Abstract
Rationale: The advent of precision treatment for cystic fibrosis using small-molecule therapeutics has created a need to estimate potential clinical improvements attributable to increases in cystic fibrosis transmembrane conductance regulator (CFTR) function.
Objectives: To derive CFTR function of a variety of CFTR genotypes and correlate with key clinical features (sweat chloride concentration, pancreatic exocrine status, and lung function) to develop benchmarks for assessing response to CFTR modulators.
Methods: CFTR function assigned to 226 unique CFTR genotypes was correlated with the clinical data of 54,671 individuals enrolled in the Clinical and Functional Translation of CFTR (CFTR2) project. Cross-sectional FEV1% predicted measurements were plotted by age at which measurement was obtained. Shifts in sweat chloride concentration and lung function reported in CFTR modulator trials were compared with function–phenotype correlations to assess potential efficacy of therapies.
Measurements and Main Results: CFTR genotype function exhibited a logarithmic relationship with each clinical feature. Modest increases in CFTR function related to differing genotypes were associated with clinically relevant improvements in cross-sectional FEV1% predicted over a range of ages (6–82 yr). Therapeutic responses to modulators corresponded closely to predictions from the CFTR2-derived relationship between CFTR genotype function and phenotype.
Conclusions: Increasing CFTR function in individuals with severe disease will have a proportionally greater effect on outcomes than similar increases in CFTR function in individuals with mild disease and should reverse a substantial fraction of the disease process. This study provides reference standards for clinical outcomes that may be achieved by increasing CFTR function.
Keywords: genotype–phenotype, sweat chloride, lung function, cystic fibrosis transmembrane conductance regulator modulator
At a Glance Commentary
Scientific Knowledge on the Subject
Grouping of cystic fibrosis transmembrane conductance regulator (CFTR) variants into classes based on effects on synthesis, processing, or function demonstrated that retention of some CFTR function moderated the severity of dysfunction in the pancreas; sweat gland; and, to some extent, the lung. However, these studies relied on functional evaluation of a relatively small number of variants in each class and limited numbers of subjects, who collectively lacked adequate representation of the entire spectrum of disease.
What This Study Adds to the Field
This large-scale study revealed clinically useful correlations between CFTR genotype function and clinical features of cystic fibrosis. These correlations demonstrate that individuals with severe disease as a result of very low CFTR function could benefit the most from modulator therapies, even if the increase in function is modest. Of potentially equal importance, the study generated benchmarks of CFTR function with lung flow measurements and sweat chloride to provide points of reference for assessing CFTR modulator efficacy.
Cystic fibrosis (CF) is an autosomal recessive monogenic disorder affecting approximately 70,000 individuals worldwide (1). It is caused by variants in the cystic fibrosis transmembrane conductance regulator (CFTR), a cAMP-regulated chloride and bicarbonate channel. The advent of variant-specific small-molecule therapies, termed “CFTR modulators,” targeting CFTR (2, 3) has generated renewed interest in defining relationships between CFTR genotype, CFTR function, and CF phenotype.
CF manifests considerable allelic heterogeneity with over 2,000 CFTR variants identified to date (4) and broad clinical variability, rendering the relationship between genotype and phenotype difficult to fully elucidate (5–7). Grouping of variants into classes based on effects on synthesis, processing, or function of CFTR (8–10) demonstrated that retention of some CFTR function moderated the severity of dysfunction in the pancreas; sweat gland; and, to some extent, the lung (11–14). As functional studies of CFTR advanced (15), estimates of the relationship between level of CFTR function and phenotype were refined (16). However, these studies relied on functional evaluation of a relatively small number of variants in each class and limited numbers of subjects, who collectively lacked adequate representation of the entire spectrum of disease. The high degree of variability in CF traits necessitates large-scale studies to achieve greater granularity in the relationships between CFTR function and clinical outcomes.
