IgG4-Related Sclerosing Cholangitis and Primary Sclerosing Cholangitis

Abstract

Sclerosing cholangitis (SC) is defined as a condition with progressive stenosis and destruction of the bile ducts due to diffuse inflammation and fibrosis and currently includes three categories: primary sclerosing cholangitis (PSC), secondary cholangitis, and IgG4-related sclerosing cholangitis (IgG4-SC). SC categories share similar clinical features, such as cholestasis. Patients with SC present with cholestatic symptoms, including jaundice and pruritus, and blood tests reveal elevation of cholestatic enzymes. Cholangiography, endoscopic or magnetic, is inevitably required for making a diagnosis. Although the presentation of IgG4-SC and PSC are similar, the comorbidities, treatment response, and outcomes differ significantly, and therefore, it is strongly advisable to be familiar with these two diseases to make a correct diagnosis. Differentiation of cholangiocarcinoma from IgG4-SC and PSC is also extremely important. In this review, the clinical characteristics, comorbidities, treatment and outcomes of IgG4-SC and PSC will be outlined based on experience mainly from Japan.

INTRODUCTION

Sclerosing cholangitis (SC) is defined as a condition with progressive stenosis and destruction of the bile ducts due to diffuse inflammation and fibrosis.^1,2 SC was formally classified into two categories: primary sclerosing cholangitis (PSC) with unknown etiology, and secondary SC caused by a variety of pathological conditions, including postoperative biliary stenosis, bacterial cholangitis, and choledocholithiasis.³ Recently another etiology of SC, IgG4-related sclerosing cholangitis (IgG4-SC), was established as a clinical phenotype in the biliary tree of a systemic IgG4-related disease (IgG4-RD). Thus, SC is now categorized as PSC, IgG4-SC, and secondary SC.

In 2015, we performed a nationwide, multicenter survey by sending questionnaires to physicians in order to elucidate the present status of PSC and IgG4-SC in Japan. Comprehensive information on 435 and 527 patients with PSC and IgG4-SC, respectively, were recorded, and we have already published these results.^4,5 This review, with citing data from these works, will outline the epidemiology and demographics, clinical characteristics, management, and outcomes of PSC and IgG4-SC, mainly based on recent literature and our experience in Japan.

IgG4-SCLEROSING CHOLANGITIS

IgG4-SC is also known as IgG4-associated cholangitis (IAC)⁶ mainly in the European literature. IgG4-SC is a biliary tract manifestation of IgG4-RD, characterized by systemic, inflammatory, sclerosing lesions with massive infiltrations of IgG4-positive lymphocytes involving many organs including the eye; salivary, and lacrimal glands; lungs; pancreas; retroperitoneum, kidneys; and vascular systems.^7–11 In particular, IgG4-SC is frequently found associated with pancreatic involvement in IgG4-RD, a condition termed autoimmune pancreatitis (AIP).¹² AIP and IgG4-SC are relatively new clinical entities, established by the landmark studies of Hamano et al.¹³ in 2001 and Kamisawa et al.¹⁴ in 2003. The clinical diagnostic criteria of IgG4-SC were established by the Japanese Biliary Association in 2012 (Table 1)¹⁵ to facilitate its correct diagnosis and differentiation from PSC or cholangiocarcinoma. Conversely, the HISORt criteria, consisting of histology, imaging, serology, other organ involvement (OOI) and response to therapy, have frequently been used for the diagnosis of IgG4-SC (or IAC) in the United States and Europe.^16–18 The HISORt also consist of histology, imaging, serology, OOI of IgG4-RD, and response to steroid therapy¹⁹ but were originally designed for the diagnosis of AIP.

Table 1.

Clinical Diagnostic Criteria of IgG4-Related Sclerosing Cholangitis, as Established by the Japanese Biliary Association in 2012

Diagnostic items Biliary tract imaging reveals diffuse or segmental narrowing of the intrahepatic and/or extrahepatic bile duct, associated with thickening of the bile duct wall Hematological examination shows elevated serum IgG4 concentration (≥135 mg/dL) Coexistence of autoimmune pancreatitis, IgG4-related dacryoadenitis/sialadenitis, or IgG4-related retroperitoneal fibrosis Histopathological examination shows: Marked lymphocytic and plasmacytic infiltration and fibrosis Infiltration of IgG4-positive plasma cells (>10 cells per high power field) Storiform fibrosis Obliterative phlebitis Optional: effectiveness of steroid therapy Diagnosis  Definite diagnosis: (1)+(3), or (1)+(2)+(4) (a+b, or a+b+c, or a+b+d)  Probable diagnosis: (1)+(2)+optional item  Possible diagnosis: (1)+(2)

