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. Author manuscript; available in PMC: 2020 Jun 1.
Published in final edited form as: Biochim Biophys Acta Gene Regul Mech. 2019 Apr 28;1862(6):634–642. doi: 10.1016/j.bbagrm.2019.04.004

A novel role of U1 snRNP: Splice site selection from a distance

Ravindra N Singh 1,*, Natalia N Singh 1
PMCID: PMC6557577  NIHMSID: NIHMS1528320  PMID: 31042550

Abstract

Removal of introns by pre-mRNA splicing is fundamental to gene function in eukaryotes. However, understanding the mechanism by which exon-intron boundaries are defined remains a challenging endeavor. Published reports support that the recruitment of U1 snRNP at the 5′ss marked by GU dinucleotides defines the 5′ss as well as facilitates 3′ss recognition through cross-exon interactions. However, exceptions to this rule exist as U1 snRNP recruited away from the 5′ss retains the capability to define the splice site, where the cleavage takes place. Independent reports employing exon 7 of Survival Motor Neuron (SMN) genes suggest a long-distance effect of U1 snRNP on splice site selection upon U1 snRNP recruitment at target sequences with or without GU dinucleotides. These findings underscore that sequences distinct from the 5′ss may also impact exon definition if U1 snRNP is recruited to them through partial complementarity with the U1 snRNA. In this review we discuss the expanded role of U1 snRNP in splice-site selection due to U1 ability to be recruited at more sites than predicted solely based on GU dinucleotides.

Keywords: U1 snRNP, splicing, cryptic splice site, ISS-N1, SMN, SMA

1. Introduction

Pre-mRNA splicing is an essential process by which non-coding (intronic) sequences are removed and coding (exonic) sequences are ligated to produce mRNAs in all eukaryotes [1]. Process of pre-mRNA splicing is also central to the generation of non-coding RNAs and circular RNAs (circRNAs) [2-4]. Alternative pre-mRNA splicing expands the coding potential of eukaryotic genomes by producing a vast repertoire of transcripts, both linear and circular, from a single gene. Pre-mRNA splicing requires accurate recognition of the 5′ and 3′ splice sites (5′ss and 3′ss) that mark the beginning and the end on an intron, respectively [4-6]. An adenosine residue generally located between 20 and 50 nucleotides (nts) upstream of the 3′ss serves as the branchpoint that initiates the catalysis of pre-mRNA splicing [7]. The mechanism of pre-mRNA splicing bears striking similarity to group II intron self-splicing in lower organisms [1,8]. Both pre-mRNA and group II introns are removed by two RNA-catalyzed transesterification steps. The first transesterification step cleaves the phosphodiester bond at the 5′ss and generates an intermediate lariat molecule by joining the 5′-end of the cleaved intron to a 2′-hydroxyl group of an adenosine residue at the branchpoint [1,8]. The second transesterification step employs the freed 3′-hydroxyl group of the 5′ exon to cleave the phosphodiester bond at the downstream intron-exon junction and ligate the 5′ exon with the 3′ exon releasing an intron in its lariat form [8]. While RNA structure alone is sufficient to drive both transesterification steps in case of group II intron splicing, factors recruited away from the splice sites can influence splicing reactions [8,9]. In case of pre-mRNA splicing, participation of the spliceosome, a macromolecular machine, is essential for intron removal [10,11]. Core components of the spliceosome include five uridine-rich small ribonucleoproteins (U snRNPs), namely U1, U2, U4, U5 and U6 snRNPs [10]. Additional proteins not associated with U snRNPs also play an important role in splicing, constitutive and alternative [12]. An early study using HeLa cells revealed that U1 snRNP is produced in much higher amount than other snRNPs [13], suggesting the role of this snRNP in processes other than pre-mRNA splicing. Consistently, U1 snRNP has been implicated in polyadenylation, 3′-end processing, telescripting and transcription [14-19].

All mammalian genes with more than two exons are alternatively spliced [20]. However, rules of how the splice sites of an alternative exon are defined remain elusive. There is a growing appreciation of the role of pre-mRNA context in defining exon boundaries [21-23]. Splicing regulatory information within pre-mRNA includes but is not limited to positioning and accessibility of multiple overlapping cis-elements [24-26]. RNA structures and long-distance interactions bring an additional layer of complexity to the context-specific regulation of alternative pre-mRNA splicing [27-32]. In this review, we focus on a very important but less appreciated role of U1 snRNP in splice site selection from a distance. This review is inspired by recent studies employing engineered U1 (eU1) snRNPs that modulate splicing by annealing to sequences away from the 5′ splice sites [33-39]. All eU1s described here harbor mutations (base substitutions) within their 5′-ends, which enable their annealing to the intended target sequences within pre-mRNAs.

