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. 2019 Apr 4;23:18-213. doi: 10.7812/TPP/18-213

Temporal Trends in Mortality Rates among Kaiser Permanente Southern California Health Plan Enrollees, 2001–2016

Wansu Chen 1,, Janis Yao 1, Zhi Liang 1, Fagen Xie 1, Don McCarthy 1, Lee Mingsum 2, Kristi Reynolds 1, Corinne Koebnick 1, Steven Jacobsen 1
PMCID: PMC6499114  PMID: 31050639

Abstract

Background

Temporal analyses of death rates in the US have found a decreasing trend in all-cause and major cause-specific mortality rates.

Objectives

To determine mortality trends in Kaiser Permanente Southern California (KPSC), a large insured population, and whether they differ from those of California and the US.

Methods

Trends in age-adjusted all-cause and cause-specific mortality rates from 2001 to 2016 were determined using data collected in KPSC and those derived through linkage with California State death files and were compared with trends in the US and California. Trends of race/ethnicity-specific all-cause and cause-specific mortality rates were also examined. Average annual percent changes (AAPC) and 95% confidence intervals (CI) were calculated.

Results

From 2001 to 2016, the age-adjusted all-cause mortality rate per 100,000 person-years decreased significantly in KPSC (AAPC = −1.84, 95% CI = −2.95 to −0.71), California (AAPC = −1.60, 95% CI = −2.51 to −0.69) and the US (AAPC = −1.10, 95% CI = −1.78 to −0.42). Rates of 2 major causes of death, cancer and heart disease, also decreased significantly in the 3 populations. Differences in trends of age-adjusted all-cause mortality rates and the top 10 cause-specific mortality rates between KPSC and California or the US were not statistically significant at the 95% level. No significant difference was found in the trends of race/ethnicity-specific, sex-specific, or race/ethnicity- and sex-specific all-cause mortality rates between KPSC and California or the US.

Conclusion

Trends in age-adjusted mortality rates in this insured population were comparable to those of the US and California.

Keywords: death rate, leading cause of death, mortality trend, race- and ethnicity-specific death rate, sex-specific death rate

INTRODUCTION

All-cause mortality rates have decreased steadily in the US in the past 3 decades, but the trends of this decrease differed by age, sex, and race/ethnicity.1,2 More recent trends in mortality caused by cardiovascular disease (CVD), heart disease, and stroke in the US between 2000 and 2014 indicate that the decline in death rates has slowed since 2011.3 However, there are large geographic variations in all-cause mortality and disease-specific mortality.4 Because mortality is an important indicator of population health, the overall and cause-specific mortality trends can inform health policy,5 allow the identification of modifiable factors,68 and guide the design of population-based and clinical care interventions.

Integrated health care delivery systems are associated with overall better adherence to evidence-based care guidelines, better survival rates, and reduced racial disparities.911 Advantages of integrated health systems are their ability to coordinate care and conduct large-scale and sustained care-improvement initiatives to emphasize prevention, improve disease outcomes, and reduce mortality.12,13 One example is the sepsis mortality reduction initiative in 21 hospitals of Kaiser Permanente Northern California (KPNC).14 The sepsis mortality rate at these KPNC hospitals declined from 24.6% to 11.5% in less than 3 years.14 The reported steeper reduction of heart disease, stroke, and all-cause mortality rates among KPNC enrollees compared with those of the US population15 could be related to the implementation of a large-scale hypertension prevention program.16

Lower age-adjusted mortality rates have been observed in Hispanic1719 and Asian/Pacific Islander populations19 compared with that of non-Hispanic whites. Mortality rates were even lower for Hispanics than non-Hispanics after adjusting for annual family income.17 However, not all studies support these conclusions because of the differences in the populations being studied.17 For example, differences in mortality between Hispanics who immigrated to another country vs those who did not were noted.2024 In Southern California, the growth of Hispanic and Asian populations in the past 2 decades has been substantial. Thus, the advantage in mortality of the 2 populations could favorably affect the overall mortality rates of Kaiser Permanente Southern California (KPSC) enrollees if the mortality advantage does prevail among Hispanic and Asian/Pacific Islander populations.

Although absolute values of mortality rates are important, temporal trends in mortality are extremely informative because they could reflect changes of individual, organizational, or societal factors, including individual behaviors, medical practice (eg, change of practice guidelines or introduction of new treatments), medical technology, and the environment where people live. For example, cancer screenings can influence cancer mortality rates, and more advanced drug treatment can have an impact on the mortality rates owing to heart disease. In this study, both mortality rates and trends between 2001 and 2016 were studied for KPSC Health Plan enrollees. However, given the ethnic diversity of the KPSC and California populations compared with that of the US, we focused on mortality trends rather than the absolute values of mortality rates when the 3 populations (KPSC, CA, and the US) were compared. More specifically, the goals of this study were to 1) examine the age-adjusted mortality rates and trends of KPSC Health Plan enrollees; 2) study the age-adjusted sex- and race/ethnicity-specific mortality rates and the trends of all-cause mortality and the leading causes of mortality among the Health Plan enrollees; and 3) compare the age-adjusted overall and sex- and race/ethnicity-specific mortality trends and cause-specific mortality trends between KPSC and California and between KPSC and the US during the study period.

METHODS

Study Setting and Data Sources

KPSC is an integrated health care organization that currently serves approximately 4.6 million enrollees, about 19% of the population in Southern California. The demographics and socioeconomic status including race/ethnic composition of the enrollees are representative of those living in the region.25

Date of birth, sex, and race/ethnicity were collected administratively as part of Health Plan enrollment and/or patient care. Race and ethnicity information was based on a combination of administrative and self-reported data.26

The study protocol was approved by the KPSC institutional review board.

Study Subjects and At-risk Person-Time

Health Plan enrollees up to 110 years of age who had more than 1 day of enrollment between 2001 and 2016 were included. Enrollees whose age was missing were excluded. Those who were older than age 110 years were also removed from the analysis because they represented a very small number of enrollees, and some may have had an incorrect date of birth. Enrollees whose sex was labeled “other” or “unknown” were also excluded.

For each enrollee, the total number of days enrolled was considered the at-risk time for each calendar year. The at-risk time started from the date when the enrollee joined KPSC or January 1, whichever occurred later. The at-risk time ended at the disenrollment from the Health Plan, date of death, or December 31, whichever occurred first. Gaps in enrollment of 45 days or shorter were bridged (ie, continuous enrollment was assumed) even if the gaps spanned 2 consecutive years. For example, an enrollee who joined KPSC on July 1, 2010; terminated enrollment on November 30, 2010; rejoined on January 1, 2011; and died on October 30, 2011, contributed 6 (instead of 5) and 10 months of at-risk time in 2010 and 2011, respectively. If an enrollee had multiple enrollment periods within a calendar year that were greater than 45 days apart, the lengths of these enrollment periods were summed and the total length was designated as the at-risk time contributed by the enrollee for that specific year.

For age-specific analyses, an enrollee could contribute to at-risk periods that belonged to different age groups. For example, an enrollee who turned 65 years of age on July 1 could contribute 6 months of at-risk time to the group aged 55 to 64 years and another 6 months to the group aged 65 to 74 years.

Finally, the individual-level age-, sex-, and year-specific at-risk times for each calendar year were combined to form the total at-risk person-time for that specific year. The same process was repeated for each calendar year between 2001 and 2016.

Mortality

The KPSC death records (in the Research Data Warehouse) were derived by identifying deaths that occurred at KPSC-owned facilities, outside facilities that submitted claims to KPSC, or deaths reported to the Health Plan. These records were supplemented by linking the enrollees with the decedents in the California Death Statistical Master Files (up to 2014), the California Comprehensive Death File (since 2015), the State Multiple Cause of Death File, the State Fetal Death Files, and the Social Security Administration (SSA) Death Master Files. The linkage process is described in Appendix 1.a All death records of Health Plan enrollees since 1988 are kept, including neonatal and fetal deaths.

The cause of death was determined by the underlying cause of death obtained from state death records. The state death records used the Tenth Revision of International Classification of Diseases, Clinical Modification (ICD-10-CM) for underlying cause of death since 1999. Thirty-three cause-of-death categories were identified using the classification defined by the Centers for Disease Control and Prevention (CDC; Appendix 2a). The residual groups “all other diseases” (Item Number 29 in Appendix 2a) and “all other external causes” (Item Number 33 in Appendix 2a) were not included in the ranking process in which we selected the top 10 causes of deaths for each calendar year. In addition, we also examined all cardiovascular conditions by using ICD-10 codes I00–I99 between 2001 and 2016.

Although the linkage process described here is capable of capturing deaths after disenrollment, our intention was to estimate death rates during Health Plan enrollment. However, deaths that occurred 1 month after Health Plan disenrollment were considered, because the Health Plan coverage may not have been renewed for some of the patients who were under end-of-life care. For these patients, their at-risk periods were extended to the date of death. For example, if an enrollee disenrolled on June 30 and died on July 7, his/her at-risk window was expanded from January 1 to June 30 (on the basis of enrollment records) to January 1 to July 7 (on the basis of actual date of death).

