Summary
Systemic lupus erythematosus (SLE) is a complex autoimmune disorder whose pathology involves multiple immune cell types, including B and T lymphocytes as well as myeloid cells. While it is clear that autoantibody‐producing B cells, as well as CD4+ T cell help, are key contributors to disease, little is known regarding the role of innate lymphoid cells such as natural killer (NK) cells in the pathogenesis of SLE. We have characterized the phenotype of NK cells by multi‐color flow cytometry in a large cohort of SLE patients. While the overall percentage of NK cells was similar or slightly decreased compared to healthy controls, a subset of patients displayed a high frequency of NK cells expressing the proliferation marker, Ki67, which was not found in healthy donors. Although expression of Ki67 on NK cells correlated with Ki67 on other immune cell subsets, the frequency of Ki67 on NK cells was considerably higher. Increased frequencies of Ki67+ NK cells correlated strongly with clinical severity and active nephritis and was also related to low NK cell numbers, but not overall leukopenia. Proteomic and functional data indicate that the cytokine interleukin‐15 promotes the induction of Ki67 on NK cells. These results suggest a role for NK cells in regulating the immune‐mediated pathology of SLE as well as reveal a possible target for therapeutic intervention.
Introduction
Systemic lupus erythematosus (SLE) is characterized by the loss of immune tolerance to self‐antigens, resulting in the production of pathogenic autoantibodies which ultimately leads to inflammation and organ damage 1. Forty to 70% of patients develop lupus nephritis (LN), a major cause of morbidity and mortality in SLE. Obtaining optimal responses to therapy in lupus nephritis is clinically challenging. At present, the gold standard for LN diagnosis is a renal biopsy, but this invasive procedure can result in complications, and histological results are not always consistent with clinical symptoms 2, 3. Moreover, repeated biopsies to determine treatment success or flare status are impractical. Non‐invasive biomarkers such as proteinuria, anti‐dsDNA antibodies and C3 and C4 complement levels provide a low specificity and sensitivity for LN 4. There is a need for improved biomarkers for the diagnosis of LN as well as the response to therapy to this and other serious end‐organ manifestations.
SLE disease pathogenesis has been largely attributed to B and T cells, components of the adaptive immune system, which are able to recognize specific self‐antigens, resulting in the generation of autoantibodies. Despite their important and emerging roles in host defense, cytotoxicity and secretion of potentially pathogenic cytokines, the role of innate lymphoid cells, including natural killer (NK) cells, in promoting or protecting from pathology in SLE remains largely unexplored. NK cells, as part of the innate immune compartment, are largely known for their ability to recognize and kill target cells without prior antigen sensitization 5. NK cells also play a role in controlling adaptive immune responses through elimination of activated T cells, which has been shown to be inhibited by type I interferons (IFNs), a prominent cytokine present in SLE disease 6, 7, 8, 9.
NK cell function and homeostasis are sensitive to changes in inflammatory environments such as those in virus infections, cytokine therapy and autoimmune disease 10, 11, 12, 13, 14, 15. Several studies have demonstrated that NK cell number and cytotoxic function are diminished in SLE 16, 17, 18, 19. Moreover, the expression of NK cell receptors, surface molecules which can regulate the function of NK cells, are altered during SLE, suggesting other functional abnormalities of these cells 20, 21, 22, 23. One of the most potent factors regulating NK cells is interleukin (IL)‐15, a cytokine required for NK cell development and homeostasis, and can also drive NK cell proliferation as well as cytokine production 24. IL‐15 production by dendritic cells and other myeloid cells can be driven by type I IFNs and, interestingly, serum concentrations of IL‐15 are significantly increased in patients with SLE 25, 26. This notwithstanding, associations between the IFN/IL‐15 axis and NK cell function in SLE and SLE disease activity have yet to be investigated.
