Abstract
Background: Interstitial lung disease (ILD) is one of the leading causes of mortality in patients with systemic sclerosis (SSc). To further understand this patient population, we present the first systematic review on the epidemiology of SSc and SSc-associated ILD (SSc-ILD).
Methods: Bibliographic databases and web sources were searched for studies including patients with SSc and SSc-ILD in Europe and North America (United States and Canada). The systematic review was limited to publications in English, German, French, Spanish, Italian, and Portuguese, published between January 1, 2000 and February 29, 2016. For all publications included in the review, the methodologic quality was assessed. For each dimension and region, data availability in terms of quantity and consistency of reported findings was evaluated.
Results: Fifty publications reporting epidemiologic data (prevalence, incidence, demographic profile, and survival and mortality) were included; 39 included patients with SSc and 16 included patients with SSc-ILD. The reported prevalence of SSc was 7.2–33.9 and 13.5–44.3 per 100,000 individuals in Europe and North America, respectively. Annual incidence estimates were 0.6–2.3 and 1.4–5.6 per 100,000 individuals in Europe and North America, respectively. Associated ILD was present in ~35% of the patients in Europe and ~52% of the patients in North America. In Europe, a study estimated the prevalence and annual incidence of SSc-ILD at 1.7–4.2 and 0.1–0.4 per 100,000 individuals, respectively. In both Europe and North America, SSc-ILD was diagnosed at a slightly older age than SSc, with both presentations of the disease affecting 2–3 times more women than men. Ten-year survival in patients with SSc was reported at 65–73% in Europe and 54–82% in North America, with cardiorespiratory manifestations (including ILD) associated with poor prognosis.
Conclusion: This systematic review confirms that SSc and SSc-ILD are rare, with geographic variation in prevalence and incidence.
Keywords: epidemiology, interstitial lung disease, systemic sclerosis
Plain language summary
Systemic sclerosis (SSc) is an uncommon condition that results in hard, thickened areas of skin and additional problems with internal organs and blood vessels. Interstitial lung disease (ILD) affects the tissue and space around the air sacs of the lungs and is one of the leading causes of death in patients with SSc. As such, it is important to understand how this condition manifests to better recognize and treat patients. We identified 50 papers published between January 2000 and February 2016 that assessed how common SSc and SSc-associated ILD (SSc-ILD) are and/or provided information on the affected patient populations as well as survival/mortality rates in these patients. We found that there was wide variation in the reported frequency of SSc and SSc-ILD across Europe and North America. Both SSc and SSc-ILD most commonly affected women, and patients with SSc-ILD were diagnosed at a slightly older age. Manifestations of the disease affecting the heart and lungs, including ILD, were found to be associated with poorer prognosis in patients with SSc. Few reports on patients with SSc-ILD were identified in our review, so additional studies would be helpful to add to the currently available literature and enable a deeper understanding of the impact of SSc and SSc-ILD.
Introduction
Systemic sclerosis (SSc) is a rare, heterogeneous autoimmune disease characterized by sclerodermatous skin changes, vasculopathy, and involvement of internal organs, including the lungs.1 The etiology of SSc is largely unknown but is thought to involve both genetic and environmental factors.2 The primary event in SSc pathogenesis is thought to be injury to endothelial cells; this is followed by aberrant vascular and immune responses that lead to the excessive deposition and accumulation of extracellular matrix. The resultant progressive tissue remodeling can destroy tissue architecture and cause loss of organ function.3
Early studies consider the American College of Rheumatology (ACR) 1980 criteria to classify SSc. These require finding proximal involvement of the skin by sclerodermatous changes or two or more of the following minor criteria: sclerodactyly; digital pitting scars on the fingertips or loss of substance of the distal finger pad; or bilateral basilar pulmonary fibrosis.4 However, as these criteria have low sensitivity, particularly in cases of early or mild SSc, and do not consider the assessment of serum antibodies or vasculopathy,2 there have been subsequent attempts to improve on their limitations. The classification by LeRoy et al (19885) and the updated version by LeRoy and Medsger (20016) were used to distinguish the various cutaneous forms of the disease, depending on the extent of skin involvement. In patients with limited cutaneous SSc (lcSSc), skin sclerosis is distal and limited to the elbows, knees, and clavicles, whereas the diffuse cutaneous form of the disease (dcSSc) affects the whole body.7 The classification by LeRoy and Medsger also proposes a limited SSc subset with healthy skin.6 In 2013, a new 9-point classification system, endorsed by the ACR/European League Against Rheumatism (EULAR), was validated. This enabled the identification of early disease, thereby leading to earlier management, which may slow disease progression.8
Organ involvement occurs early in the course of the disease.9 The occurrence of associated complications is related to the severity and progressiveness of disease, with approximately 25% of the patients developing significant pulmonary involvement within 3 years of SSc diagnosis.10 Interstitial lung disease (ILD) constitutes one of the most common types of direct pulmonary involvement in SSc patients, characterized by diffuse parenchymal infiltrative processes that may lead to fibrosis. ILD is most frequently observed in those with dcSSc9,11,12 and is a major contributor to the morbidity and mortality associated with SSc.1 There is currently no consensus on how ILD in SSc should be diagnosed, resulting in discrepancies in the assessment and reported frequency of occurrence of this complication. Diagnosis of SSc-associated ILD may be performed using several auxiliary diagnostic tools such as pulmonary function tests and chest high-resolution computed tomography (HRCT), with the latter generally accepted as the “gold standard” for evaluating the extent of lung involvement.1,13–16 It should be noted that there is no systematic use of biopsies or histology to aid diagnosis due to the presence of an ILD-associated disease.
The aim of therapeutic treatment for SSc and SSc-associated ILD (SSc-ILD) is to improve quality of life by minimizing specific organ involvement and subsequent life-threatening diseases. In 2009, the EULAR and EULAR Scleroderma Trials and Research (EUSTAR) groups published evidence-based recommendations for the treatment of SSc.17 The treatment of lung disease is not yet fully defined; however, immunosuppressive therapies are often used with the aim of reducing pulmonary interstitial inflammation.18 Based on the results of the Scleroderma Lung Study II19 and several other low-quality studies20 that suggest that mycophenolate alone could control active ILD with a tolerable safety profile, most experts are transitioning from cyclophosphamide to this immunosuppressive therapy for long-term disease control. An update to the EULAR guidelines was published in 2016 to include new treatment options for SSc-related organ complications. It also provides direction for future clinical research in SSc.21
It is important to gain further understanding of the SSc and SSc-ILD patient populations to better inform the diagnosis and treatment of these patients. In this paper, we present the results of a systematic review on the epidemiology of SSc and SSc-ILD, including data on prevalence, incidence, demographic profile, and survival and mortality.
