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JAMA Network logoLink to JAMA Network
. 2019 Mar 25;173(5):434–445. doi: 10.1001/jamapediatrics.2019.0180

Outcomes of Extremely Preterm Infants With Birth Weight Less Than 400 g

Jane E Brumbaugh 1, Nellie I Hansen 2, Edward F Bell 3,, Amaanti Sridhar 2, Waldemar A Carlo 4, Susan R Hintz 5, Betty R Vohr 6, Tarah T Colaizy 3, Andrea F Duncan 7, Myra H Wyckoff 8, Michelle L Baack 9, Matthew A Rysavy 3, Sara B DeMauro 10, Barbara J Stoll 7, Abhik Das 11, Rosemary D Higgins 12, for the National Institute of Child Health and Human Development Neonatal Research Network
PMCID: PMC6503635  PMID: 30907941

Key Points

Question

What are the mortality and morbidity risks for infants with a birth weight less than 400 g?

Findings

In this cohort study of 205 inborn, preterm infants with a birth weight less than 400 g and a gestational age of 22 to 26 weeks, 26 liveborn infants (12.7% of liveborn infants; 25.7% of those actively treated at birth) survived to discharge. Among the 19 infants in the 2008 to 2015 birth cohort who completed follow-up evaluation (10% of liveborn infants; 21% of actively treated infants), 14 (74%) had neurodevelopmental impairment.

Meaning

Infants with a birth weight less than 400 g are at risk of significant, but not universal, morbidity and mortality.


This cohort study characterizes the outcomes of liveborn infants with a birth weight less than 400 g and a gestational age of 22 to 26 weeks.

Abstract

Importance

Birth weight (BW) is an important predictor of mortality and morbidity. At extremely early gestational ages (GAs), BW may influence decisions regarding initiation of resuscitation.

Objective

To characterize outcomes of liveborn infants with a BW less than 400 g.

Design, Setting, and Participants

This retrospective multicenter cohort study analyzed extremely preterm infants born between January 2008 and December 2016 within the National Institute of Child Health and Human Development Neonatal Research Network. Infants with a BW less than 400 g and a GA of 22 to 26 weeks were included. Active treatment was defined as the provision of any potentially lifesaving intervention after birth. Survival was analyzed for the entire cohort; neurodevelopmental impairment (NDI) was examined for those born between January 2008 and December 2015 (birth years with outcomes available for analysis). Neurodevelopmental impairment at 18 to 26 months’ corrected age (CA) was defined as a Bayley Scales of Infant and Toddler Development, Third Edition, cognitive composite score less than 85, a motor composite score less than 85, moderate or severe cerebral palsy, gross motor function classification system score of 2 or greater, bilateral blindness, and/or hearing impairment. Data were analyzed from September 2017 to October 2018.

Exposures

Birth weight less than 400 g.

Main Outcomes and Measures

The primary outcome was survival to discharge among infants who received active treatment. Analysis of follow-up data was limited to infants born from 2008 to 2015 to ensure children had reached assessment age. Within this cohort, neurodevelopmental outcomes were assessed for infants who survived to 18 to 26 months’ CA and returned for a comprehensive visit.

Results

Of the 205 included infants, 121 (59.0%) were female, 133 (64.9%) were singletons, and 178 (86.8%) were small for gestational age. Almost half (101 of 205 [49.3%]) received active treatment at birth. A total of 26 of 205 infants (12.7%; 95% CI, 8.5-18.9) overall survived to discharge, and 26 of 101 actively treated infants (25.7%; 95% CI, 17.6-35.4) survived to discharge. Within the subset of infants with a BW less than 400 g and a GA of 22 to 23 weeks, 6 of 36 actively treated infants (17%; 95% CI, 6-33) survived to discharge. Among infants born between 2008 and 2015, 23 of 90 actively treated infants (26%; 95% CI, 17-36) survived to discharge. Two infants died after discharge, and 2 were lost to follow-up. Thus, 19 of 90 actively treated infants (21%; 95% CI, 13-31) were evaluated at 18 to 26 months’ CA. Moderate or severe NDI occurred in 14 of 19 infants (74%).

Conclusions and Relevance

Infants born with a BW less than 400 g are at high risk of mortality and significant morbidity. Although 21% of infants survived to 18 to 26 months’ CA with active treatment, NDI was common among survivors.

Introduction

Systematic assessment of survival and neurodevelopmental outcomes for the smallest extremely preterm infants is needed to inform decisions surrounding initiation of active treatment. The deaths of infants once classified as fetal deaths may now be classified as neonatal deaths.1 Little is known about outcomes of infants with birth weights (BWs) below traditional cutoffs for viability.

Early analyses reported poor survival for infants born with a BW less than 500 g.2,3 Reports published since 2010 present improved short-term survival.4,5,6,7,8,9 In Germany, Rieger-Fackeldey et al4 found that 60% of liveborn infants with a BW of 500 g or less actively treated at birth survived to discharge. Keir et al5 reported that 54% of infants with a BW of 500 g or less survived to discharge with active treatment in an Australian center; 43% had no or mild disability at 12 months’ corrected age (CA). Pedley et al6 found 64% survival to discharge for infants with a BW less than 500 g in a United Kingdom tertiary care unit. The California Perinatal Quality Care Collaborative recorded 21% survival for infants with a BW of 300-500 g.7 In British Columbia, Canada, Bashir et al8 reported 55% survival to discharge for infants admitted to intensive care with a BW less than 500 g; 27% had no impairment at 4 years. Nagara et al9 found 80% survival with a BW less than 500 g in a Japanese case series; 5 of 7 infants (71%) had no or mild developmental disability at 3 years. Although these reports include a few infants with a BW less than 400 g, the sparse details provided do not permit any conclusions about the smallest survivors. Since 2000, case reports of surviving infants with a BW less than 400 g have been compiled in the Tiniest Babies Registry, a web-based registry (https://webapps1.healthcare.uiowa.edu/tiniestbabies/).10 The registry has facilitated reporting of the smallest survivors, confirmed the survival advantage of females, and demonstrated the prevalence of small-for-gestational-age (SGA) infants among survivors.

