Abstract
Croconaine dyes are appealing molecules synthesized via the condensation of croconic acid and reactive electron-donating aromatic or heterocyclic systems. Here, matrix-assisted laser desorption/ionization (MALDI) mass spectrometry (MS) investigation of indolenine-based croconaines is presented for the first time. Archetype proton-transfer matrices, such as 2,5-dihydroxybenzoic acid (DHB) and α-cyano-4-hydroxycinnamic acid (CHCA), 9-aminoacridine (9AA) as the protonating/deprotonating matrix, and electron-transfer (ET) secondary-reaction matrices, such as 1,5-diaminonapthalene (DAN) and trans-2-[3-(4-t-butyl-phenyl)-2-methyl-2-propenylidene]malononitrile (DCTB), were investigated. DHB, CHCA, and 9AA generate a mix of odd-electron molecular ions and protonated, sodiated, and potassiated adducts. Among the ET matrices, DAN was found to be capable of directing the ionization process toward the exclusive formation of odd-electron molecular ions M+• without fragmentation. MALDI tandem MS provides useful structural characterization of croconaine dyes, thus making identification very straightforward for all investigated compounds. Interestingly the fragmentation of bromo-containing croconaines revealed, for the first time, the gas-phase formation of a bromime cation [Br]+.
1. Introduction
Croconaines are donor–acceptor–donor type zwitterionic compounds synthesized from croconic acid (4,5-dihydroxy-4-cyclopentene-1,2,3-trione1) via a one-pot condensation reaction with electron-rich (hetero)aromatic compounds or heterocyclic methylene-active bases.2−4 Croconaines exhibit narrow and intense absorption bands in the NIR, and their optical properties can be finely tuned either by changing the donor portions, conjugated to the croconic acid core,5,6 or by inserting diverse substituents on the donor moieties.3,7 Very recently, synthetic strategies leading to derivatives with tailored photochemical properties have been reviewed.8
Despite the low solubility of croconaines in both organic and aqueous media, additional features, such as high photothermal conversion efficiency,9 excellent chemical and photothermal stability,10 and strong solvatochromism,11 have attracted considerable interest toward their application as effective NIR-absorbing dyes. Furthermore, a recent study has provided evidences that croconaine dyes could represent promising candidates for cancer photothermal therapy.12 Interest in these dyes, however, is not restricted to the above-mentioned fields; indeed acido- and ionochromisms are revealed to be useful for their applications in optical sensing of cations13,14 or anions,15 whereas their third-order nonlinear optical properties appear potentially useful for ultrafast optical devices.16 Recently, a small library of indolenine-based croconaines differing for the substituents on the donor moieties has been synthesized and their molecular structure fully investigated (by density functional theory (DFT) calculations, NMR spectroscopy, and X-ray diffraction) together with their solid-state organization.17 Ambipolar semiconducting properties have been obtained in thin-film transistors, demonstrating indolenine-based croconaines as a new class of molecular materials for organic electronics.17
Chemical and structural characterization of croconaines is typically performed by 1H- and 13C NMR, IR spectroscopy, and X-ray diffraction. At present, mass spectrometry (MS)-based techniques appear still confined to a marginal role in characterizing croconaines. Indeed, electron or chemical ionization methods typically employed in gas chromatography (GC)-MS are useless since indolenine-based croconaines cannot be investigated by GC due to molecular masses well above 400 Da. So far, electrospray ionization mass spectrometry (ESI-MS) has been only used to assess the molecular mass of the synthesized croconaines (typically detected as deprotonated molecules), whereas structural characterization studies by tandem or multistage MS are lacking.13,17,18 Note that the above-mentioned poor solubility of croconaines could hamper ESI-MS measurement since the best suited solvent ensuring adequate solubility could not be fully compatible with the ESI source. To the best of our knowledge, matrix-assisted laser desorption/ionization (MALDI) MS19 has never been exploited for croconaine dyes. Here, the selection of an appropriate matrix capable