Significance
Chocolate conching is the process in which an inhomogeneous mixture of fat, sugar, and cocoa solids is transformed into a homogeneous flowing liquid. Despite the popularity of chocolate and the antiquity of the process, until now, there has been poor understanding of the physical mechanisms involved. Here, we show that two of the main roles of conching are the mechanical breakdown of aggregates and the reduction of interparticle friction through the addition of a dispersant. Intriguingly, the underlying physics we describe is related to the popular stunt of “running on cornstarch.”
Keywords: chocolate, rheology, jamming, incorporation
Abstract
The mixing of a powder of 10- to 50-m primary particles into a liquid to form a dispersion with the highest possible solid content is a common industrial operation. Building on recent advances in the rheology of such “granular dispersions,” we study a paradigmatic example of such powder incorporation: the conching of chocolate, in which a homogeneous, flowing suspension is prepared from an inhomogeneous mixture of particulates, triglyceride oil, and dispersants. Studying the rheology of a simplified formulation, we find that the input of mechanical energy and staged addition of surfactants combine to effect a considerable shift in the jamming volume fraction of the system, thus increasing the maximum flowable solid content. We discuss the possible microscopic origins of this shift, and suggest that chocolate conching exemplifies a ubiquitous class of powder–liquid mixing.
The incorporation of liquid into dry powder with primary particle size in the granular range ( m to 50 m) to form a flowing suspension with solid volume fraction is important in many industries (1). Often, maximizing solid content is a key goal. Cements for building or bone replacement and ceramic “green bodies” are important examples, where higher improves material strength (2). Another example is chocolate manufacturing, where high solid content [= lower fat (3)] is achieved by “conching.”
Conching (4), invented by Rodolphe Lindt in 1879, is important for flavor development, but its major physical function is to turn an inhomogeneous mixture of particulates (including sugar, milk solids, and cocoa solids) and cocoa butter (a triglyceride mixture) into a homogeneous, flowing suspension (liquid chocolate) by prolonged mechanical action and the staged addition of dispersants. In this paper, we focus on this effect, and seek to understand how mechanical action and dispersants together transform a nonflowing, inhomogeneous mixture into a flowing suspension, a process that has analogs in, e.g., the ceramics and pharmaceuticals sectors (1).
We find that the key physical processes are friction-dominated flow and jamming. Specifically, two of the key rheological parameters in chocolate manufacturing, the yield stress, , and the high-shear viscosity, , are controlled by how far the volume fraction of solids, , of the chocolate formulation is situated from the jamming volume fraction, . We demonstrate that the first part of the conche breaks apart particulate aggregates, thus increasing relative to the fixed mass fraction. In the second part of the conche, the addition of a small amount of dispersant reduces the interparticle friction and further raises , in turn reducing and , resulting in fluidization of the suspension, i.e., a solid to liquid transition. Such “ engineering” is common to diverse industries that rely on the production of high-solid-content dispersions.
Shear Thickening Suspensions
We first review, briefly, recent advances in granular suspension rheology (5–14). The viscosity of a high- granular suspension increases from a low-stress Newtonian value when the applied stress, , exceeds some onset stress, , reaching a higher Newtonian plateau at : The suspension shear thickens. The low- and high-stress viscosities, and , diverge as
| [1] |
where with as the solvent viscosity, , and for spheres (15, 16). The jamming point, , is a function of both the interparticle friction coefficient, , and the applied stress, . The latter begins to press particles into contact when it exceeds . With , no shear thickening is observed, and diverges at random close packing, . At finite , the low-stress viscosity still diverges at , but , the high-stress viscosity, now diverges at some . For monodisperse hard spheres (Fig. 1A) and (where “,” in practice, means ) (8, 17). (Below, we drop the “” in unless it is needed.) A granular suspension at cannot flow at high stress either steadily or homogeneously (12): It shear-jams (7). Instead, theory (7) and experiments (18) suggest that it granulates.
Fig. 1.
(A) The high-shear viscosity of suspensions of granular hard spheres normalized by the solvent viscosity, , plotted against the volume fraction , with friction coefficient increasing from (red), diverging at , to (blue), diverging at . (Inset) The jamming volume fraction, , where diverges, as a function of the coefficient of static friction (replotted from ref. 17). (B) The jamming state diagram of a frictional granular suspension with interparticle adhesion. The adhesive strength is set by . Shaded region is jammed. (Inset) The flow curve of a suspension with volume fraction . It has a yield stress .