The current study aims to expand understanding of outcomes for the smallest infants by examining outcomes after active treatment using a multicenter cohort. The present work has the potential to inform counseling and perinatal practice for expectant mothers and preterm infants by reporting in-hospital and 2-year outcomes of a cohort of extremely preterm infants with a BW less than 400 g.

Methods

This study is a retrospective analysis of a cohort of extremely preterm infants born at 21 centers in the Eunice Kennedy Shriver National Institute of Child Health and Human Development Neonatal Research Network (NRN) from January 2008 to December 2016. Infants with a BW less than 400 g, a gestational age (GA) of 22 to 26 weeks, and no major birth defects were included. Gestational age was determined by obstetrical estimate. If obstetrical dating was unavailable, GA estimation was based on newborn examination. Detailed maternal and neonatal data were collected prospectively until infants were discharged, transferred, or died. For infants remaining hospitalized at 120 days, limited additional data were collected after 120 days.

The institutional review boards at the 21 centers approved participation in the registry and the follow-up study. Eighteen centers granted waivers of consent for the registry, and 6 centers granted waivers of consent for the follow-up study. Written informed consent was obtained from one or both parents or a guardian at all but 1 of the remaining centers; written or verbal consent was obtained from a parent at this site.

Birth Hospitalization Data

Collected maternal information appears in Table 1. Infants with a BW less than the 10th percentile for GA based on standards reported by Alexander et al11 were considered SGA. Short-term morbidities and interventions were recorded for infants surviving more than 12 hours. Morbidities recorded included sepsis, meningitis, pneumothorax, pulmonary hemorrhage, pulmonary interstitial emphysema, intracranial hemorrhage (ICH), white matter injury (WMI), retinopathy of prematurity, possible hearing loss, and necrotizing enterocolitis. Sepsis was defined as positive findings on blood culture and therapy (5 or more days or, in the case of death, intent to treat), and meningitis, positive findings on cerebrospinal fluid culture and therapy (7 or more days or, in the case of death, intent to treat). Intracranial hemorrhage was determined for infants who had cranial sonography performed within 28 days of birth, with findings classified by Papile criteria.12 Grades 3 and 4 were considered severe ICH. White matter injury was defined as periventricular leukomalacia, porencephalic cyst, posthemorrhagic cyst, and/or cystic encephalomalacia on cranial sonography, magnetic resonance imaging, or computed tomography. Possible hearing loss was determined by a failed auditory brain stem response test in either ear. Necrotizing enterocolitis was defined as modified Bell stage of IIA or worse.13 Beginning April 1, 2011, data were collected on prenatal diagnoses influencing decisions to limit care and postnatal discussions with parents regarding decisions to limit, withdraw, or not escalate care for infants.

Table 1. Maternal and Neonatal Characteristics for Infants With Birth Weight Less Than 400 g Born From 2008 to 2016.

