Abstract
Preclinical-clinical translation of cognitive functions has been difficult in Alzheimer’s disease (AD) research but is crucial to the (predictive) validity of AD animal models. Reversal learning, a representation of flexibility and adaptability to a changing environment, might represent such a translatable feature of human cognition. We, therefore, examined visual discrimination (VD) and reversal learning in the APPPS1-21 mouse model of amyloid-based AD pathology. We used touchscreen operant cages in novel and translationally valid, as well as objective testing methodology that minimizes within- or between-trial handling. Mice were trained to associate a visual cue with a food reward (VD learning), and subsequently learned to adjust their response when this rule changed (reversal learning). We assessed performance at two different ages, namely at 6 months of age, considered an early disease stage, and at 9 months, a stage of established pathology. Both at 6 and 9 months, transgenic animals needed more sessions to reach criterion performance, compared to wild-type controls. Overall, transgenic animals do not show a general cognitive, motivational or motor deficit, but experience specific difficulties to adapt to reward contingency changes, already at an early pathology stage.
Keywords: Alzheimer’s disease, mouse models, touchscreen operant cages, reversal learning, behavioral phenotyping
Introduction
Translatability of testing procedures that enable the examination of clinical symptoms across the preclinical-clinical spectrum, remains a concern in many areas of contemporary neuroscience and pharmaceutical development. Many currently used animal procedures are fundamentally different from the methods used in human neuropsychology, which could be a reason why preclinical findings often fail to translate to the clinical condition (Bussey et al., 2012; McGonigle and Ruggeri, 2014; Nithianantharajah et al., 2015). Cognitive abilities have been difficult to compare between species, but an organism’s ability to adapt its behavioral repertoire to changing contexts and situations could be such a translatable feature of cognition (Auersperg et al., 2012). Behavioral flexibility is based on higher cognitive abilities (van Schaik and Burkart, 2011), which can be examined experimentally using reversal learning tasks that require test subjects to respond appropriately and adaptively to reversed reward contingencies (Emery and Clayton, 2004; Roth and Dicke, 2005; Auersperg et al., 2012; Klanker et al., 2013). In addition to their translational validity, modern-day preclinical procedures also need to be welfare friendly (e.g., low stress) and objective (e.g., relatively free from bias and automated, Bussey et al., 2012).
The translational gap has proven to be especially pertinent in Alzheimer’s disease (AD) research (Cummings et al., 2014; Reiman, 2017). During the last 15 years, 99.6% of all clinical trials in AD drug development failed, which is at the lowest end of all therapeutic areas (Cummings et al., 2014; Hay et al., 2014). These failures have been attributed, at least partly, to the limited predictive validity of preclinical results, which explains the continued interest in translatable AD models and test procedures (Romberg et al., 2013; Windisch, 2014). Incidentally, executive dysfunction and concomitant defects in cognitive flexibility are affected in mild cognitive impairment (MCI), the precursor to AD (Amieva et al., 2003; Ready et al., 2003; Tranter and Koutstaal, 2008; McGuinness et al., 2009). These defects become even more prominent and pathognomonic as MCI develops into full-blown AD (Tabert et al., 2006; Crowell et al., 2010).
Behavioral or cognitive flexibility has scarcely been studied in preclinical AD models. We, therefore, used touchscreen operant cages to examine visual discrimination (VD) and reversal learning abilities in the APPPS1-21 mouse model of amyloid-based AD pathology (Radde et al., 2006). Operant cages fitted with touchscreen devices allow animal researchers to assess complex cognitive abilities, such as discrimination and reversal learning, similar to human computer-based assessment procedures (e.g., Cambridge Neuropsychological Test Automated Battery, CANTAB). Since reversal learning ability has been proposed as a predictive, early marker in clinical AD (Binetti et al., 1996; Chudasama, 2011; Van Harten et al., 2013), we assessed VD and reversal learning in APPPS1-21 mice at two different ages. We and others have shown that amyloid-β plaque deposition starts in the frontal cortex of these mice at the age of 2 months, extending to hippocampus at around 4 months, eventually affecting all brain regions (except the cerebellum) by the age of 7–8 months (neuropathology is said to be full-blown at this stage). However, the first signs of cognitive impairment have only been described at the stage of full-blown neuropathology (Radde et al., 2006; Serneels et al., 2009; Lo et al., 2013). Previous testing revealed impairments in spatial learning and memory, as well as defects in passive avoidance learning and social memory (Serneels et al., 2009; Lo et al., 2013). In the present report, we tested APPPS1-21 mice at 6 months of age, which can be considered an early stage in terms of behavioral symptomatology and neuropathology, and at 9 months, a more advanced stage. Since cognitive flexibility is affected early on in human AD patients, we expected our transgenic animals to show reduced reversal performance already at the earliest stage.