Here we have characterized peripheral blood NK cells in a large well‐phenotyped cohort of patients with SLE and found that NK cell expression of Ki67, a marker of proliferation, is significantly correlated with disease severity and nephritis. Additionally, Ki67+ NK cells correlated with serum levels of IL‐15 and type‐I IFN‐induced genes. In‐vitro experiments demonstrated that IL‐15, but not type I IFN, was able to up‐regulate NK cell expression of Ki67. These results suggest that NK cell expression of Ki67 is an indicator of SLE severity, with IL‐15 as a possible driver.
Experimental procedures
Peripheral blood collection
Lupus blood samples were obtained from the NIH Clinical Center Blood Bank (Bethesda, MD, USA), as approved by the National Institute of Arthritis and Musculoskeletal and Skin Diseases/National Institutes of Health and isolated as described above. The demographics and clinical characteristics of these donors are shown in Supporting information, Table S1. Healthy donor blood was either obtained from the NIH blood bank or from MedImmune or AstraZeneca employees who were anonymously enrolled in the MedImmune Research Specimen Collection Program. Donors with HIV infection, hepatitis B or C virus, human T lymphotropic virus or syphilis were excluded. Written consent for blood draws was obtained from the donor. Peripheral blood mononuclear cells (PBMCs) were isolated from CPT tubes (BD Biosciences, San Jose, CA, USA) following centrifugation.
Study approval
For healthy donors of MedImmune employees, all protocols and informed consent forms were approved by Chesapeake Institutional Review Board (Protocol 2010‐001, version 4.0). For lupus donors, the studies were approved by the Institutional Review Board of the National Institute of Arthritis and Musculoskeletal and Skin Diseases (protocol 94‐AR‐0066).
Clinical outcomes
Active nephritis was defined as either one of the following at the time of visit: (1) active urinary sediment: red blood cells (RBC), white blood cells (WBC) or mixed cellular casts; (2) more than 10 RBCs or more than five WBC per high‐power field on urine microscopy; (3) new‐onset proteinuria with 3 months of sample collection or an increase by more than 500 mg protein in urine in 24 h; and (4) renal biopsy showing active inflammation. The Systemic Lupus Erythematosus Disease Activity Index (SLEDAI) was used to determine disease activity. Lupus nephritis classification was determined using the World Health Organization (WHO) classification system.
Flow cytometry and antibodies
For multi‐color flow cytometry, PBMC were stained using the following antibodies (clone names in parentheses): CD45 (HI30), CD19 (HIB19), Ki67 (B56), CD4 (RPA‐T4), CD56 (HCD56 and NCAM16.2), CD8a (RPA‐T8), NKG2A (REA110), NKp30 (p30‐15), NKG2C (REA205), NKG2D (1D11), NKp46 (9E2), CD16 (3G8), CD57 (NK‐1), CD3 (SP34‐2), CD11c (B‐ly6), CD38 (HB7), CD95 (DX2) and immunoglobulin (Ig)D (IA6‐2). NK cells were defined as CD4negative, CD19negative, CD8αhinegative or CD56positive. Plasma cells were defined as CD19lo, CD27hi or CD28hi, IgDnegative. CD11chi B cells were defined as CD19+CD11chi and CD95+ B cells were defined as CD19+ CD95+.
Gene expression analysis
Quantification of type I IFN genes was performed using microarray (Affymetrix HG‐U133 Plus 2.0; Thermo Fisher Scientific, Santa Clara, CA, USA). The type I IFN gene signature (IFNGS) was determined based on a set of 21 genes validated previously 33 The IFN gene score was calculated as follows: (1) calculate the mean signal across all healthy donors (HD) for the 21 probesets, (2) calculate the fold change between HD and SLE samples for each probeset = log2 (probeset for sample) – log2 (probeset HD mean) and (3) calculate median of fold change values for all probesets. A median of 2 (log2, which is fourfold of HD) is the cut‐off for positive versus negative score.
Serum cytokine assay
Serum IL‐15 was detected using human high sensitivity IL‐15 Magnetic Luminex Assay (R&D Systems, Minneapolis, MN, USA). The assay was performed as described by the manufacturer.
