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Published in final edited form as: Schizophr Res. 2018 Dec 21;206:82–88. doi: 10.1016/j.schres.2018.12.010

Apolipoprotein E-ε4 Allele Predicts Escalation of Psychotic Symptoms in Late Adulthood

Katherine Jonas 1, Sean Clouston 2, Kaiqiao Li 3, Laura J Fochtmann 1,4, Todd Lencz 5,6,7, Anil K Malhotra 5,6,7, David Cicero 8, Greg Perlman 1, Evelyn J Bromet 1,9, Roman Kotov 1
PMCID: PMC6525644  NIHMSID: NIHMS1517318  PMID: 30584027

Abstract

Background:

Research on a putative link between apolipoprotein-ε4 allele (APOE-ε4) and schizophrenia has been inconclusive. However, prior studies have not investigated the association between APOE-ε4 and symptom trajectories, nor has the existing literature taken into account the potentially moderating effect of age in genetic association studies.

Methods:

The association between APOE-ε4 and four symptom dimensions was investigated in a longitudinal study of 116 individuals with schizophrenia initially assessed during their first admission for psychosis and evaluated five times over the following 20 years. A meta-analysis identified 29 case-control studies of APOE-ε4 allele frequency in schizophrenia, which were analyzed using random-effects meta-regression to test the potentially moderating effect of age.

Results:

Longitudinal models identified a specific association between APOE-ε4 and symptom trajectories, showing that APOE-ε4 portends worsening severity of hallucinations and delusions in late adulthood among people with schizophrenia, at a rate of a 0.46 standard deviation increase per decade. Meta-analysis showed a significant effect of age: the association between APOE-ε4 and schizophrenia was not detectable in younger people but became pronounced with age, such that APOE-ε4 increased the odds of diagnosis by 10% per decade.

Conclusions:

Taken together, the meta-analysis and longitudinal analysis implicate APOE-ε4 as an age-related risk factor for worsening hallucinations and delusions, and suggest APOE-ε4 may play an age-mediated pathophysiological role in schizophrenia. The presence of an APOE-ε4 allele may also identify a subgroup of patients who require intensive monitoring and additional targeted interventions, especially in mid-to late-life.

Keywords: apolipoprotein e, schizophrenia, psychosis, hallucinations, delusions

1. Introduction

A large body of research has focused on the predictors of illness chronicity in schizophrenia (Ram et al., 1992). Most studies have found that early age of onset, male sex, poor premorbid adjustment, duration of untreated psychosis, negative symptoms, and persistence of symptoms following first episode all forecast poor prognosis (Austin et al., 2013; Haro et al., 2011; Harrison et al., 2001). However, apart from neurodevelopmental processes that are presumably reflected in age of onset, these predictors provide limited insight into mechanisms of illness, as they are difficult to distinguish from the core deficits of the diagnosis itself. Consequently, research is increasingly focused on identifying biomarkers of disease risk and progression. Identification of such objective markers would provide clinicians with a tool to predict prognosis and plan treatment accordingly.

Two years after the initial publication showing that APOE-ε4 is a critical risk factor for Alzheimer’s disease (Strittmatter et al., 1993), Harrington et al. (1995) presented evidence that it was also associated with schizophrenia (OR=2.7; 95% CI=[1.8–4.0], p<0.0001). A subsequent meta-analysis of 17 case-control studies published between 1995 and 2004 supported the increased prevalence of schizophrenia in ε4 carriers but observed significant heterogeneity among studies, and concluded that the effect may not be robust (Xu et al., 2006). The most recent meta-analysis of 28 case-control studies conducted between 1995 and 2011 detected no association (González-Castro et al., 2015).

Conclusion of no relationship between APOE-ε4 and schizophrenia is premature for two reasons. First, APOE-ε4’s effects are known to be moderated by age, as demonstrated by its association with Alzheimer’s disease. Given the variation in the ages of the samples reported in case-control studies of schizophrenia, it is important to test whether age moderates the association between APOE-ε4 and diagnosis before dismissing it.

