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JAMA Network logoLink to JAMA Network
. 2019 Apr 8;76(7):764–773. doi: 10.1001/jamaneurol.2019.0617

Recurrent Stroke With Rivaroxaban Compared With Aspirin According to Predictors of Atrial Fibrillation

Secondary Analysis of the NAVIGATE ESUS Randomized Clinical Trial

Jeff S Healey 1,, David J Gladstone 2,3, Balakumar Swaminathan 4, Jens Eckstein 5, Hardi Mundl 6, Andrew E Epstein 7, Karl Georg Haeusler 8, Robert Mikulik 9, Scott E Kasner 10, Danilo Toni 11, Antonio Arauz 12, George Ntaios 13, Graeme J Hankey 14, Kanjana Perera 15, Jorge Pagola 16, Ashfaq Shuaib 17, Helmi Lutsep 18, Xiaomeng Yang 19, Shinichiro Uchiyama 20, Matthias Endres 21, Shelagh B Coutts 22, Michal Karliński 23, Anna Czlonkowska 24,25, Carlos A Molina 25,26, Gustavo Santo 27, Scott D Berkowitz 28, Robert G Hart 4, Stuart J Connolly 1
PMCID: PMC6583060  PMID: 30958508

This secondary analysis of a randomized clinical trial investigates whether rivaroxaban is associated with a reduction in recurrent stroke among patients with embolic stroke of undetermined source who have an increased risk of atrial fibrillation.

Key Points

Question

Are patients with embolic stroke of undetermined source more likely to benefit from rivaroxaban compared with aspirin if they are at a greater risk of having atrial fibrillation?

Findings

This secondary analysis of a randomized clinical trial examined 7112 patients who were stratified by clinical predictors of atrial fibrillation, left atrial diameter, and frequency of premature atrial contractions. In the predefined subgroup of patients with a left atrial diameter of more than 4.6 cm, there was a significant reduction in recurrent stroke among patients who had been treated with rivaroxaban.

Meaning

Rivaroxaban appears to modestly reduce recurrent stroke in a small subgroup of patients with embolic stroke of undetermined source and moderate to severe left atrial enlargement.

Abstract

Importance

The NAVIGATE ESUS randomized clinical trial found that 15 mg of rivaroxaban per day does not reduce stroke compared with aspirin in patients with embolic stroke of undetermined source (ESUS); however, it substantially reduces stroke risk in patients with atrial fibrillation (AF).

Objective

To analyze whether rivaroxaban is associated with a reduction of recurrent stroke among patients with ESUS who have an increased risk of AF.

Design, Setting, and Participants

Participants were stratified by predictors of AF, including left atrial diameter, frequency of premature atrial contractions, and HAVOC score, a validated scheme using clinical features. Treatment interactions with these predictors were assessed. Participants were enrolled between December 2014 and September 2017, and analysis began March 2018.

Intervention

Rivaroxaban treatment vs aspirin.

Main Outcomes and Measures

Risk of ischemic stroke.

Results

Among 7112 patients with a mean (SD) age of 67 (9.8) years, the mean (SD) HAVOC score was 2.6 (1.8), the mean (SD) left atrial diameter was 3.8 (1.4) cm (n = 4022), and the median (interquartile range) daily frequency of premature atrial contractions was 48 (13-222). Detection of AF during follow-up increased for each tertile of HAVOC score: 2.3% (score, 0-2), 3.0% (score, 3), and 5.8% (score, >3); however, neither tertiles of the HAVOC score nor premature atrial contractions frequency impacted the association of rivaroxaban with recurrent ischemic stroke (P for interaction = .67 and .96, respectively). Atrial fibrillation annual incidence increased for each tertile of left atrial diameter (2.0%, 3.6%, and 5.2%) and for each tertile of premature atrial contractions frequency (1.3%, 2.9%, and 7.0%). Among the predefined subgroup of patients with a left atrial diameter of more than 4.6 cm (9% of overall population), the risk of ischemic stroke was lower among the rivaroxaban group (1.7% per year) compared with the aspirin group (6.5% per year) (hazard ratio, 0.26; 95% CI, 0.07-0.94; P for interaction = .02).

Conclusions and Relevance

The HAVOC score, left atrial diameter, and premature atrial contraction frequency predicted subsequent clinical AF. Rivaroxaban was associated with a reduced risk of recurrent stroke among patients with ESUS and moderate or severe left atrial enlargement; however, this needs to be independently confirmed before influencing clinical practice.

