Significance
Considering that Alzheimer’s disease (AD) is a chronic disease progressing over a long period of time, even a slight increase of BACE1 expression may have a profound effect on Aβ accumulation. We describe a previously unknown mechanism that negatively regulates BACE1 and BACE1-AS expression and demonstrate its pivotal role in the progression of Aβ and Tau pathologies and cognitive impairment in two mouse models of AD. Given the recent failures of the clinical trials using enzymatic inhibitors of BACE1, it is critical to explore alternative approaches such as down-regulating BACE1 and BACE1-AS transcription. Our finding that NRF2 negatively regulates BACE1 and BACE1-AS therefore suggests a potential for disease modification by NRF2-activating phytochemicals or synthetic small molecules in AD.
Keywords: NRF2, BACE1, Alzheimer’s disease, 3xTg-AD mice, 5xFAD mice
Abstract
BACE1 is the rate-limiting enzyme for amyloid-β peptides (Aβ) generation, a key event in the pathogenesis of Alzheimer’s disease (AD). By an unknown mechanism, levels of BACE1 and a BACE1 mRNA-stabilizing antisense RNA (BACE1-AS) are elevated in the brains of AD patients, implicating that dysregulation of BACE1 expression plays an important role in AD pathogenesis. We found that nuclear factor erythroid-derived 2-related factor 2 (NRF2/NFE2L2) represses the expression of BACE1 and BACE1-AS through binding to antioxidant response elements (AREs) in their promoters of mouse and human. NRF2-mediated inhibition of BACE1 and BACE1-AS expression is independent of redox regulation. NRF2 activation decreases production of BACE1 and BACE1-AS transcripts and Aβ production and ameliorates cognitive deficits in animal models of AD. Depletion of NRF2 increases BACE1 and BACE1-AS expression and Aβ production and worsens cognitive deficits. Our findings suggest that activation of NRF2 can prevent a key early pathogenic process in AD.
Alzheimer’s disease (AD) is the most common type of dementia and is characterized by accumulation of amyloid-β (Aβ) plaques and neurofibrillary tangles, synaptic and neuronal loss, and cognitive decline. BACE1 is the only β-secretase responsible for the production of Aβ and therefore plays a key role in the pathogenesis of AD (1–3). A long noncoding RNA transcribed from the opposite strand of BACE1 (BACE1-AS) stabilizes BACE1 mRNA by forming a heteromeric RNA duplex (4). BACE1 mRNA and protein levels as well as BACE1-AS transcript are abnormally elevated in postmortem brain tissue from patients with AD (4–8). A small increase in BACE1 induces a dramatic increase in Aβ production (9), and inhibitors of BACE1 enzyme activity are being pursued as a therapeutic strategy for AD (10). Genetic reduction of BACE1 or BACE1-AS levels reduces Aβ plaque pathology in mouse models of AD (4, 11–13), suggesting that identification of transcriptional repressors of BACE1 gene expression could provide an avenue for intervention in AD.
Nuclear factor erythroid-derived 2-related factor 2 (NRF2/NFE2L2) is a transcription factor that binds to the antioxidant response elements (AREs) and regulates a variety of cytoprotective and detoxification genes (14). In the inactive state, kelch-like ECH-associated protein1 (KEAP1) binds to NRF2 and retains it in the cytoplasm where it is degraded by proteasomes (15, 16). NRF2 activators, such as sulforaphane and tert-butylhydroquinone (tBHQ), modify cysteine residues of KEAP1, leading to conformational change and disrupting the KEAP1-NRF2 interaction, and accumulated NRF2 then translocates to the nucleus and transactivates target genes by binding to their AREs (17, 18). NRF2 levels are reduced, and NRF2 is localized predominately in the cytoplasm of hippocampal neurons of AD patients (19). In addition, altered expression of NRF2 target genes is associated with Aβ pathology in AD animal models (20–22). Here we show that NRF2 is a negative regulator of BACE1 expression that can ameliorate Aβ pathology and cognitive deficits in mouse models of AD.
Results
Association of NRF2 and BACE1 with AD.
