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BMJ Open logoLink to BMJ Open
. 2019 Jul 9;9(7):e024344. doi: 10.1136/bmjopen-2018-024344

Cohort Profile: National health insurance service-senior (NHIS-senior) cohort in Korea

Yong Ik Kim 1, Yeon-Yong Kim 2, Jong Lull Yoon 3, Chang Won Won 4, Seongjun Ha 2, Kyu-Dong Cho 1, Bo Ram Park 1, Sejin Bae 1, Eun-Joo Lee 2, Seong Yong Park 1, Jong Heon Park 2, Kyeong-ran Lee 1, Donghun Lee 1, Seung-lyeal Jeong 2, Hyung-soo Kang 1
PMCID: PMC6615810  PMID: 31289051

Abstract

Purpose

The National Health Insurance Service (NHIS)-Senior was set up to provide high-quality longitudinal data that can be used to explore various aspects of changes in the socio-economical and health status of older adults, to predict risk factors and to investigate their health outcomes.

Participants

The NHIS-Senior cohort, a Korean nationwide retrospective administrative data cohort, is composed of older adults aged 60 years and over in 2002. It consists of 558 147 people selected by 10% simple random sampling method from a total of 5.5 million subjects aged 60+ in the National Health Information Database. The cohort was followed up through 2015 for all subjects, except for those who were deceased.

Findings to date

The healthcare utilisation and admission rates were the highest for acute upper respiratory infections and influenza (75.2%). The age-standardised (defined with reference to the world standard population) mortality rate for 10 years (through 2012) was 4333 per 100 000 person-years. Malignant neoplasms were the most common cause of death in both sexes (1032.1 per 100 000 person-years for men, 376.7 per 100 000 person-years for women). A total of 34 483 individuals applied for long-term care service in 2008, of whom 17.9% were assessed as grade 1, meaning that they were completely dependent on the help of another person to live daily life.

Future plans

The data are provided for the purposes of policy and academic research under the Act on Promotion of the Provision and Use of Public Data in Korea. The NHIS-Senior cohort data are only available for Korean researchers at the moment, but it is possible for researchers outside the country to gain access to the data by conducting a joint study with a Korean researcher. The cohort will be maintained and continuously updated by the NHIS.

Keywords: retrospective studies (cohort studies), geriatrics, long-term care


Strengths and limitations of this study.

  • It provides reliable data based on a large sample (n=558 147) and a long duration of follow-up (from 2002 to 2015), and is representative of the entire elderly population.

  • It is possible to analyse the pre-hospital stages of disease using information from the health screening programme and long-term care services.

  • The NHIS-Senior cohort has certain limitations. First, some of the subjects did not participate in the health screening programme or receive long-term care services. Second, variables on health behaviours are limited since those data were obtained from self-reporting. Third, the disease codes might not accurately reflect patients’ medical conditions.

Introduction

The Republic of Korea (hereafter ‘Korea’) is experiencing the fastest population ageing among the Organisation for Economic Co-operation and Development countries.1 It is projected that the proportion of the elderly – 65 years old and over – population, which was 12.8% in 2015, will reach 42.5%2 in 2065 due to a dramatic increase in life expectancy and a sharp decrease in the birth rate.3 Increasing population ageing is also a source of economical, health and social burdens.4 As the family structure has also rapidly changed, the proportion of elderly people living with adult children decreased from 53.2% in 19985 to 28.6% in 2008.6 Accordingly, the age dependency ratio, defined as the number of individuals aged 65 and over per 100 people of working age, is projected to reach 88.6 in 2065.2

In 2008, long-term care insurance (LTCI) was introduced in Korea as a form of social insurance to share caregivers’ burden due to functional loss and chronic disease complications. It was organised and planned by the Ministry of Health and Welfare, and has been implemented by the National Health Insurance Service (NHIS) based on the Act on Long-Term Care Insurance for the Senior Citizens.7 Since Korea has a single public insurance system that covers medical utilisation for the entire population, it was easier to implement the insurance system using the pre-existing health insurance organisations—the NHIS with 178 branch offices nationwide—than using a tax-based long-term care programme that would need to be newly created.8 LTCI provides facility or home care services for the elderly with impairments in activities of daily living. When a person applies for LTCI services, he or she is given a grade based on a comprehensive consideration of cognitive function, activities of daily living and mental and rehabilitation status. The type of service received is determined by the grade.7

