Abstract
If supplementary cementitious materials (SCMs) are used as binders, the environmental impact produced by cement-based composites can be reduced. Following the substitution strategy to increase sustainability, several studies have been carried out with the aim of measuring the mechanical properties of different concrete systems, in which a portion of Portland cement was substituted with SCMs, such as fly ashes. On the other hand, studies on the structural behavior of reinforced concrete (RC) elements made with SCMs are very scarce. For this reason, in this paper, a new procedure is introduced with the aim of fulfil a new limit state of sustainability, in accordance with the serviceability and ultimate limit states required by building codes. Although the environmental impact of concrete decreases with the reduction of cement content, the proposed approach shows that the carbon dioxide emission of an RC beam is not a monotonic function of the substitution rate of cement with SCMs. On the contrary, there are favorable values of such substitution rates, which fall within a well-defined range.
Keywords: fly ash, substitution strategy, structural concrete, steel reinforcement, limit states, RC beams in bending, carbon footprint
1. Introduction
Reinforced concrete (RC) structures are currently designed to satisfy ultimate and serviceability limit states [1]. Nevertheless, as stated by Model Code 2010 [2], the design of structures is a process of developing a suitable solution in which not only must safety and functionality be guaranteed during service life, but also sustainability must be assured. Although green concrete structures are achieved via different approaches [3], two possible strategies can be applied to better fulfill environmental requirements [4]:
Material performance strategy, aimed at the reduction of clinker and thus of the volume of structures, by increasing the mechanical performance of concrete.
Material substitution strategy, which consists of substituting clinker with cementitious and/or pozzolanic mineral admixtures (e.g., fly ashes, silica fumes, etc.).
In several cases, these two strategies are contemporarily used, such as in the substitution of cement with supplementary cementitious materials (SCMs), which can be byproducts of the industrial process. For instance, coal fly ashes, deriving from the combustion of coal in power plants and which can be used to partially substitute Portland cement, can also enhance the strength and the durability of traditional concrete [5].
From a practical point of view, the abovementioned strategies are not well integrated into the current limit state design approach. In other words, there is not a single procedure capable of assuring structural safety while also minimizing the environmental impact of concrete elements. In almost all cases, after designing the mechanical performance of RC structures, the environmental impact is assessed through broad-based green building rating schemes [2]. As the most common rating systems grant a posteriori (i.e., after building the structure) sustainability certificate, the sustainability and the mechanical performances of different concretes cannot be compared [6,7,8]. Hence, the European Union (EU) target to reduce the greenhouse gasses GHG emissions by 20% [9] cannot be fulfilled by the cement and concrete industry if the current mechanical and environmental approaches used to design RC structures are not integrated.
In the opinion of the authors, to design more sustainable reinforced concrete structures, a new limit state has to be introduced and used in combination with the traditional limit states. In this way, a code-specific language addressing sustainability practices, which is one of the key objectives of the American Concrete Institute ACI Concrete Sustainability Forum [10], can be developed. Thus, here, a simply supported beam is designed not only to satisfy the bearing capacity and deflection limits, but also to reduce, as much as possible, the environmental impact and fulfill the EU target [9]. Specifically, an integrated ecological and mechanical procedure is herein proposed to select the best concrete with the optimal replacement rate of cement with fly ash.
2. The Sustainability of Materials
In the material performance strategy, the CO2 emitted per cubic meter of concrete increases with the concrete strength. According to Habert’s and Roussel’s [4] model (see Figure 1a), a quadratic function can define this relationship:
| (1) |
where β = mass of CO2 emitted by the production of a cubic meter of concrete (whose binder is only cement); fc = average compressive strength of concrete (whose binder is only cement); and δ = coefficient of proportionality.
Figure 1.
The impact of concrete: (a) the quadratic function proposed by Habert and Roussel [4]; (b) the decrement of β and fc due to the substitution of cement with fly ash in a specific concrete system, whose initial values of CO2 emission and average compressive strength are βA and fcA, respectively.
Conversely, the application of the substitution strategy, e.g., replacing part of the cement with fly ash, produces a decrement of the initial values of CO2 emission, βA, and concrete strength, fcA, in a specific concrete system (Figure 1b).
The new values of fc and β of concrete in which part of the cement is substituted by fly ash, depend on the initial values βA and fcA (of a concrete made by only cement) and on the rate of substitution S. Thus, for given values of βA, fcA, and S, by means of the following functions, both fc and β can be evaluated:
| (2) |
| (3) |
where S = is the substitution rate of cement with fly ash that modifies fcA and βA into fc and β, respectively; α = strength coefficient; and γ = sustainability coefficient. Obviously, for a specific concrete system, the three coefficients α, δ, and γ have to be evaluated through the regression analyses of the available experimental data.
