Significance
Origami structures are a particularly interesting class of thin-sheet–based mechanical metamaterials that rely on folds for their morphology and mechanical properties. Here, we study how excess folds in a simple origami pattern control the rigidity of the structure. Furthermore, we show that the onset of geometrical cooperativity in the system allows for information storage in a scale-free manner. Understanding how mechanical rigidity and geometric information can be simultaneously controlled in folded sheets has implications for structures on a range of scales, from graphene to architecture.
Keywords: origami, rigidity, percolation, information, scale-free
Abstract
Origami structures with a large number of excess folds are capable of storing distinguishable geometric states that are energetically equivalent. As the number of excess folds is reduced, the system has fewer equivalent states and can eventually become rigid. We quantify this transition from a floppy to a rigid state as a function of the presence of folding constraints in a classic origami tessellation, Miura-ori. We show that in a fully triangulated Miura-ori that is maximally floppy, adding constraints via the elimination of diagonal folds in the quads decreases the number of degrees of freedom in the system, first linearly and then nonlinearly. In the nonlinear regime, mechanical cooperativity sets in via a redundancy in the assignment of constraints, and the degrees of freedom depend on constraint density in a scale-invariant manner. A percolation transition in the redundancy in the constraints as a function of constraint density suggests how excess folds in an origami structure can be used to store geometric information in a scale-invariant way.
Origami’s artistic origins harken back to the ancient art of paper folding, but it is also found in many natural settings, such as insect wings, leaves, vertebrate guts, flower petals, etc. (1–3). The beauty and complexity of these origami folding patterns arise from permutations and combinations of a few modules, of which the simplest is a unit cell with four quads and four folds intersecting at a vertex. The classic Miura-ori consists of periodic repetition of this unit cell (Fig. 1A). It is highly symmetric and has three important geometric properties (1). It is rigid foldable; i.e., the folding process from a flat sheet is continuous without bending any quads (2). It has only one degree of freedom (DoF) (see SI Appendix, section 2 for details) (3). It is also flat foldable; i.e., a flat sheet can be folded to a state where all of the planes become coplanar. These geometric properties, together with the fact that these patterns arise spontaneously from simple physical processes (2–4), have sparked much interest in the design of origami-inspired objects such as satellite sails and self-folding robots (5, 6), while also inspiring work on the mathematics and mechanics of these objects (7–11). Simultaneously, from a technological perspective, origami has become a paradigm for programming geometry (12–15). Most studies focus on origami with rigid quads (rigid-foldable origami) or elastic quads with an associated bending energy, neither of which have more than a few floppy (zero energy) degrees of freedom (16). The exceptions are the studies of configurations near the unfolded state of triangulated origami (14, 15), but the general question of the interplay between fold geometry, topology, and rigidity in origami remains open. We address this question here by studying how fold topology and geometry allow for the control of rigidity in origami structures, with the potential for storage of geometric information or making reconfigurable structural materials for use in nanotechnology, soft robotics, and architecture.
Fig. 1.
Floppy origami. (A) Periodic Mirua-folded origami (Left). The unit cell has four identical parallelograms. Blue quads are rigid, and gray quads can fold about one diagonal. (B) If planarity constraints are enforced only on the boundary quads, the origami has one additional DoF when is odd and no additional DoF when is even, in addition to the global folding/expanding mode. (C) The line corresponds to the analytic estimate (main text) for the maximum number of DoF as a function of ; the points correspond to results from an algebraic computation of rank of the rigidity matrix (main text).
We start with a flat sheet of paper that is inextensible and unshearable, made up of quadrilateral unit cells that can all fold along their edges, and with a total of quads (Fig. 1A) (7, 8, 17) and 4-coordinated vertices. This is the classical Miura-ori pattern that has a single zero-energy (floppy) global DoF associated with an overall rigid folding motion (5). Topologically, 4-coordinated vertices are generic in systems like crumpled paper and rigid origami (5- or higher-coordinated vertices are degenerate and will spontaneously split into two or more 4-coordinated vertices, and 3-coordinated vertices are impossible). However, generating nonperiodic folding patterns with 4-coordinated vertices is hard because of the presence of topological obstructions (13, 16). Therefore, we focus on the simple periodic Miura-ori structure, but our results should generalize to any 4-coordinated origami folded pattern which usually has a very small number of internal degrees of freedom.