In 2011, the NHIS established an administrative database for research purposes, the National Health Information Database (NHID), which stores all the records of healthcare and long-term care services.9 As the NHIS also provides a national health screening programme that includes medical check-ups every 2 years, data from a self-reported questionnaire (lifestyle, past medical history and family medical history) and measured biometric information (blood pressure, anthropometry, clinical laboratory and urinalysis findings) are included in the NHID.10

The NHIS-Senior cohort, a nationwide retrospective cohort, which includes information from elderly individuals randomly sampled by the NHID, was constructed by the Big Data Steering Department of the NHIS head office in 2016. The NHIS-Senior cohort consists of five databases: an eligibility database, a national health screening database, a healthcare utilisation database, a long-term care insurance database and a healthcare provider database. This cohort was set up to provide high-quality longitudinal data that can be used to explore various aspects of changes in the socio-economical and health status of older adults, to predict risk factors and to investigate their health outcomes.

Cohort description

The participants of the cohort

The NHIS-Senior cohort is composed of older adults aged 60 years and over in 2002. It consists of 558 147 people selected by 10% simple random sampling method from a total of 5.5 million subjects aged 60+ in the NHID (online supplementary table 1). The cohort was followed up retrospectively through 2015 for all subjects, except for those who lost eligibility for national health insurance, a compulsory social insurance programme, due to death and emigration, in accordance with the National Health Insurance Act. Emigrants were excluded from the NHIS-Senior cohort because the rate of emigration from Korea is very low11 and it is difficult to follow-up emigrants due to the frequent changes in their eligibility.

Supplementary data

bmjopen-2018-024344supp001.pdf (284.4KB, pdf)

In most studies, the elderly are defined as 65 years old and over; however, the seniors in the NHIS-Senior cohort were defined as those aged 60 and over in order to compare health status before and after 65 years old during the follow-up period. The number of subjects in five databases is presented as online supplementary table 2. In this cohort, the first selected subject was traced and no new subjects were added. Therefore, since the age of 60 years or older was selected as of 2002, the age of subjects in 2015 is 73 years or older. In the NHID, de-identified join keys replacing personal identifiers are used to secure ethical clearance.9 Therefore, the researcher cannot receive informed consent from individual patients for the use of personal information. However, the use of NHID for research purposes requires approval (or exemption) from the institutional review board.

The general characteristics of the cohort are shown in table 1. The total number of the cohort was 558 147 at the beginning (2002) and 352 869 at the end of the follow-up (2015). The proportion of men, which was 41.3% in 2002, declined to 37.9% in 2015 due to higher mortality rates among men. The number of subjects with three points or more on the Charlson comorbidity index,12 which was calculated from the International Classification of Disease codes in the healthcare utilisation database every year using comorbidity weights from a previous study,12 increased from 12.8% in 2002 to 38.4% in 2015.

Table 1.

General characteristics of the national health insurance service-senior (NHIS-Senior) cohort

2002 2005 2012 2015
N % N % N % N %
Total 558 147 100.0 521 967 100.0 405 614 100.0 352 869 100.0
Sex
 Men 230 582 41.3 213 048 40.8 157 316 38.8 133 741 37.9
 Women 327 565 58.7 308 919 59.2 248 298 61.2 219 128 62.1
Age, years
 60–64 196 116 35.1 85 776 16.4
 65–69 147 361 26.4 167 293 32.1
 70–74 97 657 17.5 120 415 23.1 172 606 42.6 74 382 21.1
 75–79 61 217 11.0 76 092 14.6 118 931 29.3 135 748 38.5
 80+ 55 796 10.0 72 391 13.9 114 077 28.1 142 739 40.5
Insurance type
 Self-employed insured 234 763 42.1 182 351 34.9 113 113 27.9 92 615 26.3
 Employee insured 277 958 49.8 289 184 55.4 255 864 63.1 227 504 64.5
 Medical aid 45 426 8.1 50 432 9.7 36 637 9.0 32 750 9.3
Charlson comorbidity index
 0 300 329 53.8 211 637 40.6 95 206 23.5 70 891 20.1
 1 120 671 21.6 126 146 24.2 94 252 23.2 79 002 22.4
 2 65 648 11.8 78 037 15.0 75 680 18.7 67 630 19.2
 3+ 71 499 12.8 106 147 20.3 140 476 34.6 135 346 38.4
Disability
 Yes 554 477 99.3 517 318 99.1 401 148 98.9 348 376 98.7
 No 3670 0.7 4649 0.9 4466 1.1 4493 1.3

