Significance
The evolutionary origins of novel traits that define animal phyla have puzzled biologists for centuries. The possible antecedent of one such novelty that draws extensive discussion is that of the chordate central nervous system, which exists in a dorsoventrally inverse orientation relative to other bilaterally symmetric animals. Studies of chordates’ closest relatives, hemichordates and echinoderms, may provide insight into chordate origins. Using hemichordate and sea urchin larvae, we found that BMP signaling controls dorsoventral and neural patterning. Furthermore, alterations of BMP levels result in pronounced morphological changes reminiscent of a proposed intermediate stage in the emergence of the chordate body plan. Thus, our study provides an example of how molecular tinkering may lead to evolution of phylum-level novelties.
Keywords: chordate origins, indirect-developing hemichordates, dorsoventral patterning, neural patterning, BMP
Abstract
A defining feature of chordates is the unique presence of a dorsal hollow neural tube that forms by internalization of the ectodermal neural plate specified via inhibition of BMP signaling during gastrulation. While BMP controls dorsoventral (DV) patterning across diverse bilaterians, the BMP-active side is ventral in chordates and dorsal in many other bilaterians. How this phylum-specific DV inversion occurs and whether it is coupled to the emergence of the dorsal neural plate are unknown. Here we explore these questions by investigating an indirect-developing enteropneust from the hemichordate phylum, which together with echinoderms form a sister group of the chordates. We found that in the hemichordate larva, BMP signaling is required for DV patterning and is sufficient to repress neurogenesis. We also found that transient overactivation of BMP signaling during gastrulation concomitantly blocked mouth formation and centralized the nervous system to the ventral ectoderm in both hemichordate and sea urchin larvae. Moreover, this mouthless, neurogenic ventral ectoderm displayed a medial-to-lateral organization similar to that of the chordate neural plate. Thus, indirect-developing deuterostomes use BMP signaling in DV and neural patterning, and an elevated BMP level during gastrulation drives pronounced morphological changes reminiscent of a DV inversion. These findings provide a mechanistic basis to support the hypothesis that an inverse chordate body plan emerged from an indirect-developing ancestor by tinkering with BMP signaling.
In 1977, Jacob proposed that evolution does not produce novelties from scratch but instead operates by tinkering with what already exists (1). Specific mechanisms of how molecular tinkering might produce phylum-level body plan novelties remain largely unknown, however. The phylum Chordata is unique in possessing a dorsally located central nervous system (CNS) consisting of a hollow neural tube that is initially specified as a neural plate in the dorsal ectoderm (2, 3). Specification of the chordate neural plate is intimately linked to dorsoventral (DV) patterning, as both these processes depend on the dorsal inhibition of BMP signaling by antagonists, such as Chordin, which are secreted from the organizer during gastrulation (4, 5). BMP signaling is a conserved mechanism for DV patterning across diverse bilaterians (6); however, in chordates, BMP activity is high on the ventral side, where the mouth is located, while in other bilaterians, BMP signaling is active on the dorsal side (7, 8). This difference suggests that a DV axis inversion occurred in the lineage leading to the chordates (2), but the mechanistic basis for the inversion and its possible links to the evolutionary origin of the dorsal CNS remain elusive.
Chordates belong to deuterostomes, within which the two other phyla, Echinodermata and Hemichordata, form a clade called Ambulacraria, the closest group to the chordates (9). Thus, echinoderms and hemichordates may exhibit ancestral features that are useful for understanding chordate origins (Fig. 1A). Echinoderms have evolved a unique pentaradially symmetric body, although the larvae remain bilaterally symmetric (10). DV patterning of echinoderm sea urchin embryos is similar to that of other nonchordate bilaterians, depending on high BMP activity on the dorsal side (11). Ectopic activation of BMP signaling suppresses neurogenesis along the ciliary band (12), an embryonic ectodermal region positioned between the dorsal and ventral ectoderm (13). On the other hand, hemichordates retain a bilaterally symmetric body throughout their lives, and the adults have dorsal and ventral solid nerve cords, in addition to an elaborated epidermal nerve net that is concentrated anteriorly (14).
