Abstract
OBJECTIVE:
Severe sepsis is a complex, resource intensive, and potentially lethal condition, and rural patients have worse outcomes than urban patients. Early identification and treatment are important to improving outcomes. The objective of this study was to identify hospital-specific factors associated with inter-hospital transfer.
DESIGN:
Mixed method study integrating data from a telephone survey and retrospective cohort study.
PARTICIPANTS AND PATIENTS:
Survey of Iowa Emergency Department (ED) administrators between May and June 2017 and cohort of adults seen in Iowa EDs for severe sepsis and septic shock between January 2005 and December 2013.
INTERVENTIONS:
None
MEASUREMENTS AND MAIN RESULTS:
Multivariable logistic regression was used to identify independent predictors of inter-hospital transfer. We included 114 institutions that provided data (response rate= 99%), and responses were linked to a total of 150,845 visits for severe sepsis/septic shock. In our adjusted model, having the capability to place CVCs or having a subscription to a CC-telemedicine service was independently associated with lower odds of inter-hospital transfer (aOR: 0.69, 95%CI: 0.54–0.86; aOR: 0.69, 95%CI: 0.54–0.88 respectively). A facility’s participation in a sepsis-specific quality improvement initiative was associated with 62% higher odds of transfer (aOR: 1.62, 95%CI: 1.10–2.39).
CONCLUSIONS:
The insertion of CVCs and access to a critical care physician during sepsis treatment are important capabilities in hospitals that transfer fewer sepsis patients. In the future, hospital-specific capabilities may be used to identify institutions as regional sepsis centers.
Keywords: Emergency Department, Evaluations, Health Services, Hospitals, Rural, Outcomes, Critical Care, Sepsis
Introduction
Severe sepsis is a complex, resource-intensive and deadly condition leading to an estimated 390,000 emergency department (ED) visits in 2009 [1]. While a targeted, mechanistic therapy remains elusive, elements of the sepsis guideline bundles generated by the Surviving Sepsis Campaign (SSC) Guidelines [2] are effective in reducing sepsis mortality.[3–5] Early, aggressive and appropriate sepsis care is associated with improved sepsis mortality [6, 7], but this care has been challenging to implement especially in rural areas, where nearly 20% of Americans live.[8, 9]
Rural Americans living in an area served by a single critical access hospital, defined as a remote hospital with ≤ 25 acute beds and an average length of stay ≤ 96 hours,[10] bypass their local facility 5.6–60% of the time for inpatient care, and many who bypass facilities undergo inter-hospital transfer.[7, 11] Rural patients transferred to tertiary care hospitals continue to have worse outcomes than similar urban patients, possibly related to delayed and/or inappropriate early interventions.[6, 12, 13] This constellation of findings highlights the importance of improving early identification, appropriate intervention, and timely risk-stratification for appropriate definitive care.
The primary objective of this study was to identify hospital-specific factors associated with inter-hospital transfer and sepsis survival in a statewide sepsis cohort. Identifying these hospital factors was intended as the first step of a process to define hospital capabilities that could be used to stratify hospitals in sepsis treatment capabilities. This process was also intended to develop transfer trigger tools to be used in future implementation science studies.
Materials and Methods
Study Design
This study was a mixed method study applying telephone survey data of hospital characteristics to a retrospective cohort study of adults (age ≥18 years) presenting to EDs in a single Midwestern state with severe sepsis and septic shock. Data reporting transfer practices came from administrative claims from the state inpatient and outpatient data sets of all medical claims from all hospitals in the cohort. This study was determined to not be “human subjects research” by the local Institutional Review Board and utilized data previously approved by the local Institutional Review Board under waiver of informed consent. The study is reported consistent with the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) statement.[14]
Capabilities Survey
Hospitals were identified using the state hospital association ED database (n=120).[15] Hospitals were grouped into categories based on their classification assigned by the Centers for Medicare & Medicaid Services, as specifically designated critical access hospitals (CAH), rural, rural-referral, and urban facilities.[10] Federally-operated EDs and those that either closed during the study period or did not respond to the facility survey were excluded from the study.
To evaluate hospital resources availability related to acute sepsis care, a standardized questionnaire (Supplemental Digital Content, Appendix A) was designed, refined, and approved by the researchers in collaboration with two experts in the field. Facility-level respondents were identified by directly contacting the ED nurse manager by telephone from May-June 2017.
Definitions
This study defined “resources” as physical assets, clinical tools, protocols, staff expertise, and administrative programs. “Capable” was defined as having the necessary infrastructure, training, and staffing to provide an intervention. “Central line” was defined as an acutely placed central venous catheter exclusive of peripherally-inserted central catheters. Respondents were additionally asked if their hospital housed a formal “intensive care unit” (ICU), which we then compared with the Society of Critical Care Medicine (SCCM) classifications for an ICU.