Introduction

Embolic strokes of undetermined source (ESUS) represent about 20% of all ischemic strokes and have a recurrence rate of 3% to 6% per year.1 Studies using long-term, continuous cardiac monitoring in patients with cryptogenic stroke, an older categorization that includes patients with ESUS, suggest that atrial fibrillation (AF) can be detected in approximately 30% of individuals within 3 years.2,3 Because oral anticoagulation is highly effective at preventing AF-related stroke,4,5 it is plausible that empirical anticoagulation could reduce stroke recurrence after ESUS.1 However, the New Approach Rivaroxaban Inhibition of Factor Xa in a Global Trial versus ASA to Prevent Embolism in Embolic Stroke of Undetermined Source (NAVIGATE ESUS) randomized clinical trial6 reported no reduction in stroke by 15 mg of rivaroxaban per day in patients who have had an ESUS compared with aspirin. We hypothesized that rivaroxaban may be more effective than aspirin in a subset of patients with ESUS most likely to have undiagnosed AF or markers of an abnormal left atrial substrate.

A strategy of empirical anticoagulation after a diagnosis of ESUS is attractive as it does not require time-consuming and costly cardiac monitoring. It also allows immediate initiation of therapy, which not only improves compliance, but given the period of many months required to detect most AF with cardiac monitoring, it allows delivery of therapy before stroke recurrence. Clinical characteristics,7 findings on Holter monitoring,8 and echocardiographic parameters9 all effectively identify patients at increased risk of having AF detected in the poststroke setting.7,8,9 The HAVOC score was derived using 7 common clinical patient characteristics and separated patients who previously had a stroke into 3 risk groups for future AF detection, with rates of 2.6%, 11.1%, and 20.3%.7 Although globally Holter monitoring is not consistently used after ESUS,10 an increasing burden of premature atrial contractions (PACs) can predict a 4-fold increase in the rate of subsequent AF detection8 and increased risk of ischemic stroke.11 Echocardiography is also commonly performed after ESUS, and enlarged left atrial diameter and volume have been associated with AF detection rates as high as 50% and increased stroke risk.12,13 Thus, simple, commonly available data can identify patients who have had ESUS and are at greater risk of having AF and stroke. This current secondary analysis from the NAVIGATE ESUS randomized clinical trial sought to determine if such patients were more likely to benefit from empirical treatment with rivaroxaban compared with aspirin.

Methods

The methods of the NAVIGATE ESUS trial and the baseline characteristics of its participants have been published.6 The trial enrolled 7213 patients between December 2014 and September 2017 who experienced a recent ischemic stroke and satisfied the criteria for ESUS, specifically, a nonlacunar stroke on brain imaging, open arteries (ie, <50% stenosis) proximal to the infarct, and no major-risk cardioembolic source.1 In addition to brain computed tomography or magnetic resonance imaging, patients required imaging of intracranial and extracranial cerebral arteries, precordial echocardiography, an electrocardiogram, and at least 24 hours of inpatient or ambulatory electrocardiographic monitoring. Patients were randomly assigned, in a blinded fashion, to receive rivaroxaban (15 mg daily) or aspirin (100 mg daily). During initial investigations, 101 participants had episodes of AF or flutter of less than 6 minutes’ duration detected during cardiac monitoring and were excluded from this analysis (eFigure in Supplement 1). Median follow-up was 11 months. The trial protocol is available in Supplement 2 and was approved by supervising research ethics boards. All participating patients provided written, informed consent. Analysis began March 2018.

For this analysis, the HAVOC score was calculated using clinical patient characteristics and validated weights: 4 points for a history of congestive heart failure, 2 points for a history of coronary artery disease, 2 points for age 75 years or older, 2 points for a history of hypertension, and 2 points for documented history of cardiac valvular disease. Patients with obesity and a history of peripheral vascular disease received a single point for each. Data were also presented for the recently published AS5F score,14 which is calculated as: (age at baseline × 0.76) + 9 (+ 12 points, if baseline National Institutes of Health Stroke Scale score >5). Results of clinical precordial echocardiography and Holter monitoring were captured but not centrally reviewed, including left atrial diameter, left atrial volume (when available), and PAC frequency per 24 hours. Holter monitoring had to be at least 20 hours in duration to capture data regarding PAC frequency. Premature atrial contraction frequency was not estimated for patients who underwent inpatient cardiac monitoring or noncontinuous ambulatory monitoring, as there is no reliable methodology, to our knowledge. Although all patients underwent precordial echocardiography, left atrial measurements were frequently not available. Left atrial diameter was available for most patients and was therefore used as the primary measure of left atrial size. Although left atrial volume has superior ability to predict incident AF,15 it was not reported for a large number of patients.

At each study visit, investigators were asked to report if the patient had a new diagnosis of AF. No routine cardiac rhythm monitoring (eg, 12-lead electrocardiography or ambulatory monitoring) was mandated during follow-up.

A blinded committee of experts reviewed all potentially embolic events. The primary outcome for all analyses is ischemic stroke, which included 2% of undefined strokes without neuroimaging or autopsy. Systemic emboli were not included as there were only a small number (n = 4), and the agreement among adjudicators for these events was lower than with ischemic stroke. A sensitivity analysis examined the outcome of recurrent embolic stroke.