Materials and methods
Search strategy
Literature searches were conducted using Medline and Embase electronic bibliographical databases. Search strategies combined thesaurus terms (MeSH and Emtree terms for Medline and Embase, respectively) and free-text keywords; full search strategies are provided in Tables S1–S9. Independent searches were performed for SSc and SSc-ILD in both Europe and North America (United States and Canada) and results were restricted to studies published between January 1, 2000 and February 29, 2016.
In addition, using similar combinations of the previously defined keywords, pragmatic searches of web sources were conducted using Google and Google Scholar. Websites of relevant scientific societies, medical associations, and conference proceedings were also reviewed (Table S10). Lastly, manual review of reference lists of included publications or relevant reviews was performed to maximize the comprehensiveness of the search.
Study selection process
Results from the literature searches were uploaded into EPPI-Reviewer 4 (Social Science Research Unit, UCL Institute of Education, University of London, UK). Duplicate publications were identified and excluded using an automated procedure followed by manual quality control. The titles and abstracts of all remaining publications were independently screened by two reviewers, with any conflicts resolved by a third reviewer, according to eligibility criteria. Inclusion criteria included: studies conducted in humans; studies on SSc or SSc-ILD; studies reporting epidemiologic data; studies conducted in, or reporting data from, European countries or North America (United States and Canada) (data for the rest of the world were not considered); and studies published in English, German, French, Spanish, Italian, or Portuguese. Exclusion criteria included: case reports, case series, and opinion pieces. Following screening, the eligibility of all identified publications was confirmed via an in-depth review of the full-text articles, if available.
Quality assessment
For all publications included in the review, a qualitative assessment of methodologic quality and individual risk of bias was performed considering criteria from the Newcastle–Ottawa scale (NOS; http://www.ohri.ca/programs/clinical_epidemiology/nosgen.pdf), the Preferred Reporting Items for Systematic Reviews and Meta-Analyses checklist (PRISMA; http://prisma-statement.org/documents/PRISMA%202009%20checklist.pdf) and expert review. In addition, a qualitative assessment of the quantity of available data was performed. For each dimension (prevalence, incidence, demographic profile, and survival and mortality) and region (Europe and North America), it was determined whether the available data were based on studies of “high,” “medium,” or “low” quality (Table 1).
Table 1.
Ratinga | Quality criteriab | Availability criteriac |
---|---|---|
High | Majority of studies considered to be of adequate or good methodological quality | Data available for the majority of studies Reported data consistent across the majority of studies CI data available for the majority of studies |
Medium | Variation in the methodological quality of studies | Data available for some studies Reported data relatively consistent across studies CI data infrequently reported |
Low | Major limitations or risk of bias identified for the majority of studies | Data available for few studies Inconsistencies in reported data across the majority of studies Few or no CI data for the majority of studies |
Notes: aRating assigned for each dimension (prevalence, incidence, demographic profile, and survival and mortality) and region (Europe and North America). bQualitative assessment of the methodologic quality and individual risk of bias was performed considering criteria from the Newcastle–Ottawa scale, the Preferred Reporting Items for Systematic Reviews and Meta-Analyses checklist, and expert review. cQualitative assessment of the quantity of available data.
Abbreviation: CI, confidence interval.
Results
In total, 1,637 publications were identified through literature searches conducted in Medline and Embase. After the removal of 249 duplicates and the exclusion of 1,229 publications following screening, 159 publications were assessed for eligibility (based on in-depth review of the full-text article, where available), of which 11 did not meet eligibility criteria, resulting in 148 publications undergoing quality assessment. Web-based searches and manual review of reference lists yielded one additional reference, providing a total of 149 sources from which data were extracted (Figure 1).
For the purposes of this paper, the presented results are restricted to 50 publications that included data on prevalence, incidence, demographic profile, and survival and mortality of the populations of interest, and an overview of all included publications is presented in Table S11. Of these, 29 publications reported results from studies conducted in Europe, while 21 reported data for North America. Of note, only 16 of the identified studies included patients with SSc-ILD. Results of the quality assessment are presented in Table 2, with the majority of evidence rating “medium” or “high” for both availability and quality.
Table 2.
Epidemiology data | Disease | Quality ratinga | Availability ratingb |
---|---|---|---|
Prevalence:c Europe | SSc | High | High |
SSc-ILD | Medium | Medium | |
Prevalence:c North America | SSc | Medium | High |
SSc-ILD | High | Medium | |
Incidence: Europe | SSc | High | High |
SSc-ILD | Medium | Low | |
SSc | Medium | Medium | |
Incidence: North America | SSc-ILD | N/A | None |
Patient demographics | |||
Age: Europe | SSc | High | High |
SSc-ILD | Medium | Medium | |
Age: North America | SSc | High | High |
SSc-ILD | High | High | |
Gender: Europe | SSc | High | High |
SSc-ILD | High | High | |
Gender: North America | SSc | High | High |
SSc-ILD | High | High | |
Ethnicity: Europe | SSc | High | Medium |
SSc-ILD | Medium | Low | |
Ethnicity: North America | SSc | High | High |
SSc-ILD | Low | Low | |
Survival and mortality: Europe | SSc | High | High |
SSc-ILD | Low | Medium | |
Survival and mortality: North America | SSc | High | High |
SSc-ILD | Medium | Medium |
Notes: aQualitative assessment of the methodologic quality and individual risk of bias was performed considering criteria from the Newcastle–Ottawa scale, the Preferred Reporting Items for Systematic Reviews and Meta-Analyses checklist, and expert review. bQualitative assessment of the quantity of available data. cPer 100,000 individuals for patients with SSc and as the proportion (%) of SSc patients who had, or were developing, ILD for patients with SSc-ILD.