The characteristics of the cohort population regarding healthcare utilisation are presented in table 2, and these findings clearly show how the health status of the elderly became worse over the past decade as they aged. The subjects who had ever been admitted to hospital(s) during a year increased from 51 515 (9.2%) in 2002 to 108 203 (30.7%) in 2015. The proportion of inpatients hospitalised for 120 days or more per year also increased from 1.3% in 2002 to 15.3% in 2015. Of the cohort population, 95.2% utilised outpatient medical services in 2015. The number of patients who received prescriptions for over 300 days per year increased from 9.2% in 2002 to 56.4% in 2015. Among them, the number of patients whose prescriptions included more than five active ingredients increased from 14.6% in 2002 to 34.5% in 2015.

Table 2.

Healthcare utilisation of the population in the national health insurance service-senior (NHIS-Senior) cohort

2002 2005 2012 2015
N Subgroup
%
Total
%
N Subgroup
%
Total
%
N Subgroup
%
Total
%
N Subgroup
%
Total
%
Cohort population 558 147 100 521 967 100 405 614 100 352 869 100
Inpatients
Number of inpatients 51 515 100 9.2 88 127 100 16.9 115 557 100 28.5 108 203 100 30.7
Frequency of inpatient visits
 1 37 002 71.8 55 545 63.0 55 408 48.0 48 302 44.6
 2 9625 18.7 18 632 21.1 24 911 21.6 22 202 20.5
 3 2484 4.8 6154 7.0 9866 8.5 9376 8.7
 4+ 2404 4.7 7796 8.9 25 372 22.0 28 323 26.2
Hospital days
 0–14 35 805 69.5 55 595 63.1 62 764 54.3 55 758 51.5
 15–29 9077 17.6 16 217 18.4 20 048 17.4 17 614 16.3
 30–59 4407 8.6 9692 11.0 12 438 10.8 11 509 10.6
 61–119 1574 3.1 3892 4.4 6981 6.0 6811 6.3
 120+ 652 1.3 2731 3.1 13 326 11.5 16 511 15.3
Outpatients
Number of outpatients 453 969 100 81.3 478 209 100 91.6 387 096 100 95.4 335 792 100 95.2
Frequency of outpatient visits
 0–4 84 170 18.5 71 238 14.9 24 289 6.3 20 587 6.1
 5–9 78 003 17.2 65 699 13.7 36 232 9.4 32 016 9.5
 10–14 67 237 14.8 63 771 13.3 45 870 11.9 39 871 11.9
 15–29 122 020 26.9 135 034 28.2 118 729 30.7 105 434 31.4
 30–59 75 758 16.7 99 637 20.8 106 866 27.6 92 806 27.6
 60+ 26 781 5.9 42 830 9.0 55 110 14.2 45 078 13.4
Medication
Number of long-term medications prescribed over 300 days per year 51 471 100 9.2 123 372 100 23.6 210 708 100 52.0 198 971 100 56.4
Number of active ingredients (long-term prescriptions)
 1 15 646 30.4 29 344 23.8 37 683 17.9 33 704 16.9
 2 13 204 25.7 29 664 24.0 41 664 19.8 35 935 18.1
 3 9149 17.8 23 126 18.7 36 627 17.4 32 827 16.5
 4 5962 11.6 15 641 12.7 29 561 14.0 27 811 14.0
 5+ 7510 14.6 25 597 20.8 65 173 30.9 68 694 34.5

Follow-up interval

The cohort has been followed-up through 2015 annually for eligibility information including death information and biennially for information from the health screening programme. The data are based on information collected from various sources. Information on death (date and cause of death) was collected from Statistics Korea. By law, all death certificates must be reported to Statistics Korea. Personal information regarding income deciles based on the insurance contribution imposed, residential area and disability status were collected from the Public Information Sharing System, National Tax Service and Ministry of Health and Welfare of Korea. Information on health screening results was only tracked for those who participated in a health screening programme with scheduled check-ups at least every 2 years. The participation rate in the health screening programme was 77.7% in 2016.13 LTCI information was only available for those who applied for these services, which started in July 2008. As the NHIS covers the entire population of Korea as a single public insurer, the healthcare utilisation information includes all medical services (from inpatient, outpatient and pharmacy visits) claimed by healthcare facilities in Korea. Information about the healthcare facilities has been also updated annually.