Adapted from Ohara H et al. J Hepatobiliary Pancreat Sci 2012;19:536–542, with permission from John Wiley and Son.¹⁵

1. Epidemiology and demographics

Despite epidemiological data of IgG4-SC in Japan are lacking, these can be extrapolated from those obtained for AIP. In 2011, Kanno et al.²⁰ carried out a clinico-epidemiological survey of AIP in Japan, yielding an overall prevalence of 4.6 per 100,000 population, and an annual incidence of 1.4 per 100,000 population. In this study, the prevalence of IgG4-SC in patients with AIP was reported to be 39%, and thus an overall prevalence and an annual incidence of patients who have both AIP and IgG4-SC are estimated as 1.8 and 0.5 per 100,000 population, respectively. Furthermore, our nationwide survey of IgG4-SC in 2015 demonstrated that the proportion of patients diagnosed as having both IgG4-SC and AIP was 87% of all IgG4-SC cases.⁵ Collectively, the overall incidence and annual prevalence of IgG4-SC in Japan were calculated to be 2.1 and 0.63 per 100,000 population, respectively, which are less than half of those of AIP.

The demographics of patients with IgG4-SC are summarized in Table 2. IgG4-RD is generally a male-dominant disease, and indeed male patients were also dominant in other cases series of IgG4-SC from the United States¹⁸ and United Kingdom.²¹ The age at presentation was also similar among the three reports, indicating that patients in their 60s were at the highest risk of developing IgG4-SC. In Fig. 1A, the age distributions at presentation are shown for 527 cases of IgG4-SC in Japan. Ages ranged from 23.0 to 88.5 years and unlike PSC, which can be difficult to differentiate from IgG4-SC in terms of biliary imaging, no patient developed IgG4-SC in childhood or adolescence. The median age at diagnosis was 66.2 years.

Table 2.

Demographic Features of IgG4-SC

Region	Year	No.	Male sex, %	Age at presentation, yr
USA18	2008	53	85	62*
UK21	2014	68	74	61†
Japan5	2017	527	83	66†

IgG4-SC, IgG4-related sclerosing cholangitis.

^*Mean;

^†Median.

Fig. 1.

Age distribution at presentation. (A) IgG4-related sclerosing cholangitis and (B) primary sclerosing cholangitis.

Although case-controls studies to clarify the etiology of this enigmatic disease have not been carried out, preliminary data have suggested a role for environmental triggers in the development of IgG4-SC and AIP.²² A questionnaire-based study revealed that a history of “blue-collar” work was noted in 88% of patients with IgG4-SC and/or AIP in the Amsterdam cohort, and in 61% of patients with IgG4-SC and/or AIP in the Oxford cohort, both of which were much higher than the rate observed in patients with PSC.²² Occupational antigens such as solvents, industrial and metal dusts, and pigments and oils, to which these patients could have been exposed, could be the triggers for developing IgG4-SC.

2. Clinical characteristics

In our 527 patients, the most frequent symptom at presentation was jaundice, followed by pruritus and abdominal pain. Of note, it was extremely rare for patients with IgG4-SC to present with symptoms of decompensated cirrhosis, as variceal rupture was noted in only one patient, and there were no patients with ascites or encephalopathy. Since no treatment had been given to these patients, the natural course of IgG4-SC may be benign with very exceptional cases progressing to cirrhosis. Regarding laboratory data at presentation, the levels of serum alkaline phosphatase (ALP) were elevated in the majority of patients. Serum IgG4 levels were recorded for 485 of 535 patients with IgG4-SC and were above normal range (<135 mg/dL) in 409 patients (84.3%); thus, serum IgG4 levels were within normal limits in 15.7% of patients with IgG4-SC (Fig. 2A). As discussed below, serum IgG4 levels were elevated in 12.5% of patients with PSC, and thus the serum IgG4 level was unable to uniquely differentiate PSC from IgG4-SC. Serum CA19-9 levels (normal range; <37 IU/mL) were elevated in 192 of 468 patients tested (41%) and anti-nuclear antibodies were found in 137 of 354 patients tested (39%).