Abbreviations: ILD, interstitial lung disease; N/A, not applicable; SSc, systemic sclerosis.
Prevalence
A total of 18 studies were identified that assessed the prevalence of SSc across Europe and North America (Figure 2). No dedicated studies reported prevalence data for SSc-ILD; however, seven studies were identified that reported the proportion of SSc patients who had, or were developing, ILD.
Europe
In Europe, 11 studies have been conducted to evaluate the prevalence of SSc (Table 3). Reported estimates vary widely, ranging from 7.2 per 100,000 individuals in Norway in 20092 to 33.9 per 100,000 individuals in Italy in 2004.22 Differences between genders have been reported, with reported prevalence estimates of 4.2 (95% confidence interval [CI]: 3.2–5.4) per 100,000 men, and 15.6 (95% CI: 13.6–17.8) per 100,000 women in Norway in 2009.2
Table 3.
References | Prevalence per 100,000individuals (95% CI) | Study period | Date of prevalence estimate | Location | Diagnostic criteria used |
---|---|---|---|---|---|
Europe | |||||
Allcock et al59 | 8.8 (6.8–10.8) | 2000 | January 2000 | Northeast England | ACR 1980,65 and LeRoy et al 1988,66 |
Alamanos et al29 | 15.4 (12.0–18.8) | 1981–2002 | December 2002 | Northwest Greece | ACR 1980 and LeRoy et al 1988 |
Le Guern et al40 | 15.8 (12.9–18.7) | 2001 | December 2001 | Seine–Saint-Denis County, France | ACR 1980 and LeRoy & Medsger 2001,67 |
El Adssi et al60 | 13.2 (11.6–15.4) | 2006 | June 2006 | Lorraine, France | ACR 1980 and LeRoy & Medsger 2001 |
Radić et al61 | 15.6 (11.8–19.4) | 2008 | 2008 | Split-Dalmatia County, Croatia | ACR 1980 |
Airò et al22 | 33.9 (15.5–52.3) | 2004 | December 2004 | Valtrompia, Italy | ACR 1980 and LeRoy & Medsger 2001 |
Arias-Nuñez et al7 | 27.7 (21.1–35.8) 14.9 (10.1–21.2) |
1988–2006 | December 2006 | Lugo, Spain | ACR 1980 and LeRoy & Medsger 2001 ACR 1980 |
Eaton et al62 | 25 (ND) 23 (ND) |
1977–2006 | October 2006 | Denmark | ICD-8 and ICD-10 codes ICD-10 codes |
Andréasson et al57 | 23.5 (ND) 30.5 (ND) |
2006–2010 | December 2010 | Skåne, Sweden | ACR 1980 ACR-EULAR 201368 |
Hoffmann-Vold et al2 | 9.9 (8.8–11.2) 7.2 (6.3–8.3) |
1999–2009 | December 2009 | Southeast, Norway | ACR 1980 and LeRoy & Medsger 2001 ACR 1980 |
Vonk et al16 | 8.9 (ND) | 2005–2006 | January 2007 | the Netherlands | ACR 1980 and LeRoy & Medsger 2001 |
North America | |||||
Furst et al25 | 13.5 (12.4–14.5) 18.4 (17.3–19.5) |
2003–2008 | 2003 2008 |
USA | ICD-9 codes |
Bauer et al1 | 39.9 (27.9–52.0) | 1980–2010 | December 2010 | MN, USA | ACR 1980 and LeRoy et al 1988 |
Mayes et al31 | 24.2 (21.3–27.4) 27.6 (24.5–31.0)a |
1989–1991 | ND | Detroit, USA | ACR 1980 |
Helmick et al63 | 27.6 (24.5–31.0) | 2003–2005 | December 2005 | USA | ACR 1980 |
Robinson Jr. et al64 | 30.0 (ND) | 2001–2002 | ND | USA | ICD-9 codes |
Bernatsky et al26 | 44.3 (41.1–47.6) | 1989–2003 | December 2003 | Quebec, Canada | ICD-9 codes |
Avina-Zubieta et al28 | 21.3 (ND) | 1990–2007 | December 2007 | British Columbia, Canada | ICD-9 and ICD-10 codes |
Note: aCapture-recapture analysis.
Abbreviations: ACR, American College of Rheumatology; CI, confidence interval; EULAR, European League Against Rheumatism; ICD, International Statistical Classification of Diseases and Related Health Problems; ND, not defined.
No prevalence data specific to SSc-ILD were identified in the systematic review. Four publications did, however, describe the proportion of SSc patients who had, or were developing, ILD (Figure 3), of which one also reported the prevalence of SSc, thereby enabling an estimate of SSc-ILD prevalence to be derived. Over the period of 2010–2012, in a cohort study of 44 SSc patients conducted in Romania, ILD was reported to affect 36.4% of the patients (method of diagnosis not reported).23 Similar findings were reported from a study including 204 SSc patients from the Royal National Hospital for Rheumatic Diseases connective tissue disease database in the UK between 1999 and 2000. It was estimated that 32.3% of the SSc patients also had ILD, diagnosed using HRCT or lung biopsy.15 These results were also supported by findings from the Rheumatology Unit at Catania Hospital, Italy, where 32.6% of the 44 SSc patients diagnosed between 2006 and 2013 had co-morbid ILD (method of diagnosis not reported).24 Based on these data, the proportion of ILD among SSc patients was estimated at ~35% in Europe. However, the reported proportion of ILD among SSc patients in the Netherlands varied from 18.8% (diagnosed using total lung capacity <70% predicted) to 47.0% (diagnosed using HRCT score >3), when assessed using data from the Pulmonary Hypertension Screening, a Multidisciplinary Approach in Scleroderma (POEMAS) registry combined with nationwide questionnaires collected between 2005 and 2007.16 Based on the reported prevalence of SSc in this study, the derived prevalence of SSc-ILD was estimated as 1.7–4.2 per 100,000 individuals.16
North America
Seven studies were identified that evaluated the overall prevalence of SSc in North America (Table 3). The reported prevalence of SSc in North America was slightly higher compared to Europe, ranging from 13.5 per 100,000 individuals in the United States in 200325 to 44.3 per 100,000 individuals in Quebec, Canada, in 2003.26 As with European estimates, differences between genders were also reported in three Canadian database studies. Prevalence rates of 13.3 (95% CI: 11.1–16.1) per 100,000 men, and 74.4 (95% CI: 69.3–79.7) per 100,000 women were reported in Quebec in 2003;26 however, slightly lower estimates were reported in both Alberta (9.8 [95% CI: 7.2–13.6] per 100,000 men and 57.7 [95% CI: 51.3–65.3] per 100,000 women27), and British Columbia (6.4 per 100,000 men and 35.6 per 100,000 women28) in 2007.