The HAVOC score was used as the primary method to measure AF risk in this population as it was available for virtually all patients in the NAVIGATE ESUS trial, whereas echocardiographic (left atrial diameter) and Holter data (PAC frequency) were available only for a subset. To minimize bias and owing to the small number of patients with a HAVOC score above 4, the cohort was divided by tertiles of the HAVOC score and baseline clinical, Holter monitoring, and echocardiographic characteristics compared between randomized treatment groups. The process was then repeated for patients in each tertile of left atrial diameter and PAC frequency per 24 hours. Left atrial diameter was used instead of volume because it was available for a much larger proportion of patients. An analysis examining outcomes in patients with a left atrial diameter of more than 4.6 cm was prespecified based on consensus statements and on studies showing an association between moderate or severe left atrial enlargement and stroke.16,17

Hazard ratios were calculated for each tertile of the HAVOC score, PAC frequency, and left atrial diameter to determine the association of treatment with rivaroxaban compared with aspirin. The rate of ischemic or undefined stroke was reported for each treatment arm for each tertile. The association of the HAVOC score, PAC frequency, and left atrial diameter on the association of randomized treatment was determined using an interaction P value, comparing the hazard ratios for each tertile. A 2-sided P value less than .05 was considered statistically significant.

Results

This analysis included 7112 patients, with a mean (SD) HAVOC score of 2.6 (1.8) and a median (interquartile range) CHA2DS2-VASc score of 4 (3-5). Median (interquartile range) daily PAC frequency was 48 (13-222) among 2269 patients (31.9%) with at least 20 hours of continuous Holter monitoring, and the mean (SD) left atrial diameter was 3.8 (1.4) cm among 4022 patients (56.6%) with quantitative left atrial echocardiographic data. The first tertile of HAVOC score included 4130 patients (58.1%) with a score of 0 to 2; the second tertile had 1115 patients (15.7%) with a score of 3; and the third tertile had 1867 patients (26.3%) with a score of more than 3 (Table 1). Patients with a higher HAVOC score had more cardiovascular conditions, a higher CHA2DS2-VASc score, larger left atrial volume and diameter, more left ventricular hypertrophy and diastolic dysfunction, and greater stroke severity as measured by the modified Rankin score (Table 1). There were also significantly more PACs per 24 hours observed with increasing HAVOC tertile (Table 1).

Table 1. Baseline Clinical, Holter, and Echocardiographic Characteristics by HAVOC Score Tertile.

Characteristic HAVOC Score Group No. (%) P Valuea
Overall (N = 7112) ≤2 (n = 4130) 2 to 3 (n = 1115) >3 (n = 1867)
Age, mean (SD), y 66.9 (9.8) 63.9 (8.1) 62.8 (7.8) 76.0 (8.5) <.001
Male 4378 (62) 2762 (67) 653 (59) 963 (52) <.001
Hypertension 5500 (77) 2607 (63) 1080 (97) 1813 (97) <.001
Heart failure 230 (3) 0 (0) 0 (0) 230 (12) <.001
Diabetes 1777 (25) 869 (21) 393 (35) 515 (28) <.001
Coronary disease 459 (6) 18 (0) 7 (1) 434 (23) <.001
Peripheral artery disease 122 (2) 13 (0) 50 (4) 59 (3) <.001
Pacemaker/ICD 37 (1) 10 (0) 0 (0) 27 (1) <.001
Renal disease 227 (3) 91 (2) 20 (2) 116 (6) <.001
Height, mean (SD), cm 166.9 (9.9) 168.1 (9.5) 167.4 (10.7) 163.9 (9.9) <.001
Weight, mean (SD), kg 76.1 (16.5) 72.2 (13.0) 94.8 (16.5) 73.8 (16.0) <.001
BMI, mean (SD) 27.2 (5.0) 25.4 (3.4) 33.8 (4.8) 27.3 (4.9) <.001
CHA2DS2-VASc score, median (IQR) 4.0 (3.0-5.0) 4.0 (3.0-4.0) 4.0 (4.0-5.0) 6.0 (5.0-6.0) <.001
HAVOC score, mean (SD) 2.6 (1.8) 1.4 (0.9) 3.0 (0.0) 4.8 (1.4) <.001
Proportion with middle cerebral artery stroke 4504 (63) 2630 (64) 685 (61) 1189 (64) .36
Baseline Rankin score, mean (SD) 1.2 (1.0) 1.1 (1.0) 1.2 (1.0) 1.3 (1.0) <.001
Baseline NIHSS score, mean (SD) 1.4 (1.9) 1.4 (1.9) 1.5 (2.1) 1.4 (1.8) .82
Asprin use prior to randomization 5421 (76) 3201 (78) 889 (80) 1331 (71) <.001
Statin use prior to randomization 4364 (61) 2529 (61) 690 (62) 1145 (61) .92
ACE/ARB use prior to randomization 3135 (44) 1450 (35) 660 (59) 1025 (55) <.001
LA volume, mean (SD), mL 46.2 (24.8) 43.5 (22.3) 47.0 (24.7) 51.2 (28.6) <.001
LA diameter, mean (SD), cm 3.8 (1.4) 3.7 (1.4) 3.9 (1.0) 3.9 (1.4) <.001
LVEF, mean (SD), % 62.2 (8.1) 63.1 (7.3) 62.0 (7.6) 60.3 (9.8) <.001
Global assessment of LV function
Normal 6322 (93) 3790 (96) 1004 (94) 1528 (87) NA
Mildly impaired 384 (6) 153 (4) 61 (6) 170 (10) NA
Moderate-severe impaired 89 (1) 18 (0) 6 (1) 65 (4) <.001
LV hypertrophy reported 1884 (27) 840 (20) 390 (35) 654 (35) <.001
Diastolic dysfunction reported 2148 (30) 1124 (27) 366 (33) 658 (35) <.001
Total No. of atrial premature beats per 24 h, median (interquartile range)b 48.0 (13.0-222.0) 34.0 (10.0-136.0) 34.5 (11.0-126.0) 123.5 (28.0-548.0) <.001
Duration of cardiac rhythm monitoring, mean (SD), h 81.7 (176.1) 76.1 (152.4) 102.6 (213.8) 81.6 (197.9) <.001
Proportion of patients with >2 wk of monitoring 431 (6) 225 (5) 97 (9) 109 (6) <.001

