Abstract
Nicotinic acetylcholine receptors (nAChRs) play an important role in the modulation of many cognitive functions but their role in integrated network activity remains unclear. This is at least partly because of the complexity of the cholinergic circuitry and the difficulty in comparing results from in vivo studies obtained under diverse experimental conditions and types of anesthetics. Hence the role of nAChRs in the synchronization of cortical activity during slow-wave sleep is still controversial, with some studies showing they are involved in ACh-dependent EEG desynchronization, and others suggesting that this effect is mediated exclusively by muscarinic receptors. Here we use an in vitro model of endogenous network activity, in the form of recurring self-maintained depolarized states (Up states), which allows us to examine the role of high-affinity nAChRs on network dynamics in a simpler form of the cortical microcircuit. We find that mice lacking nAChRs containing the β2-subunit (β2-nAChRs) have longer and more frequent Up states, and that this difference is eliminated when β2-nAChRs in wild-type mice are blocked. We further show that endogenously released ACh can modulate Up/Down states through the activation of both β2- and α7-containing nAChRs, but through distinct mechanisms: α7-nAChRs affect only the termination of spontaneous Up states, while β2-nAChRs also regulate their generation. Finally we provide evidence that the effects of β2-subunit-containing, but not α7-subunit-containing nAChRs, are mediated through GABAB receptors. To our knowledge this is the first study documenting direct nicotinic modulation of Up/Down state activity.
SIGNIFICANCE STATEMENT Through our experiments we were able to uncover a clear and previously disputed effect of nicotinic signaling in synchronized activity of neuronal networks of the cortex. We show that both high-affinity receptors (containing the β2-subunit, β2-nAChRs) and low-affinity receptors (containing the α7-subunit, α7-nAChRs) can regulate cortical network function exhibited in the form of Up/Down states. We further show that the effects of β2-nAChRs, but not α7-nAChRs, are mediated through the activation of GABAB receptors. These results suggest a possible synthesis of seemingly contradictory results in the literature and could be valuable for informing computational models of cortical function and for guiding the search for therapeutic interventions.
Keywords: β2-nAChR, barrel cortex, cholinergic, network activity, oscillations, persistent activity
Introduction
Nicotinic acetylcholine receptors (nAChRs) play an important role in the modulation of cortical processing during cognitive tasks such as attention, learning, and memory. Impairments of the nicotinic circuitry have been associated with disease states such as dementia, depression, and attention deficit disorder (Picciotto and Zoli, 2002; Potter and Newhouse, 2004; Mansvelder et al., 2006) rendering nAChRs a prime target for therapeutic interventions. Because of the complexity of the multiple cholinergic pathways the mechanisms underlying nicotinic modulation in the cortex are still unclear. Receptors come in different varieties, with distinct kinetics and desensitization properties. They are differentially expressed in presynaptic and postsynaptic compartments, in different cortical layers, neuronal types, and subcellular compartments, and can affect network activity through both synaptic and nonsynaptic mechanisms (Dani and Bertrand, 2007; Zaborszky et al., 2012). In addition, ACh can either depolarize or hyperpolarize neurons leading to diverse and context-specific effects on excitation/inhibition balance. Consequently, although many aspects of nicotinic signaling have been characterized over the years, studies addressing the integration of these different modes of action in functional networks are still scarce. Moreover, it is often difficult to compare and combine results from in vivo studies because of the diversity of experimental conditions and the effects of anesthetics on receptor function (Hara and Harris, 2002). For instance, the role of nAChRs in the synchronization of cortical activity during slow-wave sleep is still controversial. Some studies show that nicotinic receptors are involved in ACh-dependent EEG desynchronization—a signature of aroused brain states associated with wakefulness or REM sleep (Yamamoto and Domino, 1965; Armitage et al., 1969; Salin-Pascual et al., 1999)—while others suggest that the effect is mediated exclusively by muscarinic receptors (Metherate et al., 1992; Steriade et al., 1993; Toth et al., 2012).
One of the most abundant types of nAChRs in the neocortex contains the β2-subunit, which forms high-affinity receptors. Genetic manipulations of this subunit have provided indirect evidence that β2-nAChRs participate in cortical EEG desynchronization. Mice lacking β2-nAChRs exhibit reduced micro-arousals during NREM sleep (Léna et al., 2004), while mutations that cause receptor hyperactivity lead to increased numbers of micro-arousals (Halász et al., 2013). These studies indicate a regulatory role for β2-nAChRs in the transition between synchronized and desynchronized states that has not been explored systematically.