As with Europe, no specific prevalence data were identified for SSc-ILD during the systematic review. Consequently, the proportion of SSc patients with, or developing, ILD was derived using reported data from three studies (Figure 3). A historical, population-based cohort study (1980–2010) conducted in Olmsted County, MN, USA, identified 64 patients with SSc, of whom 30% developed ILD, as diagnosed by HRCT.1 Higher proportions were, however, reported in other published studies. A medical chart review of 128 SSc patients from a single center between 2004 and 2014 reported 43.0% also had ILD, as diagnosed by HRCT.13 In addition, in a cohort of 1,168 SSc patients, identified through the Canadian Scleroderma Research Group registry from 2004 to 2010, the proportion of patients with SSc-ILD was 52.3%.14 This latter estimate, covering a 6-year period, represents the most compelling figure for the proportion of ILD among the SSc patient population in North America due to the use of a multiple imputation method for patients without HRCT data to correct for verification bias.
Incidence
In total, nine studies reported data on the incidence of SSc in Europe and North America. As with prevalence, no studies specifically assessed the incidence of SSc-ILD. Only one European study reported the proportion of SSc patients who had, or were developing, ILD, therefore enabling the incidence of SSc-ILD to be estimated.
Europe
In Europe, five studies have been conducted to evaluate the overall incidence of SSc (Table 4), with annual incidence estimates ranging from 0.6 per 100,000 individuals in Norway from 1999–20092 to 2.3 per 100,000 individuals in Spain from 1988–2006.7 The overall annual incidence rate per 100,000 individuals for the period between 1988 and 1992 (1.4 [95% CI: 0.6–2.3]) was lower than those for the periods 1993–1996 (2.7 [1.4–3.7]), 1997–2002 (3.9 [2.8–5.8]), and 2003–2006 (2.5 [1.4–4.1]). Note that the confidence intervals for the periods 1993–1996 and 2003–2006 overlap with that of the period 1988–1992. The increased incidence rates over the course of the study were attributed to a progressive increase in SSc diagnosis in women between 1993–2002.7 Considering gender and age differences, using the ACR 1980 criteria, the annual-adjusted incidence rate was reported to be higher in women (1.8 [95% CI: 1.2–2.5] per 100,000 compared to 0.7 [95% CI: 0.3–1.2] per 100,000 men) and to significantly increase in individuals aged >45 years (3.1 [95% CI: 2.0–4.1] per 100,000 individuals aged 45–64 years and 3.0 [95% CI: 2.1–4.1] per 100,000 individuals aged >65 years) compared with individuals aged <45 years (0.7 [95% CI: 0.15–1.41] per 100,000) in a long-term cohort study conducted in Spain from 1988 to 2006.7 Similar findings were reported in a Greek cohort study covering the period of 1981–2002, in which annual incidence was reported to be 0.2 and 1.9 per 100,000 men and women, respectively, and was highest in men aged >65 years (0.7 per 100,000) and women aged 45–64 years (3.9 per 100,000).29 Conversely, an annual incidence of 0.3 (95% CI: 0.1–0.5) per million children (aged <16 years) was reported using data reported by members of specialist medical associations in the UK and Ireland over the period of 2005–2007.30
Table 4.
References | Annual incidence per 100,000 individuals (95% CI) |
Study period | Location | Diagnostic criteria used |
---|---|---|---|---|
Europe | ||||
Alamanos et al29 | 1.1 (0.2–2.0) | 1981–2002 | Northwest Greece | ACR 1980 and LeRoy et al 1988 |
Arias-Nuñez et al7 | 2.3 (1.6–2.5) 1.2 (0.9–1.6) |
1988–2006 | Lugo, Spain | ACR 1980 and LeRoy & Medsger 2001 ACR 1980 |
Hoffmann-Vold et al2 | 0.6–1.1 (ND) | 1999–2009 | Southeast Norway | ACR 1980 and LeRoy & Medsger 2001 |
Vonk et al16 | 0.8 (ND) | 2005–2006 | The Netherlands | ACR 1980 and LeRoy & Medsger 2001 |
Andréasson et al57 | 1.4 (ND) 1.9 (ND) |
2006–2010 | Skåne, Sweden | ACR 1980 ACR-EULAR 2013 |
North America | ||||
Mayes et al31 | 1.9 (1.2–3.0) 2.1 (ND)a |
1989–1991 | Detroit, USA | ACR 1980 |
Bauer et al1 | 2.4 (1.8–3.0) 1.4 (0.9–1.8) |
1980–2010 | MN, USA | ACR 1980 and LeRoy et al 1988 ACR 1980 |
Furst et al25 | 5.6 (5.2–6.0) | 2003–2008 | USA | ICD-9 codes |
Avina-Zubieta et al28 | 3.6 (ND) | 1990–2007 | British Columbia, Canada | ICD-9 and ICD-10 codes |
Note: aCapture-recapture analysis.
Abbreviations: ACR, American College of Rheumatology; CI, confidence interval; EULAR, European League Against Rheumatism; ICD, International Statistical Classification of Diseases and Related Health Problems; ND, not defined.