2. Components of U1 snRNP

Human U1 snRNP consists of a U-rich non-coding RNA, which is 164 nt-long, Sm proteins that are common between all U-rich snRNPs and three U1-specific proteins, U1A, U1C and U1-70K (Fig. 1) [40]. Seven Sm proteins form a ring-like structure around the so-called Sm site (Fig. 1) [41]. Assembly of the Sm proteins on U1 snRNA takes place in the cytoplasm, while loading of U1A and U1-70K on U1 snRNA happens in the nucleus [40]. U1C does not bind U1 snRNA directly, instead it is recruited to U1 snRNP complex through protein:protein interactions [42,43]. Several U1 snRNP proteins are posttranslationally modified, [40]. The significance of these modifications is unclear, but they might affect protein:protein interactions and change the splicing activity of U1 snRNP. RNA component of U1 snRNP is modified as well. For example, U at positions +5 and +6 are converted to pseudouridines (ψ) (Fig. 1) [44]. The presence of these pseudouridines is thought to contribute to the local RNA structure as well as base pairing with the 5′ss of exons [40].

Fig. 1.

Fig. 1.

Diagrammatic representation of human U1 snRNP. U1 snRNP is composed of one U1 snRNA, seven common Sm proteins and three U1 snRNP-specific proteins (U1-70K, U1A and U1C) [49]. The 5′ end of U1 snRNA is tri-methyl-guanosine-capped. ψ indicates post transcriptional modification, pseudo-Uridine. Secondary structure of U1 snRNA consists of four stem-loops (SL) and an H helix highlighted in purple. Nucleotides forming H helix are shown. In addition, U1 snRNA sequences relevant to RNA:protein or RNA:5′ss interactions are given as well [42]. The loop portion of SL1 is drawn according to the crystal structure described in [42]. It is closed by a trans WC/Hoogsteen base pair formed between A29 and A36 [42]. Protein components of U1 snRNP, their sizes and their approximate locations are shown as well [49]. The Sm ring formed by the Sm proteins shown as green circles bind to the Sm site, which is boxed. U1-70K shown in red recognizes SL1. U1A shown in yellow binds SL2. U1C shown in blue is recruited to U1 snRNP through protein:protein interactions with U1-70 K and Sm proteins. The broken arrow signifies interactions between U1C and Sm ring.

U1 snRNA folds to form four stem-loops and a short helix, helix H (Fig. 1). The first stem-loop (SL1) is bound by U1-70K, the second stem-loop (SL2) by U1A and the third stem-loop (SL3) makes extensive contacts with the Sm ring [45-49]. The fourth stem-loop (SL4) contacts SF3A1, a component of U2 snRNP [50]. There are 30 functional U1 genes [51], although their significance is not fully understood. The first crystal structure of the functional core of U1 snRNP was reported in 2009 [52]; a higher resolution crystal structure of U1 snRNP was published in 2015 [42]. One of the interesting outcomes from this study is that U1C does not recognize the 5′ss in a sequence-specific manner, independently of U1 snRNA, as previously proposed [53]. Instead, it stabilizes the U1 snRNA:5′ss duplex through hydrogen bonds with the sugar-phosphate backbone [42]. Of note, prevailing differences in register of base pairing between the 5′ss and the 5′-end of U1 snRNA suggest lack of any strict rules by which U1 snRNP defines the 5′ss of an exon in humans [54,55]. A change in register may create a break or a bulge in the U1 snRNA:5′ss duplex [55]. Based on the crystal structure published in 2015, it is proposed that U1C may stabilize mismatched base pairing (or bulge) within the U1 snRNA:5′ss duplex [42]. However, it is not known if U1C may also stabilize a discontinuous (or broken) U1 snRNA:5′ss duplex.