of ensuring efficient desorption/ionization of the analytes with minimal or null fragmentation still represents an open issue.20 Considering the croconaine structure, containing basic and acidic residues on an extensively conjugated electron system, common and well-known proton-transfer (PT) and/or electron-transfer (ET) matrices are likely candidates;21−23 note that PT and ET are potentially competing processes and that the prevalence of one over the other depends on the analyte–matrix combination. A set of five representative matrices (exhibiting different proton affinities and ionization potentials (IPs), vide infra) was selected which included the following: (i) archetype PT matrices such as 2,5-dihydroxybenzoic acid (DHB) and α-cyano-4-hydroxycinnamic acid (CHCA); (ii) 9-aminoacridine (9AA) as a protonating/deprotonating matrix;24 (iii) 1,5-diaminonapthalene (DAN) capable of acting as the PT/ET matrix,21,22 and (iv) trans-2-[3-(4-t-butyl-phenyl)-2-methyl-2-propenylidene]malononitrile (DCTB), an effective and well-recognized nonprotic ET matrix.25 Performance of these matrices is presented, compared, and discussed in the following using, as model compounds, five previously described17 indolenine-based croconaines and a newly synthesized one (see later). Among the investigated matrices, DAN revealed a soft (i.e., absence of analyte fragmentation) and a high-performance ET matrix leading solely to the formation of an odd-electron molecular ion. The fragmentation patterns observed in MALDI MS/MS experiments are also discussed; the fragmentation of bromo-containing croconaines revealed the formation of a bromine cation ([Br]+) in the gas phase, which has never been reported before in MALDI MS experiments.
2. Results and Discussion
2.1. Laser Desorption Ionization (LDI)-MS experiments
Indolenine-based croconaines investigated here are reported in Table 1 along with their chemical formula, substituent groups on each indolenine moiety, and monoisotopic mass; note that all croconaines are symmetrical and differ by the donor substituents, namely, heteroatoms as fluorine (#3–5) and bromine (#2) or aromatic moieties as 4-phenoxy-phenyl (#1) and 4-nitro-phenyl (#6). Highest-occupied and lowest-unoccupied Kohn–Sham orbital (HOMO and LUMO) energy levels, previously estimated from cyclic voltammetry (CV) experiments,17 are also quoted, given their importance in rationalizing the laser desorption ionization mechanism (vide infra). Unfortunately, DFT calculations of HOMO and LUMO energy levels, which generally provide ionization potential (IP) and electron affinity (EA) values, respectively, in good agreement with the experimental data in a vacuum,26 are not available for the investigated compounds. It follows that HOMO and LUMO energy levels obtained by CV provide only rough (but still useful) estimates of IP and EA values mainly because the HOMO/LUMO energies are scaled in vacuum, whereas the reduction/oxidation potentials are measured in solution.26,27 As expected for analytes with extended aromatic π-electron systems, all investigated croconaines are characterized by particularly low IPs (around 5.3 eV), suggesting a facile direct photoionization process in the gas phase upon irradiation by Nd:YLF laser (photon energy, 3.6 eV). Indeed, the LDI mass spectrum of, e.g., croconaine #5 (see Figure S1, Supporting Information) shows the distinct formation of a [M]+• radical ion at m/z 496 that can be easily rationalized invoking a two-photon ionization process.28 The absolute signal intensity is not particularly high, which is consistent with a broad and poor absorption band at the laser wavelength of 345 nm, too far from the absorption maximum at ca. 780 nm (Figure S2, Supporting Information). A similar behavior is shared by all other investigated compounds. The above LDI findings suggest that direct analyte photoionization should be likely expected also in MALDI experiments; however, due to the excess of matrix, such a process cannot play a significant role since secondary ionization of an analyte by a matrix is far more likely than the direct ionization of analyte, unless very high analyte/matrix ratios are used,29 which is not the case.
Table 1. Summary of All Croconaines (1–6) Investigated by MALDI MSa.
Energy levels of HOMO and LUMO were determined by cyclic voltammetry in CH2Cl2 solution. For experimental details, see ref (17).
