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Journal of the American Heart Association: Cardiovascular and Cerebrovascular Disease logoLink to Journal of the American Heart Association: Cardiovascular and Cerebrovascular Disease
. 2019 May 22;8(11):e011639. doi: 10.1161/JAHA.118.011639

Association of Mental Health Conditions With Participation in Cardiac Rehabilitation

Nirupama Krishnamurthi 1,3, David W Schopfer 1,3, Hui Shen 3, Mary A Whooley 1,2,3,
PMCID: PMC6585364  PMID: 31115253

Abstract

Background

Mental health conditions are associated with adverse cardiovascular outcomes in patients with ischemic heart disease, and much of this risk can be attributed to poor health behaviors. Although all patients with ischemic heart disease should be referred for cardiac rehabilitation (CR), whether patients with mental health conditions are willing to participate in CR programs is unknown. We sought to compare CR participation rates among patients with ischemic heart disease with versus without comorbid depression and/or posttraumatic stress disorder (PTSD).

Methods and Results

We used national electronic health records to identify all patients hospitalized for acute myocardial infarction or coronary revascularization at Veterans Health Administration hospitals between 2010 and 2014. Multivariable logistic regression models were used to determine whether comorbid depression/PTSD was associated with CR participation during the 12 months after hospital discharge. Of the 86 537 patients hospitalized for ischemic heart disease between 2010 and 2014, 24% experienced PTSD and/or depression. Patients with PTSD and/or depression had higher CR participation rates than those without PTSD or depression (11% versus 8%; P<0.001). In comparison to patients without PTSD or depression, the odds of participation was 24% greater in patients with depression alone (odds ratio, 1.24; 95% CI, 1.15–1.34), 38% greater in patients with PTSD alone (odds ratio, 1.38; 95% CI, 1.24–1.54), and 57% greater in patients with both PTSD and depression (odds ratio, 1.57; 95% CI, 1.43–1.74).

Conclusions

Among patients with ischemic heart disease, the presence of comorbid depression and/or PTSD is associated with greater participation in CR, providing an important opportunity to promote healthy lifestyle behaviors and reduce adverse cardiovascular outcomes among these patients.

Keywords: cardiac rehabilitation, depression, mental health, participation, posttraumatic stress disorder

Subject Categories: Secondary Prevention, Mental Health, Cardiovascular Disease


Clinical Perspective

What Is New?

  • In the Veterans Health Administration, patients with posttraumatic stress disorder and/or depression are more likely to participate in cardiac rehabilitation after hospitalization for myocardial infarction or coronary revascularization than patients without posttraumatic stress disorder or depression.

What Are the Clinical Implications?

  • This provides an important opportunity to engage patients with comorbid ischemic heart disease and mental health disorders in collaborative care, aiming to effectively manage both conditions to reduce future cardiovascular risk.

Cardiac rehabilitation (CR), with a focus on exercise‐based training, is a class I recommendation from the American Heart Association and the American College of Cardiology for patients with coronary heart disease.1, 2, 3, 4, 5, 6 It is a cost‐effective means of reducing cardiovascular mortality and improving health‐related quality of life in patients with ischemic heart disease.1, 7, 8, 9 Among patient characteristics that may influence participation and adherence to CR, mental health disorders are of particular interest because they have the potential to both increase the risk of cardiovascular disease and act as a barrier against cardiovascular disease prevention.

The association of cardiovascular disease with mental health disorders is well established.10, 11, 12, 13, 14, 15, 16 Poor health behaviors, such as physical inactivity, smoking, unhealthy diet, and medication nonadherence, have been shown to contribute to an increased risk of cardiovascular disease in this population.16, 17, 18, 19, 20, 21, 22, 23, 24, 25 Because the goal of CR is to reduce cardiovascular events by addressing poor health behaviors, patients with mental health disorders might greatly benefit from this service. However, several prior studies have suggested that mental health disorders, particularly depression, may be a barrier to participation in CR.26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 36, 37, 38, 39 On the contrary, a recent study conducted on 158 991 Centers of Medicare and Medicaid beneficiaries hospitalized for acute myocardial infarction (MI) in 2008 found that patients with depression were more likely than those without depression to participate in CR after MI.40 Given the large burden of both cardiovascular and mental health disease in the veteran population, this research question is highly relevant to the Veterans Health Administration (VA). Therefore, we sought to determine whether veterans with depression and/or posttraumatic stress disorder (PTSD) were more or less likely than those without depression or PTSD to participate in CR after hospitalization for MI or coronary revascularization.

