Abstract
Background:
Antipsychotic medication use among elderly with Alzheimer’s disease and related dementias (ADRD) and without severe mental illness is considered as low-value care. Our objective was to assess the factors associated with this inappropriate use of antipsychotic medications among community-dwelling Medicare beneficiaries with ADRD and without severe mental illness.
Methods:
This study used a retrospective cross-sectional design. Data for this study were derived from the nationally representative Medicare Current Beneficiary Survey (MCBS) and linked Medicare claims. Logistic regression models were used to examine factors associated with low-value care.
Results:
Overall 8.5% had low-value care. In the final adjusted logistic regression model, race other than Hispanic or Non-Hispanic White (AOR =0.54, 95% CI = [0.30,0.98]), individuals over 80 years of age (AOR =0.53, 95% CI = [0.36,0.76]), and obese individuals (AOR =0.55, 95% CI = [0.35,0.85]) had significantly lower odds of receiving low-value care. Those with depression (AOR =1.71, 95% CI = [1.21, 2.43]), who lived in the Midwest (AOR =1.7, 95% CI = [1.08,2.68]), and with a higher number of ADL limitations (AOR =1.28, 95% CI = [1.19,1.38]) had significantly higher odds of low-value care.
Conclusions:
There were subgroup differences in low-value care. Interventions may target these subgroups to reduce low-value care.
Keywords: Antipsychotic medications, Medicare beneficiaries, severe mental illness, Low-value care, Alzheimer’s disease and related dementias
Introduction
Prescription of antipsychotic medications for patients with Alzheimer’s disease and related dementias (ADRD) in the absence of severe mental illness (i.e. schizophrenia or bipolar disorder) fits the definition of low-value care because it is not likely to benefit the patient given the harms, cost, and available alternatives. (Verkerk, Tanke, Kool, van Dulmen, & Westert, 2018). It has been well-established that antipsychotic medications increase the risk of death among those with ADRD (Jeste et al., 2008; Wagner et al., 2006). A meta-analysis of 15 clinical trials showed that the all-cause mortality risk of older adults with dementia who used antipsychotic medications was approximately 1.6 times higher than those who did not use any antipsychotic medications (Schneider, Dagerman, & Insel, 2005). In addition, antipsychotic medications can expose older adults to the risk of side effects such as sedation, anticholinergic effects, and extrapyramidal symptoms (Olivieri-Mui, Devlin, Ochoa, Schenck, & Briesacher, 2018). Furthermore, none of the antipsychotic medications were approved by the Food Drug Administration (FDA) for ADRD (Buterbaugh, Jamrose, Lazzara, Honaker, & Thomas, 2014). In fact, the FDA issued a black-box warning against the use of atypical antipsychotic medications in 2005 and all antipsychotic medications (atypical and typical) in 2008 for elderly with ADRD and no severe mental illness. Therefore, several organizations such as the American Geriatric Society, the American Psychiatric Association and the American Medical Directors Association (Colla, Morden, Sequist, Schpero, & Rosenthal, 2015; Morley, 2012; Semla et al., 2015) and the choosing wisely campaign consider the use of antipsychotic medications among patients with ADRD and without severe mental illness as low-value care.
Despite being low-value care and the FDA black box warnings, it was reported that 14% of community-dwelling Medicare Part D enrollees with ADRD and no severe mental illness received at least one prescription of antipsychotic medication in 2012 at an estimated cost of $171 million (US Government Accountability Office, 2015). This estimated cost was based on the cost of antipsychotic medications for Medicare Part D and is likely an underestimate as all other types of cost related to the use of antipsychotic medications, such as managing the side-effects of these medications, were not accounted for (Kolanowski, Fick, Waller, & Ahern, 2006). Reducing low-value care (i.e. antipsychotic medication use among those with ADRD and without severe mental illness) is a priority area for the Centers for Medicare and Medicaid Services (CMS) (US Government Accountability Office, 2015).
Efforts to reduce this low-value care can be greatly aided by an examination of the factors associated with antipsychotic medication use among Medicare beneficiaries with ADRD and no severe mental illness. However, to date, no study has investigated this area. Therefore, the main objective of this study is to evaluate the factors associated with low-value care among community-dwelling Medicare beneficiaries with ADRD and no severe mental illness.