In‐vitro NK cell cultures
NK cells were isolated using the human NK cell enrichment kit (Stemcell Technologies, Vancouver, BC, Canada). NK cells were then cultured in 96‐well round bottomed plates for 14 days using 1 ng/ml recombinant human (rh) IL‐15 with or without 10 ng/ml IFN‐β or 10 ng/ml IFN‐γ (all PeproTech, Rocky Hill, NJ, USA). Medium plus cytokines were changed every 3 days.
Statistical analysis
Ki67hi samples were operationally defined as those samples that were above the first standard deviation from the mean (> 40% Ki67 positivity). All other samples were automatically placed into the Ki67mid/low NK group.
Results
Peripheral blood NK cells express markers of activation in patients with SLE
Peripheral blood samples collected from SLE patients and HD, matched for age and gender, were analyzed using multi‐color flow cytometry. Patient demographics and therapies are shown in Supporting information, Tables S1 and S2. NK cells were defined as CD56posCD4negCD8mid/neg, which were confirmed to contain few CD3‐positive cells in a separate staining panel (Supporting information, Figs. S1, S2a). Consistent with previous reports 18, 19, 22 both NK cell frequency as well as number per microliter of whole blood were decreased in our cohort of patients with SLE (mean = 104/μl) versus in HD (mean = 204/μl) (Supporting information, Fig. S3a). The distribution of CD56bright and CD56dim NK cell subsets was not significantly different between SLE and control samples (data not shown).
We next performed a more in‐depth analysis of the NK cell phenotype. Remarkably, Ki67, a nuclear protein expressed by proliferating cells, was significantly increased in NK cells from SLE patients (Fig. 1a,b). The small fraction of CD3pos cells in the NK cell gate was found to not express Ki67 (Supporting information, Fig. S2b). In contrast, the fraction of NK cells expressing the NK receptors (NKR) NKG2A, NKG2D, NKp30 or NKp46 was not statistically different between HD and SLE, with a small subset of SLE patients having enrichment of NKG2C+ NK cells (Fig. 1c). This may reflect HCMV infection in these patients, as NKG2C+ NK cells have been shown to be specifically expanded in HCMV+ donors 27, 28. HCMV status was not tested on these patients, as this pathogen is rarely a risk to patients with SLE.
As Ki67 is a marker of proliferation, we measured whether induction of Ki67 correlates with an increase in NK cell numbers. However, the percentage of Ki67+ NK cells was inversely related to the absolute count of NK cells (Supporting information, Fig. S3b). Notably, neither the increase in Ki67 expression nor the decrease in NK cell counts were correlated with overall leukopenia (Supporting information, Fig. S3c).
As shown in Fig. 1b, the increase in Ki67 expression in SLE patient NK cells was characterized by high expression on a distinct subset of NK cells rather than increased expression on the whole population. The CD56bright subset appears to account at least partially for this observation, as these NK cells have a significant increase in Ki67 expression over CD56dim NK cells (Fig. 2a). NK cells from SLE donors expressing NKG2A, ‐2C, ‐2D or NKp30 or NKp46 did not preferentially express Ki67 (Fig. 2b). The small number of CD3+ T cells present in the gated NK cell population did not express Ki67 (Supporting information, Fig. S2b).
Correlation of Ki67 expression on other lymphocyte subsets revealed that B cells, CD4+ T cells and CD8+CD56– T cells can also express Ki67, but on average these subsets expressed lower frequencies of Ki67 compared to NK cells (Fig. 2c). There was a significant correlation of Ki67+ NK cells with Ki67+ B cells, CD4 T cells and CD56–CD8+ T cells, with the highest correlation found between NK cells and CD8+ T cells.
Ki67+ NK cells are associated with increased autoantibody production, low complement levels and nephritis in SLE patients
To investigate the clinical significance of Ki67 expression on NK cells in SLE, we correlated the percentage of Ki67+ NK cells with the SLEDAI‐2 K score measured on the day of sample collection. We observed a significant positive correlation between increased NK cell expression of Ki67+ and the SLEDAI score (Fig. 3a). Additional analysis binning patients based on SLEDAI score revealed significant increases in the percentage of Ki67+ NK cells in SLE patients over healthy donors in all categories of SLEDAI, even those with no discernable disease activity (SLEDAI of 0). Moreover, increasing percentages of Ki67+ NK cells were found in those with increasing disease activity (Fig. 3b). Although relatively few patients had a SLEDAI score of 10 or more, NK cells in this group had the highest frequency of Ki67+ expression.