Here we use an in vitro model of cortical network activity in mouse brain slices that spontaneously generate Up/Down states in the absence of pharmacological or electrical stimulation. Several studies have reported that this model approximates slow-wave activity during sleep (Sanchez-Vives and McCormick, 2000; Shu et al., 2003; Compte et al., 2008) and have used it to explore cortical network dynamics (Rigas and Castro-Alamancos, 2007; Mann et al., 2009; Fanselow and Connors, 2010). We use β2 knock-out mice (β2−/−) and pharmacological experiments to investigate whether β2-nAChRs participate in the regulation of Up/Down state activity. In addition, given the accelerated aging phenotype exhibited by these mice (Zoli et al., 1999; Konsolaki and Skaliora, 2014), we examine this network phenomenon in both adult and old animals.
Materials and Methods
Animals.
C57BL/6J WT and β2−/− mice were bred in the animal facility of the Center for Experimental Surgery of the Biomedical Research Foundation of the Academy of Athens. The facility is registered as a breeding and experimental facility according to the Presidential Decree of the Greek Democracy 160/91, which harmonizes the Greek national legislation with the European Council Directive 86/609/EEC on the protection of animals used for experimental and other scientific purposes. Mice were weaned at P21, housed in groups of 5–9, in 267 × 483 × 203 mm cages supplied with bedding material, and kept at a 12 h dark/light schedule. Food was provided ad libitum.
Brain slice preparation.
Coronal brain slices (400 μm) from the primary somatosensory (S1) cortex of the mouse whisker system (i.e., barrel cortex, S1BF; AP from bregma: 0.58–1.58 mm, ML: 2.5–4 mm) were prepared from adult (3–9 months old) and aged (20–27 months old) male mice. After the animal was killed by cervical dislocation the brain was removed and placed in an oxygenated (95% O2–5% CO2), ice-cold dissection solution containing the following (in mm): 2.14 KCl, 1.47 NaH2PO4. H2O, 27.0 NaHCO3, 2.2 MgSO4, 10.0 d- glucose, 200 sucrose, and 2.0 CaCl2. 2H2O, osmolarity (mean ± SD) 298 ± 5 mOsm, pH 7.4. Slices were cut using a vibratome (VT 1000S; Leica), placed in a holding chamber with aCSF [containing the following (in mm): 126 NaCl, 3.53 KCl, 1.25 NaH2PO4. H2O, 26.0 NaHCO3, 1.0 MgSO4, 10.0 d-glucose, and 2.0 CaCl2. 2H2, osmolarity (mean ± SD) 317 ± 4 mOsm, pH 7.4], and left to recover at room temperature (RT; 24–26°C) for at least 1 h before use.
In vitro electrophysiology.
Slices were transferred to a submerged chamber (Luigs & Neumann), where they were constantly perfused at high flow rates (10–15 ml/min) to ensure optimal oxygenation of the cortical tissue (Hájos et al., 2009; Ivanov and Zilberter, 2011). Recordings were performed in “in vivo like” aCSF (composition as above but with 1 mm CaCl2), because this ionic solution is thought to better mimic CSF in vivo (Harris et al., 1984; Jones and Keep, 1988). Recordings were performed at RT, after at least 30 min of incubation in 1 mm [CaCl2] aCSF. Spontaneous network activity was assessed by means of (1) local field potential (LFP) recordings (sampled at 5 kHz or 10 kHz, band-passed filtered at 1–3000 Hz) obtained from cortical layers II/III using low impedance (∼0.5 MΩ) glass pipettes filled with aCSF and (2) visually guided whole-cell patch-clamp recordings from layer II-IV cells with 7–10 MΩ impedance electrodes. Patch electrodes were filled with a solution containing the following (in mm): 135 K-gluconate, 4 KCl, 2 NaCl, 0.2 EGTA, 5 Tris-phosphocreatine, 0.3 Tris-GTP, 10 HEPES, and 4 MgATP (290 mOsm). Intracellular recordings were performed as proof of concept to ensure that the signal we obtained in the LFP recordings corresponded to intracellular Up and Down states and to evaluate the pharmacological response. Only cells with stable membrane voltage and input resistance were used for our assessment. Signals were acquired and amplified (MultiClamp 700B; Molecular Devices), digitized (InstruTech; ITC-18), and viewed on-line with appropriate software (AxoGraph X, version 1.3.5).
Pharmacology.
Recordings were also obtained in the presence of (1) the β2-nAChR-antagonist, dihydro-β-erythroidine hydrobromide (DHβE; 3 μm; Tocris Bioscience) and (2) both DHβE and the α7-nAChR-selective antagonist, methyllycaconitine citrate (MLA; 10 nm; Tocris Bioscience). Although MLA is known to also block α6β2 nAChRs with ∼30-fold lower affinity (Ki: 33 and 1.4 nm, for α6β2 and α7, respectively), it was added only after β2 blockade with DHβE so that its effect would reveal the α7-mediated component (Klink et al., 2001; Mogg et al., 2002). After recording baseline activity in the absence of any drugs, DHβE was added to the perfusion medium and the LFP signal was monitored for 30 min. Subsequently, MLA was added to the DHβE-containing medium and Up/Down state activity was monitored for another 30 min. In some experiments the same protocol was followed with the exception that the GABAB receptor antagonist, CGP55845 (1 μm; Tocris Bioscience), was applied 30 min before DHβE. The AChR agonist carbachol (500 nm; Sigma) was applied in separate experiments.