The Tests of Lam et al. [11]
Lam et al. [11] investigated the effects of replacing cement by fly ash on the compressive strength of concrete. The investigation included 15 concretes, having 3 sets of water/cement ratios and containing low and high volumes of fly ash. The mixtures taken into consideration are reported in Table 1. The same Table also shows the results of compressive strength measured on the cylindrical specimens at 28 days. To evaluate the impact of the concrete components, in terms of CO2 released into the atmosphere, the data reported in Table 2 are assumed herein [8].
Table 1.
The concretes tailored and tested by Lam et al. [11].
| Mix | w/c | Cement (kg/m3) | Fly Ash (kg/m3) | Aggregate (kg/m3) | Superplasticizer (kg/m3) | fc (MPa) |
|---|---|---|---|---|---|---|
| S1-0 | 0.3 | 500 | 0 | 1810 | 7.5 | 82.5 |
| S1-15 | 0.3 | 425 | 75 | 1810 | 7.5 | 77.9 |
| S1-25 | 0.3 | 375 | 125 | 1810 | 7.5 | 79.1 |
| S1-45 | 0.3 | 275 | 225 | 1810 | 7.5 | 64 |
| S1-55 | 0.3 | 225 | 275 | 1810 | 7.5 | 57.1 |
| S2-0 | 0.4 | 400 | 0 | 1810 | 7.5 | 55.8 |
| S2-15 | 0.4 | 340 | 60 | 1810 | 7.5 | 44.8 |
| S2-25 | 0.4 | 300 | 100 | 1810 | 7.5 | 44.1 |
| S2-45 | 0.4 | 220 | 180 | 1810 | 7.5 | 32.7 |
| S2-55 | 0.4 | 180 | 220 | 1810 | 7.5 | 32.4 |
| S3-0 | 0.5 | 410 | 0 | 1810 | 7.5 | 42.6 |
| S3-15 | 0.5 | 348.5 | 61.5 | 1810 | 7.5 | 38.1 |
| S3-25 | 0.5 | 307.5 | 102.5 | 1810 | 7.5 | 35.2 |
| S3-45 | 0.5 | 225.5 | 184.5 | 1810 | 7.5 | 30.4 |
| S3-55 | 0.5 | 184.5 | 225.5 | 1810 | 7.5 | 25.9 |
Table 2.
The environmental impact of the components of reinforced concrete (RC) structures [8].
| Materials | Unit | Global Warming Potential (GWP) CO2 (kg) |
|---|---|---|
| Cement Type I 52.5 | kg | 0.832 |
| Ground limestone | kg | 0.0191 |
| Fly ash | kg | - |
| Silica fume | kg | - |
| Aggregates | kg | 0.00246 |
| Steel | kg | 1.50 |
| Water | kg | 0.000318 |
| Superplasticizer | kg | 0.720 |
| Air entraining | kg | 0.0860 |
| Retarder | kg | 0.0760 |
Accordingly, the following values can be obtained through least squares approximation of the experimental data reported in Table 1 and Table 2:
δ = 48.088 kg CO2/(m3 MPa0.5);
α = −0.006732;
γ = −0.009731.
Such parameters, to be used in Equations (1)–(3), seem to be independent of the water/cement ratio and are included in the procedure illustrated in Figure 2, herein used to evaluate the curves fc-S and β-S of a specific concrete system. For instance, the diagram depicted in Figure 3 shows the results of the proposed procedure applied to the three series of specimens tested by Lam et al. [11].
Figure 2.
The procedure used to obtain the functions fc-S and β-S.
Figure 3.
The proposed functions fc-S and β-S compared with test data measured by Lam et al. [11].
3. The Limit States of an RC Beam in Bending
According to Eurocode 2 (EC2) [1] the ultimate limit states of RC beams in bending (Figure 4a,b) depend on the constitutive relationships of materials. For normal-weight concrete of a class lower than 50 MPa, the parabola–rectangle relationship illustrated in Figure 4c can be used. The bilinear elastic–perfectly plastic relationship is assumed for steel in tension (Figure 4d). In the latter, after yielding (i.e., εs > εyd = fyd/Es, where Es = 200 GPa = elastic modulus of steel), the stress is constant and equal to the yielding strength, regardless of the strain.
Figure 4.
The ultimate limit state in reinforced concrete beams in bending: (a) a simply supported beam subjected to distributed loads; (b) the limit state profile in a cross-section; (c) the parabola–rectangle relationship for concrete; and (d) the elastic–perfectly plastic relationship for steel.
The design strengths of both materials are computed in accordance with the partial safety factors given by Eurocode 2 [1]:
| (4) |
| (5) |
where fck = characteristic compressive cylinder strength of concrete at 28 days; fyk = characteristic yield strength of reinforcement; γc = 1.5 = partial safety factor of concrete; and γs = 1.15 = partial safety factor of steel.
