperative events"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: 2 dropouts ketamine group (2/20) vs thiopental group (0/20); uneven distribution of high‐risk dropouts but no significant difference between groups, Peto OR 7.79 (0.47 to 129.11)
Quote: "patients in the ketamine group were excluded, one because of massive intraoperative haemorrhage that required hysterectomy and postoperative ventilation and one because of technical problems with the PCA device"
Selective reporting (reporting bias) Low risk Comment: primary outcome: morphine consumption; secondary outcome: awareness; no ROB survey data
Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information provided; no ROB survey data

Ngan Kee 2002.

Methods Study design: randomized parallel groups
Study dates: "Oct‐1998 to Apr‐2001" (email bias survey, see notes)
Participants Country: China
Sex: female
Age: 26 to 43
ASA: I and II
Procedure: elective caesarian section
Study size: 60
Interventions Randomized portion of anaesthetic: parts of volatile agent vary dose/N2O yes vs no
Intervention 1: maintenance sevoflurane 0.6% ET + O2 30% + N2O 70% (N = 20)
Intervention 2: maintenance sevoflurane 1% ET + O2 50% + N2O 50% (N = 20)
Intervention 3: maintenance sevoflurane 2% ET + O2 100% (N = 20)
Outcomes Primary outcomes: difference in umbilical arterial and venous blood gases, APGAR scores
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No patient reported recall of intraoperative events. One patient in Group 50 reported experiencing intraoperative dreams but was not distressed by this"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent/N2O no (IV induction agents of inhalational anaesthesia)+ supplemental narcotics + muscle relaxant induction yes/PRN maintenance
Premedication: ranitidine 150 mg before surgery + sodium citrate 30 mL 0.3 M
 Anaesthesia induction: thiopental 4 mg/kg + succinylcholine 1.5 mg/kg + atracurium as needed (PRN); anaesthesia maintenance: see above interventions
Morphine 0.15 mg/kg + oxytocin 10 IU post‐delivery
Author responded to the email bias survey on 21 January 2011. Responses are recorded in the 'Risk of bias' table.
Survey response: 21 January 2011, Ngan Kee, Warwick Dean warwick@cuhk.edu.hk
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Computer‐generated randomisation code held in sealed opaque envelopes" (email bias survey, see notes)
Allocation concealment (selection bias) Low risk Comment above (email bias survey, see notes)
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "Separate investigators applied intervention (oxygen) and administered anaesthesia while different investigators performed data collection. Anaesthesia machine turned away from investigators collecting data so they were unable to see settings"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk "Patient, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Quote: "No attrition or exclusions" (email bias survey, see notes)
Selective reporting (reporting bias) Low risk Quote: "yes" (email bias survey, see notes). Unclear ‐ probably meant "no" language barrier.
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "yes" (email bias survey, see notes)
Comment same as selection bias

Oddby‐Muhrbeck 1993.

Methods Study design: randomized parallel groups
Study dates: 1991‐1992
Participants Country: Sweden
Sex: female
Age: 30, 32
ASA: I
Procedure: laparoscopy
Study size: 60
Interventions Randomized portion of anaesthetic: parts of TIVA propofol vs parts of volatile agent isoflurane/IFT/music memory
Intervention 1: maintenance: propofol 10 mg/kg, 8 mg/kg, and 5 mg to 8 mg/kg as needed (N = 30)
Intervention 2: maintenance: isoflurane 1.5 to 2 MAC 3 to 6 min then set as needed (N = 30)
Patients 2 groups randomly assigned 3 subgroups listening: soft music, hard rock music or no music at all. Isolated forearm technique detect insufficient anaesthesia.
12 patients in each group were randomly assigned hear one piece of soft music (Cavatine by Stanley Myer). Another 12 patients one piece of hard rock music (Prowler by Iron Maiden). 6 patients in each group played blank tape ‐ control groups
Outcomes Primary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no patient in any of the groups had memories of operation or moved the isolated arm in response to command or surgery
Comment: none of the 60 patients moved the isolated arm in response to commands or surgery
Quote: "...two patients picked the correct piece of music. It is impossible to say if they were guessing, dreaming or if they really did recall the music that was played"
Notes Non‐randomized portion of anaesthetic: parts of TIVA/N2O yes vs parts of volatile agent + supplemental narcotics + muscle relaxants induction yes/maintenance yes
Premedication: midazolam IM (4 mg below 70 kg and 5 mg above)
Anaesthesia induction: fentanyl 1.5 µg to 2 µg/kg + propofol 1 mg to 3 mg/kg + suxamethonium chloride 1 mg to 1.5 mg/kg
Anaesthesia maintenance: 66% N2O in O2 + atracurium 0.15 mg to 2.0 mg/kg/fentanyl PRN
Comment: important issues in this paper are 1‐4 stages of unconsciousness and TIVA defined to include N2O: see Dryad topic
Time of outcome determination: 24 h postoperative
Method of outcome determination: questionnaire
This paper design with volunteers and breakdown of music guessing should be model to compare other music papers
Survey response: 21 January 2011, jan jakobsson jan.jakobsson@ki.se
Survey response: 8 August 2011, jan jakobsson jan.jakobsson@ki.se
Survey response: 21 January 2013 re. method of randomization
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Thirty patients, randomly selected, received propofol infusion..."
Allocation concealment (selection bias) Low risk Quote survey: "Envelopes with group assignment: Envelopes provided randomly and a nurse otherwise not involved in the study broke an envelope after that the patient had been screed and provided written and oral consent"
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "Patient, Anaesthesiologist, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patient, Anaesthesiologist, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "Eight patients were excluded because the laparoscopy was followed by laparotomy or other surgical procedures such as tubotomy through the laparoscope."
Comment: 13% dropout (8/60); dropout related to surgical findings
Selective reporting (reporting bias) Low risk Quote: "The study protocol is not available but it is clear that the published report include all expected outcomes" (email bias survey, see notes)
Quote: "No all results associated to the study protocol are reported" (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "No obvious bias" (email bias survey, see notes)

Panousis 2009.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Germany
Sex: both
Age: 51 to 66
ASA: II‐III
Procedure: major abdominal surgery
Study size: 45, 43
Interventions Randomized portion of anaesthetic: regional anaesthesia: epidural: local anaesthetic, ropivacaine vs placebo
Intervention 1: Group 1: pre‐induction: ropivacaine 10 mL of 0.5% every 60 min + sufentanil (0.5 µg/mL), N = 15
Intervention 2: Group 2: pre‐induction: ropivacaine 10 mL of 0.2% every 60 min+ sufentanil (0.5 µg/mL), N = 13
Intervention 3: Group 3: pre‐induction: placebo (saline) control group, N = 15
Outcomes Primary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1)
Quote: "During the postoperative interviews, no patient reported intraoperative awareness or recall"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent/N2O yes + supplemental narcotics + muscle relaxant induction yes/PRN maintenance BIS 55, even without changes in the PRST
Anaesthesia induction: propofol (1.5 mg/kg) + sufentanil (0.5 µg/kg) + rocuronium (0.5 mg/kg)
Comment: see Dryad topic definition PSRT score
Anaesthesia maintenance: desflurane in 60% N2O at 1 MAC + additional remifentanil; desflurane administration was adjusted to the actual demand under continuous BIS and PRST score monitoring
An increase in BIS 55, even without changes in the PRST score, was treated by increasing the end‐tidal concentration of desflurane until a maximum end‐tidal desflurane concentration of an age‐adapted 1 MAC
Time of outcome determination: 2 h and 2 days postoperative
Method of outcome determination: Brice questionnaire
Bias survey sent via email to author. No response received yet.
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "The solutions were prepared by a nurse according to a computer derived block randomization list"
Allocation concealment (selection bias) Low risk Quote: "Syringes were delivered to the operating room (OpR) merely labelled with “TEAMAC‐Study” and the consecutive patient number"
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "The attending anaesthesiologist was blinded to patient randomization"
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "To detect intraoperative awareness or recall, patients were interviewed using the Brice questionnaire immediately after surgery, and 2 days later when they were discharge..."
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "Because of protocol violations in terms of remifentanil administration at desflurane levels <1 MAC, two patients from Group 2 were withdrawn from the database"
Comment: 4.5% (2/45) imbalanced dropout rate across groups, but protocol violation was due to giving more remifentanil than required; hence, no increase awareness risk associated with dropouts
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Pauls 2009.

Methods Study design: randomized parallel groups
Study dates: "October 10, 2007 ‐ April 1, 2008"(email bias survey, see notes)
Participants Country: Canada
Sex: both
Age: 49.9, 59.6
ASA: I‐IV
Procedure: neurosurgery
Study size: 23, 21
Interventions Randomized portion of anaesthetic: ADMs: EEG vs BIS
Intervention 1: only EEG monitor visible to anaesthesiologist for maintenance, N = 8
Intervention 2: only BIS monitor visible to anaesthesiologist for maintenance, N = 8
Continuously measured/time to burst suppression
Outcomes Primary outcomes: an assessment of quality of emergence
Quote (ClinicalTrials.gov): "This study is designed to test the hypothesis that the EEGo monitor will be superior to the BIS monitor to assess emergence following neuroanesthesia"
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "...none of the patients reported evidence of intraoperative awareness at 24 h post‐surgery"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent/N2O no + supplemental narcotics MCI + muscle relaxant induction yes/PRN maintenance
Premedication: midazolam 1 mg
Anaesthesia induction: remifentanil 1 µg/kg + propofol 1.5 mg to 2.5 mg/kg + lidocaine 1.5 mg/kg + rocuronium 0.6 mg/kg
Anaesthesia maintenance: desflurane 0.5 to 1.5 MAC + remifentanil 0.05 µg to 0.1 µg/kg/min + propofol up to 50 µg/kg/min + phenylephrine 0.1 µg to 0.5 µg/kg/min + morphine 0.1 mg/kg
Time of outcome determination: 24 h postoperative
Comment: see Dryad discussion differences BIS vs EEG
Method of outcome determination: interview
Quote: "Author responded to the email bias survey on 12 February 2011. Responses are recorded in the 'Risk of bias' table
Survey response: 12 February 2011, Wac Mutch wacmutch@shaw.ca
https://clinicaltrials.gov/ct2/show/NCT00443807
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Both the BIS monitor and the EEG signals were...measured...the clinician was given access to only one of the monitors, as randomly allocated by a third party with a coin toss to either EEGo (heads) or BIS (tails)"
Allocation concealment (selection bias) Unclear risk Quote: "Not assigned until all patients were induced with both monitors applied and functional. Then randomized as above" (email bias survey, see notes)
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Patient, Anesthesiologist, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Comment: not blinded to SCPs
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Twenty‐four hours following surgery, a survey of patient satisfaction and a query regarding awareness were completed by an anesthesiologist blinded to the mode of EEG monitoring"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "All 21 recruited patients completed the protocol... cerebral aneurysm clipping...MVD for trigeminal neuralgia. The two surgical groups behaved very differently on emergence...were not compared with the MVD patients to assess emergence criteria..." (email bias survey, see notes)
Comment: cerebral aneurysm clipping surgery can not be assessed for awareness due to surgery on brain; there was no dropout in regard to awareness assessment
Selective reporting (reporting bias) Low risk Quote: "The study protocol was listed at ClinicalTrials.gov with identifier NCT00443807." (email bias survey, see notes)
Quote: "There was commentary contained within the study of an episode of patient arousal." (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "Each patient had both monitors applied. They were compared pos‐hoc with no inherent bias" (email bias survey, see notes)

Paventi 2001.

Methods Study design: randomized parallel groups
Study dates
Participants Country: Italy
Sex: both
Age: mean: 42, 48 (18 to 75)
ASA: I‐IV
Procedure: abdominal surgery (greater than 30 minutes)
Study size: 90
Interventions Randomized portion of anaesthetic: ADM (BIS) vs SCP
intervention 1: BIS40 to 60, N = 45
intervention 2: SCP (BIS blinded), N = 45
Outcomes Primary outcomes: anaesthetic consumption, recovery times
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: outcomes: no explicit memory (awareness)
Notes Non‐randomized portion of anaesthetic: parts of volatile agent/N2O no, air yes + infusion of narcotics MCI + muscle relaxant(s) induction yes/maintenance yes
Premed: diazepam 5 mg to 10 mg PO; anaesthetics given per anaesthesia
All patients: induction and maintenance: remifentanil 1 (µg/kg) and TPS (4 mg to 8 mg/kg) vecuronium 0.1 mg/kg for intubation and for maintaining neuromuscular blockade during maintenance
Maintenance: remifentanil mean 0.4 µg/kg/min and sevoflurane 0.5 MAC air 50%; after skin closure at the end of surgery, residual neuromuscular blockade was reversed
Email survey sent to author, paventi@iol.it, no response received
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "randomly allocated"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Pedersen 1992.

Methods Study design: randomized parallel groups
Study dates: not given
Participants Country: Denmark
Sex: female
Age: 31, 29
ASA: NA
Procedure: emergency or elective caesarean section
Study size: 51
Interventions Randomized portion of anaesthetic: volatile agent doses ±N2O
Intervention 1: maintenance oxygen 2 litres/min + N2O 2 litres/min + halothane 0.5%, N = 26
Intervention 2: maintenance oxygen 4 litres/min + halothane 2% maintenance changed to oxygen 2 litres/min + N2O 2 litres/min + halothane 0.5%, N = 25
Outcomes Primary outcomes: difference in the duration of anaesthesia, recovery time
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: 15% of the mothers receiving 0.5% halothane had some recall. No maternal reminiscence was seen using 2% halothane.
Notes Non‐randomized portion of anaesthetic: IV hypnotic/PRN narcotic/muscle relaxant parts of volatile (potent inhalation) technique/N2O no/muscle relaxants induction yes/PRN maintenance
Pre‐oxygenation atropine 0.5 mg + oxygen 10 litres/min x 3 mins, manual hand controlled ventilation, anaesthesia induction: thiopentone 4 mg to 5 mg/kg + suxamethonium 1.5 mg/kg/intubation, maintenance (randomized inhalational agents) pre‐delivery; post cord clamp, Syntocinon infusion (40 IU/1 L solution)+ pethidine + gallamine PRN
Time of outcome determination: day after operation
Method of outcome determination: interview
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "the choice of anesthesia was made by drawing an envelope randomizing the patient to one of...the volatile anaesthetic mixture was administered according to the randomized pre‐induction allocation"
Allocation concealment (selection bias) Unclear risk Comment: insufficient information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "The patients were manually ventilated by an anaesthesiologist who was completely unaware of the anaesthetic gas mixture delivered"
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: no information
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Persec 2012.

Methods Study design: randomized parallel groups
 Study dates: February to July 2011
Participants Country: Croatia
 Sex: 21 male and 19 female
 Age: median 65 years (25 to 84 years)
 ASA: II‐III
 Procedure: major abdominal surgery (explorative laparotomy and colostomy/colectomy)
 Study size: 45, 40
Interventions Randomized portion of anaesthetic: ADM (BIS) vs SCP
Intervention 1: routine anaesthesia care: non BIS‐guided group
Intervention 2: BIS‐guided anaesthesia 50 and 60
Outcomes Primary outcomes: BIS levels, measurement of heart rate (HR), systolic blood pressure (sBP), end‐tidal CO2 (ET CO2), operation time, and extubation time
Secondary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
"None of the patients reported explicit awareness"
Notes Non‐randomized portion of anaesthetic: volatile (potent inhalation) + N2O technique: IV hypnotic/PRN narcotic/muscle relaxant both induction/maintenance
The operation was performed under general anaesthesia using midazolam (0.15 mg/kg), fentanyl (2 µg/kg), and vecuronium (0.1 mg/kg) to facilitate endotracheal intubation, and 1.5 to 2.5 MAC of sevoflurane, N2O 50% in oxygen, boluses of fentanyl and vecuronium for maintenance. Intraoperatively, after induction doses of fentanyl, anaesthesia was mainly balanced with sevoflurane
Correspondence: Jasminka Persec, MD, PhD, Clinical Department of Anesthesiology, Reanimatology and Intensive Care Medicine, University Hospital Dubrava, Av. G. Suska 6, HR‐Zagreb, Croatia
ROB survey. We emailed jpersec@net.amis.hr on 22 March 2015.
ClinicalTrials.gov (NCT01470898) ‐ no information on web page https://clinicaltrials.gov/ct2/results?term=NCT01470898
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "The investigation was also registered on ClinicalTrials.gov (NCT01470898)...According to a computer generated randomisation list... "
Comment: ClinicalTrials.gov (NCT01470898) ‐ no information on web page https://clinicaltrials.gov/ct2/results?term=NCT01470898
Allocation concealment (selection bias) Unclear risk Comment: see above
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "The non BIS‐guided group ... was blinded to the anaesthesiologist in charge. All values were recorded by the younger anaesthesiologist, who was not involved in the anaesthesia maintenance. All other aspects of peri‐operative treatment were similar, including choice of anaesthetic agents and monitoring"
Comment: as explained in previous RCT domains, the SCP group is NOT blinded to both groups. We use this as an example that indicates that specific aspects of RCT methods can result in high risk domains in the ROB table. Hence, unless explicitly described we do not assume that trial registration leads to low ROB domain grades
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: as above
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "Out of 45 patients recruited for the study, 5 patients were excluded because of an inoperative malignant process found intra‐operatively"
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: see above

Piggott 1990.

Methods Study design: randomized parallel groups
Study dates: "Late 1988 ‐ late 1989" (email bias survey, see notes)
Participants Country: Wales
Sex: female
Age: not given
ASA: NA
Procedure: elective or emergency caesarean section 
Study size: 200, 197
Interventions Randomized portion of anaesthetic: volatile agent doses ±N2O
Intervention 1: maintenance isoflurane 1.8% in 100% oxygen was reduced to 1.2% after 5 min, N = 100
Intervention 2: maintenance isoflurane 1.2% in 50% N2O in oxygen was reduced to 0.6% after 5 min, N = 100
Outcomes Primary outcomes: umbilical venous and arterial blood, samples
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: there were no instances of awareness
Comment: 4 patients (2 in each group) recalled dreaming on direct questioning (2 had moved the isolated arm and 2 had not)
Quote: "One patient (group 50) reported a sensation of painful pressure, but believed she had been dreaming. She had not moved her arm."
Comment: the patient in group 50 could also have been classified as awareness, 2 moved their arms presumably not in response to complex command; many would call this non‐purposeful movement; see discussion of non‐purposeful movement
Comment: this is evidence that a portion of dreams are a variant of intraoperative memory
Notes Non‐randomized portion of anaesthetic: volatile (randomized) (potent inhalation) technique continuous then PRN: IV hypnotic/PRN narcotic/muscle relaxants both induction/maintenance
Anaesthesia induction: thiopentone 3 mg to 4 mg/kg + suxamethonium 1.5 mg/kg + pancuronium 4 mg to 6 mg
Anaesthesia maintenance: isoflurane increased 50% for 5 min added as needed
Quote: "...no taped message was played to the anaesthetized patients, and they were not asked beforehand to move the hand if they felt pain, as it was considered that this would add to existing stress"
Comment: see Dryad topic non‐purposeful vs purposeful movement with IFT and topic of air oxygen paralysis only in neonates
Time of outcome determination: postoperative before discharge
Method of outcome determination: interview
Author responded to the email bias survey on 7 February 2011. Responses are recorded in the 'Risk of bias' table.
Survey response: 7 February 2011, David George Bogod david.bogod@nottingham.ac.uk
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) High risk Quote: "Alternate groups for alternate weeks...Randomisation was far from ideal by current standards!" (email bias survey, see notes)
Allocation concealment (selection bias) High risk Quote: "Participants unaware of allocation sequence. Investigators aware" (email bias survey, see notes)
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Patient, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patient, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "Uncertain so long after the study. Not fully addressed in the paper. 197 out of 200 analysed for indication for Caesarean section, and 100% of neonates followed‐up. From what I recall, data were very largely complete, as subjects were in‐patients during follow‐up" (email bias survey, see notes)
Comment: unclear about distribution of 3 patient dropouts
Comment: assume the most imbalanced variant and there is no significant difference between groups: (3/50 vs (0/50), Peto OR 7.70 (0.78 to 75.76)
Selective reporting (reporting bias) Low risk Quote: "Protocol no longer available (this was 31 years ago!). I can only say that, from what I recall, it was followed fully" (email bias survey, see notes)
Quote: "All results reported" (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Comment: no exclusions listed
Quote: "Randomisation was far from ideal by current standards! Other forms of bias were, to the best of my knowledge so long after the event, excluded"

Plourde 1996.