The onset stress, , correlates with the force to overcome an interparticle repulsive barrier; typically, with , where is the particle diameter (9). For granular suspensions, is far below stresses encountered in liquid–powder mixing processes, so that they always flow with viscosity , which diverges at . To formulate a flowable granular suspension with maximum solid content is therefore a matter of maximizing , e.g., by lowering (Fig. 1A, Inset).
Interparticle adhesion introduces another stress scale, , characterizing the strength of adhesive interactions (19). A yield stress, , emerges above some that is dependent on both adhesion and friction (19, 20) (hence the superscript, which, again, we will drop unless needed), and diverges at .
Competition between friction and adhesion gives rise to a range of rheologies (19). If , the suspension shear thins at to the frictional viscosity, . The state diagram of such a system is shown schematically in Fig. 1B; Fig. 1B, Inset shows a typical flow curve. However, a suspension with first shear-thins at , and then shear-thickens as exceeds . Modifying system additives (e.g., removing polymeric depletants or adding surfactants) can increase and change the first type of behavior to the second type (21, 22).
Conching Phenomenology
We worked with a simplified chocolate formulation of “crumb powder” dispersed in sunflower oil with lecithin (23). For one experiment, we also added a second surfactant, polyglycerol polyricinoleate (PGPR). Crumb is manufactured by drying a water-based mixture of sucrose crystals, milk, and cocoa mass followed by milling (24). To perform a laboratory-scale conche, we used a planetary mixer (Fig. 2) to prepare 500-g batches. The total lecithin added was 0.83 wt%. In the first step, the “dry conche,” we mixed the solids with the oil and 0.166 wt% of lecithin (20% of the total) in the planetary mixer at rpm until the material smears around the bowl right after it has cohered into a single lump around the blade. At , this took . Then, for the “wet conche,” the remaining lecithin was added and mixed for a further 20 min.
Fig. 2.
Schematic of a planetary mixer. A blade (bold) rotates inside a bowl, full circle, which counterrotates. Shearing occurs in the gap between the blade and the bowl.
Conched samples were prepared with solid concentrations in the range , with calculated using measured densities (see Materials and Methods), so that a weight fraction of 74% converts to (assuming all of the fat contained in the crumb melts during conching). In each case, the flow curves of the as-conched sample as well as that of samples successively diluted with pure oil were measured using parallel-plate rheometry (see Materials and Methods).
Fig. 3 stages A through H show the phenomenology of conching a mixture with solid volume fraction (or 74 wt.%) to which, initially, 20% of the final total of 0.83 wt.% of lecithin has been added; the accompanying plots show the power consumption of the planetary mixer as well as measured densities of the sample as conching proceeds. We define the solid volume fraction as the ratio of solid volume to total solid plus liquid volume, discounting any air that may be present; this differs from the granulation literature, where the air is typically taken into account. Almost immediately after addition of the sunflower oil to the crumb powder (), all of the liquid appeared to have been absorbed. The sample then proceeded to granulate, with the granule size increasing with time. The first granules were visually matt and dry (Fig. 3, Bottom, stages A–C) and did not stick to each other during mixing.
Fig. 3.
(Top) Power consumption (black line), skeletal density (red line), and envelope density (blue line) as a function of mixing time for a typical model chocolate formulation with ( 74 wt.%). In the red box, the density of the gray shaded cluster is the skeletal density. In the blue box, the average density inside the black dashed circle is the envelope density. Red dashed line denotes time at which second shot of lecithin is added and the transition from dry to wet conche. (Bottom) Visual appearance of samples taken out of the planetary mixer at various stages of the conche. Letter labels of stages correspond in Top and Bottom. Granule size increases from stage A to stage E; by stage F, the granule size has diverged to the size of the system. (Images in Bottom, A–H are 40 mm wide.)
The skeletal density of a material (Fig. 3, Top, red box and Materials and Methods), is the mass of mesoscopic condensed phases (solids and liquids) it contains divided by the volume occupied by these phases, and therefore excludes externally connected air pores. The skeletal density sharply decreased during the first few minutes, converging rapidly to the system average bulk density of the solid and liquid components. The envelope density (Fig. 3, Top, blue box and Materials and Methods), defined as the mass of a sample divided by its macroscopic volume, including air- and liquid-filled pores, increased over the first 15 min as the granules compacted, and converged to the skeletal density. The power consumption increased slowly (Fig. 3, Top, black line).