For analysis, ICU status was re-categorized based on the presence of capabilities and clinicians that were consistent with the appropriate ICU level of care, as defined by the retired SCCM guidelines [Supplemental Digital Content, Appendix B].[16] In the absence of current professional guidelines, this definition was used because it incorporates elements of the current Leapfrog Group ICU staffing safety standards[17] and stratifies ICUs based on capabilities. Sepsis protocol capabilities were measured through four criteria: (1) facility implements a specific sepsis protocol, care plan, or order set; (2) facility participates in a sepsis-specific quality improvement initiative; (3) facility tracks adherence with sepsis bundles; and (4) facility implements an automated sepsis screening algorithm. The presence of all four components were identified as having a comprehensive plan.
Severe Sepsis Patient Cohort
To determine transfer practices and clinical outcomes, an administrative dataset from the state hospital association was used that included patients presenting to Iowa EDs between 2005 and 2013, as previously described.[7] Patients with severe sepsis or septic shock were defined using a previously validated definition using diagnosis codes from the International Classification of Diseases, 9th Edition, Clinical Modification (ICD-9-CM), and transfer status was defined based on ED disposition.[18] The responses from the capabilities survey were then matched to patient-level cohort by a facility identification number.
Outcomes
The primary outcome of this study was inter-hospital transfer, defined from an ED discharge disposition. Tertiary hospitals were included in the analysis to accurately influence the models on the resources available at these hospitals that decrease the likelihood of transfer. A sensitivity analysis was conducted with a composite outcome which included inter-hospital transfer or death.
Data Analysis
The capabilities of each facility were reported with descriptive statistics. We analyzed each hospital characteristic individually with univariate logistic regression analysis (clustered on hospital) to evaluate the relationship with inter-hospital transfer overall. In order to identify factors that would better predict transfer, we stratified our analysis for CAH and non-CAH hospitals. The decision to stratify by this variable was driven primarily by theory; the differences in structure and reimbursement scales between CAH and non-CAH facilities may modify the relationship between the facility and patient factors on transfer status. We built two sets of models that could predict transfer within each hospital category, recognizing that critical access hospital status may be a significant effect modifier. In the first approach, we identified combinations of factors that were associated with transfer. In the second approach, we evaluated the effect of the previously reported SCCM ICU strata on transfer status as this was considered the standard classification.[16] The purpose of conducting this second analysis was to determine whether our models explained inter-hospital transfer better than the currently available ICU stratification system. For both sets of models, we evaluated the differences in the area under the curve as a comparison of independent ROC curves as a chi squared probability with 1 degree of freedom as described by Gönen.[19]
Since unanticipated deaths could be considered missed transfer opportunities, mortality at the first hospital (pre-transfer) was included in a composite outcome for sensitivity analysis. We decided a priori that if point estimates in our new model varied from the primary analysis by more than 10%, we would build separate models for the planned sensitivity analysis. If transfer status did not change after including patients who died in the first hospital prior to transfer, we would leave these patients in the full sample analyzed.
Univariate and multivariable analyses were conducted using generalized estimating equations. Final models were based on purposeful selection of variables based on theory or statistical criteria between the two approaches, comparison of quasi-information criterion (QIC) values to determine the most parsimonious model. While a few of the variables may exhibit collinearity, the variables in the final model were chosen based on the extent to which they influenced the model parameters and generated the best model fit. Multicollinearity in these models were assessed through analysis of the variance inflation factor (VIF). If these VIF values were closer to 1, we would rule out collinearity among the included variables. In order to compare models on their ability to discriminate transfer status, we generated receiver operator characteristic (ROC) curves and measured the c-statistic in order to evaluate each model’s set of predictive factors. All analyses were completed using SAS version 9.4 (SAS Institute, Cary, North Carolina), and statistical significance was defined as α<0.05 using two-tailed tests.
Results
Survey Response Rate and Patient-Level Characteristics
Of the 115 eligible facilities, 114 hospitals provided data (99% response rate) [Figure 1]. Between 2005 and 2013, 150,845 adults were seen in Iowa EDs for severe sepsis and septic shock. The cohort was 53% female, with a median age of 73 (IQR: 60–83 years). Approximately 32% of patients initially presented to hospitals across CAH, rural, or rural-referral facilities, and 73% of all transferred patients originated from these facilities (Table 1). Ten percent of patients in this cohort died overall. Most Iowa hospitals are located in rural areas (80%, median ED volume 5,057 visits/year - data not shown). Only 25% of these facilities had a dedicated critical care physician. Approximately 35% of facilities had Level 3 ICU capabilities, with 84% of patients overall having access to at least Level 3 capabilities. While over 80% of facilities had individual key components of protocols and quality improvement, only 69% of them had all four key components.
Table 1.