In addition to the spliceosome, U1 snRNP is detected in the supraspliceosome, a high-order pre-assembled macromolecular complex comprised of four spliceosomes, each containing all five U snRNPs [56,57]. Other RNA:protein complexes associated with transcription and/or transcription-coupled events also harbor U1 snRNP [58-61]. The idea that U1 snRNP recognizes the 5′ss through base pairing was first put forward in 1980 [62,63], and experimentally validated in 1986 [64]. Subsequent studies supported the hypothesis that base-pairing interactions between the 5′ss and the 5′-end of U1 snRNA is critical for the early events in pre-mRNA splicing, although there are enough evidence to support that the recognition of the 5′ss can occur without the involvement of U1 snRNP [40]. As per prevailing model, recruitment of U1 snRNP at the 5′ss triggers step-wise assembly of the spliceosome, which undergoes massive remodeling to become catalytically active [65]. In specific contexts, auxiliary factors, such as TIA1, TIAR (TIAL), SFPQ (PSF), p54(nrb) are known to facilitate recruitment of U1 snRNP at the 5′ss of exons [66-69].

3. Role of U1 snRNP in splice site selection from a distance

In the late 80s several reports indicated that so called compensatory/suppressor U1 snRNAs designed to rescue defective splicing by forming perfect complementarity with the mutated 5′ss sites due to compensatory mutations introduced within the 5′-end of U1 snRNA, activated cleavage outside of their annealing area in yeast system (70-73). Later, somewhat similar observations were made in mammalian system. Here, exon inclusion through usage of a mutated authentic 5′ss was rescued by U1 snRNAs designed to base pair to sequences located downstream and sometimes upstream of this site. These engineered U1 snRNAs (eU1s) were called shift U1 snRNAs. The property of a shift U1 snRNP to modulate splicing from a distance was first reported about a quarter century ago in the context of a minigene expressed in human 293 cells [74]. The study employed a panel of shift U1s that induced usage of a weak 5′ss of an exon of the H-ras gene upon annealing to sequences upstream or downstream of this splice site [74]. Subsequent studies employing eUs, which were also called exon-specific U1s (ExSpeU1s), showed that these eU1s promoted inclusion of different exons through usage of authentic 5′ss in the contexts of exonic/intronic mutations that induced exon skipping associated with a number of human diseases. For example, eU1s targeting different intronic sequences downstream of the 5′ss of SPINKS exon 11 that carried the most frequent mutation found in Netherton syndrome patients of European origin, rescued inclusion of this exon [34]. Similarly, targeting of intronic sequences downstream of Survival Motor Neuron 2 (SMN2) exon 7, skipping of which is linked to Spinal Muscular Atrophy (SMA), promoted exon 7 inclusion [33,35,36] (Fig. 2). In another example, a set of eU1s annealing to a broad region from position −7 to position +63 relative to exon/intron junction of the coagulation factor IX exon 5 were shown to promote its inclusion in the context of the mutated 5′ss linked to haemophilia B [37]. It has also been shown that overexpression of eU1, which annealed to an intronic region located 10 nts downstream of Cystic Fibrosis Transmembrane Regulator exon 12 caused a significant increase in exon inclusion from near complete skipping to 70 % in the context of the mutated 5′ss associated with cystic fibrosis [33]. In the context of another pathological mutation at the 5′ss of ELP1 exon 20, a panel of eU1s targeting an intronic region from position +4 to +81 relative to exon/intron junction rescued exon 20 splicing [38]. Of note, this 5′ss mutation in both alleles of ELP1 gene is found in more than 99% of patients with Familial dysautonomia [38]. Finally, eU1s targeting an intronic region downstream of the authentic 5′ss caused some increase in Phenylalanine Hydroxylase exon 11 inclusion in the context of two pathological intronic mutations associated with Phenylketonuria [39]. It should be noted that for some eU1, the therapeutic potential of rescuing exon inclusion was subsequently confirmed in mouse models [35,37,38]. Here we focus on exon 7 of SMN supporting the role of U1 snRNP in splice site selection from a distance. We chose SMN exon 7 due to the vast repertoire of cis-elements, including structural elements, implicated in regulation of splicing of this exon. Findings from recent studies provide novel insights into a potential role of endogenous U1 snRNP in exon definition from a distance.

Fig. 2.

Fig. 2.