Second, it is possible that APOE-ε4 affects the manifestation or progression of specific symptoms of schizophrenia. Schizophrenia is a heterogeneous disorder, with core symptoms including hallucinations and delusions, disorganization, and negative symptoms of avolition and inexpressivity (American Psychiatric Association, 2013; Blanchard and Cohen, 2006; Kring et al., 2013; Strauss et al., 2013, 2012). The presence and severity of these symptoms vary between individuals, and within individuals over time. A handful of cross-sectional studies have examined whether APOE-ε4 is associated with specific symptoms or diagnostic subtypes. Two groups reported associations between APOE-ε4 and negative symptoms (Martorell et al., 2001; Pickar et al., 1997). Another group identified a link with positive symptoms (Al-Asmary et al., 2015). More commonly, findings linking APOE-ε4 and diagnostic subtypes have been null (Akanji et al., 2009; Arnold et al., 1997; Durany et al., 2000; Jönsson et al., 1996; Kecmanović et al., 2010), although this literature is likely limited by the poor reliability of diagnostic subtypes (Tandon et al., 2013). However, no prior study has examined whether APOE-ε4 is associated with symptom trajectories as participants age.

The present study investigated the role of age in the relationship of APOE-ε4 with schizophrenia by first examining its associations with trajectories of symptoms (hallucinations/delusions, disorganization, avolition, and inexpressivity) during the 20 years following first hospitalization. We hypothesize that, given the link between APOE-ε4 and progressive dementias, the effect of APOE-ε4 will emerge with increasing age. In addition, we extended prior meta-analyses by conducting a meta-regression of 29 case-control studies to test whether age explains the heterogeneity of effects among previous studies of APOE-ε4 and schizophrenia.

2. Materials & Methods

2.1. Longitudinal Study

2.1.1. Design & Sample.

Data were drawn from the Suffolk County Mental Health Project, a longitudinal first-admission study of psychosis. Participants were recruited from the 12 inpatient facilities of Suffolk County, New York. The Stony Brook University Committee on Research Involving Human Subjects and the review boards of participating hospitals approved the protocol annually. To be eligible for study inclusion, participants with psychosis had to reside in Suffolk County, be between ages 15–60, speak English, and have IQ > 70. Additionally, participants had to have their first admission for psychosis within the past 6 months, with no apparent medical etiology to explain their psychotic symptoms, and have the capacity to provide informed consent.

A total of 628 participants met inclusion criteria. Follow-up interviews were conducted at 6 months, 24 months, 48 months, 10 years, and 20 years after baseline. Of the 536 who survived at the 20 year follow-up, 373 were interviewed, including 135 with a 20 year consensus diagnosis of DSM-IV schizophrenia (diagnostic procedure described in Bromet et al., 2016). Among them, 116 provided DNA samples as part of the Genomics Psychiatry Cohort collaborative (Pato et al., 2013). Demographic variables did not differ between participants for whom DNA was available and those for whom it was not, and clozapine prescription rates did not differ. However, the groups differed in the early stages of the study in terms of avolition (baseline and 48 month Cohen’s d = 0.22 and −0.28, respectively, both p < 0.05) and prescription of antipsychotic medication generally (24 and 48 month Cohen’s d = 0.20 and 0.18, respectively, both p < 0.05). Sample sizes at each time point were as follows: 6 month (N = 116); 24 month (N = 115); 48 month (N = 116); 10 year (N = 111); 20 year (N = 111).

In addition to the longitudinal clinical cohort, at the 20 year follow-up, a comparison group of 261 (206 provided DNA) never psychotic adults was recruited using random digit dialing within zip codes where participants from the original cohort resided (Velthorst et al., 2016). Rate of participation in the comparison group was 67%. The comparison group was frequency-matched to the longitudinal cohort on sex and age.