Characteristic No./Total No. (%) P Valueb
All Infants (N = 205) Infants Who Received Active Treatment (n = 101)a Infants Who Did Not Receive Active Treatment (n = 104)a
Maternal Characteristics
Age, y .67
<18 2/205 (1.0) 2/101 (2.0) 0
18-25 72/205 (35.1) 37/101 (36.6) 35/104 (33.7)
26-30 61/205 (29.8) 21/101 (20.8) 40/104 (38.5)
31-35 37/205 (18.0) 23/101 (22.8) 14/104 (13.5)
>35 33/205 (16.1) 18/101 (17.8) 15/104 (14.4)
Education .38
Less than high school 21/123 (17.1) 15/70 (21) 6/53 (11)
High school degree 36/123 (29.3) 20/70 (29) 16/53 (30)
Partial college/trade/technical 33/123 (26.8) 16/70 (23) 17/53 (32)
College degree or higher 33/123 (26.8) 19/70 (27) 14/53 (26)
Insurance status .002
Public insurance/Medicaid 106/200 (53.0) 58/97 (60) 48/103 (46.6)
Private 83/200 (41.5) 39/97 (40) 44/103 (42.7)
Self-pay/uninsured 10/200 (5.0) 0 10/103 (9.7)
Other 1/200 (0.5) 0 1/103 (1.0)
Race/ethnicity .61
Non-Hispanic white 80/200 (40.0) 40/99 (40) 40/101 (39.6)
Non-Hispanic black 72/200 (36.0) 39/99 (39) 33/101 (32.7)
Non-Hispanic other 13/200 (6.5) 5/99 (5) 8/101 (7.9)
Hispanic or Latino 35/200 (17.5) 15/99 (15) 20/101 (19.8)
Prenatal carec 201/204 (98.5) 100/100 (100) 101/104 (97.1) .25
Diabetes with insulin use 6/204 (2.9) 3/100 (3) 3/104 (2.9) >.99
Hypertension 89/204 (43.6) 57/100 (57) 32/104 (30.8) <.001
Antenatal steroids 119/205 (58.0) 94/101 (93.1) 25/104 (24.0) <.001
Maternal antibioticsd 104/203 (51.2) 60/99 (61) 44/104 (42.3) .01
Magnesium sulfatee 77/125 (61.6) 54/66 (82) 23/59 (39) <.001
Multiple gestation 72/205 (35.1) 34/101 (33.7) 38/104 (36.5) .77
Rupture of membranes 69/200 (34.5) 27/100 (27) 42/100 (42) .04
>18 h 29/200 (14.5) 9/100 (9) 20/100 (20) .04
>24 h 22/196 (11.2) 7/99 (7) 15/97 (15) .07
Fetal heart rate monitoringf 16/19 (84) 11/11 (100) 5/8 (63) .06
Cesarean delivery 80/204 (39.2) 72/101 (71.3) 8/103 (7.8) <.001
Neonatal Characteristics
Inborn 205/205 (100) 101/101 (100) 104/104 (100) NA
Male 84/205 (41.0) 41/101 (40.6) 43/104 (41.3) >.99
Gestational age, wk <.001
22 80/205 (39.0) 12/101 (11.9) 68/104 (65.4)
23 49/205 (23.9) 24/101 (23.8) 25/104 (24.0)
24 35/205 (17.1) 28/101 (27.7) 7/104 (6.7)
25 24/205 (11.7) 21/101 (20.8) 3/104 (2.9)
26 17/205 (8.3) 16/101 (15.8) 1/104 (1.0)
Birth weight, g .004
<300 19/205 (9.3) 2/101 (2.0) 17/104 (16.3)
300-350 47/205 (22.9) 25/101 (24.8) 22/104 (21.2)
351-375 62/205 (30.2) 27/101 (26.7) 35/104 (33.7)
376-399 77/205 (37.6) 47/101 (46.5) 30/104 (28.8)
Small for gestational age 178/205 (86.8) 95/101 (94.1) 83/104 (79.8) .003
5-min Apgar score <5 143/194 (73.7) 50/100 (50) 93/94 (99) <.001

Abbreviation: NA, not applicable.

a

Active treatment was defined as intubation, surfactant therapy, respiratory support, chest compressions, epinephrine, volume resuscitation, blood pressure support, or parenteral nutrition administration.

b

P values by the χ2 test (ordinal variables) or Fisher exact test (nominal and dichotomous variables).

c

Prenatal care was considered to be given if there was evidence of at least 1 prenatal visit (2008-2015) or evidence of limited or adequate prenatal healthcare (2016).

d

Maternal antibiotics were recorded if given within 72 hours prior to birth.

e

Data collection on the administration of magnesium sulfate prior to delivery began on April 1, 2011.

f

Data collection on electronic fetal heart rate monitoring within 12 hours prior to delivery began on January 1, 2016.

Follow-up for Infants Born From 2008 to 2015

Surviving infants were eligible for comprehensive follow-up at 18 to 22 months’ CA (births before July 2012) or 22 to 26 months’ CA (births in or after July 2012). Follow-up outcomes were reported for infants born from 2008 to 2015, the subset reaching the assessment age by the time of this analysis. Assessment included an interview with the primary caretaker to review medical history. Growth was assessed with weight-for-age, length-for-age, and head circumference–for-age measures using the World Health Organization Child Growth Standards.14,15 Vision and hearing status were determined by caretaker report, testing after initial discharge (when available), and examination at follow-up. Ophthalmology and audiology assessment were not standardized, as they were guided by retinal vasculature maturity and newborn hearing screening results, respectively, prior to discharge. Vision impairment was defined as wearing or being prescribed corrective lenses, eye abnormality, or blindness. Blindness was defined as a corrected visual acuity less than 20/200 bilaterally. Hearing impairment was defined as permanent hearing loss that did not permit the child to understand the examiner’s directions and communicate, with or without amplification, based on observation and history.

A neurological examination and the Bayley Scales of Infant and Toddler Development, Third Edition (Bayley-III),16 were administered by certified examiners. An abnormal neurological examination included any abnormality in tone, reflexes, or movement, with or without cerebral palsy (CP). Cerebral palsy severity was defined as mild (level 1 or lower), moderate (level 2 or 3), or severe (level 4 or 5) using the gross motor function classification system (GMFCS).17 Neurodevelopmental impairment (NDI) was defined as a Bayley-III cognitive composite score less than 85, a Bayley-III motor composite score less than 85, moderate or severe CP, GMFCS level 2 or greater, blindness (bilateral), or hearing loss (bilateral) with no functional hearing. Neurodevelopmental impairment was subdivided into moderate and severe. Moderate NDI was defined as a cognitive composite score of 70 to 84, a motor composite score of 70 to 84, or GMFCS level 2 or 3. Severe NDI was defined as a cognitive composite score less than 70, a motor composite score less than 70, GMFCS level 4 or 5, bilateral blindness, or bilateral hearing loss with no functional hearing. Among infants with severe NDI, profound impairment was defined as a cognitive composite score of 54 or less, a motor composite score of 46 or less, or GMFCS level 5.