To determine which individuals with CF may benefit from modulator treatment, there has been a concerted effort to evaluate function and drug response of all CFTR variants occurring in three or more individuals worldwide. Consequently, we now have measurements of the function of CFTR bearing a large set of variants that span the functional spectrum of disease (17–19). These data were paired with clinical and genetic data from 88,664 individuals with CF assembled by the Clinical and Functional Translation of CFTR (CFTR2) project, revealing robust correlations of CFTR function with key clinical outcomes. These relationships can provide benchmarks to inform expectations for response to CFTR-targeted therapies.
Methods
Clinical Data and Variant Function
Clinical data from individuals with CF were collected for the CFTR2 project, which amassed data from 88,664 individuals receiving CF care in 41 countries (Table E1 in the online supplement), as previously described (18, 20, 21). When possible, a Kulich normal residual mortality-adjusted (KNoRMA) lung disease phenotype was calculated for each individual (22), using nontransplanted lung function measures. Variants reported in at least three individuals in CFTR2 with clinical data were assigned a functional level based on in vitro studies measuring CFTR transport in Fischer rat thyroid (FRT) or CF bronchial epithelial (CFBE) cell lines (17, 18) or their presumed production of no CFTR protein (nonsense, canonical splice, frameshift, and start-loss variants, as well as exon deletions or duplications) (Table E2).
Assigning Genotypes, Genotype Function, and CF Clinical Trait Values
Individuals with a reported CFTR genotype comprised of exactly two variants having functional assignment were eligible for inclusion in analysis. A percentage of wild type (%WT) function for each CFTR variant was calculated by adjusting short-circuit current measurements of variant cell lines for amount of mRNA expression and comparing them with a WT standard curve, as previously described (17). CFTR genotype function was determined as the sum of the functional levels of the two individual variants comprising the genotype. Each genotype group analyzed included three or more individuals. Clinical traits were analyzed only if at least three subjects within the genotype group had reported clinical data for a given trait. The CF traits associated with each genotype were determined by mean value (sweat chloride, FEV1% predicted [FEV1 as a percent predicted value for age and height], KNoRMA) or percentage of individuals with a trait (pancreatic insufficiency).
Derivation of Lung Function Trajectory by CFTR Genotype Functional Grouping
Individuals in the CFTR2 dataset aged 6 years or older with an FEV1% predicted measurement (n = 42,924) were placed into CFTR genotype functional groups: less than 2%, 2% to less than 3%, 3% to less than 5%, 5% to less than 10%, 10% to less than 25%, and 25% to less than 50%. Cross-sectional FEV1% predicted measurements were plotted by age at which measurement was obtained. Lung function decrease by age was determined using locally weighted scatterplot smoothing (Lowess) or linear regression.
Derivation of the Relationship between CFTR Function and Trait after Acute Modulator Treatment
Treatment response comparisons with CFTR2-defined relationships between CFTR genotype function and phenotype were generated from published clinical trial data. Pretreatment values for sweat [Cl−] and FEV1% predicted were used when provided; otherwise, CFTR2 clinical data were used. Post-treatment values were calculated from published data. Functional measures of CFTR with and without treatment for genotypes involving gating variants were calculated from individual variants studied in FRT cell lines (23, 24). For clinical trial participants bearing a genotype containing a gating variant, total genotype function was determined by summing the function of the gating variant and of F508del, which was the most commonly reported second allele comprising the genotype in these subjects. Functional measures of CFTR with and without treatment with ivacaftor and lumacaftor for F508del were determined from CFBE cell lines (25); homozygous F508del genotype function was derived by multiplying F508del functional levels with and without treatment by 2. Baseline CFTR function for the F508del homozygous genotype treated with tezacaftor-ivacaftor and VX-445 or VX-659 was determined from CFBE cell lines (25), and fold-change treatment response was calculated from ex vivo human bronchial epithelial cells from F508del homozygous donors (26, 27). Genotypes present in fewer than three individuals in a trial were excluded.