2.2. Matrix Evaluation
Figure 1 displays the positive-ion MALDI MS spectra of croconaine #1 using CHCA (a), DHB (b), and 9AA (c) as matrices. The base peak at m/z 761.302 in the MALDI spectrum obtained using CHCA as the matrix (plot (a)) was assigned to the protonated adduct [M + H]+. Interestingly, the concomitant occurrence of an odd-electron molecular ion, M+•, at m/z 760.298, with a remarkably high yield (ca. 70%, see the inset of plot (a)) can be observed; since direct photoionization can provide only a marginal contribution (see the previous paragraph), the formation of M+• should be mainly due to secondary reactions, indicating that PT and ET are competing processes. Cationization by Na+ and/or K+ adduction is completely absent in the case of CHCA. Different findings were experienced by using DHB (plot (b)) and 9AA (plot (c)) as matrices; the formation of sodiated adducts (see the base peak at m/z 783) is now the preferred ionization process. A small contribution of a K+ adduct also appears, whereas the M+• relative abundance at m/z 760.298 is, in both cases, around 30% referred to the base peak at m/z 783. Notably, the [M + Na]+/[M + H]+ relative abundance ratio increases considerably passing from CHCA to DHB to 9AA. For a given analyte, cationization can become the preferred ionization route when matrices with increasing PA are used, since the analyte must compete with the neutral matrix for the available protons in plume secondary reactions.30 Indeed, PA values (see Table 2) increase in the order CHCA < DHB < 9AA, thus providing a strong support to the above interpretation. As multiple ion formation for a given analyte is generally considered deleterious, especially for (semi)quantitative application of MALDI MS, ET matrices were tested to force the ionization process toward the formation of a single species, i.e., the radical cation.
Table 2. Thermodynamic Data of Matrices Used in This Work for Croconaine Examination by MALDI MSa.
CHCA | DHB | 9AA | DCTB | DAN | |
---|---|---|---|---|---|
PA (kcal/mol) | 201.0b | 204.4b | 233.4b | n.a. | 225.0b |
EA (kcal/mol) | 40.1d | 17.7d | 14.4d | 53.337 | –9.18c |
IP (eV) | 8.80d | 8.20d | 7.23d | 8.5437 | 6.84c |
PA: proton affinity, EA: electron affinity, IP: ionization potential.
See ref (38).
Data obtained by Mol-Instincts Chemical Property Database (https://www.molinstincts.com/home/index/).
Figure 2 shows the positive-ion MALDI mass spectra of croconaine #1 using (a) DCTB and (b) DAN as representative ET matrices. Unexpectedly, DCTB was unable to drive the ionization process toward the prevalent formation of the radical cation, the protonated adduct being the most abundant species, followed by the radical ion and the sodiated adduct at m/z 783.284. Moreover, some matrix-related signals were recorded (at m/z 628 and 873) together with an analyte fragment ion at m/z 687 (observed also using 9AA as a matrix, see Figure 1c); such a fragment could be assigned as C45H34N2O4Na+, likely originated from the neutral losses of phenol (C6H6O) and H2. Note that the DCTB spectrum in the negative-ion mode LDI MS shows the exclusive formation of the radical anion M–• (data not shown) whereas in positive-ion mode, the radical cation M+• is formed together with a plethora of other species such as [M + H]+, [M + Na]+, [M + K]+, and [M – CH3]+, just to cite the most relevant ones.31 This could be the reason why DCTB failed to behave as a pure ET transfer matrix (in the positive mode) for croconaines; however, due to the lack of thermochemical data, the ionization mechanisms were not investigated further.
A different picture was obtained with DAN (plot (b) in Figure 2). Indeed, DAN can drive the ionization process toward the formation of the odd-electron molecular ion (see the base peak at m/z 760.298) with nearly 100% yield (see the inset of Figure 2b). Besides, compared with DCTB, no matrix-related peaks occurred in either positive- or negative-ion modes (data not shown), thus indicating that DAN shows the best performance as the matrix (vide infra). From a thermodynamic point of view, ET secondary reactions are possible when the IP of the analyte is lower than that of the matrix (IPA < IPM). Among the investigated matrices, DAN possesses the lowest IP value 6.84 eV,32 which is roughly 1.5 eV higher than that of cocronaines’ counterpart; such a difference in IPs should, however, be enough for an effective ET with the additional advantage of a low excess energy deposited in the M+• ion that justifies the absence of analyte fragmentation.