Data analysis.
For visualization and analysis of spontaneous LFP events, traces were exported to MATLAB format. The analysis of each recorded trace was performed with MATLAB scripts that automatically detected the deflections in the LFP trace. These data were first low-pass filtered at 200 Hz (third-order Butterworth filter) and the DC offset was subtracted. Detection of individual LFP bursts was performed with the following automated method: (1) the signal was transformed using the Hilbert Transform to estimate its envelope (Oppenheim et al., 1999) and (2) a threshold was applied to detect signal segments with fluctuation values larger than 40% of the SD of the entire signal. This threshold was calculated for each trace (data-driven threshold) to ensure that the detection procedure is adjusted to the corresponding signal-to-noise ratio of each recording and to the specific properties of each time series (e.g., size and frequency of events). Subsequently, the automatically detected LFP events were visually inspected to reject artifacts caused by electrical and/or mechanical noise. Up state duration of each event was calculated as the time interval between the onset and offset of individual events, while Up state occurrence was defined as the number of events divided by the duration of the recording session.
Statistics.
All statistical comparisons are based on LFP traces, unless otherwise stated. Data were initially tested for normality and homoscedasticity to explore if the assumptions for ANOVA are satisfied. Data regarding the occurrence of Up states were transformed using the Box–Cox transformation (Box and Cox, 1964) to become normally distributed and with equal variance, and parametric tests were performed on the transformed data. Since recordings were obtained from one or more slices from each animal, we first tested for the best-fit model, according to the smallest Akaike Information Criterion, with two fixed effects (independent variables: age and genotype) and two random effects (animal and brain slice). For both dependent variables (Up state duration and occurrence) the best-fit model was the one without random effects, leading to p values identical to those of a two-way ANOVA using the same statistical hypothesis testing. For the pharmacological experiments we performed a repeated-measures three-way ANOVA with one within-subjects factor [variable drug with three levels: (1) control, (2) DHβE, and (3) DHβE + MLA] and two between-subjects factors (variables genotype and age), unless otherwise stated. In cases where there was no statistically significant triple interaction, the effect of the drug was estimated with a repeated-measures two-way ANOVA for each of the between-subjects factors (i.e., variables genotype or age). Double interactions were further investigated using post hoc pairwise comparisons of the within-subjects data (variable drug) with the least significant difference test. The p values reported for the repeated-measures test are corrected for departures from sphericity using the Greenhouse–Geisser estimate of sphericity.
Results
Cortical slices maintained in vitro spontaneously generate recurring Up and Down states
Recordings were performed in coronal brain slices in which direct (from the basal forebrain) or indirect (through glutamatergic thalamocortical axons) cholinergic axons are cut from their cell bodies to examine intracortical circuits in isolation from subcortically mediated cholinergic modulation. Slices from adult mice exhibited spontaneous network activity characterized by short epochs of sustained LFP events interrupted by longer epochs of relative quiescence (Fig. 1B,D). Simultaneous intracellular recordings (Fig. 1C,E) revealed that during the periods of inactivity (the Down state) the cell membrane remained hyperpolarized, while during periods of sustained activity (the Up state) the cells became depolarized with occasional firing of action potentials (average rate: 4.33 ± 3.35 spikes per event, n = 72). This bistability of membrane potential (Vm) is reflected by two peaks in the histogram of Vm distributions (Fig. 1F). In line with previous work (Shu et al., 2003), the interspike interval during the Up state was highly variable compared with the regular spiking activity produced in the same neurons in response to current injection (data not shown), while the variance of membrane potential was significantly larger (5.58 ± 3.18 mV) compared with the Down state (0.3 ± 0.18 mV; n = 72). Up state duration (ranging between 0.5 and 1.98 s) was comparable to in vivo recordings (Sanchez-Vives and McCormick, 2000; Timofeev et al., 2001). In contrast, Up state occurrence (ranging between 0.16 and 4 events/min) was significantly lower, but similar to recordings from isolated cortical slabs in living cats (Timofeev et al., 2001), consistent for preparations that contain a more restricted network.