To investigate the association of NRF2 with Alzheimer’s disease, we first analyzed RNA-sequencing (RNA-seq) data from the Allen Brain Institute’s Aging, Dementia, and TBI Study. Since several samples, however, showed the abnormal pathological features, we selected AD samples (n = 38) revealing AD neuropathological features, i.e., Aβ42 secretion, Aβ42/Aβ40 ratio, and presence of amyloid plaques, and control samples (n = 34) not showing AD-related markers. Using these selected samples, we found that the number of NRF2 reads is significantly reduced in AD patients compared with controls, whereas BACE1 is elevated in AD (Fig. 1 A and B). The number of reads for KEAP1, γ-secretase complex [Presenilin 1(PSEN1), Nicastrin, APH-1α, and PEN-2], and APP were not different between control and AD brains (SI Appendix, Fig. S1). Linear regression analysis revealed a significant negative correlation between NRF2 levels and Aβ plaque accumulation (Fig. 1C). In contrast, a positive correlation was found between BACE1 levels and Aβ plaque accumulation (Fig. 1D). While the samples showing high NRF2 read numbers reveal lower Aβ plaque load, low read numbers of NRF2 transcript are related to higher Aβ plaque amounts (Fig. 1 E and F).
Then, we determined the levels of NRF2 and BACE1 in postmortem brain tissue from AD patients and age-matched neurologically normal subjects (SI Appendix, Methods). In AD subjects, NRF2 protein levels were reduced by 50% compared with nondemented controls, whereas BACE1 levels were significantly elevated, as were levels of Aβ (Fig. 1 G and H). These BACE1 increases corresponded with increases in BACE1 activity and Aβ production in AD brains (Fig. 1 I and J). In accord with RNA-seq data, the protein levels of KEAP1, γ-secretase complex, and APP were not different between control and AD (Fig. 1 G and H). These data revealed that NRF2 expression is strongly reduced in AD patients.
NRF2 Negatively Regulates the Transcription of BACE1 and BACE1-AS.
We next analyzed the expression of Bace1 in mouse embryonic fibroblasts (MEFs) from Keap1−/−, Nrf2−/−, and wild-type (WT) mice. We found that the levels of Bace1 and Bace1-AS transcript were increased in Nrf2−/− MEFs compared with WT MEFs, whereas Bace1 and Bace1-AS transcript levels were decreased in Keap1−/− MEFs that exhibit NRF2 accumulation as a result of defective KEAP1-mediated NRF2 degradation (Fig. 2 A and B). As expected, expression of the known NRF2 target gene Heme oxygenase 1(Ho-1) was substantially reduced in Nrf2−/− MEFs and increased in Keap1−/− MEFs (Fig. 2 A and B). Bace1 and Bace1-AS expression was significantly increased in the brains of 12-month-old Nrf2−/− mice compared with WT mice, suggesting that NRF2 negatively regulates Bace1 and Bace1-AS gene expression (Fig. 2 C and D). Knockdown of NRF2 in human neuronal SH-SY5Y cells using RNA interference technology increased the expression of BACE1 and BACE1-AS and reduced HO-1 expression (Fig. 2 E and F). Conversely, reduction of KEAP1 increased NRF2 levels, suppressed BACE1 and BACE1-AS expression, and increased HO-1 expression (Fig. 2 E and F). On the other hand, ectopic expression of NRF2 led to decreased BACE1 and BACE1-AS levels, whereas BACE1 and BACE1-AS levels were increased when KEAP1 was overexpressed (Fig. 2 G and H). Consistent with these findings, we also observed that two pharmacological NRF2 inducers, sulforaphane and tBHQ, significantly down-regulated BACE1 and BACE1-AS and up-regulated the NRF2 target gene HO-1 (SI Appendix, Fig. S2 A–D). Together, these results suggest that NRF2 negatively regulates BACE1 and BACE1-AS gene transcription.
NRF2 Binds to the AREs of BACE1 and BACE1-AS Promoters and Suppresses Their Expression.