Abbreviations: ACE, angiotensin-converting enzyme; ARB, angiotensin-receptor blocker; BMI, body mass index (calculated as weight in kilograms divided by height in meters squared); ICD, implantable cardioverter defibrillator; IQR, interquartile range; LA, left atrial; LV, left ventricular; LVEF, left-ventricular ejection fraction; NA, not applicable; NIHSS, National Institutes of Health Stroke Scale; PAC, premature atrial contraction.

a

Continuous variables: P value from analysis of variance/Kruskal-Wallis reported; categorical variables: P value from χ2/Fisher exact test reported.

b

Information available only if Holter electrocardiogram performed as a measure for cardiac rhythm monitoring.

Incidence of Subsequent, Clinically Detected AF, and Use of Open-Label Anticoagulation

A total of 5245 patients (74%) had a HAVOC score of 3 or less (Figure 1). Patients with a HAVOC score of more than 3 (ie, the third tertile) had approximately twice the likelihood of future AF detection (96 [5.8%]; 95% CI, 4.9-7.0) than patients in the first (34 [2.3%]; 95% CI, 1.9-2.8) or second tertile (109 [3.0%]; 95% CI, 2.2-4.2) (P = .90). For tertiles of PAC frequency per 24 hours, the risk was 5- to 6-times higher in the third tertile (10 [7.0%]) compared with the first (22 [1.3%]) or the second (52 [2.9%]) (P = .03). For left atrial diameter, there was also a doubling in risk when comparing patients in the first tertile (24 [1.8%]) with the third (58 [4.9%]) (P = .14).

Figure 1. Distribution of HAVOC Scores Within the Study Population.

Figure 1.

Of 239 patients diagnosed clinically with AF during the trial follow-up period post-ESUS, 228 (95%) started using open-label anticoagulation. Of these, 8 patients (4%) experienced a recurrent ischemic stroke a mean (SD) time of 58 (49) days after their reported AF. Among 11 patients (5%) who did not start using an open-label oral anticoagulant, 2 experienced a recurrent ischemic stroke a mean (SD) of 2 (1) days after their first reported AF.

Risk of Ischemic Stroke and Association of Rivaroxaban vs Aspirin by HAVOC Tertiles, Atrial Diameter, and Premature Atrial Contraction Frequency

There was no significant difference in the risk of ischemic or undetermined stroke between patients from the 3 tertiles of HAVOC score in either treatment arm (Table 2). While the hazard ratio (HR) for treatment with rivaroxaban in the top tertile was less than unity (ie, less than 1.0) (HR, 0.89; 95% CI, 0.59-1.35), it was not statistically significant within this tertile, nor was the P value for interaction between randomized treatment and HAVOC tertile (Table 2). Similarly, there was no increase in stroke risk with increasing PAC frequency, nor was there any increase in the efficacy of rivaroxaban vs aspirin in the top tertile (Table 2).

Table 2. Rate of Ischemic Stroke and Association of Rivaroxaban vs Aspirin by Tertiles of HAVOC Score, Frequency of Premature Atrial Contractions, and Left Atrial Diameter.