Conceptual framework
We used Andersen’s behavioral health model to guide our selection of variables associated with low-value care. As per the framework, low-value care may be affected by (1) predisposing factors (age, sex, and race/ethnicity); (2) enabling factors (example: prescription drug insurance coverage); (3) need factors (example: physical health); (4) personal health practices (example: smoking); and (5) external environment (example: region of residence). We selected Andersen’s framework for this study for several reasons: (1) it enables us to adjust for a comprehensive list of factors associated with low-value care; (2) well-suited for studies that have many variables representing the same domain; and (3) it is extensively used in health services research to explain utilization (Babitsch, Gohl, & von Lengerke et al., 2012). We also note that the variables included in each domain were derived from the standard list of variables from a systematic review that examined 328 articles published between 1998 and 2011 and used Anderson behavioral model as the conceptual framework (Babitsch et al., 2012).
Methods
Study design
This is a retrospective, observational, cross-sectional study of community-dwelling elderly fee-for-service Medicare beneficiaries with ADRD and without severe mental illness.
Data source
The data sources for this study are the Medicare Current Beneficiary Survey (MCBS) and Medicare claims of the survey respondents. The MCBS is a nationally representative survey of all Medicare beneficiaries. The unique feature of this database is the linkage between survey data of the participants and Medicare claims. The survey component of the MCBS includes self-reported information not available in claims databases (e.g. health status, functional limitations, smoking, and others). The Medicare claims component provides both Part A and B fee-for-service claims. These claims contain information on diagnosis, treatment, health services utilization, and Medicare payments (Eppig & Chulis, 1997). Part D claims file is appended to the Prescribed Medicine Event (PME) file and not given to the researchers as a separate file. PME file contains medications prescribed from Part D events if covered by Medicare Part D insurance or from self-report if not covered by Medicare Part D. To capture accurate reports of prescription drug information, the participants were asked to use a calendar for recording their prescription drugs and they were also requested to bring all their prescription drug bottles to the place of interview (Poisal, Murray, Chulis, & Cooper, 1999). For this study, we used the annual releases of Cost and Use files from 2006 through 2013. We selected these years because the FDA black box warning for atypical antipsychotic prescriptions for ADRD was first issued in 2005. We pooled the data to gain adequate cell sizes.
Study sample
The study sample was restricted to the community-dwelling Medicare beneficiaries (age ≥65 years) with ADRD, enrolled in fee-for-service (Part A and Part B) throughout the calendar year and alive during the calendar year. We identified community-dwelling beneficiaries by “living situation for the year”, which indicated whether the beneficiary lived in the community or in a facility or both. Individuals with ADRD were identified from either the survey component or Medicare claims of the survey respondents. In the survey component, self-reported ADRD was captured based on any positive response to the either of following two questions: “Has a doctor (ever) told [you/(SP)] that (you/he/ she) had Alzheimer disease?” and “Has a doctor (ever) told [(you/(SP)] that (you/he/she) had any type of dementia other than Alzheimer disease?”. In the Medicare claims, ADRD cases were identified by using a validated algorithm based on the International Classification of Diseases, ninth edition Clinical Modification (ICD-9-CM) codes, which was developed by the Centers for Medicaid and Medicare Services (CMS) Chronic Conditions Data Warehouse (CCD Warehouse, 2018). The following ICD-9-CM codes were used to identify ADRD: 2900, 29010, 29011, 29012, 29013, 29020, 29021, 2903, 29040, 29041, 29042, 29043, 2940, 29410, 29411, 29420, 29421, 2948, 3310, 33111, 33119, 3312, 3317, and 797.
We also excluded individuals with severe mental illness (bipolar disorders, schizophrenia, and other psychotic diseases), as antipsychotic medications may be needed for treating these conditions. Bipolar disorders and schizophrenia were identified from Medicare inpatient/outpatient/ home healthcare files using the ICD-9-CM codes (Appendix 1, Supplementary material). Individuals who were partially enrolled in Part A or B during the calendar year were excluded as their claims data are not available for months not enrolled in Part A or B.
Measures
Dependent variable: Antipsychotic medication use (Yes/no)
The dependent variable was prescription antipsychotic medications use. We identified antipsychotic medications from prescription drug files using brand and generic drug names. Based on this, we created a binary variable that indicated whether an individual used antipsychotic medications or not.