Methods

The data cannot be made available publicly to researchers for purposes of reproducing the results or replicating the procedure due to protected health information. However, analytic methods used in this article can be made available to other researchers on request.

We used electronic medical record data from the national VA Corporate Data Warehouse for our study. The VA is a national healthcare system with 152 hospitals. All patients who were hospitalized for ischemic heart disease (defined as acute MI, percutaneous coronary intervention [PCI], or coronary artery bypass grafting [CABG]) at any VA facility across the nation between 2010 and 2014 were included in the analysis. The International Classification of Diseases, Ninth Revision (ICD‐9), Current Procedural Terminology, and Healthcare Common Procedure Coding System codes used to identify these patients were as follows:

  • MI: ICD‐9 code 410.x.

  • PCI: ICD‐9 codes 00.66, 17.55, and 36.0x; Current Procedural Terminology codes 92973, 92974, 92980 to 92982, 92984, 92995, and 92996; and Healthcare Common Procedure Coding System codes G0290 and G0291.

  • CABG: ICD‐9 codes 36.10 to 36.16, 36.19, and 36.20; Current Procedural Terminology codes 33510 to 33514, 33516 to 33519, 33521 to 33523, 33530, 33533 to 33536, 33572, 35600, and 93564; and Healthcare Common Procedure Coding System codes S2205 to S2209.

We extracted data on CR participation using stop code 231 and/or Current Procedural Terminology codes 93797, 93798, S9472, S9473, G0422, and G0423. Participation was defined as having ≥2 CR encounters within 1 year of discharge. The reason for requiring 2 (versus 1) sessions was that initial sessions are sometimes devoted to registration and intake interviews, and we wanted to ensure that the definition of participation included at least one session of exercise training and/or health behavior education. Because only 34 VA facilities have on‐site CR programs, and it is common practice to refer patients to non‐VA programs that are paid for by the VA, we evaluated both VA and non‐VA CR. Data on comorbid conditions were extracted from the Corporate Data Warehouse, along with information on patient demographics. Comorbid conditions were defined as 1 inpatient or ≥2 outpatient encounters identified by ICD‐9 codes (Table S1) in the 1 year before index hospitalization. Comorbid PTSD and depression status were defined similarly using the following ICD‐9 codes:

  • Depression: codes 296.2x, 296.3x, 296.5x, 300.4, 309.x, and 311.xx.

  • PTSD: code 309.81.

Normality of distribution of age was tested, and difference in mean age between patients with no PTSD/depression, only PTSD, only depression, and both PTSD and depression was assessed using ANOVA. χ2 Tests were used to look at differences in distribution of categorical variables between the 4 groups. We used multivariable logistic regression to predict CR participation, adjusting for demographics, comorbid conditions, and indication for CR. We also calculated adjusted CR participation rates by PTSD/depression status. In addition, we calculated the number of distinct days that patients had an outpatient visit at a VA facility during the 1 year before hospitalization for MI, PCI, or CABG and stratified patients as “low” and “high” healthcare users with the 50th percentile as a cutoff. We conducted a sensitivity analysis to examine the effect of ambulatory care use by calculating and comparing adjusted participation rates between low and high healthcare users. All statistical analyses were performed using SAS Enterprise Guide, version 7.15 HF3 (SAS Institute, Cary, NC), and STATA, version 15.1 (StataCorp, College, TX), statistical packages.

This study was funded by the VA Quality Enhancement Research Initiative and approved by the San Francisco VA and the University of California, San Francisco, Institutional Review Boards. The requirement for informed consent was waived.