Facilities (n=114) | Patients (n=150,485) | Transferred Patients (n=30,637) | ||||
---|---|---|---|---|---|---|
Capabilities and Characteristics | N | % | N | % | N | % |
On-Site Physician | 77 | 67.5 | 142,544 | 94.5 | 24,790 | 80.9 |
Mid-level Provider on-site 24 hours | 28 | 24.6 | 6,701 | 4.4 | 4,776 | 15.6 |
ICU Capabilities* | ||||||
Level 2 | 22 | 19.3 | 111,112 | 73.7 | 9,755 | 31.8 |
Level 2 Modified | 32 | 28.1 | 119,598 | 79.3 | 11,746 | 38.3 |
Level 3 | 40 | 35.1 | 128,776 | 85.4 | 15,117 | 49.3 |
Dedicated Critical Care Physicians | 28 | 24.6 | 112,651 | 74.7 | 10,443 | 34.1 |
Critical Care Physicians Accessible 24 hrs | 41 | 36.0 | 121,318 | 80.4 | 12,967 | 42.3 |
Telemedicine Services Access (any) | 82 | 71.9 | 127,193 | 84.3 | 21,970 | 71.7 |
Critical Care | 13 | 11.4 | 4,976 | 3.3 | 1,632 | 5.3 |
Emergency Medicine | 21 | 18.4 | 3,606 | 2.4 | 2,505 | 8.2 |
Pharmacist Capabilities | ||||||
Pharmacist Onsite 24/7 | 21 | 18.4 | 104,096 | 69.0 | 8,962 | 29.3 |
Pharmacist On-Call/Tele-Pharmacy | 78 | 68.4 | 36,914 | 24.5 | 18,253 | 59.6 |
No Pharmacist Onsite nor On-Call 24/7 | 14 | 12.3 | 9,725 | 6.4 | 3,344 | 10.9 |
Medicare Class | ||||||
Critical Access Hospital | 79 | 69.3 | 23,935 | 15.9 | 17,448 | 57.0 |
Rural Referral | 6 | 5.3 | 19,626 | 13.0 | 3,018 | 9.9 |
Rural | 7 | 6.1 | 4,900 | 3.2 | 1,765 | 5.8 |
Urban | 22 | 19.3 | 102,384 | 67.9 | 8,406 | 27.4 |
Managing Patient on Mechanical Ventilator (>24 hrs) | 59 | 51.8 | 135,265 | 89.7 | 19,457 | 63.5 |
Administering Vasopressor Therapy (>24 hrs) | 82 | 71.9 | 140,311 | 93.0 | 22,780 | 74.4 |
Performing Hemodialysis | 26 | 22.8 | 115,873 | 76.8 | 10,871 | 35.5 |
Placing Central Lines | 98 | 86.0 | 147,659 | 97.9 | 28,201 | 92.0 |
Use of Continuous Capnography while Monitoring Intubated Patients | 110 | 96.5 | 145,442 | 96.4 | 29,372 | 95.9 |
Use of Capnography During Procedural Sedation in the ED | 84 | 73.7 | 135,055 | 89.5 | 23,571 | 76.9 |
Facility’s Institutional Protocol and Quality Improvement | ||||||
Facility Implements a Specific Sepsis Protocol, CarePlan, or Order Set | 101 | 88.6 | 147,674 | 97.9 | 28,488 | 93.0 |
Facility Participates in a Sepsis-Specific Quality Improvement Initiative | 98 | 86.0 | 147,046 | 97.5 | 28,101 | 91.7 |
Track Adherence with Sepsis Bundlesor Track Sepsis Outcomes | 94 | 82.5 | 145,761 | 96.6 | 27,091 | 88.4 |
Facility Implements a Sepsis Screening Algorithm | 96 | 84.2 | 138,651 | 91.9 | 26,384 | 86.1 |
Standardized Criteria Written or Unwritten in Place for Transferring Patients with Sepsis | 50 | 43.9 | 32,244 | 21.4 | 11,445 | 37.4 |
Specific Arrangements for Transferring Patients with Sepsis to a Specific Hospital for Further Care | 9 | 7.9 | 5,773 | 3.8 | 2,164 | 7.1 |
ICU level indicates having at least these capabilities. For example, all facilities indicating an ICU, that have a physician on site 24 hours, and are capable of placing central lines are identified as Level 3 capable.
Inter-hospital Transfer (Main Results)
Overall
The odds of inter-hospital transfer was greater in hospitals that subscribed to an emergency medicine telemedicine service (uOR = 1.99, CI = 1.36–2.93) and in hospitals that had standardized transfer criteria for sepsis patients (uOR = 2.30, CI = 1.37–3.86) (Table 2). Having 24-hour physician access, tele-ICU capabilities, and the ability to place central venous catheters were most strongly associated with decreased odds of transfer. In the sensitivity analysis combining transfer and death as an outcome, the estimates for each capability or factor either 1) did not change or 2) may have attenuated the effect but was not statistically different from the outcome of transfer alone. We therefore did not exclude patients who died from subsequent analyses. Additionally, while patients who died might differ from those who were transferred, we used a composite outcome to isolate patients who were successfully treated in each hospital. The detailed analysis without incorporation of patients who died is included in Appendix D (e.g., results are unchanged).