Outcomes

The primary outcome was survival to discharge home or 1 year (if still hospitalized) among infants who received active treatment. We defined active treatment at birth using a modification of the definition by Rysavy et al,18 which included any of the following: endotracheal intubation, surfactant therapy, continuous positive airway pressure, bag-and-mask ventilation or mechanical ventilation, chest compressions, epinephrine, volume resuscitation, blood pressure support, or parenteral nutrition. Secondary outcomes included survival to discharge among all infants and NDI.

Statistical Analysis

Maternal and neonatal characteristics were compared between infants who did and did not receive active treatment, with statistical significance for unadjusted comparisons determined by χ2 or Fisher exact test. A logistic regression model that used generalized estimating equations to account for potential correlation of response (provision of active treatment) within study centers was used to assess characteristics that differed between infants who did and did not receive active treatment while adjusting for other characteristics. Characteristics included in the model were available for the entire study period and were compared using univariate analysis (ie, public insurance, maternal hypertension, antenatal steroids, maternal antibiotic use, rupture of membranes for more than 18 hours, cesarean delivery, GA, and BW). Interventions and outcomes were summarized with descriptive statistics for all infants and for the subset who received active treatment. Clopper-Pearson exact confidence intervals were calculated for the primary outcome, survival to status, and death before discharge proportions. Age at death was determined for infants who died after 12 hours using descriptive statistics to provide the median and quartiles. Time to death was estimated using the Kaplan-Meier method, with maximum censored survival time of 1 year.

Statistical significance was set at a P value less than .05, and all P values were 2-tailed. Analyses were performed using SAS version 9.4 (SAS Institute).

Results

Study Population

Between January 1, 2008, and December 31, 2016, 9786 infants were born at 22 to 26 weeks’ GA at NRN centers. Of these, 220 infants (2.2%) had a BW less than 400 g. After excluding infants with major birth defects, 205 infants were studied (Figure). Of the 205 infants, 129 infants (62.9%) were born at 22 to 23 weeks’ GA, 35 (17.1%) at 24 weeks’ GA, 24 (11.7%) at 25 weeks’ GA, and 17 (8.3%) at 26 weeks’ GA (Table 1). Altogether, 101 of 205 infants (49.3%) received active treatment at birth. Provision of active treatment ranged from 10% to 100% among centers. The proportion of infants who received active treatment increased with advancing GA (12 of 80 [15%] at 22 weeks’ GA; 24 of 49 [49%] at 23 weeks’ GA; 28 of 35 [80%] at 24 weeks’ GA; 21 of 24 [88%] at 25 weeks’ GA; 16 of 17 [94%] at 26 weeks’ GA; P < .001). Infants who received active treatment were more likely to have been exposed to antenatal steroids (93.1% vs 24.0%; P < .001) and antenatal antibiotics (60.6% vs 42.3%; P = .01) than infants who did not receive active treatment. A total of 53 of 80 infants born at 22 weeks’ GA (66%) were SGA, while all infants born at 23 to 26 weeks’ GA were SGA. In a multivariable model, receipt of antenatal steroids, cesarean delivery, and higher BW remained associated with provision of active treatment.

Figure. Participant Flow Diagram.

Figure.

BW indicates birth weight; GA, gestational age; NRN, Neonatal Research Network.

Survival and Mortality

Overall, 26 of 205 infants (12.7%; 95% CI, 8.5-18.0) survived to discharge (n = 25) or remained hospitalized at 1 year (n = 1) (Table 2). All 26 infants who survived received active treatment at birth. Thus, 26 of 101 infants who received active treatment (25.7%; 95% CI, 17.6-35.4) survived. Survival ranged from 0% to 63% among centers. With active treatment, survival increased with advancing GA, from 16.7% (95% CI, 6.4-32.8) at 22 to 23 weeks’ GA to 32.4% (95% CI, 18.0-49.8) at 25 to 26 weeks’ GA (P < .001). The smallest surviving infant weighed 330 g at birth. All 104 infants who did not receive active treatment died, nearly all within 12 hours of birth (103 of 104 [99.0%]). The median (interquartile range [IQR]) time to death among actively treated infants who died was 5 (1-192) days. The leading causes of death were immaturity, respiratory distress syndrome, and severe ICH. The median (IQR) length of hospitalization for infants who received active treatment and survived to discharge was 156 (138-189) days.

Table 2. Survival, Mortality, and Resuscitation Decisions for Infants With Birth Weight Less Than 400 g Born From 2008 to 2016.