We next investigated the possibility that BACE1 and BACE1-AS are direct target genes of the transcription factor NRF2. Sequence analysis using USCS Genome Browser revealed four, four, three, and one putative AREs in the proximal promoter regions of human BACE1, human BACE1-AS, mouse Bace1, and mouse Bace1-AS, respectively (SI Appendix, Figs. S3–S6). We performed chromatin immunoprecipitation (ChIP) assays and found that NRF2 binding to ARE1 in human BACE1 promoter was increased in sulforaphane-treated SH-SY5Y cells compared with controls, with no significant changes seen at the other ARE sites in human BACE1 promoter (Fig. 3A). In human BACE1-AS promoter, NRF2 binding to ARE1 and ARE2 was significantly enhanced by sulforaphane treatment (Fig. 3B). Sulforaphane increased binding of NRF2 to the ARE sites of the HO-1 and NAD(P)H:quinone oxidoreductase 1 (NQO1) promoters (Fig. 3 A and B). By in vivo ChIP analysis, we also detected prominently enhanced binding of NRF2 to ARE3 of the mouse Bace1 promoter and ARE1 of mouse Bace1-AS promoter in the brain tissues of sulforaphane-treated WT mice compared with vehicle-treated mice (SI Appendix, Fig. S7 A and B).
We generated a series of point mutants for the human BACE1 promoter-driven reporters and compared their promoter activities. Disruption of ARE1 of the human BACE1 promoter by site-directed mutagenesis (mutations of conserved nucleotides in the consensus sequence: TGANNNNGC) led to an ∼2.5-fold enhancement of promoter activity compared with the WT promoter (Fig. 3C). Moreover, when the ARE1 site was mutated, sulforaphane-mediated NRF2 activation barely suppressed human BACE1 promoter transcription, whereas WT and other ARE mutants showed significant responses to the treatment of sulforaphane (Fig. 3C). To confirm that the AREs of mouse Bace1 and Bace1-AS promoters were functional, we constructed WT and point mutant mouse Bace1 and Bace1-AS promoter-driven reporters and tested their activities in mouse neuronal HT22 cells. We found that the reporter activities of WT mouse Bace1and Bace1-AS promoters were significantly decreased by NRF2 induction, while ARE3-mutated mouse Bace1 and ARE1-mutated Bace1-AS promoters did not respond to NRF2 induction (SI Appendix, Fig. S7 C and D).
To investigate how NRF2 can function as both a transcriptional activator and a repressor, we changed the ARE1 sequence of the BACE1 promoter (GCTCCCTCA) into the ARE sequence of the HO-1 promoter (GCTGAGTCA) and compared the promoter activities. The WT BACE1 promoter showed significantly reduced activity in response to the NRF2 inducer tBHQ (Fig. 3D). Activity of the BACE1 promoter lacking ARE1 (BACE1-ΔARE1) was not affected by tBHQ, whereas activity of the BACE1 promoter in which ARE1 was replaced with the ARE of HO-1 (BACE1-HO-1 ARE) was significantly increased by tBHQ treatment (Fig. 3D). These results indicate that differences in nonconserved sequences within the ARE sequence (TGANNNNGC) determine whether NRF2 acts as a transcriptional activator or repressor.
We next asked whether the NRF2 binding element of the BACE1 promoter in the human genome responds to endogenous NRF2. CRISPR interference (CRISPRi) technology (23, 24) was used to direct a catalytically inactive Cas9 (dCas9) to the ARE1 of BACE1 promoter with guide RNA (gRNA) to interfere with NRF2 binding to the site (Fig. 3E). We found that CRISPRi abolished NRF2-mediated repression of BACE1 expression (Fig. 3 F and G). Sulforaphane, an NRF2 inducer, reduced Bace1 and Bace1-AS transcripts and increased Nqo1 transcript levels in WT MEFs, while these effects of sulforaphane were lost in Nrf2−/− MEFs (Fig. 3H). Sulforaphane-mediated reduction of Bace1 and Bace1-AS transcript levels did not occur in brain tissues of Nrf2−/− mice (Fig. 3I). Together, these results demonstrate that NRF2 inducers suppress the transcription of Bace1 and Bace1-AS genes in an NRF2-dependent manner.
We also determined whether NRF2 affects the expression of γ-secretase components or the activity of γ-secretase. When we transfected SH-SY5Y cells with NRF2 or KEAP1 cDNA expression plasmids, the protein levels of five different components of γ-secretase complex were not changed (SI Appendix, Fig. S8 A and B). Further, we examined γ-secretase activity using luciferase-based γ-secretase activity assay. Overexpression of NRF2 or KEAP1 did not alter γ-secretase activity (SI Appendix, Fig. S8 A and B). Also, sulforaphane, an NRF2 activator, did not affect γ-secretase activity, whereas DAPT, a γ-secretase direct inhibitor, significantly reduced the γ-secretase activity (SI Appendix, Fig. S8B). These data suggest that NRF2 activation may not affect the γ-secretase pathway to alter amyloidosis.