To confirm these results, all other synthesized croconaines were investigated by using CHCA as the PT matrix and DAN as the ET matrix. As seen for croconaine dye #1, the use of CHCA generated systematically two or more contributions (see Figure S3, Supporting Information), whereas DAN was confirmed to be the election matrix for this class of compounds (Figure S4, Supporting Information). Indeed, as reported in Figure 3, it was possible to detect the radical cation with nearly 100% yield, in the spectra of the croconaine dye #2 at m/z 582.001 (plot (3a)), dye #3 at m/z 460.150 (plot (3b)), and dye #6 at m/z 666.214 (plot (3c)). All of these signals are in full agreement with theoretical isotope calculations obtained considering only the radical cation contribution.
2.3. MALDI MS/MS of Croconaine Dyes
After selecting the best matrix for croconaine dyes, the next step was structural characterization by tandem MS analyses. Figure 4 shows the positive-ion MALDI MS/MS spectrum of the precursor ion at m/z 760 referred to croconaine dye #1, with an isolation window of ±3 m/z units using DAN as the matrix. After isolating and fragmenting the molecular ion ([M]+•), a main peak at m/z 745.36 was observed due to the facile loss of a methyl radical (•CH3), most likely from the dihydropyrrole ring. The second abundant peak at m/z 730.55 could be generated by the alternative loss of neutral formaldehyde (CH2O), in which the croconic acid core may be involved, or more likely from a consecutive loss of another methyl radical (•CH3) from the second dihydropyrrole ring. The ion cluster centered at m/z 667.20 can be correlated to the radical loss of phenol (C6H5O•). For the less intense ions in the spectrum, several hypothetical product ions can be proposed. For instance, the peak observed at m/z 415.20 can be explained by considering the breaking of the indolenine core. Also, product ions at m/z 361.19 and 345.20 are related to bond breaking in the gas phase on different points of the structure, which more likely involves the further loss of lateral substituents. The peak at m/z 93.06 is most likely due to the phenoxy ion arising from the side substituents.
Figure 5 shows the positive MALDI MS/MS spectrum of the croconaine dye #2 (isolation window ±5 m/z units) using DAN as the matrix. This compound contains two symmetrical substituents bearing bromide as a heteroatom. When fragmenting the ion cluster centered at m/z 582, two leading product ions were detected, most likely corresponding to the successive loss of two radical methyl moieties from the dihydropyrrole rings, as occurred with dye #1 (see signals at m/z 567.07 and 552.14); an additional methyl loss can generate the small peak at m/z 537.14. The ion at m/z 330.08 could originate from different losses as its isotopic pattern appears to be an envelope of at least two contributions. For instance, it could be due to the neutral loss of bromobenzene (C6H5Br) from one side and bromide (Br) from the other substituent together with methyl loss or more likely it could be explained as the loss of the whole substituent 5-bromo-3,3-dimethylindoline from one side and methyl from the other symmetric side. The peak at m/z 276 is most likely generated from that at m/z 332 assigned as croconic moiety missing a methyl group upon loss of ethene-1,2-dione [C2O2].