Methods Study design: randomized parallel groups
Study dates: Quote: "Jan to Oct 1991" (email bias survey, see notes)
Participants Country: Canada
Sex: female
Age: 19 to 50
ASA: I‐II
Procedure: reduction mammoplasty
Study size: 12
Interventions Randomized portion of anaesthetic: volatile agent doses ±N2O
Intervention 1: maintenance N2O (66% end‐tidal (ET)) enflurane 0.5% ET, N = 4
Intervention 2: maintenance N2O (66% end‐tidal (ET)) enflurane 0.8% ET, N = 4
Intervention 3: maintenance N2O (66% end‐tidal (ET)) enflurane 1.1% ET, N = 4
Outcomes Primary outcomes: 40 Hz ASSR/AML, AMLR amplitude, latency, or phase data
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no patient had any recollection of intraoperative events
Notes Non‐randomized portion of anaesthetic: volatile (randomized) (potent inhalation) technique: IV hypnotic/PRN narcotic/muscle relaxants both induction/maintenance ADM AMLR recorded
Anaesthesia induction: fentanyl 3 µg/kg + thiopental 3 mg to 5 mg/kg + vecuronium 0.08 mg/kg
Anaesthesia maintenance: fentanyl 1.0 µg/kg as needed + vecuronium 0.01 mg/kg
Time of outcome determination: 4 to 8 weeks postoperative
Method of outcome determination: interview
Neostigmine 40 µg/kg + glycopyrrolate 10 µg/kg used to reverse muscle paralysis
Primary author responded to email bias survey. Responses are recorded in 'Risk of bias' table below.
Comment: study was not powered to assess for awareness but electrophysiology (author's response to survey)
Survey response: 13 February 2011, Gilles Plourde gilles.plourde@mcgill.ca
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote paper: "four patients per concentration; random assignment..."
Quote survey: "Assignment (concentration of enflurane, recording order i.e. ASSR or AMLR first) written on cards which were shuffled and individually places in a sealed envelope by the department secretary who was familiar with these procedures" (email bias survey, see notes)
Allocation concealment (selection bias) Unclear risk Quote: "Anaesthesiologist did not keep track of cases done. So each envelope brought a surprise" (email bias survey, see notes)
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Patient, Awareness outcome assessor (interviewer), Data analyst" (email bias survey, see notes)
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patient, Awareness outcome assessor (interviewer), Data analyst" (email bias survey, see notes)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "One patient was excluded because of poor baseline AMLR" (email bias survey, see notes)
Selective reporting (reporting bias) Low risk Quote: "Main goal of study was electrophysiology. Awareness was only outcome examined...Yes. Some findings did not reach significance" (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "No obvious bias" (email bias survey, see notes (email)

Puri 2003.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: India
Sex: both
Age: 18 to 70
ASA: NA but by type of surgery ASA III‐IV
Procedure: valve replacement or coronary artery grafting under cardiopulmonary bypass
Study size: 30
Interventions Randomized portion of anaesthetic: volatile (potent inhalation) ADM (BIS) vs SCP
Intervention 1: BIS (45 to 55), N = 14
Intervention 2: SCP, N = 16
Outcomes Primary outcomes: haemodynamic disturbances, time to recovery
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Quote: "None of the patients in the study group had recall of intraoperative events when interviewed on the first postoperative day, while one patient in the control group had awareness during the sternotomy"
Notes Non‐randomized portion of anaesthetic: volatile (potent inhalation) + N2O technique: IV hypnotic/PRN narcotic/muscle relaxants both induction/maintenance (CPB)
Anaesthesia induction: morphine 0.2 mg/kg 1 + midazolam 0.05 mg/kg + thiopental + vecuronium 0.08 mg/kg
Maintenance induction titrated to keep BIS between 45 and 55 emergence 65 to 75 + morphine 0.05 mg to 0.1 mg/kg as needed, N = 15
Anaesthesia maintenance: isoflurane + N2O (66% O2 before CPB) + morphine 0.025 mg/kg/h + morphine 3 mg + midazolam 1 mg + vecuronium 0.5 mg
Quote: "...while in the study group, the anaesthesiologist adjusted the vasoactive drugs to maintain pressure while keeping the BIS constant"
Comment: this is the method cardiac anaesthesiologists use to maintain what they judge to be an appropriate depth of anaesthesia without lightening the anaesthetic as the main or supplemental intervention to treat hypotension. This cause and method of avoiding awareness is rarely described in papers.
Comment: senior author adjudicated patient awareness reports as not valid without expert panel; studying this phenomena
Time of outcome determination: 24 h after operation
Method of outcome determination: interview
gdpuri007@hotmail.com
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "...were randomized into either a study group (using BIS) or a control group (no BIS) using computer generated numbers...."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: insufficient information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: insufficient information provided
Quote: "Every patient was interviewed to determine any recall on the first postoperative day after the trachea had been extubated"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Puri 2007.

Methods Study design: randomized parallel groups
Study dates: "Feb 2003 to Dec 2004" (email bias survey, see notes)
Participants Country: India
Sex: both
Age: 39
Procedure: elective non‐cardiac surgery
Study size: 40
Interventions Randomized portion of anaesthetic: TIVA + CLADS vs TIVA + ADM: BIS 50
Intervention 1: closed loop anaesthesia delivery system (CLADS): propofol 5.03 ± 1.68 mg/kg‐1, h‐1
Intervention 2: manual infusion control: 7.33 ± 2.07 mg/kg‐1, h‐1 propofol titrated to BIS = 50
Outcomes Primary outcomes: induction time (the time required to achieve target BIS after start of infusion), induction dose, minimum BIS within 30 seconds of induction, total dose propofol, median duration of closed loop control or manual control, and median time interval between end of closed‐loop control (or end propofol infusion in manual control) and extubation
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no awareness cases
Notes Non‐randomized portion of anaesthetic: parts of TIVA/N2O no: narcotics MCI/muscle relaxants induction yes/maintenance yes (CPB)
Anaesthesia induction: fentanyl (2 µg/kg) prior to induction than fentanyl 1 µg/kg‐1, h‐1 continuous infusion for the duration of surgery; endotracheal intubation/0.1 mg/kg vecuronium
Anaesthesia maintenance: fentanyl infusion (1 µg/kg/h)
Time of outcome determination: at discharge, 1 day, and 1 week postoperative
Method of outcome determination: modified Brice questionnaire
Survey response: 16 February 2011, Dr Goverdhan Dutt Puri gdpuri007@hotmail.com
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote ROB survey response, Dr Puri: "Computer generated" (email bias survey, see notes)
Allocation concealment (selection bias) High risk Quote ROB survey response, Dr Puri: "Anaesthesiologist conducting anaesthesia knew of the group the patient belong. But anaesthesiologist assessing awareness post‐op did not know the group to which patient belong" (email bias survey, see notes)
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: given the closed vs open loop systems used, like Pedersen 1992, it is possible to blind the anaesthesiologist but requires extra manpower
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote ROB survey response, Dr Puri: "Patient, Awareness outcome assessor (interviewer), Data analyst...But anaesthesiologist assessing awareness post‐op did not know the group to which patient belong" (email bias survey, see notes)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote ROB survey response, Dr Puri: "all data reported"
Selective reporting (reporting bias) Low risk Quote ROB survey response, Dr Puri: "...don't think any non significant results of any importance to the study relevant were excluded" (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote ROB survey response, Dr Puri: "free of bias as all patients had anaesthesia to be controlled on target BIS numbers" (email bias survey, see notes)

Rehberg 2007.

Methods Study design: randomized parallel groups
Study dates: "5/2005‐10/2005" (email bias survey, see notes)
Participants Country: Germany
Sex: both
Age: 49, 55
ASA: I‐III
Procedure: elective minor urological or gynaecological surgery
Study size: 92
Interventions Randomized portion of anaesthetic: TIVA: MCI vs TCI propofol
Intervention 1: induction propofol MCI no restriction of dose; maintenance propofol no dose restriction; both manual TIVA N = 46 ‐ 2 (2/46 = 5%) (unplanned ICU stay = 44)
Intervention 2: induction propofol TCI 7 mg to 10 mg/mL; maintenance propofol TCI 2.5 mg to 4.5 mg/mL; N = 46 ‐ 4 (4/46 = 9%) (unplanned ICU stay = 42)
Outcomes Primary outcomes: proportion of priming words identified and the BS values
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "none of our patients expressed explicit memory"
Notes Non‐randomized portion of anaesthetic: parts of TIVA/N2O no/muscle relaxants induction yes/maintenance no/BIS blinded
Midazolam (0.1 mg/kg) premed; induction: fentanyl bolus 1 mg to 3 mg/kg, neuromuscular blockers only induction if intubation; LMA used also; maintenance: manual dosing of fentanyl
Bispectral index recorded in a blinded manner
Quote: "Neuromuscular blockers were given only during anaesthesia induction to facilitate intubation, and no further intraoperative doses were given"
Quote: "Participating anaesthesiologists were allowed to perform total IV propofol anaesthesia supplemented by fentanyl but without nitrous oxide"
Time of outcome determination: 12 h to 24 h postoperative
Method of outcome determination: interview
Benno Rehberg benno.rehberg‐klug@hcuge.ch
8 December 2013: responded 9 December 2013, 10 March 2011, 24 January 2011 re. muscle relaxant use; dropout rate, characteristics table
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote from Dr. Rehberg: "computer‐generated list of consecutive allocation to the groups, no blocks" (email bias survey, see notes)
Allocation concealment (selection bias) Unclear risk Quote from Dr. Rehberg: "concealed envelopes, opened immediately before induction" (email bias survey, see notes)
Comment: unclear if sealed and opaque
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Anaesthesiologists, who were blinded towards the BIS..."
Comment: SCP not blinded
Blinding of outcome assessment (detection bias) 
 All outcomes High risk Quote from Dr. Rehberg: "Potential bias: Assessors were not blinded to treatment" (email bias survey)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: outcome data are missing in both intervention groups, imbalanced as percentage units because of unplanned ICU transfer. TIVA: (2/46 = 5%) vs manual controlled infusion (4/46 = 9%): but no significant difference between both groups in dropouts, Peto OR 9.85 (0.51 to 188.36); severely ill patients not interviewed are at higher risk of awareness due to their unstable intraoperative clinical condition (see secondary outcomes), which frequently results in the anaesthesiologist lightening the anaesthetic as part of the treatment of that unstable condition that is often manifest by a common final pathway of hypotension
Author sent characteristics and ROB table grades for comment 8 December 2013: Benno Rehberg benno.rehberg‐klug@hcuge.ch
Quote from Dr. Rehberg 9 December 2013: "I agree with your assessment in general. Although none of the patients admitted to the ICU were unstable during surgery, it is difficult to assess their risk of awareness in comparison to the other patients in retrospect (which was not our primary outcome)"
Quote: "Based on performing a statistical analysis and information from Dr. Rehberg we have changed the grade to low risk"
Selective reporting (reporting bias) Low risk Quote from Dr. Rehberg: "The study protocol is available, but written in German language. However, the published report includes all pre‐specified outcomes" (email bias survey, see notes)
Quote: "The main (and other) outcome reported was actually non‐significant" (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote from Dr. Rehberg: "Potential bias: Assessors were not blinded to treatment." (email bias survey)
Comment: that bias is accounted for in the "Blinding of outcome assessment (detection bias)" domain. However, no other risk identified.

Renna 2000.

Methods Study design: randomized parallel groups
Study dates: not given
Participants Country: UK
Sex: female
Age: mean 41.7
ASA: NA
Procedure: minor gynaecological surgery
Study size: 48
Interventions Randomized portion of anaesthetic: volatile agent different doses/word test: implicit memory/positive and neutral suggestion
Intervention 1: sevoflurane 1.2% ET + either word list A or B + either positive or neutral suggestion, N = 16
Intervention 2: sevoflurane 1.5% ET + either word list A or B + either positive or neutral suggestion, N = 16
Intervention 3: sevoflurane 2% ET + either word list A or B + either positive or neutral suggestion, N = 16
Outcomes Primary outcomes: primary outcome implicit memory; secondary outcome: awareness
BIS, word lists, neutral suggestion
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 2
Quote: "...there was evidence of implicit memory...There was no evidence of a therapeutic effect of positive suggestion...The bispectral index ...not... statistical significance ...indicator... susceptibility to priming....no patient had recall of priming or intra‐operative events"
Notes Non‐randomized portion of anaesthetic: volatile agent/N2O no/100% O2/facemask/no muscle relaxants/ADM BIS recorded
Breathing induction and maintenance: sevoflurane and O2 only with facemask; at each of the 3 target ET points in induction word tests and suggestion transmitted by headphones
Quote: "Anaesthesia was induced by inhalation ofsevoflurane in oxygen via a facemask. At loss of eyelid reflex...After the target end‐tidal concentration...stable...bi spectral index ...noted, headphones ...common two‐syllable words ...prime implicit memory... then ...neutral ('You will be having your operation today') or the positive ('You will feel great after the operation!') suggestion...Surgical anaesthesia ...established ...operation performed. At no point during surgery did patients receive drugs other than sevoflurane and oxygen"
Comment: one of the few volatile agent only anaesthetics
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Allocation was randomised by drawing a code from a hat, which ensured 16 patients in each concentration group and equal numbers of A and B, and of positive and neutral suggestion, within each concentration group"
Allocation concealment (selection bias) Unclear risk Quote: "Each patient was allocated to one of three groups characterised by their target end‐tidal sevoflurane concentration (1.2, 1.5 or 2%), then to a subgroup, A or B, to balance the test of perceptual facilitation, and finally, to a second subgroup for positive or neutral suggestion (a stimulus requiring semantic processing)..."
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: not blinded to sevoflurane doses
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "...Two to three hours after the operation, each patient was interviewed and asked if they remembered hearing anything while they were asleep"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "One patient was not included in the analysis because she required propofol to control her movements during the excitement phase of inhalational induction"
Comment: dropout rate 1/48 (2%): high‐risk awareness dropout; imbalanced across groups but no significant difference between groups:sevoflurane 1.2% (1/16) vs sevoflurane 2.5% and 2% (0/32), Peto OR 0.05 (0.00 to 3.18)
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Rinaldi 2005.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Italy
Sex: both
Age: 49, 52
ASA: I‐II
Procedure: major abdominal surgery
Study size: 100
Interventions Randomized portion of anaesthetic: volatile (potent inhalation) technique ADM AAI (AAI 20 ± 5) vs SCP
Intervention 1: sevoflurane titrated AAI (AAI 20 ± 5) + fentanyl 1 µg/kg PRN, N = 50
Intervention 2: sevoflurane titrated clinical signs (SCPs) + fentanyl 1 µg/kg PRN, N = 50
Outcomes Primary outcomes: sevoflurane consumption, time to recovery, memory
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no patients showed signs of awareness or had any recall postoperatively
Quote: "No patients experienced explicit memory and there was not significant difference in implicit memory between Groups A and B (P = 0.107)...11 patients had intraoperative dreams and patients had implicit memory of word tests"
Notes Non‐randomized portion of anaesthetic: volatile (potent inhalation) technique/N2O no: IV hypnotic/PRN narcotic/muscle relaxants both induction/maintenance
Premed: diazepam 0.1 mg/kg; induction: fentanyl 2 µg/kg + propofol 1.5 mg to 2 mg/kg + atracurium 0.6 mg/kg + 3 min FIO2 80% + intubation
Anaesthetic maintenance: sevoflurane oxygen/air (titrated to randomized groups); atracurium 0.4 mg/kg/h up to 30 min before the end of surgery/morphine 0.07 mg/kg plus ketorolac 0.4 mg/kg as preventive analgesia, and ondansetron 8 mg for postoperative nausea, maintain target AAI 205
Time of outcome determination: 2 h postoperative
Method of outcome determination: interview
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Patients were randomised using the closed envelope technique in two groups"
Allocation concealment (selection bias) Unclear risk Quote: "Patients were randomised using the closed envelope technique in two groups"
Comment: we assume this is referring to allocation
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "anaesthetist... performed all anaesthetic procedures and, by the nature of the study, was not blinded"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Implicit and explicit memory has been evaluated by the physician whose voice had been recorded for the implicit memory test. This physician did not perform or neither know the anaesthetic technique, so memory testing was blinded"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Russell 1986.

Methods Study design: randomized parallel groups
Study dates: "1982‐1984" (email bias survey, see notes)
Participants Country: UK
Sex: female
Age: 19 to 74
ASA: NA
Procedure: gynaecological surgery
Study size: 55
Interventions Randomized portion of anaesthetic: TIVA vs "inhaled nitrous oxide with IV fentanyl increments ("balanced" regimen)" otherwise described as intravenous anaesthesia
Intervention 1: TIVA: etomidate 100 µg/kg/min for 10 min then...O2/air, 100 mc/kg/min for rest of procedure + fentanyl bolus, N = 25
Intervention 2: N2O + fentanyl bolus ("balanced"), N = 30
Outcomes Primary outcomes: wakefulness; time to recovery
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comments: no recall, 3 dreams, 7% wakeful in the etomidate group, and one 9 dreams; 44% occurrence of recall in the N2O group
Notes Non‐randomized portion of anaesthetic: TIVA vs "inhaled nitrous oxide with IV. fentanyl increments ("balanced" regimen)" otherwise described as intravenous anaesthesia: muscle relaxants induction yes/maintenance PRN
Premedication: temazepam 10 mg to 20 mg + fentanyl 250 µg
Anaesthesia induction: thiopentone suxamethonium 1 mg to 1.5 mg/kg
Anaesthesia maintenance: N2O:O2 2:1 vecuronium 4 mg + vecuronium 2 mg as needed + fentanyl 100 µg as needed
When patient responded to command: thiopentone 100 mg + fentanyl 100 µg or etomidate 5 mg + 100 mc fentanyl; nitrous required significantly more fentanyl boluses and hence is defined as the "light" anaesthesia group
Comment: balanced anaesthesia is defined as inhalational agents with small‐dose narcotics; others define it as a regimen based on inhaled N2O with IV fentanyl increments; TIVA anaesthetic is defined as based on a 2‐stage infusion of etomidate plus increments of fentanyl; other definitions of balanced anaesthesia: Lallemand 2003; Lehmann 1985; Lehmann 1992; Myles 1997
Comment: see Dryad topics: definition of light and inadequate anaesthesia; isolated forearm technique (IFT)
Comment: wakefulness during anaesthesia has been recognized for many years since Artusio 1955 described this state in spontaneously breathing patients under ether anaesthesia. Using the IFT, Wilson 1980 found some 30% of patients were wakeful
Time of outcome determination: before discharge
Method of outcome determination: interview
Author responded to the email bias survey on 4 February 2011. Responses are recorded in the 'Risk of bias' table
Survey response: 4 February 2011, Ian F i.f.@hull.ac.uk
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) High risk Quote: "Patients were randomised according to whether their unit number was odd or even...no one has control over the unit number assigned to a patient. It is true that the unit number was known before inclusion in the study, but since all patients meeting the entry criteria were included and received their appropriate anaesthetic, I do not think this method of randomisation introduced bias" (email bias survey, see notes)
Comment: other experts disagree with Dr. Russell Myles 2015 (personal communication). Despite the 4/7 domains in this RCT having a 'high' risk, we have given this RCT an overall ROB rating that is acceptable for use in our meta‐analysis in this review
Allocation concealment (selection bias) High risk Quote: "I was the sole investigator and anaesthetist. Allocation could not be concealed" (email bias survey, see notes)
Comment: if the anaesthesiologist is not blinded to the drugs then the lack of allocation concealment will not change the impact of the unblinded state of the anaesthesiologist on the ROB
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Patient" (email bias survey)
Blinding of outcome assessment (detection bias) 
 All outcomes High risk Comment: not blinded
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: 3 patients had partial data due to uncontrolled hypertension; 2 in one group, 1 in the other. All patients (N = 55) were included in the awareness evaluation (email bias survey, see notes)
Selective reporting (reporting bias) Low risk Quote: "The study protocol is no longer available as this was over 25 years ago. But all of the study’s pre‐specified (primary and secondary) outcomes that are of interest in the review have been reported" (email bias survey, see notes)
Quote: "Yes. While all the primary outcomes were significant, some secondary outcomes were not significant" (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Comment: from author survey responses: the author believes that for reasons explain above, there were no other biases

Samarkandi 2004.