Correlation and Statistical Analysis
The relationship between CFTR genotype function and CF traits was determined by linear regression. Pearson correlation coefficient (r) was used to determine strength of correlation. Regressions using CFTR2 data and results from clinical trials were compared using an interaction term and mixed models, with P < 0.05 as the threshold for significance. Statistical analysis was performed using Stata release 15 software (StataCorp).
Results
Deriving CFTR Function for Different CFTR Genotypes
A total of 56,871 individuals carried 1 of 1,835 genotypes for which CFTR function could be assigned (Figure 1A), based on functional studies of 108 CFTR missense or in-frame insertion or deletion variants (17–19) and an assumption of no residual function for 245 null variants (Table E2). Genotypes not considered for analysis included those with non–CF-causing variants, variants for which %WT function was not assigned, complex alleles in which the combined function of two in cis variants is unclear, or nonsense variants known to escape nonsense-mediated RNA decay or operate by a different mechanism (28, 29). Of genotypes with functional assignment, 607 expected to result in no CFTR function (composed of two null variants) were excluded because clinical variation in these individuals is presumably due to factors other than CFTR genotype (4, 30). Collapsing the remaining null variants that occurred with a variant of known function into one category (because all are predicted to result in no CFTR function, thereby allowing us to consider them equivalent to each other) and removing genotypes occurring in only one or two individuals resulted in 54,671 individuals carrying 1 of 226 genotypes (Figure 1A and Table E3). Genotypes were distributed across the entire range of CFTR function (Figure 1B).
Key Clinical Features of CF Exhibit a Logarithmic Relationship with CFTR Function
Plotting CFTR genotype function against sweat chloride concentration (sweat [Cl−]) of individuals with CF revealed a nonlinear relationship between these variables (Figure 2A, left panel), and curve fitting suggested that the interaction was logarithmic. Indeed, plotting CFTR function on a logarithmic scale revealed robust correlation with sweat [Cl−] (Figure 2A, right panel) (r = 0.77, P < 0.001). In performing correlation analysis, we restricted the analysis to genotypes generating at least 0.85% WT-CFTR function because this is the minimum function of genotypes containing the common variant F508del (17, 25) and below which estimates of percentage of WT function are considerably less certain. We also excluded genotypes generating more than 50% WT-CFTR function, because this level should be sufficient to escape disease; individuals with CF who have these genotypes likely have unidentified contributing factors.
We performed similar analyses to evaluate correlation between CFTR function and exocrine pancreatic disease (percentage of individuals with the same genotype who have pancreatic insufficiency) (Figure 2B) and lung disease (FEV1% predicted of individuals with the same genotype) (Figure 2C). To account for survival and age-dependent decline, we converted lung function measures to sex- and height-matched age-specific CF percentiles transformed to z-scores (KNoRMA) (22) (Figure 2D), measures that are based on a number of FEV1% predicted recordings over time (up to a 3-yr window; number of recordings ranged from 1 to 145) for each individual patient. As with sweat [Cl−], the relationship between CFTR genotype function and each trait appeared nonlinear. Plotting CFTR genotype function on a logarithmic scale revealed correlation with pancreatic status and lung function that was modest compared with sweat [Cl−] but statistically significant. Weighting the analysis to account for the number of individuals in each genotype group did not produce a meaningful shift in the nature or strength of the relationship between CFTR genotype function and trait (data not shown). Of note, inclusion of all data (including genotypes outside the 0.85–50% range plotted in Figure 2) generates similar degrees of correlation and significance with modest shifts in slope (Figure E1). The logarithmic relationships indicate that increases in CFTR function have proportionally greater effect on individuals with severe disease than similar increases in function in individuals with mild disease.