To make the folded structure floppy we introduce additional folds in some of the quads by allowing them to also fold along one of their two diagonals. If the additional fold is introduced to every quad, the resulting sheet will have a large number of zero-energy DoF. A number of natural questions then pose themselves: How does the number of distinguishable geometric states in such an origami structure change as a function of the number, location, and type of excess folds or constraints? How redundant are these constraints? When and how does geometric (mechanical) cooperativity arise in the system? And how does rigidity arise in the system? Here we answer these questions and show that there is a percolation transition that heralds the onset of cooperativity in the system as a function of the density of constraints. Equivalently, we show that the number of states increases exponentially as the density of new folds increases past a critical threshold. Together these results show how we might manipulate the information storage capacity of the system by exploiting the distance to the critical threshold.
Mathematical Formulation
To calculate the (folding) degrees of freedom () of a sheet with a prescribed number of floppy edges that allow for out-of-plane bending, we replace the sheet by an equivalent network, where the vertices become nodes, the folds become edges, and the quad faces are replaced by additional edges along diagonal pairs of nodes. There are three types of constraints for each quad in the resulting network: (i) E, the four peripheral edges have constant length since the material is inextensible; (ii) D, one of the diagonals has constant length (to prevent any internal shear/rotation since the material is also unshearable); and (iii) P (quad planarity), i.e., prevention of out-of-plane folding about this internal diagonal fold, this last constraint being optional.
Constraint counting allows us to calculate the maximum DoF of the structure (18), which occurs when all of the quads are allowed to fold about the internal diagonal [we choose all of the diagonal folds along the closest pair of diagonal vertices of the quad, but the results are invariant to random choices of the diagonals (SI Appendix, Fig. S1)]. For a sheet with quads, there are vertices. When all of the quads are floppy (allowed to fold along one of the internal diagonals), there are type E edge constraints and type D diagonal constraints. Since each node has 3 DoF, there are at least degrees of freedom () for the network, as we have not yet imposed the quad planarity constraint. Subtracting the 6 rigid-body DoF of the system there are at least degrees of freedom. We note that , suggesting that when the number of constraints exceeds , where is a constant greater than 4, some of the constraints must become redundant because of the geometric dependencies imposed by piecewise isometric deformations of the sheet. As we will see later, numerical simulations confirm that the type E and type D constraints are independent and the maximum DoF () is indeed when none of the planarity constraints (type P) are enforced. If we impose all of the planarity constraints, the structure has just a single internal DoF corresponding to the rigid folding mode. What happens between these two limits?
To calculate the DoF of the system with a given number of planarity constraints, we generalize the constraint-counting argument to an infinitesimal consideration of how constraints affect the rigidity of the network defined in terms of the coordinates of all its nodes, . If the coordinates of the four nodes in a quad are in counterclockwise order, the quad edge-length (type E) and diagonal-length (type D) constraints can be written as
| [1] |
while the planarity constraint (type P) can be written as
| [2] |
which is equivalent to the vanishing of the volume of the tetrahedron formed by the nodes of the quad.
If each node suffers an infinitesimal displacement defined by a vector , the condition for infinitesimal rigidity reads
| [3] |
where the rigidity matrix has elements , where , with being the total number of constraints, and (19, 20). Each row of the matrix represents one constraint, and each column corresponds to one spatial coordinate (, , or ) of one of the nodes. Thus, the DoF of the origami system is the dimension of the null space of A. Equivalently, we can calculate the rank of A, which is the number of independent constraints, so that
| [4] |
Since we are interested in the internal floppy modes, we subtract the six rigid translation and rotation modes of the whole structure in reporting results of all of the following calculations. As our rigidity matrix is potentially large, but sparse, we use SuiteSparseQR for rank determination (21) (see SI Appendix, section 3 for more details).