Statistical Analysis

The overall, sex-stratified, and race/ethnicity-stratified age-adjusted mortality rates were calculated using the direct method27 and the projected year 2000 US population as the standard population (Appendix 3a). Enrollees with race/ethnicity other than non-Hispanic white, Hispanic, African American, and Asian/Pacific Islander (ie, Native American, Alaskan, other, or multiple) and those with unknown race/ethnicity were included in the analyses that were not specific to race/ethnicity.

For KPSC enrollees, we ranked the age-adjusted, cause-specific mortality rates for each calendar year. For California and the US populations, we obtained the rates only for those causes that were ranked at the top 10 in 2016 for KPSC enrollees. Deaths with unknown causes were removed from the cause-specific analyses. For each cause, we reported age-adjusted rates standardized to the projected year 2000 US population overall as well as stratified by race/ethnicity. The analyses of CVD mortality rates (defined as the sum of heart disease and cerebrovascular disease mortality rates) were limited to adults aged 45 years or older. For comparison, we included relevant age-adjusted mortality rates for the entire US and the State of California populations. The US and California mortality rates between 2001 and 2016 were derived from the CDC’s Wide-Ranging Online Data for Epidemiologic Research CDC WONDER dataset (https://wonder.cdc.gov/ucd-icd10.html). To estimate an average annual percentage change (AAPC) in mortality rates, we first calculated the annual percentage change in age-adjusted mortality rates of 2 consecutive years (ie, slope) on a log scale and then derived the geometric mean of the annual percentage changes and their 95% confidence intervals (CIs).28 For comparison of AAPCs from 2 populations, a Z-statistic was formed by dividing the difference in the 2 AAPCs and the standard error (SE) of the difference (ie, sqrt [SE12 + SE22], where sqrt is the square root and SE1 and SE2 are the standard errors of the 2 individual estimates). The analysis was performed on a log scale. A test was considered statistically significant if the p value was < 0.05.

Because all-cause and cause-specific mortality rates vary considerably by age and some specific causes of mortality are more relevant for adults, we conducted sensitivity analyses for overall and sex-specific all-cause mortality, and for overall cause-specific mortality for the top 10 causes by including only adult Health Plan enrollees who were 25 or more years of age.

RESULTS

The number of KPSC Health Plan enrollees increased from nearly 3.4 million in 2001 to almost 4.6 million in 2016 (Table 1). During the same period, the mean age increased from 34.8 to 38.2 years and the proportions of Hispanic and Asian/Pacific Islander enrollees increased (37% to 43% and 8% to 12%, respectively).

Table 1.

Sex, age, and race/ethnicity of KPSC enrollees

Year 2001 2006 2011 2016
Sample size (N) 3,394,681 3,597,242 3,789,911 4,566,649
Male, % 49 49 48 49
Mean age,a y (SD) 34.8 (21.4) 35.9 (21.6) 37.0 (22.1) 38.2 (22.1)
Age group, y,a %
0–<1 1 1 1 1
1–4 5 5 5 4
5–14 16 15 14 12
15–24 14 15 15 14
25–34 14 13 13 15
35–44 16 15 13 13
45–54 14 15 14 14
55–64 10 11 12 13
65–74 6 6 7 9
75–84 3 3 4 4
≥ 85 1 1 1 1
Race/ethnicity, %
Unknown 25 17 8 8
Known 75 83 92 92
Distributionb
Non-Hispanic white 41 37 36 34
Hispanic 37 41 41 43
Asian/Pacific Islander 8 9 11 12
African American 12 11 10 9
Others 2 2 2 2
a

On December 31 of each year.

b

Among enrollees with known race/ethnicity.

KPSC = Kaiser Permanente Southern California; SD = standard deviation.

All-Cause Mortality

Age-Adjusted All-Cause Mortality

From 2001 to 2016, the age-adjusted, all-cause mortality rate per 100,000 person-years in KPSC decreased from 684 to 521 (AAPC −1.84, 95% CI −2.95 to −0.71; Table 2). During the same period, the corresponding rates in the US and California decreased from 859 to 729 (AAPC = −1.10, 95%, CI = −1.78 to −0.42) and from 783 to 617 (AAPC = −1.60, 95% CI = −2.51 to −0.69), respectively. The differences in trends between KPSC and California and between KPSC and the US were not statistically significant at the 95% level.

Table 2.

Age-adjusted mortality rates (per 100,000 person-years), overall and by sex for KPSC, California, and US, 2001–2016

Year KPSC California US
Male Female Total Male Female Total Male Female Total
2001 822 576 684 929 669 783 1035 726 859
2002 801 565 668 915 656 770 1031 724 856
2003 810 582 683 912 655 768 1010 715 844
2004 776 568 660 869 627 734 973 691 814
2005 784 556 657 866 622 731 972 692 815
2006 751 543 636 851 611 718 944 672 792
2007 716 534 616 818 588 692 923 658 775
2008 693 515 594 797 580 678 919 660 775
2009 677 491 574 776 558 656 891 637 750
2010 668 470 557 763 552 647 887 635 747
2011 650 465 548 755 547 641 875 632 741
2012 633 449 531 744 536 630 865 625 733
2013 630 455 532 747 533 630 864 624 732
2014 612 431 511 718 512 606 855 617 725
2015 613 460 529 734 527 622 863 624 733
2016 616 444 521 730 521 617 861 618 729
AAPCa −1.94 −1.78 −1.84 −1.62 −1.68 −1.60 −1.24 −1.08 −1.10
LL −2.94 −3.35 −2.95 −2.54 −2.62 −2.51 −1.90 −1.78 −1.78
UL −0.93 −0.18 −0.71 −0.69 −0.74 −0.69 −0.56 −0.38 −0.42
a

Comparison of AAPC within KPSC: male vs female: p > 0.05. Comparison of AAPC between KPSC and California/US for male/female/total: p > 0.05.

AAPC = average annual percentage change; KPSC = Kaiser Permanente Southern California; LL = lower limit; UL = upper limit.

In KPSC, the AAPCs for males and females were −1.94 (95% CI = −2.94 to −0.93) and −1.78 (95% CI = −3.35 to −0.18), respectively, between 2001 and 2016 (Table 2). The trend estimates did not differ statistically from those of California and the US. In all 3 populations, mortality rates for males appeared consistently higher than those of females (Table 2). When the analyses were limited to adults aged 25 years or older, all the comparisons of AAPCs mentioned in this section yielded the same conclusions (data not shown).

Race/Ethnicity-Specific All-Cause Mortality

In KPSC, Asian/Pacific Islanders had the lowest age-adjusted mortality rates during the study period (377/100,000 person-years in 2016), followed by Hispanics (445/100,000), non-Hispanic whites (568/100,000) and African Americans (652/100,000; Figure 1, Supplemental Table E1a). For all racial/ethnic groups (non-Hispanic whites, Hispanics, African Americans, and Asian/Pacific Islanders), the overall and sex-specific all-cause mortality rates in KPSC seemed to be consistently lower compared with those of California and the US (Figure 1, Supplemental Table E1a). Asian/Pacific Islanders seemed to have a more rapid decline in mortality rates between 2001 and 2016 (AAPC = −1.95, 95% CI = −5.27 to 1.49), compared with African Americans (AAPC = −1.36, 95% CI = −3.26 to 0.58), non-Hispanic whites (AAPC = −1.30, 95% CI = −2.67 to 0.08), and Hispanics (AAPC = −1.28, 95% CI = −7.60 to 5.48). However, the trend estimates in the 4 race/ethnicity populations were not significantly different at the 95% level (Supplemental Table E1a). No statistically significant difference was found in the trends of race/ethnicity-specific, or race/ethnicity- and sex-specific age-adjusted all-cause mortality rates between KPSC and California and between KPSC and the US (Supplemental Table E1a).

Figure 1.

Figure 1

Age-adjusted mortality rates by race/ethnicity in Kaiser Permanente Southern California (KPSC), the US, and CA, 2001–2016.

Leading Causes of Mortality

Top 10 Leading Causes of Death

Supplemental Table E2a displays the top 10 causes of death in 2016 for KPSC and the corresponding mortality rates in California and the US. Cancer and heart disease were the leading causes of death between 2001 and 2016 for all 3 populations (KPSC, California, and the US; Supplemental Table E2a, Figure 2). During the last 10 years of the study period (2007 to 2016), the rank of the top 5 causes of death in KPSC remained the same (Supplemental Table E2a).

Figure 2.

Figure 2

Age-adjusted mortality rates for each of the top 6 causes of death in Kaiser Permanente Southern California (KPSC), the US, and CA, 2001–2016.