Results

Between 2010 and 2014, 86 537 patients were hospitalized for MI, PCI, or CABG at a VA facility (Table 1). The patients were 67 years old on average and predominantly men (98%), white (79%), and non‐Hispanic (91%). Overall, 24% (20 372/86 537) experienced PTSD and/or depression. The indication for CR was PCI in 44%, MI in 35%, and CABG in 21% of patients. Among the 86 537 patients, only 8.7% (n=7568) participated in ≥2 sessions of CR. However, among patients with PTSD and/or depression, the CR participation rate was 10.7%.

Table 1.

Characteristics of Veterans Hospitalized for Ischemic Heart Disease Between 2010 and 2014 by PTSD/Depression Status

Characteristicsb All (N=86 537) No PTSD or Depression (N=66 165) Depression Only (N=11 424) PTSD Only (N=4077) PTSD and Depression (N=4871)
Age, mean±SD, y 66.75±9.50 67.38±9.64 65.00±9.62 65.05±7.32 63.72±7.34
Sex
Women 1508 (1.7) 971 (1.5) 366 (3.2) 48 (1.2) 123 (2.5)
Men 85 029 (98.3) 65 194 (98.5) 11 058 (96.8) 4029 (98.8) 4748 (97.5)
Racea
White 68 701 (79.4) 52 550 (79.4) 9259 (81.0) 3138 (77.0) 3754 (77.1)
Black 10 913 (12.6) 8200 (12.4) 1414 (12.4) 568 (13.9) 731 (15.0)
Other 1613 (1.9) 1189 (1.8) 193 (1.7) 111 (2.7) 120 (2.5)
Ethnicitya
Not Hispanic 78 933 (91.2) 60 473 (91.4) 10 364 (90.7) 3676 (90.2) 4420 (90.7)
Hispanic/Latino 4470 (5.2) 3176 (4.8) 722 (6.3) 259 (6.4) 313 (6.4)
Marital statusa
Married 44 001 (50.8) 33 785 (51.1) 5027 (44.0) 2430 (59.6) 2759 (56.6)
Separated/divorced 27 748 (32.1) 20 786 (31.4) 4271 (37.4) 1167 (28.6) 1524 (31.3)
Widowed 7847 (9.1) 6238 (9.4) 1100 (9.6) 224 (5.5) 285 (5.9)
Single 6842 (7.9) 5273 (8.0) 1018 (8.9) 251 (6.2) 300 (6.2)
Region
Midwest 21 038 (24.3) 16 204 (24.5) 2909 (25.5) 816 (20.0) 1109 (22.8)
Southeast 18 830 (21.8) 14 168 (21.4) 2676 (23.4) 920 (22.6) 1066 (21.9)
North Atlantic 16 997 (19.6) 13 232 (20.0) 2041 (17.9) 861 (21.1) 863 (17.7)
Continental 15 574 (18.0) 11 585 (17.5) 2256 (19.7) 740 (18.2) 993 (20.4)
Pacific 14 098 (16.3) 10 976 (16.6) 1542 (13.5) 740 (18.2) 840 (17.2)
Indication for CR
Acute myocardial infarction 30 287 (35.0) 22 487 (34.0) 4752 (41.6) 1372 (33.7) 1676 (34.4)
Coronary artery bypass grafting 18 205 (21.0) 14 903 (22.5) 1767 (15.5) 796 (19.5) 739 (15.2)
Percutaneous coronary intervention 38 045 (44.0) 28 775 (43.5) 4905 (42.9) 1909 (46.8) 2456 (50.4)
Comorbid conditions
Hypertension 69 243 (80.0) 51 048 (77.2) 10 250 (89.7) 3582 (87.9) 4363 (89.6)
Dyslipidemia 62 911 (72.7) 45 811 (69.2) 9600 (84.0) 3332 (81.7) 4168 (85.6)
Diabetes mellitus 38 792 (44.8) 28 022 (42.4) 6074 (53.2) 2063 (50.6) 2633 (54.1)
Heart failure 20 339 (23.5) 14 700 (22.2) 3528 (30.9) 894 (21.9) 1217 (25.0)
Stroke 6279 (7.3) 4209 (6.4) 1284 (11.2) 299 (7.3) 487 (10.0)
Peripheral vascular disease 14 962 (17.3) 10 876 (16.4) 2414 (21.1) 731 (17.9) 941 (19.3)
Chronic obstructive pulmonary disease 18 796 (21.7) 12 936 (19.6) 3323 (29.1) 1060 (26.0) 1477 (30.3)
Chronic kidney disease 15 752 (18.2) 11 696 (17.7) 2511 (22.0) 646 (15.8) 899 (18.5)
Valvular heart disease 15 616 (18.0) 11 624 (17.6) 2399 (21.0) 673 (16.5) 920 (18.9)
Arrhythmias 20 431 (23.6) 15 407 (23.3) 3017 (26.4) 917 (22.5) 1090 (22.4)
Cancer 11 832 (13.7) 8892 (13.4) 1742 (15.2) 526 (12.9) 672 (13.8)
Dementia 1693 (2.0) 1033 (1.6) 440 (3.9) 91 (2.2) 129 (2.6)
Anemia 14 661 (16.9) 10 356 (15.7) 2668 (23.4) 642 (15.7) 995 (20.4)
Alcohol abuse/dependence 6222 (7.2) 3133 (4.7) 1638 (14.3) 488 (12.0) 963 (19.8)
Tobacco use 27 112 (31.3) 18 648 (28.2) 4777 (41.8) 1518 (37.2) 2169 (44.5)
Obesity 13 390 (15.5) 8913 (13.5) 2465 (21.6) 819 (20.1) 1193 (24.5)
CR
Yes 7568 (8.7) 5397 (8.2) 1130 (9.9) 445 (10.9) 596 (12.2)
No 78 969 (91.3) 60 768 (91.8) 10 294 (90.1) 3632 (89.1) 4275 (87.8)

