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. 2018 Jul 3;91(1):e19–e25. doi: 10.1212/WNL.0000000000005732

Conscious sedation or local anesthesia during endovascular treatment for acute ischemic stroke

Rob A van de Graaf 1,*,, Noor Samuels 1,*, Maxim JHL Mulder 1, Ismail Eralp 1, Adriaan CGM van Es 1, Diederik WJ Dippel 1, Aad van der Lugt 1, Bart J Emmer 1; for the Multicenter Randomized Clinical Trial of Endovascular Treatment of Acute Ischemic Stroke in the Netherlands (MR CLEAN) Registry Investigators1
PMCID: PMC6537649  PMID: 29858471

Abstract

Objective

To investigate the effect of conscious sedation (CS) on functional outcome and complication rates after intra-arterial treatment (IAT) for acute ischemic stroke (AIS) compared to the use of local anesthesia (LA) at the puncture site only.

Methods

Patients undergoing IAT for AIS with CS or LA in the Erasmus University Medical Center from March 2014 to June 2016 were included for analysis. The primary outcome was the score on the ordinal modified Rankin Scale (mRS). We compared CS to LA by ordinal logistic regression with covariate adjustment using propensity scoring.

Results

In 146 AIS patients treated with IAT, use of CS was associated with a shift towards worse mRS scores (odds ratio [OR] 0.4 [95% confidence interval (CI) 0.2–0.7]) compared to LA. Mortality after 90 days was higher in the CS group compared to the LA group (OR 2.3 [95% CI 1.0–5.2]). No differences between groups were noted with regard to procedure duration (8 minutes, β = 6.3 [95% CI −7.4 to 20.0]) or occurrence of procedure-related complications (OR 1.3 [95% CI 0.6–2.7]).

Conclusion

CS was associated with poor functional outcome and increased mortality rates compared to LA. Furthermore, CS did not reduce duration of intervention or interventional complications. CS during IAT for AIS is of no benefit if LA is considered safe.

Classification of evidence

This study provides Class II evidence, because of nonrandom allocation, that for patients with AIS undergoing IAT, LA rather than CS improves functional outcome.


Anesthetic support is commonly used during intra-arterial treatment (IAT) procedures for large vessel occlusions in acute ischemic stroke (AIS).1 The aim of anesthetic support during IAT is to reduce patient motion, increase patient comfort, facilitate fast treatment, and minimize the risk of complications. There are different options for anesthetic management during IAT; general anesthesia (GA), conscious sedation (CS), or local anesthesia (LA) at the puncture site only. CS is often considered as the ideal compromise during IAT by preserving patient cooperation, comfort, and procedural speed compared to LA, and reducing medication levels compared to GA. Although CS has become common practice during IAT, the effect on outcome is unknown.2 Post hoc analysis of the Multicenter Randomized Clinical Trialof Endovascular Treatment for Acute Ischemic Stroke in the Netherlands (MR CLEAN) data showed that GA had a negative influence on treatment effect of the intra-arterial procedure in AIS patients in comparison to non-GA (composite of LA and CS).3 This was also confirmed in the Highly Effective Reperfusion evaluated in Multiple Endovascular Stroke trials (HERMES) collaboration.4 On the other hand, recently published trials showed no advantage of CS on neurologic improvement after IAT compared to GA.5,6 We do not know of studies comparing GA or CS with LA at the groin puncture site only. Until now, it is unknown whether the use of CS during IAT has any positive influence on outcome, complications, or procedure times in AIS patients with a large intracranial vessel occlusion, when compared to LA. The aim of this study was to assess the effect of CS on functional outcome and occurrence of complications compared to LA.

Methods

Classification of evidence

We sought to answer the following research question: Does CS in patients with AIS caused by a large intracranial vessel occlusion of the anterior circulation improve functional outcome in comparison to LA? Class II level of evidence is assigned to this question.