Diagrammatic representation of the splice site selection from a distance in an SMN2 exon 7 model system. Three eU1s indicated in different colors were designed to form maximum possible number of base pairs with their intended targets. Sizes of exons and introns and the relative positioning of the splice sites are not to the scale. Cr1 refers to the cryptic 5′ss located 23 nts downstream of the authentic 5′ss of exon 7 [36]. Splice sites and Cr1 are indicated by green arrows. Black arrows represent the major splicing events. Red arrows represent splicing events with the major splice products shown. C>U refers to C-to-U transition at the 6th exonic position that distinguishes SMN2 from SMN1. (i) Overexpression of wild type U1 snRNA shown in blue is unable to rescue exon 7 inclusion. eU1s annealing to the authentic 5′ss of exon 7 (ii), to the Cr1 site (iii), as well as upstream (iv) and downstream (v) of Cr1, promote SMN2 exon 7 inclusion through activation of the authentic 5′ss. Models are based on results reported in [36].

3.1. Poor accessibility renders the 5′ss of SMN exon 7 suboptimal

Humans carry two nearly identical copies of SMN gene: SMN1 and SMN2 [75]. Low levels of SMN due to deletions or mutations of SMN1 cause SMA, one of the leading genetic diseases of children and infants [75]. SMN is an essential protein involved in most if not all aspects of RNA metabolism, including snRNP biogenesis, transcription, splicing, translation, stress granule formation and mRNA RNA trafficking [76]. SMN2 does not compensate for the loss of SMN1 due to predominant skipping of exon 7 [75,77,78]. Considering SMN2 is universally present in SMA patients, strategies aimed at the correction of SMN2 exon 7 splicing remain one of the promising avenues for the treatment of SMA [79-81]. While a C-to-T mutation at the 6th position of exon 7 (C to U substitution in RNA) is the major cause of SMN2 exon 7 skipping [77,78] (Fig. 2), regulation of this exon splicing is very complex [82,83]. About forty transacting factors and multiple cis-elements located within exon 7 and the flanking intronic sequences have been implicated in modulation of its splicing [84,85]. Structural studies confirm sequestration of the 5′ss of exon 7 within a terminal stem-loop (TSL2) formed by both exonic and intronic sequences (Fig. 3) [28]. Mutations that disrupt TSL2 promote SMN2 exon 7 inclusion [28]. In vivo selection that tested the position-specific significance of every exonic residue in regulation of exon 7 splicing revealed an A residue at the last exonic position as highly inhibitory [86]. Indeed, an A-to-G substitution at the last position of exon 7 fully restored SMN2 exon 7 inclusion even in the absence of the exonic splicing enhancers [86]. The stimulatory effect of this A-to-G substitution was attributed at least in part to an increase in a number of base pairs formed between U1 snRNA and the 5′ss of exon 7. Consistently, an eU1 with “perfect” complementarity to the 5′ss of exon 7 fully restored SMN2 exon 7 inclusion [28]. This eU1 also obviated the need for the positive cis-elements located within exon 7 [28]. These results underscored poor recruitment of U1 snRNP at the 5′ ss of SMN2 exon 7 as the limiting factor for exon inclusion in mRNA.

Fig. 3.

Fig. 3.

Diagrammatic representation of SMN intron 7 secondary structure. It is based on experimental structure probing results [28]. Last twenty-two nucleotides of exon 7 are given as well. Exonic sequences are shown in black, intronic, in blue. Negative and neutral numbering of nucleotides starts from the end of exon 7 and the beginning of intron 7, respectively. Regulatory cis-element that affect exon 7 splicing, including ISS-N1 with its hnRNP A1/A2 binding sites, GC-rich sequence and TIA1 binding sites, are highlighted with colors [85]. Structural elements that contribute to exon 7 skipping, including terminal stem loops (TSL) 2 and 3 as well as internal stem formed by long-distance interactions (ISTL) 1, are shown [85]. The authentic and the cryptic (Cr1 and Cr2) 5′ splice sites are indicated by red arrows. Cr1 and Cr2 are described in [36].