Materials and Methods
Animals
We bred two batches of mice on a C57BL/6J background, comprising APPPS1-21 transgenic mice and age- and gender-matched wild-type littermates, tested at 6 and 9 months of age. Heterozygous APPPS1-21 mice co-express the Swedish mutation K670M/N671L of the amyloid precursor protein (APP) and the mutated human presenilin-1 (PS-1) L166P (Radde et al., 2006). We chose not to test our mice longitudinally because the extent of the learning defect would have been more difficult to interpret in a longitudinal experiment due to carry-over effects. Mice can retain certain procedural aspects of a task for quite a long time, repeated testing would therefore not start from the same naïve level. Also, repetitive reversal learning would enhance overall learning speed, since mice are known to acquire an aspect of the meta-procedural knowledge that carries over to repetitive reversal sessions. It would have been unclear how repetitive performance interacted with the progressive nature of the pathology. Moreover, repetitive testing would generate a condition of cognitive enrichment, which has been shown to influence test performance. The group tested at 6 months consisted of 23 wild type (13 females, 10 males) and 19 APPPS1-21 mice (10 females, nine males), whereas the group tested at 9 months consisted of 19 wild types (10 female, nine males) and 20 APPPS1-21 mice (10 females, 10 males). One animal died during experimentation (APPPS1-21 mouse of 9 months of age), and was excluded from the analysis. Genetic status of the mice was confirmed by PCR genotyping on isolated DNA from ear biopsies (Radde et al., 2006). All animals were group-housed in standard animal cages and under conventional laboratory conditions (12 h light/dark cycle, lights on at 8 a.m., 22 ± 2°C and 40%–50% humidity). The experiments were conducted during the light phase of their circadian cycle and efforts were made to test, weigh and feed the animals at the same time each day. Behavioral assessment started 10 days before their designated age condition, and 48-session cut-off was implemented because of age constraints. All protocols have been approved by the animal ethics committee of the University of Leuven, Belgium, in keeping with European directives. Throughout the testing period, mice were kept at 85%–90% of their free-feeding weight by scheduled feeding (which was maintained by 1 h of feeding per day) to ensure sufficient motivation during touchscreen testing.
Apparatus and Procedure
Animals were tested in eight operant cages (Campden Instruments Ltd., Leics, UK), equipped with a touchscreen device (touch was registered by infrared photocells) displaying predefined visual cues controlled by ABET II Software (Lafayette, IN, USA). The chambers were equipped with infrared beams in front of the screens that displayed the stimuli. Thus, touching the screen without any pressure was enough to register their response (subjects often did touch the screen with their nose). Further behaviors inside the chambers were recorded by an internal IR camera allowing live monitoring of the mouse. Furthermore, the setup was equipped with a liquid food dispenser, a house light and sound generator. The cages were placed inside ventilated sound and light attenuating boxes. All animals were eventually subjected to two consecutive protocols as previously described (Bussey et al., 2012; Mar et al., 2013; Romberg et al., 2013; Horner et al., 2013): (i) learning to associate correctly a visual cue with a food reward (VD); and (ii) learning to adjust response when the rules changed (i.e., reversal learning). All daily sessions lasted either 30 trials or maximally 60 min. At the end of each testing day, the operant chambers (liquid food dispensers and tubes, plastic walls, grid floors and waste trays) were thoroughly cleaned and rinsed with warm water and 70% ethanol.