The key variables

The key variables of the NHIS-Senior cohort, which were mainly selected from the variables of the NHID, are presented in table 3. The eligibility database included information about income-based insurance contributions (a proxy for income), demographical variables and date and cause of death. Health-related risk factors obtained using questionnaires (cigarette smoking status/daily amount/duration, frequency per week and amount per day of alcohol drinking (regardless of the type of alcohol), type and days per week of physical activity, past medical history and family history), blood pressure, anthropometry (body mass index and waist circumference) and clinical laboratory results (fasting glucose, lipid profile, haemoglobin, urine stick test results, creatinine levels and liver enzyme levels) were included in the health screening database. Some variables have had changes in their measurement methods during the follow-up period. The healthcare utilisation database was based on data collected during the process of claiming healthcare services and included information on inpatient and outpatient medical services (diagnosis, length of stay, services provided and treatment costs) and prescription records (drug codes, days prescribed and daily dosage). The healthcare provider database included information on the types, personnel and equipment of healthcare facilities. The LTCI database included information on applications for long-term care service and the utilisation of such services (activities of daily living, cognitive function, nursing care needs, rehabilitation needs, service grade and type of service).

Table 3.

Major variables in the national health insurance service-senior (NHIS-Senior) cohort

Domain Health problems Variables Year
‘02 ‘03 ‘04 ‘05 ‘06 ‘07 ‘08 ‘09 ‘10 ‘11 ‘12 ‘13 ‘14 ‘15
National health screenings and healthcare utilisation Hypertension Systolic blood pressure
Diastolic blood pressure
Diabetes mellitus Fasting blood glucose
Dyslipidaemia Total cholesterol
Triglyceride
HDL cholesterol
LDL cholesterol
Anaemia Haemoglobin
Kidney/urinary disease Urine glucose
Urine blood
Urine pH
Urine protein
Chronic kidney disease Creatinine
Liver disease AST (SGOT)
ALT (SGPT)
γ-GTP
Frailty/motility Neurological examination of lower legs for subjects at age 40 or 66
Osteoporosis Bone density for subjects at age 40 or 66
Periodontal diseases Dental examination
Cognitive impairment, depression Mental health screening
National health screenings and healthcare utilisation Common and uncommon diseases Disease diagnosis per ICD-10 codes; operation and procedure history, medication history (generic name code, dose, duration of prescription and material codes)
All cause- and cause- specific deaths Vital statistics including dates and causes of deaths
Cigarette smoking Cigarette smoking status
Daily smoking dose
Past daily smoking dose
Current daily smoking dose
Smoking duration
Smoking duration (ex-smoker)
Smoking duration (current smoker)
Alcohol Drinking frequency
Days of drinking per week
Amount of drinking per count
Amount of drinking per day
Obesity Body mass index
Waist circumference
Physical activity Days of activity per week
Days of vigorous activity per week
Days of moderate activity per week
Days of mild activity per week
. Dental caries, etc Dental examination
Past medical history and family history Past medical history Hypertension, diabetes mellitus, dyslipidaemia, pulmonary tuberculosis, stroke, ischaemic heart disease, etc.
Family history Hypertension, diabetes mellitus, stroke, ischaemic heart disease, etc.
Healthcare utilisation Date of visit, types of medical institutions (clinics/hospitals/tertiary hospitals/public health centres), types of visit (inpatient/outpatient/emergency/intensive care), length of stay, medical cost (insurer/patient)
Healthcare provider Location, type of hospitals, number of beds, medical equipment, human resources, specialities of physicians
Socio-economical and demographical factors Age, sex, age, residential area, insurance type (the employee insured, the self-employed insured, dependents, medical aid), monthly insurance contributions (a proxy for income), types and grades of disabilities
Long-term care insurance Application information (medical history, family history, socio-economical status), need assessment records (activities of daily living score, cognitive function, nursing care needs, rehabilitation needs), service grade level, types of LTCI benefits (home care service, institutional care benefits, care allowance for special cases)

ALT, alanine aminotransferase; AST, aspartate aminotransferase; HDL, high-density lipoprotein; ICD-10, International Classification of Disease, Tenth Division; LDL, low-density lipoprotein; LTCI, long-term care insurance; SGOT, serum glutamic-oxaloacetic transaminases; SGPT, serum glutamic-pyruvic transaminases; γ-GTP, gamma-glutamyl transpeptidase.