The possible homology between the chordate neural tube and the hemichordate adult nervous system has been discussed extensively. A study of the direct-developing hemichordate Saccoglossus kowalevskii revealed that the opposing expression of BMP on the dorsal midline and Chordin on the ventral midline regulates DV patterning (15). However, neural gene expression is not repressed by exogenous BMP treatments, suggesting that BMP signaling is not involved in the initial segregation of epidermal and neural ectoderm in this organism, although BMP may still pattern neural cell fates within its diffuse nervous system (15). This result suggests the possibility that centralization of the nervous system was evolved in the chordate lineage, leaving uncertainty as to whether the hemichordate adult nervous system could be homologous to the chordate CNS.
While direct-developing hemichordates develop directly into juveniles that resemble the adult form, embryos of indirect-developing hemichordates develop through tornaria larval stages that are morphologically similar to those of echinoderm larvae with a ciliary band nervous system (10, 14). Due to this similarity, in 1894, Garstang proposed that chordates may have evolved from the dipleurula-type larva, with fusion of the ciliary bands at the dorsal midline creating the characteristic neural tube of the chordates (16). His evolutionary scenario was modified and elaborated several times in the 1920s, arriving at the idea that the ancestral dipleurula larva metamorphosed into a sessile adult, similar to an adult ascidian (17). Garstang’s hypothesis has been disputed because it is not supported by modern molecular data suggesting that a DV inversion occurred in the chordate ancestor (3, 18, 19). Moreover, molecular phylogenomic data indicate that amphioxus, but not tunicates, occupies the basal position of chordates, suggesting that the chordate ancestor was motile rather than sedentary (20, 21).
To incorporate DV inversion into the chordate evolutionary model, Nielsen modified Garstang’s 1894 idea to propose that instead of moving dorsally, the ciliary bands fused ventrally to form the chordate neural tube; coincidently, the mouth would have moved dorsally, allowing the dipleurula larva to evolve into chordates (19). This modified hypothesis has been unexamined for 20 y, and it is unclear what specific changes in developmental programs would be required to drive chordate evolution from an indirect-developing ancestor.
To explore the Garstang/Nielsen hypothesis and gain insight into the origins of the DV inversion and the CNS in the chordate lineage, we investigated the DV and neural patterning mechanisms of an indirect-developing hemichordate, Ptychodera flava. We discovered that in P. flava, similar to chordates and echinoderms, BMP signaling controls DV patterning and represses neurogenesis. Furthermore, transient overactivation of BMP signaling during gastrulation blocks mouth formation and centralizes the nervous system to the ventral ectoderm in both hemichordate and sea urchin larvae. These morphological changes are similar to a proposed intermediate stage leading to the emergence of chordates with a dorsally located CNS in an inverse DV body axis relative to their ancestors. Moreover, the resulting mouthless neurogenic ventral ectoderm displays a medial-to-lateral organization similar to that of the chordate neural plate. These findings strongly suggest that the deuterostome ancestor was an indirect developer, and that tinkering with BMP signals is sufficient to drive morphological changes that might have led to the emergence of chordates. This study represents an example of how molecular tinkering may account for the evolutionary origins of novelties, and our results provide important insight into the possible origin of chordates.
Results
BMP Signaling Controls DV Patterning and Represses Neurogenesis in P. flava.
As early as the blastula stage of the P. flava embryo, expression of chordin in the ventral ectoderm is opposite the dorsal BMP-active domain, as monitored by immunostaining with an antibody against phospho-Smad1/5/8, a BMP signaling downstream effector (SI Appendix, Fig. S1A). Previous studies in P. flava also revealed that the bmp2/4 and chordin genes are expressed in the dorsal and ventral ectoderm, respectively, and that ectopic BMP signaling is sufficient to dorsalize the embryo (22, 23).