2.1.2. Measures.

Symptoms were rated using the Scale for the Assessment of Positive Symptoms (SAPS Andreasen, 1984) and the Scale for the Assessment of Negative Symptoms (SANS Andreasen, 1989). The ratings were made by master’s level interviewers after an extensive semi-structured diagnostic interview with the participant, interviews with significant others, and medical record reviews. SAPS and SANS ratings were scored into four factor-analytically derived subscales: reality distortion (hallucinations and delusions; alpha = 0.85), disorganization (alpha = 0.77) from the SAPS, and avolition/apathy (alpha = 0.87) and inexpressivity (alpha = 0.90) from the SANS (Kotov et al., 2016).

Following venipuncture, DNA was extracted from peripheral lymphocytes and sent to the Rutgers University Cell and DNA Repository, where it was genotyped using the Illumina PsychArray-8 platform containing 571,054 markers. Standard quality control procedures were performed to exclude SNPs with minor allele frequency (MAF) <1%, genotyping failure >5%, Hardy-Weinberg equilibrium p<10−6, mismatch between recorded and genotyped sex, as well as related individuals (π^>.20, in which case the relative with the lower call rate was dropped).

Mean call rate was 99.8%. SNP imputation was conducted with IMPUTE2 (Howie et al. 2009) against the full 1000 Genomes phase 3 reference panel (1000 Genomes Project Consortium, 2012). The imputed SNPs underwent another round of quality control and SNPs with missing data >5% and imputation information score <0.8 were excluded, yielding 6.87M high quality biallelic SNPs. All genomic data analysis was performed using the SVS software, version 8.7.0 (Golden Helix, Inc., Bozeman, MT, USA). APOE-ε4 status was defined in the standard manner using genotypes at two functional polymorphisms, rs429358 and rs7412, where the presence of the C at both positions indicates an ε4 carrier, and the presence of two T’s at the same positions indicates an ε2 allele. There were too few individuals who were homozygous for the APOE-ε4 allele to model trajectory of this group separately (N = 5), so the sample was divided based on the presence of one or two ε4 alleles (N = 31) or no ε4 allele (N = 85). Similarly, there were no ε2 homozygotes, so the sample was divided into carriers (N=32) and non-carriers (N=84). To control for population stratification due to ancestry, all analyses were covaried on the first ten principal components of genetic covariance (Price et al., 2006).

2.1.3. Statistical Analysis.

To estimate the effect of APOE genotype over time, we used multi-level spline regression models in which ratings on the four domains of the SAPS and SANS were regressed on participant age, prescription of antipsychotic medication (yes/no), APOE genotype (ε4 or ε2 carrier/noncarrier), and the interaction of APOE genotype and age. These models estimate each person’s intercept and slope, thus modeling individual trajectories. They also allowed for non-linear trajectories by estimating a point in time when the average trajectory changes. The placement of the change point was estimated by alternatively placing the change point at each 5-year interval from ages 25 and 55 (this range was chosen to ensure at least 10% of the sample was on either side of the change point). The fit of competing change points was compared via the Bayesian Information Criterion (Schwarz, 1978). Full information maximum likelihood estimation was used, which uses all information, including partial cases, to arrive at unbiased parameter estimates.

Since the baseline assessment was during hospitalization, baseline symptoms were qualitative different from the subsequent time-points. Therefore, baseline scores were analyzed separately, and trajectory analyses examined course from month 6 to year 20.