At KPSC, cancer was the leading cause of death in 2016 with 133 deaths per 100,000 person-years. The second, third, and fourth leading causes of death were heart disease (113/100,000 person-years), Alzheimer disease (39/100,000 person-years), and cerebrovascular diseases (31/100,000 person-years), respectively. During the study period, age-adjusted mortality rates of cancer (AAPC = −1.87, 95% CI = −2.75 to −0.98), heart disease (AAPC = −3.18, 95% CI = −4.78 to −1.54), and influenza and pneumonia (AAPC = −7.08, 95% CI = −13.63 to −0.04) decreased significantly (Supplemental Table E2a). The decrease of mortality rate for cerebrovascular diseases from 57 to 31 per 100,000 person-years was impressive; however, it was not statistically significant (AAPC = −4.42, 95% CI = −8.67 to 0.02). Decreasing trends were observed for cancer, heart disease, and cerebrovascular disease in the US and California populations. A statistically significant increase in the Alzheimer disease mortality was observed in the US (AAPC = 2.91, 95% CI = 0.14 to 5.75) and California (AAPC = 4.80, 95% CI = 1.48 to 8.23) populations, but not in the KPSC population (AAPC = 1.82, 95% CI = −2.66 to 6.50). In 2016, Alzheimer disease was ranked as the sixth leading cause of death in the US and the third leading cause of death in California. No statistically significant difference was found in the trends of any age-adjusted cause-specific mortality rates between KPSC and California, or between KPSC and the US between 2001 and 2016 for the top 10 causes of death (Supplemental Table E2a). When the analyses were limited to adults 25 or more years of age, the comparisons of AAPC between KPSC and the US/California yielded the same conclusions (data not shown).

Top 10 Leading Causes of Mortality by Race/Ethnicity

In KPSC, African American enrollees had the highest age-adjusted cancer and heart disease mortality rates (152 and 146/100,000 person-years in 2016, respectively), followed by non-Hispanic whites (147 and 127/100,000 person-years in 2016, respectively) (Supplemental Table E3a). African American and non-Hispanic whites enrollees had higher mortality rates caused by Alzheimer disease, compared with Hispanics and Asian/Pacific Islanders in all of the years studied. African American enrollees also had the highest mortality rates for diabetes mellitus during the study period, followed by Hispanics. The mortality rates of chronic lower respiratory disease and accidents were highest among non-Hispanic white enrollees.

Figure 3 shows the age-adjusted mortality rates by race/ethnicity for each of the top 6 causes. The reduction in the rates of cancer mortality between 2001 and 2016 seemed to be larger in Asian/Pacific Islander (AAPC = −3.20; 95% CI = −8.81 to 2.76) and African Americans (AAPC −2.74, 95% CI −5.48 to 0.09), compared with those of Hispanics (AAPC = −0.93, 95% CI = −4.03 to 2.28) and non-Hispanic whites (AAPC = −1.67, 95% CI = −2.88 to −0.45); nevertheless, the differences were not statistically significant (Supplemental Table E3a). Age-adjusted mortality owing to Alzheimer disease seemed to increase the most for Asian/Pacific Islander (AAPC = 6.06, 95% CI = −5.71 to 19.31) compared with those of Hispanics (AAPC = 2.70, 95% CI = −5.59 to 11.73), non-Hispanic whites (AAPC = 2.14, 95% CI = −2.56 to 7.07) and African Americans (AAPC = −0.62, 95% CI = −13.82 to 14.61), respectively. However, there was no statistically significant difference.

Figure 3.

Figure 3

Age-adjusted mortality rates by race/ethnicity for each of the top 6 causes of death in Kaiser Permanente Southern California (KPCS), 2001–2016.

Trends of age-adjusted CVD mortality rates were similar to those of heart disease (Supplemental Table E4a).

DISCUSSION

The current study was conducted in a large cohort of Health Plan enrollees over 16 years. Our findings suggest that despite the fact that the age-adjusted mortality rates declined significantly in all 3 populations (KPSC, CA, and the US), the trends of age-adjusted all-cause and cause-specific mortality rates in KPSC were comparable to those of California and the US. Similarly, when the analyses were stratified by sex and race/ethnicity, the trends of age-adjusted mortality rates in KPSC remained comparable to those of California and the US.

The decline in mortality from heart disease may be attributed to changes in risk factors and progress in treatment. The decreasing prevalence of important cardiovascular risk factors, including cigarette smoking, elevated total cholesterol, high systolic blood pressure, and physical inactivity, were reported to account for almost half of the decrease in death caused by coronary artery disease.29 Improvement in secondary prevention therapies as well as timely revascularization via coronary artery bypass surgery and percutaneous coronary intervention also contributed to the reduction in cardiovascular mortality.30 Unfortunately, this trend is offset by major increases in the prevalence of obesity and diabetes, causing a deceleration in the rate of decline between 2011 and 2014 for all cardiovascular deaths.3 The slowing in rate decline is consistent with the data we reported for the entire US population. The trend in decreasing cardiovascular mortality rate also seemed to slow for KPSC enrollees and California residents since 2011.

The decline in cancer mortality could largely be attributed to screening31,32 and more advanced treatment.33 Other factors affecting cancer mortality included smoking,34 unhealthy diet,35 and obesity.36 The decline in cancer mortality in the US was reported to be stable between 2000 and 2014 by Sidney et al.3 The same pattern was observed for KPSC enrollees and California residents during the same period.

Although studies have shown associations between air pollution and respiratory and allergic conditions37 and air quality has been poor in California because of traffic and wildfire-related pollution,38 California residents experienced lower mortality rates because of chronic lower respiratory tract diseases compared with those of the US in recent years (Supplemental Table E2a). Research based on adult Californians who responded to the Behavioral Risk Factor Surveillance System in 2011 reported an increased risk of chronic obstructive pulmonary disease among white and black residents, compared with Hispanic residents.39 In KPSC, the mortality rates of chronic lower respiratory diseases in non-Hispanic whites and African American populations were higher compared with those of Hispanic and Asian/Pacific Islander.

Alzheimer disease surpassed chronic lower respiratory diseases in 2004 and cerebrovascular disease in 2007, and became the third leading cause of death among KPSC enrollees. The increasing trend of morality rates of Alzheimer disease was significant in California and the US populations, but not in KPSC. The increase of Alzheimer disease death rates could be attributed to older age at the time of deaths. When advanced medicine prolongs lives and reduces mortality caused by cancer and CVD, people are more likely to die of Alzheimer disease or its complications. Our results, based on KPSC enrollees, showed that the mortality rate due to Alzheimer disease was highest in African American enrollees, followed by non-Hispanic whites enrollees. This result is consistent with what was reported by Taylor et al.40 Patients with Alzheimer disease typically die because of comorbidities (eg, infections), poor functional status, lack of nutrition, delirium, and severe cognitive impairment.4144

Our findings also suggest that in the KPSC population, Hispanic and Asian/Pacific Islander enrollees had lower age-adjusted mortality rates, compared with those of African Americans and non-Hispanic white enrollees. This finding is similar to that of a meta-analysis in which the authors reported that Hispanics had lower overall mortality than did non-Hispanic whites and non-Hispanic blacks, but overall higher risk of mortality than did Asian Americans.45 The mortality advantage of Hispanics and Asian/Pacific Islanders may be partially attributable to the healthy immigrant effect,2022 in which those who choose to migrate to another country are in general healthier than those who decide to stay. However, other studies found only weak evidence to support such a hypothesis.21,23 Another potential explanation could be the “salmon bias” effect, or reverse immigration hypothesis, in which selective immigrants, especially the less healthy ones, returned to their countries of origin.24 However, authors of other studies believed that the evidence was not enough46 or could explain only part of the advantages.47

The observed lower all-cause and race/ethnicity-specific mortality rates at KPSC compared with those of California and the US should be interpreted with caution. It is very likely that the advantage in mortality rates is attributable to the better coordination and delivery of care within the integrated health care system. However, it may also be possible that people who joined KPSC were healthier than other local residents because of more stable insurance coverage or healthier lifestyles.

Similar to age-adjusted all-cause mortality, the age-adjusted mortality rates caused by cancer and heart disease also varied significantly among racial/ethnic groups in the KPSC population. Our results are consistent with the US national data between 2010 and 2014 showing that African Americans and non-Hispanic whites had the higher CVD mortality rates (African Americans being the highest and non-Hispanic whites the second highest) compared with those of Hispanic and Asian/Pacific Islander.3 A study that evaluated the racial/ethnic differences in the risk of coronary heart disease in a cohort of 1.3 million KPNC enrollees showed that compared with whites, blacks, Latinos, and Asians all had a lower risk of coronary heart disease across all clinical risk categories, with the exception of blacks with prior coronary heart disease and no diabetes having higher risk than whites.48 It is unclear whether or not the lower risk of coronary heart disease may lead to a lower rate of CVD mortality rates in this population.

Some limitations of the present study should be acknowledged. First, one of the factors determining the quality of linkage is the uniqueness of identification of individuals being linked. A higher level of uniqueness is associated with more accurate linkage. The use of common Latino names (surnames and first names) and Asian/Pacific Islander surnames could lead to more false-positive matches and thus affect our ability to identify deaths of Hispanic and Asian/Pacific Islander enrollees. However, when we examined the success rates among 266,398 deaths documented within the KPSC system between 1988 and 2016 for each racial/ethnic subpopulation, the percentage of deaths not found by the linkage process did not differ much. Specifically, the rates were 2.5% for Hispanic, 1.4% for Asian/Pacific Islander, 1.3% for African Americans, and 0.8% for non-Hispanic whites. This is at least partially owing to a feature provided by the linkage software that takes care of the level of uniqueness of matching variables.