Variable No./Total No. (%)
All Infants, GA Infants Who Received Active Treatment, GAa
22-23 wk 24 wk 25 wk 26 wk All 22-23 wk 24 wk 25 wk 26 wk All
All Births
No. 129 35 24 17 205 36 28 21 16 101
Survived to statusb 6/129 (4.7) 8/35 (23) 7/24 (29) 5/17 (29) 26/205 (12.7) 6/36 (17) 8/28 (29) 7/21 (33) 5/16 (31) 26/101 (25.7)
All deaths 123/129 (95.3) 27/35 (77) 17/24 (71) 12/17 (71) 179/205 (87.3) 30/36 (83) 20/28 (71) 14/21 (67) 11/16 (69) 75/101 (74.3)
Death within 12 h 107/129 (82.9) 17/35 (49) 7/24 (29) 3/17 (18) 134/205 (65.4) 15/36 (42) 10/28 (36) 4/21 (19) 2/16 (13) 31/101 (30.7)
Survived >12 h 22/129 (17.1) 18/35 (51) 17/24 (71) 14/17 (82) 71/205 (34.6) 21/36 (58) 18/28 (64) 17/21 (81) 14/16 (88) 70/101 (69.3)
Death before discharge 16/22 (73) 10/18 (56) 10/17 (59) 9/14 (64) 45/71 (63) 15/21 (71) 10/18 (56) 10/17 (59) 9/14 (64) 44/70 (63)
Age at death, median (IQR), d 8 (3-10) 4.5 (3-7) 6 (4-10) 13 (4-77) 5 (3-10) 9 (3-10) 4.5 (3-7) 6 (4-10) 13 (4-77) 6 (3-10.5)
All Births On or After April 1, 2011
No. 77 18 18 13 126 26 13 15 13 67
Survived to statusb 6/77 (8) 3/18 (17) 4/18 (22) 4/13 (31) 17/126 (13.5) 6/26 (23) 3/13 (23) 4/15 (27) 4/13 (31) 17/67 (25)
Prenatal diagnosis associated with decision to limit intensive carec 3/77 (4) 2/18 (11) 1/18 (6) 0 6/126 (4.8) 0 1/13 (8) 0 0 1/67 (1)
All deaths 71/77 (92) 15/18 (83) 14/18 (78) 9/13 (69) 109/126 (86.5) 20/26 (77) 10/13 (77) 11/15 (73) 9/13 (69) 50/67 (75)
Death within 12 h 61/77 (79) 9/18 (50) 4/18 (22) 2/13 (15) 76/126 (60.3) 10/26 (38) 4/13 (31) 1/15 (7) 2/13 (15) 17/67 (25)
Treatments limited or withdrawn 24/61 (39) 4/9 (44) 0 2/2 (100) 30/76 (39) 8/10 (80) 2/4 (50) 0 2/2 (100) 12/17 (71)
Survived >12 h 16/77 (21) 9/18 (50) 14/18 (78) 11/13 (85) 50/126 (39.7) 16/26 (62) 9/13 (69) 14/15 (93) 11/13 (85) 50/67 (75)
Discussion to limit or withdraw supportd 5/16 (31) 7/9 (78) 7/14 (50) 4/11 (36) 23/50 (46) 5/16 (31) 7/9 (78) 7/14 (50) 4/11 (36) 23/50 (46)
Treatments limited or withdrawne 4/16 (25) 6/9 (67) 7/14 (50) 3/11 (27) 20/50 (40) 4/16 (25) 6/9 (67) 7/14 (50) 3/11 (27) 20/50 (40)
Death before discharge 10/16 (63) 6/9 (67) 10/14 (71) 7/11 (64) 33/50 (66) 10/16 (63) 6/9 (67) 10/14 (71) 7/11 (64) 33/50 (66)
Age at death, median (IQR), d 5 (3-10) 4 (2-5) 6 (4-10) 46 (4-108) 5 (3-10) 5 (3-10) 4 (2-5) 6 (4-10) 46 (4-108) 5 (3-10)

Abbreviations: GA, gestational age; IQR, interquartile range.

a

Active treatment was defined as intubation, surfactant therapy, respiratory support, chest compressions, epinephrine, volume resuscitation, blood pressure support, or parenteral nutrition administration.

b

Survived to status includes all infants who were discharged home directly from the birth hospital (n = 20), discharged home after transfer to another hospital (n = 5), or remained in the hospital at 1 year (n = 1).

c

Data collection on prenatal diagnoses associated with a decision to withdraw or limit intensive care either prenatally or postnatally began on April 1, 2011.

d

Data collection of documented discussion with parents to limit, withdraw, or not escalate care for infants who survived more than 12 hours after birth began on April 1, 2011.

e

Data collection on treatments limited or withdrawn with the intent to limit care for infants who survived more than 12 hours after birth began on April 1, 2011, and included any of the following: intubation/ventilation, nutrition/hydration, and/or medication.

Beginning in April 2011, additional data were collected on decisions to limit intensive care. Six of 126 infants (4.8%) born in April 2011 or later had a prenatal diagnosis that influenced the decision to limit intensive care, 1 of whom received active treatment at birth. The diagnoses cited were extremely low GA, intrauterine growth restriction, twin-to-twin transfusion, and discordant twins. Fifty of 126 infants (39.7%) survived more than 12 hours. There was documentation of discussion with parents to limit, withdraw, or not escalate care postnatally in 23 of these 50 infants (46%); treatments were withdrawn with the intent to limit care in 20 of 50 infants (40%).

Interventions and Morbidities During Hospitalization

Among the 71 infants who survived more than 12 hours, 68 of 70 (97%) received surfactant and 59 of 69 (86%) were treated with high-frequency ventilation (Table 3). Because of the frequency and timing of deaths at 22 to 23 weeks’ GA, the median duration on supplemental oxygen appeared shorter at younger GA. Pulmonary interventions included inhaled nitric oxide in 27 of 71 infants (38%) and steroids for bronchopulmonary dysplasia in 19 of 69 infants (28%). Necrotizing enterocolitis occurred in 7 of 71 infants (10%). Severe ICH affected 12 of 63 infants (19%), while WMI affected 2 of 62 infants (3%). An ophthalmologic examination was performed in 29 of 71 infants (41%). Nine of 29 examined infants (31%) underwent treatment for retinopathy of prematurity. Eighteen of 20 survivors (90%) were discharged with supplemental oxygen, and 12 (60%) were discharged with pulmonary medications.