Subgroup AF Reported, No. (%) Rivaroxaban Group (n = 3563) Aspirin Group (n = 3549) Rivaroxaban vs Aspirin
Randomized, No. No. of Events (Events Ratea) Randomized, No. No. of Events (Events Ratea) Hazard Ratio (95% CI)b P Value for Interactionb P Value for Trend
Overallc 239 (3.4) 3563 158 (4.8) 3549 153 (4.6) 1.03 (0.83-1.29) .78 NA
HAVOC score
0-4 199 (3.1) 3218 141 (4.7) 3158 129 (4.4) 1.07 (0.84-1.36) .68 .41
5-9 40 (5.6) 332 16 (5.4) 376 22 (6.1) 0.86 (0.45-1.64)
10-14 0 (0.0) 13 1 (7.0) 15 2 (17.0) 0.23 (0.02-2.92)
HAVOC score
Tertile 1: 0-2 96 (2.3) 2103 98 (5.1) 2027 87 (4.7) 1.08 (0.81-1.45) .67 .45
Tertile 2: 3 34 (3.0) 553 18 (3.4) 562 15 (2.9) 1.20 (0.61-2.39)
Tertile 3: >3 109 (5.8) 907 42 (5.0) 960 51 (5.5) 0.89 (0.59-1.35)
Atrial premature beats per 24 hd
Tertile 1: 0-20 10 (1.3) 365 22 (6.8) 404 17 (4.5) 1.47 (0.78-2.77) .96 .77
Tertile 2: 21-123 22 (2.9) 384 21 (5.8) 368 14 (4.2) 1.40 (0.71-2.76)
Tertile 3: >123 52 (7.0) 347 22 (6.7) 401 20 (5.1) 1.31 (0.72-2.41)
Atrial premature beats per 24 hd
≤720 60 (3.1) 964 56 (6.3) 1003 40 (4.3) 1.47 (0.98-2.20) .53 NA
>720 24 (7.9) 132 9 (7.4) 170 11 (6.7) 1.07 (0.45-2.59)
Longest episode of SVT, mind
Tertile 1: 0-1 1 (1.7) 33 0 (0.0) 27 0 (0.0) NA NA NA
Tertile 2: 2-5 2 (10.5) 12 0 (0.0) 7 0 (0.0) NA NA NA
Tertile 3: >5 2 (5.9) 12 0 (0.0) 22 3 (14.4) NA NA NA
No. of episodes of SVT per 24 hd
Tertile 1: 0-2 9 (2.1) 196 12 (6.9) 225 6 (3.0) 2.32 (0.87-6.20) .23 .19
Tertile 2: 3-10 11 (4.1) 140 6 (4.3) 131 7 (6.4) 0.66 (0.22-1.98)
Tertile 3: >10 16 (4.9) 162 8 (4.7) 165 8 (5.2) 0.96 (0.36-2.56)
LA diameter, cm
Tertile 1: 0-3.4 24 (1.8) 683 43 (7.0) 680 22 (3.5) 1.97 (1.18-3.29) .02 .03
Tertile 2: 3.5-4 50 (3.4) 725 26 (3.9) 758 38 (5.2) 0.74 (0.45-1.21)
Tertile 3: >4 58 (4.9) 587 25 (4.5) 589 28 (5.0) 0.90 (0.52-1.54)
LA diameter, cm
≤4.6 109 (3.0) 1808 91 (5.5) 1853 77 (4.4) 1.23 (0.91-1.67) .02 NA
>4.6 23 (6.4) 187 3 (1.7) 174 11 (6.5) 0.26 (0.07-0.94)
Combined atrial myopathy risk factorse
No risk factor 166 (2.9) 2921 131 (4.9) 2883 121 (4.6) 1.07 (0.83-1.37) .54 NA
≥1 Risk factors 73 (5.6) 642 27 (4.4) 666 32 (4.9) 0.89 (0.53-1.48)
Age, y
Tertile 1: 0-62 32 (1.3) 1190 50 (4.7) 1186 41 (3.7) 1.24 (0.82-1.87) .52 .25
Tertile 2: 63-71 78 (3.3) 1214 52 (4.6) 1178 48 (4.5) 1.03 (0.70-1.53)
Tertile 3: >71 129 (5.5) 1159 56 (5.1) 1185 64 (5.7) 0.90 (0.63-1.29)
AF5F scoref
Tertile 1: 0-56.88 38 (1.5) 1256 52 (4.6) 1233 41 (3.6) 1.27 (0.84-1.91) .47 .23
Tertile 2: 56.89-63.72 81 (3.4) 1190 51 (4.6) 1173 50 (4.6) 0.99 (0.67-1.46)
Tertile 3: >63.72 120 (5.3) 1117 55 (5.2) 1143 62 (5.8) 0.90 (0.63-1.30)

Abbreviations: AF, atrial fibrillation; LA, left atrial; NA, not applicable; SVT, supraventricular tachycardia.

a

Event rates reported in 100 person-years.

b

Hazard ratio, 95% CI, and P for interaction not reported if hazard ratio is ≥10 or cannot be computed.

c

Randomized participants in NAVIGATE ESUS without AF/flutter reported at baseline.

d

Information available only if Holter electrocardiogram performed as a measure for cardiac rhythm monitoring.

e

One point: HAVOC score, >7; 1 point: >720 premature atrial contractions per 24 hours; 1 point: LA diameter, >41 mm.

f

AF5F score: (age at baseline × 0.76) + 9 (+ 12 points, if baseline National Institutes of Health Stroke Scale score >5).