Second, deaths occurring outside California may not be completely captured, particularly after 2011, when a law was established that prohibited the SSA from disclosing state death records that the SSA receives through its contracts with the states. Given the size of the KPSC population and the lengthy study period, it was not feasible to identify deaths through the National Death Index. However, it is expected that most of the deaths outside California were reported to KPSC for active enrollees by family members, caregivers, doctors from medical facilities outside California, or law enforcement officers.

Third, the cause of death was missing for 27,187 (6.4%) of all deaths. These included deaths that were reported to KPSC or those that were derived through the linkage with SSA records but were not identified through the linkage process with the death records from the State of California. Therefore, the cause-specific death rates could be slightly underestimated.

Fourth, underlying causes of death may be underestimated for certain causes. For example, James et al49 found evidence that supported a larger number of deaths attributable to Alzheimer disease than what was actually reported.

Fifth, the change of underlying cause of death code from ICD-9 to ICD-10 in 1999 may affect the analyses related to cause of death. Anderson et al50 studied the influence of migration from ICD-9 to ICD-10 and concluded that the ranking of leading causes of death was substantially affected for some causes of death.

Sixth, the race/ethnicity information was missing for about 20% of the enrollees in 2001 to 2004 and was reduced to about 6% or 7% in recent years. Finally, although variation in all-cause mortality or cause-specific mortality exists in each ethnic group,18,51,52 our study did not stratify the analyses by subethnic groups.

CONCLUSION

The trends in age-adjusted mortality rates in this insured population are comparable to those of California and the US. The overall age-adjusted all-cause mortality rates are decreasing, although the cause-specific rates of certain diseases such as Alzheimer disease remained flat or increased during this period.

Supplementary Information

Table E1.

Age-adjusted mortality rates (per 100,000 person-years) by race/ethnicity and sex in KPSC, California (CA), and US, 2001–2016.

Year Non-Hispanic white Hispanic African American Asian/Pacific islander Overall
Male Female Total Male Female Total Male Female Total Male Female Total
KPSC 2001 819 585 687 644 452 535 962 674 792 609 388 489 684
2002 812 593 688 635 438 524 939 599 735 561 411 481 668
2003 814 610 700 632 455 534 987 648 784 514 351 427 683
2004 777 578 666 594 459 520 962 630 762 548 381 459 660
2005 794 579 674 627 424 515 914 661 763 548 361 446 657
2006 737 554 635 644 448 536 874 616 719 471 312 383 636
2007 713 545 620 595 428 502 804 601 683 476 347 406 616
2008 687 526 598 564 408 479 814 556 657 467 306 379 594
2009 685 489 577 546 411 471 778 550 639 446 328 381 574
2010 677 479 566 538 367 443 771 554 639 449 304 369 557
2011 654 485 561 540 371 447 816 540 647 453 316 377 548
2012 669 486 568 552 361 445 756 543 629 456 309 375 531
2013 680 489 575 520 374 439 737 530 612 450 337 387 532
2014 675 468 562 505 363 427 750 523 612 420 310 359 511
2015 665 511 581 538 381 451 763 533 625 438 340 383 529
2016 662 490 568 490 374 445 817 544 652 458 312 377 521
AAPC* −1.45 −1.26 −1.30 −1.93 −1.36 −1.28 −1.19 −1.54 −1.36 −2.06 −1.90 −1.95 −1.84
LL −2.82 −3.26 −2.67 −4.28 −3.80 −7.60 −3.51 −4.02 −3.26 −5.02 −6.62 −5.27 −2.95
UL −0.07 0.78 0.08 0.47 1.14 5.48 1.20 1.00 0.58 0.99 3.06 1.49 −0.71
CA 2001 970 709 825 777 534 640 1339 913 1092 635 432 519 783
2002 960 700 815 752 515 620 1335 918 1096 614 420 504 770
2003 955 699 813 764 523 630 1304 911 1083 605 414 496 768
2004 912 674 780 735 500 604 1268 885 1051 581 394 474 734
2005 904 667 774 753 510 618 1263 875 1046 580 393 472 731
2006 896 656 765 732 504 606 1219 859 1018 566 391 465 718
2007 865 636 740 689 480 575 1178 840 989 554 377 453 692
2008 849 627 728 673 476 565 1127 821 957 544 379 449 678
2009 831 608 710 658 457 547 1094 779 918 526 364 433 656
2010 818 605 702 654 452 542 1034 757 880 526 368 435 647
2011 819 602 702 637 448 533 1051 765 892 503 357 420 641
2012 811 594 693 622 441 523 1017 736 862 501 351 415 630
2013 812 593 694 634 441 528 1029 723 860 500 343 410 630
2014 788 573 673 605 418 502 1003 708 840 466 328 388 606
2015 809 592 693 617 428 514 1019 728 861 480 342 402 622
2016 800 584 685 621 429 517 1032 721 860 478 338 399 617
AAPC* −1.30 −1.31 −1.25 −1.53 −1.49 −1.45 −1.76 −1.59 −1.61 −1.92 −1.66 −1.78 −1.60
LL −2.15 −2.17 −2.10 −2.86 −2.76 −2.73 −2.95 −2.59 −2.65 −3.13 −2.87 −2.88 −2.51
UL −0.43 −0.44 −0.40 −0.18 −0.20 −0.16 −0.56 −0.59 −0.57 −0.70 −0.44 −0.66 −0.69
US 2001 1019 717 847 809 547 663 1400 932 1122 606 416 497 859
2002 1017 717 846 800 536 652 1385 928 1114 596 407 487 856
2003 997 710 835 784 534 645 1367 914 1099 583 405 481 844
2004 963 687 808 750 510 617 1321 885 1063 557 389 460 814
2005 962 691 810 771 514 628 1306 879 1055 562 386 461 815
2006 936 672 789 732 500 604 1267 846 1019 546 382 452 792
2007 918 661 775 711 484 586 1233 826 994 528 371 438 775
2008 920 665 779 695 485 580 1195 810 969 520 374 437 775
2009 894 643 755 676 466 560 1151 781 934 510 363 426 750
2010 893 643 755 678 463 559 1132 771 920 513 361 426 747
2011 887 645 754 647 453 541 1098 760 902 493 353 413 741
2012 876 638 746 644 453 539 1086 742 887 486 351 410 733
2013 877 638 747 640 449 535 1083 741 885 490 345 408 732
2014 872 634 743 627 438 523 1060 731 871 464 333 391 725
2015 881 644 753 629 438 525 1070 731 876 469 340 396 733
2016 880 637 749 632 436 526 1081 734 883 467 337 394 729
AAPC* −0.99 −0.80 −0.83 −1.67 −1.53 −1.56 −1.73 −1.60 −1.61 −1.76 −1.42 −1.56 −1.10
LL −1.66 −1.54 −1.52 −2.77 −2.36 −2.47 −2.49 −2.27 −2.30 −2.80 −2.24 −2.42 −1.78
UL −0.31 −0.05 −0.13 −0.55 −0.68 −0.64 −0.97 −0.93 −0.91 −0.71 −0.58 −0.70 −0.42
*

Comparison of AAPC within KPSC: 4 race/ethnic groups: p > 0.05; male vs. female within each race/ethnic group: p > 0.05. Comparison of AAPC between KPSC and CA/US for male/female/total within each race/ethnic group: p > 0.05.

AAPC = average annual percent change; KPSC = Kaiser Permanente Southern California; LL = lower limit; UL = upper limit.

Table E2.

Age-adjusted mortality rates (per 100,000 person-years) for the top 10 causes for all race/ethnicity in KPSC, California (CA) and US, 2001–2016.