Data are given as number (percentage) of each group, unless otherwise indicated. CR indicates cardiac rehabilitation; PTSD, posttraumatic stress disorder.

a

Number of patients with missing race, n=5310 (6.1%); missing ethnicity, n=3134 (3.6%); and missing marital status, n=99 (0.1%).

b

Patient characteristics were compared across the 4 categories of PTSD/depression status using ANOVA for age and χ2 tests for categorical variables. P<0.0001 for all variables.

Among the 20 372 patients with PTSD and/or depression, 11 424 (56%) experienced depression alone, 4077 (20%) experienced PTSD alone, and 4871 (24%) experienced both depression and PTSD (Table 1). The CR participation rate was 8.2% in patients without depression or PTSD, 9.9% in patients with depression alone, 10.9% in patients with PTSD alone, and 12.2% in those with both PTSD and depression.

Upon running logistic regression models to further evaluate the association between depression, PTSD, and CR participation, we found that, compared with patients who had neither depression nor PTSD, those with depression alone had a 24% greater odds (odds ratio [OR], 1.24; 95% CI, 1.16–1.33), those with PTSD alone had a 39% greater odds (OR, 1.39; 95% CI, 1.25–1.54), and those with both depression and PTSD had a 54% greater odds (OR, 1.54; 95% CI, 1.40–1.69) of participating in CR on unadjusted analysis (Table 2). These associations remained statistically significant after adjusting for age, sex, race, ethnicity, marital status, region, indication for CR, and comorbid health conditions (models 1‐4). After adjusting for all covariates, patients with both PTSD and depression had a 57% greater odds (OR, 1.57; 95% CI, 1.43–1.74) of participating in CR than those without depression or PTSD.

Table 2.