For the tertiles of left atrial diameter, there was a significant interaction comparing the association of rivaroxaban vs aspirin, which demonstrated a nominal reduction in ischemic stroke in the second and third tertiles, while there was an increase in ischemic stroke in the first, none of which were statistically significant within each tertile (Table 2). This significant P value for interaction is driven by a very high rate of stroke in the first tertile of rivaroxaban-treated patients (43 [7.0%]) and a low rate among aspirin-treated patients in the same tertile (22 [3.5%]).

Considering the 361 patients (9.0%) with a left atrial diameter above the normal range (ie, >4.6 cm), there was a significant benefit of rivaroxaban for the prevention of ischemic stroke compared with aspirin (HR, 0.26; 95% CI, 0.07-0.94) that was not observed in patients with smaller left atrial diameter (HR, 1.23; 95% CI, 0.91-1.67; P for interaction = .02) (Figure 2). This was driven by a much smaller rate of ischemic stroke among patients with a left atrial diameter more than 4.6 cm who were treated with rivaroxaban (1.7% per year) compared with those receiving aspirin (6.5% per year). Rivaroxaban-treated and aspirin-treated patients with a left atrial diameter of 4.6 cm or less had a higher stroke rate: 5.5% per year and 4.4% per year, respectively. Patients with a left atrial diameter more than 4.6 cm more often had AF diagnosed during follow-up (6.8% per year) than those with smaller atrial diameter (3.2% per year) (HR, 2.14; 95% CI, 1.37-3.36; P < .001).

Figure 2. Kaplan-Meier Curves for Time to First Ischemic Stroke .

Figure 2.

Patients with left ventricular diameter more than 4.6 cm (A) and 4.6 cm or less (B).

In an additional exploratory analysis among 303 patients with a PAC frequency of more than 720 per 24 hours, the frequency of recurrent ischemic stroke was 7.4% per year among rivaroxaban-assigned patients and 6.7% per year among aspirin-assigned patients (HR, 1.08; 95% CI, 0.45-2.59; P = .87).

Sensitivity Analysis Using Outcome of Recurrent Embolic Stroke

The analyses of the association of HAVOC score, PAC frequency, and left atrial diameter were repeated using the outcome of embolic stroke (determined by blinded adjudication of strokes by committee) as this subgroup of ischemic strokes is believed to be most causally linked with AF. Results using this outcome (Table 3) were similar to the main results using the outcome of ischemic and undetermined stroke (Table 2).

Table 3. Sensitivity Analysis Evaluating Rivaroxaban Compared With Aspirin Using Outcome of Recurrent Embolic Stroke.