Training started with a habituation phase to get the animals acquainted with the test conditions and environment, followed by a pre-training phase to teach the animal to initiate a trial and to make correct instrumental responses. After reaching the criteria of correctly initiating a trial and responding on three successive trials, VD training was started, during which animals had to discriminate between a correct (CS+) and an incorrect (CS−) stimulus to obtain a reward (i.e., a drop of strawberry milk). The stimulus location (left or right on the screen) was pseudorandomized such that the same stimulus was never shown more than three times in a row at the same location. Incorrect responses to this regular trial (RT) resulted in a correction trial (CT; i.e., stimulus is presented in the same location until the subject responds correctly). CTs did not count towards the trial limit or the percentage accuracy. When the animals reached the pre-defined performance criterion (i.e., performing 30 trials at 80% correct for two consecutive days), the final reversal phase was initiated, during which the reward contingencies of CS+ and CS− were switched (REV). Notably, an individual criterion-based protocol was adopted, indicating that each animal transitions to the next phase at its own rate. The goal was to train each animal to a high and steady performance level during VD before initiating reversal training to be able to compare reversal performance. The reversal phase was identical to the VD phase but with reversed reward contingency, forcing the animal to adjust its learned responses.
Statistical Analysis
T-tests for independent samples were used to assess general performance on shaping, VD and reversal learning (REV). Therefore, the total number of sessions to criterion were compared between wildtype and transgene animals. Mice that did not reach criterion in a specific stage, were not included in the respective analysis. Repeated measures analysis of variance (rmANOVA) assessed the significance of differences in performance over consecutive days (number of trials, percentage accuracy, and number of CTs) with Bonferroni post hoc test for pairwise comparisons. As a consequence of allowing individual trajectories, however, missing values inevitably occurred. Because rmANOVA cannot handle missing data, we included dummy values that were calculated as the average of the last two sessions of the respective stage. We realize that the use of dummy variables is contentious, but this procedure was included to circumvent problems of missing values. The major assumptions are, of course, that performance would have been stable during continued testing, and that a period of inactivity would not result in changes in response rates. Both assumptions seem to be fairly robust (Mar et al., 2013). We could have used a group criterion to proceed to the next phase, which would have meant that, before proceeding to the primary task phase or probe tests, acquisition-phase training would continue until all animals reached criterion. However, a major disadvantage of this approach would have been that some animals would be overtrained and have obtained more rewards. Therefore, we chose to use an individual criterion to avoid carry-over effects (i.e., move each animal into the primary task phase or probe tests immediately after it has reached the acquisition phase criterion). Furthermore, rmANOVA is not robust against violations of the sphericity assumption. Therefore when the assumption of sphericity was violated, the Greenhouse-Geisser correction of the degrees of freedom was applied. The criterion for statistical significance was p < 0.05.
Results
The number of sessions needed to reach performance criterion was used as a general measure of learning (i.e., more sessions before criterion indicated more difficulty in learning the reward contingencies associated with the stimuli). When comparing the number of sessions to criterion between transgenic and wild-type animals, transgenic APPPS1-21 mice at 6 and 9 months of age needed more sessions during reversal learning (REV, Figures 1A,B, p < 0.001 and p < 0.001, respectively). In contrast, their performance during shaping and VD was similar to wild-type controls (shaping and VD phase at 6 months, p = 0.63 and p = 0.51, and at 9 months, p = 0.69 and p = 0.95, respectively).
At 6 months the total number of learning units (RT + CT trials across VD sessions), needed to reach criterion, did not differ significantly between transgenic and wild-type mice (p = 0.90; Figure 1C). Also at 9 months, we do not find a significant difference between conditions in VD (p = 0.68; Figure 1D). For reversal learning, however, transgenic animals require significantly more trials in total to reach criterion, both at 6 and at 9 months (p = 0.005 and p = 0.008, see Figures 1C,D, respectively).
We further analyzed the number of RTs, the accuracy of responding and the number of CTs during the VD (Figure 2) and reversal phase (Figure 3), and the CT/RT ratio across consecutive sessions. Responses are already slightly about chance level during the first session due to intra-session learning. Mice learn this VD task fairly quickly, and learning already takes place during the first session. As illustrated in Figure 2, 6-month-old animals show a significant learning effect (main effect of time) during VD, as the percentage correct responding increases (F(9,360) = 7.69, p < 0.001), and the number of CTs (F(9,360) = 13.50, p < 0.001) and the CT/RT ratio (F(9,360) = 8.00, p < 0.001) decreases across sessions.