Autoantibody production and B cell activation are key features of SLE and certain autoantibody specificities, such as anti‐dsDNA, can be predictive of disease flares. To determine the relationship between NK cell activation and these features of disease in SLE, we measured the frequency of Ki67+ NK cells in patients with and without anti‐dsDNA and anti‐extractable nuclear antigen (ENA) antibodies. As expected, most SLE patients had measurable quantities of these autoantibodies (Fig. 4a). However, we found that patients with dsDNA or ENA autoantibodies had significantly higher Ki67+ NK cells compared to those without these serum autoantibodies (Fig. 4a).
Antibody‐producing plasma cells are expanded in SLE patients and are thought to participate in the production of autoantibodies, as treatments which achieve a certain degree of plasma cell depletion result in a significant decrease in anti‐dsDNA titers 29, 30. Correlation analysis of circulating plasma cell frequencies with Ki67+ NK cells showed a positive association of Ki67+ NK cells with plasma cell expansion (Fig. 4b). Similarly, we found that Ki67+ NK cells significantly correlated with B cells expressing CD95, a marker of germinal center B cells (Fig. 4c). Recently, we have described that CD11chi B cells are significantly increased in the peripheral blood of SLE patients and are able to differentiate into autoreactive plasma cells 31. We examined this population and found that the frequency of CD11chi B cells significantly correlated with Ki67+ NK cells (Fig. 4d). Taken together, these data link NK cell Ki67 expression to features of B cell activation in lupus.
Complement levels are among the best biomarkers for disease activity in SLE, and high percentages of Ki67+ NK cells strongly correlated with reduced C3 and C4 levels in serum analyzed concurrently (Fig. 5a). As the distribution of Ki67 expression on NK cells from SLE patients is non‐Gaussian, we divided patients into Ki67hi and Ki67mid/low NK cell groups using 1 standard deviation (s.d.) (40%) above the mean percentage of Ki67 + NK cells in SLE donors as a cut‐off. Patients with high frequencies of Ki67+ NK cells were significantly more likely to have low serum complement levels with a relative risk of 4.19 [95% confidence interval (CI) = 2·16–6·72; Fig. 5b). Patients with > 40% frequency of Ki67+ NK cells were also much more likely to have active nephritis, defined as active renal sediment, worsening renal function or new‐onset proteinuria, with a relative risk of 4.3 (95% CI = 2·48–7·48; Fig. 5c). Active renal disease was the only clinical component that correlated with elevated Ki67+ NK cells, although it should be noted that the frequency of organ manifestations of SLE, such as neurological, skin or vascular complications, were relatively uncommon in the cohort (Supporting information, Table S1).
Role of IFNs and IL‐15 in NK cell up‐regulation of Ki67
PBMCs from patients with SLE exhibit increased transcription of genes induced by type I IFNs 32, 33. To determine whether up‐regulation of Ki67 on NK cells may be influenced by type I IFN, we measured IFN‐induced genes in the peripheral blood of SLE patients and correlated this with the frequency of Ki67 on NK cells. We found a strong correlation between the IFNGS score and the frequency of Ki67+ NK cells, where all patients with Ki67hi NK cells had an IFN signature score greater than 3 (Fig. 6a). These results are consistent with the known association of type I IFN‐induced gene expression to increased clinical activity in SLE, and suggest that IFNs may have a role in the induction of Ki67 on NK cells 34.
To test whether IFNs can directly induce the expression of Ki67 on NK cells, we purified NK cells from HD and cultured them in vitro for 14 days with IFN‐β or IFN‐γ, in addition to low‐dose IL‐15, to maintain cell viability 35. Strikingly, IL‐15 alone markedly induced Ki67 on NK cells, while the addition of either IFN‐β or IFN‐γ did not increase Ki67 expression further (Figs. 1a and 6b). These data suggest that IFNs do not directly induce Ki67 expression on NK cells in SLE but, rather, indicate a role for IL‐15.