Independent variables
Predisposing factors were: sex (male and female); age (less than 80 years and 80 years or older); race/ethnicity (Non-Hispanic White, Hispanic, or other races). Enabling factors were: marital status (married and not married); education level (less than high school, high school, and above high school); poverty status [based on income relative to the level of federal poverty line (FPL)] (less than 200% of FPL, or at least 200% of FPL); prescription drug coverage (yes/no). Prescription drug coverage included coverage from either Medicare, private plans or other sources. Need factors were: depression (yes/no); anxiety (yes/no); number (16) of limitations in activities of daily living (ADL) and the number (1–7) of chronic conditions (arthritis, cancer, diabetes, heart disease, hypertension, respiratory diseases, and osteoporosis). Personal health practices were: smoking status (never-smoker, former, and current smoker) and obesity status (obese and not obese). External environment factors were: region of residence (Northeast, South, Midwest, and West) and residency in metropolitan areas (Yes/No).
Statistical analyses
Unadjusted group differences in low-value care were tested with Rao-Scott Chi-square tests. We used several logistic regression models to examine the adjusted associations between independent variables and low-value care. Model 1 was adjusted for predisposing factors; Model 2 was adjusted for predisposing and enabling factors; Model 3 was adjusted for predisposing, enabling, and need factors; and Model 4 was adjusted for predisposing, enabling, need, personal health practices, and external environment factors. In this study, poverty status and education level were highly correlated. So, in the second, third, and fully adjusted logistic regression models, we used only poverty status. Smoking status was not significant in all the models and was hence excluded. All analyses of this study were conducted using the survey procedures of Statistical Analysis Software (SASV®) version 9.4 to account for the complex survey design of MCBS.
Results
The study sample consisted of 2,570 person-years, which represented 1,169,894 community-dwelling elderly (age ≥65 years), fee-for-service Medicare beneficiaries with ADRD and without severe mental illness between 2006 and 2013. The majority of the sample were female (62.3%), white (75.6%), 80 years or older (61.9%), had less than 200% FPL income (63.6%) and had at least one ADL limitation (57.6%) (Table 1).
Table 1.
Total |
Antipsychotic Medication Use |
No Antipsychotic Medication. Use |
|||||
---|---|---|---|---|---|---|---|
N | Wt % | N | Wt. % | N | Wt % | ||
ALL | 2,570 | 100.0 | 218 | 8.5 | 2,352 | 91.5 | Sig |
Predisposing Characteristics | |||||||
Sex | |||||||
Female | 1,620 | 62.3 | 136 | 8.4 | 1,484 | 91.6 | |
Male | 950 | 37.7 | 82 | 8.5 | 868 | 91.5 | |
Age in Years | |||||||
Less than 80 | 784 | 38.1 | 81 | 10.1 | 703 | 89.9 | |
At least 80 | 1,786 | 61.9 | 137 | 7.5 | 1,649 | 92.5 | |
Race/Ethnicity | ** | ||||||
White | 1,932 | 75.6 | 159 | 8.2 | 1,773 | 91.8 | |
Latino | 209 | 7.8 | 32 | 15.4 | 177 | 93.7 | |
Other race | 429 | 16.6 | 27 | 6.3 | 402 | 84.6 | |
Enabling Characteristics | |||||||
Marital Status | |||||||
Married | 1,091 | 44.5 | 89 | 8 | 1,002 | 92 | |