Year Malignant neoplasms Diseases of the heart Alzheimer’s disease Cerebrovascular diseases Chronic lower respiratory disease Diabetes mellitus Accidents (unintentional injuries) Essential hypertension and hypertensive renal disease Influenza and pneumonia Chronic liver disease and cirrhosis
KPSC 2001 176 180 28 57 36 19 15 8 26 9
2002 175 177 31 51 31 20 18 7 28 8
2003 173 174 34 55 34 20 19 8 29 8
2004 168 167 40 48 33 22 18 9 22 6
2005 167 166 39 40 32 23 19 9 23 7
2006 163 160 35 38 31 24 20 9 19 6
2007 165 148 39 37 31 23 19 8 14 7
2008 160 136 42 34 31 22 18 9 13 7
2009 159 131 36 33 25 20 17 10 13 6
2010 158 125 36 33 25 20 16 8 12 6
2011 150 124 35 29 23 22 17 10 12 7
2012 145 118 33 28 22 21 17 11 10 6
2013 138 116 36 30 24 21 16 12 12 7
2014 139 110 34 28 22 20 17 12 10 7
2015 136 116 38 30 22 22 17 11 10 8
2016 133 113 39 31 23 22 18 10 10 7
AAPC* −1.87 −3.18 1.82 −4.42 −3.17 0.88 1.22 1.61 −7.08 −1.48
LL* −2.75 −4.78 −2.66 −8.67 −7.38 −1.84 −1.88 −3.38 −13.63 −6.44
UL* −0.98 −1.54 6.50 0.02 1.25 3.66 4.42 6.85 −0.04 3.74
CA 2001 180 234 17 62 44 22 25 8 28 12
2002 177 230 19 59 43 23 30 8 28 12
2003 174 225 22 58 44 23 31 9 27 12
2004 169 209 23 55 41 23 31 9 24 11
2005 169 203 25 49 42 24 32 10 24 11
2006 165 199 25 46 40 23 32 10 23 11
2007 164 184 26 44 38 22 32 10 20 11
2008 159 176 30 41 40 22 30 10 19 11
2009 159 167 28 39 38 20 29 10 18 11
2010 157 162 30 38 37 20 28 10 16 11
2011 152 159 31 36 37 21 28 11 17 12
2012 151 153 30 35 35 21 28 12 15 12
2013 147 152 30 35 35 21 29 12 17 12
2014 144 142 31 34 32 20 29 11 15 12
2015 143 146 36 36 33 21 31 12 15 13
2016 140 143 36 37 33 21 32 12 14 12
AAPC* −1.68 −3.32 4.80 −3.52 −2.00 −0.39 1.51 2.55 −4.89 −0.09
LL* −2.23 −4.71 1.48 −5.57 −4.08 −2.47 −1.20 −0.29 −8.54 −2.33
UL* −1.13 −1.91 8.23 −1.43 0.12 1.74 4.29 5.48 −1.09 2.20
US 2001 197 250 19 58 44 25 36 7 22 10
2002 194 245 21 57 44 26 37 7 23 9
2003 191 236 22 55 44 26 38 8 23 9
2004 187 222 23 51 42 25 38 8 20 9
2005 185 217 24 48 44 25 40 8 21 9
2006 182 206 24 45 41 24 40 8 18 9
2007 179 196 24 44 41 23 40 8 17 9
2008 176 192 26 42 45 22 39 8 18 9
2009 174 183 24 40 43 21 38 8 17 9
2010 173 179 25 39 42 21 38 8 15 9
2011 169 174 25 38 43 22 39 8 16 10
2012 167 171 24 37 42 21 39 8 14 10
2013 163 170 24 36 42 21 39 9 16 10
2014 161 167 25 37 41 21 41 8 15 10
2015 159 169 29 38 42 21 43 9 15 11
2016 156 166 30 37 41 21 47 9 14 11
AAPC* −1.56 −2.75 2.91 −3.04 −0.55 −1.21 1.73 1.50 −3.38 0.53
LL −1.81 −3.72 0.14 −4.47 −2.56 −2.73 0.16 −1.61 −7.71 −1.81
UL −1.30 −1.77 5.75 −1.58 1.50 0.34 3.33 4.70 1.15 2.93
*

Comparison of AAPC between KPSC and CA/US for each of the 10 top causes: p > 0.05.

AAPC = average annual percent change; KPSC = Kaiser Permanente Southern California; LL = lower limit; UL = upper limit.

Table E3.

Age-adjusted mortality rates for the top 10 causes by race/ethnicity in KPSC, 2001–2016.

Year Malignant neoplasms Diseases of the heart Alzheimer’s disease Cerebrovascular diseases Chronic lower respiratory diseases
NHW HI AA API NHW HI AA API NHW HI AA API NHW HI AA API NHW HI AA API
2001 189 130 225 152 176 145 189 116 29 17 32 8 55 45 80 60 44 15 25 14
2002 194 128 211 127 176 136 198 135 33 18 26 11 48 49 64 47 39 13 30 10
2003 186 138 218 131 173 124 199 94 36 25 33 18 55 45 73 44 41 13 33 10
2004 182 130 215 117 163 120 187 108 39 32 49 20 45 40 62 52 39 13 32 15
2005 182 124 209 144 168 118 185 94 40 24 49 14 39 37 41 44 40 15 23 9
2006 174 142 198 119 157 124 194 87 36 26 28 13 36 37 52 27 37 13 26 8
2007 178 138 193 128 147 113 164 86 39 29 41 12 32 34 46 46 36 14 26 13
2008 172 134 175 118 135 104 155 69 44 24 44 21 32 25 43 26 36 16 29 15
2009 169 122 191 126 131 95 150 72 36 31 40 18 30 32 41 34 29 12 21 8
2010 167 127 190 116 126 88 149 73 37 31 34 18 30 32 43 33 31 10 23 8
2011 158 126 184 121 125 97 159 70 37 29 40 17 26 28 35 28 28 9 21 9
2012 158 115 190 108 129 88 138 70 35 28 35 21 27 25 33 27 28 8 25 8
2013 155 109 166 102 124 86 142 80 40 27 36 21 30 27 40 27 32 11 22 12
2014 153 117 160 117 121 82 136 71 38 26 35 19 28 24 40 27 28 10 23 11
2015 152 114 162 117 132 84 136 76 41 30 45 25 29 28 40 28 29 12 20 10
2016 147 117 152 103 127 84 146 72 43 32 48 30 31 27 40 28 32 10 24 10
AAPC* −1.67 −0.93 −2.74 −3.20 −2.25 −3.81 −1.96 −4.21 2.14 2.70 −0.62 6.06 −4.26 −4.16 −6.02 −9.21 −2.53 −4.14 −1.73 −7.35
LL −2.88 −4.03 −5.48 −8.81 −4.39 −6.59 −5.52 −11.41 −2.56 −5.59 −13.82 −5.71 −9.17 −10.44 −14.41 −22.84 −7.07 −30.95 −10.61 −23.18
UL −0.45 2.28 0.09 2.76 −0.07 −0.94 1.74 3.56 7.07 11.73 14.61 19.31 0.92 2.57 3.21 6.84 2.24 33.07 8.03 11.74
Year Diabetes mellitus Accidents (unintentional injuries) Essential hypertension and hypertensive renal disease Influenza and pneumonia Chronic liver disease and cirrhosis
NHW HI AA API NHW HI AA API NHW HI AA API NHW HI AA API NHW HI AA API
2001 17 23 36 20 13 7 10 8 7 9 12 1 27 22 35 28 8 16 6 3
2002 18 28 34 12 17 7 11 6 6 5 19 2 29 27 28 31 9 11 5 2
2003 17 26 36 21 17 10 7 13 7 6 13 5 31 23 33 10 8 12 4 4
2004 19 28 31 19 17 10 11 8 8 5 12 7 22 22 23 15 7 10 7 1
2005 19 27 40 21 18 11 17 7 6 9 18 6 25 23 22 19 7 11 6 1
2006 21 28 38 16 17 13 14 10 8 9 11 4 18 18 21 15 6 8 5 2
2007 21 26 36 16 19 13 11 6 8 5 13 4 14 12 20 16 6 11 5 3
2008 18 29 37 17 17 13 13 12 8 7 11 8 13 15 12 9 8 8 4 2
2009 16 26 34 12 18 11 9 7 9 10 11 4 13 11 11 12 6 10 3 1
2010 17 24 35 15 19 12 11 8 8 7 10 6 12 9 15 9 7 9 6 2
2011 19 25 35 18 17 11 10 10 10 7 21 7 13 10 9 9 8 10 5 1
2012 19 24 33 20 21 15 16 10 12 8 13 8 10 12 13 13 7 8 4 2
2013 18 25 30 19 20 13 12 9 11 10 22 9 12 12 11 13 7 10 4 2
2014 19 21 37 12 21 14 15 11 12 9 15 8 11 9 11 8 7 9 6 2
2015 20 25 39 15 21 15 15 11 12 10 18 7 11 10 12 9 8 11 6 2
2016 19 27 39 15 22 15 16 13 10 8 19 11 11 11 13 6 8 10 7 2
AAPC* 0.57 0.36 0.11 −6.34 3.28 4.45 −0.84 −4.46 1.54 −7.57 −3.99 5.60 −7.89 −6.80 −10.33 −9.67 −1.21 −5.45 −2.87 −32.04
LL −3.34 −4.83 −4.81 −20.38 −1.53 −1.78 −14.69 −23.21 −7.12 −24.1 −21.25 −14.56 −17.05 −16.68 −23.54 −26.27 −8.24 −16.51 −15.69 −65.04
UL 4.66 5.84 5.30 10.17 8.32 11.08 15.25 18.85 11.00 12.52 17.04 30.53 2.28 4.26 5.16 10.65 6.35 7.07 11.91 32.12
*

Comparison of cause-specific AAPC among 4 race/ethnicity groups: p > 0.05

AAPC = average annual percent change; KPSC = Kaiser Permanente Southern California; LL = lower limit; UL = upper limit.

NHW = Non-Hispanic white; HI = Hispanic; AA = African American; API = Asian/Pacific Islander.

Table E4.

Age-adjusted cardiovascular disease (CVD) mortality rates (per 100,000 person-years) for people 45+ years of age, overall and by race/ethnicity for KPSC, US, and CA (2001–2016).