Table 2.
Facility Characteristic, Capability, and Protocol Component | CAH Facilities Only | Non-CAH Facilitiesa | ||
---|---|---|---|---|
uOR | 95% CI | uOR | 95% CI | |
On-Site Physician | 1.19 | 0.94–1.53 | ||
ICU Level 2 | 1.44 | 1.27–1.63 | 0.35 | 0.21–0.59 |
ICU Level 2 Modified | 0.98 | 0.69–1.39 | 0.34 | 0.19–0.59 |
ICU Level 3 | 0.92 | 0.70–1.20 | 0.26 | 0.12–0.57 |
Infectious Disease Specialist Accessible 24 hrs | 0.94 | 0.83–1.06 | 0.30 | 0.19–0.47 |
Family Medicine Specialist Accessible 24 hrs | 0.60 | 0.49–0.74 | 0.54 | 0.15–1.92 |
Dedicated Critical Care Physicians | 0.90 | 0.60–1.35 | 0.38 | 0.22–0.64 |
Critical Care Physicians Accessible 24 hrs | 0.88 | 0.67–1.14 | 0.34 | 0.19–0.59 |
Telemedicine Services - Critical Care | 0.73 | 0.56–0.96 | 1.15 | 0.53–2.48 |
Telemedicine Services - Emergency Medicine | 0.91 | 0.70–1.18 | 1.94 | 1.41–2.65 |
Pharmacist Onsite 24/7 vs none | 1.34 | 1.04–1.71 | 0.52 | 0.29–0.91 |
Pharmacist On-Call/Tele-Pharmacy vs none. | 0.92 | 0.69–1.21 | 1.74 | 0.91–3.32 |
Managing Patienton Mechanical Ventilator (>24 hrs) | 0.97 | 0.76–1.22 | 0.16 | 0.12–0.21 |
Performed within Past Month | 1.26 | 1.00–1.59 | 0.49 | 0.24–1.04 |
Administering Vasopressor Therapy (>24 hrs) | 0.88 | 0.69–1.13 | ||
Performed within Past Month | 1.31 | 0.93–1.83 | 0.35 | 0.17–0.74 |
Performing Hemodialysis | 1.34 | 1.14–1.57 | 0.38 | 0.22–0.66 |
Placing Central Lines | 0.72 | 0.58–0.88 | ||
Performed within Past Month | 1.14 | 0.91–1.44 | 0.78 | 0.37–1.68 |
Placed by Intensivist | 1.44 | 1.27–1.63 | 0.39 | 0.20–0.60 |
Placed by Emergency Physician | 0.94 | 0.72–1.23 | 0.69 | 0.37–1.27 |
Placed by Generalist | 0.95 | 0.70–1.29 | 1.21 | 0.64–2.31 |
Placed byAdvanced Practice Provider | 0.90 | 0.60–1.34 | 0.77 | 0.36–1.64 |
Placed by Surgeon | 0.65 | 0.52–0.81 | 1.67 | 0.91–3.43 |
Use of Continuous Capnography while Monitoring Intubated Patients | 1.22 | 1.07–1.39 | 1.07 | 0.60–1.93 |
Use of Capnography During Procedural Sedation in the ED | 0.91 | 0.72–1.15 | 0.68 | 0.42–1.09 |
Standardized Criteria Writtenor Unwritten in Place for Transferring Patients with Sepsis | 0.97 | 0.76–1.23 | 1.02 | 0.52–1.99 |
Specific Arrangements for Transferring Patients with Sepsis to a Specific Hospital for Further Care | 0.95 | 0.68–1.33 | 1.03 | 0.33–3.20 |
Black boxes indicate capabilities where all facilities had access;as a result, we could not model transfer as an outcome based on capability.
Among protocol components, there was a 61% increase (95% CI: 1.10–2.39) in the odds of transfer among CAH facilities that participated in sepsis-specific quality improvement initiatives compared to CAH facilities that did not participate in these initiatives.
Multivariable Model
We generated a multivariable explanatory regression model to describe factors independently associated with patient transfer. That model was different in CAHs and in non-CAHs [Table 3]. In CAH hospitals, the 3 most strongly associated factors were 24 hour access to a family physician (aOR: 0.69; 95%CI: 0.55–0.86), critical care telemedicine services (aOR: 0.69; 95%CI: 0.56–0.85), and the capability to place central lines (aOR: 0.66; 95%CI: 0.52–0.85). However, CAH facilities participating in a sepsis-specific quality improvement initiative had an increased odds of transfer (aOR: 1.65; 95%CI: 1.15–2.37). In non-CAH hospitals, independent factors associated with transfer included the availability of an infectious diseases physician [aOR: 0.41; 95%CI: 0.26–0.67), hemodialysis capable (aOR: 0.53; 95%CI: 0.35–0.80), and 24-hour critical care physicians (aOR: 0.62; 95%CI: 0.38–1.01).