2.2. Meta-Analysis

2.2.1. Data.

We searched MEDLINE (PubMed) and PsycInfo (EBSCO) up to May 2018 for articles with title, abstract or subject terms for “APOE,” “apoprotein e,” or “apolipoprotein e” as well as “schizophrenia,” “schizophrenic,” “psychosis,” “psychotic,” “hallucination,” “hallucinations,” “delusion” or “delusions.” We also identified studies from two previous meta-analyses of APOE genotype and schizophrenia (González-Castro et al., 2015; Xu et al., 2006). In addition, to identify studies completed since the publication of the last meta-analysis, we searched among papers citing González-Castro and colleagues (2015) for relevant studies. After removal of duplicates, 293 titles and abstracts were screened by 2 reviewers. Full text was reviewed if title and abstract were unclear and discrepancies in rating were resolved by consensus, yielding 25 studies (one of these studies, Liu 2003, comprised three cohorts of different ages, which were treated as independent samples for the purposes of the meta-analysis). Studies were included if they used a case-control design, reported allele frequencies for APOE-ε4 in subjects with schizophrenia, and reported the mean age of the schizophrenia group. We limited the analysis to studies of adults, thus excluding one study in which the mean age of cases was <18 (Fernandez et al., 1999).

We also included data from the Suffolk County Mental Health Project cohort and controls, described above, as well as unpublished data from H. Haroutunian (personal correspondence; clinical data from a subset of H. Haroutunian’s sample was reported in Harvey et al., 2000, 1997). Table 1 presents the details of the samples included in the meta-regression, which amounted to N=4,297 cases and N=6,252 controls (total N=10,529). This represents a 24% increase in cases and 33% increase in the number of controls compared to the previous meta-analysis (González-Castro et al., 2015).

Table 1.

Studies Included in Meta-Analysis

Author Year Race Diagnosis Sample Cases Controls Case Age % Male Cases-ε4 Controls-ε4 OR 95%LL 95%UL
Vila-Rodríguez et al. 2017 Caucasian DSM-IV Out. 86 39 20.41 68.6 15 8 2.00 0.74 5.43
Liu 1967–1998 sample 2003 Asian DSM-IV Inp. & Out. 102 112 20.4 Unk. 12 8 1.73 0.68 4.43
Moberg et al. 2006 Caucasian DSM-IV Out. 28 26 29 50.0 17 5 3.40 1.16 9.97
Lee et al. 2001 Asian DSM-IV Inp. 60 60 32 65.0 4 10 0.38 0.12 1.24
Zhu et al. 1996 Caucasian DSM-III-R Inp. 98 98 32.9 62.2 18 16 1.15 0.55 2.42
Saiz et al. 2002 Caucasian DSM-IV Out. 106 250 35.1 56.6 19 31 1.49 0.82 2.70
Igata-Yi et al. 1997 Asian DSM-IV Inp. & Out. 54 33 36 27.8 8 10 0.45 0.17 1.20
Akanji et al. 2009 Arab DSM-IV Out. 207 165 36 Unk. 42 29 1.17 0.71 1.93
Kecmanovic et al. 2010 Caucasian DSM-IV Out. 76 82 37.2 43.4 20 15 1.51 0.74 3.06
Thibaut et al. 1999 Caucasian DSM-III-R Out. 106 98 38 72.6 28 33 0.49 0.28 0.85
Hammer 2014 Caucasian DSM-IV Inp. & Out. 875 1269 38.66 72.8 223 308 1.07 0.87 1.30
Al-Asmary et al. 2015 Arab DSM-IV Out. 180 200 39 28.9 27 17 1.83 0.98 3.41
Kimura et al. 2000 Asian DSM-IV Inp. 314 188 40 51.0 65 41 0.90 0.60 1.36
Joober et al. 1996 Caucasian Unspecified Unk. 51 35 41 Unk. 8 7 1.01 0.33 3.05
Thibaut et al. 1998 Caucasian DSM-III-R Out. 134 103 42 67.2 39 36 0.81 0.50 1.34
Town et al. 1997 Caucasian DSM-III-R Unk. 63 301 42 Unk. 18 82 1.06 0.61 1.83
Arnold et al. 1997 Caucasian DSM-III-R Out. & P-M 93 106 42 53.8 29 25 1.24 0.69 2.20
Dean et al. 2003 Caucasian DSM-IV P-M 23 47 42 65.2 7 14 1.03 0.38 2.75
Vila-Rodríguez et al. 2011 Caucasian DSM-IV P-M 35 35 42.6 74.3 9 9 1.09 0.40 2.93
Kampman et al. 2004 Caucasian DSM-IV Inp. 94 98 45.9 48.9 43 35 1.36 0.83 2.25
Jonsson et al. 1996 Caucasian DSM-III-R Unk. 87 57 46 64.4 32 22 0.94 0.52 1.72
Kimura et al. 1997 Asian DSM-III-R Inp. 122 126 47 49.2 21 26 0.82 0.45 1.50
Suffolk County 2013 White DSM-IV Out. 116 204 48.35 62.9 51 46 0.99 0.64 1.53
Liu 1948–67 sample 2003 Asian DSM-IV Inp. & Out. 301 147 55.3 Unk. 37 13 1.44 0.74 2.81
Martorell et al. 2001 Caucasian ICD-9 Inp. 365 548 56 60.8 68 108 1.02 0.74 1.40
Durany et al. 2000 Caucasian DSM-IV Unk. 114 94 56 43.0 24 16 1.20 0.59 2.43
Harrington et al. 1995 Caucasian Unspecified P-M 42 131 65 42.9 22 37 2.16 1.19 3.92
Liu 1920–47 sample 2003 Asian DSM-IV Inp. & Out. 176 1269 69 Unk. 24 74 2.55 1.56 4.16
Haroutonian Unp. Caucasian DSM-III-R P-M 189 331 81.08 52.9 56 64 1.76 1.16 2.66