Multivariable Logistic Regression Models Evaluating PTSD and Depression as Predictors of CR Participation

Variable Odds Ratio (95% CI)*
Unadjusted Model 1 Model 2 Model 3 Model 4
No PTSD or depression Reference Reference Reference Reference Reference
Depression only 1.24 (1.16–1.33) 1.19 (1.11–1.27) 1.17 (1.09–1.26) 1.26 (1.17–1.35) 1.24 (1.15–1.34)
PTSD only 1.39 (1.25–1.54) 1.34 (1.20–1.49) 1.36 (1.22–1.51) 1.43 (1.28–1.59) 1.38 (1.24–1.54)
PTSD and depression 1.54 (1.40–1.69) 1.45 (1.32–1.60) 1.46 (1.33–1.61) 1.62 (1.47–1.78) 1.57 (1.43–1.74)

Model 1: adjusted for age and sex. Model 2: adjusted for age, sex, race, ethnicity, marital status, and region. Model 3: adjusted for age, sex, race, ethnicity, marital status, region, and indication for CR. Model 4: adjusted for age, sex, race, ethnicity, marital status, region, indication for CR, and comorbid conditions. CR indicates cardiac rehabilitation; PTSD, posttraumatic stress disorder.

When calculating multivariable adjusted CR participation rates by PTSD/depression status, we found that among patients without PTSD or depression, only 8.3% participated in ≥2 sessions of CR. In comparison, 10.1% of patients with depression alone, 11% of patients with PTSD alone, and 12.3% of patients with both PTSD and depression participated in CR. Overall CR participation rates increased steadily from 2010 to 2014. However, the association of PTSD/depression with higher participation stayed the same (Figure). Patients with both PTSD and depression had the highest adjusted rates of CR participation across all years, approaching 14.5% in 2014.

Figure 1.

Figure 1

Adjusted cardiac rehabilitation participation rates by posttraumatic stress disorder (PTSD)/depression status and year.

The median number of days during which patients had an outpatient visit at a VA facility during the 1 year before hospitalization was 27. Using this median cut point, 52% (45 255/86 537) were categorized as low ambulatory healthcare users, with ≤27 outpatient visit days, and 48% were classified as high users. Among high users, patients with PTSD and/or depression continued to experience higher odds of CR participation in comparison to patients without PTSD or depression (Table 3). Among low users, patients with PTSD alone or PTSD and depression were more likely to participate in CR, but those with depression did not have significantly different odds of participation in comparison to those without PTSD or depression (OR, 1.12; 95% CI, 0.99–1.26).

Table 3.

Multivariable Regression Analysisb and Adjusted CR Participation Rates, Stratified by Level of Ambulatory Healthcare Use

Variable Odds Ratio (95% CI)a Adjusted Participation Rate, %
Low Users High Users Low Users High Users
No PTSD or depression Reference Reference 8.8 7.8
Depression only 1.12 (0.99–1.26) 1.37 (1.24–1.51) 9.7 10.2
PTSD only 1.27 (1.06–1.52) 1.49 (1.30–1.71) 10.8 10.9
PTSD and depression 1.43 (1.16–1.75) 1.66 (1.48–1.87) 12.0 12.2

CR indicates cardiac rehabilitation; PTSD, posttraumatic stress disorder.

a

Low and high ambulatory healthcare users: defined using a cutoff of the 50th percentile of the distribution of distinct number of days that patients had an outpatient clinic visit at a Veterans Health Administration facility in the 1 year before hospitalization for myocardial infarction, percutaneous coronary intervention, or coronary artery bypass grafting. The 50th percentile for this population was 27 visit days.

b

Logistic regression models included age, sex, race, ethnicity, marital status, region, indication for CR, and comorbid conditions as covariates.

Discussion

CR is currently a class I recommendation for secondary prevention in patients with coronary heart disease.1, 2, 3, 4, 5, 6 Our study found that depression and PTSD were highly predictive of participation in CR among veterans hospitalized for MI, PCI, or CABG. Although overall CR participation rates have increased over time, the difference in rates by PTSD/depression status has been consistent. This provides an important opportunity to engage these patients not only in treatment for their mental health condition but to promote healthy lifestyle changes that will reduce risk of cardiovascular events.