Table 3.
Model and Predictors | CAH Facilities | Model and Predictors | Non-CAH Facilities | ||
---|---|---|---|---|---|
Risk Factor Model [AUC = 0.559] | aOR | 95%CI | Risk Factor Model [AUC = 0.610] | aOR | 95%CI |
Capable of Placing Central Lines | 0.66 | 0.52–0.85 | Infectious Disease Specialist Accessible 24 hrs | 0.41 | 0.26–0.67 |
Telemedicine Services Access - Critical Care | 0.69 | 0.56–0.85 | Capable of Performing Hemodialysis | 0.53 | 0.35–0.80 |
Family Medicine Specialist Accessible 24 hrs | 0.69 | 0.55–0.86 | Critical Care Physicians Accessible 24 hrs | 0.62 | 0.38–1.01 |
Facility Participates in a Sepsis-Specific Quality Improvement Initiative | 1.65 | 1.15–2.37 | |||
Standard Model [AUC = 0.514] | aOR | 95%CI | Standard Model [AUC = 0.585] | aOR | 95%CI |
No ICU | Ref | No ICU | Ref | ||
Level 2 modified | 0.83 | 0.62–1.12 | Level 2 modified | 0.40 | 0.16–1.03 |
Level 2 | 1.42 | 1.23–1.64 | Level 2 | 0.18 | 0.08–0.40 |
Level 3 | 0.88 | 0.62–1.25 | Level 3 | 0.53 | 0.23–1.21 |
Level 4 | 1.00 | 0.75–1.33 | Level 4a | NA |
No Level 4 ICU among non-CAH facilities
Comparison with the SCCM Model
While ICU capability was not associated with inter-hospital transfer among CAHs, there was an evident decrease in trend of transfer as ICU capabilities decreased [(8.6%, 17.6%, 24.2%, and 37.0% in Level-2, Level 2 modified, Level 3, and no ICU, respectively, p-trend <0.0001) data not shown]. The predictive model within CAH had an AUC of 0.559 compared to the traditional ICU level model AUC of 0.514 [Figure 2a]. In predicting transfer among non-CAH facilities, the AUCs for the predictive model and the SCCM ICU level model were 0.610 and 0.585, respectively [Figure 2b]. Unfortunately, while our model was better than the ICU level alone in both CAH and non-CAH hospitals, neither the ICU capability nor our revised model predicted inter-hospital transfer well overall.
Limitations
Our study is subject to several limitations. First, as a telephone survey, we relied on the accuracy and knowledge of respondents to accurately classify hospitals by capability levels. We selected well informed respondents, but any inconsistencies in our data collection would introduce error. In this regard, the reported ICU staffing closely approximates our prior work describing ICU staffing patterns (25% vs 32%).[20] Second, the data obtained from the questionnaire were conducted in 2017 while the individual-level data included sepsis cases from 2005–2013. While it may reflect changes in practice and epidemiology of sepsis over time,[21] we evaluated the impact of temporal changes in our models and found little variation in estimates of capabilities by introducing year into the model. While this temporal gap could contribute to some misclassification, there were no large-scale changes in local care practices, hospital closures, or changing referral patterns during this time, limiting the extent of bias.
Third, our observational study design allows us to draw associations, but not causation. For instance, a hospital that develops a sepsis protocol may be different from one that does not, and the protocol itself may not “cause” increased inter-hospital transfer. Fourth, drawing from administrative claims data, our study is unable to ascertain sepsis classification by definitions not available in administrative claims. The case definition we used requires infection and organ failure, so likely it will align with the previous severe sepsis definition, but we do not have clinical data upon which to calculate organ failure scores reliably. Additionally, severe sepsis and septic shock represent a continuum and they are assigned only once during the hospital stay. As a result, we could not use those codes to assign severity. These limitation are unlikely to change our conclusion given the size of our cohort, and that the epidemiologic trends track similar parameters previously reported in other developed countries. While this may be the source of the lower than expected observed mortality; however, this method has been previously validated [22, 23] and used in multiple influential studies of sepsis epidemiology and outcomes.[18, 24]
Discussion
Inter-hospital transfer is a prevalent intervention is US patients with severe sepsis or septic shock. While transfer impacts the care of more than 13% of all Americans[25], that number soars to nearly 60% in rural states when taking into account hospital bypass.[11] Despite efforts to regionalize care effectively, rural patients continue to suffer higher mortality than urban patients,[26] transferred patients continue to have higher mortality than non-transferred patients,[7, 27] and the timing[28] and destination[29] for transfer continue to influence patient outcomes. Transfer may be complicated by environmental and technical factors leading to potential delays, however, these are unlikely to change the patient’s disposition, especially in Iowa where reliable aeromedical and ground transportation is accessible.[30] Although the system by which sepsis care is delivered has clearly not yet been optimized, the importance of narrowing these disparities to improve outcomes for underserved rural patients in unquestionable.