Similar to prevalence, no specific incidence data were identified for SSc-ILD during the systematic review. Combining data from the POEMAS registry and nationwide questionnaires collected in the Netherlands in 2006, the incidence of SSc-ILD in Europe was then calculated using the reported incidence of SSc and the proportion of SSc patients with ILD. Thus, estimated annual incidence ranged from 0.1 to 0.4 per 100,000 individuals, when defined using total lung capacity <70% predicted or HRCT score >3, respectively.16
North America
Four studies have been conducted in North America, with results suggesting the incidence of SSc is similar to that in Europe (Table 4). However, estimates were observed to vary according to the data source used, with studies based on health care databases providing higher annual estimates (3.6–5.6 per 100,000 individuals25,28) compared to medical chart review (1.4–2.4 per 100,000 individuals1,31). A slight increase in incidence rate over time was observed in a historical population-based cohort study conducted through a review of electronic medical records of SSc patients in Olmsted County, MN, USA, from 1980 to 2010. Higher annual incidence rates were reported for the period of 2000–2010 compared to 1980–1989: 2.7 (95% CI: 1.7–3.7) versus 1.7 (95% CI: 0.7–2.7) per 100,000 individuals, respectively, using the ACR 1980 and/or LeRoy et al 1988 criteria; 1.7 (95% CI: 1.0–2.5) versus 1.1 (95% CI: 0.4–1.9) per 100,000 individuals, respectively, considering the ACR 1980 criteria only.1
No incidence data specific to SSc-ILD in North America were identified through the systematic review. In addition, in this region, available data were insufficient to derive estimates of the incidence of this condition.
Demographic profile
Age: Europe
Seven studies were identified that assessed age in relation to SSc in Europe (Table 5). Diagnosis of SSc was reported to occur at an age of 33.5–59.8 years.2,7,15,24,29,32,33 Gender differences in age at diagnosis were suggested by cases of SSc identified through a systematic recording system in Greece during 1981–2002, where women were reported to have a lower mean age at diagnosis compared to men (49.2±15.7 and 58.9±13.5 years, respectively).29 Regarding prevalent cases of SSc, a cohort study conducted in southeast Norway reported a mean age of 56.7±13.5 years for women and 56.1±13.2 years for men in December 2009,2 which is comparable to the age of the overall population reported in two other studies (50.8±12.524 and 56.8±12.2 years33).
Table 5.
References | Mean age, years (±SD or interquartile range) | Study period | Location | Diagnostic criteria used |
---|---|---|---|---|
Europe | ||||
Alamanos et al29 | 50.2 (15.7)a | 1981–2002 | Northwest Greece | ACR 1980 and LeRoy et al 1988 |
Arias-Nuñez et al7 | 59.8 (±13.3)a | 1988–2006 | Lugo, Spain | ACR 1980 and LeRoy & Medsger 2001 |
Hoffmann-Vold et al2 | 47 (ND)a | 1999–2009 | Southeast Norway | ACR 1980 and LeRoy & Medsger 2001 |
Strickland et al15 | 51.6 (±13.7)a | 1999–2010 | Bath, UK | ACR 1980 and LeRoy & Medsger 2001 |
Epailly et al32 | 33.5 (ND)a | ND | France | ND |
Czirják et al33 | 56.8 (±12.2) | 1983–2005 | Hungary | ND |
Foti et al24 | 50.8 (±12.5) | 2006–2013 | Catania, Italy | ND |
North America | ||||
Bauer et al1 | 49.1 (39.8–67.6)a | 1980–2010 | MN, USA | ACR 1980 and LeRoy et al 1988 |
Mayes et al31 | 46.1 (±15.8) | 1989–1991 | Detroit, USA | ACR 1980 |
Note: aMean age at diagnosis.
Abbreviations: ACR, American College of Rheumatology; ND, not defined; SD, standard deviation.
Two European studies reported age-related data for patients with SSc-ILD. For hospitalized SSc patients with clinically significant ILD in the UK, a mean (±standard deviation [SD]) age at initial presentation of 46 (±11) years was reported over the period of 1985–2001.34 More recently, using data from The Health Improvement Network (THIN) general practice database from 2000 to 2009, a mean age at diagnosis of SSc-ILD of 61.8 (±11.1) years was reported.35
Age: North America
Two studies conducted in North America were identified, which reported a mean age at SSc diagnosis of 46.1 years31 and 49.1 years1 in the overall population (Table 5). Inconsistent data on gender differences have been reported in two studies, with a mean (±SD) age at SSc diagnosis of 49.7 (±1.2) years in women and 41.3 (±2.8) years in men reported following medical chart review from a single center in Ontario, Canada,36 while no difference in age at diagnosis between women (46.0±15.8 years) and men (46.7±16.9 years) was reported in a cross-sectional US study.31 Additionally, in the US cross-sectional study, mean age at diagnosis was reported to be lower in black/African-American patients (41.0±14.6 years) compared to white patients (48.1±15.9 years).31
Mean age at diagnosis was found to be slightly higher in patients with SSc-ILD in three identified studies. A US cohort study from 1997 to 2013, including 156 SSc-ILD patients, reported a mean age at diagnosis of 54.5 (±13.2) years,37 consistent with results from two longitudinal US cohort studies assessing 225 SSc-ILD patients (mean age: 54 years).38 Similarly, the median age of SSc patients with severe ILD, identified as patients with forced vital capacity (FVC) <60% from the Pulmonary Hypertension Assessment and Recognition of Outcomes in Scleroderma (PHAROS) registry in the United States and Canada, was estimated to be 52.5 years.39
Gender: Europe
Results from eight studies across Europe suggested that SSc predominantly affects women (Table 6), with reported ratios ranging from 3.8:1 (female:male) in Norway2 to 11.5:1 in France.40
Table 6.
References | Female:male | Study period | Location | Diagnostic criteria used |
---|---|---|---|---|
Europe | ||||
Alamanos et al29 | 9:1 | 1981–2002 | Northwest Greece | ACR 1980 and LeRoy et al 1988 |
Arias-Nuñez et al7 | 3.9:1 | 1988–2006 | Lugo, Spain | ACR 1980 and LeRoy & Medsger 2001 |
Czirják et al33 | 6.2:1 | 1983–2005 | Hungary | ND |
Hoffmann-Vold et al2 | 3.8:1 | 1999–2009 | Southeast Norway | ACR 1980 and LeRoy & Medsger 2001 |
Lo Monaco et al69 | 9.7:1 | 1999–2007 | Ferrara, Italy | ACR 1980 and LeRoy & Medsger 2001 |
Strickland et al15 | 7.2:1 | 1999–2010 | Bath, UK | ACR 1980 and LeRoy & Medsger 2001 |
Le Guern et al40 | 11.5:1 | 2001 | Seine–Saint-Denis County, France | ACR 1980 and LeRoy & Medsger 2001 |
Kaliterna et al70 | 5.2:1 | 2007–2009 | Split-Dalmatia County, Croatia | ACR 1980 |
North America | ||||
Bauer et al1 | 8.1:1 | 1980–2010 | MN, USA | ACR 1980 and LeRoy et al 1988 |
Mayes et al31 | 4.6:1 | 1989–1991 | Detroit, USA | ACR 1980 |
Mandhadi & Lakshminarayanan et al13 | 15:1 | 2004–2014 | CT, USA | ACR-EULAR 2013 |
Abbreviations: ACR, American College of Rheumatology; EULAR, European League Against Rheumatism; ND, not defined.