Table 3. Interventions and In-Hospital Morbidities of Infants With Birth Weight Less Than 400 g Surviving More Than 12 Hours Born From 2008 to 2016.

Variable Infants Who Received Active Treatment, No./Total No. (%)a
22-23 wk GA 24 wk GA 25 wk GA 26 wk GA All
Pulmonary Interventions
Surfactant 20/21 (95) 18/18 (100) 16/17 (94) 14/14 (100) 68/70 (97)
Steroids for bronchopulmonary dysplasia 2/21 (10) 7/18 (39) 4/16 (25) 6/13 (46) 19/68 (28)
Inhaled nitric oxide 10/21 (48) 6/18 (33) 2/17 (12) 9/14 (64) 27/70 (39)
High-frequency ventilator 18/21 (86) 15/18 (83) 13/16 (81) 13/14 (93) 59/69 (86)
Duration, median (IQR), d 7 (3-34) 11 (3-37) 7 (3-11) 27 (5-31) 7 (3-31)
Conventional ventilator 15/21 (71) 13/18 (72) 15/16 (94) 12/14 (86) 55/69 (80)
Duration, median (IQR), d 7 (3-9) 5 (4-37) 20.5 (2-50) 12.5 (1-55) 8.5 (2-29)
Nasal IMV 5/21 (24) 4/18 (22) 6/16 (38) 7/14 (50) 22/69 (32)
Duration, median (IQR), d 15 (14-18) 15.5 (10.5-20) 3.5 (1-13) 7 (5-18) 11 (5-18)
CPAP 9/21 (43) 8/18 (44) 10/17 (59) 12/14 (86) 39/70 (56)
Duration, median (IQR), d 27.5 (15-31) 16 (8-27) 8.5 (2-28) 12 (4-25) 16 (7-30)
Supplemental oxygen 20/21 (95) 18/18 (100) 16/16 (100) 14/14 (100) 68/69 (99)
Duration, median (IQR), d 9.5 (5-119) 9 (4-119) 35 (5.5-117) 92.5 (5-120) 13 (5-119)
Early Clinical Outcomes
Pulmonary
Pneumothorax 1/21 (5) 3/18 (17) 2/17 (12) 0 6/70 (9)
Pulmonary interstitial emphysemab 3/16 (19) 0 5/14 (36) 3/11 (27) 11/50 (22)
Pulmonary hemorrhage 5/21 (24) 2/18 (11) 4/17 (24) 3/14 (21) 14/70 (20)
Discharged home from birth hospital 4/21 (19) 6/18 (33) 7/17 (41) 3/14 (21) 20/70 (29)
Discharged on oxygen 4/4 (100) 4/6 (67) 7/7 (100) 3/3 (100) 18/20 (90)
Discharged on pulmonary medication 4/4 (100) 3/6 (50) 4/7 (57) 1/3 (33) 12/20 (60)
Infectious disease
Early onset sepsis or meningitis 1/20 (5) 0 0 0 1/69 (1)
Survived >3 d 15/21 (71) 15/18 (83) 15/17 (88) 12/14 (86) 57/70 (81)
Late onset sepsis or meningitis 5/15 (33) 5/15 (33) 4/15 (27) 3/12 (25) 17/57 (30)
Neurosensory
Cranial imaging studies performed 18/21 (86) 16/18 (89) 17/17 (100) 12/14 (86) 63/70 (90)
ICH 9/18 (50) 6/16 (38) 8/17 (47) 1/12 (8) 24/63 (38)
Severe ICH (grade 3 or 4) 6/18 (33) 0 5/17 (29) 1/12 (8) 12/63 (19)
White matter injury 1/17 (6) 1/16 (6) 0 0 2/62 (3)
Possible hearing loss 2/5 (40) 1/7 (14) 0 1/4 (25) 4/21 (19)
ROP examination performed 6/21 (29) 8/18 (44) 7/17 (41) 8/14 (57) 29/70 (41)
ROP, any stage 6/6 (100) 8/8 (100) 6/7 (86) 6/8 (75) 26/29 (90)
ROP, stage 3 or higher 2/6 (33) 7/8 (88) 4/7 (57) 4/8 (50) 17/29 (59)
Intervention for ROP 1/6 (17) 4/8 (50) 3/7 (43) 1/8 (13) 9/29 (31)
Miscellaneous
Necrotizing enterocolitis 1/21 (5) 3/18 (17) 1/17 (6) 2/14 (14) 7/70 (10)
Major surgeryc 5/21 (24) 3/18 (17) 3/17 (18) 1/14 (7) 12/70 (17)

Abbreviations: CPAP, continuous positive airway pressure; GA, gestational age; ICH, intracranial hemorrhage; IQR, interquartile range; IMV, intermittent mandatory ventilation; ROP, retinopathy of prematurity.

a

Active treatment was defined as intubation, surfactant therapy, respiratory support, chest compressions, epinephrine, volume resuscitation, blood pressure support, or parenteral nutrition administration.

b

Data collection of pulmonary interstitial emphysema began on April 1, 2011.

c

Major surgery included patent ductus arteriosus ligation, surgery for necrotizing endocolitis, gastrointestinal tract surgery resulting in short gut, and/or any other major surgeries reported.