One important step in this quest to improve regional sepsis care requires a combination of (1) patient-level stratification, (2) local facility training and support, and (3) hospital-level stratification. This paper is the first to try to understand how specific hospital-level capabilities influence the decision to transfer. While the predictive capability of these models was not high, the factors that predict the ability to care for sepsis patients without transfer are informative. The ability to treat sepsis patients (outside critical access hospitals) lies principally in the people and resources of the intensive care unit, so these are factors that must be considered in the design of sepsis transfer networks. Significantly, our findings in non-Federal facilities complement and enhance those of Fortis et.al who identified the reduced risk of inter-hospital transfer of patients in Federal Veteran Affairs hospitals that employed tele-CC services.[31] We hypothesize that facilities using tele-CC are employing these systems to reduce transfer, whereas facilities that employ tele-ER are likely resource limited and therefore more likely to transfer their sickest patients.
An interesting theme in our prior work is that high-quality early ED care is critical to patient outcomes, even in patients transferred to high-volume centers. This fact is reinforced by observing that rural patients who bypass their local hospitals have 5.6% higher mortality than patients who were treated in rural hospitals, despite the fact that many were transferred.[7] In large-scale studies measuring the impact of hospital volume on survival, Ofoma et al showed that patients transferred to high-volume hospitals had better survival [12], but the impact of high-volume hospital care was not nearly as strong in transferred patients than in patients who presented to a high-volume hospital initially.[13] Interestingly, most of the benefit of being transferred to a higher volume hospital was observed in patients with the fewest organ failures[12], suggesting that a threshold may exist where even inter-hospital transfer cannot rescue patients from poor outcomes. We have previously observed that transferred patients have significantly lower adherence with Surviving Sepsis Campaign guidelines, suggesting that the timing of transfer and the care provided before transfer may be responsible for much of the outcome differences observed.[13]
One critical component to estimate for this regionalization scheme to work is the patient-level severity of illness. Several prior studies have attempted to accurately distinguish which patients are likely to die given variables available in the ED.[32, 33] One of the best validated of these scores is the Mortality in Emergency Department Sepsis (MEDS) score. Originally reported by Shapiro et al, the MEDS score incorporates nine components available at the time of ED evaluation to determine the probability of mortality.[34] A significant shortcoming of this score, however, is the importance of the “limitation of life sustaining order” in its calculation. Indeed, patients who have a “Do Not Resuscitate” order or are receiving comfort care alone are at high risk of death, but this fact alone should not be used to recommend transfer to a high-volume tertiary care center. In two studies de Groot et.al demonstrated that the performance of MEDS scores is limited in advanced patient age (age > 70)[35] and is slightly inferior to the sole clinical judgement of an ED physician at a tertiary care center (AUC: 0.70 vs 0.81)[36]. Further research is needed to evaluate the performance of these risk stratification tools in the community ED setting.
Given the limitations of each of these scoring systems, we advocate for a much simpler approach. Based on the findings reported in this study, we propose a model upon which to build regional transfer networks. That model considers patient acuity and hospital capability, and proposes a 4-tiered system of stratification for hospitals. In that system, low-acuity patients with less severe disease would be managed in lower capability hospitals to preserve tertiary care beds for patients with more severe disease, and higher severity patients will be regionalized very quickly after the onset of disease (Supplemental Digital Content, Appendix C). According to data published by Seymour, et al. upon which the Sepsis-3 definition was based, patients with septic shock have the highest mortality.[37] These patients should be rapidly regionalized to Level I or Level II Sepsis Centers. Patients with lower severity of illness may be monitored at lower tier centers, but only centers capable of providing rescue from septic shock. This model is built upon the principal that inpatient inter-hospital transfer should be a rare event – patients requiring transfer should ideally be identified and transferred from the ED. Churpek et al showed that every six hour delay of ICU transfer was associated an increase in mortality compared to early transfers, as well as an adjusted 3% increase in mortality for each additional hour.[38] This suggests that identifying patients appropriate for transfer early may be superior to designing systems to provide just-in-time care. Future research should be oriented towards formally developing tiered sepsis care centers and tracking the performance of sepsis severity indices on disposition from the ED and time to transfer/admission.
Conclusions
In conclusion, we identified several hospital-level factors associated with inter-hospital transfer in a cohort of patients with severe sepsis or septic shock in a rural state. In CAHs, the ability to place and maintain a central venous catheter, having a physician available 24 hours daily, and having tele-ICU capability predicted the ability to care for patients without transfer. In non-CAH hospitals, infectious disease consultants, 24-hour critical care physicians, and the ability to perform hemodialysis predicted the ability to care for patients without transfer. Using these data to develop a model of hospital capabilities that can inform a regionalized system of sepsis care is one important step in narrowing the performance gap between rural and urban sepsis patients.