A similar distribution between genders was observed in patients with SSc-ILD, with women representing 82% and 75% of the cases in two UK cohort studies: one conducted over the period of 1985–200134 and one using THIN data from 2000 to 2009,35 respectively.
Gender: North America
Similarly, a female predominance of SSc was reported in North America, with three studies reporting a greater proportion of women with the condition compared to men (Table 6), with female:male ratios ranging from 4.6:1 to 15:1.13,31
Female gender was also found to predominate in five studies assessing SSc-ILD patients in North America, with women representing 78% of a cohort of SSc patients with severe ILD from the PHAROS registry39 and accounting for 89% of SSc-ILD patients who had undergone HRCT in a cross-sectional study conducted in Canada.41 Additional publications from the United States37,38 and Canada14 reported similar results (69%, 84%, and 86% female, respectively).
Ethnicity: Europe
In Europe, two studies considered ethnicity in relation to SSc. One study conducted within a French multi-ethnic county during 2001 reported higher SSc prevalence rates in individuals aged >15 years with a non-European ethnic background, compared to Europeans (21.1 per 100,000 vs 14.0 per 100,000, respectively).40 Conversely, data from the connective tissue disease database at the University Hospital of Leicester in the UK identified 14% of the SSc patients as being South Asian, 58% as being Caucasian, and 3% as being black/African-American.42 It should be considered that the reported ethnicity may be a function of the location of the study, so geography may have an influence on the observed results.
No publications reporting specific data on the influence of ethnicity in SSc-ILD were identified. In an analysis of data from the University Hospital of Leicester connective tissue disease database in the UK, SSc-ILD was observed in 60% of the South Asian patients with SSc (n=10), and in 29.8% of the Caucasian patients with SSc (n=58). However, these data were gathered from a small (N=70) patient population, have not been fully published, and should be interpreted with caution.42
Ethnicity: North America
In North America, two studies considered ethnicity in relation to SSc. Prevalence of SSc was found to be similar in First Nation compared to non-First Nation women (64.6 [95% CI: 43.4–94.0] and 57.2 [95% CI: 50.4–65.3] per 100,000).27 A US cross-sectional study from 1989 to 1991 reported a higher prevalence among black/African-American patients (31.5 [95% CI: 28.2–35.2] per 100,000) compared to white patients (22.5 [95% CI: 19.7–25.6] per 100,000), which may be related to the higher frequency of dcSSc observed in black/African-American patients (60.3% vs 26.6% in non-black/African-American patients).31
Regarding the influence of ethnicity on SSc-ILD, only one publication was identified. The majority of SSc patients with severe ILD identified through the PHAROS registry were found to be Caucasian (63%; 24% black/African-American; 11% Hispanic).39
Survival and mortality
Europe
In Europe, 10 publications were identified that reported data on survival and mortality in patients with SSc. Patients with SSc were reported to have 5- and 10-year survival rates of 83–84% and 65–73%, respectively.7,29,33 The reported standardized mortality ratio (SMR) ranged from 1.3 (95% CI: 1.0–1.8) in the UK between 1999 and 201015 to 2.0 in both Greece between 1981 and 2002 (95% CI: 1.2–2.8)29 and Norway between 1999 and 2009 (95% CI: 1.4–2.6).43 Better prognosis was observed in the UK in patients with lcSSc compared to those with dcSSc over the period of 1999–2010 (SMR: 1.7 [95% CI: 0.8–3.0] and 1.3 [95% CI: 0.9–1.7], respectively).15 In addition, 5- and 10-year survival in Hungarian SSc patients over the period of 1983–2005 were reported to be 90.5% and 81.8% versus 67.0% and 48.6% for lcSSc and dcSSc, respectively.33 Cardiorespiratory manifestations were reported to represent the leading cause of death in SSc patients, accounting for 65–67% of all deaths.7,33,44 These findings were supported by results from a European multicenter cohort study (2002–2007) in which the main causes of death included pulmonary disease (35%), cardiac disease (29%), and renal failure (3%);45 a study based on data from the EUSTAR database (2004–2008) in which 35% of the SSc-related deaths were attributed to pulmonary fibrosis, 26% to pulmonary arterial hypertension (PAH), and 26% to cardiac causes;46 a Spanish cohort study (1986–2011) in which the major causes of death were reported as cardiac involvement (23.5%), severe infections (23.5%), pulmonary manifestations (20.6%), and renal involvement (5.8%);47 and a Greek study (1981–2002) using death certificates on which cardiopulmonary insufficiency (58.3%), coronary disease (8.3%), and renal failure (5.6%) were among the leading causes of death.29 Prognostic factors reported to be associated with increased mortality and poorer survival included: male sex (odds ratio [OR] 1.9);45 older age (hazard ratio [HR] 1.3 per 10 years;46 HR 1.1);48 increased disease duration (HR 1.1 per year);48 anti-Ro antibodies (HR 3.9);47 proteinuria (HR 3.3;46 OR 2.345); increased erythrocyte sedimentation rate (OR 1.9);45 higher Rodnan skin score (HR 1.2 per 10 points;46 HR 1.1 per point48); PAH (HR 7.3;48 HR 5.6;47 HR 2.046), ILD (HR 6.8);47 reduced diffusing capacity of the lung (OR 1.9;45 HR 1.2 per 10% decrease46); and dyspnea (HR 1.6).46