Methods Study design: randomized parallel groups
Study dates: not given
Participants Country: Saudi Arabia
Sex: both
Age: 58
Procedure: off‐pump coronary bypass surgery
Study size: 40
Interventions Randomized portion of anaesthetic: ADM BIS 40 to 60 vs SCP
Intervention 1: SCP, N = 20
Intervention 2: BIS 40 to 60, N = 20
Outcomes Primary outcomes: anaesthetic consumption, haemodynamics
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no recorded event of intraoperative awareness in both groups; no intraoperative dreams
Notes Non‐randomized portion of anaesthetic: TIVA or volatile I? Balanced anaesthesia I (narcotics + muscle relaxant + PRN volatile inhalation agent)/N2O no/muscle relaxants both induction/maintenance
Anaesthesia induction: sufentanil 1 µg to 1.5 µg/kg + midazolam 0.05 mg to 0.1 mg/kg + rocuronium 0.9 mg/kg
Anaesthesia maintenance: sufentanil 0.2 µg/kg/h + midazolam 1.5 µg/kg/h + rocuronium 0.5 mg/kg/h + sevoflurane PRN
Anaesthesia was induced with sufentanil 1 µg to 1.5 µg/kg, midazolam 0.05 mg to 0.1 mg/kg and rocuronium 0.9 mg/kg then a maintenance sufentanil 0.2 µg/kg/h, midazolam 1.5 µg/kg/h and rocuronium 0.5 mg/kg/h supplemented with sevoflurane as required. Induction doses as well as anaesthetic maintenance supplementation doses were guided by the BIS range 40 to 60; Group 2 control group, only clinical judgement was used to titrate
Comment: postoperative standardized questionnaire uses the memory of intraoperative dreams as the starting point to assess explicit memory as do other authors like Pedersen 1992
Comment: author seems to state that the administration of a volatile agent was used for inadequate anaesthesia (PRN) in both groups; emailed author but no response for clarification of this issue; if this is the case, this is another example of the variable definitions of TIVA
Comment: see appendix for discussion of the definitions of balanced anaesthesia
Time of outcome determination: 2 days postoperative
Method of outcome determination: standardized questionnaire
Dr. Mohamed Essam Abdel‐Meguid, email: memeguid@hotmail.com ROB survey. We emailed on 19 April 2015: recipient failed permanently.
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) High risk Quote: "Randomisation was performed using patient’s medical record number, being odds related to Group I and evens related to Group II"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "Postoperatively, patients were visited on the 2nd postoperative day by one of the medical staff who was blinded about the grouping and they were asked to answer a standardized questionnaire including"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Sareen 1997.

Methods Study design: randomized parallel groups
Study dates: not given
Participants Country: Canada
Sex: both
Age: 63 ± 9; 65 ± 7
ASA: not given
Procedure: elective CABG
Study size: 34
Interventions Randomized portion of anaesthetic: TIVA or "balanced" narcotic portion: 2 doses compared
Intervention 1 induction: Group L: sufentanil 3 µg/kg, N = 17
Intervention 2 induction: Group H: sufentanil 15 µg/kg, N = 17
Outcomes Primary outcomes: haemodynamics, EEG
Quote: "effect of a five‐fold variation in sufentanil dose on the haemodynamic and electroencephalographic (EEG) response to anaesthetic induction and tracheal intubation"
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "no patient had awareness"
Notes Non‐randomized portion of anaesthetic: TIVA or volatile I "balanced" anaesthesia I (narcotics + muscle relaxant + PRN volatile inhalation agent)/N2O no/muscle relaxants both induction/maintenance/ADM EEG spectral edge LIFESCAN recorded
Premedication: 60 µg/kg lorazepam PO induction and maintenance: sufentanil + vecuronium 0.15 mg/kg, 0.15 mg/kg vecuronium, Neurometrics (Lifescan) aperiodic analysis used as ADM
Comment: nomenclature between RCTs is confusing
Time of outcome determination: NA
Method of outcome determination: interview
Email survey sent to author, no response received ithomson@sbrc.umanitoba.ca
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Patients were randomly assigned to one of two groups"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "Sufentanil was prepared by our pharmacy in concentrations of either 10 mcg/ml or 50 mcg/ml and administered in a double blind fashion"
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Schultetus 1986.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: USA
Sex: female
Age: 23.5, 25.5
ASA: I‐II
Procedure: elective caesarean section
Study size: 36
Interventions Randomized portion of anaesthetic: IV: opioid ‐ intravenous technique
Intervention 1: induction ketamine 1 mg/kg, N = 12
Intervention 2: induction thiopental 4 mg/kg, N = 13
Intervention 3: induction ketamine 0.5 mg/kg + thiopental 2 mg/kg, N = 11
Outcomes Primary outcomes: haemodynamics, fetal blood gas tensions, APGAR
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: 3 patients (8%): awareness: 1 in thiopental group and 2 in combination group. 4 had intraoperative dreams: 2 thiopental and 2 combination groups; 12 followed commands (wakefulness): 1 from ketamine, 7 thiopental, 4 combinations; 17 reaching movements: 9 from thiopental and 8 from combinations
Notes Non‐randomized portion of anaesthetic: IV: opioid ‐ intravenous technique/muscle relaxants yes both induction/maintenance/N2O yes
Preoperatively sodium citrate 30 mL of 0.3 M + d‐tubocurarine chloride 0.07 mg/kg; induction: succinylcholine 2 mg/kg than continuous infusion succinylcholine; anaesthesia maintenance: 70% N2O in O2 + succinylcholine chloride 2 mg/min; after delivery fentanyl (100 µg) was given
Comment: "balanced" means "inhaled" agent N2O not volatile, by our rules define this as IV anaesthesia
Time of outcome determination: postoperative
Method of outcome determination: interview
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "scheduled for elective cesarean section and general anesthesia were assigned by a randomized code to receive..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Schwender 1994.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Germany
Sex: both
Age: 57.4, 61.6, 61.2, 56.8
ASA: NA
Procedure: elective cardiac surgery
Study size: 45
Interventions Randomized portion of anaesthetic: parts of IV: opioid vs TIVA vs parts of balanced anaesthesia II (volatile agent + supplemental narcotics ±muscle relaxant) induction/maintenance:
IV vs TIVA vs volatile agent continuous administration (balanced II) + music implicit memory tests/MCI
Intervention 1: induction flunitrazepam 0.01 mg/kg + fentanyl 0.01 mg/kg; maintenance flunitrazepam 1.2 mg/h, N = 10
Intervention 2: induction etomidate 0.25 mg/kg and fentanyl 0.005 mg/kg; maintenance isoflurane (0.6 to 1.2 vol%), N = 10
Intervention 3: induction etomidate 0.25 mg/kg and fentanyl 0.005 mg/kg; maintenance propofol 4 mg to 8 mg/kg/h, N = 10
Intervention 4: the group 4 patients werenot exposed to the audiotape and those patients were assigned randomly to 1 of the 3 anaesthetic regimes, N = 15
Audiotape with implicit memory task using the Robinson Crusoe story
Outcomes Primary outcomes: implicit memory interview, MLAEP
Quote: "The main goals of this study were to determine whether explicit or implicit memory is present during cardiac surgery, and if so, whether memory functions can be related to specific characteristics of MLAEP."
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 2
Quote: "No patient had a clear explicit memory of intraoperative events. However, there were statistically significant differences in the incidence of implicit recall among the groups. Five patients in the flunitrazepam‐ fentanyl group, 1 patient in the isoflurane‐fentanyl group, 1 patient in the propofol‐fentanyl group, and no patient in the control group showed an implicit memory"
Comment: implicit recall was related to continued presence of MLAEP
Notes Randomized portion of anaesthetic: nitrous N/parts of IV: opioid vs TIVA vs parts of balanced anaesthesia II (volatile agent + supplemental narcotics ±muscle relaxant)/muscle relaxants yes both induction/maintenance: ADM MLAEP
IV vs TIVA vs volatile agent continuous administration (balanced II) ± music implicit memory tests/ADM MLAEP recorded
Premedication: benzodiazepine (flunitrazepam 1 mg to 2 mg orally) 45 to 60 min before anaesthesia. Anaesthesia maintenance: high‐dose fentanyl analgesia 1.2 mg/h + pancuronium 0.1 mg/kg. In addition, group 1 received flunitrazepam (1.2 mg/h), group 2 isoflurane (0.6 to 1.2 vol%), and group 3 propofol (4 to 8 mg/kg/h) to maintain general anaesthesia, pancuronium 0.1 mg/kg. The patients of group 4 (n = 15) were randomly assigned to 1 of the 3 anaesthetic regimes. MALEP
Comment: see Dryad topic: details regarding this RCT's control group; implicit memory test, portions of novel Robinson Crusoe used as a parable; and associated with "Friday" and postoperative recovery
Comment: the ability to retrieve thememory of implicit tasks are a more sensitive measure of memory during anaesthesia than explicit tasks
Time of outcome determination: 3 to 5 hours in postoperative period
Method of outcome determination: interview
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "those patients were assigned randomly to one of the anaesthetic regimes..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: anaesthesiologist: see below
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "All experimental evaluations were conducted under double‐blind conditions: neither the patients nor the interviewer knew which anaesthetic had been used or whether an audio tape had been presented"
Comment: this is an example where the term "double‐blind" cannot be assumed to indicate the anaesthesiologist was blinded
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Schwender 1996.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Germany
Sex: both
Age: 21 to 79
ASA: I‐II
Procedure: elective gynaecological or urological laparotomy
Study size: 47
Interventions Randomized portion of anaesthetic: IV vs volatile agent
Comment: as per rules: N2O used hence IV not TIVA anaesthesia
Intervention 1: induction: epidural + thiopentone 5 mg/kg; maintenanceisoflurane 0.4 to 1.2 vol%, N = 23
Intervention 2: induction: epidural + propofol 2 mg/kg; maintenance propofol 3 mg to 5 mg/kg/h, N = 24
Outcomes Primary outcomes: sensitivity of movement/specificity adequate anaesthesia associated with threshold levels of SEF 90
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No patient had explicit recall of intraoperative events"
Notes Non‐randomized portion of anaesthetic: regional anaesthesia: epidural and GETGA parts of TIVA vs parts of volatile agent/N2O yes + supplemental narcotics + muscle relaxants yes both induction/maintenance ADM SEF recorded
Comment: as per rules: N2O used hence IV not TIVA anaesthesia
Premedication: oral clorazepate (benzodiazepine) 45 to 60 minutes before surgery; anaesthesia induction: epidural + randomized inhalation vs IV + vecuronium 0.1 mg/kg + N2O 50% + O2
Anaesthesia maintenance: see intervention maintenance; no muscle relaxants for maintenance
Comment: PSRT>2 or spontaneous movements defined light anesthesia
Comment: sensitivity 72% is number successfully predicted movements/total movements; specificity 82% number correctly predicted situations of adequate anaesthesia/number situations of adequate anaesthesia threshold 14 Hz GETA + epidural to minimize pain
Comment: there was no correlation between haemodynamic data and patient movement
Comment epidural blocks spinal cord and ablates reflex movement
Comment: see Dryad topic purposeful movement in setting of NO reflex movement
Comment: see Dryad topic: wide range of BIS levels associated with transition into unconsciousness and consciousness under anaesthesia
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "patients allocated randomly to 2 groups"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Shin 2012.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Korea
Sex: female and male
Age: 37‐38
ASA: I
Procedure: elective orthopaedic or extremity surgeries
Study size: 90
Interventions Randomized portion of anaesthetic: parts of volatile agent 3 doses ±infusion of narcotics (TCI)
Intervention 1: maintenance: 4% to 6% inspired desflurane + target‐controlled concentration (TCI) 1 ng/mL, N = 30
Intervention 2: maintenance: 4% to 6% inspired desflurane + (TCI) 2 ng/mL remifentanil, N = 30 ‐ 2 = 28
Intervention 3: 7% to 9% inspired desflurane only without remifentanil infusion
BIS both groups, N = 30
Outcomes Primary outcomes: Quote: "optimal target‐controlled concentration of remifentanil combined with desflurane, by using a more widely and decreasing end‐tidal concentration of desflurane"
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: awareness events: none
Notes Non‐randomized portion of anaesthetic: parts of volatile agent/N2O no + muscle relaxants yes for both induction/maintenance/ADM BIS recorded
Induction propofol 2 mg/kg and lidocaine 0.5 mg/kg, vecuronium 0.15 mg/kg IV intubation vecuronium 0.02 mg/per stimulator algorithm
Comment: inhalation vs inhalation (balanced anaesthesia): desflurane vary ET with varied infusion rate remifentanil: BIS both groups
Comment: infusion remifentanil allows a wider range of volatile gent: see Dryad topic
Emailed Dr Shin, smkeun311@yahoo.co.kr, the ROB survey 3 January 2014
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Randomization into one of the three groups was based on an Excel random‐number generation"
Allocation concealment (selection bias) Unclear risk Comment: inadequate information provided
Quote: "...were registered and randomly allocated to receive either a target‐controlled concentration"
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: no evidence of blinding. TIVA vs volatile agent.
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: inadequate information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: 2 patients excluded: systolic blood pressure was below 90 mmHg (1 in group R2) and BIS > 60 >= 2 min (1 in group R2) treated immediately. Postoperative interview: no awareness report; following up with the awareness interview in these 2 excluded patients allowed us to grade the missing data as low risk. There was no significant difference between groups due to exclusions (2/60 vs 0/30), Peto OR 4.56 (0.24 to 87.68) (P = 0.31)
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information provided

Sidi 1990.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Israel and USA
Sex: female and male
Age:18 to 70
ASA: III or IV
Procedure: elective cardiac surgery with cardiopulmonary bypass (CPB): CABG, aortic valve replacement with/without mitral valve replacement, and mitral valve replacement with tricuspid valve valvuloplasty
Study size: 32, 29
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia for intubation only: ADM: EEG/CSA vs SCP
Intervention 1: induction: fentanyl 50 µg/kg with no EEG monitoring, N = 16
Intervention 2: induction: fentanyl 25 to 50 µg based on changes in EEG, N = 16
Outcomes Primary outcomes: EEG associated haemodynamic changes secondary to induction/laryngoscopy
 Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: “No patient in either group had recall”
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia for intubation only/N2O no: muscle relaxants induction yes
Premed: morphine 10 mg IM/diazepam 10 mg PO; induction:midazolam (0.015 to 0.03 mg/kg), and fentanyl (25 to 50 µg/kg)/pancuronium (0.15 mg/kg) 100% O2, volatile anaesthetics were not used before endotracheal intubation
Comment: IV anaesthesia intubation titrated to fentanyl; dose based on EEGs vs control: fixed dose; IV vs IV: ADM: EEG: CSA: open/closed
Comment: authors describe technique as IV anaesthesia for induction; no post intubation description of maintenance anaesthesia
Inadequate anaesthesia protocol (see Dryad)
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "16 were randomly assigned to be monitored with continuous EEG starting immediately before anesthetic induction. The remaining patients were monitored as the others but without EEG"
Allocation concealment (selection bias) Unclear risk Comment: inadequate information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: inadequate information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "None of the patients in the two groups reported recall of induction, intubation, or intraoperative events"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: if hypertension persisted or tachycardia occurred before or during induction, the patient was excluded from the study
EEG group 2 exclusions with missing data; SCP group (fixed fentanyl dose) 3 exclusions 1 hypertension peri‐intubation, 2 died on CPB; NS (2/16 vs 3/16), Peto OR 0.63 (0.10 to 4.13) (P = 0.63); NS also for high‐risk awareness analysed as a subgroup: (0/16 vs 3/16) Peto OR 0.12 (0.01 to 1.22) (P = 0.07)
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: inadequate information provided

Smith 1999.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: USA
Sex: male and female
ASA: I‐II
Age: 18 to 65
Procedure: any elective surgery
Study size: 101 enrolled, 81 completed surgery 20% (20/101) dropped out
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) ‐ TIVA vs inhalational anaesthesia: midazolam vs sevoflurane
Intervention 1: maintenance: midazolam 0.540 µg/kg + fentanyl 4.5 µg/kg/h + N2O 50%, N = 23
Intervention 2: intervention 1 + word test, N = 28
Intervention 3: maintenance: 1.4% ET sevoflurane + fentanyl + 50% N2O, N = 25
Intervention 4: intervention 3 + word test given and correlated with, N = 25
Auditory middle latency response (AMLR) recorded all groups
Outcomes Primary outcomes: response from stem‐word completion test
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: awareness: 2 midazolam group: 1 heard auditory clicks, 1 felt drill pressing into his leg
Comment: implicit memory (defined: completion of word stem test) compared to control group: patient scores: sevoflurane no relationship (P = 0.07); midazolam (P = 0.07)
Notes Non‐randomized portion of anaesthetic: N2O yes/parts of intravenous (IV) vs inhalational anaesthesia: midazolam vs sevoflurane/muscle relaxants induction yes/PRN maintenance: AMLR recorded: implicit memory test
IV group: induction: lidocaine 20%, propofol 1.5 mg to 2.5 mg/kg, fentanyl 1.0 µg to 3.5 µg/kg, succinylcholine 1.5 mg/kg or atracurium 0.4 mg/kg/intubation; maintenance: midazolam 0.54 µg/kg, fentanyl 4.5 µg/h, 50% N2O 50% O2, all infusions except atracurium PRN
Inhalational group: maintenance: sevoflurane 1.4% ET, fentanyl 1.4 µg/kg/h, N2O 50%
Comment: see Dryad topics: AMLRs association to implicit memory, defined IV anaesthesia includes N2O
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "randomly assigned"
Allocation concealment (selection bias) Unclear risk Comment: no information
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Quote: "double blinded"
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "double blinded"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: 18% of patients enrolled were excluded from statistical analysis: of 101, 12 eliminated due technical issues related to AMLR recording and memory testing; 6 excluded due to lack of preoperative implicit memory tests (groups not specified) ‐ these do not impact awareness rate; 2 midazolam patients excluded: postoperative explicit memory (awareness)
There is no significant difference between groups if we analyse the awareness rates by adding the 2 patient awareness reports to the midazolam group in an intention‐to‐treat analysis (N = 101, Peto OR 7.39 (0.46 to 119.86)) and after the non‐high awareness risk patients were excluded (N = 89, Peto OR 6.79 (0.42 to 110.77), N = 83, Peto OR 6.75 (0.41 to 110.34))
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information