KPSC US CA
Year NHW HI AA API Total NHW HI AA API Total NHW HI AA API Total
2001 695 589 831 560 720 912 719 1205 578 924 931 721 1295 626 898
2002 663 564 811 555 688 895 698 1186 568 906 913 691 1297 607 876
2003 691 520 823 430 695 862 678 1159 542 874 896 692 1257 573 857
2004 639 484 763 489 655 810 633 1095 508 821 839 653 1182 537 802
2005 623 485 711 421 627 789 633 1057 489 798 803 644 1134 511 768
2006 589 491 747 350 608 741 586 1000 472 750 777 616 1119 514 743
2007 543 449 640 394 564 711 560 960 443 718 728 563 1056 475 692
2008 512 405 589 297 521 696 532 923 437 701 698 543 995 461 662
2009 494 403 573 321 504 662 508 872 416 666 661 514 927 435 625
2010 477 365 575 331 483 651 501 852 412 654 645 514 886 436 611
2011 472 379 613 304 476 636 468 813 384 634 640 492 883 404 598
2012 489 353 535 308 456 623 461 799 377 622 625 479 851 397 582
2013 485 354 567 336 458 621 458 797 376 619 620 479 834 391 576
2014 477 334 550 301 437 614 443 783 351 610 591 440 810 359 542
2015 507 354 555 331 459 624 451 785 356 618 618 452 812 368 561
2016 497 344 588 326 452 613 448 788 356 608 607 453 826 375 556
AAPC* −2.33 −3.71 −2.54 −4.54 −3.16 −2.67 −3.19 −2.85 −3.27 −2.81 −2.89 −3.15 −3.03 −3.48 −3.23
LL* −4.51 −6.42 −6.57 −11.89 −4.98 −3.75 −4.59 −3.9 −4.66 −3.85 −4.26 −4.85 −4.38 −5.3 −4.58
UL* −0.15 −1.06 0.47 2.92 −1.53 −1.58 −1.77 −1.79 −1.86 −1.76 −1.49 −1.43 −1.67 −1.62 −1.86
*

Comparison of AAPC between KPSC and CA/US for each race/ethnicity and overall: p > 0.05.

AAPC = average annual percent change; LL = lower limit; UL = upper limit.

NHW = Non-Hispanic white; HI = Hispanic; AA = African American; API = Asian/Pacific Islander.

Acknowledgments

We would like to thank Dianne Taylor for her assistance with formatting the manuscript.

Kathleen Louden, ELS, of Louden Health Communications performed a primary copy edit.

Appendix 1. Description of the data linkage process

The linkage was conducted by using the IBM’s InfoSphere QualityStage.1 The linkage between the enrollees and the decedents in the California Death Statistical Master Files (CDSMF) can be described at a high level in the six steps below. The linkage process between the enrollees and the decedents in the SSA Files was similar.

  1. Data preparation: The identifiers used to conduct the linkage were extracted from the source files, recoded, and standardized. For example, when the enrollees were linked with decedents of the CDSMF, the following data elements were extracted.

    1. From KPSC systems: social security number (SSN), first name, last name, middle initial, month of birth, date of birth, year of birth, sex, race, and ZIP code where the enrollee lived.

    2. From CDSMF: SSN, first name, last name, middle initial, month of birth, date of birth, year of birth, gender, race, and residence county.

  2. Standardization: SSN and name from both sources were standardized (e.g. validated for length and format).2 Invalid SSN were set to null.

  3. Recoding: The corresponding variables from the two sources were recoded to ensure consistency in values. For example, the value of “ZIP code where the enrollee lived” from the KPSC Research Data Warehouse was mapped to the value of “residence county of the deceased person” from the CDSMF.

  4. Indexing: The Soundex codes of both first name and last name from both sources were created to allow for possible alternate spellings.3 Names that sound alike may be grouped and shared the same Soundex code.

  5. Matching: The variables listed in step 1 were matched based on probabilistic algorithms13. The software assigned each matched pair a link weight based on the degree of agreement and the degree of disagreement between the variables from the two data sources being linked.4 A high link weight indicates a high probability of true match.

  6. Post-processing: An algorithm was applied to exclude matches that were very unlikely to be true (e.g. the enrollee accessed care at a KPSC facility 7 days after the presumed death date, or re-enrolled three months after the presumed death date). Matched pairs with a low link weight were also removed after a set of cutoff points was selected though manual review of samples stratified by age groups.

To understand the completeness of the death information identified by this linkage process, we validated the linkage results by using deaths documented within KPSC systems for enrollees who either died in a KPSC hospital or whose death was reported to KPSC. Among 266,398 deaths documented within the KPSC systems between 1988 and 2016, only 4,433 (1.7%) were not captured by the linkage process.

References

Appendix 2. 33 Categories of Cause of Deaths Defined by the Centers for Disease Control and Prevention

Cause of Death ICD-9 Codes ICD-10 Codes
1 Tuberculosis 010–018 A16–A19
2 Septicemia 038 A40–A41
3 Viral hepatitis 070 B15–B19
4 Human immunodeficiency virus (HIV) disease 042–044 B20–B24
5 Other infectious and parasitic diseases --- A00–A09, A20–A39, A42–A44, A46, A48–A84, A85.0–A85.2, A85.8, A86–B09, B25–B99
6 Malignant neoplasms 140–208 C00–C97
7 In situ neoplasms, benign neoplasms and neoplasms of uncertain or unknown behavior 210–239 D00–D48
8 Anemias 280–285 D50–D64
9 Diabetes mellitus 250 E50–E54
10 Nutritional deficiencies 260–269 E40–E64
11 Parkinson’s disease 332 G20–G21
12 Alzheimer’s disease 331.0 G30
13 Diseases of heart 390–398, 402, 404, 410–429 I00–I09, I11, I13, I20–I51
14 Essential hypertension and hypertensive renal disease 401, 403 I10, I12, I15
15 Cerebrovascular diseases 430–434, 436–438 I60–I69
16 Atherosclerosis 440 I70
17 Aortic aneurysm and dissection 441 I71
18 Influenza and pneumonia 480–487 J09–J18
19 Chronic lower respiratory diseases (CLRD) 490–494, 496 J40–J47
20 Pneumonitis due to solids and liquids 507 J69
21 Peptic ulcer 531–534 K25–K28
22 Chronic liver disease and cirrhosis 571 K70, K73–K74
23 Cholelithiasis and other disorders of gallbladder 574–575 K80–K82
24 Nephritis, nephrotic syndrome and nephrosis 580–589 N00–N07, N17–N19, N25–N27
25 Pregnancy, childbirth and the puerperium 630–676 O00–O99
26 Certain conditions originating in the perinatal period 760–771.2, 771.4–779 P00–P96
27 Congenital malformations, deformations and chromosomal abnormalities 740–759 Q00–Q99
28 Signs, symptoms, and ill-defined causes 780–799 R00–R99
29 All other diseases (residual) --- ---
30 Unintentional injuries E800–E869, E880–E929 V01–X59, Y85–Y86
31 Intentional self-harm (suicide) E950–E959 *U03, X60–X84, Y87.0
32 Assault (homicide) E960–E969, E979, E999 *U01–*U02, X85–Y09, Y87.1
33 All other external causes --- Y10–Y36, Y40–Y84, Y87.2, Y88, Y89.0–Y89.1, Y89.9

Source: Centers for Disease Control and Prevention (CDC).

*

The ICD-10 codes for terrorism are preceded with ‘*’. See Classification of Death and Injury Resulting from Terrorism on the CDC website for more information. www.cdc.gov/nchs/icd/terrorism_code.htm

Appendix 3. Projected year 2000 US population and proportion distribution by age

Age Population Proportion distribution (weights) Standard million
Total 274,634,000 1.000000 1,000,000
Under 1 year 3,795,000 0.013818 13,818
1–4 years 15,192,000 0.055317 55,317
5–14 years 39,977,000 0.145565 145,565
15–24 years 38,077,000 0.138646 138,646
25–34 years 37,233,000 0.135573 135,573
35–44 years 44,659,000 0.162613 162,613
45–54 years 37,030,000 0.134834 134,834
55–64 years 23,961,000 0.087247 87,247
65–74 years 18,136,000 0.066037 66,037
75–84 years 12,315,000 0.044842 44,842
85 years and over 4,259,000 0.015508 15,508

Figure is rounded up instead of down to force total to 1.0.

Source (either one of the two below):

  1. CDC WONDER: https://wonder.cdc.gov/wonder/help/ucd.html#. Page 34 of the downloadable pdf file named “Technical Appendix from Vital Statistics of United States: 1999 Mortality”.
  2. Anderson RN, Rosenberg HM. Age standardization of death rates: Implementation of the year 2000 standard. National vital statistics reports; vol 47 no 3. Hyattsville, MD: National Center for Health Statistics. 1998. Page 113. Available from: www.cdc.gov/nchs/data/nvsr/nvsr47/nvs47_03.pdf.

Footnotes

Disclosure Statement

The author(s) have no conflicts of interest to disclose.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Table E1.

Age-adjusted mortality rates (per 100,000 person-years) by race/ethnicity and sex in KPSC, California (CA), and US, 2001–2016.

