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. Author manuscript; available in PMC: 2019 May 23.
Published in final edited form as: Birth Defects Res A Clin Mol Teratol. 2007 Jan;79(1):45–49. doi: 10.1002/bdra.20322

Screening for Novel PAX3 Polymorphisms and Risks of Spina Bifida

Wei Lu 1, Huiping Zhu 1, Shu Wen 1, Cecile Laurent 3, Gary M Shaw 3, Edward J Lammer 4, Richard H Finnell 1,2
PMCID: PMC6532638  NIHMSID: NIHMS236893  PMID: 17149730

Abstract

Background

PAX3 plays an important role in mammalian embryonic development. Known mutations in PAX3 are etiologically associated with Waardenburg syndrome and syndromic neural tube defects (NTDs). Mutations in the murine homologue, Pax3, are responsible for the phenotype of Splotch mice, in which nullizygotes are 100% penetrant for NTDs.

Methods

The study sample included 74 infants with spina bifida (cases) and 87 non-malformed infant controls. The conserved paired-box domain, as well as upstream genomic region of PAX3 was subjected to re- sequencing and those identified SNPs were evaluated as haplotypes. The associations of haplotypes for selected gene regions and the risks of spina bifida were further studied.

Results

Nineteen SNPs were observed; 15 observed in controls had been submitted to National Center for Biotechnology Information (NCBI) database with allele frequencies. The PAX3 gene variant T-1186C (rs16863657) and its related haplotype, T -C-T-C-C-G-C-C-C of 9 SNPs, were found to be associated with an increased risk of spina bifida, with an odds ratio of 3.5 (95% confidence interval, 1.2–10.0) among Hispanic whites.

Conclusions

Our analyses indicated that PAX3 SNPs were not strong risk factors for human spina bifida. However, additional follow-up of the PAX3 gene variant T-1186C (rs16863657) and its related haplotype, T-C-T-C-C-G-C-C-C may be important in other populations.

Keywords: PAX3, polymorphisms, spina bifida, haplotype, association study

Introduction

Neural tube defects (NTDs) have complex etiologies that include both genetic and environmental factors. Some environmental factors such as folic acid intake have been well described in terms of their importance to NTD risk (Berry et al., 1995). However, potential genetic contributions to risk have been more resistant to identification.

The Paired-boX (PAX) gene family encodes specific DNA binding transcription factors that play important roles in embryonic development. Of the 9 PAX genes, PAX 2, 3, 5, 6, 7 and 8 are expressed during the formation and organization of the neural tube along its entire axis (Hol et al. 1996; Helwig et al. 1995; Tremblay and Gruss 1994; Balling et al. 1988). PAX genes contain a paired-box DNA binding domain, with or without an octapeptide and homeo domain (Dahl et al., 1997). The paired box domain is a highly conserved DNA-binding domain of 128 amino acids located at the amino terminus of the protein. Analysis of mouse models and human syndromes has revealed the importance of PAX genes in their role as regulators of normal development (Mansouri et al., 1999; Pani et al., 2002). Heterozygous splotch mice display pigmentary abnormalities while homozygotes die during gestation with spina bifida or exencephaly (Vogan et al. 1993; Auerbach 1954). Mutations within the human PAX3 gene have been associated with Waardenburg syndrome, a condition occasionally associated with NTDs (Baldwin et al. 1992; Hoth et al. 1993; Hol et al. 1995). In 1995, Hol and colleagues identified a 5bp deletion in exon 5 of the PAX3 gene in a patient with spina bifida and mild manifestations of Waardenburg syndrome. A subsequent study identified 2 spina bifida patients who also had small interstitial chromosomal deletions involving PAX3 (Nye et al., 1998).

In the current study, we investigated a California population to determine whether polymorphisms in PAX3 were associated with risk of human spina bifida.