Fig. 2.

Distribution of serum IgG4 levels at presentation. (A) IgG4-related sclerosing cholangitis and (B) primary sclerosing cholangitis.

Cholangiograms were available for 518 of 527 patients. According to the classification proposed by Nakazawa et al.,²³ intrapancreatic biliary strictures resembling pancreatic cancer (type 1) without any other strictures in the bile ducts represented the most common finding (64%), followed by strictures in the hilar hepatic lesion (type 4, 10%), and in both intrapancreatic and hilar lesions (type 3, 11%). Intrahepatic segmental (type 2a) and diffuse (type 2b) strictures, in addition to intrapancreatic biliary strictures, were detected in 24 and 41 patients (5% and 8%), respectively. Unclassified cholangiographic findings were reported in 21 patients (4%). Histological examination of the liver and bile duct were performed in 57 and 238 patients, respectively. No histological specimens were obtained from either the liver or the bile duct for a total of 179 patients.

3. Comorbidities

Presence of OOI of IgG4-RD greatly facilitates the diagnosis of IgG4-SC, and AIP was the most prevalent OOI being present in 88% of patients. Other OOIs included dacryoadenitis and sialadenitis in 73 patients (15%), as well as involvement of the retroperitoneum (37 patients, 7%), kidneys (six patients), aorta (six patients), and lungs (four patients).

Gallstones and gallbladder polyps were detected in 47 (10%) and in 17 (3%) of patients, respectively. Regarding malignant diseases in the biliary tract, the development of cholangiocarcinoma was only reported in four cases (0.8%), indicating the occurrence of cholangiocarcinoma is a rare event in patients with IgG4-SC.

4. Management and outcomes

It is well known that prednisolone (PSL) is a very effective treatment for IgG4-SC, as for other IgG4-RD. In our case series from Japan, PSL was initiated in 462 patients (88%) following diagnosis. At the final follow-up, PSL treatment was terminated or continued in 312 (63%) and 181 (37%) patients, respectively. Overall, the treatment responses to these protocols were excellent. Reduction in ALP levels to <50% of pretreatment levels or to within normal range was achieved in 395 patients (88% of documented cases), and alleviation of biliary strictures was noted on the imaging results of 376 patients (90% of documented cases). Endoscopic dilatation or stenting were performed in 48 (9%) and 253 (50%) patients, respectively. Surgical procedures were performed in 45 patients (9%) and malignant disease was suspected preoperatively in most cases referred for surgery.

During 4.1±3.1 years of follow-up, 27 patients (5%) were reported to be deceased, but only four patients died due to liver or bile duct-related conditions. No liver transplantation (LT) was performed in this cohort. Cirrhosis progression accounted for two deaths. The overall 5- and 10-year survival rates were 94.4% and 81.0%, respectively, and the 5- and 10-year survival-free from death due to liver or bile duct-related diseases were 98.9% and 97.7%, respectively. Therefore, poor outcomes including mortality due to liver or bile duct disease and LT can be avoided with treatment with corticosteroids in most cases of IgG4-SC with excellent outcomes.

The outcome of patients with IgG4-SC has also been investigated in retrospective cohorts in the United States¹⁸ and the United Kingdom.²¹ Sample size, follow-up period, corticosteroid treatment, and outcomes are summarized in Table 3. Progression to cirrhosis was noted in 5.2% in the UK cohort and 7.5% in the US cohort, respectively. Mortality due to liver or bile duct complications was found in only one case in the US cohort, and in two cases (liver failure and cholangiocarcinoma) and one case that underwent LT in the United Kingdom.

Table 3.

Treatment and Outcomes of Patients with IgG4-SC

Region	Year	Number of enrolled patients	Follow-up period, mo	Corticosteroid treatment	Cirrhosis	All-cause mortality	LT	Mortality due to liver and bile duct diseases
USA18	2008	53	29.5*	30 (57)	4 (7.5)	7 (13)	0	1 (1.9)
UK21	2014	68	32.5	98 (85)†	6 (5.2)*	11 (9.6)*	1	3 (2.6)*
Japan5	2017	527	49.2	458 (88)	NA	26 (5)	0	4 (0.8)

Data are presented as mean or number (%).