To determine the endogenous functions of BMP signaling, we treated P. flava zygotes with BMP signaling inhibitors, either LDN or DMH1, and observed the morphology of embryos at the gastrula stage, when the DV axis is normally distinguishable by dorsal extension of the mesoderm and ventral bending of the gut (Fig. 1B). The expression of several previously published and newly identified DV-marker genes was also examined (SI Appendix, Figs. S1B and S2). Inhibition of BMP signaling disrupted DV morphological characteristics, caused expansion of the ventral gene (gsc, bra, chordin, foxa, nkx2.1, and nkx2.2) expression domains, and reduced dorsal gene (dlx, msx, bmp2/4, and tbx2/3) expression (Fig. 1C and SI Appendix, Fig. S3A). At the tornaria stage, DMH1 treatment resulted in a circumferential mouth and the expanded expression of stomodeal genes (gsc, bra, and foxa) (SI Appendix, Fig. S3B). Intriguingly, in these embryos, expression domains of the genes marking the two neurogenic regions, the apical ectoderm (foxq2, sfrp1/5, and t-brain) and the ciliary bands (onecut and foxg), were expanded (Fig. 1 B and C and SI Appendix, Fig. S3A). Accordingly, the DV organization of serotonergic neurons in the apical ectoderm and the ciliary band neurons, labeled by anti-synaptotagmin B (synB), was disrupted (Fig. 1 B and C), supporting the notion that BMP signaling is required for both DV and neural patterning in P. flava embryos. Conversely, elevation of BMP activity caused opposite effects on DV gene expression, while repressing neurogenesis (Fig. 1D and SI Appendix, Fig. S3A).
We also examined the expression of elav, which codes for an RNA-binding protein expressed in neurons of many bilaterians and the adult P. flava nervous system (24). During P. flava embryogenesis, elav is expressed in cells scattered in several ectodermal domains, including the apical region and the ciliary band, as well as in some mesodermal cells (SI Appendix, Fig. S3C). In addition to its conserved role as a pan-neural marker, mesodermal expression is also observed in sea urchin and sea star embryos (25, 26). Similar to the aforementioned apical and ciliary band markers, the ectodermal expression of elav was expanded when BMP signaling was inhibited and disappeared when BMP signaling was elevated (SI Appendix, Fig. S3C). In those treated embryos, gastrulation occurred normally, suggesting that BMP does not act on whole-body anteroposterior patterning. These results demonstrate that in the indirect-developing hemichordate, BMP signaling controls DV patterning and represses neurogenesis, similar to what is seen in many bilaterians, including chordates and echinoderms (Fig. 1A). Given that the ambulacrarian larval nervous system, but not the hemichordate adult nervous system, has regulatory features similar to the chordate CNS, the deuterostome ancestor may have been an indirect developer with a ciliary band nervous system.
Transient Overactivation of BMP Activity During P. flava and Strongylocentrotus purpuratus Gastrulation.
We next examined the role of BMP signaling during P. flava gastrulation, a stage comparable to that at which the chordate neural plate is specified from the dorsal ectoderm. Transient overactivation of BMP signaling for 4 h (from 24 to 28 h postfertilization) during gastrulation resulted in loss of the mouth, but otherwise the DV axis of the embryo was still recognizable by observing the mesoderm extended to the dorsal side (Fig. 2 and SI Appendix, Fig. S4). The mouthless tornaria larva survived in seawater for at least 10 d (SI Appendix, Fig. S5). Consistent with the lack of a mouth opening, stomodeal expression of bra, foxa, and gsc, as well as pharyngeal muscles, were absent (Fig. 2). On the other hand, the blastoporal expression of bra and the endodermal expression of foxa were not affected, and the expression of several dorsal genes, such as dlx, tbx2/3, and bmp2/4, was expanded toward the ventral ectoderm (Fig. 2 A and B).
Interestingly, we observed a restriction of onecut and foxg expression patterns, which normally label the ciliary bands, to the ventral ectoderm, along with a concentration of the distribution of the postoral ciliary band neurons in the ventral ectoderm (Fig. 2). The presence of the neuronal population (synB+ cells) was correlated with the restricted BMP-negative domain (Fig. 2 C and D). Therefore, BMP signals are able to pattern the larval nervous system of the indirect-developing hemichordate.