Regarding SSc-ILD, three publications reporting European survival and mortality data were identified. In the UK, results from a cohort study of 40 patients with SSc-ILD over the period 2000–2009 reported a mean survival duration of 8.8 years and mortality rate of 70.9 per 1000 person-years (95% CI: 36.9–136.3).35 In a second UK cohort of 36 SSc-ILD patients treated with intravenous cyclophosphamide (1999–2009) at the Royal Derby, King's Mill and Nottingham University Hospitals, overall survival was 76.1% at 5 years (62.9% for SSc-ILD presenting with respiratory symptoms and 91.5% for SSc-ILD diagnosed due to decline in screening pulmonary function tests), with a reported mean survival of 7.7 years (95% CI: 6.3–9.2) (4.7 [95% CI:3.3–6.1] and 8.9 [95% CI:7.6–10.2] years for those with respiratory symptoms and pulmonary function decline, respectively).49 Moreover, in Spain between 2005 and 2013, reported mean survival for patients who underwent a lung transplant (n=9 with six cases due to ILD) was 26 months (range: 7–52 months).50
North America
Eight publications reporting survival and mortality data in SSc patients in North America were identified during the systematic review. Data suggest that survival duration after SSc diagnosis has improved over time, with an increase in the reported 10-year survival rate from 62.6% over the period of 1989–199131 to 82% over the period of 1994–2004.36 Similarly, based on data from the Pittsburgh Scleroderma Databank, an improvement in 10-year survival was observed (from 54% over the period of 1972–1976, to 66% over the period of 1987–1991).51 In addition, median survival time after SSc diagnosis was reported to be ~11 years over the period of 1989–1991 in Detroit31 and 22.9 years over the period of 1980–2010 in Minnesota.1 Based on analysis of the mortality database of the National Center of Health Statistics (1999–2002), the age-adjusted death rate associated with SSc was reported as 4.7 per million in the overall population, with rates of 2.1 and 6.8 per million reported for men and women, respectively. Furthermore, mortality rates were observed to consistently increase with age in both sexes, with a peak of 8.0 cases per million in men aged 65–74 years, and 33.3 cases per million in women aged 75–84 years.52 An SMR of 4.7 (95% CI: 3.6–5.7) among incident cases, and 3.7 (95% CI: 3.2–4.2) among prevalent cases was reported in a large cohort study in Canada (2005–2012).53 Two separate studies have reported overall US in-hospital mortality rates for SSc patients as being 6.3% (95% CI: 5.8–6.7) between 2002 and 200354 and 7.1% in 1995.55 Over time, the frequency of deaths due to renal crisis in SSc patients in the United States has decreased considerably, from 42% in 1972 to only 6% in 1996, with the proportion of patients who died of pulmonary fibrosis having increased from 6% to 33%.51 In a cohort study in Canada (1994–2004), primary causes of death included ILD (30.3%), renal complications (27.2%), cardiac complications (27.2%), and PAH (15.2%).36 Similarly, a cross-sectional US analysis over 2002 and 2003 reported SSc (13.9%), respiratory failure (8.3%), respiratory infection (7.8%), and congestive heart failure (5.8%) as the most common principal diagnoses for patients who died in the hospital.54 As in Europe, poor prognostic factors for survival included male sex (female sex OR 0.754), PAH (HR 4.81), and ILD/pulmonary fibrosis (HR 2.91 2.7;55 OR 2.654), in addition to smoking (HR 1.71), chronic kidney disease (HR 2.81), and congestive heart failure (OR 1.7;55 OR 1.4;54 HR 1.21).
Three publications conducted in North America reported survival and mortality data for patients with SSc-ILD. Data from the Stanford ILD database in the United States over the period of 2002–2009 reported survival rates of 100%, 90%, and 77%, for 1, 3, and 5 years, respectively.56 Results from a US regression analysis in 2015 highlighted that increased age (HR 1.07), male sex (female:male HR 0.38), decreased diffusing capacity for carbon monoxide percent predicted (HR 0.94), and long-term oxygen therapy (HR 5.25) were significant predictors of mortality in patients with SSc-ILD.38 Reduced pulmonary function measurements were also identified as important independent predictors of 1-year mortality (normal pulmonary function:reduced pulmonary function HR 0.4–0.6) based on data from a US specialized SSc-ILD clinic (1997–2013).37
Discussion
Based on the results from our systematic review, data on the epidemiology of SSc and SSc-ILD are scarce. Regarding SSc, wide variation in prevalence was observed, with slightly higher estimates reported in North America (13.5–44.3 per 100,000 individuals) compared to Europe (7.2–33.9 per 100,000 individuals), which may be a true reflection of epidemiological variation or an artifact of clinical data analyses, as further discussed. Estimated annual incidence of SSc was less than 10 per 100,000 individuals in both Europe (0.6–2.3 per 100,000 individuals) and North America (1.4–5.6 per 100,000 individuals), with an increase in reported incidence observed over time. Diagnosis of SSc was reported to occur at the age of 33.5–59.8 years in Europe and 46.1–49.1 years in North America, and to be observed more frequently in women (ratio of 3.8–11.5:1 female:male in Europe and 4.6–15:1 in North America). The consistently higher prevalence and incidence rates among women suggest a clinically important difference in the occurrence of SSc between genders. Within Europe, SSc was observed more frequently in non-Europeans when compared to Europeans and in Caucasians when compared to South Asians. In North America, a higher prevalence of SSc was reported in black/African-American patients. Ten-year survival in patients with SSc was reported at 65–73% in Europe and 54–82% in North America, with cardiorespiratory manifestations, including ILD and PAH, reported as poor prognostic factors (HR range 1.2–6.8).