To establish relations with Up states recorded in vivo we performed pharmacological tests. Blocking AMPA-mediated glutamate transmission (10 μm of the ionotropic receptor antagonist CNQX) completely abolished the Up states, while blocking GABAA-mediated transmission (500 nm gabazine or 1 μm bicuculline) transformed the spontaneous events to seizure-like activity (data not shown). Bath application of the cholinergic agonist carbachol (500 nm) resulted in a complete block of the LFP activity, in line with previous in vivo and in vitro reports (Favero et al., 2012; Toth et al., 2012). These data indicate that adult mouse cortical slices bathed in in vivo-like aCSF generate spontaneous Up states closely resembling (both in properties and in pharmacological profile) those occurring in vivo during NREM sleep or anesthesia (Sanchez-Vives and McCormick, 2000; Shu et al., 2003; Sanchez-Vives et al., 2008).
Spontaneous Up state activity is enhanced in β2−/− mice
To assess if high-affinity nAChRs participate in cortical network function, we first examined whether the chronic absence of β2-nAChRs affects the duration and occurrence of spontaneous Up states. Experiments were performed on both adult (3–9 months old) and old (20–27 months old) animals to test for possible age-dependent effects.
Mice lacking the β2-subunit exhibit Up states of increased duration compared with WT mice (Fig. 2A,C). Statistical analysis did not reveal a significant interaction between genotype and age (F(1,150) = 0.815, p = 0.368), whereas there was a significant main effect of genotype (F(1,150) = 14.472, p < 0.001) indicating that β2−/− animals had longer Up states and that the effect of the mutation was similar for both ages. There was also a significant main effect of age (F(1,150) = 13.007, p < 0.001) indicating that Up states become shorter in old animals, as we have previously shown (Rigas et al., 2011; mean ± SEM, WT adult: 1.19 ± 0.05 s, n = 38; WT old: 1 ± 0.05 s, n = 38; β2−/− adult: 1.32 ± 0.04 s, n = 38; β2−/− old: 1.2 ± 0.04, n = 40).
In addition to the longer duration, there was also an increased occurrence of Up states in β2−/− mice (Fig. 2B,D). Here the distribution of the data showed deviations from normality for most genotype-age groups (Shapiro–Wilk test for each group: PWTadult = 0.001, PWTold < 0.001, Pβ2−/−adult = 0.247, Pβ2−/−old = 0.015) so we used the Box–Cox transformation to obtain a normal distribution (details in Materials and Methods). This enabled us to satisfy the assumptions required to perform statistical tests that estimate the interaction between genotype and age. We found that there was no significant interaction between the two variables (F(1,150) = 1, p = 0.319), whereas there was a significant main effect of genotype (F(1,150) = 14.237, p < 0.001), indicating that β2−/− mice exhibit more frequent Up states compared with WT animals (back-transformed mean ± SEM, WT adult: 0.62 ± 0.15 events/min, n = 38; WT old: 0.63 ± 0.14 events/min, n = 38; β2−/− adult: 0.85 ± 0.1 events/min, n = 38; β2−/− old: 1.1 ± 0.14 events/min, n = 40). As we have previously shown, there was no main effect of age on the occurrence of Up states (F(1,150) = 1.498, p = 0.223; Rigas et al., 2011).
These results indicate that the chronic absence of high-affinity nicotinic receptors has a significant impact on both the generation (increased occurrence) and the termination (increased duration) of spontaneous cortical Up states, and that this effect is not differentially modulated by aging.
Inhibition of endogenously active β2-nAChRs leads to enhanced Up state activity
Since β2−/− mice are conventional knock-out animals where the gene is absent throughout embryonic and postnatal development, it is possible that the observed effect is a result of altered connectivity secondary to the genetic manipulation. Alternatively, the effects could have been a direct consequence of reduced nicotinic transmission. This latter scenario rests on the assumption that endogenous ACh is spontaneously released during network activity in cortical slices, and, hence, pharmacological blockade of β2-nAChRs in WT mice would be expected to cause changes similar to those observed in β2−/− mice. To distinguish between the two possibilities we recorded spontaneous Up states in both genotypes before and after application of the β2-selective antagonist, DHβE. We also tested for possible counterbalancing action from the α7-nAChRs by further adding the α7-nAChR antagonist, MLA, to the DHβE-containing medium (described in more detail below). As before, the experiments were performed in adult and aged mice to examine potential age-related changes in nAChR-mediated activity. The statistical analysis indicated that (1) there was no triple interaction between drug (three levels: control, DHβE, and DHβE + MLA), age, and genotype on either parameter (duration: F(2,62) = 0.452, p = 0.6; occurrence: F(2,62) = 1.628, p = 0.21) and (2) there was also no double interaction between age and drug on either parameter (duration: F(2,62) = 0.052, p = 0.922; occurrence: F(2,62) = 1.183, p = 0.305). Thus, the data from adult and old animals in each group were pooled together for demonstration purposes.