Data source and study population

Patients who were enrolled in the MR CLEAN Registry were studied. The MR CLEAN Registry is a prospectively collected database containing all patients who underwent IAT for IAS in the Netherlands. The Registry started after the final MR CLEAN trial. All patients undergoing IAT (defined as at least entry into the angiography suite and arterial puncture) for acute ischemic stroke in the anterior and posterior circulation have been registered in the MR CLEAN Registry. For the current study, we restricted our analysis to patients treated in the Erasmus MC in Rotterdam from the start of the MR CLEAN Registry in March 2014 until June 2016. As our center was the only participating center in which the use of CS during IAT was standard care for a defined time period, we restricted our analysis to single center data to minimize selection bias. We additionally applied the following inclusion criteria: arterial puncture within 6.5 hours of symptom onset; age 18 years and older; intracranial proximal arterial occlusion in the anterior circulation (intracranial carotid artery or middle or anterior cerebral artery), demonstrated by CT angiography, magnetic resonance angiography, or digital subtraction angiography (DSA). We excluded patients with prestroke modified Rankin Scale (mRS) score higher than 2 points, when GA was performed as first line of defense, or when type of anesthesia was not documented. Study results are reported in accordance with the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) statement.7

Anesthetic procedure

The protocol in our institution stated that, if anesthetic support was available, CS should be started at the beginning of the IAT procedure. When CS could not be initiated due to unavailability of the attending anesthesiologist, the intervention team would go ahead and an attempt would be made to perform IAT directly under LA. If during the procedure it became apparent that IAT was not possible due to restlessness of the patient, the anesthesiology department would be requested to perform CS. The choice of anesthetic agents used for CS was left to the discretion of the anesthesiologist. Medication strategy was based on either propofol or remifentanil. Administered propofol doses ranged from 2 to 6 mg/kg/h and remifentanil doses from 1 to 4 μg/kg/h.

Study outcomes

The primary outcome was the mRS score (a 7-point scale ranging from 0 “no symptoms” to 6 “dead”) at 90 days after IAT. Secondary outcomes included a score of 2 or less on the mRS, indicating good functional outcome; death within 7, 30, and 90 days postintervention; and NIH Stroke Scale (NIHSS) score indicating neurologic deficit on a 0–42 scale at 24–48 hours postintervention.8,9 A higher NIHSS score indicates a more severe deficit. Procedure-related outcome measures included modified thrombolysis in cerebral infarction (mTICI) score on DSA, total procedure time, and procedure-related complications. The mTICI score ranges from 0 (no antegrade reperfusion of the occluded vascular territory) to 3 (complete antegrade reperfusion of the occluded vascular territory). For eTICI, grade 2C (slow flow in a few distal cortical vessels or presence of small distal cortical emboli, corresponding to 90%–99% reperfusion) was added to the original mTICI score.10 Procedure-related complications included vessel perforation, vessel dissection, new clot, distal thrombus, vasospasm, hemorrhage, and other. Procedure-related complications and eTICI score were assessed by core laboratory. Serious adverse events included symptomatic intracranial hemorrhage, progression of ischemic stroke, new ischemic stroke, pneumonia, other infections, cardiac ischemia, extracranial hemorrhage, allergic reactions, and other adverse events. Investigators who assessed primary and secondary outcomes, procedure-related outcome, and procedure-related complications were not aware of the type of anesthetic support during the procedure.

Statistical methodology and procedures

Based on the intention-to-treat principle, patients converted from LA to CS during the IAT procedure were included in the LA group. In case the anesthesia team was not available just before starting the IAT procedure and the IAT procedure seemed unsafe under LA (due to excessive movement), the anesthesia team was called immediately without starting the procedure to increase procedural safety. If the decision for anesthesia in the form of CS was made before groin puncture, the patient was included in the CS group. For variables with missing values in fewer than 5% of patients, we used single imputation by mean for continuous variables and by mode for categorical variables. Normality assessment of data was performed both visually and by means of the Kolmogorov-Smirnov test. One-way analysis of variance was used for parametric and Kruskal-Wallis test for nonparametric testing. Both categorical and dichotomous variables were tested using crosstabs and are shown as percentages.