Methods

Study Subjects

The study design is a population-based case-control study. Cases and controls were ascertained by the California Birth Defects Monitoring Program, a population-based active surveillance system for collecting information on infants and fetuses with congenital malformations. Diagnostic and demographic information was collected by program staff from multiple sources of medical records for all liveborn and stillborn fetuses. Nearly all major structural anomalies diagnosed within 1 year of delivery were ascertained. Overall ascertainment for major malformations has been estimated as 97% complete (Schulman J, et al., 1993). Eligible for this study were live born infants only, owing to the fact that the source of DNA was from newborn screening bloodspot.

Included for study were 74 infants with spina bifida and 87 non-malformed control infants born during the period 1983–1986 in selected counties in California. Among cases, 47.3 % were non-Hispanic Whites, 41.9 % were Hispanic Whites including U.S. born and foreign born, 4.0 % were African American and 6.8 % were other ethnic groups. Among controls, 52.9 % were non-Hispanic Whites, 34.5 % were Hispanic Whites including U.S. born and foreign born, 4.6 % were African American and 8.0 % were other ethnic groups. All newborn blood samples were obtained with approval from the State of California Health and Welfare Agency Committee for the Protection of Human Subjects. Genomic DNA was extracted from dried newborn screening blood spot on filter paper using Puregene DNA Purification kit (Gentra, Minneapolis, MN) according to the manufacturer’s instructions and was amplified using PCR (Schwartz EI, et al, 1990).

PAX3 Gene Re-Sequencing

The genomic region of PAX3 gene, including the paired-box domain, was re-sequenced with VariantSEQr re-sequencing system (Applied Biosystems, Foster city, CA). The primer set (RSS000013589 _02) for PAX3 included nine pairs of primers and covered a 6-kb genomic region containing 5 exons and flanking intronic sequences. PCRs (30s at 94 ÿ, 45s at 60 ÿ, 60 s at 72 ÿ for 40 cycles) were performed in a final volume of 10 ÿl containing 60 ng genomic DNA, 2.0 ÿl VariantSEQr primer mix, 250 ÿM of each dNTP, in 2.0 mM MgCl2, 50 mM KCl, 20 mM Tris-HCl (pH 8.4), 8% Glycerol, and 1.5 U of Taq DNA polymerase on PE9700 thermalcycler. Then, PCR products were cleaned up by digestion with ExoSAP-IT enzymes (USB Corporation, Cleveland, Ohio) and 3 ÿl of final products were applied to sequencing reaction (10 s at 96ÿ, 5 s at 50 ÿ, 4 m at 60 ÿ for 25 cycles) with BigDye Terminator v3.1 Cycle Sequencing Kit (Applied Biosystems, Foster city, CA). The fragments were precipitated with isopropanol, denatured with 12 ÿl HiDi formamide solution at 95 ÿ for 5 min, and loaded onto 3730 DNA Analyzer. Sequencing results were analyzed with SeqScape v2.5 software (Applied Biosystems, Foster City, CA).

(CA) n Repeats Genotyping

Primers (forward: 5′-CCCAGATGCCTTCTTA and reverse: 5’ FAM-CAGGGAG-ATGGCAGTT-3′) were used to amplify fragments. The fragment is located ~300 bp upstream of transcription start site and contains the (CA) n dinucleotide repeats. PCR (35 s at 94 ÿ, 30s at 55.7 ÿ, 60 s at 72 ÿ for 35 cycles) was performed in a final volume of 25 ÿl containing 60 ng of genomic DNA, 6.25 pmol of each primer, 200 ÿM of each dNTP, in 1.5 mM MgCl2, 50 mM KCl, 20 mM Tris-HCl (pH 8.4), 1 ÿg / ml bovine serum albumin and 0.4 U Taq DNA polymerase. Data were collected by 3730 DNA Analyzer (ABI, Foster city, CA) and analyzed by GeneMapper v3.5 (ABI, Foster city, CA).

Statistical analyses

Deviations from Hardy-Weinberg Equilibrium among control infants were evaluated using a χ2 test. Genotyping frequencies for detected variants within the PAX3 gene were compared between cases and controls and odds ratios and 95% confidence intervals (CIs) were estimated utilizing SAS software (version 9.1). Haplotype analysis was performed with Haploview software (version 3.2) (Barrett JC, et al, 2005) and evaluated with χ2 tests.