We find that application of the β2 antagonist leads to an increase in Up state activity in WT animals (Fig. 3). There was a significant interaction between drug and genotype for both parameters (duration: F(2,62) = 4.439, p = 0.023; occurrence: F(2,62) = 9.186, p < 0.001), indicating that the drug application has distinct effects on the two genotypes (Fig. 4A,B). Further analysis with post hoc pairwise comparisons for each genotype group demonstrated that DHβE significantly increased both the duration (p = 0.012) and the occurrence (p < 0.001) of Up states in the WT group only. As expected, there was no effect on either Up state duration (p = 0.697) or occurrence (p = 0.813) of β2−/− mice (nWTadult = 11, nβ2−/−adult = 10, nWTold = 6, nβ2−/−old = 8), indicating that DHβE acts exclusively on β2-nAChRs and is not associated with nonspecific effects on Up/Down state activity.
Notably, blocking β2-nAChRs in WT animals had similar effects on Up state activity as those observed in mutant mice, suggesting that β2-antagonism can accurately mimic the effect of the genetic deletion and that no significant compensatory effects take place, at least in the context of this network function. These results indicate that ACh is endogenously released in spontaneously active cortical slices and directly modulates both the generation and termination of Up states through activation of β2-nAChRs.
Inhibition of α7-nAChRs can also modify spontaneous network activity
Our findings of a clear modulatory role of the high-affinity β2-nAChRs on Up/Down states appear in conflict with certain in vivo and in vitro studies that have failed to find an effect of nicotine on this type of activity (Favero et al., 2012; Toth et al., 2012). We reasoned that the discrepancy could be from an opposite action of the other major class of nicotinic receptors in the cortex, the lower affinity α7-nAChRs, which could have masked the effect of β2-nAChRs by producing a zero net change in Up state activity after nicotine application. To test for this possibility we compared Up states recorded in the presence of DHβE + MLA (hence blocking both β2-nAChRs and α7-nAChRs) to those recorded under control conditions. If the α7-nAChR-mediated effect was opposing the β2-nAChR-mediated effect then the activity recorded in WT animals under both antagonists should not be significantly different from the control condition. Instead, our data showed that both Up state occurrence and duration increased in the presence of the two antagonists (post hoc pairwise comparisons, WT, duration: p = 0.001, occurrence: p < 0.001; Fig. 4C,D), indicating that the α7 component is not counteracting the effects of β2-nAChRs. In addition, this experiment revealed that blocking α7-nAChRs in β2−/− leads to a modest but significant further increase of Up state duration (post hoc pairwise comparisons, β2−/−, p = 0.035; Fig. 4C) but not occurrence (p = 0.260; Fig. 4D), suggesting that different components of the nicotinic pathway could have distinct effects on spontaneous Up states. This unanticipated finding prompted us to examine whether the same was true in WT mice. We therefore compared Up state characteristics in the presence of DHβE + MLA with those in the presence of DHβE alone. This approach allowed us to estimate in the same slices the effect of α7 inhibition: bath application of both antagonists compared with DHβE increased Up state duration in both genotype groups (post hoc pairwise comparisons, WT: p = 0.022; β2−/−: p = 0.005). In contrast, there was no change on Up state occurrence for either genotype (WT: p = 0.190; β2−/−: p = 0.112; nWTadult = 11, nβ2−/−adult = 10, nWTold = 6, nβ2−/−old = 8). These results revealed that inhibition of α7-nAChRs had a small but significant additional effect on the duration, but not on the occurrence of Up states, in both WT and mutant mice (Fig. 4E,F) and demonstrate that the addition of MLA did not cause a counterbalancing effect on Up state activity.
Finally, to examine whether the magnitude of this response is different between the two genotypes, we performed an additional three-way ANOVA that included only the last two levels of the variable drug (i.e., DHβE and DHβE + MLA). This analysis showed that there were no triple or double interaction effects for Up state duration (drug, genotype, and age interaction: F(1,31) = 0.502, p = 0.484; drug and genotype interaction: F(1,31) = 0.523, p = 0.475), while there was a significant main effect of drug (F(1,31) = 16.947, p < 0.001). Therefore, blocking α7-nAChRs produces similar changes in both genotype groups, suggesting a lack of functional upregulation of α7-nAChRs in mutant animals as a result of the genetic ablation of high-affinity nicotinic receptors, consistent with previously published anatomical findings (Zoli et al., 1998).
Nicotine application decreases spontaneous network activity
Our results documenting the involvement of nAChRs in spontaneous activity are at odds with recently published work examining the same network phenomenon in thalamocortical (TC) slices, according to which exogenous application of nicotine had no effect on Up state activity (Favero et al., 2012). Thus, we next explored whether this discrepancy was because of experimental differences, or, instead, reflected a distinct mechanism of action between endogenous and exogenous activation of nAChRs.