Supplementary Material
Acknowledgments
Grant: This research was funded by the T35 HL007485/HL/NHLBI NIH HHS/United States (Medical Student Research Funding) and support from the Department of Emergency Medicine within the University of Iowa Carver College of Medicine.
Copyright form disclosure: Dr. Mohr disclosed that this research was funded by the T35 HL007485/HL/NHLBI NIH HHS/United States (Medical Student Research Funding) and support from the Department of Emergency Medicine within the University of Iowa Carver College of Medicine. Drs. Mohr, Ilko, and Vakkalanka received support for article research from the NIH. Dr. Ahmed received funding from UptoDate. Dr. Harland disclosed that she does not have any potential conflicts of interest.
Footnotes
Conflicts of Interest: The authors have no conflicts of interest to report.
Setting where research was performed: University of Iowa Carver College of Medicine, Iowa City, IA
Meetings: Delivered oral presentation at Medical Student Research Conference at the University of Iowa- Carver College of Medicine, Iowa City, IA on September 14th, 2017. Delivered poster presentation at SAEM Great Plains Regional Meeting in Columbia, MO on October 7th, 2017.
REFERENCES
- 1.Filbin MR, Arias SA, Camargo CA Jr. et al. : Sepsis visits and antibiotic utilization in U.S. emergency departments. Crit Care Med 2014; 42:528–535 [DOI] [PubMed] [Google Scholar]
- 2.Howell MD, Davis AM: Management of Sepsis and Septic Shock. JAMA 2017; 317:847–848 [DOI] [PubMed] [Google Scholar]
- 3.Fawzy A, Walkey AJ: Association Between Hospital Case Volume of Sepsis, Adherence to Evidence-Based Processes of Care and Patient Outcomes. Crit Care Med 2017; 45:980–988 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 4.Nguyen HB, Jaehne AK, Jayaprakash N et al. : Early goal-directed therapy in severe sepsis and septic shock: insights and comparisons to ProCESS, ProMISe, and ARISE. Crit Care 2016; 20:160. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 5.Stevenson EK, Rubenstein AR, Radin GT et al. : Two Decades of Mortality Trends Among Patients With Severe Sepsis: A Comparative Meta-Analysis. Crit Care Med 2014; 42:625–631 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 6.Faine BA, Noack JM, Wong T et al. : Interhospital Transfer Delays Appropriate Treatment for Patients With Severe Sepsis and Septic Shock: A Retrospective Cohort Study. Crit Care Med 2015; 43:2589–2596 [DOI] [PubMed] [Google Scholar]
- 7.Mohr NM, Harland KK, Shane DM et al. : Rural Patients With Severe Sepsis or Septic Shock Who Bypass Rural Hospitals Have Increased Mortality: An Instrumental Variables Approach. Crit Care Med 2017; 45:85–93 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 8.United States Census: US Census Bureau. Available at: http://www.census.gov/. Accessed
- 9.Parker T: Iowa State Data. In. Edited by Agriculture USDo. State Fact Sheets: USDA Economic Research Service; 2017 [Google Scholar]
- 10.Services USCfMaM: State Operations Manual. In. Edited by Services HaH. cms.gov; 2014 [Google Scholar]
- 11.Liu J, Bellamy GR, McCormick M: Patient Bypass Behavior and Critical Access Hospitals: Implications for Patient Retention. The Journal of Rural Health 2007; 23:17–24 [DOI] [PubMed] [Google Scholar]
- 12.Ofoma UR, Dahdah J, Kethireddy S et al. : Case Volume-Outcomes Associations Among Patients With Severe Sepsis Who Underwent Interhospital Transfer. Crit Care Med 2017; 45:615–622 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 13.Mohr NM, Harland KK, Shane DM et al. : Inter-hospital transfer is associated with increased mortality and costs in severe sepsis and septic shock: An instrumental variables approach. J Crit Care 2016; 36:187–194 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 14.von Elm E, Altman DG, Egger M et al. : The Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) Statement: guidelines for reporting observational studies. Int J Surg 2014; 12:1495–1499 [DOI] [PubMed] [Google Scholar]
- 15.Iowa Hospital Services Directory. In. iowahospitalfacts.com: Iowa Hospital Association; 2015 [Google Scholar]
- 16.Haupt MT, Bekes CE, Brilli RJ et al. : Guidelines on critical care services and personnel: Recommendations based on a system of categorization of three levels of care*. Critical Care Medicine 2003; 31:2677–2683 [DOI] [PubMed] [Google Scholar]
- 17.Factsheet: ICU Physician Staffing. In.: The Leapfrog Group; 2016 [Google Scholar]
- 18.Angus DC, Linde-Zwirble WT, Lidicker J et al. : Epidemiology of severe sepsis in the United States: analysis of incidence, outcome, and associated costs of care. Crit Care Med 2001; 29:1303–1310 [DOI] [PubMed] [Google Scholar]
- 19.Gönen M: Analyzing Receiver Operating Characteristic Curves with SAS. Cary, NC: SAS Institute Inc., 2007 [Google Scholar]