Patient and public involvement

This data set was drawn from a retrospective cohort based on administrative data, and separate patient recruitment procedures were not carried out. As the data were de-identified, the consent of the subject and direct contact were not applicable.

Findings to date

Since the NHIS-Senior was launched in December 2015, several studies using the NHIS-Senior cohort database have been published. The published studies have examined topics emerging as important issues in Korea, such as the risk of dementia,14–16 the risk of osteoporotic fracture and hip surgery17 18 and associations of body anthropometry (body mass index and waist circumference) with mortality.19 20 Although numerous studies have not yet investigated these issues, other possible topics include functional disabilities and lifestyle modifications in the elderly population. Some studies have used the LTCI database, not the NHIS-Senior cohort, to evaluate the effectiveness of introducing long-term care services.21 22

We herein present the basic statistics of the NHIS-Senior cohort for future data users. We calculated the healthcare utilisation and mortality rates. The rates were age-standardised using the census population of Statistics Korea in 2005 and the world standard population.23 The rates that were standardised using the world standard population are presented below.

The healthcare utilisation and admission rates of 10 major diseases at baseline are presented in online supplementary tables 3 and 4. The rates were the highest for acute upper respiratory infections and influenza (75.2%), followed by disorders of the teeth and supporting structures (40.8%) and other diseases of the eye and adnexa (30.8%). The mortality rates of the cohort population are presented in table 4. We calculated mortality rates using the entire sample data of the NHIS-Senior cohort from 2003 to 2012. The age-standardised (defined with reference to the world standard population) mortality rate for the first 2 years (through 2004) was 3528 per 100 000 person-years, while the rate for 5 years (through 2007) was 3821 per 100 000 person-years and the rate for 10 years (through 2012) was 4333 per 100 000 person-years. In men, the mortality rate was higher than in women (2 year mortality rates of 4688 per 100 000 person-years for men and 2819 per 100 000 person-years for women) (p<0.001).

Table 4.

Numbers of all-cause deaths through 2012 (10 years after baseline) and crude and age-standardised (with the 2005 Korean census and world standard populations as references) mortality rates (per 100 000 person-years) in the national health insurance service-senior (NHIS-Senior) cohort

All-cause No. of cohort population* All Men Women
No. of deaths Crude
Rate
Age-standardised mortality rates No. of deaths Crude rate Age-standardised mortality rates No. of deaths Crude rate Age-standardised mortality rates
Census WHO Census WHO Census WHO
Mortality rates (2003–2012)†
2 year (2004) 558 147 33 987 3093 3288 3528 16 638 3675 4426 4688 17 349 2686 2578 2819
5 year (2007) 487 460 83 788 3197 3568 3821 40 886 3821 4784 5061 42 902 2767 2832 3085
10 year (2012) 405 614 1 64 985 3415 4071 4333 79 357 4087 5379 5661 85 628 2963 3313 3577

*Number of cohort population at the end of the year.

†Death cases were defined as those cases who died in 2003 to 2012.

The major causes of death during the follow-up period (2003 to 2015) are presented by sex in table 5. Causes of death were classified using the list of 56 causes of death used by Statistics Korea, which was derived from the list of 80 causes of death recommended by the WHO for the tabulation of mortality statistics. Malignant neoplasms were the most common cause of death in both sexes (1032.1 per 100 000 person-years for men, 376.7 per 100 000 person-years for women). Cerebrovascular diseases were the second most common cause of death in both men (386.0 per 100 000 person-years) and women (256.0 per 100 000 person-years). Heart disease was the third most common cause of death in both men (247.5 per 100 000 person-years) and women (190.8 per 100 000 person-years). Diabetes mellitus was the fourth most common cause of death in both men (143.8 per 100 000 person-years) and women (101.3 per 100 000 person-years).