Possible selection bias was addressed by performing adjustment for covariates by propensity score for both primary and secondary outcomes. Variables related to anesthetic management and outcome were selected based on clinical experience and previous literature. The saturated propensity model included the variables age, sex, previous stroke, diabetes mellitus, atrial fibrillation, hypertension, history of myocardial infarction, peripheral artery disease, prestroke mRS score, NIHSS at baseline, aphasia score, preinterventional eTICI score, and time from stroke onset to groin puncture. For each case, a propensity score was calculated using the propensity model. This propensity score, yielding the probability for a patient to receive anesthetic management in the form of CS given the baseline characteristics, was then incorporated in a regression model. Propensity score adjustment was performed by means of a logistic regression model for binary outcomes. The propensity score was then used in an ordinal logistic regression model to adjust the estimate of the effect of CS on the mRS score. This effect is expressed as an adjusted common odds ratio (acOR) with 95% confidence interval (CI), as the mRS is an ordered categorical outcome. A p value of < 0.05 was considered significant in all applied tests. All statistical analyses were performed with Stata 14.0 software (StataCorp, College Station, TX).

Standard protocol approvals, registrations, and patient consents

The MR CLEAN Registry was reviewed and approved by the medical ethics committee and research board of the Erasmus MC, University Medical Center, Rotterdam, the Netherlands (MEC-2014-235). This approval extends to all participating centers in the Netherlands. Study candidates received verbal and written explanation of the study and had the opportunity to opt out. Coded data were obtained and stored at Erasmus MC, and scientific analyses were approved and supervised by a central writing committee. The MR CLEAN Registry study protocol is available on mrclean-trial.org/docs/latestprotocol.pdf.

Data availability

Data cannot be made available, as no patient approval has been obtained for sharing coded data. However, syntax files and output of statistical analyses (Stata 14.0) will be made available upon request.

Results

Patient characteristics

Between March 2014 and June 2016, 205 patients underwent IAT at the Erasmus MC. A total of 146 patients met the inclusion criteria (figure). Sixty patients (41%) received CS and 86 patients (59%) LA at the groin puncture site only during IAT. Patients treated with IAT under CS less often had a history of previous stroke than patients treated without CS (1.7% vs 14.0%; p = 0.01) (table 1).

Figure. Flowchart of patients included from Erasmus Medical Center (Erasmus MC) in the Multicenter Randomized Clinical Trial of Endovascular Treatment for Acute Ischemic Stroke (MR CLEAN) registry from March 2014 to June 2016.

Figure

CS = conscious sedation; LA = local anesthesia; mRS = modified Rankin Scale.

Table 1.

Baseline characteristics

graphic file with name NEUROLOGY2017859397TT1.jpg

graphic file with name NEUROLOGY2017859397TT1A.jpg

Logistics

Time from stroke onset to admission to the emergency department (ED) of the Erasmus MC (intervention center) did not differ between the groups. Admission time was 166 minutes in the patients receiving CS vs 138 minutes for patients receiving LA, but this was not different (p = 0.06). Time from admission to the ED of the intervention center to groin puncture did not differ between groups (55 vs 54 minutes, p = 0.98).

Outcome

Patients who underwent CS were more likely to have poor mRS scores at 90 days compared to LA (acOR 0.4 [95% CI 0.2–0.7]). Good functional outcome (mRS score ≤2) at 90 days was less often seen in patients who underwent CS compared to LA (OR 0.4 [95% CI 0.2–0.8]). Mortality within 30 days post IAT was higher in the CS group compared to the LA group (17/60 vs 10/86, OR 2.6 [95% CI 1.0–6.4]). Also, mortality within 90 days post IAT was higher in the CS group, 35% (21/60) vs 16% (14/86) in the LA group (OR 2.3 [95% CI 1.0–5.2]).