Few publications (n=16) reported findings specific to the SSc-ILD population. Data on prevalence and incidence were derived based on the proportion of SSc patients who also reported ILD; however, it should be considered that these estimates may not be fully representative of the overall SSc-ILD patient population. ILD was estimated to affect ~35% of the SSc patients in Europe and ~52% in North America; however, the method of ILD assessment may potentially contribute to differences in the observed frequencies. For example, when diagnosed via HRCT, ILD was estimated to affect 32.3–47.0% of the SSc patients in Europe; whereas only 18.8% of the patients were reported to be affected when diagnosed based on reduced lung function.16 Based on the available data, SSc-ILD was calculated to have an estimated prevalence and annual incidence of 1.7–4.2 per 100,000 individuals and 0.1–0.4 per 100,000 individuals in Europe, respectively. Incidence estimates could not be obtained for North America due to lack of published data; however, based on reported data for SSc, it may be expected that SSc-ILD incidence rates would be similar to those observed in Europe. In both Europe and North America, a slightly higher mean age at diagnosis was observed in patients with SSc-ILD compared to those with SSc (46–61.8 years and 52.5–54.5 years, respectively). Similar gender ratios were observed in patients with SSc and SSc-ILD, with a female predominance in both Europe (75–82%) and North America (≥69%). Data from North America suggest that SSc-ILD and associated complications are observed most frequently in Caucasian patients; however, these data must be interpreted with caution due to the paucity of available information. Limited data on survival and mortality were available in patients with SSc-ILD; however, the presence of respiratory symptoms and reduced pulmonary function was reported to be associated with poorer prognosis.
It should be considered that differences in the underlying patient populations, data sources, methodology, definitions, and diagnostic criteria existed between studies (Table S11). Of the identified studies, 15 were based on chart review, eight on electronic medical records, six on administrative claims databases, five on disease registries, five on ad hoc data collection (data collected during medical examination or via questionnaires submitted to patients during follow-up in routine clinical practice), one on a questionnaire, one on a literature search, and nine on mixed data sources. In addition, 37 were cohort studies, 11 were cross-sectional studies, one was a survey, and one was a modeling analysis. Such differences may prevent direct comparison of data and likely resulted in large ranges and/or inconsistencies in epidemiologic estimates. In addition, differences in the period over which each study was performed and each epidemiologic variable was assessed (ranging from starting in 1972 to ending in 2015), and corresponding changes in SSc and SSc-ILD disease awareness, classification guidelines, diagnostic criteria, and disease management over time may have resulted in variation in estimates. Consistently higher prevalence and incidence estimates were reported when assessed using newer diagnostic classifications (Tables 3 and 4), which allow for broader assessment of disease characteristics. For example, the prevalence of SSc in Sweden (2006–2010) was reported as 23.5 per 100,000 individuals based on the ACR 1980 diagnostic criteria and 30.5 per 100,000 individuals based on the ACR-EULAR 2013 criteria; corresponding incidence values were reported as 1.4 and 1.9 per 100,000 individuals, respectively.57 Differences between demographic profiles of patients with SSc in different geographical regions were assessed in a prior systematic review. Differences in the mean age at the time of diagnosis, subsets of SSc, clinical characteristics, and presence of antibodies were found between Europe, North America, South America, Asia, and Australia. No information on prevalence, incidence, or survival was presented, and SSc-ILD was not specifically discussed;58 however, similar to our review, important epidemiological geographical differences in SSc were observed.
This systematic review also has some limitations. Although the majority of data were considered “medium” or “high” for both availability and quality of evidence in our review (Table 2), the number of identified publications that assessed each epidemiologic category was relatively small (n=21, 10, 23, and 24 for prevalence, incidence, demographic profile, and survival and mortality, respectively). The identified studies included a range of sample sizes, with some including as few as seven patients. In addition, a quarter of the identified publications were in abstract format only (n=16), meaning limited methodologic and results data were included. Furthermore, publications were limited to those in English, German, French, Spanish, Italian, or Portuguese, and studies outside Europe or North America were not included, which may have restricted the available evidence.
This first systematic review on the epidemiology of SSc and SSc-ILD provides a useful overview. Additional evidence in relation to prevalence, incidence, demographic profile, and survival and mortality would be beneficial to gain a better understanding of the burden of SSc and SSc-ILD.
Conclusions
This systematic review confirms our assumptions that SSc and SSc-ILD are rare, with wide-ranging estimates of SSc prevalence and incidence reported across Europe and North America. Both SSc and SSc-ILD were reported to predominantly affect women, with cardiorespiratory manifestations associated with poorer prognosis. Additional observational studies would be beneficial to provide more accurate estimates of prevalence and incidence, as well as demographic and survival/mortality data. In particular, more epidemiologic information on patients with SSc-ILD would enable a deeper understanding of the burden and impact of this rare disease.
Acknowledgments
The authors received no compensation related to the development of the manuscript. Medical writing assistance, in the form of the preparation and revision of the manuscript, was supported financially by Boehringer Ingelheim International GmbH and provided by Lianne Young, BSc (Hons), ISMPP CMPP™, of Complete HealthVizion, and Ben Daniels, BSc (Hons), BA, of AMICULUM Limited under the authors’ conceptual direction and based on feedback from the authors. Patrice Verpillat’s current affiliation is Merck KGaA, Darmstadt, Germany.
Abbreviations list
ACR, American College of Rheumatology; CI, confidence interval; dcSSc, diffuse cutaneous systemic sclerosis; EULAR, European League Against Rheumatism; EUSTAR, EULAR Scleroderma Trials and Research; HRCT, high-resolution computed tomography; ILD, interstitial lung disease; NOS, Newcastle–Ottawa scale; OR, odds ratio; PHAROS, Pulmonary Hypertension Assessment and Recognition of Outcomes in Scleroderma; POEMAS, Pulmonary Hypertension Screening, a Multidisciplinary Approach in Scleroderma; PRISMA, Preferred Reporting Items for Systematic reviews and Meta-Analyses checklist; SD, standard deviation; SRC, scleroderma renal crisis; SSc, systemic sclerosis; SSc-ILD, systemic sclerosis-associated interstitial lung disease; THIN, The Health Improvement Network.
Author contributions
The authors meet the criteria for authorship as recommended by the International Committee of Medical Journal Editors. All authors contributed to data analysis, drafting or revising the article, gave final approval of the version to be published, and agree to be accountable for all aspects of the work. AB and PV were involved in the planning and conduct of the systematic review, interpretation of data, and development of the manuscript. NH and LW were involved in the interpretation of data and development of the manuscript.
Disclosure
AB is an employee of YolaRx Consultants, which received funding from Boehringer Ingelheim for the conduct of this systematic literature review. NH and LW are employees of Boehringer Ingelheim. PV is a former employee of Boehringer Ingelheim. The authors report no further conflicts of interest in this work.
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