3.2. Multiple cis-elements determine the accessibility of the 5′ss of SMN exon 7

The discovery of the intronic splicing silencer N1 (ISS-N1) located immediately downstream of the 5′ss of exon 7 suggested additional constraints in the recruitment of U1 snRNP (Fig. 3) [87]. Supporting this argument, deletion of ISS-N1 or an antisense-oligonucleotide (ASO)-mediated sequestration of ISS-N1 fully restored SMN2 exon 7 inclusion [87]. Deletion of ISS-N1 also obviated the requirement for the positive cis-elements within SMN exon 7. These surprising findings earned ISS-N1 the status of the “master checkpoint” of exon 7 splicing regulation [88]. Interestingly, ISS-N1-targeting ASOs showed better efficacies than several hundred ASOs tested against SMN2 exon 7 and the flanking intronic sequences [89-91]. These observations led to the development of an ASO-based therapy for SMA. The currently approved drug for SMA, Nusinersen (also known as Spinraza™), is an ASO that targets ISS-N1 [92,93]. The proposed mechanisms by which an ISS-N1-targteing ASO restores SMN2 exon 7 inclusion involve displacement of the inhibitory factors interacting with ISS-N1 as well as structural rearrangements that favor recruitment of the U1 snRNP at the 5′ss of exon 7 [90,94]. Inspired by the discovery of ISS-N1, subsequent studies attempted to define the optimum size for an ISS-N1-targeting ASO for maximum stimulation of SMN2 exon 7 inclusion [95-97]. While both longer and shorter ASOs that targeted ISS-N1 and overlapping sequences showed efficacy in splicing correction [96,98], in order to promote exon 7 inclusion, they had to sequester the first position of ISS-N1, which happens to be a C residue at the 10th intronic position (10C) [98]. It was subsequently shown that 10C is involved in the formation of a unique RNA structure, ISTL1 (intronic structure through a long-distance interaction 1), formed by a long-distance interaction (Fig. 3) [98]. Disruption of ISTL1 by an ASO annealing to a deep intronic sequence promoted SMN2 exon 7 inclusion [98]. Of note, a previously reported short ASO that promoted SMN2 exon 7 inclusion is also predicted to disrupt ISTL1 [95]. Similar to the ISS-N1-targeting ASOs [99,100], short and long ASOs that disrupt ISTL1 conferred therapeutic efficacies in mouse models of SMA [101,102]. Analogous to the ISS-N1 targeting ASOs, ISTL1-targeting ASOs are proposed to promote SMN2 exon 7 inclusion via improving the accessibility of the 5′ss of exon 7 for U1 snRNA annealing [94].

3.3. U1 snRNP-dependent exon definition from a distance model

In addition to ASOs, eU1s targeting ISS-N1 as well as sequences located upstream and downstream of this cis-element have been shown to promote SMN2 exon 7 inclusion (Fig. 2) [33,35,36,103]. Recently we identified two novel cryptic 5′ss, Cr1 and Cr2, located 23 and 51 nts downstream of the authentic 5′ss of exon 7, respectively (Fig. 3) [36]. Cr1 partially overlaps with ISS-N1 and can be activated by eU1s when the authentic 5′ss of exon 7 is abrogated or weakened (Figs. 4 and 5) [36]. Of note, usage of Cr1 has been confirmed for a subset of the recently reported SMN circRNAs [104]. In the context of SMN2, eU1 annealing to sequences downstream of Cr1 overwhelmingly activated the authentic 5′ss of exon 7, supporting the role of eU1 in selection of the 5′ss from a distance (Fig. 2) [36]. These results independently validate a previous study in which eU1s annealing to sequences away from the authentic 5′ss of SMN2 exon 7 stimulated usage of this site for exon inclusion [103]. The authors in this study also showed that the eU1 stimulatory effect was independent of the endogenous U1 snRNP [103]. Consistent with the effect of U1 snRNP from a distance, eU1s annealing upstream of Cr1 activated this site when the authentic 5′ss of exon 7 was mutated (Figs. 4 and 5). Also, the effect of eU1s on the activation of Cr1 did not depend on the presence of a GU dinucleotide at the site of eU1 recruitment [36]. These findings are consistent with previous reports for in vitro and naturally occurring systems, which suggest that the base pairing between the U1 snRNA and the 5′ss is not always essential for the 5′ss recognition and splicing [105-115]. It has been previously shown that TIA1 stimulates SMN2 exon 7 inclusion through interaction with a U-rich sequence downstream of ISS-N1 (Fig. 3) [116]. Interestingly, eU1s recruited at this U-rich site as well as at downstream intronic sequences also promoted SMN2 exon 7 inclusion, suggesting that in some contexts, eU1 can exert its impact on splice site selection from a distance of about 100 nts away from the 5′ss (Fig. 2) [36]. The above findings may also suggest that TIA1 affects splice site selection by recruiting U1 snRNP to sites located away from the 5′ss. An eU1 interacting within exon 7 close to the 5′ss also promoted SMN2 exon 7 inclusion [36], suggesting that the exon-interacting stimulatory factors may impact splice site selection by recruiting U1 snRNP to exonic sites.