Song 1997.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: USA
Sex: female
Age: 27, 28
Procedure: laparoscopic tubal ligation
Study size: 60
Interventions Randomized portion of anaesthetic: parts of volatile agent/ADM (BIS 60) vs SCP
Groups I and II: maintenance: desflurane, 2% to 5%, BIS open (60) vs closed (SCP), N = 30
Group III and IV: maintenance: sevoflurane, 0.7% to 2%, BIS open (60) vs closed (SCP), N = 30
Outcomes Primary outcomes: times to awakening and extubation
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "None of the patients reported recall of intraoperative events when questioned at the time of discharge from the hospital"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent/N2O/supplemental narcotics/muscle relaxants yes for both induction/maintenance/ADM (BIS) vs SCP
Control groups (Groups I and Ill), volatile anaesthetics administered: standard clinical practice, anaesthesiologists blinded to BIS value
Induction: midazolam (2 mg), fentanyl 1 µg/kg, propofol 2 mg/kg, succinylcholine, 1 mg/kg, and lidocaine 4% (4 mL)
Maintenance: group assignment + N2O 1 L/min (65%), in oxygen, 0.7 L/min, mivacurium used
In the control groups (blinded to the BIS) (Groups I and III): volatile anaesthetics were adjusted SCP
In the BIS‐titrated groups (Groups II and IV): the volatile anaesthetics were titrated toBIS 60
All patients were mechanically ventilated
Comment: BIS 60 as titration endpoint used in Vakkuri 2000
See Dryad topic light anaesthesia with BIS; underpowered studies and type II error
Emailed ROB survey pwhite@medner.swmed.edu 03 January 2014 ‐ failed
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "computer‐generated random numbers table"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "One of the criticisms of this study is the possibility of bias as a result of the lack of a double‐blind design. However, this clinical investigation was conducted in the context of standard clinical practice, and routine blinding procedures would not be appropriate"
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Sorbara 1995.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Italy
Sex: both
Age: 37 to 70
ASA: NA
Procedure: CABG: normal‐moderately impaired LV function (ejection fraction ˜40%) as assessed by preoperative LV cineangiography and LV end‐diastolic pressure < = 18 mmHg
Study size: 30
Interventions Randomized portion of anaesthetic: parts of volatile agent
Intervention 1: maintenance before sternotomy propofol 3 mg/kg/h (N = 15)
Intervention 2: maintenance before sternotomy isoflurane 0.6% (IF group) (N = 15)
Outcomes Primary outcomes: assessment of LV contractility
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no patient of either group experienced dreaming or had any recall of operative events when questioned
Notes Non‐randomized portion of anaesthetic: N2O yes/parts of volatile agent + supplemental narcotics + muscle relaxants: yes both induction/maintenance
Premedication flunitrazepam 2 mg, orally 90 minutes before surgery
Anaesthesia induction: thiopental 1 mg/kg, fentanyl 20 µg/kg, and vecuronium 0.1 mg/kg
Maintenance after sternotomy boluses (5 µg/kg) fentanyl (max maintenance dose 30 µg/kg): prophylactic: blunt/intense periods pain/autonomic stimulation (e.g. sternal splitting and spread, aortic mobilization, cannulation, decannulation, and sternal closure) 0.025 mg/kg pancuronium/h
Comment: light anaesthesia techniques resulted from the need to use a ceiling dose of IV moderate to long acting anaesthetics in order to extubate the patient at the end of the case; ceiling dose
Time of outcome determination: 2 days and 1 week postoperative
Method of outcome determination: interview
ROB survey sent via email to secondary author on 17 January 2011. No response received yet.
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "On the day before surgery, the patients were randomly allocated to either the PF (N = 15) or IF (N = 15) group"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "All patients were questioned 2 days and I week postoperatively about dreaming or recall of operative events"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Soyannwo 1988.

Methods Study design: randomized parallel groups
Study dates: NA
Participants Country: Nigeria
Sex: female
Age: 28‐29
ASA: all patients were classified as ASA I or II
Procedure: elective or emergency caesarian section
Study size: 150
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia: pethidine (meperidine) (25 mg) and pethidine (25 mg) plus flunitrazepam (benzodiazepine)
Intervention 1: maintenance Group A ‐ 25 mg pethidine (control), N = 50
Intervention 2: maintenance Group B ‐ 25 mg pethidine + flunitrazepam 0.015 mg/kg body weight (experiment subcat 1), N = 50
Intervention 3: maintenance Group C ‐ 25 mg pethidine + flunitrazepam 0.030 mg/kg body weight (experiment subcat 2), N = 50
Outcomes Primary outcomes: Quote: "Effect of flunitrazepam (Rohypnol) on awareness during anaesthesia for Caesarian section". Awareness/wakefulness as defined using an awareness classification system (see Table 1): class 4
Comment: awareness ‐ Group A 14/50 (28%), Group B ‐ 10/50 (20%), Group C ‐ 2/50 (4%); total awareness incidence 17% (26/150)
Quote: "...six felt pain at the beginning of surgery while three felt pain throughout the procedure"
Notes Non‐randomized portion of anaesthetic: N2O yes/parts of intravenous (IV) anaesthesia: N2O/narcotic/hypnotic/muscle relaxants yes both induction/maintenance
Anaesthesia induction: 250 mg thiopentone sodium intravenously + 0.6 mg atropine + 100 mg suxamethonium chloride. Anaesthesia maintenance: N2O and oxygen 41:21/min, and pancuronium bromide or fazadinium bromide in appropriate doses. After delivery pethidine (analgesic) + flunitrazepam
Comment: the technique using intravenous agents and N2O is not described by author as intravenous technique etc.
The incidence of awareness during obstetric anaesthesia: see Dryad topic frequency awareness with nitrous‐based techniques
Time of outcome determination: within 72 h
Method of outcome determination: questionnaire
 No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "They were randomly divided into three groups of 50 patients each"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Staikou 2013.

Methods Study design: randomized parallel groups
 Study dates: 3 November 2008 to 14 July 2011
Participants Country: Greece
 Sex: male/female
 Age: 20 to 70 years old
 ASA: I–II
 Procedure: surgery under general anaesthesia (specific type not described)
 Study size: 84
84 enrolled ‐ 78 started ‐ 72 completed study
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia for intubation only: lidocaine vs placebo (saline)
Intervention 1: normal saline
Intervention 2: lidocaine 1.5 mg/kg
Outcomes Primary outcomes: the impact of lidocaine pretreatment on BIS values on rapid sequence induction and intubation (RSII)
Secondary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: "none of the patients reported awareness/recall of the procedure"
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia for intubation/N2O yes only: maintenance: no information BIS recorded
No post‐intubation anaesthetic technique described: classified as "other" technique
Propofol 2 mg/kg, lidocaine or normal saline and rocuronium 1 mg/kg, trachea was intubated; difficult intubation excluded
ET CO2 35 to 40 mmHg and sevoflurane 1% ET/N2O‐oxygen mixture (FIO2: 0.45). Opioids spared during the study period; BIS scores recorded by investigator blinded to patient’s allocation group
Chryssoula Staikou MD email: c_staikou@yahoo.gr; ROB survey email sent 25 January 2015; email query re: maintenance anaesthetic, signs of light anaesthesia 22 March 2015; response on 24 March 2015
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "The study is also registered in the ClinicalTrials.gov protocol registration system (NCT01238718)"
Quote from ROB survey response: "Patients were randomly assigned by the use of sealed envelopes describing the group of assignment"
Allocation concealment (selection bias) Unclear risk Quote from ROB survey response: "Patients were randomly assigned by the use of sealed envelopes describing the group of assignment"
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote from ROB survey response: "The patients received either lidocaine 1.5 mg/kg or normal saline, both prepared... an independent investigator ...The anaesthesiologist (other investigator) was blinded to group allocation...Recordings were made by the anaesthesiologist who was blinded to patient’s allocation group"
Comment: assume that the syringes are blinded
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote from ROB survey response: "...investigators interviewed patients about awareness during surgery with an informal interview..."
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: 84 patients enrolled, 6 excluded: 4 for technical reasons and 2 for airway problems during intubation that made them high‐risk awareness dropouts. The 2 were balanced between both groups; hence no downgrade, Peto OR 0.89 (0.05 to 14.63)
Selective reporting (reporting bias) Low risk Quote from ROB survey response: "The study protocol is available and all of the study’s pre‐specified (primary and secondary) outcomes that are of interest in the review have been reported in the pre‐specified way."
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote from ROB survey response: "all results were reported. There may be some limitations in the study: the lag time of the used monitor...we do not consider that it affected our results... timing of administration of the drug (lidocaine = intervention) ...clearly described in the manuscript ... "

Stoppe 2012.

Methods Study design: randomized parallel groups
 Study date: unknown
Participants Country: Germany
 Sex: both
 Age: 40
 ASA: I and III
 Procedure: elective abdominal surgery: gynaecologic or urologic abdominal surgery
 Study size: 42 (2 excluded: 40 statistical analysis)
Interventions Randomized portion of anaesthetic: volatile agent types (sevoflurane vs xenon)
Intervention 1: sevoflurane (1 to 1.4 vol% MAC) titrated SCPs, N = 21
Intervention 2: xenon (53 to 56 vol% MAC) titrated AEP, N = 21
AEPs compared to BIS
Outcomes Primary outcomes: impact of xenon and sevoflurane on auditory‐evoked potentials as assessed by aepEX monitor
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "After clinical observation and postoperative Brice interview, no signs of awareness were recorded"
Notes Non‐randomized portion of anaesthetic: N2O no/parts of volatile agent + infusion of narcotics + muscle relaxant(s) induction yes/maintenance unclear/ADM (BIS/AEP) vs SCP recorded simultaneously
Balanced volatile inhalation (narcotic supplementation, remifentanil infusion): ADM (AEP) vs SCP: xenon vs sevoflurane (AeP compared BIS)/remifentanil infusion
Induction: propofol/remifentanil infusion/rocuronium; maintained by remifentanil (0.15 μg/kg/m) and either sevoflurane (1 to 1.4 vol% MAC) or xenon (53 to 56 vol% MAC)
Intraoperative awareness Brice questionnaire at 2 h and 12 h after anaesthesia
Primary outcome: "auditory‐evoked potentials as assessed by aepEX monitor...xenon...aepEX‐derived values: compared: BIS and control group with sevoflurane"
Secondary endpoints: relevant outcome and recovery parameters: "Aldrete and Myles score and assessment: intraoperative awareness"
ROB survey response mcoburn@ukaachen.de
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Comment: the study was registered at the European Medicines Agency (EudraCT number: 2008‐004132‐20) and at ClinicalTrials.gov (NCT number: 00793663). Nonetheless, there are no details about the method of randomized allocation and other domains; ROB survey: "computer based randomization"
Allocation concealment (selection bias) Unclear risk Comment: ADMs are blinded to anaesthesiologist; description of sealed opaque envelope or similar concealment protocols not clear; emailed on 20 April 2015 for clarification
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "The performing attending anaesthetist was blinded to the BIS and aepEX values"
Comment: not blinded to SCPs
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "...Brice questionnaire was performed at 2 and 12 h after end of anaesthesia by an independent physician"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: 1 high‐risk awareness dropout in xenon group is not significantly different from control group if we assume that dropout would have submitted an awareness report, Peto OR 7.39 (0.15 to 372.38)
Selective reporting (reporting bias) Low risk Comment: ROB survey: states that there was no selective reporting
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote ROB survey: "1. xenon anaesthesia ...not commonly used... 3...BIS monitoring ...shown to provide reliable measurement of hypnotic depth, the validity of this monitoring remains controversial. Therefore ...AepEX monitoring does not necessarily reflect a true assessment of anaesthetic depth but can only state that hypnotic depth monitoring using aepEx was comparable to BIS measurement and clinical evaluation"
Comment: these can be described as possible causes of diversity rather than form of internal bias (other bias)

Stuttmann 2010.

Methods Study design: randomized parallel groups
Study date: Quote: "1/2003 ‐ 12/2004" (email bias survey, see notes)
Participants Country: Germany
Sex: both
Age: 40
ASA: I and II
Procedure: lumpectomy, mammoplasty, liposuction, arthroscopy
Study size: 61
Interventions Randomized portion of anaesthetic: volatile agent types
Intervention 1: maintenance: xenon (ET 63%) (N = 31)
Intervention 2: maintenance: isoflurane in N2O (ET 0.6%) (N = 30)
Outcomes Primary outcomes: compare xenon with isoflurane anaesthesia impact on early cognitive recovery with the syndrome short test (SST)
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 0
Quote: "no patient reported awareness on the visit one day postoperatively"
Notes Non‐randomized portion of anaesthetic: N2O yes/parts of volatile agent + infusion of narcotics MCI + muscle relaxant(s) induction yes/maintenance none/BIS 40
Anaesthesia induction: propofol (1 mg to 2 mg/kg IV) + propofol, 0.003 mg/kg fentanyl and 0.6 mg/kg + rocuronium
Anaesthesia maintenance: see interventions; infused propofol/fentanyl (0.0015 mg/kg BW) PRN. Rocuronium bromide was not repeated during the operation
Time of outcome determination: 1 day after surgery
Method of outcome determination: interview
ROB survey email sent 21 February 2011
Email survey response: 25 February 2011, Stuttmann ralph.stuttmann@bergmannstrost.com
Author sent characteristics and ROB table grades for comment 8 December 2013: ralph.stuttmann@bergmannstrost.com
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Patients were randomised in variable blocks of 4‐8 patients in order to balance the groups using simple self‐programmed software..."
Allocation concealment (selection bias) Unclear risk Quote: "...cards were in envelops signed with numbers to recognize different block size. Randomization was done by Rolf Lefering, IFOM in cologne, a very experienced statistical experts in medical studies." (email bias survey, see notes)
Comment: unclear if opaque, sealed envelopes
Comment: no details regarding the 7 domains at http://www.controlled‐trials.com/search?q=01110844
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Patient, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patient, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Comment: assessor: the investigator measuring the SST pre‐ and postoperatively was a medical assistant and was blinded for the inhalational anaesthetic utilized
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "...one patient was excluded because of intra‐operative hypertension. The method to conduct anaesthesia was changed in this case" (email bias survey, see notes)
Comment: there is no significant difference in awareness rates between both groups if we assume the hypertensive dropout at high risk of awareness is placed in the experimental or control group; when Peto OR analysis is applied there is no significant difference with exclusion in either group: Peto OR 0.13 (0.00 to 6.60)
 Author sent characteristics and ROB table grades for comment 8 December 2013: ralph.stuttmann@bergmannstrost.com
Selective reporting (reporting bias) Low risk Quote: "the study protocol is available and all primary and secondary outcome data were recorded completely in the pre‐specified way..." (email bias survey, see notes)
Trial registration: the trial was registered with the number ISRCTN01110844 at http://www.controlled‐trials.com/isrctn/pf/01110844
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "there was...no baseline imbalance because a block design was used to select patients. The test to prove cognitive function ...A learning effect in the test was compensated by using two different test designs. In our opinion there was no important risk of bias." (email bias survey, see notes)

Toft 1987.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Denmark
Sex: both
Age: 52.8, 53.5
ASA: not given
Procedure: bronchoscopy, mediastinoscopy or laryngoscopy, or combinations of these procedures
Study size: 50
Interventions Randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia (neurolept i.e. ketamine dissociative) induction
Intervention 1: induction infusion ketamine 250 mg + midazolam 12.5 mg in 250 mL of 0.9% NaCI, N = 25
Intervention 2: induction infusion ketamine 250 mg + diazepam 20 mg in 250 mL of 0.9% NaCI, N = 25
Outcomes Primary outcomes: compare midazolam with diazepam using total intravenous anaesthesia with ketamine/benzodiazepine‐fentanyl: anaesthetic consumption, duration, time to recovery
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: "No awareness during anaesthesia was reported"
Notes Non‐randomized portion of anaesthetic: N2O no/parts of intravenous (IV) anaesthesia (neurolept i.e. ketamine dissociative) muscle relaxants induction yes/maintenance unclear
Premedicated with intramuscular morphine 7.5 mg and scopolamine 0.3 mg, pancuronium 0.01 mg/kg and fentanyl 100 µg to 150 µg 5 minutes before the induction of anaesthesia
Anaesthesia induction: interventions 1 and 2, succinylcholine 1.5 mg/kg; maintenance:ketamine‐benzodiazepine solution + fentanyl 50‐100µg PRN as indicated by HR/BP;MR
Time of outcome determination: postoperative before discharge
Method of outcome determination: interview
ROB survey/questionnaire email was sent to author on 14 February 2011 to palle.toft@ouh.regionsyddanmark.dk: no response received
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "Patients were allocated in a random and double‐blind fashion two groups of 25 patients each"
Allocation concealment (selection bias) Unclear risk Comment: above
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "The patient, the anaesthetist and the observer were all blinded"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "The patient, the anaesthetist and the observer were all blinded"
Quote: "Before leaving the hospital the patients were asked by one of the investigators if they had experienced any dreaming, visual disturbances, or awareness during the anaesthetic"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Toscano 2007.

Methods Study design: randomized parallel groups
Study date: "2000" (email bias survey, see notes)
Participants Country: Italy
Sex: female
Age: 27
ASA: I and II
Procedure: minor gynaecologic surgery
Study size: 100
Interventions Randomized portion of anaesthetic: IV: premedication
Intervention 1: pre‐medication scopolamine IM (2.5 µg/kg IM) (N = 50)
Intervention 2: pre‐medication atropine IM (10 µg/kg IM) (N = 50)
Outcomes Primary outcomes: incidence of dreams, anaesthetic consumption
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: although the paper has no mention of patients being asked about recall of intraoperative events after surgery or awareness, the author states in the author's response to our ROB survey: "none had awareness after asking them"
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia: N2O/SR
Anaesthesia induction: propofol bolus (2.5 mg/kg)
Anaesthesia maintenance: propofol infusion (12 mg/kg/h) N2O propofol as a 2.5 mg/kg bolus, followed by 12 mg/kg
Time of outcome determination: 20 min and 6 h after surgery
Ventilation was assisted manually 70% N2O/O2 with facemask until the end of surgery
Comment: see Dryad topic ‐ propofol activates basal forebrain cholinergic
Method of outcome determination: interview
Survey response: 14 February 2011, Carlo Pancaro carlopancaro@hotmail.com
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "computer generated, then envelopes" (email bias survey, see notes)
Allocation concealment (selection bias) Unclear risk Quote: "computer generated, then envelopes" (email bias survey, see notes)
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "syringe was prepared by someone else. Not from people taking care of the patients" (email bias survey, see notes)
Quote: "Patient, Anaesthesiologist" (email bias survey, see notes)
Quote: "In all subjects, anaesthesia was induced by a second anaesthesiologist, blinded to the premedication drug used"
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "Patient, Anaesthesiologist" (email bias survey, see notes)
Comment: paper indicates blinded observer for dream interview; survey response does not address this
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: 3% (3/100) dropout rate
Quote: "2 patients received inhalational agents, 1 patient received morphine intraoperatively;...these three patients were excluded from the analysis since inhalational agents and morphine can suppress dream activity. However, none of these three patients reported any dreams or awareness" (email bias survey, see notes)
Comment: since author assessed the dropouts for awareness, there are no missing data in regard to this outcome
Selective reporting (reporting bias) Low risk Quote: "we reported everything" (email bias survey, see notes)
Quote: "none had awareness after asking them"
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "free of bias" (email bias survey, see notes)

Tsai 2001.