Follow-up for Infants Born From 2008 to 2015

Among 184 infants born from 2008 to 2015, 90 (48.9%) were actively treated, and 23 of 90 (26%; 95% CI, 16.9-35.8) survived to discharge or 1 year. Two infants (9%) died after discharge, and 2 (9%) were lost to follow-up with unknown survival status at 18 to 26 months’ CA (Figure). Thus, 19 of 184 infants overall (10.3%; 95% CI, 6.3-15.7) and 19 of 90 actively treated infants (21%; 95% CI, 13-31) were known to have survived to 18 to 26 months’ CA, and all 19 completed the follow-up evaluation. Most were rehospitalized after their initial discharge home (12 of 19 [63%]) (Table 4). Ongoing medical needs, as reflected by use of medical equipment, were present in 8 of 19 infants (42%). Hearing impairment occurred in 1 infant (5%) and vision impairment in 5 infants (26%). The median (IQR) weight-for-age z score was −1.4 (−2.2 to 0.2), and the median (IQR) length-for-age z score was −2.0 (−2.8 to −1.2). Five of 19 infants (26%) had no or mild NDI. Moderate NDI occurred in 5 of 19 infants (26%) and severe NDI in 9 (47%). Of the children with severe NDI, 1 child met criteria for profound impairment. Two children had mild CP; 1 had severe CP. The median (IQR) Bayley-III cognitive, language, and motor composite scores were 75.0 (60.0-85.0), 79.0 (71.0-86.0), and 77.5 (52.0-88.0), respectively. One child was not tested with the Bayley-III battery but met criteria for severe NDI owing to hearing impairment. Most children (14 of 19 [74%]) had multiple morbidities at 18 to 26 months’ CA.

Table 4. Long-term Outcomes of Children With Birth Weight Less Than 400 g Born From 2008 to 2015.

Variable No./Total No. (%)
All Births
No. 184
Active treatment at birth 90/184 (48.9)
Death
Before initial discharge 161/184 (87.5)
After initial discharge 2/23 (9)
Lost to follow-up 2/23 (9)
Evaluated at 18-26 mo Corrected Age
No. 19
Weighta
No. 19
Median (IQR), kg 9.6 (8.6 to 11.6)
Weight-for-age z score, median (IQR) −1.4 (−2.2 to 0.2)
Lengthb
No. 19
Median (IQR), cm 79.4 (76.0 to 82.6)
Length-for-age z score, median (IQR) −2.0 (−2.8 to −1.2)
Head circumferencec
No. 19
Median (IQR), cm 45.5 (44.5 to 47.0)
Head circumference–for-age z score, median (IQR) −1.4 (−2.0 to −0.1)
Growth problemsd 12/19 (63)
Rehospitalization since initial discharge 12/19 (63)
No. of rehospitalizations
0 7/19 (37)
1 4/19 (21)
2 5/19 (26)
3 1/19 (5)
4 2/19 (11)
Seizure disorder 0
Medical equipment needed 8/19 (42)
Feeding problemse 9/16 (56)
Pulmonary problems 7/19 (37)
Vision impairment 5/19 (26)
Blindness 0
Hearing impairment 1/19 (5)
Hearing aids/cochlear implants 0
Autism spectrum disorder, diagnosed or suspectedf 0
Abnormal neurological examinationg 11/19 (58)
Any cerebral palsy 3/19 (16)
Mild cerebral palsy 2/19 (11)
Moderate cerebral palsy 0
Severe cerebral palsy 1/19 (5)
Cognitive composite scoreh
No. 18
Median (IQR) 75 (60 to 85)
<85 11/18 (61)
<70 6/18 (33)
Language composite scoreh
No. 17
Median (IQR) 79 (71 to 86)
<85 11/17 (65)
<70 4/17 (24)
Motor composite scoreh
No. 18
Median (IQR) 77.5 (52 to 88)
<85 12/18 (67)
<70 7/18 (39)
Neurodevelopmental impairmenti 14/19 (74)
Moderate 5/19 (26)
Severe or profound 9/19 (47)
No. of morbiditiesj
0 1/19 (5)
1 4/19 (21)
2 4/19 (21)
3 or more 10/19 (53)

Abbreviation: IQR, interquartile range.

a

Weight-for-age z scores were determined based on World Health Organization Child Health Standards. Weight and weight-for-age z scores are set to missing for infants with z scores <−6 or >5.14

b

Length-for-age z scores were determined based on World Health Organization Child Health Standards. Length and length-for-age z scores are set to missing for infants with z scores <−6 or >6.14

c

Head circumference–for-age z scores were determined based on World Health Organization Child Health Standards. Head circumference and head circumference–for-age z scores are set to missing for infants with z scores <−5 or >5.15

d

Growth problems were defined as a z score of –2 or worse for weight-for-age, length-for-age, or head circumference–for-age based on the World Health Organization Child Health Standards.14,15

e

Data collection on feeding problems began on April 1, 2011, and included any of the following: resists/refuses some/all food by mouth, difficulty with swallowing food, and/or documented aspiration.

f

Data collection on suspected or diagnosed autism spectrum disorder began on April 1, 2011. Data were obtained from primary caretaker report and from the medical record.

g

Abnormal neurological examination includes abnormal in the absence of cerebral palsy and abnormal with cerebral palsy.

h

Cognitive, language, and motor composite scores were based on the Bayley Scales of Infant and Toddler Development, Third Edition.16

i

Neurodevelopmental impairment was defined as any of the following: cognitive composite score <85, motor composite score <85, moderate or severe cerebral palsy, gross motor function level ≥2, blindness, or hearing impairment. Moderate neurodevelopmental impairment was defined as any of the following: cognitive composite score of 70 to 84, motor composite score of 70 to 84, moderate cerebral palsy, or gross motor function level 2 or 3. Severe neurodevelopmental impairment was defined as any of the following: cognitive composite score <70, motor composite score <70, severe cerebral palsy, gross motor function level 4 or 5, blindness, or hearing impairment.

j

Morbidities included were growth problems, pulmonary problems, sensory impairment (vision or hearing), cognitive problems (cognitive composite score <85), and motor problems (motor composite score <85).