NRF2-Mediated Reduction of Bace1 and Bace1-AS Expression Is Independent of ROS Regulation.
Since a number of NRF2-regulated genes control oxidative stress, and Bace1 expression can be regulated by reactive oxygen species (ROS), we determined whether the NRF2-mediated suppression of Bace1 and Bace1-AS expression depends on the ROS level. The ROS level was ∼10-fold up-regulated in Nrf2−/− MEFs compared with WT, whereas ROS levels in Keap1−/− MEFs were similar to WT MEFs (SI Appendix, Fig. S9A). However, Keap1−/− cells exhibited increased expression of Nrf2 and Ho-1 and reduced expression of Bace1 and Bace1-AS compared with WT cells (Fig. 2 A and B). Treatment with the antioxidant N-acetyl cysteine (NAC) significantly reduced ROS levels (SI Appendix, Fig. S9B), without affecting levels of Bace1 and Bace1-AS transcripts in cells lacking NRF2 (SI Appendix, Fig. S9 C and D). Down-regulation of NRF2 increased ROS levels in SH-SY5Y cells (SI Appendix, Fig. S9E), whereas NAC treatment did not affect the NRF2 knockdown-induced transcription of BACE1 and BACE1-AS (SI Appendix, Fig. S9 F and G). Interestingly, NAC treatment increased transcript levels of BACE1 and BACE1-AS, although ROS levels were significantly reduced by NAC treatment. Collectively, the data (SI Appendix, Fig. S9) suggest that NRF2-mediated reduction of BACE1 and BACE1-AS expression is independent of ROS regulation.
Deficiency of Nrf2 Accelerates Bace1 Expression, Aβ Pathology, and Cognitive Decline in 5xFAD Mice.
To elucidate whether Nrf2 deficiency mediates increased Bace1 expression, Aβ pathology, and associated cognitive deficits in AD, we ablated Nrf2 in 5xFAD mice (5xFAD;Nrf2−/−). The novel object recognition test showed no significant differences between 5xFAD and 5xFAD;Nrf2−/− mouse groups, but 5xFAD;Nrf2−/− mice showed substantial cognitive impairment in the passive avoidance test compared with 5xFAD mice (Fig. 4 A and B). In brain tissue, Bace1 and Bace1-AS expression levels were higher in Nrf2−/− mice than in WT mice, and 5xFAD;Nrf2−/− mice showed higher levels of Bace1 and Bace1-AS transcripts and BACE1 protein compared with Nrf2−/− and 5xFAD mice (Fig. 4 C and D). There was a significant increase in Aβ levels in 5xFAD;Nrf2−/− mice compared with 5xFAD mice, with Aβ levels below the limit of detection in WT and Nrf2−/− mice (Fig. 4D). As previously reported (5), a positive correlation was found between BACE1 expression levels and BACE1 activity in these mice groups (Fig. 4E). Aβ plaque loads in the hippocampus and cortex of 5xFAD;Nrf2−/− were significantly greater than in age-matched 5xFAD mice (Fig. 4 F and G and SI Appendix, Fig. S10). Brain deposition of Aβ42 was also significantly elevated in 5xFAD;Nrf2−/− mice compared with 5xFAD, whereas Aβ40 levels were not different in both mice groups (Fig. 4H). In the 5xFAD and 5xFAD;Nrf2−/− mice, the amounts of Aβ accumulation reflects Bace1 levels of each genotype. These findings suggest that Nrf2 deficiency accelerates cognitive decline through the induction of Bace1 and Bace1-AS resulting in accelerated Aβ pathology in AD mice.
NRF2 Inducer Sulforaphane Ameliorates Cognitive Deficits and Aβ Accumulation by Reducing Bace1 Expression in 5xFAD and 3xTg-AD Mice.