Lung Function of Individuals of Different Ages and Levels of CFTR Function
Because progressive lung disease is the major cause of morbidity and mortality in CF, we wanted to determine how CFTR genotype function affects lung function in individuals of different ages. We plotted cross-sectional FEV1% predicted measurements by the age at measurement for 42,924 individuals in CFTR2, stratified by groupings of CFTR genotype function. Functional grouping was based on published estimates for transition to pancreatic sufficiency (3% WT), reduction in sweat [Cl−] (5% WT), amelioration of lung disease (10% WT), and overlap with CFTR-related diseases (≥25% WT), acknowledging that these thresholds are approximate and likely vary among individuals (17, 31–35). Lowess revealed that higher levels of CFTR function were associated with better lung function at almost all ages (Figure 3A). Exceptions were noted in individuals over 50 years of age with 3–5% function and at over 60 years of age with less than 2% function, presumably due to survival bias (i.e., measurements of lung function are available only from living individuals or those without transplants, therefore potentially appearing falsely inflated). To address survival bias, we also plotted the mortality-adjusted lung measure (KNoRMA) stratified by the functional groupings described above (Figure 3B). As expected, KNoRMA values increased with age, reflecting the survival of those who outlive their peers with CF. Lowess revealed the same pattern observed with FEV1% predicted measures; higher levels of CFTR function were associated with higher KNoRMA values at almost all ages, with most functional groups converging around a KNoRMA z-score of 2. These results also illustrate the logarithmic relationship between CFTR genotype function and lung function in that small increases in CFTR function (e.g., 2% to <3% shifting to 3% to <5%) result in substantial shifts in cross-sectional measurements at all ages, whereas less impressive (but clinically relevant) improvements occur at higher levels of CFTR genotype function (e.g., 5% to <10% moving to 10% to <25%). Finally, although limited by a small number of subjects, individuals in the CFTR2 database who have 25% to less than 50% WT function appear to have near-normal cross-sectional FEV1% predicted measures into adulthood.
CFTR-targeted Therapies Improve Clinical Measures to Levels Consistent with Those Observed in Individuals with Higher Lifelong Levels of CFTR Function
To assess the effectiveness of CFTR-targeted therapies, we compared the changes in sweat [Cl−] and lung function reported in clinical trials of CFTR modulators with those predicted using the function–phenotype correlations from CFTR2 data. Pre- and post-treatment values of sweat [Cl−] and FEV1% predicted obtained in CFTR modulator trials were plotted against CFTR function derived from cell-based studies (see Table E4 and Methods). The resulting slopes (red dashed lines in Figures 4A and 4B) were compared with the slopes derived from the sweat [Cl−] and regression of FEV1% predicted of all subjects with CF (black lines in Figures 4A and 4B). The post-treatment sweat [Cl−] observed in ivacaftor-treated individuals matched the sweat [Cl−] of individuals with higher levels of CFTR function, indicated by the overlapping slopes (Figure 4A). Post-treatment changes in lung function generated a slope that appeared to deviate from that observed at higher levels of CFTR function in the CFTR2 data (Figure 4B); however, testing using an interaction term revealed that the slopes of these lines did not differ. A mixed model approach using likelihood testing offered no advantage over simple linear regression; any apparent difference between slopes remained nonsignificant. To investigate if response to CFTR modulators in the sweat gland or lung changes as a function of age, clinical trial data from groups of individuals of varying ages (12 mo to adulthood) were compared with CFTR2 data (mean age at pulmonary function tests, 21.9 yr; SD, 11.0 yr) (Figures 4C and 4D). The regressions did not differ significantly for any age cohort studied.
We also compared treatment responses of F508del homozygotes with modulator combinations in the same fashion as above. Pretreatment values for sweat [Cl−] were comparable to values from CFTR2 subjects (Figure 5A), whereas pretreatment values for FEV1% predicted were lower than those from CFTR2 subjects (Figure 5B). However, the change in each trait after treatment did not significantly differ from the slope derived from CFTR2 subjects. Analysis of responses by age group revealed no significant differences between modulator effect in F508del homozygotes and phenotypic differences in the CFTR2 population as a result of differing levels of CFTR function (Figures 5C and 5D). Recognizing that functional responses to modulators tested in clinical trials were drawn from a variety of cell types and that small numbers of subjects in trials may influence correlations, we evaluated all available clinical trial data together to determine if acute modulator response differed from the genotype–phenotype relationship derived from CFTR2 data. Treatment effect on sweat [Cl−] or FEV1% predicted did not differ from CFTR2 data when we included results from 15 trials assessing treatment response from a variety of CFTR modulators (Figure E2). Together, these comparisons illustrate that individuals in CFTR modulator trials attain sweat [Cl−] and lung function measures that approximate those of individuals with a lifetime of higher CFTR function as a consequence of their CFTR genotype.