We then performed similar experiments in the sea urchin (Strongylocentrotus purpuratus) embryos. Treatment of sea urchin embryos with mBMP4 for 4 h during early gastrulation (from 24 to 28 h postfertilization) did not affect mouth opening, although the expression domain of onecut, a marker for ciliary band (27), was expanded (Fig. 3 A and B). Extension of the treatment period to 24 h (from 24 to 48 h postfertilization) resulted in loss of the mouth and weakening of stomodeal gene (bra and foxa) expression, while onecut expression was expanded but weaker in the ventral ectoderm (Fig. 3C). In sea urchin embryos, Nodal signaling is known to pattern the DV axis by activating the expression of several ventral genes, including chordin, bmp2/4, and bra (28, 29). It has been reported that inhibition of Nodal signaling with 10 μM SB431542 (SB) for 4 h alone can inhibit bra expression in the stomodeal region (30). Thus, we performed the same treatment and observed that this short treatment with SB was sufficient to block mouth formation and expand the onecut expression domain (Fig. 3D). The treatment also partially concentrated the ciliary band nervous system in the ventral ectoderm (synB in Fig. 3D). Cotreatment of SB and mBMP4 for 4 h blocked mouth formation and further centralized the nervous system to the ventral ectoderm; onecut expression was also expanded and covered the whole ventral ectoderm (Fig. 3E). Similar to the mouthless tornaria larva, the mouthless pluteus larva also survived in seawater for at least 10 d (SI Appendix, Fig. S6). These phenotypic changes are similar to those observed in the hemichordate embryo on transient overactivation of BMP signaling, suggesting that BMP-mediated patterning of larval nervous systems is a conserved trait in Ambulacraria, and that this trait could have already been present in an indirect-developing deuterostome ancestor.
Medial-to-Lateral Organization of the Hemichordate and Sea Urchin Ectoderm.
The chordate neural plate is patterned by expression of a set of conserved transcription factors in a medial-to-lateral organization mediated by the BMP signaling gradient (31). As such, nkx2.1/nkx2.2 genes are expressed in the most medial region, pax6+ cells are located in the mediolateral region, and msx transcripts are detected in the lateral neural plate and the ventral epidermal ectoderm (32). We found that in the P. flava embryo, orthologs of these genes are expressed in a ventral-to-dorsal organization, with the nkx2.1/nkx2.2 genes expressed in the ventral ectoderm, pax6 expressed in the lateral ectoderm, and msx expressed in the most dorsal ectoderm (Fig. 4A and SI Appendix, Fig. S1). When BMP signaling was transiently overactivated during gastrulation, the ectodermal expression of nkx2.1 and nkx2.2 was mostly undetected, with only a few nkx2.2+ cells present in the ventral ectoderm (Fig. 4B). At a lower concentration of mBMP4, weaker expression of nkx2.1 and nkx2.2 was detected in the ventral ectoderm (SI Appendix, Fig. S7). Pax6 expression converged to the ventromedial region, and the msx expression domain expanded to cover the lateral and dorsal ectoderm (Fig. 4B).
Similarly, the ventral-to-dorsal organization of the ectoderm is also seen in sea urchin embryos (Fig. 5A), except that instead of pax6, sea urchin pax2/5/8 is expressed in the lateral ectoderm (33). When BMP signaling was transiently overactivated and Nodal signaling was transiently blocked during gastrulation, the ventral ectodermal expression of nkx2.1 and nkx2.2 was undetectable or decreased (Fig. 5B). Similar to the changes in pax6 and msx expression in the P. flava embryo, the sea urchin pax2/5/8 expression domain converged to the ventral region, and the msx expression domain in the dorsal ectoderm expanded (Fig. 5B). Therefore, the mouthless, neurogenic ventral ectoderm of the hemichordate and sea urchin embryos exhibited a medial-to-lateral organization similar to that of the chordate neural plate.