Methods Study design: randomized parallel groups
Study dates: NA
Participants Country: Taiwan
Sex: female
Age: 22 to 46
ASA: I and II
Procedure: elective caesarean section
Study size: 24
Interventions Randomized portion of anaesthetic: parts of volatile agent anaesthesia: post‐delivery: volatile agent vs hypnotic: propofol
Intervention 1: maintenance post‐delivery isoflurane ET 0.5, N = 12
Intervention 2: maintenance post‐delivery propofol 8 mg/kg/h, N = 12
Outcomes Primary outcomes: BIS values, haemodynamics
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "None of the patients in either group subsequently reported recall of events during th entire course of delivery"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent anaesthesia: N2O/narcotic/hypnotic/muscle relaxants yes for both induction/maintenance: BIS target < 75
Volatile agent technique supplemented post‐delivery with propofol vs isoflurane; classify as other ‐ sevoflurane pre‐delivery then post‐delivery random propofol vs isoflurane
Anaesthesia induction: pentothal (4 mg/kg) + succinylcholine (1 mg/kg) + atracurium (0.5 mg/kg). Anaesthesia maintenance: isoflurane (ET 1.15%) in 50% N2O/50% O2 + post‐delivery: fentanyl 3 µg/kg + droperidol 5 mg + 67% N2O in O2 + atracurium group‐specific drug (see above)
Comment: this is very light anaesthesia with BIS target < 75
BIS target < 75, if BIS >= 75 > 5 mins anaesthesia increased; if MAP < 65 >= 3 min after RX bolus 500 mL fluid, decrease isoflurane or propofol; if uterine contraction poor increase oxytocin
Time of outcome determination: day after surgery
Method of outcome determination: interview
Email for ROB table sent to author on 22 February 2011. No email response received yet.
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "...patients were randomly assigned to either of two groups..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "The effects ... were detected by a helper ... who was blinded to the anaesthetic given"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "Therefore, there was no exclusion of patients who were initially included in the study..."
Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Tunstall 1989.

Methods Study design: randomized parallel groups
Study dates: not given
Participants Country: Scotland
Sex: female
Age: not given, mean
ASA: NA
Procedure: elective and semi‐elective caesarian section
Study size: 113
Interventions Randomized portion of anaesthetic: volatile agent types: enflurane vs isoflurane
Pilot study completed; followed by this protocol:
Intervention 1: maintenance 3 min enflurane 3% + enflurane 1.5% + post‐delivery enflurane 0.5%, N = 50
Intervention 2: maintenance 3 min isoflurane 3% + isoflurane 1.25% + post‐delivery isoflurane 0.5%, N = 63
Outcomes Primary outcomes: effects withdrawing N2O for increased inspired concentration: enflurane or isoflurane; depth anaesthesia: isolated forearm technique: wakefulness (as first defined by Tunstall)
Awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No mother experienced awareness (that is, postoperative recall) and no mother experienced dreams. Wakefulness was observed in 24 patients who received enflurane and in 23 who received isoflurane at the 2‐min interval..."
Comment: 48% (24/50) enflurane group and 37% (23/63) isoflurane group
Notes Non‐randomized portion of anaesthetic: N2O /parts of potent inhalational technique (volatile agent)/hypnotic/supplemental narcotics/muscle relaxants induction yes/maintenance yes/IFT: response to command (wakefulness)/N2O yes ‐ no pre‐delivery and yes post‐delivery: study ‐ enflurane vs isoflurane
Anaesthesia induction: thiopentone 250 mg + suxamethonium 100 mg + oxygen 100%; anaesthesia maintenance: atracurium 25 mg to 30 mg + post‐delivery oxytocin 10 units + 66% N2O + metoclopramide 10 mg + papaveretum 20 mg
Comment: conclusion of RCT: the new volatile agents studied, 1.5% enflurane/1.25% isoflurane in oxygen only, were acceptable as sole maintenance agent
Comment: see Dryad topic movement scores figures 1‐4; if the anaesthetist's hand was gripped without being released on the command to open and shut the hand, it was classified as reflex grip
Time of outcome determination: before discharge
Method of outcome determination: interview
Comment: see Dryad topic movement scores figures 1‐4
Email: m.e.tunstall@abdn.ac.uk
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "...allocated randomly to receive either enflurane or isoflurane"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Vakkuri 2005.

Methods Study design: randomized parallel groups
Study dates: Quote: "8/7/2002 ‐ 27/2/2003" (email bias survey, see notes)
Participants Country: Finland, Sweden, Norway
Sex: both
ASA: I‐III
Age: 18 to 80
Procedure: elective surgery procedures 45 min < time < 150 min
Study size: 335
Interventions Randomized portion of anaesthetic: ADM (Entropy 45 to 65) vs SCP (target ADM < 65)
Intervention 1: entropy values shown group, N = 160
Intervention 2: entropy values shown not control group, N = 160
Outcomes Primary outcomes: Quote: "hypothesis that intraoperative monitoring of entropy would decrease propofol consumption during propofol–nitrous oxide–alfentanil anaesthesia"
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "None of the patients reported any anaesthesia‐ or surgery‐ related memories in the two postoperative interviews"
Notes Non‐randomized portion of anaesthetic: parts of IV MCI/N2O/muscle relaxants induction yes/maintenance PRN: alfentanil/propofol/N2ON2O/endotracheal tube or laryngeal mask/muscle relaxants when "appropriate"
Induction: alfentanil >= 30 µg/kg + propofol 1.0 mg to 2.5 mg/kg; maintenance: mixture of oxygen (35% to 50%) and N2O (50% to 65%), infusions: alfentanil max. dose 30 µg/kg/h + propofol max dose 9 mg/kg/h
Inadequate anaesthesia: alfentanil and propofol boluses and/or muscle relaxant choice of anaesthesiologist when considered "appropriate" when entropy indices increased, suggesting impending awakening; note the use of muscle relaxants in the protocol to treat a clinical judgement of impending awakening rather than vasoactive drugs and more anaesthesia; this is a commonly used protocol
Comment: see discussion facial frontal muscle activation less sensitive to the effects of neuromuscular blocking drugs than are the hand muscles. Part of the depth of anaesthesia monitoring was defining the degree of paralysis
Time of outcome determination: in PACU and 24 h postoperative
Method of determination: interview
Author survey email sent (Yli‐Hankal) on 27 January 2011 to arvi.yli‐hankala@uta.fi, no response received. Survey response: 15 February 2011, Anne Vakkuri anne.vakkuri@hus.fi. Author sent characteristics and ROB table grades for comment 8 December 2013: anne.vakkuri@hus.fi; email topic incomplete data 14 June 2015
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "...randomly assigned, according to computer‐generated random numbers, into the control group or the entropy group" (email bias survey, see notes)
Allocation concealment (selection bias) Unclear risk Quote: "Each study site was provided with a sufficient number of closed randomisation envelopes. With sequential coding, the subjects were treated in blocks of 10 (5 patients in each group). The envelopes were opened in the operating room immediately before the induction of anaesthesia"
Quote (email bias survey, see notes): "Each patient got their own randomization number sealed in an envelope. The study nurse opened the envelope after the patient had been recruited to the study, prior to anaesthesia induction"
Comment: authors describe much detail but omit the word "opaque"; we will upgrade if informed by authors
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "Patient, Awareness outcome assessor (interviewer)" (email bias survey)
Comment: ROB survey response indicates anaesthesiologist not blinded to anaesthetics administered. However, because they were blinded to ADM in control group, that meets our criteria for low risk
Quote: "The enrolled patients were randomized to receive propofol–nitrous oxide–alfentanil anaesthesia either with Entropy values shown (entropy group) or with entropy values not shown (control group)"
Comment: SCP exposed to both groups
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Patient, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "Seventeen patients were excluded: 14 because of lack of registered data, 1 because of violation of the inclusion criteria, 1 because of accidental use of a potent inhalational agent, and 1 due to respiratory arrest during the emergence phase. The data from 368 patients (48 historical controls, 160 controls, and 160 entropy patients) were included in final analyses" (email bias survey, see notes)
Comment: no high‐risk awareness exclusions; no details about the distribution between groups; however, extreme imbalance would not be significant
17/160 vs 0/160, Peto OR 8.21 (3.10 to 21.78)
Selective reporting (reporting bias) Low risk Quote: "The study protocol is available and all of the study’s pre‐specified (primary and secondary) outcomes that are of interest in the review have been reported in the pre‐specified way. Regarding the historical control patients, only significant differences between historical controls and control group patients were reported. This is stated in the paper." (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "The study is free of other bias." (email bias survey, see notes)

van der Maaten 1996.

Methods Study design: randomized parallel groups
Study dates: Quote: "in 1994" (email bias survey, see notes)
Participants Country: the Netherlands
Sex: both
Age: average 61.4, 59.3
ASA: I‐II
Procedure: coronary artery bypass grafting: exclusion criteria were left main coronary artery disease. Impaired left ventricular (LV) function (ejection fraction < 40%). LV end‐diastolic pressure > 18 mmHg
Study size: 20, 18
Interventions Randomized portion of anaesthetic: parts of TIVA: hypnotic (midazolam) infusions TCI and MCI: maintenance
Intervention 1: maintenance midazolam (TCI) target plasma concentration of 150 ng/mL, 2 µg/kg/min during 85 minutes + midazolam MCI 1.25 µg/kg/min thereafter, N = 10
Intervention 2: maintenance target plasma concentration 300 ng/mL midazolam, 10 µg/kg/min, during 15 minutes, then 4 µg/kg/min for the next 70 minutes + midazolam 2.5 µg/kg/min thereafter, N = 10
Outcomes Primary outcomes: haemodynamic data, sufentanil and midazolam plasma concentrations
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "Intraoperative awareness was not reported"
Notes Non‐randomized portion of anaesthetic: N2O no/parts of TIVA hypnotic (midazolam) infusions/narcotics infusion (sufentanil): muscle relaxants induction yes/maintenance unclear
Preoperative cardiac medication, consisting of β‐blockers, calcium entry blockers, nitrates, and antihypertensive agents, was continued and administered on the morning of surgery
Pre‐medicated: with morphine sulphate 0.15 mg/kg
Anaesthesia induction: midazolam 0.1 mg/kg + sufentanil, 2.5 µg/kg + pancuronium 0.1 mg/kg; anaesthesia maintenance: sufentanil 1 µg to 2 µg/kg/h + sufentanil 50 µg as needed + nitroglycerin 0.25 µg to 3 µg/kg/min as needed + sufentanil 1 µg/kg + phenylephrine 50 µg to 100 µg as needed
Time of outcome determination: 3 days postoperative
Method of outcome determination: interview
Survey response: 18 January 2011, 31 August 2011, J van der Maaten j.m.a.a.van.der.maaten@anest.umcg.nl
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Patients were randomly assigned to receive midazolam at a target plasma concentration of 150 ng/mL (group 1) or 300 ng/mL (group 2)"
Quote: "Computer‐generated block randomization (10x group1 and 10x group2)." (email bias survey, see notes)
Allocation concealment (selection bias) Low risk Quote survey: "The concentration of the study drug (midazolam, 1mg/ml) in the syringe was the same for both study groups"
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Quote survey: "Considering the difference in infusion rate for both groups, the anaesthesiologist could have been aware of the assignment to one group or the other" (email bias survey, see notes)
Comment: rule; infusions can not be blinded due to differences in infusion rates
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Three days after surgery, the patients were interviewed to detect recollection of auditory or other forms of awareness of intraoperative events..."
Quote: "Patient, Awareness outcome assessor (interviewer)" (email bias survey, see notes)
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "There were no missing values and no attrition, exclusions or re‐inclusions. Data set was complete, including the plasma drug concentration samples"
 Quote (email bias survey, see notes): "There were 10 patients in each study group. All data were complete, except for the samples for midazolam and sufentanil plasma concentrations there were two missing values in each sample set (2 missing values on 110 samples for the midazolam and sufentanil respectively)"
Comment: there was no significant difference between groups: (2/10 vs 0/10), Peto OR 8.26 (0.48 to 142.43)
Selective reporting (reporting bias) Low risk Quote: "The study protocol is available and outcomes of interest have been reported" (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "Free of other bias" (email bias survey, see notes)

van Leeuwen 1990.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: the Netherlands
Sex: both
Age: aged 15 to 72 years
ASA: I and II
Procedure: orthopaedic or ophthalmic operations
Study size: 30
Interventions Randomized portion of anaesthetic: parts of TIVA: hypnotic (propofol) infusions MCI: maintenance
Intervention 1: maintenance propofol 2 mg/kg/h, N = 10
Intervention 2: maintenance propofol 3 mg/kg/h, N = 10
Intervention 3: maintenance propofol 4 mg/kg/h, N = 10
Outcomes Primary outcomes: cardiovascular parameters between groups; duration of anaesthesia, mean total doses (induction and maintenance) of both propofol and alfentanil
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "Awareness did not occur in any patient"
Notes Non‐randomized portion of anaesthetic: N2O no parts of TIVA hypnotic (propofol) infusions MCI/narcotics infusion (alfentanil): maintenance/muscle relaxants induction yes/maintenance no
All patients received premedication with diazepam 10 mg orally 1 to 1.5 h before surgery. Anaesthesia induction: propofol 2 mg/kg + alfentanil 10 µg/kg/min + vecuronium bromide 0.1 mg/kg. A single dose of vecuronium 0.1 mg/kg was used as the muscle relaxant; anaesthesia maintenance: alfentanil infusion 1 µg/kg/min + propofol 20 mg/kg and alfentanil 1 mg was administered as needed. Oxygen in air (FIO2 0.35). Neuromuscular block was reversed with atropine + neostigmine + naloxone 0.2 mg to 0.4 mg, if respiratory depression was present
Time of outcome determination: day and month after operation
Method of outcome determination: interview
Email survey sent to author, no response received
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "The patients were randomly allocated into three groups of ten patients each, Groups A, B, and C. All..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Comment: different infusion rates difficult to blind to anaesthesiologist (ROB survey van der Maaten 1996)
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "The patients were questioned by the anaesthetist about intraoperative awareness. This was done in the recovery room, the day after and one month after the operation"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Wang 2013.

Methods Study design: randomized parallel groups
 Study dates: January 2010 to October 2011
Participants Country: China
 Sex: female
 Age: aged 15 to 75 years, 52.9 (9.8), 53.3 (9.6)
 ASA: I‐III
 Procedure: breast cancer surgery including modified radical mastectomy, total mastectomy, lumpectomy, breast‐conserving surgery and breast reconstruction
 Study size: 920 enrolled, 908 completed study
Interventions Randomized portion of anaesthetic: parts of TIVA: premedication (phencyclidine) vs placebo
Intervention 2: premedication (N = 456) phencyclidine (PHC) 0.01 mg/kg
Intervention 2: premedication (N = 452) placebo (saline)
BIS‐guided total intravenous anaesthesia
Outcomes Primary outcomes: awareness/wakefulness as defined using an awareness classification system (see Table 1)
Quote: "The primary outcome was to evaluate the effect of PHC on intra‐operative awareness."
Quote: "A committee of three experts, blinded to the study conditions, independently scrutinised all reported recollections...PHC group, none of the patients had recall of intra‐operative events (0%), saline group, five of 452 patients reported intra‐operative awareness (1.1%)"
Notes Non‐randomized portion of anaesthetic: N2O no/parts of TIVA hypnotic (propofol TCI and bolus midazolam)/narcotics (bolus sufentanil): maintenance/muscle relaxants induction yes/maintenance PRN/BIS 40 to 60
General anaesthesia was induced by propofol (TCI) plasma target‐controlled infusion (a target plasma concentration of 3.5 to 4.5 lg/mL 1)/bolus midazolam (0.03 mg/kg 1)/bolus sufentanil (0.3 lg/kg 1)/intubation 0.2 mg/kg 1 cisatracurium BIS < 45. TCI adjusted maintain BIS 40 to 60/neuromuscular blockade: cisatracurium PRN
Interventions: cardiovascular instability: if blood pressure deviated > 30% baseline value for > 5 min
Correspondence to: ZM Tan
 Email: zmtan166@163.com
ROB survey: we emailed zmtan166@163.com on 22 March 2015
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Random assignment of patients was established by computer‐generated codes. Allocation concealment was established by placing the randomisation sequence in consecutively numbered, opaque envelopes"
Allocation concealment (selection bias) Unclear risk Comment: unclear if sealed; await author's response to ROB survey
Blinding of participants and personnel (performance bias) 
 All outcomes Low risk Quote: "The PHC group received 0.01 mg.kg1 PHC intravenously, whereas the saline group patients received saline intravenously as placebo. Penehyclidine hydrochloride or saline solutions were prepared in a syringe by the first anaesthesiologist, who was also responsible for subject grouping. The PHC was diluted (1 mg in 1 ml) ...This second anaesthesiologist was also responsible for the anaesthetic manage"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "The third anaesthesiologist served as the postoperative interviewer. Awareness was defined as recall of intra‐operative events"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "Patients’ data were not included if: two consecutive recorded BIS values were outside the target range 40–60; the time of surgery was longer than 10 h or shorter than 30 min; and patients required ephedrine or atropine because of circulatory instability. In all, data from 12 patients were not analysed (four in the PHC group, eight in the saline group), which left 908 patients’ data (456 in the PHC group and 452 in the saline group) available for analysis (Fig. 1)"
Comment: Figure 1: PHC group: excluded 4: BIS < 40 N = 1, > 60 N = 1, ephedrine N = 2, atropine N = 0; saline group: excluded 8: BIS < 40 N = 3, > 60 N = 2, ephedrine N = 2, atropine N = 1; high‐risk awareness exclusions: BIS > 60 N = 1 for PHC and 2 for saline groups; 2% (1/460) vs 4% (2/460); since the saline group has increased awareness events and high‐risk awareness exclusions vs PHC group, there is no downgrade
In addition, there was no significant difference between groups, Peto OR 0.75 (0.17 to 3.32)
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: no information

White 2003.

Methods Study design: randomized parallel groups
Study dates:
Participants Country: USA
Sex: female
Age: 37, 41, 40
Procedure: gynaecologic laparoscopic procedures
Study size: 45
Interventions Randomized portion of anaesthetic: parts of volatile agent (desflurane): cardiac medication vs placebo: esmolol/nicardipine/saline
Intervention 1: induction: saline 5 mL, maintenance: infusion saline, N = 15
Intervention 2: induction: esmolol 50 mg + saline 1 mL, maintenance infusion esmolol, N = 15
Intervention 3: induction: esmolol 50 mg + nicardipine 1 mg, maintenance: infusion esmolol, N = 15
infusion saline and esmolol started at a rate of 0.005 mL/kg 1 to 2 min before the skin incision
Outcomes Primary outcomes: times to awakening and discharge home
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "Although the study was not adequately powered to assess awareness under anaesthesia, no patient in any of the groups reported recall of intraoperative events"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent (desflurane)/N2O/hypnotic (propofol) bolus narcotics (fentanyl) + muscle relaxant(s) (vecuronium) induction yes/PRN maintenance ADM (BIS) blinded
Anaesthesia induction: fentanyl 1.5 µg/kg + propofol 2 mg/kg + vecuronium 0.12 mg/kg + group‐specific study drug; anaesthesia maintenance: desflurane 2% (inspired) and N2O 67% in oxygen + vecuronium 1 mg to 2 mg PRN; BIS blinded
Pneumoperitoneum maintained at 15 to 20 mmHg/Trendelenburg position; MAP maintained 15% of the pre‐induction baseline value by increasing/decreasing the infusion rate study medication 50% to 100%
Email survey sent, no response received
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "...were randomly assigned to 1 of 3 treatment groups..."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "Finally, none of the patients in the study reported recall of intraoperative events when questioned at the time of discharge"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

White 2004.