Not married | 1,479 | 55.5 | 129 | 8.8 | 1,350 | 91.2 | |
Education | * | ||||||
Less than high school | 910 | 33 | 101 | 11.4 | 809 | 88.6 | |
High school | 865 | 33.9 | 62 | 7.5 | 803 | 92.5 | |
Above high school | 795 | 33.1 | 55 | 6.6 | 740 | 93.4 | |
Poverty Status | * | ||||||
Less than 200% FPL | 1,673 | 63.6 | 158 | 9.7 | 1,515 | 90.3 | |
At least 200% FPL | 897 | 36.4 | 60 | 6.3 | 837 | 93.7 | |
Prescription Drug Coverage | |||||||
Yes | 1,872 | 73.2 | 165 | 8.8 | 1,707 | 91.2 | |
No | 698 | 26.8 | 53 | 7.7 | 645 | 92.3 | |
Need Characteristics | |||||||
Anxiety | |||||||
Yes | 302 | 11.9 | 34 | 10.9 | 268 | 89.1 | |
No | 2,268 | 88.1 | 184 | 8.1 | 2,084 | 91.9 | |
Depression | *** | ||||||
Yes | 557 | 22.4 | 70 | 12.2 | 487 | 87.8 | |
No | 2,013 | 77.6 | 148 | 7.4 | 1,865 | 92.6 | |
# Chronic Conditions | |||||||
0–2 | 962 | 38.5 | 80 | 8.2 | 882 | 91.8 | |
3–4 | 1,209 | 45.9 | 106 | 8.8 | 1,103 | 91.2 | |
5–7 | 399 | 15.7 | 32 | 7.9 | 367 | 92.1 | |
# ADL | *** | ||||||
None | 1,054 | 42.4 | 47 | 4.8 | 1,007 | 95.2 | |
1–2 | 738 | 28.3 | 62 | 8.6 | 676 | 91.4 | |
3–6 | 773 | 29.3 | 109 | 13.7 | 664 | 86.3 | |
Lifestyle Practices | |||||||
Smoking status | |||||||
Current or past | 1,325 | 53.1 | 122 | 9.3 | 1,203 | 90.7 | |
Never smoked | 1,234 | 46.9 | 96 | 7.7 | 1,138 | 92.3 | |
Obesity | |||||||
Yes | 423 | 17.5 | 27 | 6.3 | 396 | 93.7 | |
No | 2,114 | 81.2 | 18 | 8.8 | 1,927 | 91.2 | |
External Environment | |||||||
Metro Status | |||||||
Yes | 1,777 | 71.4 | 149 | 8.3 | 1,628 | 91.7 | |
No | 793 | 28.6 | 69 | 9 | 724 | 91 | |
Region of Residence | |||||||
North East | 398 | 17.4 | 33 | 8.5 | 365 | 91.5 | |
South | 572 | 21.7 | 32 | 5.7 | 540 | 94.3 | |
Midwest | 1,192 | 43.5 | 116 | 9.8 | 1,076 | 90.2 | |
West | 408 | 17.4 | 37 | 8.5 | 371 | 91.5 | |
Calendar Year | |||||||
2006 | 391 | 13.2 | 37 | 10.3 | 354 | 89.7 | |
2007 | 290 | 9.8 | 23 | 8.7 | 267 | 91.3 | |
2008 | 290 | 10.2 | 26 | 7.8 | 264 | 92.2 | |
2009 | 303 | 11.6 | 26 | 8.5 | 277 | 91.5 | |
2010 | 261 | 10.9 | 23 | 8.5 | 238 | 91.5 | |
2011 | 355 | 14.4 | 32 | 9.1 | 323 | 90.9 | |
2012 | 331 | 14.0 | 26 | 7.4 | 305 | 92.6 | |
2013 | 349 | 15.9 | 25 | 7.5 | 324 | 92.5 |
Note: Based on 2,570 person-years of community-dwelling elderly (age ≥65 years) Medicare beneficiaries with ADRD and without severe mental illness (i.e. schizophrenia or bipolar disorders), continuously enrolled in fee-for-service Part A and Part B during the calendar year and alive during the calendar year. Significant group differences in antipsychotic medication use were based on Rao-scott chi-square tests.
ADL: activities of daily living limitations; ADRD: Alzheimer’s disease and related dementias; FPL: federal poverty level; N: unweighted number; Sig: significance; Wt: weighted; #: number.
p < .001
.001 ≤p < .01
.01 ≤p < .05.
The overall prevalence of antipsychotic medication use was 8.5% during the study period. The percentage of antipsychotic medication use declined from 10.3% in 2006 and 7.5% in 2013 (Table 1). However, the decline was not statistically significant. Table 1 also characterizes low-value care by predisposing, enabling, need, lifestyle practices, and external environment characteristics. In unadjusted analyses, race/ethnicity, education, poverty status, depression, and ADL limitations were associated with low-value care.