After the granules became visibly moist and coalesced into larger “raspberry-like” structures (Fig. 3, Bottom, stage D) that somewhat resemble washing powder manufactured by granulation (25). The envelope density decreased slightly, presumably due to air incorporation as granules coalesced, and then remained constant: Compactification had finished by stages E and F. The power consumption sharply peaked at , when all of the material had formed into a ball adhering to the blade. Thereafter, the power consumption rapidly decreased, and the material became a paste that did not flow easily (Fig. 3, Bottom, stage G). Soon after this (red dashed line in Fig. 3, Top), the remaining 80% of lecithin is added, and the dry conche transitions to the wet conche. The sample rapidly fluidized into a glossy, pourable suspension (Fig. 3, Bottom, stage H). A sharp decrease in power consumption accompanied this fluidization. Note that the consumed power as a function of time is highly reproducible, in both the total power consumed and the time required to reach the peak, provided the same batch of powder is used.
Similar phenomenology is widely reported in wet granulation (25), where liquid is gradually added to a dry powder to manufacture granules for applications ranging from agrochemicals to pharmaceuticals. A similar sequence of events to that in Fig. 3, stages A through H, is seen as the amount of added liquid increases. However, the system would typically become “overwet,” i.e., turn into a flowing suspension, at the peak of the power curve (equivalent to our stage F) (26), rather than later (as in our case, at stage H). We note, especially, that there is a striking visual similarity in the time-lapsed images and power curves for concrete mixing at fixed liquid content (27). Such similarities across diverse sectors suggest that the incorporation of liquid into powder to form a flowing suspension via various stages of granulation may be underpinned by generic physics, which we seek to uncover through rheology.
Effect of Conching on Chocolate Rheology
Fig. 4 (black dots) shows the flow curve, , of a fully conched crumb mixture with (73 wt.%). Below a yield stress, , . Above , the sample shear thins toward a Newtonian plateau at . However, just before reaching this value, the surface of the sample breaks up, and it is no longer contained between the rheometer tools. This occurs at an approximately -independent , close to the stress, ( for our system with and surface tension ), where particles may be expected to poke out of the free suspension–air interface (28).
Fig. 4.
Model chocolate flow curves. Black dots denote , crumb conched with 0.83% lecithin (). Red dots denote ; as before, but with 1.2% PGPR. Intermediate curves are for intermediate PGPR contents. Dashed lines guide the eye to high-shear viscosity at .
Interestingly, if PGPR is added together with the “second shot” of lecithin at the beginning of the wet conche, a different rheology is obtained (Fig. 4, red dots): is dramatically lowered (here, to ), revealing shear thickening with an onset stress of . This suggests that, in the sample conched with lecithin only, shear thickening is masked (19, 21, 22) by , but the high-shear viscosity is nevertheless the shear-thickened, frictional contacts-dominated .
This high-shear viscosity, , of model chocolates fully-conched (fc) with lecithin at nine different solid fractions, , is plotted in Fig. 5A (red open circles). In four cases, we successively diluted the conched samples with sunflower oil and measured the high-shear viscosity along each dilution series, . Each dataset can be fitted to Eq. 1 with (Fig. 5A, solid lines), confirming what is already obvious from inspection, namely, that these datasets diverge at different points: gold, () for ; green, () for ; blue, () for ; and purple, () for . In each remaining case, we estimate without generating a full dilution series at each , by fitting Eq. 1 through each of the five data points using the averaged exponent from the four full dilution series (Fig. 5A, thin red curves).
Fig. 5.
(A) Relative high shear viscosity of chocolate suspensions vs. solid volume fraction. Red open circles denote , suspensions fully conched in the planetary mixer. Filled circles denote diluted fully conched suspensions: gold, diluted from ; green, diluted from ; blue, diluted from ; and purple, diluted from . Matching-color vertical dotted lines denote from fitting Eq. 1 to these four datasets. Thin red curves denote Eq. 1 with , consistent with single open red circle data points. (Inset) Frictional jamming of chocolate suspensions as a function of the conched volume fraction . Symbols are as A. (B) Replotted data of Lewis and Nielson (29) for 30- to 40-m glass spheres suspended in Aroclor, with each dataset fitted to Eq. 1; aggregate size increases from and then A to K.
Plotting all available pairs of , Fig. 5A, Inset confirms that increases as we conche the mixtures at higher solid fraction . That is to say, conching at a higher solid fraction gives rise to a higher jamming volume fraction. There is, however, an upper bound to such optimization, which we can estimate by noting that, empirically, is approximately linear in our range of . A linear extrapolation shows that at . This is likely an overestimate: The approximately linear relation shown in Fig. 5A, Inset probably becomes sublinear and perhaps saturates at higher . Nevertheless, the existence of some beyond which conching will not increase seems to be a reasonable inference from our data.
Conching as Jamming Engineering
Conching Reduces Aggregate Size and Increases .