NIHSS at 24–48 hours post IAT was 12 in the patients receiving CS and 6 in the patients receiving LA, but not different (β 5.75 [interquartile range −0.9 to 12.6]). Successful recanalization (eTICI ≥ 2B) was achieved in 72% (105/146) of all patients, without difference between the CS and LA group (OR 0.5 [95% CI 0.2–1.0]). Successful recanalization at the eTICI ≥ 2C level on DSA was less often seen in the CS group (OR 0.4 [95% CI 0.2–0.8]). There was no difference in time of stroke onset to reperfusion between the CS group and the LA group (284 vs 256 minutes, β 10.7 [95% CI −14.0 to 35.3]). Also, total procedure time, procedure-related complications, and serious adverse events did not differ between groups (table 2). Conversion of anesthetic management was reported in 4 patients: twice from LA to CS, once from LA to GA, and once from CS to GA.

Table 2.

Effect of conscious sedation (CS) in patients undergoing intra-arterial treatment for acute ischemic stroke after propensity score adjustment

graphic file with name NEUROLOGY2017859397TT2.jpg

Discussion

In this cohort study, CS during IAT was associated with poor functional outcome and higher mortality compared to LA. Reperfusion rates, procedure duration, procedure-related complications, and serious adverse events did not differ between the 2 groups. Therefore, our results suggest that functional outcome is less influenced by LA than by CS as an anesthetic approach during IAT, bearing in mind that due to patient movement and need for procedural comfort the use of CS is sometimes inevitable.

Studies on anesthetic approaches during IAT focused only on GA compared to other types of anesthetic support (i.e., CS or non-GA) with contrasting results.46,11 Some suggested mechanisms present in both GA and CS may lead to worse outcome in comparison to LA.12,13 Delay in treatment initiation is considered an important disadvantage of GA, with effect on functional outcome.14 As “time is brain,” 1 single hour of delay leads to a 6% decrease in good functional outcome.15 However, time from admission to the ED of the intervention center to groin puncture did not differ between patients who underwent IAT with CS compared to LA. In addition, patients undergoing CS have an increased risk of pulmonary aspiration, as they usually have not fasted before an IAT procedure.16 Other mechanisms potentially contributing to poor functional outcome after IAT may include the detrimental effect of periprocedural hypotension or the possible effects of anesthetic agents on the brain itself (i.e., direct neurotoxic).13,1719

Time from stroke onset to admission to the ED of the intervention center was 28 minutes longer in the CS group, although not different from the LA group. This delay contributed to the longer time from stroke onset to reperfusion seen in the CS group. Notably, the net effect of CS on outcome remained, even with incorporating time from stroke onset to groin puncture in the propensity score. Time from admission to the ED of the intervention center to groin puncture was similar between patients who underwent IAT with CS or LA. Consequently, we were not able to detect a delay in the CS group regarding initiation of anesthetic management. Successful recanalization on eTICI ≥2C level was less often seen in the CS group. CS did not result in lower complication rates, contrary to the common belief that CS increases the safety of the procedure. Nonetheless, because of our relatively small sample size, these findings need to be confirmed in a larger prospective randomized study. Concerning our intention-to-treat principle for minimization of selection bias, the occurrence of conversion could not have influenced the results in favor of the LA group.

This study has several limitations. In this single-center study, patients were not randomized between CS and LA. Nevertheless, its observational design has the advantage that we observe the procedures in everyday practice, and the propensity score adjustment was performed to adjust for potential confounders between groups. Furthermore, results could have been confounded by variables not accounted for in the propensity model (“unmeasured confounding”).20 Confounding by indication might have been introduced, apart from protocol-based anesthetic management (CS), as the condition of the patient also influences the choice made by the intervention team. We tried to prevent this by saturating the propensity model. Regarding the baseline characteristics included in the propensity model, previous stroke and time from onset of stroke until groin puncture were distributed in disadvantage of CS. Another limitation is the lack of data on blood pressure during the IAT procedure. The generalizability of the results reported in this study is also limited by the lack of research on this topic and heterogeneity of IAT management between centers. Nevertheless, CS appears to influence outcome after IAT, which could be of relevance to physicians in the decision-making process for the most appropriate anesthetic management during IAT. Based on our results, a randomized trial evaluating outcome after IAT with LA, CS, or GA seems justified.