Adjusted odds ratios (AOR) and 95% confidence intervals (95% CI) from logistic regression models on low-value care presented in Table 2. In Model 1 (adjusting only for predisposing characteristics) compared to Whites, Latinos had higher odds of reporting prescriptions for antipsychotic medications (AOR =2.13, 95% CI = [1.26, 3.58]). Elderly 80 years and older were 0.69 times as likely as those less than 80 years to report antipsychotic medication use (AOR =0.69, 95% CI = [0.50, 0.96]). In Model 2, when adjusting for predisposing and enabling factors, Latino ethnicity (AOR =1.86, 95% CI = [1.08, 3.20]) and older age (AOR =0.67, 95% CI = [0.48, 0.94]) remained statistically significant. Compared to those with income of at least 200% of the FPL, those with income less than 200% FPL had higher odds of antipsychotic medication use (AOR =1.6, 95% CI = [1.04, 2.46]).
Table 2.
Model 1 |
Model 2 |
Model 3 |
Fully-Adjusted Model |
|||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
AOR | 95% CI | Sig | AOR | 95% CI | Sig | AOR | 95% CI | Sig | AOR | 95% CI | Sig | |
Predisposing Characteristics | ||||||||||||
Sex | ||||||||||||
Female | 0.96 | [ 0.70, 1.32] | 0.88 | [ 0.63, 1.24] | 0.84 | [ 0.59, 1.20] | 0.86 | [ 0.60, 1.24] | ||||
Male (Ref) | ||||||||||||
Race/Ethnicity | ||||||||||||
White (Ref) | ||||||||||||
Latino | 2.13 | [ 1.26, 3.58] | ** | 1.86 | [1.08, 3.20] | * | 1.55 | [ 0.87, 2.76] | 1.54 | [ 0.81, 2.92] | ||
Other Race | 0.70 | [ 0.41, 1.19] | 0.62 | [ 0.36, 1.07] | 0.57 | [ 0.33, 1.00] | * | 0.54 | [ 0.30, 0.98] | * | ||
Age in years | ||||||||||||
LT 80 years | ||||||||||||
80 years or older (Ref) | 0.69 | [ 0.50, 0.96] | * | 0.67 | [ 0.48, 0.94] | * | 0.57 | [ 0.40, 0.82] | ** | 0.53 | [ 0.36, 0.76] | *** |
Enabling Characteristics | ||||||||||||
Marital Status | ||||||||||||
Married (Ref) | ||||||||||||
Not married | 1.05 | [ 0.72, 1.53] | 0.98 | [ 0.67, 1.46] | 0.97 | [ 0.66, 1.43] | ||||||
Poverty Status | ||||||||||||
LT 200% FPL | 1.60 | [ 1.04, 2.46] | * | 1.48 | [ 0.95, 2.29] | 1.53 | [ 0.99, 2.36] | |||||
GE 200% FPL (Ref) | ||||||||||||
Prescription Drug Coverage | ||||||||||||
Yes (Ref) | ||||||||||||
No | 0.87 | [ 0.58, 1.32] | 0.88 | [ 0.58, 1.33] | 0.88 | [ 0.58, 1.34] | ||||||
Need Characteristics | ||||||||||||
Depression | ||||||||||||
Yes | 1.69 | [1.20, 2.39] | ** | 1.71 | [ 1.21, 2.43] | ** | ||||||
No (Ref) | ||||||||||||
# Chronic Conditions | 0.95 | [ 0.85, 1.06] | 0.96 | [ 0.86, 1.08] | ||||||||
# ADL | 1.26 | [ 1.17, 1.36] | *** | 1.28 | [ 1.19, 1.38] | *** | ||||||
Lifestyle Practices | ||||||||||||
Obesity | ||||||||||||
Yes | 0.55 | [ 0.35, 0.85] | ** | |||||||||
No (Ref) | ||||||||||||
External Environment Characteristics | ||||||||||||
Region of Residence | ||||||||||||
Northeast | 1.24 | [ 0.69, 2.23] | ||||||||||
South (Ref) | ||||||||||||
Midwest | 1.70 | [ 1.08, 2.68] | * | |||||||||
West | 1.20 | [ 0.61, 2.36] |
Note: Based on 2,570 person-years of community-dwelling elderly (age ≥65years) Medicare beneficiaries with ADRD and without severe mental illness (i.e. schizophrenia or bipolar disorders), continuously enrolled in fee-for-service Part A and Part B during the calendar year and alive during the calendar year.