Methods Study design: randomized parallel groups
Study dates: not given
Participants Country: USA
Sex: female
Age: 48, 54, 50
ASA: I‐III
Procedure: gynaecologic laparoscopic surgery
Study size: 60
Interventions Randomized portion of anaesthetic: ADM (AAI 15 to 25, N = 20 BIS 50 to 60 ) vs SCP
Intervention 1: maintenance: SCP, blinded to BIS or AAI, N = 20
Intervention 2: maintenance BIS 50 to 60, N = 20
Intervention 3: maintenance AAI 15 to 25, N = 20
Value in the range of 50 to 60 or 15 to 25, respectively
Outcomes Primary outcomes: relationship between BIS and PSI values during the induction and emergence periods, BIS and PSI values and the probability of unconsciousness
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "None of the patients reported recall of intraoperative events when questioned at the time of discharge from the hospital or during the follow‐up telephone interview at 24 h after surgery"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent (desflurane)/N2O/hypnotic (propofol) bolus narcotics (fentanyl) + muscle relaxant(s) (vecuronium) induction yes/maintenance yes
Premedication: midazolam 2 mg; anaesthesia induction: propofol 1.5 mg to 2.5 mg/kg + fentanyl 1 µg to 1.5 µg/kg + succinylcholine 1 mg to 1.5 mg/kg; anaesthesia maintenance: desflurane 3% with 60% N2O in oxygen 1.5 L/min/1 L/min + cisatracurium 10 mg to 20 mg + esmolol 10 mg as needed + neostigmine 0.05 mg/kg + glycopyrrolate 0.01 mg
Clinical signs of excessive anaesthetic effect (e.g. a decrease in MAP 20% pre‐incision value), desflurane decreased by 2%; residual neuromuscular blockade reversed
Comment: correlation coefficients for eye opening with respect to AAI/BIS and desflurane ET concentration poor
Time of outcome determination: before discharge and 24 h postoperative
Method of outcome determination: interview
Email survey sent, no response received. ROB survey: we emailed Dr White paul.white@utsouthwestern.edu on 30 April 2015; email rejected: "Delivery to the following recipient failed permanently"
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "...were randomly assigned to one of three groups"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: SCP exposed to both groups
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "At the time of discharge from the hospital and during the follow‐up telephone interview at 24 h after surgery, patients were asked whether they recalled any events during the intraoperative period"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Wong 2002.

Methods Study design: randomized parallel groups
Study date: "1998‐2000" (email bias survey, see notes)
Participants Country: Canada
Sex: both
Age: 76, 71
ASA: I‐III
Procedure: elective orthopaedic knee or hip replacement surgery
Study size: 68
Interventions Randomized portion of anaesthetic: ADM (BIS 50 to 60) vs SCP
Intervention 1: BIS guided titration of anaesthesia (BIS 50 to 60), N = 34
Intervention 2: standard clinical practice of anaesthesia (SP), N = 34
Outcomes Primary outcomes: BIS values, haemodynamics, anaesthetic consumption, recovery time
Awareness/wakefulness as defined using an awareness classification system (see Table 1)
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 0
Quote: "None of the patients reported awareness"
No patient had intraoperative dreams
Notes Non‐randomized portion of anaesthetic: parts of volatile agent (isoflurane)/N2O/hypnotic (propofol/midazolam) bolus narcotics (fentanyl) + muscle relaxant(s) (rocuronium) induction yes/maintenance yes
Anaesthesia induction: propofol 1 mg to 2 mg/kg + fentanyl 2 mg to 3 mg/kg + midazolam 1 mg + rocuronium 0.6 mg/kg
Anaesthesia maintenance: isoflurane and 60% to 70% N2O in oxygen at 3 L/min for 5 minutes, then decreased to 1.5 L/min
Reversal of neuromuscular blockade 5 minutes prior to the discontinuation of inhalational agents
Comment see Dryad topic for light anaesthesia protocol
Comment: haemodynamic stability, rapid recover,y and quick discharge time are the 3 most common parameters that many of the included RCTs use to guide their dosing of anaesthesia to patients
Time of outcome determination: 72 h + 14 days postoperative
Method of outcome determination: interview
Survey emailed to jean_wong@yahoo.com on 6 December 2013
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "...block randomization with concealed varying block sizes was performed with computer generated random numbers"
Survey: "computer generated random numbers with varying block sizes"
Allocation concealment (selection bias) Low risk Quote: "The assignments were kept in sealed envelopes by a research assistant not involved with the study"
Comment: await author response as to whether envelope was sealed
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "In the standard practice (SP) group... anaesthesiologist was blinded to the BIS value... "
Comment: SCP exposed to both groups
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "At the 72‐h interview, the patients were asked a series of questions relating to whether they had any recall of intraoperative events (Appendix)"
Quote: "Patient, Awareness outcome assessor (interviewer)"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "all patients were included"
68 patients were enrolled in this study; however, 8 patients (3 from the SP group, and 5 from the BIS group) were excluded from the analysis for protocol violations. 2 patients had bipolar disorder; 2 patients received propofol near the end of surgery; 2 patients received excessive fentanyl near the end of surgery; and 1 patient desaturated necessitating discontinuation of N2O intraoperatively
 There was no difference in demographic data between the 2 groups (Table I)
Selective reporting (reporting bias) Low risk Quote: "all pre‐specified outcomes of interest were reported"
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote survey: "no other risk of bias"

Wu 2001.

Methods Study design: randomized parallel groups
Study date: not given
Participants Country: Taiwan
Sex: female
Age: 36
ASA: I and II
Procedure: elective gynaecologic surgeries
Study size: 40
Interventions Randomized portion of anaesthetic: induction hypnotic agents ketamine (dissociative agent) vs thiamylal (barbiturate)
Intervention 1: ketamine (1.5 mg/kg IV) induction, N = 20
Intervention 2: thiamylal (5 mg/kg IV) induction, N = 20
Outcomes Primary outcomes: BIS values, haemodynamics
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No patient reported recall, delirium, hallucination or awareness under anaesthesia as questioned in the Post Anaesthesia Care Unit (PACU) when they were fully awake"
Notes Non‐rRandomized portion of anaesthetic: parts of volatile agent (isoflurane)/N2O/muscle relaxants: yes both induction (succinylcholine)/maintenance (atracurium PRN)/BIS recorded
Comment: anaesthesia induction: interventions 1 and 2 titrated: clinical signs/BIS recorded/succinylcholine (1 mg/kg)
Comment: anaesthesia maintenance: isoflurane 1.5 MAC in N2O 3 L/min and O2 2 L/min + atracurium PRN
BIS monitor used only to collect data not to manage patient
Email survey sent to author, no response received
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "The patients were then divided randomly into two groups: Group K ...."
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Quote: "No patient reported recall, delirium, hallucinations or awareness under anaesthesia..."
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Yildiz 2002.

Methods Study design: randomized parallel groups
Study date: not given
Participants Country: Turkey
Sex: both
Age: 42
ASA: I‐II
Procedure: laparoscopic cholecystectomy
Study size: 50
Interventions Randomized portion of anaesthetic: parts of TIVA anaesthesia/narcotic (alfentanil and remifentanil)
Intervention 1: induction: alfentanil 10 mg/kg, N = 25
Intervention 2: induction: remifentanil 1.5 mg/kg, N = 25
Cards with pictures presented to patients
Outcomes Primary outcomes: BIS values, haemodynamics, "delayed memory recall test"
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 2
Quote: "After gained consciousness none of the patients in both groups did not have any awareness according to the meetings with the patients"
Comment: class 2: negative explicit recall, positive implicit memory for word/image/music stimuli but no emotional sequelae; both groups had "delayed memory recall test [?implicit memory ?]" of cards with images and there were significantly fewer "error points" with the remifentanil vs alfentanil group
Notes Non‐randomized portion of anaesthetic: parts of TIVA anaesthesia: air/narcotic (randomized: alfentanil and remifentanil)/hypnotic (propofol)/muscle relaxants induction yes/maintenance unclear (atracurium)/BIS recorded
Anaesthesia induction: (randomized: alfentanil (10 µg/kg) or remifentanil (1 µg/kg))/propofol (2 mg/kg)/atracurium (0.6 mg/kg); anaesthesia maintenance: (randomized: alfentanil (1 µg/kg/min) or remifentanil (0.25 µg/kg/min))/propofol (9 mg/kg/h)/ventilation O2:air 1:1, residual neuromuscular block antagonized/BIS monitor used
Time of outcome determination: 24 h postoperative
Method of outcome determination: interview
Learning test: delayed memory test ‐ pictures
Murat translator
No email address to send survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "....randomly separated into two groups"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: anaesthesiologist: no information provided
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Yoshitani 2003.

Methods Study design: randomized parallel groups
Study dates: "From October, 1998 to July, 1999." (email bias survey, see notes)
Participants Country: Japan
Sex: both
Age: 37 to 85
ASA: not stated
Procedure: cardiac surgery
Study size: 45
Interventions Randomized portion of anaesthetic: parts of IV: hypnotic (propofol) infusions TCI
Intervention 1: maintenance: propofol 4 mg/kg/h, N = 15
Intervention 2: maintenance: propofol 5 mg/kg/h, N = 15
Intervention 3: maintenance: propofol 6 mg/kg/h, N = 15
Outcomes Primary outcomes: BIS values, anaesthetic consumption, haemodynamic parameters
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "No patient reported awareness of intraoperative events"
Notes Non‐randomized portion of anaesthetic: parts of intravenous (IV) anaesthesia: N2O/narcotic (fentanyl)/hypnotic (propofol)/muscle relaxants induction yes/maintenance yes (vecuronium): EEG recorded
Anaesthesia induction: fentanyl 10 mg/kg + propofol 3 µg/mL + vecuronium 0.2 mg/kg
Anaesthesia maintenance: fentanyl 5 µg/kg/h (to a total of 30 µg/kg) + oxygen 50% and N2O 50%
The EEG was monitored continuously from induction of anaesthesia to emergence
Author responded to the email bias survey on 3 February 2011. Responses are recorded in the 'Risk of bias' table.
Survey response: 3 February 2011, Kenji Yoshitani ykenji@kfz.biglobe.ne.jp
Emailed author 29 December 2013 to clarify allocation concealment
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote: "Patients were randomly assigned to receive propofol at 4 (Group A), 5 (Group B), or 6 mg/kg/h IV (Group C) using the sealed envelope technique in block randomization with 15 in each group"
Allocation concealment (selection bias) Unclear risk Quote: "We used sealed envelope method." (email bias survey, see notes)
Comment: emailed author 29 December 2013 to clarify; await author response regarding the use of opaque envelopes
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Quote: "This study was an open label study. To change propofol dosage according to the assignment was difficult to blind. However, patients did not know the group assignment"
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote survey: "Patient, Awareness outcome assessor (interviewer)"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Quote: "All outcome was completed in the study. There was no exclusion because of single center small study" (email bias survey, see notes)
Selective reporting (reporting bias) Low risk Quote: "The study protocol is available and all of the study's pre‐specified outcomes that are of interest in the review have been reported in the pre‐specified way" (email bias survey, see notes)
Comment: awareness outcome part of inclusion criteria
Other bias Low risk Quote: "We did not have any risk of bias. We did not have a design related to the specific study design, stop early and so on"

Zhang 2011.

Methods Study design: randomized parallel groups
Study dates: November 2008 to November 2010
Participants Country: China
Sex: both
Age: >= 18 years
ASA: I to III with significantly sicker patients in BIS guided group (P < 0.01)
Procedure:
Type of operation: 1 = neurosurgery, 2 = craniofacial and cervical surgery, 3 = heart surgery, 4 = gynaecologic and obstetrics surgery, 5 = chest and abdomen surgery, 6 = urinary surgery, 7 = spine and limb surgery, 8 = others
Study size: enrolled 5309, completed study 5228 patients
Interventions Randomized portion of anaesthetic: ADM (BIS 40 to 60) vs SCP: TIVA
TIVA:
BIS guided (40 to 60), N = 2309
BIS blinded, N = 2919
Outcomes Primary outcomes: awareness/wakefulness as defined using our 'Classification of intra‐operative cognitive states' Table 1: class 4
BIS‐guided group vs BIS blinded (control group)
Confirmed awareness: 4/2919 (0.14%) vs 15/2309 (0.65%) (P = 0.002, OR 0.21, 95% CI 0.07 to 0.63)
Possible awareness: 4/2919 (0.14%) vs 6/2309 (0.26%) (P = 0.485)
Dreaming: 3.1% vs 3.1% (P = 0.986)
Notes Non‐randomized portion of anaesthetic: parts of TIVA/N2O unclear hypnotic (midazolam + propofol infusion)/narcotics: other anaesthetics (analgesics and muscle relaxants): discretion of the anaesthetist
Comment: TIVA not defined
No premedication
Induction: midazolam + propofol infusion
Maintenance: propofol infusion and other anaesthetics (analgesics and muscle relaxants): discretion of the anaesthetist
Comment: this is one of the most detailed stratifications of patient awareness reports in this review
Comment: see Dryad topic: explanation of awareness events
Conclusion: authors agree with Ghoneim 2009 and Schwender 1995: "light anaesthesia was the main reason for awareness”
Comment: authors describe one of the most complete lists of causes of awareness
Email communications: yueyun@hotmail.com, zhch1127@sina.com: 31 January 2013 through 14 November 2014; topics: ROB survey, missing data, adjudicated awareness reports including non‐published data; 13 June 2015 N2O
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) High risk ROB survey response by Dr Zhang, Quote: "Randomization was carried out in each individual center through computer‐generated random numbers to develop randomized program..."
Comment: there is an unexplained large discrepancy in the sample sizes for the 2 interventions: 2309 vs 2919
Allocation concealment (selection bias) Unclear risk ROB survey response by Dr Zhang: "Awareness investigators and patients were blinded to the group allocation. We have independent investigators who did not know the patient allocation and did not participant in anesthesia procedure. The anesthesiologists were not blinded, for they have to maintain anesthesia depth by BIS or not according to the allocation"
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: SCPs exposed to both groups and infusion rates difficult to blind
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: "Interviewers and patients were blinded to the group allocation"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk ROB survey response: "Outcome data was collected from 5309 patients. Fifty‐four cases were withdrawn because the information of group allocation was unavailable (without awareness cases), another 21 patients were excluded due to younger than 18 years (11 cases in Group A, and 10 cases in Group B), and a further 6 patients were excluded because of failure to be interviewed at any of the two times (2 cases in Group A, 2 cases in Group B; 1 patient died postoperatively, operation was cancelled in 1 case after anaesthesia induction). Thus, a total of 5228 cases were enrolled in the final statistical analysis with 2919 cases in Group A and 2309 cases in Group B"
Selective reporting (reporting bias) Low risk Quote: "No"
Comment: awareness outcome part of inclusion criteria
Other bias Low risk ROB survey response: "There was one bias related to our study design that the anesthesiologists were not blinded to the group allocation"

Zhou 2008.

Methods Study design: randomized parallel groups
Study dates: NA
Participants Country: China
Sex: female
Age: mean age 39 ± 7
ASA: I‐II
Procedure: gynaecologic laparoscopy
Study size: 45
Interventions Randomized portion of anaesthetic: parts of TIVA (TCI propofol/propofol bolus) vs parts of volatile agent (sevoflurane)
Intervention 1: induction and maintenance: sevoflurane 6%: induction; 4%: maintenance MAC, N = 15
Intervention 2: induction: TCI propofol 3 mg/mL, N = 15
Intervention 3: induction: propofol bolus 2 mg/kg, N = 15
Outcomes Primary outcomes: BIS values and haemodynamics peri‐intubation
Awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Quote: "no adverse reaction concerning memory was observed in three groups"
Notes Non‐randomized portion of anaesthetic: nitrous N/parts of TIVA vs volatile agent (sevoflurane) + narcotics (sufentanil) + muscle relaxant(s) (rocuronium) induction yes/maintenance unclear/ADM BIS 60
Induction: sufentanil 0.5 µg/kg + sevoflurane 6 MAC + rocuronium bromide 0.6 mg/kg/BIS
Comment: intubation at BIS 60 is example of light anaesthesia
Zancong Shen translator
ROB survey sent yueyun@hotmail.com
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Quote survey: "Patients were randomized by their assigned random numbers, however after randomization each group was given different treatment drugs...And or anesthesia depth monitors like BIS (BIS is the key depth monitoring endpoint (60) when intubation was applied for all patients),Narcotrend, AAI, etc. All 45 patients had in GYN laparoscopy"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes Unclear risk Comment: difficult to blind infusion‐based anaesthetic and volatile agent
Blinding of outcome assessment (detection bias) 
 All outcomes Unclear risk Comment: assessor: no information provided
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing data
Quote: "They followed up with all patients post surgery for any adverse reaction related to memory, but did not find any)"
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Zohar 2006.