Discussion
Here we present evidence that BMP signals pattern the DV axis and repress neurogenesis in the indirect-developing hemichordate P. flava. Moreover, BMP signaling controls the ectodermal, ventral-to-dorsal organization of nkx2.1/nkx2.2, pax6, and msx expression domains in P. flava embryos. In sea urchin embryos, pax2/5/8 instead of pax6 is expressed in the lateral ectoderm. Given that bilaterian pax6 and pax2 are derived from a common ancestral gene, possibly homologous to the single Cnidarian paxb gene (34), and that the two genes are functionally interchangeable (35), the lateral ectodermal domains, marked by pax6 expression in the embryos of P. flava and another indirect-developing hemichordate (36) and by pax2/5/8 expression in sea urchin embryos, may be equivalent (Fig. 6). Our present results and previous studies show that similar patterning mechanisms are used in echinoderm and hemichordate larvae (23, 33, 36–38), suggesting that the common ancestor of Ambulacraria was an indirect developer with a larval stage. Moreover, because the ambulacrarian larval nervous system and the chordate CNS are similarly regulated (both repressed by BMP signaling), we propose that the deuterostome ancestor was also an indirect developer that metamorphosed into a worm-like, motile adult, similar to an indirect-developing enteropneust.
The phenotype that we observed in the hemichordate and sea urchin larvae on transient overactivation of BMP signals (i.e., loss of the mouth and ventrally centralized neurogenic ectoderm) suggests a possible mechanism explaining how chordates could have evolved from an indirect-developing ancestor. These morphological changes are reminiscent of Nielsen’s hypothesis (modified from Garstang’s 1894 idea) that the chordate CNS evolved from fusion of the postoral ciliary band on the ventral side (19). Importantly, the phenotype that we observed differs from Nielsen’s hypothesis with regard to the fate of the larval mouth. Instead of moving from the ventral to the dorsal side, as Nielsen proposed, we suggest that the ancestor mouth was lost as the ciliary band nervous system became ventralized. Because DV axes are defined by the position of the mouth opening, loss of the original mouth and replacement by a new mouth would redefine the DV orientation.
Several lines of evidence support the idea that chordates evolved a new mouth (39), and it has been proposed that a gill slit or a coelomic hydropore, both of which are located on the dorsal side of extant hemichordates, is homologous to the amphioxus mouth (40, 41). Molecular and paleontological evidence support the idea that pharyngeal gill slits were present in the deuterostome ancestor (42, 43). Although gill slits of indirect-developing enteropneusts form at later larval stages or after metamorphosis (14, 44), our observation that these mouthless larvae could survive for days without food in their digestive tracts (SI Appendix, Figs. S5 and S6) suggests an opportunity for mouthless larvae to use gill slits as an alternative mouth. Moreover, the chordate ancestor could have evolved a faster developmental process to shorten the period of a nonfeeding larval stage. Cases in which organisms have adopted such a developmental strategy can be seen in extant basal chordates; for example, ascidian tadpole larvae do not feed but quickly metamorphose into the adult form (45), and the Branchiostoma floridae amphioxus forms its mouth and gill slits within 2 d postfertilization (46). Thus, we hypothesize that changes in BMP levels during gastrulation resulted in loss of the deuterostome ancestral mouth, which was presumably homologous to the ambulacrarian mouth, and the use of one of the dorsal openings (perhaps a pharyngeal gill slit) as a new mouth would have allowed the chordate ancestor to take on an inverse DV orientation relative to Ambulacraria and the deuterostome ancestor (Fig. 6).
Our results also show that the medial-to-lateral organization of the mouthless, ventral neuroectoderm resembles that of the chordate neural plate, and on further acquisition of a neurulation mechanism, this hypothetical chordate ancestor would be poised to evolve a hollow neural tube. Lacalli and West (47) reported a distinct nerve cell type with apical processes present in both the ciliary bands of ambulacrarian larvae and the neural tube of amphioxus, suggesting that the chordate neural tube could have evolved through fusion and internalization of the ciliary band. This idea is further supported by the observation that while in sea urchin and P. flava, foxg and onecut transcripts mark the ciliary band, the amphioxus orthologs are expressed in the central nervous system; foxg transcript is detected in the cerebral vesicle (i.e., anterior widening of the amphioxus neural tube) (48), while onecut is expressed in the posterior cerebral vesicle and pairs of neurons in the neural tube (SI Appendix, Fig. S8).