Note. Studies included in meta-analysis, sorted by mean age of cases.

a

Defined by majority of sample.

Unp. = previously unpublished data; Unk. = unknown; Inp. = inpatient; Out. = outpatient; P-M = post-mortem.

2.2.2. Statistical Analysis.

Random-effects meta-regression was used to determine the extent to which the association between APOE-ε4 and schizophrenia (compared to healthy controls) was moderated by the age of cases. Meta-regression seeks to model reasons for heterogeneity among observed effect sizes based on between-study covariates (Harbord and Higgins, 2008). Random-effects allow for differences among effects due random between-study differences (Cornell et al., 2014). Together, a random-effects meta-regression can identify whether effect-size heterogeneity is due to systematic or random differences between studies. We followed the Hartung-Knapp-Sidik-Jonkman (HKSJ) method for meta-analysis because it consistently outperforms other estimators in small-n studies (IntHout et al., 2014). Supporting the use of random-effects meta-regression, between-study heterogeneity (τ2) was larger than zero (Q=42.52, p=0.029).

3. Results

3.1. APOE Genotype and Symptom Trajectories

Table 3 reports the associations between APOE-ε4 and symptom domains at baseline, as well as symptom trajectories from 6 months to 20 years. APOE-ε4 was not associated with any of the symptom scores at baseline, controlling for age, prescription of an antipsychotic,1 and the first ten principal components of genetic covariance. Consistent with this, the trajectory analyses found that the APOE genotype was not associated with mean symptom levels (intercepts). Furthermore, APOE-ε4 was not associated with the course (slopes) of inexpressivity, avolition/apathy, or disorganization.

Table 3.

The Association between APOE- ε4 and Symptoms in Schizophrenia

β p-value
Baseline Associations
 Reality Distortion (Hallucinations/Delusions) −0.08 0.73
 Disorganization 0.01 0.95
 Avolition/Apathy 0.06 0.78
 Inexpressivity 0.07 0.74
Longitudinal Associations
 Reality Distortion (Hallucinations/Delusions)
  APOE-ε4 0.22 0.12
  APOE-ε4 x Slope (prior to age 40) −0.10 0.46
  APOE-ε4 x Slope (post age 40) 0.52 < 0.0001
 Disorganization
  APOE-ε4 0.15 0.43
  APOE-ε4 x Slope (prior to age 40) −0.04 0.81
  APOE-ε4 x Slope (post age 40) 0.11 0.34
 Avolition/Apathy
  APOE-ε4 0.02 0.76
  APOE-ε4 x Slope (prior to age 50) −0.24 0.10
  APOE-ε4 x Slope (post age 50) 0.07 0.09
 Inexpressivity
  APOE-ε4 −0.06 0.92
  APOE-ε4 x Slope (prior to age 25) −0.24 0.08
  APOE-ε4 x Slope (post age 25) −0.20 0.49