Year Non-Hispanic white Hispanic African American Asian/Pacific islander Overall
Male Female Total Male Female Total Male Female Total Male Female Total
KPSC 2001 819 585 687 644 452 535 962 674 792 609 388 489 684
2002 812 593 688 635 438 524 939 599 735 561 411 481 668
2003 814 610 700 632 455 534 987 648 784 514 351 427 683
2004 777 578 666 594 459 520 962 630 762 548 381 459 660
2005 794 579 674 627 424 515 914 661 763 548 361 446 657
2006 737 554 635 644 448 536 874 616 719 471 312 383 636
2007 713 545 620 595 428 502 804 601 683 476 347 406 616
2008 687 526 598 564 408 479 814 556 657 467 306 379 594
2009 685 489 577 546 411 471 778 550 639 446 328 381 574
2010 677 479 566 538 367 443 771 554 639 449 304 369 557
2011 654 485 561 540 371 447 816 540 647 453 316 377 548
2012 669 486 568 552 361 445 756 543 629 456 309 375 531
2013 680 489 575 520 374 439 737 530 612 450 337 387 532
2014 675 468 562 505 363 427 750 523 612 420 310 359 511
2015 665 511 581 538 381 451 763 533 625 438 340 383 529
2016 662 490 568 490 374 445 817 544 652 458 312 377 521
AAPC* −1.45 −1.26 −1.30 −1.93 −1.36 −1.28 −1.19 −1.54 −1.36 −2.06 −1.90 −1.95 −1.84
LL −2.82 −3.26 −2.67 −4.28 −3.80 −7.60 −3.51 −4.02 −3.26 −5.02 −6.62 −5.27 −2.95
UL −0.07 0.78 0.08 0.47 1.14 5.48 1.20 1.00 0.58 0.99 3.06 1.49 −0.71
CA 2001 970 709 825 777 534 640 1339 913 1092 635 432 519 783
2002 960 700 815 752 515 620 1335 918 1096 614 420 504 770
2003 955 699 813 764 523 630 1304 911 1083 605 414 496 768
2004 912 674 780 735 500 604 1268 885 1051 581 394 474 734
2005 904 667 774 753 510 618 1263 875 1046 580 393 472 731
2006 896 656 765 732 504 606 1219 859 1018 566 391 465 718
2007 865 636 740 689 480 575 1178 840 989 554 377 453 692
2008 849 627 728 673 476 565 1127 821 957 544 379 449 678
2009 831 608 710 658 457 547 1094 779 918 526 364 433 656
2010 818 605 702 654 452 542 1034 757 880 526 368 435 647
2011 819 602 702 637 448 533 1051 765 892 503 357 420 641
2012 811 594 693 622 441 523 1017 736 862 501 351 415 630
2013 812 593 694 634 441 528 1029 723 860 500 343 410 630
2014 788 573 673 605 418 502 1003 708 840 466 328 388 606
2015 809 592 693 617 428 514 1019 728 861 480 342 402 622
2016 800 584 685 621 429 517 1032 721 860 478 338 399 617
AAPC* −1.30 −1.31 −1.25 −1.53 −1.49 −1.45 −1.76 −1.59 −1.61 −1.92 −1.66 −1.78 −1.60
LL −2.15 −2.17 −2.10 −2.86 −2.76 −2.73 −2.95 −2.59 −2.65 −3.13 −2.87 −2.88 −2.51
UL −0.43 −0.44 −0.40 −0.18 −0.20 −0.16 −0.56 −0.59 −0.57 −0.70 −0.44 −0.66 −0.69
US 2001 1019 717 847 809 547 663 1400 932 1122 606 416 497 859
2002 1017 717 846 800 536 652 1385 928 1114 596 407 487 856
2003 997 710 835 784 534 645 1367 914 1099 583 405 481 844
2004 963 687 808 750 510 617 1321 885 1063 557 389 460 814
2005 962 691 810 771 514 628 1306 879 1055 562 386 461 815
2006 936 672 789 732 500 604 1267 846 1019 546 382 452 792
2007 918 661 775 711 484 586 1233 826 994 528 371 438 775
2008 920 665 779 695 485 580 1195 810 969 520 374 437 775
2009 894 643 755 676 466 560 1151 781 934 510 363 426 750
2010 893 643 755 678 463 559 1132 771 920 513 361 426 747
2011 887 645 754 647 453 541 1098 760 902 493 353 413 741
2012 876 638 746 644 453 539 1086 742 887 486 351 410 733
2013 877 638 747 640 449 535 1083 741 885 490 345 408 732
2014 872 634 743 627 438 523 1060 731 871 464 333 391 725
2015 881 644 753 629 438 525 1070 731 876 469 340 396 733
2016 880 637 749 632 436 526 1081 734 883 467 337 394 729
AAPC* −0.99 −0.80 −0.83 −1.67 −1.53 −1.56 −1.73 −1.60 −1.61 −1.76 −1.42 −1.56 −1.10
LL −1.66 −1.54 −1.52 −2.77 −2.36 −2.47 −2.49 −2.27 −2.30 −2.80 −2.24 −2.42 −1.78
UL −0.31 −0.05 −0.13 −0.55 −0.68 −0.64 −0.97 −0.93 −0.91 −0.71 −0.58 −0.70 −0.42
*

Comparison of AAPC within KPSC: 4 race/ethnic groups: p > 0.05; male vs. female within each race/ethnic group: p > 0.05. Comparison of AAPC between KPSC and CA/US for male/female/total within each race/ethnic group: p > 0.05.

AAPC = average annual percent change; KPSC = Kaiser Permanente Southern California; LL = lower limit; UL = upper limit.

Table E2.

Age-adjusted mortality rates (per 100,000 person-years) for the top 10 causes for all race/ethnicity in KPSC, California (CA) and US, 2001–2016.

Year Malignant neoplasms Diseases of the heart Alzheimer’s disease Cerebrovascular diseases Chronic lower respiratory disease Diabetes mellitus Accidents (unintentional injuries) Essential hypertension and hypertensive renal disease Influenza and pneumonia Chronic liver disease and cirrhosis
KPSC 2001 176 180 28 57 36 19 15 8 26 9
2002 175 177 31 51 31 20 18 7 28 8
2003 173 174 34 55 34 20 19 8 29 8
2004 168 167 40 48 33 22 18 9 22 6
2005 167 166 39 40 32 23 19 9 23 7
2006 163 160 35 38 31 24 20 9 19 6
2007 165 148 39 37 31 23 19 8 14 7
2008 160 136 42 34 31 22 18 9 13 7
2009 159 131 36 33 25 20 17 10 13 6
2010 158 125 36 33 25 20 16 8 12 6
2011 150 124 35 29 23 22 17 10 12 7
2012 145 118 33 28 22 21 17 11 10 6
2013 138 116 36 30 24 21 16 12 12 7
2014 139 110 34 28 22 20 17 12 10 7
2015 136 116 38 30 22 22 17 11 10 8
2016 133 113 39 31 23 22 18 10 10 7
AAPC* −1.87 −3.18 1.82 −4.42 −3.17 0.88 1.22 1.61 −7.08 −1.48
LL* −2.75 −4.78 −2.66 −8.67 −7.38 −1.84 −1.88 −3.38 −13.63 −6.44
UL* −0.98 −1.54 6.50 0.02 1.25 3.66 4.42 6.85 −0.04 3.74
CA 2001 180 234 17 62 44 22 25 8 28 12
2002 177 230 19 59 43 23 30 8 28 12
2003 174 225 22 58 44 23 31 9 27 12
2004 169 209 23 55 41 23 31 9 24 11
2005 169 203 25 49 42 24 32 10 24 11
2006 165 199 25 46 40 23 32 10 23 11
2007 164 184 26 44 38 22 32 10 20 11
2008 159 176 30 41 40 22 30 10 19 11
2009 159 167 28 39 38 20 29 10 18 11
2010 157 162 30 38 37 20 28 10 16 11
2011 152 159 31 36 37 21 28 11 17 12
2012 151 153 30 35 35 21 28 12 15 12
2013 147 152 30 35 35 21 29 12 17 12
2014 144 142 31 34 32 20 29 11 15 12
2015 143 146 36 36 33 21 31 12 15 13
2016 140 143 36 37 33 21 32 12 14 12
AAPC* −1.68 −3.32 4.80 −3.52 −2.00 −0.39 1.51 2.55 −4.89 −0.09
LL* −2.23 −4.71 1.48 −5.57 −4.08 −2.47 −1.20 −0.29 −8.54 −2.33
UL* −1.13 −1.91 8.23 −1.43 0.12 1.74 4.29 5.48 −1.09 2.20
US 2001 197 250 19 58 44 25 36 7 22 10
2002 194 245 21 57 44 26 37 7 23 9
2003 191 236 22 55 44 26 38 8 23 9
2004 187 222 23 51 42 25 38 8 20 9
2005 185 217 24 48 44 25 40 8 21 9
2006 182 206 24 45 41 24 40 8 18 9
2007 179 196 24 44 41 23 40 8 17 9
2008 176 192 26 42 45 22 39 8 18 9
2009 174 183 24 40 43 21 38 8 17 9
2010 173 179 25 39 42 21 38 8 15 9
2011 169 174 25 38 43 22 39 8 16 10
2012 167 171 24 37 42 21 39 8 14 10
2013 163 170 24 36 42 21 39 9 16 10
2014 161 167 25 37 41 21 41 8 15 10
2015 159 169 29 38 42 21 43 9 15 11
2016 156 166 30 37 41 21 47 9 14 11
AAPC* −1.56 −2.75 2.91 −3.04 −0.55 −1.21 1.73 1.50 −3.38 0.53
LL −1.81 −3.72 0.14 −4.47 −2.56 −2.73 0.16 −1.61 −7.71 −1.81
UL −1.30 −1.77 5.75 −1.58 1.50 0.34 3.33 4.70 1.15 2.93
*

Comparison of AAPC between KPSC and CA/US for each of the 10 top causes: p > 0.05.