Fig. 4.

Fig. 4.

Diagrammatic representation of splice site selection from a distance in the context of SMA-associated site-specific mutations within the 5′ss of SMN1 exon 7. Three eU1s indicated in different colors were designed to form maximum possible number of base pairs with their intended targets. Sizes of exons and introns and the relative positioning of the splice sites are not to the scale. Mutated nucleotides are highlighted in red. Abbreviations and markings are the same as in Fig. 2. (A) Effect of eU1s on activation of the 5′ss (authentic or cryptic) from a distance in the context of SMN1 carrying a pathogenic G-to-C mutation at the 1st position of intron 7. (i) Overexpression of wild type U1 snRNA (in blue) is unable to rescue exon 7 inclusion. (ii) eU1 (in brown) annealing to the mutated authentic 5′ss of exon 7 promotes intron 7 retention. (iii) eU1 (in red) annealing to the Cr1 site promotes exon 7 inclusion through activation of Cr1. (iv) eU1 (in orange) annealing downstream of Cr1 promotes exon 7 inclusion through activation of Cr1. (v) eU1 (in green) annealing upstream of Cr1 promotes exon 7 inclusion through activation of Cr1. (B) Effect of eU1s on activation of the 5′ss (authentic or cryptic) from a distance in the context of SMN1 carrying a pathogenic U-to-G mutation at the 6th position of intron 7. (i) Overexpression of wild type U1 snRNA (in blue) is unable to rescue exon 7 inclusion. (ii) eU1 (in brown) designed to anneal to the wild type authentic 5′ss of exon 7 promotes exon 7 inclusion through activation of the mutated 5′ss. (iii) eU1 (in red) annealing to the Cr1 site promotes exon 7 inclusion through activation of Cr1. (iv) eU1 (in orange) annealing downstream of Cr1 promotes exon 7 inclusion through activation of Cr1. (v) eU1 (in green) anneals upstream of Cr1 and promotes exon 7 inclusion through activation of Cr1. Models are based on the results reported in [36].

Fig. 5.

Fig. 5.

Diagrammatic representation of splice site selection from a distance in the context of SMA-associated deletion mutations at the 5′ and 3′ss of SMN1 exon 7. Three eU1s indicated in different colors were designed to form maximum possible number of base pairs with their intended targets. Sizes of exons and introns and the relative positioning of the splice sites are not to the scale. Abbreviations and markings are the same as in Fig. 2. (A) Effect of eU1s on activation of the cryptic 5′ss (Cr1) from a distance in SMN1 carrying a pathogenic deletion at the 5′ss of exon 7. The 4-nt deletion is indicated by red dashes. (i) Overexpression of wild type U1 snRNA (in blue) is unable to rescue exon 7 inclusion. (ii) eU1 (in light blue) annealing to the mutated authentic 5′ss of exon 7 promotes intron 7 retention. (iii) eU1 (in red) annealing to the Cr1 site promotes exon 7 inclusion through activation of Cr1. (iv) eU1 (in orange) annealing downstream of Cr1 promotes exon 7 inclusion through activation of Cr1. (B) Effect of eU1s on activation of the 5′ss from a distance in the context of SMN1 carrying a pathogenic deletion at the 3′ss of exon 7. Δ refers to a 7-nt deletion within the polypyrimidine tract of the 3′ss of exon 7. (i) Overexpression of wild type U1 snRNA (in blue) is unable to rescue exon 7 inclusion. (ii) eU1 (in brown) annealing to the authentic 5′ss of exon 7 promotes its inclusion through activation of this site. (iii) eU1 (in red) annealing to the Cr1 site promotes exon 7 inclusion through activation of Cr1. (iv) eU1 (in orange) annealing downstream of Cr1 promotes exon 7 inclusion through activation of the authentic 5′ss. Models are based on the results reported in [36].