None of the indicated measures show a main effect of genotype during VD, indicating that APPPS1-21 mice are able to learn and perform the task properly and do not show a motivational decline. When looking at the reversal learning phase, a distinct deficit in the APPPS1-21 animals is present (Figure 3). We find a clear learning effect in all measures (main effects of session for percentage correct: F(9,342) = 55.27, p < 0.001; number of RTs performed: F(9,342) = 37.97, p < 0.001; number of CTs performed: F(9,342) = 44.70, p < 0.001 and CT/RT ratio: F(9,342) = 38.85, p < 0.001), we find a significant genotype effect in all measures as well (except number of CTs), with transgenic animals consistently performing worse than their wild-type controls (main effects of genotype on percentage correct: F(1,342) = 27.38, p < 0.001; number of RTs performed: F(1,342) = 27.78, p < 0.001 and Ct/RT ratio: F(1,342) = 17.07, p < 0.001). Also interaction effects can be seen in Figure 3, transgenic and control mice increase similarly in performance during the first 4–5 sessions, after which the controls start to outperform the transgenic animals (accuracy × genotype: F(9,342) = 5.91, p < 0.001; interaction trials × genotype: F(9,342) = 5.96, p < 0.001, and interaction CTs × genotype: F(9,342) = 4.49, p = 0.037). Only for Ct/RT ratio, this interaction is not significant (interaction ratio × genotype F(9,342) = 0.76, p = 0.65). However, as shown in Figure 3D, this same trend is apparent in the ratio data.
As shown in Figures 4, 5, a similar behavioral profile is observed at 9 months. During VD, main effects of session are found in accuracy, number of CTs and Ct/RT ratio (F(9,333) = 5.42, p < 0.001; F(9,333) = 4.96, p < 0.001 and F(9,333) = 3.39, p < 0.001, respectively), indicating a general learning effect across sessions. No significant differences between genotypes were found. During reversal sessions, next to an evident learning curve for all parameters (accuracy: F(9,324) = 41.36, p < 0.001; trials: F(9,324) = 37.08, p < 0.001; CTs: F(9,324) = 39.31, p < 0.001; ratio: F(9,324) = 37.27, p < 0.001, Figure 5), we again find a reversal learning impairment in APPPS1-21 animals. Transgenic animals have a lower performance accuracy (F(1,324) = 11.97, p = 0.001), perform less RTs (F(1,324) = 12.63, p = 0.001) and have a higher CT/RT ratio (F(1,324) = 8.16, p = 0.007). Only for the number of CTs performed, we do not find a main effect of genotype (F(1,324) = 0.73, p = 0.398). We also find an interaction for accuracy between session and genotype (F(9,324) = 2.57, p = 0.007), RTs (F(9,324) = 3.55, p < 0.001) and CTs (F(9,324) = 3.02, p = 0.002). Figure 5 again shows that both genotypes set off performing similarly, but APPPS1-21 animals start lagging behind after 3–4 sessions.
Discussion
We tested discrimination and reversal learning in 6- and 9-month-old APPPS1-21 mice using touchscreen operant cages. In AD patients, cognitive flexibility is affected at an early disease stage (Amieva et al., 2003; Ready et al., 2003; McGuinness et al., 2009). We, therefore, expected our transgenic animals to show reduced performance during the reversal phase that requires cognitive flexibility. We indeed found that the APPPS1-21 model displays robust touchscreen reversal learning deficits, at a stage of pathology that was previously considered to be early and non-symptomatic (Radde et al., 2006; Serneels et al., 2009; Lo et al., 2013). At both 6 and 9 months, transgenic animals need more sessions to reach criterion performance compared to wild-type controls. During VD, performance between both genotypes does not differ, indicating the observed difference cannot be attributed to impaired VD learning as such, but in cognitive flexibility.
When performing a more detailed analysis of the reversal phase, the number of RTs per session was significantly lower in the transgenic animals, whereas the number of CTs is similar or higher in APPPS1-21 mice. This indicates these animals are not less motivated or exhibit motor deficits, but need more CTs to adapt to the new reward contingency. Therefore, we calculated the CT/RT ratio, which denotes the persistence in the previously learned reward rule. This measure is significantly higher during REV trials in both 6- and 9-month-old APPPS1-21 mice, which indicates these animals have greater difficulty adapting to changing situations. When looking at accuracy, measured by percentage correct, we also find that the transgenic animals perform significantly worse from controls. Furthermore, we find a significant interaction between session and genotype, indicating that while the initial performance might be similar between genotypes, APPPS1-21 soon start lagging behind. When looking at Figures 3B, 5B, we can see the learning curves of both transgenic and control mice evolve similarly during the first sessions, but after reaching at and near 50 percent correct, the curves of the APPPS1-21 mice start to level off. According to Chudasama and Robbins (2003), performing below chance-level points at perseverative behavior, meaning the animals are not able to come off the formerly learned reward rule. Chance-level performance, on the other hand, indicates they are not able to learn the new reward rule. APPPS1-21 animals seem to be able to abandon a previously learned rule but have difficulty adopting a new one with changed reward contingencies.