Analysis
For concreteness of our calculations, we start with a periodic partially folded Miura-ori structure defined by a rhombus of side , internal angle , and the dihedral angle [the choice of these parameters does not affect the statistical results (SI Appendix, Fig. S2)]. Defining as the number of planar constraints in the floppy quads and as the density of planar constraints (), we randomly assign quads to be rigid (blue quads in Fig. 1A), so that the remaining quads are floppy (gray quads in Fig. 1A). Eq. 4 shows that calculating is tantamount to calculating the DoF . When , the rigidity matrix consists of type E constraints, type D constraints, and 0 type P constraints, as described in Eqs. 1 and 2. Therefore, reaches the maximum . Fig. 1C shows that , verifying that our simple counting argument is consistent with the results of an algebraic computation.
Planarity Constraints on Boundary Quads Can Rigidify the Origami.
Since and , we need at least constraints to rigidify the system, where by rigidity we mean that the origami structure has no extra modes of motion besides the six rigid-body modes and the single internal folding mode. Since the number of boundary quads is exactly , we investigate the effect of constraints only on boundary quads. Interestingly, an origami structure with planarity constraints (type P) on boundary quads is “almost” rigidified: The resulting DoF depends on whether is odd or even (Fig. 1B). When is odd, there are two DoF, i.e., one additional DoF besides the planar expanding/folding mode (SI Appendix, Fig. S3). When is even, there is only one DoF corresponding to the expanding–folding mode. The difference comes from the structure of the center quads. When is odd, there is a single center quad. In the infinitesimal mode corresponding to the extra DoF, as shown in SI Appendix, Fig. S3, one side of the sheet folds while the other side expands. It involves the bending of the single center quad. However, when is even, there are four center quads, and their infinitesimal bending will in general not be mutually compatible. No matter whether is odd or even, placing constraints on the boundary is the most efficient way to rigidify the system, since it requires only the minimum number of planarity constraints.
There are likely two reasons for how rigidification arises from planarity constraints on the boundary quads in origami. It is known that in 2D square lattices (22), if the constraint pattern satisfies the one-per-row and one-per-column condition, the whole system becomes rigid. Constraining the boundary quads in origami to be planar satisfies exactly the same condition and might thus give an intuitive explanation for our observations of how boundary-driven rigidification arises in floppy origami. Additionally, as in purely 2D systems, floppy modes in origami are more likely to involve boundary quads (22, 23); indeed, corner quads are an extreme example as they can bend without involving any quads in the bulk. Therefore, rigidifying the boundaries first might be the most efficient way to rigidify the whole system.
DoF Decreases First Linearly and Then Sublinearly As Constraint Density Increases.
If we place the planarity constraints randomly on any quad in the system, we expect a certain inefficiency in their action—some will reduce the number of degrees of freedom, while others will be redundant. To understand this, we note that since there are possible locations for these constraints, while the minimal number of constraints to rigidify the origami is linear in , generic placement of the constraints will likely lead to constraint redundancy. To quantify this further, we use an origami sheet with to study how the floppiness changes with the constraint density and constraint pattern (each way of spatially assigning type P constraints among quads is a constraint pattern). For a given , we generate 200 random constraint patterns and calculate and then sweep over . When , the sparseness of constraints implies that each constraint is independent and should reduce the DoF of the system by one. At this stage, the DoF should remain independent of the constraint pattern; in Fig. 2A, we see that the DoF indeed decreases linearly when the constraint number density is small and increasing.
Fig. 2.
DoF and geometric information in floppy origami. (A) DoF () decreases linearly first and then sublinearly as number of coplanar constraints increases. The solid circles represent the mean of the DoF among 200 repeats, the darker shaded region shows the SD of , and the lighter shaded region shows the range of m. (A, Inset) The variance in starts to grow rapidly when the constraint density reaches a critical value , the onset of mechanical cooperativity. (B) The distribution of DoF for 200 repeats when for different constraint number , in a range of different systems [indicated by blue circles in (A)], is skewed in the beginning and the end of the sublinear region. (C) The onset of mechanical cooperativity associated with sublinear decrease in shifts leftward as system size increases. (D) Simulations for different system sizes with show that when , the DoF in the system is essentially independent of and decays exponentially. (D, Inset) For small , DoF decreases first linearly and then sublinearly with . (E) DoF is a function of both constraint number and the constraint pattern; e.g., for and , different constraint patterns result in different DoF (m) from 5 to 7.