Results

Nineteen SNPs were observed by re-sequencing in upstream genomic region and exons 1–4 of PAX3 gene containing the paired-box domain (table 1, figure 1). Two SNPs in coding regions did not result in an amino acid substitution. The flanking sequences and SNPs are shown in Table 2. Fifteen novel SNPs observed in controls had been submitted to National Center for Biotechnology Information (NCBI) database with allele frequencies. These were rs28945085, rs16863657, rs28945086, rs28945087, rs28945088, rs28945668, rs28945089, rs28945090, rs28945091, rs12623857, rs28945092, rs28945093, rs28945094, rs28945095, rs28945096,.

Table 1.

Primer Sequences for Resequencing PAX3 Gene

Primer ID Sequences (5′ → 3′) Fragment length (bp)
RSA000021427 Fw: TGTAAAACGACGOCCAGTGGTGCCAGCACICTAAGAACCCA 595
Re: CAGGAAACAGCIATGACCGGTGATCTGACGGCAGCCAA
RSA000021430 Fw: TGTAAAACGACGGCCAGTAAGAAGTGTCCAGGGCGCGT 571
Re: CAGGAAACAGCIAIGACCGGTCIGGGTCIGGGAGTCCG
RSA000021432 Fw: TGTAAAACGACGGCCAGTTATCCGGAGCGTGGAGAGCC 578
Re: CAGGAAACAGCTATGACCTTCTCCGCCCTCAGCAACTG
RSA000021433 Fw: TGTAAAACGACGGCCAGTCGATTGGCCGACGGGTAGAC 554
Re: CAGGAAACAGCTATGACCGGGCACTGACCACAGGAAGG
RSA000579700 Fw: TGTAAAACGACGGCCAGTAATGGCAACAGAGTGAGAGCTTCC 587
Re: CAGGAAACAGCTATGACCAGGAGACACCCGCGAGCAGT
RSA000579702 Fw: TGTAAAACGACGGCCAGTTAAACGCTCTGCCTCCGCCT 600
Re: CAGGAAACAGCTATGACCGGGATGTGTTCTGGTCTGCCC
RSA001307840 Fw: TGTAAAACGACGGCCAGTCAGTTGCTGAGGGCGGAGAA 596
Re: CAGGAAACAGCTATGACCAGAACCGCAGCTTGCCAGAG
RSA001307844 Fw: TGTAAAACGACGGCCAGTAGAGCAGCGCGCTCCATTTG 596
Re: CAGGAAACAGCTATGACCGCTCGCCGTGGCTCTCTGA
RSA001307846 Fw: AACGACGGCCAGTCTGGGAGGAGTCCAGGGTGC 461
Re: AAACAGCTATGACCAGGCGAGTTCGTGGCACTT

The 5′ end was flanked with 18 bp of universal M13 sequence.

Figure 1.

Figure 1

Table 2.