Note. Analyses controlled for use of antipsychotics (time-varying covariate) and the first 10 principal components of genetic covariance. Baseline analyses were also controlled for age.

However, APOE-ε4 was significantly associated with an increasing severity of hallucinations and delusions (e.g., reality distortion) with age. After age 40, those with an APOE-ε4 allele experienced an escalation of psychotic symptoms (β = 0.52, p < 0.0001). Figure 1 depicts the mean trajectory of changes in severity of hallucinations and delusions with age, moderated by APOE-ε4. Age 40 is the inflection point at which the severity of hallucinations and delusions increases for those with one or more alleles, escalating at a rate of a 0.46 standard deviations per decade.

Fig. 1.

Fig. 1.

Note. Reality distortion (hallucinations and delusions) as a function of age in APOE-ε4 carriers (solid line) and non-carriers (dotted line). The surrounding gray area represents the standard error of the effect.

The APOE-ε2 allele was investigated as a post-hoc follow-up analysis. The APOE-ε2 allele was not a predictor of any domain of schizophrenia symptoms, either as a risk factor for mean symptom severity, or symptom course.

3.2. Meta-Analysis of Case-Control Studies

Figure 2 depicts the meta-regression of effect sizes, weighted by variance of the observed effects, on the mean age of cases (see Table 1 for details of included studies). Regressing observed effect sizes on age revealed a significant effect of case age on the magnitude of the association between APOE-ε4 and schizophrenia (OR=1.01 [1.00–1.02]; p<0.05). Specifically, the effect of APOE-ε4 was not significant for participants younger than 45, but for those over 45, APOE-ε4 was associated with schizophrenia, such that carriers were 10% more likely to have the diagnosis with every passing decade.2 Neither race nor sample type (inpatient, outpatient, or post-mortem) moderated the effect. Gender balance of cases did moderate the effect, such that studies with a larger proportion of male cases observed smaller effect sizes (OR=0.99 [0.98–0.99]; p<0.05), but the addition of this covariate did not diminish the effect of age or change its significance (adjusted OR=1.01 [1.00–1.02]; p<0.05).

Fig. 2.

Fig. 2.

Note. Association between APOE-ε4 and schizophrenia diagnosis as a function of mean age of cases. The blue line represents the meta-regression of the effect sizes of individual studies on age. The surrounding gray area represents the standard error of the effect.

4. Discussion

This study sought to determine whether APOE-ε4, a genetic variant long known to influence risk of a number of chronic diseases including cardiovascular disease and dementia (Eichner et al., 2002; Poirier et al., 1993), shapes the course of psychosis. First, we examined contributions of this polymorphism to the course of schizophrenia tracked over 20 years, and found that participants with APOE-ε4 experienced a progressive increase in reality distortion (hallucinations and delusions) after age 40, while those without the allele had no increase in this symptom domain. Of note, the effect was specific to hallucinations and delusions, with an effect size twice as large as any other that was detected. Second, we performed a meta-analysis that revealed a significant association between APOE-ε4 and schizophrenia in participants after midlife, such that carriers’ odds of diagnosis increased 10% per decade. An effect of APOE-ε4 in schizophrenia was not previously detected because other meta-analyses did not consider age. Taken together, these results argue for an important role of this polymorphism in older people with schizophrenia.