It is important to note that patients with high Ki67+ NK cells and active renal disease were taking cyclophosphamide. However, our data suggest that cyclophosphamide is not a driver of Ki67 expression, as >50% of patients with Ki67hi NK cells were not receiving this immunosuppressive therapy, and the percentage of Ki67+ NK cells was not linked to leukopenia, which is found at the nadir of the hematological response to cyclophosphamide (Supporting information, Fig. S4a and data not shown). Additionally, analysis of the percentage of Ki67+ NK cells in patients based taking steroid treatment revealed that those not taking steroids lacked high frequencies of Ki67+ NK cells. There was also a trend towards higher levels of Ki67 expression in patients taking steroid therapy (Supporting information, Fig. S4b).
To investigate the possibility that IL‐15 may promote NK cell expression of Ki67 in vivo, we correlated serum IL‐15 levels with the frequency of Ki67+ NK cells from SLE patients measured from peripheral blood drawn on the same day. In concordance with previous reports, serum IL‐15 was elevated in patients with SLE (Fig. 6c) 25, 26, 36. IL‐2, another serum cytokine which is a potent activator of NK cell proliferation and function, was not detectable in the same sera (data not shown). Expression of Ki67 on NK cells was positively correlated with serum IL‐15 (Fig. 6d). Although IL‐15 was not detectable in all samples, the individuals with the highest levels of IL‐15 were those with high frequencies of Ki67+ NK cells (Fig. 6e). Taken together, these results suggest that IL‐15 may play a role in up‐regulating NK cell Ki67 expression in SLE.
Discussion
Herein, we describe that phenotypical alterations in NK cells are associated with SLE disease activity, data which provide insight into this autoimmune pathology. We found that in the majority of SLE patients, NK cell Ki67 expression was increased above what was observed in HD. Individuals with high frequencies of Ki67+ NK cells correlated not only with increased overall disease activity in SLE, but specifically with low serum complement and active LN. The frequencies of Ki67+ NK cells were inversely correlated with NK cell numbers but its expression is probably not driven solely by homeostatic proliferation of NK cells. Rather, lower NK cell numbers could result from migration of cells to affected tissues such as the kidney in LN. Alternatively, the inflammatory environment in SLE may promote NK cells to undergo activation‐induced cell death and shorten their life‐span. The generation of Ki67+ NK cells may be a result of circulating IL‐15, given that IL‐15 can induce the expression of Ki67 on NK cells in vitro, and Ki67 expression on NK cells is positively associated with serum IL‐15 levels.
NK cell expression of Ki67 is strikingly associated with SLE disease activity, and in particular with LN. Analysis of patients with high (> 40%) levels of NK cells expressing Ki67 revealed that that the majority (57.8%) had active LN at the time of the blood collection, which is in stark contrast to those patients with lower levels of Ki67, of whom only a small (12.3%) portion presented with concurrent LN. Available biopsy data indicated that Ki67+ NK cells were not associated with a particular LN disease stage, with the majority of the patients in this cohort presenting with diffuse proliferative glomerulonephritis, which is the most common form of LN. This suggests that our sample cohort was representative of the general population of SLE patients who present with LN. These results extend previous observations of reduced numbers of circulating NK cells in patients with lupus‐related renal disease 18.
While the etiology of SLE is unclear, B cells are a critical component of disease pathogenesis 37. In turn, high titers of dsDNA autoantibodies have been shown to correlate with renal involvement 38, 39. Here we show that activated NK cells correlate significantly with the presence of CD11chi B cells, plasma cells and serum anti‐dsDNA autoantibodies. Further work will be required to determine if expansion of Ki67+ NK cells contribute to the pathogenesis of these features of lupus or are a part of counter‐regulatory mechanisms.