Interestingly, our observations may be interpreted in terms of an “inverse conching” experiment performed some 50 y ago. Lewis and Nielsen (29) measured the viscosity of 30- to 40-m glass spheres suspended in Aroclor (a viscous Newtonian organic liquid) as a function of volume fraction (Fig. 5B, dataset ) and repeated the measurements with glass beads that were increasingly aggregated by sintering before dispersal in Aroclor (Fig. 5B), giving average number of primary particles in an aggregate of 1.8 (A), 5 (C), 8 (D), 12 (E), and 200 to 300 (K). Neutral silica in an apolar solvent likely has a vanishingly small , so that Lewis and Nielsen were measuring , the shear-thickened viscosity, which diverges at . Thus, is clearly lowered by aggregation.
We interpret our data (Fig. 5A) as “Lewis and Nielsen in reverse.” The primary particles in raw crumb are aggregated in storage due to moisture, etc. (30). Conching reduces aggregation and therefore increases , with the effect being progressively more marked as the material is being conched at higher . The latter effect is probably because the same external stress generates higher particle pressure at higher (12, 31), which breaks up aggregates more effectively.
The linear relation in Fig. 5A, Inset extrapolates to a finite intercept at , suggesting that the viscosity of unconched crumb powder would diverge at . This value is perhaps unrealistically low: The real dependence probably becomes sublinear at low and saturates at some value that is . Nevertheless, there seems little doubt that unconched, aggregated crumb suspensions jam at volume fractions considerably below those used for real chocolate formulations ().
The change in aggregation during the liquid–powder mixing process is often monitored by laser light scattering. This method would not have separated Lewis and Nielsen’s samples , A, C, D, and E. Highly accurate data at very low scattering angles are needed to distinguish -mers with small , even when the primary particles are quasi-monodisperse. [See the instructive study of monomers and dimers by Johnson et al. (32).] Similarly, light scattering will be, at best, a crude tool for studying conching. In fact, measuring changes in by rheology is likely a good, albeit indirect, method to detect changes in low -mer aggregation.
From Granules to Flowing Suspension.
We can now describe the whole conching process in terms of suspension rheology. Consider a crumb–oil–lecithin mixture at , somewhat higher than in Fig. 3. The jamming point of the initial mixture at time , , is substantially lower (our lower-bound estimate, the intercept of Fig. 5A, Inset, being 0.11). This initial mixture therefore cannot flow homogeneously. In state diagram terms, the starting system is deep inside the jammed region (Fig. 6A), where, under mechanical agitation, it granulates (7) (Fig. 3, stages B through D). These granules form as a result of there being insufficient liquid to saturate the entire system, and are held together by a combination of surface tension maintaining a jammed particle packing and interparticle adhesion. The granulation process is controlled by the kinetics of cluster–cluster collisions and the mechanical properties of the clusters (25, 33, 34). In parallel, aggregates are being broken up, increasing the free volume in the system, so that both and steadily increase, until just exceeds .
Fig. 6.
The conching process represented as shifts in the jamming state diagram (compare Fig. 1B). (A) The formulation at is considerably more concentrated than the jamming point of the unconched suspension, . (B) It granulates under mechanical agitation, simultaneously breaking up aggregates and increasing both and , thus shifting the jamming boundary to the right. At the end of the dry conche, the suspension could, in principle, flow, , but, in fact, cannot do so, because . (C) Addition of the second shot of lecithin reduces the interparticle friction coefficient to and the adhesive interaction to , thereby shifting the jamming boundary farther to the right and down, dropping below . Since is now considerably below , the system is now a flowing suspension.
At this point, the system becomes fully saturated, and we may expect the system to turn into a flowable suspension, albeit with a very high viscosity, since there is no longer a shear jammed state for surface tension to maintain. This is, indeed, what happens in many systems: The power is observed to peak just as the material becomes (in granulation jargon) overwet (26), i.e., a flowing suspension with a shiny surface. In our case, at the power peak (stage F in Fig. 3), the suspension still does not flow easily and appears visually matt. This is probably because the sample fractures before it can yield to flow homogeneously, i.e., (compare the earlier discussion of associated with Fig. 4).
Further conching continues to increase until, at the end of the dry conche, the yield stress, , only just exceeds the fracture stress, (Fig. 6B). Here, the addition of the second shot of lecithin has a dramatic effect. We suggest that this is because the additional lecithin lowers and to and . The jamming boundary abruptly shifts to the right and drops down (Fig. 6C). The resulting dramatic lowering of the yield stress to in a system where, now, is considerably below immediately produces a flowing suspension, liquid chocolate.
Lecithin as a Lubricant.