Model 1 adjusted for only predisposing characteristics
Model 2: adjusted for predisposing and enabling factors
Model 3: adjusted for predisposing, enabling, and need factors
Fully adjusted model: adjusted for predisposing, enabling, need, individual’s health practice, and external environment factors.
ADL: activities of daily living limitations; ADRD: Alzheimer’s disease and related dementias; FPL: federal poverty level; Ref: reference group; LT: less than; GE: greater than or equal to; Sig: significance; #: number.
p< .001
.001 ≤p < .01
.01 ≤p <.05.
In Model 3, which also adjusted for need factors (Table 2), the odds of antipsychotic medication use remained significantly lower for older age (AOR =0.57, 95% CI = [0.40, 0.82]). However, Latino ethnicity was no longer significant (AOR =1.55, 95% CI = [0.87, 2.76]). Compared to Whites, other races had lower odds of antipsychotic medication use (AOR =0.57, 95% CI = [0.33, 1.00]). Participants with depression had higher odds of receiving antipsychotic prescriptions (AOR =1.69, 95% CI = [1.20, 2.39]) than those without depression. A unit increase in the number of ADL limitations was associated with a 26% increase in the odds of antipsychotic medication use (AOR =1.26, 95% CI = [1.17, 1.36]).
In the fully adjusted model (model 4), other race (AOR =0.54, 95% CI = [0.30, 0.98], older age (AOR =0.53, 95% CI = [0.36, 0.76]) and obesity (AOR =0.55, 95% CI = [0.35, 0.85]) were associated with lower odds of antipsychotic medications use compared whites, younger age, and not obese. Number of ADL limitations (AOR =1.28, 95% CI = [1.19, 1.38]), depression diagnosis (AOR =1.71, 95% CI = [1.21, 2.43]), and residency in the Midwest region (AOR =1.7, 95% CI = [1.08, 2.68]) were associated with higher odds of antipsychotic medication use.
Discussion
We examined low-value care (antipsychotic medication without indication) and factors associated with low-value care among community-dwelling elderly fee-for-service Medicare beneficiaries with ADRD and without severe mental illness. We observed that between 2006 and 2013, one in 12 Medicare beneficiaries with ADRD received low-value care. Our estimated rate of antipsychotic medications for ADRD is lower than 19% (between 2002 and 2004) reported by Rhee and colleagues (Rhee, Csernansky, Emanuel, Chang, & Shega, 2011) and 24% reported by Rattinger and colleagues (Rattinger et al., 2013). The difference in estimated rates of antipsychotic medications use among all these studies could partially be explained by differences in the study population. For example, Rhee et al. and Rattinger et al. did not exclude the elderly with severe mental illness (i.e., schizophrenia and/or bipolar disorders).
Although not statistically significant, we observed a reduction in antipsychotic medication use between 2006 (10.3%) and 2013 (7.5%), among community-dwelling elderly fee-for-service Medicare beneficiaries with ADRD and no severe mental illness. We can speculate that this decline may be related to the 2005 FDA black box warning for atypical antipsychotics and 2008 FDA black box warning for all antipsychotic medications. However, it is concerning that 8.5% of elderly individuals with ADRD and no severe mental illness were prescribed antipsychotic medications (Liperoti, Pedone, & Corsonello, 2008). Expanding already existing and effective efforts to the community-dwelling elderly can be prioritized by the CMS to reduce low-value care. For example, concerted efforts by the CMS through the “National Partnership to Improve Dementia Care in Nursing Homes” program reduced the use of antipsychotic medications among residents of nursing homes by 15% between 2011 and 2013 (US Government Accountability Office, 2015). The low-value care may be reduced if the prescription of antipsychotic medications for ADRD is incorporated as a quality measure for the physicians by the CMS. Prior studies have shown that such quality indicators are essential in improving health equity and changing prescription practices (Bierman & Clark, 2007; Wells et al., 2004).
Our study makes a unique contribution to the literature on low-value care. Previous research studies have estimated the use of antipsychotic medications among elderly with ADRD (Rattinger et al., 2013) and factors associated with antipsychotic medication use (Rhee et al., 2011). However, these studies did not specifically analyze low-value care because these studies did not exclude individuals with schizophrenia or bipolar disorders for whom antipsychotic medications have been approved for treatment by the FDA (Jeste et al., 2008). Although the US Government Accountability Office report estimated low-value care, it did not analyze factors associated with low-value care (US Government Accountability Office, 2015).