However, when the density of constraints increases sufficiently, some added constraints become redundant and thus do not reduce . If a constraint pattern includes more redundant constraints, the corresponding DoF is larger, and vice versa. Different constraint patterns in this regime can thus lead to different . In the neighborhood of a critical constraint density (that is to be determined), some patterns have redundant constraints while most patterns do not; in the latter case the DoF still follows the simple rule . Different constraint pattern realizations lead to variability in the observed number of degrees of freedom, with a leftward skewness in this limit, as expected (Fig. 2 B, i). As further increases past a threshold, the mean DoF decreases sublinearly with as the constraints are more likely to be redundant. Different constraint pattern realizations in this regime lead to a distribution of that is close to being normal (Fig. 2 B, ii and iii). The SD (, shown in a darker shade in Fig. 2A) and the interquartile range of the distribution of (SI Appendix, Fig. S4) are nonzero. We note that reaches a peak right after the transition into the nonlinear regime, and both and decrease as increases further. When , most of the patterns have just a single degree of freedom with , and only a few patterns have additional DoF. The distribution of is skewed to the left again as expected (Fig. 2 B, iv). Finally, when , and .
The transition from linear to sublinear behavior in the dependence of the DoF as a function of the constraint density is similar for all system sizes . Indeed if we rescale the DoF by its maximum (corresponding to no constraints), we see that the transition from the linear to the sublinear regime shifts to smaller when increases (Fig. 2C). We use the interquantile range of the distribution of to define the critical transition density corresponding to the smallest when becomes larger than zero (SI Appendix, Fig. S4), a definition that is more robust than using the SD () (see SI Appendix, section 5 for more information), and find that the best fit to this dependence is (SI Appendix, Fig. S5). To understand this, we note that , where is the number of constraints at the transition. Since the redundancy must arise when , we expect that , so . This scaling argument does not apply to systems that are small, owing to finite size effects (SI Appendix, Fig. S5).
In the sublinear regime, we also note that the mean DoF decreases exponentially with the density of constraints, independent of , with ( when ), as shown in Fig. 2D, before eventually becoming asymptotic to unity corresponding to . This observation suggests an alternative view of the transition between the linear and sublinear phases: If we start from the fully rigid state () and remove the planarity constraints one at a time to make the origami sheet floppy, we will see an exponential increase in the DoF when the number of constraints is sufficiently large, although the rate at which this happens is initially much slower than the rate in the linear regime (where ). Eventually, when , there is no cooperativity between the constraints anymore, and the exponential increase in the DoF with decreasing is replaced by the linear increase. Together, these observations show that in the sublinear regime, the DoF of the origami structure shows scale-free behavior and is amenable to easy manipulation by varying the constraint density.
Additionally, we see that the range in the number of DoF , shown in a lighter shading in Fig. 2A, is much larger than the variance in (shown in darker shading), which means that the different constraint patterns will lead to significantly different DoF—the extreme values of serve as bounds on the maximum and minimum DoF possible. As a concrete example, in Fig. 2E we show a system with and ; i.e., 12 quads are randomly selected to be rigid while the rest can fold along their diagonals. The different constraint patterns have , depending on their geometric layout, showing how constraint density and constraint pattern together determine the floppiness in the system, and thus serve as design parameters for the ability to reconfigure floppy origami to create distinguishable geometric structures that have the same number (or density) of constraints.
Information Storage in Origami.