IgG4-SC, IgG4-related sclerosing cholangitis; LT, liver transplantation; NA, not applicable.

^*The mean follow-up period of patients treated with corticosteroids;

^†The proportion of 115 patients with autoimmune pancreatitis, including those without IgG4-SC.

PRIMARY SCLEROSING CHOLANGITIS

PSC is a chronic cholestatic disease of unknown etiology, which is characterized by progressive stenosis and destruction of the bile ducts due to diffuse inflammation and fibrosis, and which eventually results in cirrhosis and liver failure.^24,25 Unfortunately, despite the severity of this disease, no standardized medical treatment is currently available, and although autoimmune reactions are believed to play a role in PSC pathogenesis, immunosuppressive therapy has not been effective.^26–29 As a result, the long-term outcome for patients with PSC is unfavorable and is characterized by a high mortality rate, with LT being the only option for patients with advanced PSC.

1. Epidemiology and demographics

The prevalence and incidence of PSC are high in North Europe and North America, and low in Japan (Table 4).^5,30–38 The prevalence is reported to be 4.15 to 16.2 per 100,000 population in Northern Europe and North America,³⁹ respectively, while the prevalence of PSC was 0.95 per 100,000 in Japan. The prevalence of PSC is increasing somewhat in European countries,³⁹ although it is unclear whether the apparent increase is due to a “real” increase of prevalence or to a better identification of the disease.

Table 4.

Epidemiology of Primary Sclerosing Cholangitis

Region	No.	Incidence*	Prevalence*	Male sex, %	Presence of IBD, %	Year
Norway30	17	1.3	8.5	71	71	1998
Singapore31	10	-	1.3	90	20	2002
USA (Minnesota)32	22	0.9	13.6	68	73	2003
UK33	46	0.91	12.7	62	62	2004
Canada34	49	0.92	-	55	67	2007
UK35	223	0.41	3.85	63.5	48	2008
Sweden36	199	1.22	16.2	71	76	2010
USA (California)37	169	-	4.15	59.8	64.5	2011
UK38	837	0.68	5.58	63.2	54.0	2017
Japan5	415	-	0.95	60.5	40	2008/2015

IBD, inflammatory bowel diseases.

^*Per 100,000 population.

The nationwide surveys undertaken in 2015 in Japan enrolled 435 cases, which consisted of 263 males (60.5%); the median age was 44.6 years old, ranging from 3 to 84 years (Fig. 1B). Male dominance is also consistently observed in Western countries (Table 4). It is of note that there were two peaks in the age distribution, 20 to 40 and 60 to 70 years (Fig. 1B), while individuals between 20 and 30 years old have been reported to be at high risk in Western countries. Nevertheless, two peaks in the age distribution were recently found in Canada and the United States (California).^34,37

2. Clinical characteristics

In Japan, 62% of patients were diagnosed as having PSC with no evidence of any symptoms, but with an elevation in liver enzymes detected on chance blood examinations. Among patients with symptoms, the most prevalent symptom was jaundice, followed by pruritus. While both serum ALP and gamma-glutamyl transpeptidase (GGT) levels were elevated in typical cases, ALP levels were less than 2× upper normal limits in 45% of patients, indicating the possibility that PSC cannot be ruled out even in patients with relatively lower ALP levels. As described, serum IgG4 level was elevated in 12.5% of patients with PSC (Fig. 2B). Histopathologically, an obliterative, non-suppurative cholangitis with substantial periductular fibrosis, referred as “onion-skin fibrosis,” is a typical finding, although this finding is found only in 20% to 40% of patients.

The most useful diagnostic tool for PSC is cholangiography. Typical findings of PSC include a beaded appearance (Fig. 3A), pruned tree appearance (Fig. 3B), and band-like stricture (Fig. 3C). In addition, a shaggy appearance and diverticulum-like outpouching can be observed. While endoscopic retrograde cholangiography (ERC) is chosen as a diagnostic procedure in most cases in Japan, clinical guidelines of PSC from the European Society of Gastrointestinal Endoscopy and the European Association for the Study of the Liver (EASL) recommend magnetic resonance cholangiography to avoid complications due to ERC.⁴⁰

Fig. 3.

Typical cholangiographic features of primary sclerosing cholangitis. (A) Beaded appearance (arrows), (B) pruned tree appearance, and (C) band-like stricture (arrows).