Our study also extended the prior literature by identifying factors that were associated with low-value care among community-dwelling elderly fee-for-service Medicare beneficiaries with ADRD and no severe mental illnesses. The findings of this study are especially valuable to providers, CMS, and other stakeholders in their surveillance efforts of low-value care and identification of subgroups that are vulnerable to such care. In our study, predisposing factors (age and race), need factors (number of ADL limitations and depression diagnosis), personal health practices (obesity), and external environment (residency in the Midwest region) were associated with low-value care.
Consistent with our findings, a study by Lövheim et al. in Sweden suggest that a higher number of ADL limitations was associated with antipsychotic medication use for ADRD (Lövheim, Sandman, Kallin, Karlsson, & Gustafson, 2006). While we did not examine the reasons, we can speculate that elderly with higher number of ADL limitations may also have lower cognitive functioning and higher risk of behavioral and psychological symptoms of dementia (Neuhaus & McCulloch, 2014; Campana, Bonin-Guillaume, Yagoubi, Berbis, & Franqui, 2016); they may have been prescribed antipsychotic medications to control these symptoms. Unfortunately, these patients are at high risk of antipsychotic medications side effects such as sedation, fall, and cardiovascular events (Jeste et al., 2008), and antipsychotic medication use can accelerate cognitive functioning decline (Foebel et al., 2015).
We observed that individuals with ADRD and depression had higher odds of low-value care compared to those without a diagnosis of depression. This is not surprising, given that antipsychotic medications, such as aripiprazole and quetiapine have been recommended as adjuvant therapy or the last resort for the treatment of major depressive disorder (Gelenberg et al., 2010). Future studies need to investigate the benefits and harms associated with antipsychotic medications for depression among older adults with ADRD.
The higher odds of low-value care among Medicare beneficiaries living in the Midwest is supported by a geographical analysis of the rate of pharmacological treatment initiation for severe mental illness (Huang, Tom, Harris, & Simoni-Wastila, 2016). Using spatial statistics, the study by Huang et al. reported that there are regions in the Midwest that have a higher rate of initiation of antipsychotic medications relative to their surrounding areas. Similarly, a geographical analysis of antipsychotic medications utilization indicated that the highest rate of antipsychotic medication use was observed in some parts of the Midwest, specifically Appalachia (King & Essick, 2013). Future studies need to explore the reasons for geographical disparities in antipsychotic medications use.
Strengths & limitations
To date, ours is the first study to examine low-value care in terms of antipsychotic medication use among a nationally representative sample of community-dwelling, fee-for-service Medicare beneficiaries with ADRD and without severe mental illness. Linked survey data with Medicare claims enabled us to examine a comprehensive set of factors associated with this low-value care. The study utilized a theoretical framework (i.e. Andersen’s health care utilization) to guide the selection of our variables.
This study also has some limitations. We relied on self-reports for some variables, which may be subject to social desirability and recall bias. Variables that were derived from claims data may be prone to under or over coding. Our study findings are not generalizable to all Medicare beneficiaries because we did not include Medicare HMO enrollees or those who were institutionalized during the study period. Despite the advantages of linked survey with claims, the dataset lacked information on some variables such as patient preferences, cognitive functioning, and severity of ADRD. Finally, this study is a cross-sectional study and establishing a cause and effect relationship is hard. Future prospective cohort studies may be helpful in identifying factors related to the use of antipsychotic medications among community-dwelling Medicare beneficiaries with ADRD.
Conclusions
Low-value care remains an issue among community-dwelling Medicare beneficiaries with ADRD and no severe mental illness. Some groups remain vulnerable to low-value care. Interventions may need to target these subgroups to reduce low-value care among community-dwelling Medicare beneficiaries.
Supplementary Material
Acknowledgments
Funding
NIH Clinical Center. Research reported in this publication was partially supported by the National Institute of General Medical Sciences of the National Institutes of Health [grant number, 5U54GM104942-03]. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.
Footnotes
Disclosure statement
The authors report no conflicts of interest.
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