The results of the previous section suggest mechanisms for maximizing geometric information storage in origami structures as a function of the variability in . To quantify this, we first study how and behave as a function of system size , and we sample (). When is smaller than , larger origami structures have more DoF since , and the DoF decreases linearly with an increase in (Fig. 2D, Inset). Once , different patterns can result in different owing to redundancy/cooperativity, and significantly increases. [Note that the peak for is slightly larger than , but the difference is negligible for large (SI Appendix, section 5).] For larger origami, the peak of occurs at smaller (Fig. 3A), which is similar to the shift of in Fig. 2C. The peak increases almost linearly as increases (Fig. 3A, Inset), suggesting that there is an increasing range of associated with different constraint patterns, which results from the increasing number of constraint patterns around [there are patterns around and this number of combinations increases significantly with ].
Fig. 3.
Geometric information and rigidity in floppy origami. (A) The variance in DoF () for from 100 to 1,000. For larger , the peak of occurs at smaller for larger , and increases linearly with (Inset). (B) The Shannon entropy is maximum at , decreases when independent of system size , and characterizes the capacity for information storage in floppy origami. (C) The probability of being rigid (having only the single rigid-folding DoF) is completely determined by , and when , this probability starts to increase and eventually saturates to unity.
In this regime, the number of floppy configurations is large, so that origami can be used to store information geometrically. Assume there are rigid quads and floppy quads. One can store the DoF information with the same material simply by rearranging and combining these quads to a Miura-ori structure (constructing different constraint patterns). To quantify this information capacity, we calculate the Shannon entropy of the distribution of DoF , where the is the probability of the DoF being among the 200 repeats for a given constraint density . In Fig. 3B, we see that for origami with large , the Shannon information peaks for and decreases as becomes larger. [This peak density is also slightly larger than the we define (SI Appendix, section 5).] Due to the sampling limit (200 patterns per ), there is an upper limit in the information capacity in the system: when there are 200 distinct DoF. We see that for large , the maximum information capacity approaches this limit around . When is large, the information capacity is independent of and decreases as the variance of DoF decreases.
Scale-Free Control of DoF in Origami.
Strikingly, once and reaches a threshold (around 10%), the curves for different collapse onto a single curve. Then both the DoF (Fig. 2D) and information capacity (Fig. 3B) are completely determined by the density of coplanar constraints regardless of how big the origami structure is (Fig. 2D), i.e., in a scale-invariant form. Furthermore, when becomes sufficiently large (), the constraints lead to a high probability of the system being rigid (having just the rigid-folding DoF that is always present in Miura-ori), since the number of constraints required to rigidify the system . Defining the probability of being rigid for a given as the number of constraint patterns that leads to rigid origami divided by the number of constraint patterns possible (which we fix to be 200—the results are independent of this choice), in Fig. 3C, we show that this probability is a function of alone. All of the results above suggest that when , is independent of and that the floppiness of origami is scale-free in this regime.
Percolation Behavior of Redundancy Near .
To understand the nature of the transition from the linear to sublinear decrease in DoF in the neighborhood of , we note that the cooperativity of the constraints arises from the geometry of the folds coming together at the vertices. To quantify this, we choose a specific system of size , starting from a fully floppy state (), and add constraints one by one randomly. At each step, we find all of the redundant (light blue) and nonredundant (white) constraints (Fig. 4A), by comparing the current DoF and the DoF for a pattern with an additional planarity constraint on one of the free quads (not dark blue, which are already constrained). We iterate this process until all of the quads are constrained () and repeat the entire process 100 times. Denoting the number of redundant and nonredundant quads as and , respectively, we define the “redundancy” as .
Fig. 4.
Redundancy of constraints shows percolation behavior at critical density . (A) Redundancy has a sharp jump around and approaches unity as increases for origami with = 30. The 100 gray lines show the change of in 100 runs, and the blue line shows the mean. Three redundancy patterns at different stages are shown (see Movie S1 for details). (B) The redundancy curve for different from 40 to 80. (C) Redundancy percolation curves collapse after (main text).