With the constitutive laws illustrated in Figure 4c,d, an RC cross-section can be designed in order to satisfy the following condition:
| (6) |
where MEd = design bending moment applied to the cross-section and produced by the external actions and MRd = design bending moment capacity of the cross-section.
The value of MRd can be analytically computed assuming the limit strain conditions illustrated in Figure 4b. Specifically, the maximum strain of concrete is reached in the compressed edge of the beam, whereas the strain of steel in tension should be larger than or equal to that at yielding (i.e., εs ≥ εyd).
Under these assumptions, the equilibrium and compatibility equations provide [12]:
| (7a) |
| (7b) |
where, according to the symbols reported in Figure 4b, the following non-dimensional geometrical and mechanical properties are taken into consideration
| (8) |
| (9) |
| (10) |
If the value of ξ is fixed, the optimal values of ω and μRd can be calculated through Equation (7).
Generally, code rules fix the minimum and the maximum value of the reinforcement area [1,2] as follows:
| (11) |
where k1 = 1.4 and k2 = 3.5 are the values used in Italy.
To reduce the volume of the cross-section, it is better to design the area As close to the upper bound of Equation (11), thus:
| (12) |
If Equation (12) is substituted into Equation (7a), the optimal value of ξ can be obtained:
| (13) |
It must be noted that in the case of concrete C25 (which is the most used in Italy), the value of ξ = 0.25 is obtained when k2 = 3.5 and γs = 1.15. As stated by EC2 [1], the plastic analysis of beams, frames, and slabs can be performed without the explicit verification of the required ductility when ξ ≤0.25 for concrete strength classes lower than C50.
Finally, by substituting Equation (9) into Equation (12) and Equation (10) and Equation (13) into Equation (7b), the following formulae can be obtained:
| (14a) |
| (14b) |
As the direct computation of deflection is not always necessary [1], the span/depth ratio is herein limited for avoiding deflection problems in RC beams. In other words:
| (15) |
where L= span length of the beam (Figure 4a); H = height of the beam (Figure 4a); and ψ = coefficient.
The depth of the concrete cover c is related to durability requirements. Thus, it depends on the environmental conditions (i.e., the class of exposition), and it can be assumed as a fraction of the height H:
| (16) |
where ρ = coefficient.
4. A New Design Procedure for RC Beams in Bending
When a concrete system is introduced (and, therefore, δ, α and γ are known), it is possible to select a specific value of strength fc (herein assumed as the average value of strength) and the corresponding coefficient β. For the beam depicted in Figure 4a, the length of the span L, the density of concrete De, and the applied load qd are the input data. The values of the depth H and concrete cover c can be obtained from the coefficients ψ and ρ, regarding the serviceability (control of deflection) and the durability requirements, respectively.
Under these conditions, to obtain the geometry of the beam, only the width b and the area of the reinforcement As have to be calculated. Such values mainly depend on the maximum bending moment acting on the beam:
| (17) |
where 1.3 and 1.5 are the partial safety factors of the structural weight and service load.
If Equation (17) is substituted into Equation (14b), and assuming d = H − c, then the width b can be obtained:
| (18) |
The area of reinforcement in tension is then computed with Equation (14a), and the global impact of the beam BI, in terms of CO2 released into the atmosphere, is:
| (19) |
where ϕ is the environmental impact of steel as obtained from Table 2.
The procedure illustrated in Figure 2 and used to calculate the fc-S and β-S functions can now be extended to calculate the relationships b–S, As–S, and BI–S of the RC beam illustrated in Figure 4a. The flow chart of the new procedure is drawn in Figure 5, whereas Figure 6 shows the curves computed in the case of fckA = 25 MPa (fckA = the characteristic value of strength in the absence of cement substitution = fcA − 8 MPa [1,2]) and:
δ = 48.088 kg CO2/(m3 MPa0.5);
α = −0.006732;
δ = −0.009731;
ψ = 0.1;
ρ = 0.07;
L = 5000 mm;
De = 25 kN/m3;
qd = 46.5 kN/m;
k2 = 3.5;
ϕ = 1174.525 kg CO2 /m3.
Figure 5.
The procedure to compute the functions β-S, b-S, As-S, and BI-S in concrete systems with an average compressive strength in the absence of cement substitution lower than fcA,max.
Figure 6.
The result of the procedure herein proposed to design RC beams in bending with fckA = 25 MPa: (a) β-S function; (b) b-S function, (c) As-S function; and (d) BI-S function.