These results provide novel insights into the cytokines which promote expression of Ki67 on NK cells in SLE. The frequency of Ki67+ NK cells correlated with up‐regulation of type I interferon genes in PBMC. However, IFN‐β or IFN‐γ alone could not directly induce the expression of Ki67 on NK cells from HD in vitro. Rather, IL‐15, a cytokine which can support the proliferation of NK cells in vitro, is positively associated with Ki67 on NK cells in SLE PBMC. IL‐15 plays an essential role in NK cell development and survival, as targeted mutations in the genes encoding IL‐15 or its receptor IL‐15Rα result in NK cell deficiency 40, 41, 42. IL‐15 is also required for memory CD8 T cell homeostatic proliferation 43. Interestingly, our data suggest that CD8+ T cells and NK cells, but not B cells or CD4+ T cells in SLE, are induced to express Ki67 by the same factor, which may indeed be IL‐15. IL‐15 infusions in patients with cancer can induce both NK cells as well as CD8 T cells to express Ki67 15. Moreover, numerous publications have shown that IL‐15 is a strong inducer of NK cell proliferation 14, 44, 45. However, a subset of SLE PBMC shows substantial frequencies of Ki67+ NK cells in the absence of high IL‐15 levels, which suggest that cytokines in addition to IL‐15 may play a role in Ki67 induction. Candidate factors include IL‐18 and IL‐12, which can promote NK cell proliferation and have been shown to be increased in SLE 46.
NK cells can be directly activated by IFNs, which induce downstream effector functions such as cytotoxicity, but as we and others have shown, this cytokine is not sufficient to promote NK cell proliferation 14. Interestingly, exposure to type I IFN causes dendritic cells to up‐regulate IL‐15 and IL‐15Rα, a mechanism known for its ability to prime NK cells for expansion and effector functions 14, 45, 47, 48. This suggests that the IFNs up‐regulated in SLE could indirectly activate NK cells via IL‐15. Our data showing IFNGS and serum IL‐15 correlate with Ki67 expression on NK cells in SLE, as well as the ability of IL‐15 to up‐regulate Ki67 on peripheral blood NK cells, and support a role for the IFN/IL‐15 axis in the activation of NK cells in SLE.
Our results suggest that more detailed investigations of NK cells in SLE is warranted. Particularly, studies to determine how the IFN/IL‐15 axis controls NK cell function will be of interest. Under some conditions, IL‐15 can stimulate NK cell cytotoxicity and IFN‐γ production 48. As such, IL‐15 could enhance NK cell function as effector cells in autoimmunity. Mechanistically, these effector functions could be pathogenic through including antibody‐dependent cellular cytotoxicity (ADCC) of opsonized target cells, but could also play a regulatory role through killing of CD4+ T cells which, interestingly, has been shown to be negatively regulated by type I IFNs 6, 9. Understanding whether Ki67 expression drives more pathogenic or protective functions of NK cells in SLE will shed light on disease pathogenesis and possibly identify new avenues of therapy through harnessing the regulatory power of NK cells.
Disclosures
R. E., M. A. S. and S. W. were employees at Medimmune and own AstraZeneca stock. R. E., S. W. and M. A. S. are currently employees at and shareholders of Viela Bio. J. W., K. A. C., M. P., N. W., K. Z., J. R., B. W., G. B., B. R, B, N, R, G., G. C., R. K. S. R. are full‐time employees and shareholders of MedImmune/AstraZeneca. R. M. S. has been an employee of Novartis since June 2018.
Supporting information
Acknowledgement
This study was supported by Medimmune and the National Institute of Arthritis and Musculoskeletal and Skin Diseases (NIAMS), National Institutes of Health.
This article has been contributed to by US Government employees and their work is in the public domain in the USA.
Contributor Information
R. Ettinger, Email: ettingerr@vielabio.com
R. M. Siegel, Email: siegelr@nih.gov.
Autoimmunity Molecular Team:
M. Parker, N. White, K. Zerrouki, J. Riggs, B. Ward, G. Bhat, B. Rajan, B. Naiman, R. Grady, and C. Groves
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