We found that CS is associated with poor functional outcome and higher mortality in patients who underwent IAT for AIS. Furthermore, CS did not reduce duration of intervention or procedure-related complications and did not increase reperfusion rates. Our results suggest that functional outcome is less influenced by LA than by CS as an anesthetic approach during IAT.

Acknowledgment

The authors thank Hester Lingsma, PhD, for statistical advice; and the MR CLEAN Registry Investigators. A list of all investigators is given in the appendix.

Glossary

acOR

adjusted common odds ratio

AIS

acute ischemic stroke

CI

confidence interval

CS

conscious sedation

DSA

digital subtraction angiography

ED

emergency department

eTICI

modified thrombolysis in cerebral infarction including a 2C grade

GA

general anesthesia

IAT

intra-arterial treatment

LA

local anesthesia

MR CLEAN

Multicenter Randomized Clinical Trial of Endovascular Treatment for Acute Ischemic Stroke in the Netherlands

mRS

modified Rankin Scale

mTICI

modified thrombolysis in cerebral infarction

NIHSS

NIH Stroke Scale

Footnotes

Editorial, page 16

Class of Evidence: NPub.org/coe

Contributor Information

Collaborators: Multicenter Randomized Clinical Trial of Endovascular Treatment of Acute Ischemic Stroke in the Netherlands (MR CLEAN) Registry Investigators, Diederik W.J. Dippel, Aad van der Lugt, Charles B.L.M. Majoie, Yvo B.W.E.M. Roos, Robert J. van Oostenbrugge, Wim H. van Zwam, Jelis Boiten, Jan Albert Vos, Ivo G.H. Jansen, Maxim J.H.L. Mulder, Robert- Jan B. Goldhoorn, Wouter J. Schonewille, Jan Albert Vos, Charles B.L.M. Majoie, Jonathan M. Coutinho, Marieke J.H. Wermer, Marianne A.A. van Walderveen, Julie Staals, Wim H. van Zwam, Jeannette Hofmeijer, Jasper M. Martens, Geert J. Lycklama à Nijeholt, Jelis Boiten, Bob Roozenbeek, Bart J. Emmer, Sebastiaan F. de Bruijn, Lukas C. van Dijk, H. Bart van der Worp, Rob H. Lo, Ewoud J. van Dijk, Hieronymus D. Boogaarts, Paul L.M. de Kort, Jo J.P. Peluso, Jan S.P. van den Berg, Boudewijn A.A.M. van Hasselt, Leo A.M. Aerden, René J. Dallinga, Maarten Uyttenboogaart, Omid Eshghi, Tobien H.C.M.L. Schreuder, Roel J.J. Heijboer, Koos Keizer, Lonneke S.F. Yo, Heleen M. den Hertog, Emiel J.C. Sturm, Charles B.L.M. Majoie, Wim H. van Zwam, Aad van der Lugt, Geert J. Lycklama à Nijeholt, Marianne A.A. van Walderveen, Marieke E.S. Sprengers, Sjoerd F.M. Jenniskens, René van den Berg, Albert J. Yoo, Ludo F.M. Beenen, Stefan D. Roosendaal, BasF.W. van der Kallen, Ido R. van den Wijngaard, Adriaan C.G.M van Es, Bart J. Emmer, Jasper M. Martens, Alida Postma, Lonneke S.F. Yo, Jan Albert Vos, Joseph C.J. Bot, Pieter-Jan van Doormaal, Diederik W.J. Dippel, Aad van der Lugt, Charles B.L.M. Majoie, Yvo B.W.E.M. Roos, Robert J. van Oostenbrugge, Wim H. van Zwam, Geert J. Lycklama à Nijeholt, Jelis Boiten, Jan Albert Vos, Wouter J. Schonewille, Jeannette Hofmeijer, Jasper M. Martens, H. Bart van der Worp, Rob H. Lo, Robert J. van Oostenbrugge, Jeannette Hofmeijer, H. Zwenneke Flach, Hester F. Lingsma, Naziha el Ghannouti, Martin Sterrenberg, Corina Puppels, Wilma Pellikaan, Rita Sprengers, Marjan Elfrink, Joke de Meris, Tamara Vermeulen, Annet Geerlings, Gina van Vemde, Tiny Simons, Cathelijn van Rijswijk, Gert Messchendorp, Hester Bongenaar, Karin Bodde, Sandra Kleijn, Jasmijn Lodico, Hanneke Droste, M. Wollaert, D. Jeurrissen, Ernas Bos, Yvonne Drabbe, Marjan Elfrink, Berber Zweedijk, Mostafa Khalilzada, Esmee Venema, Vicky Chalos, Kars C.J. Compagne, Ralph R. Geuskens, Tim van Straaten, Saliha Ergezen, Roger R.M. Harmsma, Daan Muijres, Anouk de Jong, Wouter Hinsenveld, Olvert A. Berkhemer, Anna M.M. Boers, J. Huguet, P.F.C. Groot, Marieke A. Mens, Katinka R. van Kranendonk, Kilian M. Treurniet, Manon Kappelhof, Manon L. Tolhuijsen, and Heitor Alves