As shown in Figure 3, β (and thus fc) linearly decreases with S (see also Figure 6a). Consequently, the geometrical dimensions of the beam increase as the substitution rate of cement with fly ash increases. As a matter of fact, the width of the beam b becomes larger as S grows. Nevertheless, the b-S function (Figure 6b) is not linear as is β-S (Figure 6a). In particular, when S > 75% the width of the beam drastically increases for small increments of S, and Figure 6b shows a vertical asymptote when S → 100%.
The above observations are also valid for the area of the steel used to reinforce the tensile zone of the RC beam. Namely, Figure 6c reveals a monotonic increment of As with S, but the As-S function shows two different slopes before and after S ≅ 75% (Figure 6c). As a result, the global impact of an RC beam decreases when S < 75%, whereas BI grows when S > 75% (Figure 6d). In other words, although the unitary impact of concrete always decreases with S (see Figure 6a), the global impact of a beam BI is not a monotonic function of S (see Figure 6d). For the given initial strength and impact (i.e., fcA and BI0), the values of BI have a minimum, BImin, in correspondence to the substitution rate SF (where 0 < SF < 100%).
It must be noted that the shape of the functions BI-S strongly depends on fckA. As shown in Figure 7, where five BI-S functions, corresponding to five different values of fckA, are reported, BImin tends to decrease and SF tends to increase if the initial strength of the concrete increases. However, BI0 becomes larger as fckA increases, and, when S < SF, although the beam can be cast with a low amount of concrete (and steel, as well), the impact is higher due to the high content of cement. On the contrary, when S > SF, the impact increases despite the low amount of cement (and low concrete strength), because large amounts of concrete and steel are needed. Finally, the proposed model reveals that for high values of fckA, the best substitution rate of cement with fly ash can be 100% (i.e., SF = 100%).
Figure 7.
BI-S functions obtained by substituting cement with fly ashes in concrete systems with different fckA.
From a practical point of view, the substitution rate cannot be too high, because some problems occur in the concrete system, whose early strength decreases with S [13]. Thus, to reduce the emission of CO2, a new limit state of sustainability, corresponding to the maximum environmental impact of a structure, is herein introduced. For instance, code rules or tenders can require a concrete in which the substitution of cement with fly ashes leads to a reduction of the carbon dioxide emission of larger than 20% (as suggested in [9]), with respect to the emission produced by the same concrete system when S = 0. Referring to Figure 8, where the concrete strength fckA is 25 MPa, a new limit BImax = 80% BI0 must be introduced. It defines a range of the admissible S, where the optimal substitution rate of cement with fly ash (or others SCMs) can be selected. The best S does not necessarily coincide with SF, because, for large substitutions, the RC beams and the area of rebar are too large to be used in practice. Moreover, higher rates of substitution would provide a decrease in the early strength of concrete. Thus, some building codes impose lower limits on the usage rates of fly ash than the feasibility rates measured by laboratory tests.
Figure 8.
Application of a possible sustainability limit state and definition of the range of admissible S (fckA = 25 MPa).
Finally, it must be noted that though the proposed approach herein applies to fly ashes only, it can be easily generalized to other SCMs. Indeed, the procedure illustrated in Figure 5 can be used in all cases, if the parameters of Equations (2) and (3) are experimentally measured for the supplementary cementitious material taken into consideration.
5. Conclusions
According to the results obtained by applying the design procedure previously described, the following conclusions are drawn:
The use of SCMs as cement replacement can be directly integrated within the current design procedure of RC structures, as long as specific experimental analysis on concrete systems provides the function fc-S and β-S (Figure 1).
In the new approach, the design of an RC beam in bending (Figure 4), performed in accordance with the traditional ultimate and serviceability limit states, also includes the evaluation of the environmental impact BI, herein computed as a function of the substitution rate of cement with SCMs.
In absence of cement substitution (i.e., S = 0), BI increases with the initial strength fcA. Nevertheless, the relative minimum of the curve BI-S moves towards higher S. As BImin decreases when fcA increases, it seems more convenient to use high strength concrete systems (i.e., with the highest fcA ) but with the maximum substitution rate of cement with fly ash.
If a new limit state of sustainability (i.e., BImax) is introduced, the reduction of the carbon dioxide emission can be achieved also in the case of low values of S.
Finally, future works will be devoted to calculating BI-S functions in more complex structures, such as frames and slabs, as well as considering the effects of other actions (e.g., shrinkage, seismic loads, etc.).
Acknowledgments
The results of a joint research developed by Politecnico di Torino and ETH Zurich are reported in this paper. The authors wish to thank the Italian Laboratories University Network of Seismic Engineering (ReLUIS) for supporting this research.
Author Contributions
The authors equally contributed to develop research and write this article.
Funding
This research received no external funding
Conflicts of Interest
The authors declare no conflict of interest.
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