Discussion
The availability of functional estimates for variants associated with a range of CF disease severity facilitated robust correlation analysis between CFTR genotype function and clinical features of CF. Our observation of a logarithmic relationship between CFTR function and sweat [Cl−] is consistent with prior studies of individual sweat glands (36). Nasal potential difference measures of CFTR-mediated chloride transport across nasal epithelium (another method of ascertaining CFTR function in vivo [37, 38]) also appears to exhibit a nonlinear relationship with sweat [Cl−] (16, 39). Similarly, our observation of a nonlinear relationship between CFTR function and severity of lung disease is supported by the nonlinear correlation between level of normal CFTR transcripts and FEV1% predicted in individuals carrying the 5T allele (40). Consistent with prior evidence, the correlation with sweat [Cl−] was the most robust, indicating that it is currently the best proxy measure for in vivo CFTR function (39, 41–43).
There are several plausible explanations for why the relationship between CFTR function and phenotype appears logarithmic. Like other ion channels, CFTR efficiently dissipates gradients (44, 45). Thus, having a small fraction of CFTR channels operating properly may restore close-to-normal balance of ionic concentrations, and the effect could be multiplied via CFTR’s function as a regulator of other ion channels (45). Alternatively, an increase in CFTR abundance in a few cells may allow for increased Cl− transport across epithelial tissues facilitated by intercellular ion movement via gap junctions. Coculture studies demonstrated that 10–20% of cells in human airway epithelia expressing WT-CFTR is sufficient to correct the epithelial chloride transport defect (35, 46, 47). Similarly, vector delivery of WT-CFTR to a small proportion of cells was sufficient for normal chloride transport (48) and restoration of airway surface liquid volume (34). The newly discovered pulmonary ionocyte (49, 50) supports the possibility that most CFTR-dependent chloride transport in airways may be restricted to a small fraction of cells that amplify transport by intercellular routes (35, 46, 47).
From a therapeutic perspective, a logarithmic relationship is encouraging because it implies that modest augmentation of CFTR at low functional levels can generate substantial clinical benefit. This phenomenon is consistent with results from individuals bearing the severe G551D variant, in whom moderate increases in CFTR function resulted in remarkable improvement in CF clinical measures (2, 36, 51). Precedence for a nonlinear relationship between function and phenotype is evident for other loss-of-function genetic conditions. Severe hemophilia results from plasma coagulation factor levels below 1% of normal, whereas levels of 2–5% result in moderate hemophilia and levels of 6–30% confer mild to no disease (52). This phenomenon is also observed with phenylketonuria, in which phenylalanine hydroxylase activity of 13–15% of normal level confers a mild presentation (53, 54).
Our results demonstrate that acute augmentation in CFTR function can result in improvements in clinical outcomes comparable to having a “milder” CFTR genotype since conception. This result is not surprising for sweat chloride, because the sweat gland is not believed to be damaged in CF (55). In contrast, lung disease is progressive in CF and believed to have nonreversible components such as airway loss and fibrotic replacement (56). However, our analysis suggests that the fraction of recoverable lung function may be substantial. Reports of individuals with severe CF who started ivacaftor as adults and subsequently ran marathons or climbed Mount Everest (57) illustrate this point. However, it is also possible that additional clinical trials and studies of longer duration might detect differences between lung function recovered by CFTR modulators and the phenotype that results from a lifetime of higher CFTR function.