We next examined whether suppression of Bace1 expression by sulforaphane resulted in a delay of cognitive decline by reducing Aβ production in vivo. Two different animal models of AD, 5xFAD and 3xTg-AD mice, were treated every other day with sulforaphane for 8 wk. In the Morris water maze and passive avoidance tests, administration of sulforaphane improved the impaired learning and memory of 5xFAD and 3xTg-AD mice (Figs. 5 A and B and 6 A and B). Bace1 and Bace1-AS transcript levels were up-regulated in the brain tissues of 5xFAD mice compared with WT mice and were reduced in 5xFAD mice that had been treated with sulforaphane (Fig. 5 C and D). As in 5xFAD mice, Bace1 mRNA and protein levels were significantly decreased in brain tissues of sulforaphane-treated 3xTg-AD mice (Fig. 6 C and D). Brain deposition of Aβ was also significantly reduced in sulforaphane-treated 5xFAD and 3xTg-AD mice (Figs. 5 E–G and 6E). Tau is an important mediator of Aβ neurotoxicity, and Aβ clearance leads to reduction of Tau pathology in AD mice (25–28). To determine whether NRF2 activation influences tau phosphorylation, levels of phosphorylated Tau (pTau) were analyzed in sulforaphane- and vehicle-treated 3xTg-AD mice. Levels of pTau (PHF-1, Tau phospho Ser-198, and Tau phospho Thr-217) were significantly reduced in brain tissues of sulforaphane-treated 3xTg-AD mice compared with vehicle-treated mice (SI Appendix, Fig. S11A). Unexpectedly, total Tau level was increased in 10 mg/kg sulforaphane-treated 3xTg-AD mice. Immunohistochemical analysis confirmed that pTau (pS198) and Aβ (6E10) levels were decreased in sulforaphane-treated 3xTg-AD mice in a dose-dependent manner (SI Appendix, Fig. S11B).
Discussion
Although previous studies have shown the protective function of NRF2 against Aβ neurotoxicity, the role of NRF2 has been focused on the induction of antioxidant genes and autophagy-related genes (21, 29–31). Our findings reveal a previously unknown molecular mechanism that negatively regulates the expression of BACE1 and BACE1-AS by directly binding to the ARE sites of the mouse and human BACE1 and BACE1-AS promoters (Fig. 6F). Nrf2-deficient AD (5xFAD;Nrf2−/−) mice exhibited significantly elevated Bace1 and Bace1-AS expression, increased Aβ plaque pathology, and more severe cognitive impairment compared with 5xFAD and Nrf2−/− mice. Pharmacological activation of NRF2 suppressed BACE1 and BACE1-AS expression and Aβ production and ameliorated cognitive deficits and AD-related pathologies in 5xFAD and 3xTg-AD mice. While drugs that inhibit BACE1 enzyme activity are being developed (32–34), our findings suggest that down-regulation of BACE1 and BACE1-AS transcription is another viable approach. Bace1-deficient mice do not generate Aβ (2, 35), and the discovery of an APP mutation that reduces β-cleavage and protects against AD supports inhibition of BACE1 activity as a promising therapeutic strategy for AD (10, 36, 37).
The expression of BACE1 is regulated by complex mechanisms at both the transcription and translational levels, all of which appear to have a role in elevating BACE1 levels and activity in AD (38). Moreover, BACE1-AS, a natural antisense transcript to the BACE1 gene, increases BACE1 mRNA stability by forming a RNA duplex with the sense transcript; this duplex masks the binding site for miR-485–5p, thereby preventing the miRNA-mediated mRNA decay and translational repression of BACE1 (4, 39).
Aging is the strongest risk factor for AD. Evidence in several species shows that transcriptional activity of NRF2 declines with aging (40, 41), and it was recently reported that an NRF2 activator enhances lifespan in mice (42). Moreover, repressed NRF2 signaling contributes to the premature aging phenotype of Hutchinson–Gilford progeria syndrome (HGPS), while reactivation of NRF2 decreases ROS and restores cellular HGPS defects (43). NRF2 is predominantly cytoplasmic in hippocampal neurons, and NRF2-mediated transcription is suppressed in neurons of AD patients (19). The expression of both NRF2 and target genes of the NRF2-ARE pathway is reduced in old AD animals (29). NRF2 deficiency leads to enhanced autophagic dysfunction (21), phosphorylated-Tau (22, 44), and vulnerability to oxidative stress (45). Conversely, up-regulation of NRF2-ARE pathway protects neurons against oxidative proteotoxic stress (29, 46–48).