Table 5.

Cause-specific death rates for leading causes of death (2003 to 2015) and age-standardised (with the 2005 Korean census and world standard populations as references) mortality rates (per 100 000 person-years) in the national health insurance service-senior (NHIS-Senior) cohort

Rank All Men Women
Cause of death Crude rates Age-standardised rates Cause of death Crude rates Age-standardised rates Cause of death Crude rates Age-standardised rates
Census WHO Census WHO Census WHO
1 Malignant neoplasms 578.5 620.3 634.7 Malignant neoplasms 934.3 1003.8 1032.1 Malignant neoplasms 337.8 364.4 376.7
2 Cerebrovascular diseases 265.3 286.1 307.0 Cerebrovascular diseases 336.7 361.7 386.0 Cerebrovascular diseases 217.0 235.7 256.0
3 Heart disease 191.5 202.8 222.7 Heart disease 233.3 247.5 267.6 Heart disease 160.6 170.7 190.8
4 Diabetes mellitus 106.1 114.2 119.1 Diabetes mellitus 130.9 138.6 143.8 Diabetes mellitus 87.8 96.2 101.3
5 Chronic lower respiratory diseases 73.2 78.7 87.1 Chronic lower respiratory diseases 129.2 67.8 154.8 Pneumonia 48.3 49.1 58.7
6 Pneumonia 64.9 67.5 78.7 Pneumonia 96.4 101.5 117.4 Hypertensive diseases 47.8 50.0 57.6
7 Intentional self-harm (suicide) 51.0 53.8 54.5 Intentional self-harm (suicide) 84.1 88.3 90.0 Chronic lower respiratory diseases 41.6 43.7 49.8
8 Hypertensive diseases 47.5 49.3 56.3 Diseases of liver 67.5 67.8 68.0 Intentional self-harm (suicide) 27.5 29.7 30.3
9 Diseases of liver 40.3 40.7 41.0 Transport accidents 56.3 58.5 59.0 Alzheimer’s disease 24.0 23.8 28.9
10 Transport accidents 34.8 36.3 63.4 Hypertensive diseases 43.7 45.4 50.7 Diseases of liver 19.2 20.0 20.7

*The cause of death was classified using the list of 56 causes of death provided by Statistics Korea, which originated from the list of 80 causes of death for the tabulation of mortality statistics recommended by the WHO.

Information regarding the long-term care service grade and functional impairment score is shown in online supplementary table 5. A total of 34 483 individuals applied for long-term care service in 2008, of whom 17.9% were assessed as grade 1, meaning that they were completely dependent on the help of another person to live daily life.

Strengths and limitations

The NHIS-Senior cohort provides nationally representative cohort data regarding the elderly population in Korea. The NHIS-Senior cohort has several strengths. First, it provides reliable data based on a large sample (n=558 147) and a long duration of follow-up (from 2002 to 2015), and is representative of the entire elderly population. Second, due to the characteristics of the national administration data, the NHIS-Senior cohort has a very low attrition rate and includes more valid and accurate information than self-reported questionnaire-based survey data, especially for socio-economical status, healthcare utilisation and death information. Third, it is possible to analyse the pre-hospital stages of disease using information from the health screening programme and long-term care services.

The NHIS-Senior cohort has certain limitations. First, some of the subjects did not participate in the health screening programme or receive long-term care services due to issues regarding service eligibility. Therefore, there is a possibility of selection bias in health screening information. Second, variables on health behaviours are limited since those data were obtained from self-reporting questionnaires in nationwide health screenings. Third, the disease codes might not accurately reflect patients’ medical conditions, as they are sometimes exaggerated to receive reimbursement due to fee-for-service payment system.24

Footnotes

Contributors: YIK, YYK, JLY, CWW, SJ, HK contributed to the conception of this article. YYK, JHP, BRP were involved in manuscript writing and revision. YYK, SH, KDC, SB, EL, SYP, KL, DL were involved in data analysis and interpretation. All authors read and approved the final manuscript.

Funding: This work was supported by National Health Insurance Service (NHIS) in Korea.

Competing interests: None declared.

Provenance and peer review: Not commissioned; externally peer reviewed.

Data sharing statement: No additional data.

Patient consent for publication: Not required.

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