Subgroup AF Reported, No. (%) Rivaroxaban Group (n = 3563) Aspirin Group (n = 3549) Rivaroxaban vs Aspirin
Randomized, No. No. of Events (Events Ratea) Randomized, No. No. of Events (Events Ratea) Hazard Ratio (95% CI)b P Value for Interactionb P Value for Trend
Overallc 239 (3.4) 3563 94 (2.8) 3549 102 (3.1) 0.92 (0.69-1.22) .55 NA
HAVOC score
0-4 199 (3.1) 3218 82 (2.7) 3158 87 (2.9) 0.92 (0.68-1.25) NA NA
5-9 40 (5.6) 332 11 (3.6) 376 15 (4.1) 0.87 (0.40-1.89) NA NA
10-14 0 (0.0) 13 1 (7.0) 15 0 (0.0) NA NA NA
HAVOC score
Tertile 1: 0-2 96 (2.3) 2103 53 (2.7) 2027 54 (2.9) 0.94 (0.64-1.37) NA NA
Tertile 2: 3 34 (3.0) 553 14 (2.7) 562 12 (2.3) 1.17 (0.54-2.53) NA NA
Tertile 3: >3 109 (5.8) 907 27 (3.1) 960 36 (3.9) 0.81 (0.49-1.34) .72 .67
Atrial premature beats per 24 hd
Tertile 1: 0-20 10 (1.3) 365 10 (3.0) 404 13 (3.4) 0.86 (0.38-1.96) NA NA
Tertile 2: 21-123 22 (2.9) 384 10 (2.7) 368 6 (1.8) 1.59 (0.58-4.37) NA NA
Tertile 3: >123 52 (7.0) 347 12 (3.6) 401 14 (3.5) 1.02 (0.47-2.20) .68 .81
Atrial premature beats per 24 hd
≤720 60 (3.1) 964 25 (2.7) 1003 27 (2.9) 0.96 (0.56-1.66) NA NA
>720 24 (7.9) 132 7 (5.7) 170 6 (3.5) 1.56 (0.52-4.63) .44 NA
Longest episode of SVT, in minutesd
Tertile 1: 0-1 1 (1.7) 33 0 (0.0) 27 0 (0.0) NA NA NA
Tertile 2: 2-5 2 (10.5) 12 0 (0.0) 7 0 (0.0) NA NA NA
Tertile 3: >5 2 (5.9) 12 0 (0.0) 22 3 (14.4) NA NA NA
No. of episodes of SVT per 24 hd
Tertile 1: 0-2 9 (2.1) 196 5 (2.8) 225 3 (1.5) 1.93 (0.46-8.06) NA NA
Tertile 2: 3-10 11 (4.1) 140 3 (2.1) 131 6 (5.4) 0.38 (0.09-1.52) NA NA
Tertile 3: >10 16 (4.9) 162 6 (3.5) 165 6 (3.8) 0.95 (0.31-2.94) .31 .54
LA diameter, cm
Tertile 1: 0-3.4 24 (1.8) 683 21 (3.3) 680 15 (2.4) 1.39 (0.72-2.70) NA NA
Tertile 2: 3.5-4 50 (3.4) 725 13 (1.9) 758 30 (4.1) 0.47 (0.24-0.90) NA NA
Tertile 3: >4 58 (4.9) 587 17 (3.0) 589 17 (3.0) 1.00 (0.51-1.96) .06 .48
LA diameter, cm
≤4.6 109 (3.0) 1808 48 (2.8) 1853 57 (3.3) 0.87 (0.59-1.28) NA NA
>4.6 23 (6.4) 187 3 (1.7) 174 5 (2.9) 0.58 (0.14-2.41) .60 NA
Combined atrial myopathy risk factorse
No risk factor 166 (2.9) 2921 76 (2.8) 2883 81 (3.0) 0.92 (0.67-1.26) NA NA
≥1 Risk factors 73 (5.6) 642 18 (2.9) 666 21 (3.2) 0.90 (0.48-1.69) .96 NA
Age, y
Tertile 1: 0-62 32 (1.3) 1190 29 (2.7) 1186 25 (2.3) 1.17 (0.68-1.99) NA NA
Tertile 2: 63-71 78 (3.3) 1214 27 (2.4) 1178 35 (3.2) 0.73 (0.44-1.21) NA NA
Tertile 3: >71 129 (5.5) 1159 38 (3.4) 1185 42 (3.7) 0.93 (0.60-1.44) .45 .59
AF5F scoref
Tertile 1: 0-56.88 38 (1.5) 1256 29 (2.5) 1233 25 (2.2) 1.15 (0.67-1.96) NA NA
Tertile 2: 56.89-63.72 81 (3.4) 1190 28 (2.5) 1173 36 (3.3) 0.75 (0.46-1.23) NA NA
Tertile 3: >63.72 120 (5.3) 1117 37 (3.5) 1143 41 (3.8) 0.92 (0.59-1.43) .52 60

Abbreviations: AF, atrial fibrillation; LA, left atrial; NA, not applicable; SVT, supraventricular tachycardia.

a

Event rates reported in 100 person-years.

b

Hazard ratio, 95% CI, and P for interaction not reported if hazard ratio is ≥10 or cannot be computed.

c

Randomized participants in NAVIGATE ESUS without AF/Flutter reported at baseline.

d

Information available only if Holter electrocardiogram performed as a measure for cardiac rhythm monitoring.

e

One point: HAVOC score, >7; 1 point: >720 premature atrial contractions per 24 hours; 1 point: LA diameter, >41 mm.

f

AF5F score: (age at baseline × 0.76) + 9 (+ 12 points, if baseline National Institutes of Health Stroke Scale score >5).

Discussion

This analysis included a large number of carefully characterized individuals with a recent ESUS and found no benefit of rivaroxaban compared with aspirin among patients who had a greater likelihood of developing AF based on their HAVOC score. However, there were only about 10% of patients with ESUS in this trial who had even a moderate predicted risk of AF (ie, a HAVOC score of ≥5),7 and detection of AF during follow-up was not done systematically by required cardiac rhythm monitoring during the follow-up duration of the trial. Among the approximately 10% of individuals with at least moderate left atrial enlargement (diameter >4.6 cm),16 there was a 74% reduction in ischemic stroke among patients treated with rivaroxaban that was not seen in patients with smaller left atrial diameter and similar in magnitude to the reduction in stroke due to clinical AF seen with oral anticoagulant medications.4 Thus, using routine transthoracic echocardiography, it is possible to identify a small subset of patients with ESUS without known AF who might benefit from treatment with rivaroxaban.