4.1. Implications

These results suggest that APOE genotype may be useful in predicting the course of illness among individuals with schizophrenia. Hallucinations and delusions are critical symptoms for this population. For example, delusions predict medication non-adherence (Verdoux et al., 2000), which in turn increases the likelihood of another psychotic episode (Coldham et al., 2002). Those with the APOE-ε4 allele may be at increased risk for entering this feedforward loop, even if psychotic symptoms have been controlled in the past. Genetic screening may provide patients, families, and clinicians with a better sense of prognosis in schizophrenia, and help to identify patients who would benefit the most from support in maintaining medication adherence as they age.

This study was concerned only with individuals with schizophrenia. Whether APOE-ε4 is a risk factor for a trajectory of worsening psychotic symptoms in other psychotic disorders or patients with dementia remains unknown (Shah et al., 2017). Genetic liabilities for Alzheimer’s disease with psychosis do not appear to increase liability for psychosis outside of dementia (Bacanu et al., 2005; Hollingworth et al., 2012), and many have suggested that psychosis in dementia is largely distinct from other psychotic disorders (Jeste and Finkel, 2000). These two forms of psychosis may be mediated by different biological pathways (DeMichele-Sweet and Sweet, 2010; DeMichele-Sweet et al., 2011; Sweet et al., 2003). Alternatively, the effect of APOE-ε4 may be mediated through its association with reduced hippocampal volume (Khan et al., 2017; Li et al., 2016; Plassman et al., 1997), also observed in schizophrenia (Heckers Stephan, 2001; Lieberman et al., 2018), through the same pathways that lead to cognitive impairment in both diseases (Martins et al., 2005; Rapp et al., 2010), or through interaction with pathways that are up- and downregulated over the course of illness in schizophrenia (Narayan et al., 2008; Tang et al., 2011). Regardless, just as APOE-ε4’s effect on psychotic symptoms has gone undetected because it is dependent on age, it may be that neurodegenerative processes shared by schizophrenia and Alzheimer’s disease have gone undetected due to the shortened life expectancy of people with schizophrenia (Saha et al., 2007). Resolution of this conundrum will require a longitudinal study using of early imaging and behavioral markers of Alzheimer’s disease in people with schizophrenia and age-matched controls.

Of note, these results cannot conclusively determine whether APOE-ε4 is enriched in late-onset schizophrenia, as suggested by meta-regression findings, or if it instead predicts an exacerbation of hallucinations and delusions among those who have schizophrenia with typical age of onset, as suggested by longitudinal analyses. The effect of APOE-ε4 was specific to hallucinations and delusions, which are insufficient for a diagnosis of schizophrenia, and meta-regression found no association between APOE-ε4 and age of onset. Therefore, it seems likely that the association between APOE-ε4 and psychotic symptoms manifests as differences in case-control status due to attrition. Specifically, a worsening course of hallucinations and delusions among individuals with schizophrenia who are APOE-ε4 carriers, such as we observed, could increase involvement with psychiatric services relative to other cases, increasing enrollment of carriers into studies. This mechanism, however, remains to be tested.

4.2. Strengths and Limitations

To our knowledge, this is the first study of APOE-ε4 as a predictor of longitudinal changes in schizophrenia symptom severity. It is especially novel in that participants were followed for two decades after first hospitalization. While this study can clarify the role of genetic liabilities in individuals with psychosis as they age, it is not without important limitations. One limitation is the substantial attrition from the genetic assays. The patterns of missing data suggest that in the early phases of the study, participants for whom genetic information was available were more symptomatic than those for whom it was not. However, the effect of ApoE- ε4 was only observed after age 40, at which point there were no differences between these two groups. Sample size was modest, but the repeated assessment of symptoms over time increased the precision of the estimates beyond what would be obtained in a cross-sectional design, partially mitigating this limitation. Another point of concern may be that only the APOE gene was tested. The reason these analyses were constrained to APOE is that it was identified a priori as a gene of interest in this sample (see MH094398). Furthermore, only one symptom domain out of four was associated with APOE-ε4 genotype. However, the association between APOE-ε4 and Alzheimer’s disease (Poirier et al., 1993) and the high incidence of hallucinations and delusions in Alzheimer’s disease (20.1% over one year (Paulsen et al., 2000) make the link between APOE-ε4 and psychosis plausible. After correction for multiple comparisons (corrected α = 0.003), this sample of 116 had 84% power to detect an effect of the observed magnitude.