Discussion

In this multicenter cohort of extremely preterm infants with a BW less than 400 g and a GA of 22 to 26 weeks, approximately half received active treatment at birth. With active treatment, 25.7% survived to discharge, with survivors spanning the GA range of 22 to 26 weeks. No infant survived without active treatment. Discussions with parents about limiting intensive care were more common postnatally than prenatally. This may be explained in part by the circumstances of unanticipated preterm birth and lack of opportunity to counsel prenatally. For those infants who survived more than 12 hours and underwent brain imaging, severe ICH was found in 19% and WMI in 3%. Five of 19 infants evaluated as toddlers (26%) were not significantly impaired (Bayley-III cognitive and motor composite scores of 85 or greater, no or mild CP, functional vision, and functional hearing).

In the 1980s, nearly 100% mortality was presumed for infants with a BW less than 500 g.19 This assumption is no longer accurate. One reason the United States infant mortality rate is higher than other developed nations is the inclusion of infants with a BW less than 500 g in mortality statistics.20 In Europe, there is variability in interventions offered and in reporting of fetal and neonatal deaths at a GA less than 24 weeks and a BW less than 500 g.21,22,23 The United States is not exempt from variability. Between-hospital variation in provision of active treatment at birth accounted for 78% of the variation in survival at 22 to 23 weeks’ GA across the National Institute of Child Health and Human Development NRN.18

This study provides detailed information about interventions and outcomes for a subset of the highest-risk preterm population whose long-term outcomes remain unclear. Others have reported outcomes of similar cohorts. Neonatal Research Network Japan reported 12% to 20% unimpaired survival at 3 years following birth at 22 to 23 weeks’ gestation in a cohort that included infants with a BW less than 400 g.24 As of December 2018, The Tiniest Babies Registry contained data on 207 infant survivors with a BW of 252 to 399 g and a GA of 21 to 34 weeks.

Most of our cohort was supported with surfactant and high-frequency ventilation. Many received controversial therapies, including inhaled nitric oxide and systemic postnatal corticosteroids.25,26,27 Most infants surviving to discharge or 1 year continued to receive pulmonary therapies, including supplemental oxygen, bronchodilators, and/or diuretics. Ongoing respiratory therapies in the home environment can be anticipated for the smallest infants who survive to discharge.

In our cohort, SGA infants were more common among those who received active treatment at birth. This is because appropriately grown infants with birth weights less than 400 g are of a GA less than 22 weeks. Antenatal and postnatal growth trajectories are relevant to long-term outcomes. Ray et al28 reported that the relative risk of neonatal death was more than twice as high for preterm infants with a BW lower than the fifth percentile compared with preterm infants with a BW at the fifth percentile or higher. Beyond mortality, SGA status may be associated with poorer neurosensory outcomes. Within another NRN cohort, SGA status was significantly associated with death or NDI at 18 to 22 months’ CA.29 In the Stockholm Birth Cohort, children who were SGA scored lower on verbal, numerical, and spatial assessments at 13 years.30 This is relevant since most of our survivors were SGA.

Strengths and Limitations

The strengths of this study include the ability to identify a number of infants with a BW less than 400 g from across the United States. The NRN registry and follow-up evaluation enable reporting of both in-hospital and 2-year outcomes. We report outcomes from several large US centers providing neonatal tertiary care. While our results are not population based, guidelines recommend that extremely preterm births only take place at such hospitals.31

Our study has limitations. The sample was limited to live births and does not account for stillbirths meeting the GA and BW criteria. Standardized criteria were not applied to determine whether active treatment should be provided at birth or to guide discussions to limit, withdraw, or not escalate intensive care. There were potential unmeasured patient and clinician factors affecting decision making related to active treatment at birth. Discussions regarding limiting intensive care may have occurred but may not have been documented. An additional limitation is the age at follow-up. Two-year follow-up hinders the ability to evaluate executive function and academic achievement, areas where children born extremely preterm, including those with no or mild impairment at 2 years, may have difficulty. Children may be identified as having autism spectrum disorder beyond this age. Vision and hearing impairment included observation-based findings, as ophthalmology and audiology follow-up assessments after discharge were individualized. Given the small number of survivors with follow-up to toddlerhood, outcomes may not be generalizable.

Conclusions

We provide updated information about the care and outcomes of extremely preterm infants born weighing less than 400 g. As practice is evolving in the active management of the most premature infants, the results may inform counseling and perinatal practice for those who care for expectant mothers and the smallest extremely preterm infants. Infants with a BW less than 400 g are at risk of significant morbidity and mortality, yet with active treatment, survival to discharge and to 18 to 26 months’ CA are possible. Informed conversations regarding goals of care are warranted, given the significant but not universal morbidity and mortality.

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