Given the reversibility of lung disease with modulators, establishing an expected benchmark of lung function for differing levels of CFTR function is of the utmost importance: It allows more accurate predictions regarding expected lung function decline or stabilization after CFTR function augmentation. Though the CFTR2 dataset does not use individual longitudinal decline to establish these trajectories, the cross-sectional data provide insight into the relative differences among CFTR functional groups in a population whose vast majority of measurements occurred before use of modulators. Such data help inform how much recovery might be expected as CFTR function is increased so that a longer lifespan might be achieved. To this end, the benchmarking suggests that increasing CFTR function to greater than 10%—an accepted threshold below which life-limiting CF disease is expected—is associated with FEV1% predicted measurements above 80% into adulthood. However, even 10% CFTR function appears to result in a decrease in FEV1% predicted by age. This observation and previous reports associating variants conferring 10–25% function with variable expressivity of CF disease (17) suggest that further CFTR augmentation beyond this level may be necessary to maintain normal lung function. The very few individuals with genotypes conferring 25–50% CFTR function limit the ability to draw conclusions at levels above 25%, but this could be further investigated by expanding function–phenotype studies to include those not meeting diagnostic criteria for CF (i.e., CFTR-related disorders). At the other end of the spectrum, our analysis suggests that smaller increases in CFTR function (e.g., <2–5%) could produce clinically relevant improvements in lung function.
The chief limitation of this study lies in the inherent imperfection of clinical measurements, which are prone to some error and variability. Pancreatic insufficiency was designated as a discrete variable by whether an individual was receiving pancreatic enzyme replacement therapy, making our data vulnerable to skewing at small sample sizes. Individual subject FEV1% predicted measurements reported to CFTR2 are a heterogeneous group and may consist of mean, median, best, most recent, or annualized values. The requirement by many clinical trials that subjects have an FEV1% predicted value between 40% and 90% may have excluded individuals with modulator-responsive genotypes who had progressed too far in disease severity for inclusion, thereby skewing treatment response data compared with the CFTR2-derived plot (containing individuals across the range of FEV1% predicted measurements). Finally, interindividual variability, even within the same genotype, due to factors such as environment, modifier genes, and cis-regulatory variation reduces the utility of benchmarks to generalizations for groups of individuals with a certain level of CFTR function. Variance around each measure, especially for lung function, limits the confidence in predicting clinical improvements attributable to CFTR modulator therapy for an individual subject, whose response may also require assessment of CFTR augmentation on an individual level.
In summary, the extraordinary amount of data available in this large-scale study revealed clinically useful correlations between CFTR genotype function and clinical features of CF. These correlations demonstrate that individuals with severe disease as a result of very low CFTR function could benefit the most from modulator therapies, even if the increase in function is modest. Of potentially equal importance, the study generated benchmarks of CFTR function with lung flow measurements and sweat [Cl−] to provide points of reference for assessing CFTR modulator efficacy.
Supplementary Material
Acknowledgments
Acknowledgment
The authors thank all contributors to the CFTR2 project for their continued participation and Steve Rowe for his insight regarding the nature of the relationship between CFTR function and phenotype.
Footnotes
Supported by NIH grants R01DK44003 and R01HL128475 and CF Foundation grants Cuttin13A1, Cuttin15XX0, and Cuttin16IO (G.R.C.).
Author Contributions: A.F.M., K.S.R., P.R.S., and G.R.C. designed the study. C.C., J.M.C., M.C., M.H.L., C.M.P., J.M.R., and A.L.S. provided critical evaluation of methods, results, and conclusions. A.F.M., M.J.P., E.F.D.-M., T.A.E., S.T.H., Z.L., A.T.J., and N.S. generated functional data. K.S.R. and J.M.C. performed data analysis. A.F.M., K.S.R., and G.R.C. wrote the manuscript, with critique by C.C., J.M.C., M.C., M.H.L., C.M.P., J.M.R., and A.L.S.
This article has an online supplement, which is accessible from this issue’s table of contents at www.atsjournals.org.
Originally Published in Press as DOI: 10.1164/rccm.201901-0145OC on March 19, 2019
Author disclosures are available with the text of this article at www.atsjournals.org.
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