3. Comorbidities

Inflammatory bowel diseases (IBD) are frequently present as a comorbidity in patients with PSC. In previous reports, 50% to 80% of patients with PSC in Western countries and 40% of all patients (and 61% in younger patients) in Japan had coexistent IBD. Ulcerative colitis is more common than Crohn’s disease and atypical ulcerative colitis with right-sided colitis and rectum sparing is a characteristic feature of IBD in patients with PSC. The risk of colorectal carcinoma is higher in patients with IBD compared to those without IBD.⁴¹ Colonoscopy is mandatory in all patients diagnosed as PSC, despite the presence or absence of gastrointestinal symptoms, such as diarrhea or bloody stool.

PSC is associated with an increased risk of cholangiocarcinoma and gallbladder carcinoma, and is 400-fold higher than healthy individuals. In Japan, 27 and four cases with PSC developed cholangiocarcinoma and gallbladder carcinoma, respectively, during follow-up, with an annual incidence of 1.43%.⁴ Cholangiocarcinoma can occur as an intrahepatic mass or a hilar tumor. Since one-third or half of cholangiocarcinomas are diagnosed at the same time, or within the first year after, diagnosis of PSC, it is therefore strongly advisable to carefully exclude the possibility of cholangiocarcinoma when a new diagnosis of PSC is made. Nevertheless, it could be extremely difficult to differentiate cholangiocarcinoma from PSC. Although novel modalities have been developed, including fluorescence in situ hybridization or probe-based confocal laser endomicroscopy, meta-analysis has demonstrated that single-operator cholangioscopy with targeted biopsies appears to be the most accurate endoscopic retrograde cholangiopancreatography (ERCP)-based modality for diagnosing cholangiocarcinoma in PSC.⁴²

4. Management and outcomes

To date, no medical treatment has been approved that improves transplant-free outcomes of patients with PSC in an evidence-based manner. Although ursodeoxycholic acid (UDCA) is currently used for a number of patients with PSC, clinical trials of UDCA failed to demonstrate a positive result from UDCA treatment and even a worse prognosis with a high-dose (>28 mg/kg/day) UDCA.⁴³ Thus, the clinical practice guidelines (CPG) for PSC from the American Association for the Study of the Liver did not recommend the use of UDCA in adult patients with PSC as medical therapy.⁴⁴ The use of UDCA was not recommended in other CPGs for PSC from the EASL and from the American College of Gastroenterology.^44,45 Meanwhile, several cohort studies, although retrospective, indicated that a reduction of ALP levels at 6 months or 1 year after commencement of UDCA treatment is associated with an improvement of long-term outcome of patients with PSC.^46–49 The presence of dominant strictures, defined as a stenosis of the common duct with a diameter of 1.5 mm or less and/or 1.0 mm or less of a hepatic duct (within 2 cm of the bifurcation), requires endoscopic interventions which significantly improve long-term outcomes.^50,51 LT is the only curative procedure for PSC but recurrence is not uncommon, especially with a living-donor.⁵²

In a nationwide survey in Japan, the 5- and 10-year overall survival rates were 81.3% and 69.9%, respectively, and the 5- and 10-year LT-free survival rates were 77.4% and 54.9%, respectively.⁴ Prognostic factors associated with worse outcomes included older age, lower albumin levels, and higher bilirubin levels.

CONCLUSIONS

Although the clinical presentation of both IgG4-SC and PSC includes similar cholestatic features, comorbidities, treatment response, and outcomes differ. Patients with IgG4-SC respond well to PSL treatment and long-term outcomes are excellent with very low rates for occurrence of cholangiocarcinoma. In contrast, there has been no standardized medical treatment approved for PSC to improve long-term outcomes and indeed almost half of patients with PSC faced death or LT in a Japanese cohort. In addition, the impact of comorbidities including IBD and cholangiocarcinoma is significant in PSC. Therefore, when patients with cholestatic features present in daily practices, it is strongly advisable to make an accurate diagnosis employing all available diagnostic modalities, and also to differentiate cholangiocarcinoma from IgG4-SC and PSC. The development of novel diagnostic procedures for IgG4-SC, PSC, and cholangiocarcinoma, as well as the development of new drugs for PSC are definitely unmet and urgent needs in this field.