SNPs Observed in Genomic Region of PAX3 Gene Containing Paired-Box Domain

Location AA
position
Submitter ID* Submitted
SNP (NCBI)
Reference
SNP (NCBI)
Relevant sequence
Genomic region PAX3_C-1219G ss38343224 rs28945085 GCTTGCCAGAG(C/G)GGTTTTTACA
Genomic region PAX3_T-1186C ss38343225 rs16863657 GCCAGGTTTT(T/C)TYCTGCACCCTCC
Genomic region PAX3_T-1184C ss38343226 rs28945086 GCCAGGTTTTYT(T/C)CTGCACCCTCC
Genomic region PAX3_C-1166T ss38343227 rs28945087 CCCTCCCCCATA(C/T)CCCCAGCCT
Genomic region PAX3_C-1072G ss38343228 rs28945088 CAAAAGAACAT(C/G)AGCGCACCCT
Genomic region PAX3_G-900A N/A N/A GCCAAGAGAAATGAGAGC (G/A) AGACCTACAG
Genomic region PAX3_C-749T ss38343229 rs28945668 GAGAAAGACACACA(C/T)ACACACACACACACA
Genomic region PAX3_C-693G ss38343230 rs10193524 rs28945089 CACACACACACAGAGTGACA(C/G)AGACAGAGAGACAGAGACAGAGA
Genomic region PAX3_G-576A ss38343231 rs28945090 CCTGGGCAAGGGGC(G/A)CAGCGCGGGT
Genomic region PAX3_G-569C N/A N/A AGGGGCGCAGCGC(G/C)GGTCCCCCTCGGGGCCAGC
Genomic region PAX3_C-565A ss38343232 rs28945091 CAGCGCGGGT(C/A)CCCCTCGGGGCCAGCA
Genomic region PAX3_G-396C N/A N/A AAGAACTAATAAATGCTCCC(G/C)AGCCCGGATCCCCGCACTCG
Exon 3 43 PAX3_T129C ss38343233 rs12623857 CGTCAACCAGCTCGGCGG(T/C)GTTTTTATCAACGGCAGG
Exon 3 52 PAX3_C156G ss38343234 rs28945092 GGCAGGCCGCTGCC(C/G)AACACATCCGCC
3′-UTR PAX3_A672C ss38343235 rs28945093 ATCTGACGGCAGCCA(A/C)GCCCAGCTCGGATCAAGG
3′-UTR PAX3_C701A N/A N/A CTCGGATCAAGGTCCCTTCATG(C/A)GCGGTGTCTCTGCGCCTGA
3′-UTR PAX3_T722C ss38343236 rs28945094 GTGTCTCTGCGCCTGAG(T/C)AACGACATGTCC
3′-UTR PAX3_C1020T ss38343237 rs28945095 GGTCTCCGGAGTTT(C/T)CTCGCATTAAAGGAG
3′-UTR PAX3_T1087C ss38343238 rs28945096 CAAAATTGCCCCCACA(T/C)TGGCTGCCTTA
*

Nucleotide +1 is the A of the ATG-translation initiation codon; the nucleotide 5′ to +1 is numbered −1.

N/A: not applicable.

Deviations from Hardy-Weinberg equilibrium were evaluated in controls for each SNP. Statistical evidence (P <.05) for deviations was observed for rs28945089 and rs28945094. Stratified by maternal race/ethnicity, deviations of those 2 SNPs remained significant in non-Hispanic Whites.

Analyses focused on (CA) n repeats, single SNPs, and haplotypes. We did not observe significant associations between (CA) n repeats polymorphism and risk of spina bifida (data not shown). For SNP analyses, Table 3 shows allele frequencies by case and control status and by maternal race/ethnic background. Overall, substantial differences between cases and controls in allele frequencies were not observed. One exception, however, was rs16863657. The major allele (T) for this SNP in Hispanic white case infants was substantially less frequent than in control infants.

Table 3.

Single SNP Associations

Allele frequencies: case, control (X2, P value)
SNP Major allele Hispanic Whites Non-Hispanic Whites African-American Others
rs28945096 T 0.98, 0.98 (0.00, .98) 1.00, 0.99 (0.78, .38) 0 0
rs28945095 C 1.00, 0.98 (1.01, .32) 0 0 0
rs28945094 T 1.00, 0.98 (0.98, .32) 1.00, 0.95 (3.17, .07) 0 0.90, 1.00 (1.05, .30)
PAX3_C701A C 0 0.99, 1.00 (1.24, .26) 0 0
rs28945093 A 0 0.99, 0.99 (0.02, .88) 0 0
rs28945092 C 0 0 1.00, 0.88 (0.81, 0.37) 0
rs12623857 T 0.97, 0.90 (2.07, .15) 0.85, 0.91 (1.04, .31) 0.67, 0.88 (0.88 , 0.35) 1.00, 0.88 (1.32, .25)
PAX3_G-396C G 0 0 0.83, 1.00 (1.44, 0.23) 0
rs28945091 C 0.95, 0.98 (1.03, .31) 0 0 0
PAX3_G-569C G 0 0.99, 1.00 (1.07, .30) 0 0
rs28945090 G 1.00, 0.98 (1.01, .32) 0 0 0
rs28945089 C 0.59, 0.58 (2.67, .10) 0 0 0.80, 0.50 (1.8, .18)
rs28945668 C 0 1.00, 0.99 (0.80, .37) 0 0
rs28945088 C 0 1.00, 0.99 (0.69, .41) 0 0
rs28945087 C 0 1.00, 0.99 (0.74, .39) 0 0
rs28945086 T 0 1.00, 0.99 (0.82, .37) 0 0
rs16863657 T 0.60, 0.82 (6.82, .01*) 0.81, 0.82 (0.02, .90) 0 0.80, 0.80 (0.39, .53)
rs28945085 C 0.98, 0.93 (2.11, .15) 0.92, 0.94 (0.31, .58) 0.83, 1.00 (1.44, 0.23) 0
*