Author contributions

Rob A. van de Graaf: study concept and design, acquisition of data, analysis and interpretation of data, drafting of the manuscript. Noor Samuels: study concept and design, acquisition of data, analysis and interpretation of data, drafting of the manuscript. Maxim J.H.L. Mulder: study concept and design, acquisition of data, analysis and interpretation of data, critical revision of the manuscript for intellectual content. Ismail Eralp: study concept and design, critical revision of the manuscript for intellectual content. Adriaan C.G.M. van Es: study concept and design, critical revision of the manuscript for intellectual content. Diederik W.J. Dippel: study concept and design, analysis and interpretation of data, critical revision of the manuscript for intellectual content, study supervision. Aad van der Lugt: study concept and design, analysis and interpretation of data, critical revision of the manuscript for intellectual content, study supervision. Bart J. Emmer: study concept and design, analysis and interpretation of data, critical revision of the manuscript for intellectual content, study supervision.

Study funding

No targeted funding reported.

Disclosure

R. van de Graaf, N. Samuels, M. Mulder, I. Eralp, and A. van Es report no disclosures relevant to the manuscript. D. Dippel: Erasmus MC received compensation from Stryker for activities of Dr. Dippel as a consultant and Bracco Imaging Ltd. for activities of Dr. Dippel as a consultant. In addition, Dr. Dippel is the recipient of unrestricted grants from Dutch Heart Foundation, Dutch Brain Foundation, Stryker, and Medtronic for the conduct of randomized trials of endovascular treatment for acute ischemic stroke. A. van der Lugt: Erasmus MC received compensation from Stryker for activities of Dr. van der Lugt as a consultant. In addition, Dr. van der Lugt is the recipient of unrestricted grants from Dutch Heart Foundation, Dutch Brain Foundation, Stryker, and Medtronic for the conduct of randomized trials of endovascular treatment for acute ischemic stroke. B. Emmer: Erasmus MC received compensation from Stryker for activities of Dr. Emmer as a consultant. Dr. Emmer is the recipient of compensation fees for review work from DEKRA and speaker fees from Novartis. Go to Neurology.org/N for full disclosures.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Data Availability Statement

Data cannot be made available, as no patient approval has been obtained for sharing coded data. However, syntax files and output of statistical analyses (Stata 14.0) will be made available upon request.


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