When , there are no redundant quads, i.e., , and each constraint reduces the DoF by one, as shown in Fig. 4A. When , we see a burst of redundancy, with more redundant quads in the center than in the corners. For , the number of redundant quads starts to decrease almost linearly as the number of free quads decreases (SI Appendix, Fig. S6), but the mean redundancy [the blue curve in Fig. 4A, averaged from the 100 simulations (gray lines)] keeps increasing and approaches 1. (In Movie S1, we show the process of adding constraints sequentially and the resultant change in redundancy.) To quantify the potential percolation transition in the redundancy as a function of constraint density , we explore system sizes in the range , in the scale-free regime. Instead of adding constraints singly, we generate 100 random constraint patterns at a given and calculate the average redundancy. In Fig. 4B, we see a signature of percolation at different constraint density as a function of , with when . Using finite size scaling analysis to study the percolation transition, we adopt the ansatz to examine the transition. We find that the redundancy curves collapse by shifting the density by with (Fig. 4C) (see SI Appendix, Figs. S7 and S8 for more details); indeed, redundancy percolation happens at exactly the same time as deviates from zero. Redundancy not only increases sharply near , but also has high variance at a given around (gray lines do not overlap in the nonlinear region in Fig. 4A), which means that randomly generated constraint patterns may contain a significantly different number of redundant quads. The difference in the number of redundant quads leads to different DoF and thus nonzero . All of the quantities , , and have a critical transition at . We may note that this percolation transition in DoF with respect to constraint density has some similarities to rigidity percolation in 2D and 3D random networks (24, 25), but note that our problem is rather different due to the nature of the geometric embedding problem associated with having a 2D sheet bent into the third dimension. As discussed in Mathematical Formulation, the planarity constraint (type P) in the flat quads of Miura-ori is fundamentally different from the diagonal edge-length constraint (type D). The former prevents volume change while the latter prevents length/area change. If we generalize our geometry of Miura-ori to more general folding patterns, with some quads bent along the diagonal, these two types of constraints will be equivalent, and we might recover the results of rigidity percolation in 3D random networks as discussed in ref. 25. See SI Appendix, section 2 for more details.
Discussion
The geometric complexity associated with origami has long been an artist’s playground. But this ancient art form is in equal measure a rich source of mathematics and an inspiration for technology. Here, we have focused on the role of excess folds, or complexity (Latin cognate: com + plicare = fold together), in determining how excess folds can influence the rigidity of these structures. Beginning with a minimally complex geometric origami pattern associated with Miura-ori that has just a single folding degree of freedom, we have investigated how adding extra diagonal folds allows us to ask and answer questions about its potential for reconfigurability and ability to store geometric information.
When we start with a maximally floppy Miura-ori structure that is fully triangulated and introduce coplanarity constraints, the mean DoF initially decreases linearly until the constraint density , beyond which the DoF starts to decrease sublinearly as geometric cooperativity sets in the sheet. This is coincident with a percolation transition in the redundancy/cooperativity in the origami structure, reminiscent of similar transitions in simple planar or 3D systems (24, 25). Simultaneously, the redundancy of coplanar constraints increases abruptly, leading to a maximum in the Shannon entropy and a maximum in the information storage capacity. This transition bears qualitative similarities to the phase transition seen in Hopfield networks that have an exponential increase in the number of memories as the connectivity crosses a critical threshold (26) and to a recent reprisal of this idea in a material model of self-assembly (27).
The presence of a percolation transition points toward some intriguing applications that include (i) a framework for multibit mechanical information storage, going beyond a recent 1-bit origami-based storage device (28); (ii) strategies for the optimal control of the number of DoF in a floppy origami structure in the neighborhood of the transition as well as deep in the scale-free regime; and (iii) an exploration of mechanical cooperativity in origami, similar to that in 2D networks (29, 30). Given that these chimeric denizens can move between two and three dimensions, there is clearly a lot that still remains to be explored.
Supplementary Material
Acknowledgments
We thank Levi Dudte for discussions of the project during its early stages and Chris Rycroft for advice on algorithms. We also acknowledge NSF Grant DMR 14-20570 MRSEC, NSF Grant DMR 15-33985 Biomatter, and NSF Grant EFRI 18-30901 for partial financial support.
Footnotes
The authors declare no conflict of interest.
This article is a PNAS Direct Submission. M.v.H. is a guest editor invited by the Editorial Board.
This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1820505116/-/DCSupplemental.
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