P < .01.

The risk associated with rs16863657 for spina bifida was further explored (table 4). The odds ratio associated with rs16863657 was 3.5 (95% CI: 1.2–10.0), indicating that SNP, rs16863657, was associated with a substantial increased risk of spina bifida in Hispanic Whites. Haplotype analyses were performed for various race/ethnic groups. Since all observed SNPs were in linkage disequilibrium, these SNPs were defined as whole block for these analyses. Results of these analyses are shown in Table 5. For African Americans, 5 haplotypes were investigated, including C-C-G-C, G-C-G-C, C-T-G-C, C -T-C-C, and C-T-G-G, which were represented by four SNPs, rs28945092 (C/G), rs12623857 (T/C), PAX3_G-396C, and rs28945085 (C/G). For Hispanic whites, 7 haplotypes were investigated, T-C-T-C-C-G -G-T-C, T-C-T-C-C-G- C-C-C, T-C-T-C-C-G-C -T-C, T-C-T-T-C-G-C- T-G, T-C-T-C-A-G-C-C -C, T-C-T-T-C-G-C-T- C, and C-C-T-C-C-G-C-T-C, corresponding to rs28945096 (T/C), rs28945095 (C/T), rs28945094 (T/C), rs12623857 (T/C), rs28945091 (C/A), rs28945090 (G/A), rs28945089 (C/G), rs16863657 (T/C) and rs28945085 (C/G). For non-Hispanic white, 5 haplotypes were investigated, T-T-C-A-C-G-C-C-C-T-T-C, T-T-C-A -C-G-C-C-C-T-C-C, T-T-C-A-T-G-C-C-C-T-T-G, T- T-C-A-T-G-C-C-C-T-T-C, and T-C-C-A-C-G-C-C-C-T-T-C, corresponding to rs28945096 (T/C), rs28945094 (T/C), PAX3_C701A, rs28945093 (A/C), rs12623857 (T/C), PAX3_G-569C, rs28945668 (C/T), rs28945088 (C/G), rs28945087 (C/T), rs28945086 (T/C), rs16863657 (T/C), and rs28945085 (C/G). For the other race/ethnic groups, 6 haplotypes were investigated, T-C-G-T, T-C-C-T, T-C-C-C, C-C-G-T, T-T-G-C, and T-T-C-C, corresponding to rs28945094 (T/C), rs12623857 (T/C), rs28945089 (C/G), and rs28945085 (T/C). For these various comparisons, only 1 haplotype appeared to be more frequent among infants with spina bifida than control infants. That is, the haplotype frequency of T-C-T-C-C-G-C-C- C in Hispanic Whites was 0.35 and 0.15 in cases and controls respectively, including the SNP, rs16863657. Because of the numbers of analytic comparisons made in this study, we cannot exclude the possibility that this latter result is also consistent with expected random variation.

Table 4.

PAX3_T-1186C (rs28945085) Genotype in Hispanic White Population

Control (%) Case (%) OR 95% CI
Overall
TT 19 (63.3) 10 (33.3) Reference
CC, TC 11 (36.7) 20 (66.7) 3.5 1.2–10.0

Table 5.