When considering the course of the experiment, we opted for an individual criterion based protocol (instead of a fixed training period or group criterion, Mar et al., 2013), meaning that each animal advances to the next phase when it meets the performance criterion of the current phase. The advantage is, that all animals perform equally well when moving to the next stage (i.e., no over-training or failing to acquire initial reward rule). However, some animals might never reach criterion (and are excluded from analyses) and individual trajectories might differ markedly. As a consequence, a problem of missing values and loss of power arises inevitably in the course of sessions. Therefore, we decided to include dummy values (as explained in the “Statistical Analysis” paragraph). When comparing graphs with and without dummy values, barely any differences were detected, assuring this adjustment did not affect the statistical results.
Standard setups to test reversal learning, such as mazes and operant chambers, have some disadvantages. Performance in a water maze can be influenced by stress, motor impairments or visual problems. Dry mazes potentially induce unwanted odor cues and often depend on exploratory activity and motor functioning (Bussey et al., 2008), while fear conditioning often requires aversive stimuli such as electric shocks. In addition, all of these protocols show high variability between laboratories, partially due to differences in protocol, procedure or experimental apparatus used (Crabbe et al., 1999; Tecott and Nestler, 2004). Furthermore, despite efforts to standardize these tests, environmental and experimenter differences (way of handling the animals, odor cues, etc.) continue to induce unwanted variability that may obscure the subtle effects of genetic or other manipulations (Crabbe et al., 1999; Wahlsten et al., 2003; Bailey et al., 2006; Lewejohann et al., 2006; Mandillo et al., 2008). The present methodology and the use of touchscreen operant cages may help to eliminate or reduce interference and bias (Bussey et al., 2008, 2012; Mar et al., 2013; Horner et al., 2013). The protocol is low-stress and non-aversive, which eliminates potential effects of stressful and aversive manipulations (Joëls and Baram, 2009), and it does not depend on motor or olfactory proficiency. Automatization and standardization of the procedure minimizes variability and confounds by reducing within- and between-trial experimenter bias.
In addition to all of the technical advantages mentioned above, our mouse protocol is very similar to testing procedures used in clinical setting. Notably, a recent study, using an identical touchscreen test in mice and human subjects that carried mutations in a homologous gene, found similar results in both species (Nithianantharajah et al., 2015). Translatability of testing procedures and experimental variables means tremendous added value, especially in the field of AD research, where predictive and construct validity of preclinical research methods have been of much concern (Shepherd et al., 2016). Few studies have used such translatable methodology to measure cognitive functioning in mouse AD models. Romberg et al. (2013) found sustained attention, behavioral flexibility and memory defects in 4–5-month-old TgCRND8 mice with severe amyloid pathology. Furthermore, it was shown that impaired touchscreen attention in 9-month-old 3xTgAD mice could be rescued by Donepezil (Romberg et al., 2011).
Ethics Statement
All experiments were reviewed and approved in accordance with EC directives by the Ethische Commissie Dierproeven (animal ethics commission), University of Leuven (KU Leuven), Belgium.
Author Contributions
LVB, ZC-V and RD’H planned the study and wrote the manuscript. LVB and PH performed the experiments and analyzed the data. LVB, PH and RD’H revised the manuscript.
Conflict of Interest Statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Acknowledgments
Breeding pairs of the APPPS1-21 model were kindly provided by Prof. B. De Strooper of the Laboratory for Research of Neurodegenerative Diseases (KU Leuven). Leen Van Aerschot provided logistic and technical support.
Footnotes
Funding. During the course of this work, LVB was a research fellow of the Faculty of Psychology and Educational Sciences, KU Leuven. Financial support was obtained from the Federal science fund Fonds Wetenschappelijk Onderzoek (FWO)-Vlaanderen, grant no. G.0587.14.
References
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