Methods Study design: randomized parallel groups
Study dates: NA
Participants Country: Israel and USA
Sex: female
Age: geriatric > 65
ASA:
Procedure: short elective transurethral surgical procedures
Study size: 50
Interventions Randomized portion of anaesthetic: ADM (BIS 50 to 60) vs SCP
1) Standard practice (control) group, N = 25
2) Experimental (BIS) group (50 to 60), N = 25
Outcomes Primary outcomes: anaesthetic and analgesic requirements, times to eye opening, and other recovery parameters
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class 1
Comment: no awareness events reported
Notes Randomized portion of anaesthetic: parts of volatile agent/hypnotic/(propofol)/(sevoflurane)/N2O/narcotic (fentanyl)/spontaneous respiration, laryngeal mask airway: hence, no muscle relaxant(s)
No preanaesthetic medication
Induction: fentanyl 1.0 µg to 1.5 µg/kg + propofol 1.5 mg to 2.0 mg/kg
Maintenance: sevoflurane 1.5% with 60% N2O in oxygen, fentanyl 25 µg IV PRN tachypnoea; LMA; BIS 50 to 60
Comment: supplemental “rescue” doses of fentanyl (25 µg IV) were significantly more in SCP vs BIS group
Comment: see Dryad topic calculation of sevoflurane minimum alveolar concentration (MAC) during the maintenance period
No email address available for ROB survey
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Quote: "written informed consent, 50 geriatric outpatients were enrolled in this prospective, randomized, assessor‐blinded study involving two treatment groups"
Allocation concealment (selection bias) Unclear risk Comment: no information provided
Blinding of participants and personnel (performance bias) 
 All outcomes High risk Comment: SCPs exposed to both groups
Blinding of outcome assessment (detection bias) 
 All outcomes Low risk Quote: assessor: "Early recovery endpoints were recorded at one minute intervals following discontinuation of the maintenance anesthetics by a 'blinded' observer"
Incomplete outcome data (attrition bias) 
 All outcomes Low risk Comment: no missing outcome data
Selective reporting (reporting bias) Low risk Comment: awareness outcome part of inclusion criteria
Other bias Unclear risk Comment: insufficient information provided

Acronyms and abbreviations

AAI = A‐line ARX index; ADM = anaesthesia depth monitor; AEP = auditory evoked potential; AER = auditory evoked response; AMLR auditory middle‐latency response; AP = arterial pressure; APGAR = Appearance, Pulse, Grimace, Activity, and Respiration developed in 1952 by an anaesthesiologist named Virginia Apgar; AML = auditory middle latency response; ASA = American Society of Anesthesiology; ASSR = auditory steady‐state response; BAG‐RECALL = BIS or Anaesthetic Gas to Reduce Explicit Recall trial; BIS = Bispectral Index; BP = blood pressure; CABG = coronary artery graft surgery; cbc = complete blood count; CBW = corrected body weight; CI = confidence interval; CLADS = closed‐loop anaesthesia delivery system; CPB = cardiopulmonary bypass; CV = cardiovascular; DBIS, DBP, DHR, DMAP = changes in BIS, heart rate and MAP; EEG = electroencephalogram; ENT = ear, nose and throat; ET = end‐tidal; ETAG = end‐tidal panaesthesia gas; ETT = endotracheal tube; FIO2 = fraction of inspired oxygen; GA = general anaesthesia; GETA = general endotracheal anaesthesia; GETGA = general endotracheal general anaesthesia; h = hours; HBI = pulse plethysmography; mmHg = millimetres of mercury; h = hour; HR = heart rate; HTN = hypertension; Hz = hertz; ICU = intensive care unit; IFT = isolated forearm technique; IM = intramuscular; IPPV = intermittent positive pressure ventilation; IU = international unit; IV = intravenous; L = litres; LMA = laryngeal mask airway; LOC = loss of consciousness; LV = left ventricular; kg = kilogram; MAC = minimal alveolar concentration; µg = micrograms; MCI = manually controlled infusion; mg = milligram; min = minute; µg/kg/min = micrograms per kilogram per minute; MLAEP = middle latency auditory evoked potentials; MLAER = middle latency auditory evoked responses; MVD = microvascular decompression; N = sample size; NA = not available; NaCI: saline; NS not significant; N2O = nitrous oxide; NMB = neuromuscular blocking agents; OPCAB = off pump coronary artery bypass; OR = odds ratio; OpR = operating room; Pa = waveform part of auditory evoked potentials; PACU = post‐anaesthesia care unit; PHC = phencyclidine; PO = per ora (by mouth); POD = postoperative day; PPG = photo plethysmography; PRN = pro re nata (as the occasion arises) 'as needed'; PRST = P (systolic blood Pressure), R (heart Rate), S (Sweating) and T (Tears); PSI = pound per square inch; RCT = randomized controlled trial; RE = response entropy; ROB = risk of bias; RSII[AM1] = rapid sequence induction and intubation; S = S‐ (+)‐ketamine is more potent than its racemic mixture; SBP = systolic blood pressure; SCP = standard clinical practice; SD = standard deviation; SE = state entropy; SEF = spectral edge frequency; SNAP = sensory nerve action potentials; SNOSE = sequentially numbered, opaque, sealed envelopes; SPI = surgical pleth index; SR = spontaneous respiration; sys = systolic; TBW = total body weight; TCI = target‐controlled infusions; THR = total hip replacement; TIVA = total intravenous anaesthesia; TOF = train‐of‐four; TP termination of pregnancy; TPS Paventi 2000 no definition; UID = uterine incision to delivery interval; vs = versus

** acronym used twice

Characteristics of excluded studies [ordered by study ID]

Study Reason for exclusion
Abboud 1990 Not general anaesthesia
Abdel‐Meguid 2005 No awareness test
Abott 1980 No randomization of medications
Abouleish 1976 No randomization of medications
Absalom 2002 No randomization of medications
Acil 2004 No awareness test
Adams 1998 No randomization of medications
Adams 2003 Not general anaesthesia. Survey response: 24 January 2011, Prof. Dr med. Hans Anton Adams adams.ha@mh‐hannover.de
Ahmad 2003 No awareness test
Ahonen 2007 No awareness test
Al‐Ruzzeh 2006 No awareness test
Alexander 1999a No awareness test
Alexander 1999b No awareness test
Alvarez 2000 No randomization of medications
Andelman 2004 No randomization of medications
Anderson 2003 No randomization of medications
Anderson 2004 No randomization of medications
Andrade 2001 No randomization of medications
Aono 1999 No randomization of medications
Apfelbaum 1996 Volunteers not surgery
Aqil 2009 No awareness test
Arndt 1995a Not randomized
Aubrun 2008 No awareness test
Ausems 1983 No randomization of medications
Ausems 1986 No awareness test
Bailey 1985 Wake up test
Balci 2006 No awareness test
Bannister 2001 No awareness test
Baraka 1990 No randomization of medications
Barclay 1980 No randomization of medications
Barr 1973 No randomization of medications
Barr 1999 Volunteers not surgery
Barr 2001 Volunteers not surgery
Barvais 2003 No randomization of medications
Basar 2003 No awareness test
Becker‐Blease 2006 Volunteers not surgery
Bejjani 2009 No randomization of medications
Bennett 1985 No randomization of medications
Bilotta 2007 No awareness test‐POCD
Bischoff 1997 Expert commentary about awareness: EEG review
Block1991b No awareness test‐therapeutic suggestion results only
Bogetz 1984 No randomization of medications
Bogod 1990 No randomization of medications
Bonhomme 2006 No awareness test
Bonke 1986 No randomization of medications
Bonke 1992 No awareness test
Bould 2007 No randomization of medications
Brice 1970 No randomization of medications
Brosius 2002 No awareness test
Bruhn 2000 Expert commentary about awareness: case report
Buffett‐Jerrott 2003 No awareness test ‐ complicated memory test but no evidence awareness of intraoperative events assessed
Bulach 2005 No awareness test
Burn 1963 No randomization of medications
Burrow 2001 No awareness test
Byers 1997 No randomization of medications
Capitanio 1997 No awareness test; no randomization of medications
Chiu 2007 No awareness test
Chortkoff 1995 Volunteers not surgery
Cirillo 2012 Unable to find either the citation or full‐text paper in PubMed (despite European Journal of Anaesthesiology 2012 search), Embase or Cochrane databases
Clark 2009 No awareness test
Coetzee 1998 No randomization of medications for anaesthesia but narcotic randomized at wound closure
Coppens 2010 No awareness test
Cormack 1979 No randomization of medications
Crawford 1976 No randomization of medications
Dahaba 2009 No awareness test
Dahaba 2010 No randomization of medications
Davidson 2005 No randomization of medications
Davies 1996 No randomization of medications
De Cosmo 2008 No awareness test
De Kock 2005 No awareness test
Ding 1993 No awareness test
Ding 2007 Not general anaesthesia ‐ retrospective study of postoperative complications
Diz 2010 No awareness test
Doufas 2009 No randomization of medications during surgery; not performed after skin incision
Downing 1976 Expert commentary about awareness ‐ retrospective review records for patient awareness reports
Dressler 2007 No randomization of medications
Driscoll 2007 No randomization of medications
Eisele 1976 No randomization of medications
Ekman 2004a No randomization of medications
Ekman 2004b No awareness test
El‐Kerdawy 2000 No awareness test
Eldar 1992 Wake up test
Erhan 2003 No awareness test
Erk 2007 No awareness test
Eroglu 2003 No awareness test
Evans 1988 No randomization of medications by anaesthetic but only word test
Fahlenkamp 2010 No awareness test
Fairley 1956 No randomization of medications
Famewo 1976 No randomization of medications
Farag 2006 No awareness test
Filipov 2007 No awareness test in abstract ‐ unable to get full paper through University of Utah Library (they tried through all possible sources)
Fisher 2006 No randomization of medications
Fitzgerald 2001 Volunteers not surgery
Flaishon 1997 No randomization of medications
Flaitz 1986 No randomization of medications
Flier 1986 No randomization of medications
Forrest 1990 Not general anaesthesia
Frank 2000 No awareness test
Fung 2008 Wake up test performed
Gajraj 1998 Not general anaesthesia
Gajraj 1999 Not general anaesthesia
Gan 1997 No awareness test
Gan 1999 No awareness test
Gazzanelli 2005 No randomization of medications
Ge 2003 No randomization of medications
Gelman 1984 No awareness interview
Ghabash 1996 No awareness test
Ghoneim 1988 No awareness test
Ghoneim 1998 Volunteers not surgery
Ghoneim 2007 No randomization of medications
Glass 1997 Volunteers not surgery
Gordon 1994 No randomization of medications
Gregory 1969 No randomization of medications
Greif 2002 Volunteers not surgery
Gross 1988 No awareness test
Gu 2010 No awareness test
Guignard 2001 No randomization of medications
Gunawardane 2002 No randomization of medications
Guo 2012 Not general anaesthesia
Gupta 2006 No awareness test
Hadzidiakos 2006 No randomization of medications ‐ only word test
Haessler 1993 No awareness test
Hall 1986 No awareness test
Hans 1998 No awareness test
Harris 1971 No randomization of medications
Hartridge 1963 No randomization of medications
Hartung 1986 No awareness test
Hashimoto 2012 Unable to find either the citation or full‐text paper in PubMed, Embase or Cochrane databases; peer reviewed study not published
Hayashi 2007 No awareness test
Head‐Rapson 1995 No randomization of medications
Heipertz 1986 No awareness test
Heisterkamp 1975 Not general anaesthesia
Heller 2005 No randomization of medications
Hellwagner 2003 No awareness test
Hetem 2000 Volunteers not surgery
Hirschi 2000 No randomization of medications
Honarmand 2008 No awareness test
Hong 2008 No awareness test
Horn 2009 No awareness test; volunteers not surgery
Hoymork 2003 No randomization of medications
Hoymork 2005 No randomization of medications
Huang 1988 No randomization of medications
Huang 2005 No randomization of medications ‐ randomized by child positive awareness
Hudetz 2007 No awareness test
Hughes 1994 No randomization of medications
Hughes 2009 Expert commentary about awareness
Hutchinson 1960 No randomization of medications
Iannuzzi 2005 Expert commentary about awareness
Ibrahim 2001a Not general anaesthesia
Ibrahim 2001b Not general anaesthesia
Inagaki 1997 No awareness test
Ingelmo 2007 No awareness test
Inglis 1993 No awareness test
Iqbal 1985 No randomization of medications
Iselin‐Chaves 1998 Volunteers not surgery
Iselin‐Chaves 2000 Volunteers not surgery
Iselin‐Chaves 2005 No randomization of medications
Ishiyama 2005 Not general anaesthesia
Isomura 2008 Not general anaesthesia ‐ sedated for 20 hours on average in the ICU after maxillofacial surgery (translated Jiro Kurata MD)
Ittichaikulthol 2007 No awareness test in abstract ‐ unable to get full paper through University of Utah Library (they tried through all possible sources)
Ivanov 1969 No randomization of medications
Jacoby 1981 Volunteers not surgery
Jaffrelot 2007 No awareness test
Jeleazcov 2007 No awareness test
Jelicic 1993a No randomization of medications
Jelicic 1993b No randomization of medications
Jellish 2000 No awareness test
Jellish 2009 No awareness test
Jensen 1996 No awareness test
Jeon 2000 No randomization of medications: IFT
Jessop 1991 Expert commentary about awareness: editorial
Jones 1990 No awareness test
Jordan 2012 Unable to find citation and/or abstract or full paper after searching other databases; emailed author with no response
Jospin 2007 No awareness test
Juckenhofel 1999 No awareness test
Katoh 1993 No awareness test
Katoh 1994 No awareness test
Kavey 1979 No randomization of medications
Kennedy 1985 No awareness test
Kenny 1999 No randomization
Kerssens 2002 No randomization of medications
Kerssens 2003 No randomization and pre‐incision (IFT)
Kerssens 2005a Volunteers not surgery
Kertai 2011 No awareness test
Kestin 1990 Not general anaesthesia
Kevin 2002 No randomization of medications
Khandwala 2008 Unrelated study
Kiernan 1995 Volunteers not surgery
Kim 1978 No randomization of medications
Kim 2010 No awareness test
Kliempt 1999 No randomization of medications
Kocaman 2007 No randomization of medications
Kokki 2007 No awareness test
Kotiniemi 1996 No awareness test as performed in adults only behavioural changes
Kreuer 2001 No randomization of medications
Lapidus 2007 Unrelated study
Latto 1977 No randomization of medications
Lefoll‐Masson 2007 No randomization of medications
Lehmann 2000 Paper retracted; survey response: email a@klilu.de
Lehmann 2002 Paper retracted; survey response: email a@klilu.de
Lehmann 2003 Paper retracted; survey response: 21 January 2011 a@klilu.de
Lequeux 2003 No awareness test evaluation ‐ memory tapes randomized; survey response: 10 February 2011 Lequeux pilequeu@ulb.ac.be
Leslie 2007 No randomization of medications
Levine 1993 No awareness test
Liao 2010 No awareness test
Liou 1994 No randomization of medications
Liu 2005 No awareness test
Liu 2006 No awareness assessment; ROB survey response m.fischler@hopital‐foch.org
Liu 2009 No awareness test
Lopez 2007 No randomization of medications
Low 2007 Not general anaesthesia; no awareness test
Luginbuhl 2007 No awareness test
Luginbuhl 2010 No awareness test
Lyons 1991 No randomization of medications
Magni 2009 No awareness test
Mahomedy 1976 No randomization of medications
Malek 2009 No awareness test ‐ abstract only available
Malek 2010 No randomization of medications
Malviya 2009 No randomization ‐ children 5 to 15 ‐ expert adjudication
Martorano 2008 No awareness test
Mathews 2008 No awareness test
Maybauer 2007 No awareness test
Mayer 2007 No awareness test
Mellema 2010 No awareness test
Messahel 2003 No randomization of medications
Messahel 2007 No randomization of medications
Mi 1998 No awareness test
Mi 1999 No awareness test
Mirakhur 1986 No awareness test
Moerman 1995 No randomization of medications
Motsch 1996 No awareness test
Mourisse 2007 No awareness test
Moustafa 2008 No awareness test
Nakagawa 2001 No awareness test and not general anaesthesia
Nelskyla 2001 No awareness test
Ng 1974 No randomization of medications
Nishijima 1999 No awareness test: "quality of awareness" by how fast the patients became aware and oriented after discontinuation of general anaesthetics. Translator Jiro Kurata MD.
O'Sullivan 1988 No randomization
Oikkonen 1994 No awareness test
Onaka 1998 No awareness test; abstract only
Oudenaarden 1979 No awareness test no randomization
Padmanabhan 2009 Not general anaesthesia
Panousis 2007 No randomization of medications
Philbin 1990 No awareness test
Philipp 2002 No awareness test ‐ CPB membrane associated with 50% reduction isoflurane level
Piano 2007 No randomization of medications
Pomfrett 2009 No awareness test
Pompeo 2007 Unrelated study
Porter 2008 No randomization of medications
Pryor 2010 No awareness test and volunteers not surgery
Qi 2014 Unable to find either the citation or full‐text paper in PubMed, Embase or Cochrane databases; unable to identify authors communication information
Rabiee 2012 Unable to find either the citation or full‐text paper in PubMed, Embase or Cochrane databases; emailed author with no response
Reinhart 1985 Not general anaesthesia
Russell 1997 No randomization of medications; ROB survey response i.f.russell@hull.ac.uk: randomized only for audio message; only one anaesthetic used
Russell 2001 No randomization of medications ; ROB survey response i.f.russell@hull.ac.uk: randomized audio message
Samuelsson 2007 No randomization of medications
Schneider 2005 Wake up test
Schraag 1998 No awareness test
Schroeck 2010 No randomization of medications
Schulz 2007 No awareness test
Schwender 1994 No awareness test
Schwender 1991a No randomization of medications
Schwender 1991b No randomization of medications
Schwender 1993 No awareness test
Schwender 1997 No randomization of medications
Schwieger 1989 No randomization of medications
Schwieger 1991 No randomization of medications
See 2007 No awareness test
Shariffuddin 2007 No awareness test
Shiau 2007 No randomization of medications or ADMs ‐ randomization at end of surgery (desflurane stopped before closure)
Shimohata 2007 Unrelated study ‐ sleep apnoea under anaesthesia and death
Short 1991 No awareness test
Sidiropoulou 2008 No awareness test
Sintavanuruk 2010 No awareness test
Skaja 2006 No awareness test
Sosner 2010 No awareness test abstract only available
Spaulding 1984 Not general anaesthesia; volunteers
Stonell 2006 No randomization only word test. Survey response: 4 February 2011, Kate Leslie kate.leslie@mh.org.au
Struys 2001 No awareness test
Suarez 1994 No randomization
Suliman 2007 Not general anaesthesia; no randomization
Terblanche 2008 No awareness test
Ting 2004 Wake up test
Toraman 2013 Unable to find either the citation or full‐text paper in PubMed, EMBASE or Cochrane databases
Treggiari 2009 ICU not surgery
Trillo 2009 No awareness test
Tufano 2000 No awareness test: Quote: "There was no significant differences in the incidence of intraoperative responses between groups." email address not available to send survey to clarify the author's definition of "intraoperative responses"
Tunstall 1981 No awareness test
Turan 2010 No awareness test
Turner 1969 No randomization of medications
Ueyama 1986 No randomization of medications
Valtonen 1988 Not general anaesthesia ‐ sedation for cardioversion
Vanacker 2002 No randomization of medications
Vanacker 2007 No awareness test
Vann 2007 Not general anaesthesia
Velly 2007 No awareness test
Wanatabe 1984 No randomization of medications
Wang 2005 No randomization of medications
Wang 2007 Volunteers not surgery
Watanabe 1998 Volunteers not surgery
Weber 2005 No aware test ‐ indirect signs only in paediatrics
Weber 2009 No awareness test
Wellisch 2012 Unable to find either the citation or full‐text paper in PubMed, Embase or Cochrane databases
Wihelm 2000 No awareness test
Wilson 1970 Expert commentary about awareness: letter to editor
Wu 2005 No randomization of medications
Xu 2009 No randomization of medications
Yan 2005 No awareness test: Zancong translator quote: "Awareness was checked based on OAAS criteria post surgery. The paper does not mention follow up with pts on any memory during the surgery"
Yan 2014 No awareness test ‐ translation issue: no assessment patient reports of awareness rather "awareness" was translated instead of "consciousness or awake, etc.": "The recovery time of awareness and extubation time in the treatment group"
Yang 1994 No awareness test; no randomization
Yeh 2009 No awareness test; post‐surgery randomization
Yi 2008 No awareness test
Yildiz 2007 No awareness test
Zhang 2009 No awareness test
Zohar 2007 No awareness test

Acronyms and abbreviations

ADM = anaesthesia depth monitor; CPB = cardiopulmonary bypass; EEG = electroencephalogram; ICU = intensive care unit; IFT = isolated forearm technique; OAAS = Observer's Assessment of Alertness/Sedation; POCD = postoperative cognitive dysfunction; ROB = risk of bias

Characteristics of studies awaiting assessment [ordered by study ID]