We have suggested that the lecithin added in the second shot lowers and therefore increases both and by releasing constraints on the system (19). To provide direct experimental evidence for this role, we prepared a dry conche with the first shot of lecithin omitted, which again produced a nonflowing paste. Various amounts of lecithin were mixed into aliquots of this paste, which liquefied. The high-shear viscosity, , of the resulting suspensions decreased with lecithin concentration (Fig. 7). To check that this was not due to the oils in lecithin lowering the sample volume fraction, we repeated the experiment and added an equivalent volume of oil corresponding to the maximum lecithin concentration (1.4%). This failed to liquefy the paste. We may therefore conclude that lecithin causes this effect by lowering and so increasing the jamming point, (Fig. 1A, Inset).
Fig. 7.
High-shear viscosity of model chocolate at dry-conched without lecithin as a function of subsequently added lecithin.
Summary and Conclusions
Creating flowable solid-in-liquid dispersions of maximal solid content is a generic goal across many industrial sectors. We have studied one such process in detail, the conching of crumb powder and sunflower oil into a flowing model chocolate. We interpreted our observations and measurements using existing knowledge from the granulation literature as well as an emerging understanding of shear thickening and jamming in granular dispersions. The resulting picture is summarized in Fig. 6. The essential idea is that conching, and, more generally, wet milling, is about “jamming engineering”—manipulating and by changing the state of aggregation, and “tuning” the interparticle friction coefficient and the strength of interparticle adhesion, . Importantly, many additives ostensibly acting as dispersants to reduce interparticle attraction and so lower may, in fact, function primarily as lubrications to lower and so increase . Our scheme (Fig. 6), with appropriate shifts in , can be used to understand liquid incorporation into powders in many different specific applications.
Our proposed picture for conching/wet milling poses many questions. For example, the rheology of a suspension at the end of dry conche, in which flow is, in principle, possible () but, in practice, ruled out by surface fracture occurring before bulk yielding, has not yet been studied in any detail. Neither is the role of changing during the granulation process understood. Our results therefore constitute only a first step toward a unified description of liquid incorporation, wet milling, and granulation.
Materials and Methods
Our crumb powder (supplied by Mars Chocolate UK) consists mostly of faceted particles with mean radius (polydispersity of ) according to laser diffraction (LS-13 320; Beckman-Coulter). It has a density of 1.453 gcm−3 and a specific (Brunauer–Emmett–Teller) surface area of 2.02 m2⋅g−1 (data provided by Mars Chocolate UK). We used sunflower oil as purchased (Flora) and soy lecithin as supplied (by Mars Chocolate UK). The latter consists of a mixture of phospholipids () with some residual soya oil. Our sunflower oil was Newtonian at 20 °C, with viscosity . Its density was measured by an Anton Paar DMA density meter to be 0.917 g⋅cm−3. Using sunflower oil rather than cocoa butter obviates the need for heating during rheological measurements. The rheology of the chocolate suspension obtained from conching our mixture resembles that of fresh liquid chocolate made using cocoa butter (23). Our PGPR was also supplied by Mars Chocolate UK.
Conching was performed using a Kenwood kMix planetary mixer with a K-blade attachment, adding the lecithin in two successive batches as described in Conching Phenomenology. We measured the skeletal density at various stages of conching by performing helium pycnometry (Quantachrome Ultrapyc). The envelope density was measured using a 2.00 0.02-mL Pyrex microvolumetric flask, with sunflower oil as the liquid phase.
Rheometric measurements were performed using a stress-controlled rheometer (DHR-2; TA Instruments) in a cross-hatched plate–plate geometry (diameter 40 mm, serrated grid of truncated pyramids) to minimize wall slip, at a gap height of 1 mm and a temperature of 20 °C.
All data plotted in this work can be downloaded from https://datashare.is.ed.ac.uk/handle/10283/3281.
Acknowledgments
We thank Ben Guy, John Royer, and Jin Sun (Edinburgh) and Will Taylor (Mars Chocolate) for illuminating discussions. We thank Mars Chocolate UK Ltd. for initiating and funding part of this work. Other funding came from Engineering and Physical Sciences Research Council Grants EP/J007404/1 and EP/N025318/1. Research at New York University was supported partially by the Materials Research Science and Engineering Centers Program of the National Science Foundation under Award DMR-1420073.
Footnotes
Conflict of interest statement: This work is, in part, funded by Mars Chocolate UK Ltd.
This article is a PNAS Direct Submission.
Data Deposition: All data plotted in this work can be downloaded from Edinburgh DataShare (https://datashare.is.ed.ac.uk/handle/10283/3281).
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