- 20.Mohr NM, Collier J, Hassebroek E et al. : Characterizing critical care physician staffing in rural America: a description of Iowa intensive care unit staffing. J Crit Care 2014; 29:194–198 [DOI] [PubMed] [Google Scholar]
- 21.Vakkalanka JP, Harland KK, Swanson MB et al. : Clinical and epidemiological variability in severe sepsis: an ecological study. Journal of Epidemiology and Community Health 2018; 72:741. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 22.Iwashyna TJ, Odden A, Rohde J et al. : Identifying patients with severe sepsis using administrative claims: patient-level validation of the angus implementation of the international consensus conference definition of severe sepsis. Med Care 2014; 52:e39–43 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 23.Rhee C, Murphy MV, Li L et al. : Comparison of Trends in Sepsis Incidence and Coding Using Administrative Claims Versus Objective Clinical Data. Clinical Infectious Diseases 2015; 60:88–95 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 24.Walkey AJ, Lagu T, Lindenauer PK: Trends in Sepsis and Infection Sources in the United States. A Population-Based Study. Annals of the American Thoracic Society 2015; 12:216–220 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 25.Nacht J, Macht M, Ginde AA: Interhospital transfers from U.S. emergency departments: implications for resource utilization, patient safety, and regionalization. Acad Emerg Med 2013; 20:888–893 [DOI] [PubMed] [Google Scholar]
- 26.Gaieski DF, Edwards JM, Kallan MJ et al. : The relationship between hospital volume and mortality in severe sepsis. Am J Respir Crit Care Med 2014; 190:665–674 [DOI] [PubMed] [Google Scholar]
- 27.Gerber DR, Schorr C, Ahmed I et al. : Location of patients before transfer to a tertiary care intensive care unit: Impact on outcome. Journal of Critical Care 2009; 24:108–113 [DOI] [PubMed] [Google Scholar]
- 28.Chalfin DB, Trzeciak S, Likourezos A et al. : Impact of delayed transfer of critically ill patients from the emergency department to the intensive care unit. Critical Care Medicine 2007; 35:1477–1483 [DOI] [PubMed] [Google Scholar]
- 29.Whittaker S-A, Fuchs BD, Gaieski DF et al. : Epidemiology and outcomes in patients with severe sepsis admitted to the hospital wards. Journal of Critical Care 2015; 30:78–84 [DOI] [PubMed] [Google Scholar]
- 30.Health IDoP: Iowa Rural & Agricultural Health & Safety Resource Plan 2011. In. Edited by Health P. 2011; 2011 [Google Scholar]
- 31.Fortis S, Sarrazin MV, Beck BF et al. : ICU Telemedicine Reduces Interhospital ICU Transfers in the Veterans Health Administration. CHEST 2018; 154:69–76 [DOI] [PubMed] [Google Scholar]
- 32.Churpek MM, Snyder A, Han X et al. : Quick Sepsis-related Organ Failure Assessment, Systemic Inflammatory Response Syndrome, and Early Warning Scores for Detecting Clinical Deterioration in Infected Patients outside the Intensive Care Unit. American Journal of Respiratory and Critical Care Medicine 2016; 195:906–911 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 33.Macdonald SPJ, Arendts G, Fatovich DM et al. : Comparison of PIRO, SOFA, and MEDS Scores for Predicting Mortality in Emergency Department Patients With Severe Sepsis and Septic Shock. Academic Emergency Medicine 2014; 21:1257–1263 [DOI] [PubMed] [Google Scholar]
- 34.Shapiro NIMD, Wolfe REMD, Moore RBMD et al. : Mortality in Emergency Department Sepsis (MEDS) score: A prospectively derived and validated clinical prediction rule*. Critical Care Medicine 2003; 31:670–675 [DOI] [PubMed] [Google Scholar]
- 35.de Groot B, Stolwijk F, Warmerdam M et al. : The most commonly used disease severity scores are inappropriate for risk stratification of older emergency department sepsis patients: an observational multi-centre study. Scandinavian Journal of Trauma Resuscitation & Emergency Medicine 2017; 25:11. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 36.de Groot B, de Deckere E, Flameling R et al. : Performance of illness severity scores to guide disposition of emergency department patients with severe sepsis or septic shock. European Journal of Emergency Medicine 2012; 19:316–322 [DOI] [PubMed] [Google Scholar]
- 37.Seymour CW, Liu VX, Iwashyna TJ et al. : Assessment of clinical criteria for sepsis: For the third international consensus definitions for sepsis and septic shock (sepsis-3). JAMA 2016; 315:762–774 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 38.Churpek MM, Wendlandt B, Zadravecz FJ et al. : Association between intensive care unit transfer delay and hospital mortality: A multicenter investigation. J Hosp Med 2016; 11:757–762 [DOI] [PMC free article] [PubMed] [Google Scholar]
Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.