The effect of U1 snRNP from a distance depends on several factors, including strength of both the 5′ and 3′ss as well as presence of the putative cryptic 5′ss. In case of a lethal G-to-C mutation at the first position (G1C) of intron 7 of SMN1, an eU1 targeting ISS-N1 or nearby sequences activated Cr1 (Fig. 4) [36]. Similar results were obtained in the context of a U-to-G mutation at the sixth position (U6G) of intron 7 of SMN1 (Fig. 4). In addition to Cr1 activation, most eU1s also caused intron 7 retention in SMN1 carrying G1C or U6G mutation within intron 7 (36). These results supported the ability of U1 snRNP to define the 3′ss of an exon in the instance when the 5′ss of the exon is mutated. When the 3′ss of SMN1 exon 7 was weakened by a 7-nt deletion within the polypyrimidine tract, eU1s targeting ISS-N1 or downstream sequences promoted exon 7 inclusion through usage of the authentic 5′ss of exon 7 (Fig. 5). These results confirm the effect of eU1 in splice site selection from a distance in the context of a weak 3′ss. Importantly, based on foot-printing experiments, U1 snRNP is estimated to occupy at least 26 nts, including 20 nts upstream and 6 nts downstream of the 5′ss on a pre-mRNA [117]. Authentic 5′ss of exon 7 and Cr1 are separated from each other by 23 nucleotides. Hence, it is highly unlikely that U1 snRNP and eU1 are simultaneously recruited at the authentic 5′ss and Cr1, respectively.

Usage of the authentic 5′ss upon eU1 recruitment at Cr1 does not fall within the traditional “exon definition model” in which recruitment of U1 snRNP at the authentic 5′ss defines the upstream 3′ss through cross-exon communication [118]. Considering retention of intron 7 was frequently observed in the presence of eU1s targeting different sites within intron 7, the results also fall outside the purview of “intron definition model” in which recruitment of U1 and U2 snRNPs at the beginning and the end of an intron, respectively, defines this intron [118]. Hence, an alternative “exon definition from a distance” model in which recruitment of U1 snRNP away from an exon/intron junction appears to be in play for defining the boundary of an exon.

3.4. Mechanism of U1 snRNP-dependent exon definition from a distance

The role of U1 snRNP in pre-mRNA splicing is limited to the formation of the early spliceosomal E complex at the beginning of the step-wise assembly of the spliceosome on a pre-mRNA [65]. U1 snRNP remains the component of the pre-spliceosomal complex A and complex pre-B. During subsequent spliceosome maturation when extensive conformational and compositional remodeling takes place, U1 is displaced and the spliceosome catalytically activated [65]. It has been suggested that the 5′ and 3′ss are brought in close proximity early in spliceosome assembly and that interactions between U1 and U2 snRNPs form one of the molecular links that pairs the two splice sites (50,119-121). Recently, it has been shown that U1/U2 interaction is facilitated by the SF3A1 protein, a component of the U2 snRNP, that binds to the stem-loop 4 (SL4) of U1 snRNA [50]. Interestingly, mutations in SL4 of an eU1 (SM25) that targets sequences downstream of the ISS-N1, inactivated eU1s [103], suggesting the important role of SF3A1 in conferring U1 snRNP function from a distance. Depletion of U1-70K protein that interacts with SL1 also adversely affected activity of eU1s [103]. This is likely due to the role U1-70K plays in making the 5′-end of U1 snRNA available for interactions with a target site. It is also possible that U1-70K provides stability to U1 snRNP. At the same time, depletion of U1A or U1C proteins did not affect the activities of eU1s [103], suggesting that these proteins are dispensable for providing stability to U1 snRNP or making the 5′-end of U1 snRNA accessible. Overall, findings support that a partially assembled U1 snRNP with preserved capability to interact with U2 snRNP via SF3A1 is necessary for U1 snRNP-associated definition of exonic boundaries from a distance. It should be noted that using a different technical approach, single-molecule fluorescence resonance energy transfer (smFRET), it was shown that, at least in yeast, the 5′ ss and the branch point are brought into close proximity much later: they are kept physically separate until the spliceosome is activated for catalysis (122). Furthermore, the recent cryo-electron microscopy (cryo-EM) structure of the entire human pre-B complex indicated that, at this stage of the spliceosome assembly, U1 and U2 snRNPs do not interact with each other and are separated by a gap of 60 to 100 Å (123). At the same time, another study supported U1 snRNP placement in the vicinity of SF3A1 in the human pre-B complex (124). This difference in results could be explained by several possibilities, including lesser ability of some techniques to accurately capture the highly dynamic U1 and U2 interactions. It should also be noted that the interrogated spliceosomal complexes used for the cryo-EM were assemble on a pre-mRNA containing only two exons separated by a rather short intron (123). Future studies employing diverse pre-mRNAs will provide additional insights into our understanding of U1-U2 interactions.