In most cases, NRF2 acts as a transcriptional activator that binds to the ARE site in the target gene promoter and increases the expression of the target gene. However, there are several reports suggesting that NRF2 negatively regulates the expression of certain genes (49, 50). One unresolved issue is how NRF2 is able to function as both activator and a repressor. Variation of four nucleotides between TGA and GC of the ARE (TGANNNNGC) might be associated with NRF2 acting as a transcriptional repressor. We tested this possibility by generating reporter vectors in which we converted the ARE1 sequence of human BACE1 promoter (GCTCCCTCA) into the ARE sequence of the HO-1 promoter (GCTGAGTCA), a gene induced by NRF2. NRF2 activation significantly increased the activity of BACE1 promoter substituted with HO-1 ARE but inhibited the original BACE1 promoter activity. Further studies are warranted to detail how these sequence differences contribute to the transcriptional repressor function of NRF2. NRF2 might also induce epigenetic changes in the BACE1 and BACE1-AS promoters. The Encyclopedia of DNA Elements (ENCODE) integrative analysis showed that there is an EZH2 binding site near to the ARE1 of BACE1 promoter (51). EZH2 is the epigenetic modifier forming H3K27me3 which is commonly associated with silencing of genes. Whether NRF2, located near ARE1 of BACE1 promoter, might recruit or interact with EZH2 to silence BACE1 expression requires further study.
Our findings suggest that, in addition to up-regulation of antioxidant enzymes, activators of NRF2 can modify a specific pathogenic molecular pathway involved in AD pathogenesis. The NRF2 inducer sulforaphane ameliorates AD-related cognitive deficits by reducing Bace1 and Bace1-AS expression and subsequently Aβ generation in both 5xFAD and 3xTg-AD mice. Consumption of vegetables is associated with reduced risk for AD (52), and sulforaphane is present in relatively high amounts in vegetables such as broccoli and leafy greens (53). Our findings suggest a potential for disease modification by NRF2-activating phytochemicals or synthetic small molecules in AD.
Materials and Methods
Animals and Behavioral Tests.
The sources, breeding protocols, housing conditions, experimental treatment procedures, and behavioral testing methods are detailed in SI Appendix, Methods. All animal experiments and procedures were approved by the Institutional Animal Care and Use Committee of Sungkyunkwan University.
Immunohistochemistry, Immunoblot, qPCR, and Chromatin Immunoprecipitation.
Methods for mouse brain tissue preparation, immunostaining, immunoblot analysis, quantitative analysis of mRNA expression, and chromatin immunoprecipitation are detailed in SI Appendix, Methods.
Cell Cultures and Experimental Treatments.
SH-SY5Y cells and HEK293T cells were purchased from ATCC, and Keap1−/− MEFs were graciously gifted by Masayuki Yamamoto, Tohoku University, Sendai, Japan. HT22, mouse hippocampal neuronal cells, were kindly gifted by David Schubert, Salk Institute for Biological Studies, La Jolla, CA. Methods for culture maintenance and experimental manipulations are detailed in SI Appendix, Methods.
Biochemical Assays.
Methods for luciferase, BACE1, and γ-secretase activity assays and for ELISA and ROS analyses are detailed in SI Appendix, Methods.
Statistical Analysis.
All statistical analyses were performed with Prism7 (GraphPad Software, San Diego, CA), using two-tailed Student’s t test, one-way ANOVA with Tukey’s, or two-way ANOVA. Data are expressed as mean ± SEM. Groups were considered significantly different when P < 0.05 (*P < 0.05, **P < 0.01, and ***P < 0.001).
SI Appendix contains additional data, including SI Appendix, Materials and Methods.
Supplementary Material
Acknowledgments
This research was supported by grants (2019R1A2C3011422, 2012R1A5A2A28671860, 2017M3C7A1048268, 2018M3C7A1021851) funded by the Basic Science Research Program through the National Research Foundation of Korea (NRF); the Ministry of Education, Science and Technology, Republic of Korea; and, in part, by the Intramural Research Program of the National Institute on Aging, National Institutes of Health (NIH).
Footnotes
The authors declare no conflict of interest.
This article is a PNAS Direct Submission. V.M.Y.L. is a guest editor invited by the Editorial Board.
This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1819541116/-/DCSupplemental.
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