Haplotype Association

Haplotype Frequency Case, control frequencies X2 P
Hispanic Whites: rs28945096 (T/C), rs28945095 (C/T), rs28945094 (T/C), rs12623857 (T/C), rs28945091 (C/A), rs28945090 (G/A), rs28945089 (C/G), rs16863657 (T/C), and rs28945085 (C/G)
TCTCCGGTC 0.52 0.46, 0.58 1.78 0.18
TCTCCGCCC 0.25 0.35, 0.15 6.37 0.01*
TCTCCGCTC 0.09 0.10, 0.10 0.00 0.98
TCTTCGCTG 0.03 0.02, 0.05 1.03 0.31
TCTCAGCCC 0.03 0.05, 0.02 1.03 0.31
TCTTCGCTC 0.03 0.02, 0.05 0.86 0.35
CCTCCGCTC 0.02 0.02, 0.02 0.00 1.00
Non-Hispanic whites: rs28945096 (T/C), rs28945094 (T/C), PAX3_C701A, rs28945093 (A/C), rs12623857 (T/C), PAX3_G-569C, rs28945668 (C/T), rs28945088 (C/G), rs28945087 (C/T), rs28945086 (T/C), rs16863657 (T/C), and rs28945085 (C/G)
TTCACGCCCTTC 0.65 0.64, 0.66 0.10 0.76
TTCACGCCCTCC 0.17 0.20, 0.16 0.23 0.63
TTCATGCCCTTG 0.06 0.06, 0.06 0.00 0.95
TTCATGCCCTTC 0.04 0.06, 0.20 2.16 0.14
TCCACGCCCTTC 0.02 0.00, 0.04 2.48 0.12
African Americans: rs28945092 (C/G), rs12623857 (T/C), PAX3_G-396C, and rs28945035 (C/G)
CCGC 0.71 0.67, 0.75 0.12 0.73
GCGC 0.07 0.00, 0.13 0.81 0.37
CTGC 0.07 0.00, 0.13 0.81 0.37
CTCC 0.07 0.17, 0.00 1.44 0.23
CTGG 0.07 0.17, 0.00 1.44 0.23
Others: rs28945094 (T/C), rs12623857 (T/C), rs28945089 (C/G), and rs16863657 (T/C)
TCGT 0.59 0.70, 0.47 1.06 0.30
TCCT 0.21 0.10, 0.33 1.53 0.22
TCCC 0.10 0.10, 0.10 0.00 1.00
CCGT 0.05 0.10, 0.00 1.05 0.30
TTGC 0.03 0.00, 0.05 0.51 0.47
TTCC 0.03 0.00, 0.05 0.51 0.47
*

P < .05.

Discussion

PAX3 belongs to the family of paired domain proteins that bind DNA and regulate gene expression. Previous studies in mouse and chick embryos demonstrate that PAX3 play an important role in neural tube development. Expression of PAX3 is detected in gestation day (GD) 8.5 embryos, with peaks of expression from day 9 to 12 followed by declining levels until no expression is evident in GD 17 embryos. The time window of PAX3 high expression is coincident with the critical time for neural tube closure. Homozygotes (splotch mice) have 100% penetrance of neural tube defects. Our study focused on conserved, paired-box domain of PAX3 gene. Nineteen SNPs were found and 16 novel ones were identified and submitted to the NCBI database. Haplotypes including these SNPs were investigated in a study population of California infants. Overall, our analyses indicated that PAX3 SNPs were not strong risk factors for human spina bifida. Despite the fact that our study is strengthened by its population-based design, our lack of observing a modest role for PAX3 SNPs and spina bifida risk may be explicable to limited sample sizes and the exclusion of spina bifida-affected pregnancies that were terminated. Nevertheless, additional follow-up of PAX3 gene variant T-1186C (rs16863657) and its related haplotype, T-C-T-C-C-G-C-C-C may be important in other populations.

Acknowledgments

The authors are indebted to Dr. George Cunningham, Dr. Fred Lorey, and Terry Kennedy for making it possible to access newborn blood specimens. We also appreciate the technical support of Ms. Consuelo Valdes, Ms. Dia R. Gentile, Ms. Sarah Seth, and Mr. James Ebot Enaw.

This work was partially supported, by funds from the Centers of Disease Control and Prevention, Centers of Excellence Award No. U50/CCU913241 and by the NIH/NINDS R01 NS050249.

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