AAPC = average annual percent change; KPSC = Kaiser Permanente Southern California; LL = lower limit; UL = upper limit.

Table E3.

Age-adjusted mortality rates for the top 10 causes by race/ethnicity in KPSC, 2001–2016.

Year Malignant neoplasms Diseases of the heart Alzheimer’s disease Cerebrovascular diseases Chronic lower respiratory diseases
NHW HI AA API NHW HI AA API NHW HI AA API NHW HI AA API NHW HI AA API
2001 189 130 225 152 176 145 189 116 29 17 32 8 55 45 80 60 44 15 25 14
2002 194 128 211 127 176 136 198 135 33 18 26 11 48 49 64 47 39 13 30 10
2003 186 138 218 131 173 124 199 94 36 25 33 18 55 45 73 44 41 13 33 10
2004 182 130 215 117 163 120 187 108 39 32 49 20 45 40 62 52 39 13 32 15
2005 182 124 209 144 168 118 185 94 40 24 49 14 39 37 41 44 40 15 23 9
2006 174 142 198 119 157 124 194 87 36 26 28 13 36 37 52 27 37 13 26 8
2007 178 138 193 128 147 113 164 86 39 29 41 12 32 34 46 46 36 14 26 13
2008 172 134 175 118 135 104 155 69 44 24 44 21 32 25 43 26 36 16 29 15
2009 169 122 191 126 131 95 150 72 36 31 40 18 30 32 41 34 29 12 21 8
2010 167 127 190 116 126 88 149 73 37 31 34 18 30 32 43 33 31 10 23 8
2011 158 126 184 121 125 97 159 70 37 29 40 17 26 28 35 28 28 9 21 9
2012 158 115 190 108 129 88 138 70 35 28 35 21 27 25 33 27 28 8 25 8
2013 155 109 166 102 124 86 142 80 40 27 36 21 30 27 40 27 32 11 22 12
2014 153 117 160 117 121 82 136 71 38 26 35 19 28 24 40 27 28 10 23 11
2015 152 114 162 117 132 84 136 76 41 30 45 25 29 28 40 28 29 12 20 10
2016 147 117 152 103 127 84 146 72 43 32 48 30 31 27 40 28 32 10 24 10
AAPC* −1.67 −0.93 −2.74 −3.20 −2.25 −3.81 −1.96 −4.21 2.14 2.70 −0.62 6.06 −4.26 −4.16 −6.02 −9.21 −2.53 −4.14 −1.73 −7.35
LL −2.88 −4.03 −5.48 −8.81 −4.39 −6.59 −5.52 −11.41 −2.56 −5.59 −13.82 −5.71 −9.17 −10.44 −14.41 −22.84 −7.07 −30.95 −10.61 −23.18
UL −0.45 2.28 0.09 2.76 −0.07 −0.94 1.74 3.56 7.07 11.73 14.61 19.31 0.92 2.57 3.21 6.84 2.24 33.07 8.03 11.74
Year Diabetes mellitus Accidents (unintentional injuries) Essential hypertension and hypertensive renal disease Influenza and pneumonia Chronic liver disease and cirrhosis
NHW HI AA API NHW HI AA API NHW HI AA API NHW HI AA API NHW HI AA API
2001 17 23 36 20 13 7 10 8 7 9 12 1 27 22 35 28 8 16 6 3
2002 18 28 34 12 17 7 11 6 6 5 19 2 29 27 28 31 9 11 5 2
2003 17 26 36 21 17 10 7 13 7 6 13 5 31 23 33 10 8 12 4 4
2004 19 28 31 19 17 10 11 8 8 5 12 7 22 22 23 15 7 10 7 1
2005 19 27 40 21 18 11 17 7 6 9 18 6 25 23 22 19 7 11 6 1
2006 21 28 38 16 17 13 14 10 8 9 11 4 18 18 21 15 6 8 5 2
2007 21 26 36 16 19 13 11 6 8 5 13 4 14 12 20 16 6 11 5 3
2008 18 29 37 17 17 13 13 12 8 7 11 8 13 15 12 9 8 8 4 2
2009 16 26 34 12 18 11 9 7 9 10 11 4 13 11 11 12 6 10 3 1
2010 17 24 35 15 19 12 11 8 8 7 10 6 12 9 15 9 7 9 6 2
2011 19 25 35 18 17 11 10 10 10 7 21 7 13 10 9 9 8 10 5 1
2012 19 24 33 20 21 15 16 10 12 8 13 8 10 12 13 13 7 8 4 2
2013 18 25 30 19 20 13 12 9 11 10 22 9 12 12 11 13 7 10 4 2
2014 19 21 37 12 21 14 15 11 12 9 15 8 11 9 11 8 7 9 6 2
2015 20 25 39 15 21 15 15 11 12 10 18 7 11 10 12 9 8 11 6 2
2016 19 27 39 15 22 15 16 13 10 8 19 11 11 11 13 6 8 10 7 2
AAPC* 0.57 0.36 0.11 −6.34 3.28 4.45 −0.84 −4.46 1.54 −7.57 −3.99 5.60 −7.89 −6.80 −10.33 −9.67 −1.21 −5.45 −2.87 −32.04
LL −3.34 −4.83 −4.81 −20.38 −1.53 −1.78 −14.69 −23.21 −7.12 −24.1 −21.25 −14.56 −17.05 −16.68 −23.54 −26.27 −8.24 −16.51 −15.69 −65.04
UL 4.66 5.84 5.30 10.17 8.32 11.08 15.25 18.85 11.00 12.52 17.04 30.53 2.28 4.26 5.16 10.65 6.35 7.07 11.91 32.12
*

Comparison of cause-specific AAPC among 4 race/ethnicity groups: p > 0.05

AAPC = average annual percent change; KPSC = Kaiser Permanente Southern California; LL = lower limit; UL = upper limit.

NHW = Non-Hispanic white; HI = Hispanic; AA = African American; API = Asian/Pacific Islander.

Table E4.

Age-adjusted cardiovascular disease (CVD) mortality rates (per 100,000 person-years) for people 45+ years of age, overall and by race/ethnicity for KPSC, US, and CA (2001–2016).

KPSC US CA
Year NHW HI AA API Total NHW HI AA API Total NHW HI AA API Total
2001 695 589 831 560 720 912 719 1205 578 924 931 721 1295 626 898
2002 663 564 811 555 688 895 698 1186 568 906 913 691 1297 607 876
2003 691 520 823 430 695 862 678 1159 542 874 896 692 1257 573 857
2004 639 484 763 489 655 810 633 1095 508 821 839 653 1182 537 802
2005 623 485 711 421 627 789 633 1057 489 798 803 644 1134 511 768
2006 589 491 747 350 608 741 586 1000 472 750 777 616 1119 514 743
2007 543 449 640 394 564 711 560 960 443 718 728 563 1056 475 692
2008 512 405 589 297 521 696 532 923 437 701 698 543 995 461 662
2009 494 403 573 321 504 662 508 872 416 666 661 514 927 435 625
2010 477 365 575 331 483 651 501 852 412 654 645 514 886 436 611
2011 472 379 613 304 476 636 468 813 384 634 640 492 883 404 598
2012 489 353 535 308 456 623 461 799 377 622 625 479 851 397 582
2013 485 354 567 336 458 621 458 797 376 619 620 479 834 391 576
2014 477 334 550 301 437 614 443 783 351 610 591 440 810 359 542
2015 507 354 555 331 459 624 451 785 356 618 618 452 812 368 561
2016 497 344 588 326 452 613 448 788 356 608 607 453 826 375 556
AAPC* −2.33 −3.71 −2.54 −4.54 −3.16 −2.67 −3.19 −2.85 −3.27 −2.81 −2.89 −3.15 −3.03 −3.48 −3.23
LL* −4.51 −6.42 −6.57 −11.89 −4.98 −3.75 −4.59 −3.9 −4.66 −3.85 −4.26 −4.85 −4.38 −5.3 −4.58
UL* −0.15 −1.06 0.47 2.92 −1.53 −1.58 −1.77 −1.79 −1.86 −1.76 −1.49 −1.43 −1.67 −1.62 −1.86
*

Comparison of AAPC between KPSC and CA/US for each race/ethnicity and overall: p > 0.05.

AAPC = average annual percent change; LL = lower limit; UL = upper limit.

NHW = Non-Hispanic white; HI = Hispanic; AA = African American; API = Asian/Pacific Islander.


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