A limitation of meta-regression is that between-study covariates, in this case age, are a blunt approximation of the true effect of interest, which is the moderating effect of age on the observed association between APOE-ε4 and schizophrenia. However, these preliminary findings suggest the importance of considering age when designing future case-control genetic association studies, particularly for those genes whose products are known to exert their effect within a specific developmental window. A second limitation of the meta-regression is the dependence on convenience samples, which were not always demographically matched to cases. Lastly, in both the longitudinal analyses and meta-analysis, there was insufficient information to distinguish APOE-ε4 homozygotes and heterozygotes. Although this is common practice in even the largest studies of APOE-ε4 (Hammer et al., 2014; Khan et al., 2017), future studies should examine whether APOE-ε4 has differential effects for these two groups.

4.3. Conclusions

In sum, APOE-ε4 carriers show a pronounced increase in the severity of delusions and hallucinations later in life, while those without the allele do not. This escalation in reality distortion attributable to APOE-ε4 may explain discrepancies in the case-control literature. Prior studies and meta-analyses of APOE-ε4 and schizophrenia did not account for age, and therefore missed a genetic association that emerges in late adulthood. By understanding the function of APOE-ε4, future research may discover modulatory pathways for psychosis. APOE-ε4 might function as a marker to identify people with schizophrenia who need increased support and intervention in late adulthood.

Table 2.

Descriptive Characteristics of the Twenty Year Follow-Up of the Suffolk County Mental Health Project

N (%)
Gender
 Male 73(62.9)
 Female 43(37.1)
Race/Ethnicity
 Caucasian 85(79.4)
 African-American 14(13.1)
 Other 8(7.5)
APOE-ε4 alleles
 0 85(73.3)
 1 26(22.4)
 2 5(4.3)
Prescribed antipsychotics
 Baseline 100(86)
 6 months 99(85)
 24 months 97(84)
 48 months 88(76)
 10 years 100(90)
 20 years 90(81)
Age at baseline
 10–20 21(18.1)
 20–30 52(44.8)
 30–40 34(29.3)
 40–50 9(7.8)
Age at 20-year follow up
 30–40 26(22.4)
 40–50 48(41.4)
 50–60 36(31.0)
 60–70 6(5.2)

Note. Total N=116.

5.4. Acknowledgements

The authors gratefully acknowledge the support of the participants and mental health community of Suffolk County for contributing their time and energy to this project. They are also indebted to the study coordinators for their dedicated efforts, the interviewers for their careful assessments, and the psychiatrists who derived the consensus diagnoses.

5.1 Funding Body Agreements and Policies

This work was supported by the National Institutes of Health (MH44801 to EB, MH094398 to RK, MH085548 to Carlos Pato, subcontract to EB, and MH085542 to Carlos Pato, subcontract to EB, and MH117646 to TL); and by the Brain and Behavior Research Foundation (NARSAD Young Investigator Grant to RK).

Footnotes

5.

Author Disclosures

5.3

Conflicts of Interest

The authors (KJ, SC, KL, LF, TL, AM, DC, GP, EB, & RK) have no conflicts of interest to disclose.

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1

Removing antipsychotic prescriptions from the regression did not change the observed pattern of effects.

2

In the subset of studies for which age of onset was reported (12 papers), age of onset did not predict the relationship between APOE genotype and diagnosis (OR=1.01 [0.97–1.05]; p=0.65).

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