Approximately 90% of patients in NAVIGATE ESUS had a HAVOC score of 4 or less, placing them at low predicted risk of AF.7 Similarly, few patients had more than 720 PACs per 24 hours or an atrial diameter above the upper reference limit.8,18 Thus, this analysis did not identify a sizeable subgroup of patients with ESUS with a very high likelihood of AF. Rather, it excluded a large group of individuals at very low risk of having AF, which should have enriched the remaining population to be more likely to benefit from empirical rivaroxaban therapy. The lack of observed benefit from rivaroxaban among patients with higher HAVOC score or PAC frequency may simply be the result of low statistical power for such a subgroup analysis. However, there was a significant interaction P value separating patients according to tertiles of atrial diameter, which was even more pronounced in the predefined subgroup of individuals with a left atrial diameter of more than 4.6 cm. Although this could simply represent the play of chance, it is likely that ability of left atrial diameter to predict an increased likelihood of benefit from rivaroxaban is the result of the reproducibility of this measurement and its strong association with stroke risk.16 It should also be noted that patients with the smallest tertile of left atrial size (≤3.4 cm) appeared to derive benefit if they were assigned to aspirin. This might suggest a benefit of antiplatelet therapy in this subgroup of patients with ESUS, perhaps due to different predominant mechanisms of stroke.19 The evolving construct of atrial myopathy postulates that a subset of embolic strokes may arise from embolism because of a dysfunctional or dilated left atrium, with or without detectable AF.20,21,22 Left atrial enlargement results from progressive remodeling due to aging, stretch from pressure and volume overload, inflammation, and oxidative stress and is associated with AF, contractile dysfunction, and an arrhythmogenic and thrombogenic substrate.20,23 We speculate that strokes occurring in individuals with significant left atrial enlargement may be more likely to arise on the basis of left atrial embolism (rather than other mechanisms) compared with individuals without left atrial enlargement and may, therefore, be more likely to be prevented by anticoagulant therapy compared with antiplatelet therapy. If our observation that anticoagulation reduces recurrent stroke in patients with atrial enlargement is confirmed in future studies, such as the ARCADIA trial (NCT03192215), left atrial enlargement may become a new treatment target for anticoagulation in secondary stroke prevention.

The lack of consistent benefit of rivaroxaban in patients at greater risk of AF may be explained by the fact that most patients in whom AF was detected received open-label oral anticoagulant before they experienced a recurrent stroke. It is possible that in the context of a clinical stroke trial, clinicians and study teams were particularly vigilant for the development of AF, treating aggressively to minimize any recurrent strokes due to previously unrecognized AF. This is particularly likely since sustained, clinically detected AF appears to convey most of the oral anticoagulant–preventable stroke risk, rather than short-lasting subclinical AF, which is more commonly identified with continuous monitoring of patients after stroke.2,3,9

Part of the anticipated benefit of using oral anticoagulant after ESUS was predicated on a 15% to 30% prevalence of unrecognized AF in this population2,3,24 and a large reduction in stroke in patients with AF.4,5 However, more than 70% of the AF detected with long-term continuous monitoring is isolated subclinical AF, which is asymptomatic, and lasting only minutes to hours intermittently over the course of many months of monitoring.2,9,25 Only 15% to 30% of patients with subclinical AF in long-term monitoring studies had AF that was clinically detected using surface electrocardiographic methods, like most of the patients this current study.2,3,25 There is growing evidence that subclinical AF is associated with a lower risk of stroke than clinically detected AF, particularly if episodes last only minutes or hours.25,26,27 In patients with subclinical AF, stroke may be due to mechanisms that may be less preventable with oral anticoagulant; such as lacunar infarction or carotid atherosclerosis.28 In patients with pacemakers and implantable defibrillators who have isolated subclinical AF, it is unclear if anticoagulation therapy should be prescribed,29 and 2 large randomized clinical trials are ongoing to determine the benefit of anticoagulation therapy for subclinical AF.30,31 If anticoagulation does not effectively prevent stroke in patients with subclinical AF, and most patients who developed clinical AF in the NAVIGATE ESUS trial received anticoagulation promptly on diagnosis, then it is not surprising that no clear benefit was seen in this analysis of patients who are at greater risk of developing AF.

Limitations

The relatively low frequency of AF detected during clinical follow-up (3% after 11.5 months) likely underestimated the true frequency if systematic assessment with long-term cardiac monitoring had been carried out. The average follow-up was only 11 months, which may have been too short for development of AF or observation of a treatment effect. Further, exploratory analyses of treatment interactions in subgroups when the overall trial results are negative must be considered as hypothesis generating and generally unsuitable for patient management.

Left atrial volume would have been a better marker of left atrial size; however, this was not reported for a large number of individuals who underwent echocardiography. Left atrial diameter was therefore used for our analyses as it was available in most cases and is generally accurately measured. Electrocardiographic measures like P terminal force were similarly not available for analysis.

Conclusions

Clinical, Holter monitor, and echocardiographic variables can identify patients with ESUS who are at greater risk of having AF; however, patients with ESUS enrolled in this trial had only a low risk of developing clinically detected AF. Neither the HAVOC score nor the frequency of PACs identified patients with ESUS more likely to benefit from rivaroxaban therapy over aspirin for reducing recurrent stroke. However, patients with left atrial enlargement, particularly the nearly 10% of patients with ESUS and a left atrial diameter greater than 4.6 cm, appear to benefit substantially from rivaroxaban therapy for secondary stroke prevention. This result from exploratory analyses on a negative overall trial must be independently reproduced before influencing clinical management.

Supplement 1.

CONSORT Diagram

Supplement 2.

Trial protocol.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Supplement 1.

CONSORT Diagram

Supplement 2.

Trial protocol.


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