Following a 30 min baseline recording, WT slices were perfused with a solution containing 10 μm nicotine, as in Favero et al. (2012). Similarly to their data on TC slices we found that this dose of nicotine had no effect on Up state duration (t(6) = 1.962, p = 0.097) or occurrence (t(6) = 0.626, p = 0.554; n = 7; paired t test; Fig. 5A,C). This suggests that the modulation of network activity by exogenous stimulation of nAChRs is similar in the two studies, despite experimental differences. However, given the effects of β2 and α7 antagonists described above, we would have expected a decrease in Up state occurrence and duration in response to application of nicotine. We hypothesized that this inconsistency could be from the very high dose of nicotine (10 μm), which could cause rapid desensitization of the nAChRs (Dani and Bertrand, 2007). Hence, we relied on a previous study that demonstrated that intravenously supplied nicotine caused desynchronization of EEG activity in sleeping cats (Yamamoto and Domino, 1965) and estimated that the supplied nicotine ranged between 500 and 600 nm (estimation performed for maximum nicotine concentration in plasma calculated by 0.005 mg/kg nicotine supplied intravenously and assuming cat blood volume ranging between 50 and 66 ml/kg). Indeed, when we repeated the above experiment with a lower dose of nicotine (300 nm) we found that both Up state duration (t(6) = 4.555, p = 0.004) and occurrence (t(6) = 3.296, p = 0.016; n = 7) were significantly reduced in the presence of the drug (Fig. 5B,D). Hence, these results are in line with those obtained by the application of nicotinic antagonists, and provide additional confirmation that nAChRs can directly modulate the synchronized activity of local recurrent networks in the cerebral cortex.
The effect of β2-nAChRs is mediated through GABABRs
Having established a clear and previously questioned effect of nicotinic regulation of endogenous network activity, we next aimed to explore the possible mechanism of this action. Earlier studies in rats and mice have shown that ACh can directly activate a subset of cortical interneurons expressing nAChRs (Porter et al., 1999; Christophe et al., 2002; Gulledge et al., 2007; Arroyo et al., 2012), suggesting that cholinergic activation may modulate inhibition in the cortex through nAChRs. In addition, another study has demonstrated that blockade of GABABR-mediated inhibition leads to a significant increase in spontaneous Up state duration (Mann et al., 2009), very similar in direction and magnitude to the changes we observed with the β2-nAChR antagonist. Based on the results from these studies and on our present findings, we formulated a working hypothesis for the β2-mediated nicotinic regulation of Up states (Fig. 6). According to this model, the release of endogenous ACh in spontaneously active slices leads to β2-nAChR-mediated excitation of cortical interneurons, release of GABA, and reduction of Up state activity through activation of GABAB receptors. Following this rationale, the application of the β2 antagonist in the presence of GABABR blockade should fail to cause the β2-nAChR-mediated increase in Up state activity.
To test this hypothesis, we monitored spontaneous Up states in brain slices from adult WT animals before and after the addition of 1 μm CGP55845 in the bathing solution (Fig. 7). Repeated-measures one-way ANOVA (independent variable drug with four levels: control, CGP55845, DHβE + CGP55845, and MLA + DHβE + CGP55845) indicated that there were significant differences among the four conditions for both parameters (duration: F(3,33) = 59.23, p < 0.001; occurrence: F(3,33) = 5.173, p = 0.025). In agreement with Mann et al. (2009), further analysis with post hoc pairwise comparisons showed that Up state duration was significantly enhanced (p < 0.001, n = 12) in the presence of the GABABR antagonist (Fig. 8A). In addition, we also observed a significant increase in Up state occurrence (p = 0.022; Fig. 8B). When we further applied DHβE in the presence of CGP55845 there was no significant change in either Up state duration (p = 0.536) or occurrence (p = 0.627), compared with CGP55845 alone (Fig. 8C,D). These results suggest that blocking GABAB receptors intercepts the antagonizing effects of DHβE and are in line with our hypothesis that blocking GABAB-mediated inhibition prevents the endogenously released ACh from eliciting its effects on Up state activity.