One possible explanation for the evolution of neurulation in the chordate ancestor may be suggested by the gene expression patterns at the borders of the neural ectoderm. In both Xenopus and amphioxus, msx expression is initially detected in the ventral ectoderm, extending to the edges of the neural plate of the late gastrula embryos; at the neurula stage, chordate msx expression is then restricted to the neural plate edges as the ventral expression decreases (49, 50). In P. flava and S. purpuratus embryos with transient overactivation of BMP signaling, we observed expansion of msx expression but not its restriction to the edges of the ventral ectoderm (Figs. 4B and 5B). Given that disruption of mouse msx impairs neurulation (51, 52), the restriction of msx expression at the neural plate edges may be essential for the evolution of neurulation in the chordate lineage.
In conclusion, we propose that tinkering with the BMP level in the indirect-developing deuterostome ancestor may have driven seemingly dramatic morphological changes, leading to the origin of chordates. This study thus provides an example illustrating how the emergence of phylum-level novelties may occur by molecular tinkering, as proposed by Jacob (1) more than 40 y ago. We anticipate that further studies will reveal other genetic changes, either occurring with or independent of DV inversion, that elucidate the emergence of other chordate novelties, such as the notochord and segmented somites.
Methods
Biological Materials.
P. flava adults were collected from Penghu Islands, Taiwan. Spawning was induced, and embryos were cultured at 23 °C (53). S. purpuratus adults were obtained from Pat Leahy (Corona del Mar, CA). Fertilization and embryo cultures were carried out at 15 °C. BMP signaling perturbation was performed by treating embryos with inhibitors or recombinant proteins. The concentrations of the reagents used in this study were as follows: DMH1, 2 μM (Sigma-Aldrich), LDN-193189, 2 μM (Stemgent), and mouse BMP4, 250, 125, 62.5 or 31.25 ng/mL (R&D Systems). Solvents (DMSO or 0.1% BSA) were added as controls.
Molecular Cloning.
All genes investigated in this study were cloned by PCR, and the primers were designed based on the transcriptome or genome sequences (SI Appendix, Table S1) (42, 54). The cDNA sequences have been deposited in GenBank (SI Appendix, Table S2).
In Situ Hybridization and Immunostaining.
The primers used to construct the clones for probe synthesis are listed in SI Appendix, Table S1. In situ hybridization and immunostaining were performed as described previously (55–57). The primary antibodies used in this study were anti-serotonin antibody (1:1,000; Sigma-Aldrich), monoclonal anti-synaptotagmin B (58, 59) (1e11, 1:20; Developmental Studies Hybridoma Bank), and rabbit anti–phospho-Smad1/5/8 (1:200; Cell Signaling Technology). The nuclei were counterstained with Hoechst 33342 (1:1,000; Invitrogen). The embryos were imaged using a Leica TCS-SP5 AOBS inverted confocal system.
Supplementary Material
Acknowledgments
We thank L. Holland and M. Martindale for discussions, N. Holland and S. Schneider for critical reading of the manuscript, M. Calkins for English editing, and the staff at the core facility and the Marine Research Station of the Institute of Cellular and Organismic Biology, Academia Sinica for technical assistance. This study was supported by the Ministry of Science and Technology, Taiwan (Grant MOST-107-2321-B-001-017 to Y.-H.S. and Grant MOST-105-2628-B-001-003-MY3 to J.-K.Y.) and the Academia Sinica intramural fund.
Footnotes
The authors declare no conflict of interest.
This article is a PNAS Direct Submission.
Data deposition: Data have been submitted to GeneBank, https://www.ncbi.nlm.nih.gov/genbank (accession nos. MH782152 for Ptychodera flava Gsc, MH782154 for P. flava Foxg, MH782156 for P. flava Pax6, MH782155 for P. flava Nkx2.2, MH782157 for P. flava Onecut, MH782153 for P. flava Tbx2/3, and MK679618 for Branchiostoma floridae Onecut).
This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1901919116/-/DCSupplemental.
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