4. Conclusions

U1 snRNP is the universally expressed RNP complex in eukaryotes and is considered essential for the removal of introns from pre-mRNAs. The core structure of U1 snRNP, including the “accessible” 5′-end of U1 snRNA, is evolutionary conserved from yeast to humans. As per prevailing understanding, base pairing between the 5′-end of U1 snRNA and the 5′ss of an exon defines an exon-intron boundary. However, exceptions to this general rule exist as U1 snRNP also defines the 5′ss used for cleavage by interacting with sequences away from the 5′ss. In this case, the recruitment site of U1 snRNP does not even have to be a 5′ss-sequence-like, including the presence of a GU dinucleotide. Further, it is also possible that the presence of multiple U1 snRNA genes in humans serve specialized purpose of splice site selection from a distance. Findings employing eU1s support that a partially assembled U1 snRNP containing U1-70K and SF3A1 protein binding sites is sufficient to define the exonic boundaries from a distance. Also, accessibility of the 3′ss for interaction with U2 snRNP appears to be necessary for the stimulatory effect elicited by eU1s annealing upstream or downstream of 5′ splice sites. In agreement with this argument, recruitment of U1 snRNP to an exonic site located close to the 3′ss has been shown to suppress exon definition [125]. Consistently, removal of intron 6 of SMN was strongly stimulated by eU1s targeting downstream intron 7 sequences, resulting in the accumulation of the intron 7-retained transcripts [36]. Furthermore, a recent report suggests that a strong 3′ss serves as the driver of the recursive splicing used for removal of large introns [126]. In the recursive splicing, the removal of the upstream intronic portion precedes the removal of the downstream intronic portion. Future studies will determine if the eU1-dependent exon definition from a distance is particularly useful for promoting recursive splicing. It will be also interesting to see if the role of U1 snRNP in exon definition from a distance overlaps with that of the non-splicing-associated functions of U1 snRNP, including transcription, telescripting and the 3′-end processing. Future studies aimed at deciphering the mechanisms of the U1 snRNP-induced exon definition from a distance will refine our understanding of alternative splicing and open up novel targets for the eU1-based therapies for a growing number of genetic disorders caused by aberrant splicing. Several small compounds that modulate SMN2 exon 7 splicing have been recently proposed to work through enhanced recruitment of U1 snRNP at the authentic 5′ss of exon 7 [127-129]. Based on these developments, it is tempting to speculate that small molecules may also hold enormous therapeutic potential for context-specific splicing modulation through recruitment of the endogenous U1 snRNP to sites other than the authentic 5′ss.

Highlights:

  1. Engineered U1 snRNP dictates 5′ splice site (5′ss) selection from a distance

  2. Effect of U1 snRNP from distance does not require 5′ss-like sequence

  3. U1 snRNP recruitment upstream or downstream of the authentic 5′ss can activate this 5′ss

  4. Engineered U1 snRNP-induced 5′ss selection from a distance has broad therapeutic implications

Acknowlegements

Authors acknowledge Dr. Joonbae Seo for the critical reading of the manuscript and for valuable suggestions. Authors have attempted to include most contributions on U1 snRNP-dependent splice site selection and have provided references to review articles on specific topics. Authors acknowledge and regret for not being able to include several related references due to the lack of space.

Funding: This work was supported by grants from the National Institutes of Health (R01 NS055925 and R21 NS101312).

Footnotes

Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final citable form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

Disclosures and competing interests: ISS-N1 target (US patent # 7,838,657) mentioned in this review was discovered in the Singh lab at UMASS Medical School (Worcester, MA, USA). Inventors, including RNS, NNS and UMASS Medical School, are currently benefiting from licensing of ISS-N1 target (US patent # 7,838,657) to IONIS Pharmaceuticals/Biogen, which is marketing SpinrazaTM (Nusinersen), the FDA-approved drug, based on ISS-N1 target.

Conflict of Interest Statement:

Authors declare no conflict of interest.

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