Finally, we investigated whether the effects of α7-nAChRs are also mediated through the GABABR pathway, by further adding the α7 blocker to the medium already containing DHβE and CGP55845. In the presence of MLA we observed a significant increase in Up state duration (p = 0.007) but not occurrence (p = 0.536; Fig. 8E,F), similar to the effects obtained in the absence of CGP55845 (Fig. 4C,D). Hence, it seems that, unlike β2-nAChRs, the effects of α7-nAChRs on spontaneous network activity are not mediated by GABAB receptors. Moreover, the finding that MLA caused an additional increase in Up state duration demonstrates that CGP55845 does not lead to a ceiling effect in Up state activity, which could have prevented the appearance of any DHβE effects. These results suggest that blocking the nicotinic effects mediated by β2-nAChRs leads to an increase in both the occurrence and duration of Up states through reduced activation of GABAB signaling. In contrast, blocking the α7-nAChRs affects only the termination of Up state activity through a GABAB-independent mechanism.
Discussion
Previous studies have reported nAChR-mediated responses in specific types of cortical cells (Alkondon et al., 2000; Lambe et al., 2003; Poorthuis et al., 2013), but their effect on integrated network function has remained elusive. Here we examined the involvement of high-affinity nAChRs in an in vitro model of spontaneous cortical network activity. Our data reveal that ACh is endogenously released in spontaneously active slices and can modulate the transition between Up/Down states through the activation of nAChRs. We further show that the effects of β2-subunit-containing nAChRs, but not α7-subunit-containing nAChRs, are mediated through GABAB receptors. To our knowledge this is the first study documenting nicotinic modulation of Up/Down state activity.
Endogenous release of ACh in cortical slices
The effect of cholinergic blockers on Up state activity strongly suggests that ACh is endogenously released from cellular and/or synaptic elements that are preserved in the slice preparation. Possible sources of ACh could be the synaptic terminals originating in the cut fibers of the basal forebrain (Mesulam et al., 1983), which become stimulated by the intrinsic activity of the cortical tissue, and/or the sparse population of cholinergic cortical interneurons (Levey et al., 1984; Houser et al., 1985). Neurotransmitter release from neurons and severed axons in brain slices has been documented before (Zohar, 2001; Bandyopadhyay et al., 2006; von Engelhardt et al., 2007; Threlfell et al., 2012) but always after exogenous stimulation (electrical, pharmacological, or optogenetic). While such results reveal the existence of a release machinery, they do not necessarily reflect the physiological network operation. To our knowledge, our study is the first to report spontaneous release of a neuromodulator that can actively regulate synchronized network activity.
Cholinergic modulation through β2- nAChRs and α7-nAChRs
Although the main focus of the present study was the high-affinity β2-containing nAChRs, our pharmacological analysis suggests distinct roles for low- and high-affinity nicotinic receptors, by revealing that α7-nAChRs affect only the termination of spontaneous Up states, while β2-nAChRs also regulate their generation. The existence of a distinct mechanism of β2-nAChR- and α7-nAChR-mediated signaling is further supported by their different response to GABABR blockade; in the presence of CGP55845 the effect of the former was blocked implying a shared common pathway, while the latter remained unaffected. GABABR-mediated inhibition on spontaneous Down state transitions had been described in entorhinal cortical slices (Mann et al., 2009), but the mechanism that might engage this pathway remained unknown. Here we show that release of ACh can recruit GABABR-mediated inhibition and promote termination of the Up state. We propose a model in which endogenously released ACh activates β2-nAChRs on cortical interneurons (Alkondon and Albuquerque, 2004; Arroyo et al., 2012), leading to GABA release. This in turn activates GABAB receptors, resulting in an attenuation of Up state activity. In contrast, the effect of α7-nAChR-mediated activation occurs through a GABAB-independent mechanism. Further experiments should test the validity of this proposed mechanism.
Spontaneous Up states in the neocortex of β2−/− mice
The differences we observed between WT and β2−/− mice were eliminated in the presence of DHβE, suggesting that the greater Up state activity in mutant animals is directly linked to the lack of β2-nAChR-mediated signaling and not an indirect effect of altered circuitry secondary to the genetic deletion. This was surprising, given that pyramidal cell microanatomy is altered in β2 mutants (Ballesteros-Yáñez et al., 2010; Konsolaki and Skaliora, 2014). One possibility is that the increased dendritic branching and spine numbers observed in S1 neurons do not contribute to this type of network activity. Alternatively, and given the critical importance of these self-maintained depolarized states as a basic operation of cortical networks (Sanchez-Vives and McCormick, 2000; Shu et al., 2003; McCormick, 2005), we could speculate that such activity represents a robust signature of cortical dynamics that is under tight homeostatic regulation. Perhaps this robustness also accounts for the lack of an amplified or differential effect of age in β2−/− mice, despite the accelerated aging phenotype previously reported in morphological and behavioral studies (Zoli et al., 1999; Konsolaki and Skaliora, 2014). This does not contradict the possibility that the structural modifications are reflected in other aspects of network function, but it suggests that spontaneous Up states may be tolerant to alterations in individual features of neuronal microanatomy.