Aceto 2015.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: pending full‐text review
Sex: female and male
Age: pending full‐text review
Procedure: elective thyroidectomy
Study size: 130
Interventions Randomized portion of anaesthetic: TIVA vs volatile
Maintenance: auditory recording was presented to patients during anaesthesia maintenance
Intervention 1: BIS‐guided group in which sevoflurane MAC was adjusted on the basis of BIS values
Intervention 2: haemodynamic parameters (HP)‐guided group in which MAC was adjusted based on HP
Outcomes Primary outcomes: "...whether Bispectral Index (BIS)‐guided anaesthesia might decrease sevoflurane minimum alveolar concentration (MAC) when compared with haemodynamically‐guided anaesthesia, and to search for a MAC threshold useful for preventing arousal, dream recall and implicit memory"
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class pending full text review
Notes Non‐randomized portion of anaesthetic: parts of IV vs parts of volatile agent N2O yes/narcotics/hypnotics bolus/NMBsinduction no/maintenance no
Anaesthesia was induced with propofol 2 mg kg(‐1), fentanyl 3 µg kg(‐1) and cis‐atracurium 0.15 mg/kg(‐1)
Dream recall and explicit/implicit memory were investigated upon awakening and approximately after 24 h
RESULTS: mean sevoflurane MAC during auditory presentation was similar in the 2 groups (0.85 ± 0.16 and 0.87 ± 0.17 (P = 0.53) in BIS‐guided and HP‐guided groups, respectively). Frequency of dream recall was similar in the 2 groups: 27% (N = 17) in BIS‐guided group, 18% (N = 12) in HP‐guided group, P = 0.37
In both groups, dream recall was less probable in patients anaesthetized with MAC values >/= 0.9 (area under ROC curve = 0.83, sensitivity = 90%, and specificity = 49%)
Conclusion: BIS‐guided anaesthesia was not able to generate different MAC values compared to HP‐guided anaesthesia
Independent of the guide used for anaesthesia, a sevoflurane MAC over 0.9 was required to prevent postoperative dream recall

Asouhidou 2015.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: pending full‐text review
Sex: female and male
Age: pending full‐text review
ASA: pending full‐text review
Procedure:craniotomy for aneurysm clipping or tumour dissection were randomly
Study. size: 42
Interventions Randomized portion of anaesthetic:
Intervention 1: propofol, N=21
Intervention 2: sevoflurane, N=21
esmolol group received 500 µg/kg of esmolol bolus 10 min before induction of anaesthesia, followed by additional 200 µg/kg/min of esmolol
inspired concentration of sevoflurane and the infusion rate of propofol were adjusted in order to maintain a BIS value between 40–50
Bispectral Index‐BIS and cardiac output
Outcomes Primary outcomes: effect of esmolol on the consumption of propofol and sevoflurane in patients undergoing craniotomy
Secondary outcome: Awareness/wakefulness as defined using an awareness classification system (see Table 1) class pending full‐text review
Notes Non‐Randomized portion of anaesthetic: parts of IV vs parts of volatile agent N20:U/ narcotics/hypnotics Bolus/NMBsinduction Y/maintenance U/ADM: Y: Bispectral Index‐BIS
Anaesthesia was induced with propofol, fentanyl and a single dose of
 cis‐atracurium, followed by continuous infusion of remifentanil and either propofol or sevoflurane
Esmolol group: doses of propofol and sevoflurane were 18‐50 µg/kg/min and 0.2‐0.5 MAC
Control group: 100‐150 µg/kg/ and 0.9‐2.0 MAC (P = 0.000 for both groups)
All procedures were anaesthesiologically uneventful with no episodes of intraoperative emerge
Conclusions: Esmolol is effective not only in attenuating intraoperative haemodynamic changes related to sympathetic overdrive but also in minimizing significant propofol and sevoflurane requirements without compromising the haemodynamic status
ClinicalTrials.gov Identifier: NCT02455440 . Registered 26 May 2015

Elbadawy 2015.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: pending full‐text review
Sex: female and male
Age: pending full‐text review
ASA: I and II
Procedure: orthopaedic procedures
Study size: 40
Interventions Randomized portion of anaesthetic:
Intervention 1: TIVA, N = 20
Intervention 2: volatile anaesthesia, N = 20
BIS‐guided (40 to 60)
Outcomes Primary outcomes: no implicit memory of previously introduced auditory material
Secondary outcome: no awareness/wakefulness as defined using an awareness classification system (see Table 1) class pending full‐text review
Notes Non‐randomized portion of anaesthetic: parts of IV vs parts of volatile agent N2O unclear/narcotics/hypnotics bolus/NMBs induction yes/maintenance yes/ADM: yes: BIS‐guided (40 to 60)
Anaesthesia was induced with propofol and maintained with propofol, fentanyl, and cis‐atracurium. In Group II anaesthesia was induced with propofol and maintained with sevoflurane, fentanyl, and cis‐atracurium
Explicit memory was evaluated by asking 4 standard questions regarding intraoperative awareness. Free recall and recognition tests for implicit memory testing were carried out 30 min and 120 min after recovery.
BIS‐controlled anaesthesia appears to abolish implicit memory
No PubMed citation

Hoymork 2007.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Norway and Denmark
Sex: female and male
Age: NA
ASA: I and II
Procedure: laparoscopy or breast/surface surgery
Study size: 55
Interventions Quote: "The patients were randomly allocated to whether BIS or CSM was placed on the upper part of the forehead or closer to the eyebrows, where an eventual EMG influence could be more pronounced"
Outcomes Quote: "None of our patients reported any recall from the operation, and clinical awakening was never observed during surgery, despite one episode of movement"
Notes Quote: "In conclusion, the cerebral state monitor was a satisfactory alternative to BIS for monitoring hypnotic effect in 87% of our patients. In 13% of the patients, CSI displayed values indicating an awake state despite clinical sleep, all correctly identified with the BIS. Our study was done with the very first version of the CSM, while the BIS monitor has undergone several revisions. Clinical studies in other patient populations, undergoing different anaesthetic regimens, are warranted"

Jiang 2016.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: pending full‐text review
Sex: female and male
Age: pending full‐text review
ASA: pending full‐text review
Procedure: laparoscopic radical gastrectomy
Study size: 100
Interventions Randomized portion of anaesthetic: total intravenous anaesthesia (TIVA) and combined intravenous and inhaled anaesthesia (CIIA)
Intervention 1: TIVA, propofol and remifentanil: target controlled infusion (TCI), N = 50
Intervention 2: CIIA, sevoflurane and continuous infusion of remifentanil after anaesthesia induction, N = 50
State entropy (SE) maintained in the range of 45 to 60
Outcomes Primary outcomes: concentrations: epinephrine, norepinephrine and dopamine; durations of surgical operation, breathing recovery, extubation, awakening, and postoperative orientation recovery recorded; and 48 H postoperative adverse reactions: time patient becomes calm for 5 min after entering the operating theatre (T0); upon completion of pneumoperitoneum (PPT) (T1); 15 min after PPT (T2); intraoperative detection (T3), immediately after extubation (T4); and 15 min after extubation (T5)
Secondary outcome: no awareness/wakefulness as defined using an awareness classification system (see Table 1): class pending full‐text review
Notes Non‐randomized portion of anaesthetic: parts of IV vs parts of volatile agent N2O unclear/narcotics/hypnotics bolus/NMBs induction no/maintenance no/ADM: yes: entropy indices
Conclusion: at the same anaesthetic depth, the CIIA method outperforms the TIVA method in suppressing the stress response and obtaining smooth awakening after laparoscopic radical gastrectomy for patients with gastric cancer; therefore, the CIIA method has a better anaesthetic effect

Khanjani 2014.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: pending full‐text review
Sex: female and male
Age: pending full‐text review
ASA: pending full‐text review
Procedure: caesarean section
Study size: 90
Interventions Randomized portion of anaesthetic:
Intervention 1: inhalation (isoflurane) maintenance: isoflurane 1 MAC
Intervention 2: intravenous protocol (propofol) propofol 100 µg/kg/minute
Bispectral Index (BIS) between 45 and 60
Outcomes Primary outcomes: APGAR score of newborns
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class pending full‐text review
Quote: "...four cases of confirmed awareness were found in the propofol group and three cases in the Isoflurane group (8/9% vs. 6/7%), but the Apgar scores were comparable between the two groups"
Notes Non‐randomized portion of anaesthetic: parts of IV vs parts of volatile agent N2O yes/narcotics/hypnotics bolus/NMBs induction no/maintenance no
Induction: propofol and succinylcholine

Lequeux 2014.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: pending full‐text review
Sex: female and male
Age: pending full‐text review
ASA: pending full‐text review
Procedure: pending full‐text review
Study size: 120
Interventions Randomized portion of anaesthetic:
Intervention 1: high‐dose: remifentanil effect‐site concentration (in ng/mL) was always double that of propofol (in mug/mL)
Intervention 2: low‐dose: half of above
Patients in these 2 groups were played a list of 20 words via headphones during surgery
Intervention 3: control for memory tests: not played any words during anaesthesia
Outcomes Primary outcomes: no implicit learning of intraoperative auditory stimuli
Secondary outcome: no awareness/wakefulness as defined using an awareness classification system (see Table 1): class pending full‐text review
Notes Non‐randomized portion of anaesthetic: parts of IV vs parts of volatile agent N2O yes/narcotics/hypnotics bolus/NMBs induction no/maintenance no
All patients were anaesthetized with a target‐controlled infusion of propofol and remifentanil, targeting a bispectral index (BIS) value of 50
Conclusions: could not demonstrate the presence of implicit or explicit memorization under propofol‐remifentanil anaesthesia either with a low‐ or a high‐dose opioid anaesthetic regimen

Mehmandoost 2013.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: Iran
Sex: female
Age: 18 to 35 years
ASA: ASA I‐II
Procedure: caesarean section
Study size: 90
Interventions Intervention 1: propofol (100 μg/kg/min)
Intervention 2: isoflurane 1 MAC (minimum alveolar concentration)
Both groups titrated to BIS 45 to 60
Outcomes Quote: "There was not a significant difference between two groups in incidence of awareness"
Notes Awaiting Persian translation

Rajan 2015.

Methods Study design: randomized parallel groups
Study dates: not stated
Participants Country: pending full‐text review
Sex: female and male
Age: pending full‐text review
ASA: pending full‐text review
Procedure: caesarean section
Study size:40
Interventions Randomized portion of anaesthetic: pre‐induction: hypnotic vs placebo
Just before induction of anaesthesia
Intervention 1: 0.25 mg/kg ketamine, N = 20
Intervention 2: 5 ml normal saline intravenously (IV), N = 20
Outcomes Primary outcomes: efficacy and safety of low‐dose ketamine, used as an adjunct analgesic and amnesic
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class pending full‐text review
Quote: "Higher number of the patients in Group C had intraoperative lacrimation as compared to Group K (50% vs. 0%, P < 0.001). Ten percent of the patients in Group C had hallucinations/recall of intraoperative events while none of the patients in Group K experienced the same, but the difference was statistically insignificant (P = 0.487)"
Notes Non‐randomized portion of anaesthetic: parts of volatile agent N2O yes/narcotics/hypnotics bolus/NMBs induction yes/maintenance unclear
After intubation, patients were ventilated with O2 and N2O (40%:60%) with 0.7% end‐tidal isoflurane. Fentanyl and midazolam were given following delivery of the baby
Results: Pre‐induction haemodynamic parameters and those recorded at 1 min after induction were comparable in both groups. However, heart rate and systolic blood pressure recorded after intubation (at 3, 5, 7, 9, 12, 15, 20, 30 and 45 min after induction) showed significantly high values in Group C (P < 0.05). Mean arterial pressure also showed a similar pattern
Umbilical vein pO2, pCO2 and pH were comparable in both groups. In Group C, intraoperative lacrimation (50% vs 0%) and hallucinations/recall of intraoperative events (10% vs 0%) were high
Conclusion: IV ketamine 0.25 mg/kg can be safely used as an adjunct analgesic and amnesic to attenuate haemodynamic responses during caesarean section under GA without affecting the foetal outcome

Xie 2015.

Methods Study design: randomized parallel groups
Study dates: December 2013 to May 2014
Participants Country: pending full‐text review
Sex: female and male
Age: pending full‐text review
ASA: pending full‐text review
Procedure: elective surgery
Study size: 150
Interventions Randomized portion of anaesthetic: TIVA vs volatile: implicit memory tests
Intervention 1: induced and maintained with sevoflurane, N = 50
Intervention 2: induced and maintained with propofol, N = 50
Intervention 1 and 2: given a list of test materials to remember and listen before the anaesthesia
Intervention 3: given the same test materials, and received test with the PDP in 12 to 36 hours before surgery, N = 50
Outcomes Primary outcomes: effects of sevoflurane and propofol on preoperative implicit memories
Secondary outcome: awareness/wakefulness as defined using an awareness classification system (see Table 1): class pending full‐text review
Notes Non‐randomized portion of anaesthetic: parts of IV vs parts of volatile agent N2O yes/narcotics/hypnotics bolus/NMBs induction unclear/maintenance unclear
Conclusion: propofol and sevoflurane can decrease the score of explicit memory after anaesthesia within 12 to 36 hours, and there are no significant differences in explicit memory between the 2 drugs. Both propofol and sevoflurane can decrease the score of implicit memory, but the influence of sevoflurane on the implicit memory is less than propofol within 12 to 36 hours
No PubMed citation

Acronyms and abbreviations

ADM = anaesthesia depth monitor; ASA = American Society of Anesthesiology; BIS = Bispectral Index; cis = cisatracurium is one of the 10 isomers of the parent molecule, atracurium; CIIA = combined intravenous and inhaled anaesthesia; GA = general anaesthesia; H = hours; HP = haemodynamic parameters; IV = intravenous; kg = kilogram; MAC = minimal alveolar concentration; µg = micrograms; min = minute; mL = millilitres; N = sample size; ng = nanograms; NMB = neuromuscular blocking agents; PDP = parallel distributed processing; PPT = pneumoperitoneum; ROC = receiver operating characteristic; SE = state entropy; T = time; TCI = target‐controlled infusions; TIVA = total intravenous anaesthesia; vs = versus

Differences between protocol and review

Background:

This has been updated since the protocol (Messina 2008), with new sections in RevMan. We have added new paragraphs in the Dryad appendix about the psychological sequelae of cases of anaesthetic awareness, complications from muscle relaxant use, intraoperative dreams, onset of explicit memory in the infant, lack of intraoperative wakefulness, post‐traumatic stress disorder, and delayed memory amongst other topics that were not in the protocol (Appendix 1).

Methods section:

More authors were added to the review. We updated many of the methods sections. Assessment of heterogeneity was interpreted in the context of recently published criteria for the assessment of inconsistency (Guyatt 2011). Statistical meta‐analyses were done in the R language using the exactmeta and metafor packages (Tian 2008; Viechtbauer 2010).

The web app Rayyan was used to assist in citation review (Elmagarmid 2014).

Outcomes:

We have changed the sensitivity analysis mentioned in the protocol from risk of bias domains to subgroup analyses based on clinical characteristics.

We added an analysis of the adjudication process for patient awareness reports by expert panels in Analysis 1.1, Analysis 2.1, and Analysis 2.2.

We have changed the secondary outcomes in the review:

Secondary outcomes

  • Signs or adverse effects of intraoperative wakefulness and/or postoperative awareness are intraoperative patient movement, haemodynamic changes, portions of intraoperative dreams and postoperative dreams and/or nightmares, delayed memory, full (PTSD) or partial (PTS) forms of post‐traumatic stress syndrome, myocardial infarction, cardiac arrest, death, and suicide.

Search methods for identification of studies:

The search strategies have been revised and expanded.

Contributions of authors

Anthony G Messina (AGM), Michael Wang (MaW), Marshall J Ward (MJW), Chase C Wilker (CCW), Brett B Smith (BS), Daniel P Vezina (DV), Nathan Leon Pace (NLP)

Conceiving the review: AGM
 Co‐ordinating the review: AGM
 Undertaking manual searches: AGM, NLP, MaW, CCW, BS
 Screening search results: AGM, NLP, PMaW, CCW, BS
 Organizing retrieval of papers: AGM, NLP, MaW, CCW, BS
 Screening retrieved papers against inclusion criteria: AGM, NLP, MaW, CCW, BS
 Appraising quality of papers: AGM, NLP, MaW, BS, CCW
 Abstracting data from papers: AGM, NLP, MaW, BS, CCW
 Writing to authors of papers for additional information: AGM, NLP, MaW, CCW, BS
 Providing additional data about papers: AGM, NLP, MaW, MJW, DV
 Obtaining and screening data on unpublished studies: AGM, NLP, CCW
 Data management for the review: AGM, NLP, MaW, CCW
 Entering data into Review Manager (RevMan): NLP, AGM, MaW, CCW
 RevMan statistical data: NLP, AGM, CCW, DV
 Other statistical analysis not using RevMan: NLP, AGM, CCW, DV
 Double entry of data: AGM, NLP, MaW, CCW
 Interpretation of data: NLP, AGM, MaW, CCW, MJW, DV
 Statistical inferences: NLP, AGM, NP, CCW, MJW, DV
 Writing the review: AGM, NLP, MaW, MJW, CCW, NP, DV
 Securing funding for the review: not applicable
 Performing previous work that was the foundation of the present study: AGM, NLP
 Guarantor for the review (one author): AGM
 Person responsible for reading and checking review before submission: AGM

Sources of support

Internal sources

  • None, Other.

  • University of Utah, USA.

    Institutional salary

  • University of Leicester, UK.

    Institutional salary

  • Veterans Administration, USA.

    Institutional salary

External sources

  • No sources of support supplied

Declarations of interest

Anthony G Messina: none known.

Michael Wang was involved in the design, conduct, or publication of potentially eligible studies for this Cochrane review (Russell 1997; Russell 2001). Prof Wang has received funding from Abbvie for invited lectures and meeting attendance, including accidental anaesthetic awareness events. He has in the past been loaned two Bispectral Index monitors for research purposes by Aspect Medical/Covidian.

Marshall J Ward: none known.

Chase C Wilker: none known.

Brett B Smith: none known.

Daniel P Vezina: board member and executive position since January 2012 with a Big Data analytics private company (MedAnalytics), and a congestive heart failure clinical solution private company since June 2008 (Guardsman Scientific).

Nathan Leon Pace: none known.

New

References

References to studies included in this review

Abboud 1985 {published data only}

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Barr 1977 {published data only}

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Forestier 2003 {published data only}

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Gaitini 1995 {published data only}

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Ghaly 1988 {published data only}

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Lehmann 1985 {published data only}

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Myles 2004 {published and unpublished data}

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Oddby‐Muhrbeck 1993 {published data only}

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Piggott 1990 {published data only}

  1. Piggott SE, Bogod DG, Rosen M, Rees GA, Harmer M. Isoflurane with either 100% oxygen or 50% nitrous oxide in oxygen for caesarean section. British Journal of Anaesthesia 1990;65:325‐9. [PUBMED: 2121203] [DOI] [PubMed] [Google Scholar]

Plourde 1996 {published data only}

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Puri 2003 {published data only}

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Puri 2007 {published data only}

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Rehberg 2007 {published data only}

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Sareen 1997 {published data only}

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Schultetus 1986 {published data only}

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Stoppe 2012 {published data only}

  1. Stoppe C, Peters D, Fahlenkamp AV, Cremer J, Rex S, Schalte G, et al. aepEX monitor for the measurement of hypnotic depth in patients undergoing balanced xenon anaesthesia. British Journal of Anaesthesia 2012;108(1):80‐8. [PUBMED: 22139005] [DOI] [PubMed] [Google Scholar]

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Toft 1987 {published data only}

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Toscano 2007 {published data only}

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Tsai 2001 {published data only}

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Tunstall 1989 {published data only}

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Yoshitani 2003 {published data only}

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References to studies excluded from this review

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Andrade 2001 {published data only}

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Aono 1999 {published data only}

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Aubrun 2008 {published data only}

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Bailey 1985 {published data only}

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Ekman 2004b {published data only}

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Gan 1997 {published data only}

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Gan 1999 {published data only}

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