Our results differ from several prior studies that have reported lower participation in CR among patients with mental health disorders.26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 36, 37, 38, 39 However, many of these studies had small sample sizes and examined populations that were referred to CR (rather than eligible for CR). If eligible patients with mental health disorders were more likely to agree to referral, examining the referred patients could have missed any effect of mental health disorders on participation. In addition, most prior studies have evaluated patients referred to a single CR program, whereas we examined national CR participation rates across multiple programs. More importantly, our findings are consistent with those of one prior study that examined national participation rates. Among 158 991 Centers of Medicare and Medicaid beneficiaries hospitalized for MI in 2008, this study found that patients with depression were more likely than those without depression to participate in CR after MI.40 These findings suggest that, among all patients eligible for CR, those with mental health conditions are more likely to participate. Compared with this Medicare population, the VA population in our study had a far lower percentage of women and a much higher prevalence of depression. However, the results point to important evidence that, across different patient populations and healthcare systems, mental health disorders may not be barriers to CR participation.

We were not able to determine why patients with mental disorders were more likely to participate in CR. It seems less likely that patients with mental health disorders, particularly those with severe PTSD or depressive symptoms, might agree to CR referral; yet, paradoxically, we found that they were more likely to seek help. One possible explanation is that a greater connection to health care among patients with mental health disorders might offer more opportunities to enroll, as evidenced by our findings after stratification by healthcare use. Another possibility is that providers might be more likely to refer patients who have poor health behaviors, and the presence of mental health conditions is associated with poor health behaviors. A third possibility is that the presence of a mental health disorder could increase a patient's interest in the social support aspects of CR. Although there is need to study this association qualitatively, the results compel the exploration of mental health care as an opportunity for primordial and primary prevention of cardiovascular diseases, more colloquially called prehabilitation.

Conversely, greater participation in CR also provides a unique opportunity to help patients obtain treatment for mental health disorders and improve their health behaviors. CR offers the opportunity to improve mental health care by use of the collaborative care model.41 Prior studies have shown that CR is associated with a reduction in depressive symptoms among patients with depression.42, 43, 44 Whether treatment of depression is associated with a reduction in cardiovascular events is still debatable, and there is limited evidence from some clinical trials suggesting longer survival rates among patients treated for depression who had a significant improvement in depressive symptoms in comparison to those who had no significant change in depressive symptoms.45, 46 However, CR for patients with mental health disorders offers opportunities to explore new models of multidisciplinary care aimed at improving the poor health behaviors associated with mental health disorders with the aim of improving cardiovascular health.

Our study does have several limitations. First, we relied on data from electronic health records and were unable to validate concurrent depression and PTSD through chart review. Second, we were unable to determine the severity of depression and PTSD or account for medication use. Third, our population consisted predominantly of older men, limiting the generalizability of our results. Finally, although some VA facilities offer patients a choice between home‐ and facility‐based CR programs, the same stop code is used for both types of CR. Therefore, there was no way for us to evaluate whether the association of mental health conditions with participation differed for home‐ versus facility‐based CR programs.

Conclusions

Among veterans hospitalized for MI, PCI, or CABG, those with depression and/or PTSD were significantly more likely to participate in CR than those without depression and/or PTSD. These findings suggest that mental health conditions may not be a barrier to CR and that CR may, in fact, provide an opportunity for greater mental health care and support.

Sources of Funding

The study was funded by the Veterans Health Administration Quality Enhancement Research Initiative.

Disclosures

None.

Supporting information

Table S1. List of ICD‐9 Codes Used to Define Comorbid Conditions in Veterans Hospitalized With Ischemic Heart Disease Between 2010–2014

(J Am Heart Assoc. 2019;8:e011639 DOI: 10.1161/JAHA.118.011639.)

This study was presented in abstract form at the American Heart Association's Epidemiology and Prevention, Lifestyle and Metabolic Health Scientific Sessions, March 20 to 23, 2018, in New Orleans, LA.

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Associated Data

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Supplementary Materials

Table S1. List of ICD‐9 Codes Used to Define Comorbid Conditions in Veterans Hospitalized With Ischemic Heart Disease Between 2010–2014


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