Nicotinic modulation of endogenous cortical activity
Our results document a clear involvement of nicotinic signaling on cortical network dynamics and, thus, seem to contradict certain in vivo studies that report mAChRs as the sole mediators of the cholinergic modulation of Up state activity during EEG desynchronization (Metherate et al., 1992; Steriade et al., 1993). However, these studies have used stimulation of cholinergic inputs that consist of heterogeneous pathways, including reciprocal connections and GABAergic axons (Zaborszky et al., 2012), which may have masked a nicotinic contribution. In addition, they examined anesthetized animals, using urethane as anesthetic, a drug that has been shown to directly affect α4β2-nAChRs (Hara and Harris, 2002). Consistent with this interpretation, and with our results, studies using naturally sleeping animals have shown that nicotine administration causes EEG desynchronization and behavioral arousal (Yamamoto and Domino, 1965; Armitage et al., 1969). Our finding of reduced Up state activity in the presence of nicotine further confirms the involvement of the nicotinic pathway in this type of network dynamics. Interestingly, the higher dose of the drug had no effect, as indeed had been reported by Favero et al. (2012). This may be attributable to a dose effect of desensitization of nAChRs (Dilger and Brett, 1990) and suggests a note of caution when interpreting data obtained with exogenous application of neuromodulators. Our results provide a potential synthesis of previously contradictory findings regarding the effect of nicotine on cortical dynamics and reveal that nAChR-mediated activity significantly modulates both the generation and the termination of cortical Up states.
Implications for cortical network function
The motivation for this study was to clarify the role of β2-nAChR-mediated signaling on endogenous cortical dynamics. The coronal slice preparation offers the opportunity to examine the cortical microcircuit isolated from the thalamus, which is also modulated by nAChRs (Léna and Changeux, 1997) and without the confounding factors of anesthetics (Hara and Harris, 2002). The spontaneous release of ACh present in the slice further allowed us to investigate the intrinsic activation of nAChRs and not rely (exclusively) on exogenous application of arbitrarily defined nicotine concentrations, which would have acted nonselectively on all receptors. In this way, we were able to identify a distinct nicotinic contribution to the regulation of Up state activity that had been controversial in the literature and showed that this regulation occurs through both β2-nAChRs and α7-nAChRs, but with different mechanisms. Moreover, we were able to provide a link to an already established regulatory pathway for Up states that is mediated through GABABRs. Our results favor a model according to which endogenous ACh directly stimulates cortical interneurons (containing β2-nAChRs) rather than indirectly through nAChRs on presynaptic glutamatergic fibers (such as those arriving from the thalamus), because blocking β2 receptors in the presence of a GABABR antagonist failed to produce any effects.
Our findings provide a framework for targeted in vivo experiments to examine the significance of these results in the intact brain. Hasselmo and McGaughy (2004) proposed a model in which ACh acting through muscarinic receptors reduces intracortical processing, while simultaneously the activation of nicotinic receptors on glutamatergic thalamocortical neurons enhances the impact of afferent inputs. Based on our results, we speculate that (in addition to mAChRs) nAChRs may also be contributing to the modulation of intracortical processing. For instance, nAChR stimulation during slow-wave activity could affect internal processing by altering the rules for plasticity (Couey et al., 2007). In addition, a basal nicotinic tone may be required to persist even in the absence of active afferent inputs to keep the network in a responsive state, akin to the function of micro-arousals during NREM sleep (for review, see Halász et al., 2013).
Concluding remarks
Local cortical networks exhibit spontaneous network activity in the form of Up/Down states—a prominent feature of cortical activity during slow-wave sleep in vivo. The fact that this type of persistent activity can be sustained in the absence of subcortical or long-range inputs has fueled the proposal that Up/Down state activity in brain slices can serve as a model of the basic operation of the cortex and that the mechanisms that generate or modulate this type of activity may form the substrate for cognitive functions such as short-term memory, memory consolidation, or modulation of neuronal activity during attention (Sanchez-Vives and McCormick, 2000; Shu et al., 2003; Major and Tank, 2004; Yuste et al., 2005). Here we have revealed a direct modulatory role for the high-affinity nAChRs acting through GABABRs in the regulation of this network phenomenon. Our results provide a framework that integrates previously contradictory results and suggests a new role for the nicotinic modulation of intrinsic persistent cortical activity under conditions of low ACh release, which could generate novel insights for therapeutic interventions of disorders related to abnormal patterns of cortical dynamics.
Footnotes
This work was supported by EU-FP7 Transmed 245928 and the Marie Curie Re-integration Grant (INTRICA). We thank Professor G.K. Kostopoulos for critical reading of this manuscript and Dr. E. Konsolaki for her contribution in animal care and valuable input on the statistical methods.
The authors declare no competing financial interests.
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