Besides other low-intensity product ions likely generated by successive losses of water (18 Da) or methyl radical (15 Da), an interesting ion doublet was detected at m/z 78.94 and 80.93. According to both the accurate mass and isotopic pattern, this cluster can be easily attributed to bromine cation, [Br]+, formed via heterolytic cleavage. The presence of this ion species may appear anomalous since bromine follows the octet rule and usually is detected in a negative-ion mode as a bromide ion. Although much less intense, the product ions at m/z 501–503 are also evident following the initial loss of a bromine Br• radical (i.e., homolytic cleavage). The use of the same croconaine dye #2 and a PT matrix such as CHCA (Figure S5, Supporting Information) provides no evidence of bromine cation. This is the first time that the Br+ has been described in a MALDI experiment but it is not completely unusual using other techniques, including inductively coupled plasma-MS33 and glow-discharge ionization source.34,35
3. Conclusions
Here, we have reported for the first time that DAN can be successfully used as a matrix to explore intact croconaine dyes by means of MALDI MS in a positive-ion mode. The prevailing ionization process of croconaines by DAN seems to be an ET secondary-reaction mechanism, thus hindering the splitting of ion contribution to protonated and cationized adducts, as observed with other examined matrices. Tandem MS of the radical molecular ions was found to be very useful to characterize the structure of these dyes. The most singular result was observed with the gas-phase formation of bromine cation on croconaines bearing Br as heteroatom substituents. This outcome has never been reported before, at least under MALDI MS experimental conditions. It is plausible that DAN will be actively used as a major MALDI matrix in identifying novel croconaine dyes.
4. Materials and Methods
4.1. Chemicals
Water, acetone, methanol, chloroform, 1,5-diaminonapthalene (DAN), trans-2-[3-(4-t-butyl-phenyl)-2-methyl-2-propenylidene]malononitrile (DCTB), 2,5-dihydroxybenzoic acid (DHB), and α-cyano-4-hydroxycinnamic acid (CHCA) were obtained from Sigma-Aldrich (Milan, Italy), whereas 9-aminoacridine hemihydrate was purchased from Acros Organics (Morris Plains, NJ). All solvents used were of LC–MS grade. A Mass Standard Kit for calibration was purchased from AB Sciex (Ontario, Canada).
4.2. Instrumentation
All experiments were performed using a 5800 MALDI-ToF/ToF analyzer (AB SCIEX, Darmstadt, Germany) equipped with a neodymium-doped yttrium lithium fluoride (Nd:YLF) laser (345 nm), in a reflectron positive mode, with a typical mass accuracy of 10 ppm. In MS and MS/MS modes, 1000 laser shots were typically accumulated by a random rastering pattern, at laser pulse rates of 400 and 1000 Hz, respectively; each shown mass spectrum was averaged on at least five single mass spectra (1000 laser shots each). The laser fluences were within 1.9–2.6 J/m2 depending on the matrix employed. MS/MS experiments were performed setting a potential difference of 1 kV between the source and the collision cell; ambient air was used as the collision gas with a medium pressure of 10–6 Torr. The delayed extraction time was set at 280 ns.
DataExplorer software 4.0 (AB Sciex) was used to control the acquisitions and to perform the initial elaboration of data, whereas SigmaPlot 11.0 was used to graph the final mass spectra. ChemDraw Pro 8.0.3 (CambridgeSoft Corporation, Cambridge, MA) was employed to draw chemical structures. Isotopic pattern contribution was generated by Xcalibur 4.0 with Foundation 3.1 (Thermo Fisher Scientific).
4.3. Croconaine Synthesis
Indolenine-based croconaines bearing different substituents on the donor moieties were synthetized following a protocol based on condensation of croconic acid (1 equiv) and of indolenine (2 equiv) in a refluxing mixture of toluene and butanol. Synthesis and characterization of croconaines #1–4 and #6 (see Table 1) were carried out in accordance with a previously reported procedure.17 Synthesis of the new croconaine #5, namely, 3-(5,7-difluoro-3,3-dimethyl-1,3-dihydro-indol-2-ylidenemethyl)-5-(5,7-difluoro-3,3-dimethyl-3H-indol-2-ylmethylene)-4-hydroxy-cyclopent-3-ene-1,2-dione, is described in the Supporting Information.
4.4. Sample Preparation and MALDI MS Analysis
All investigated croconaines were dissolved in chloroform at a concentration of 2.0 mM. CHCA, DHB, and 9AA matrices were prepared in methanol at a concentration of 50 mM, whereas DAN and DCTB matrices were prepared in acetone at a concentration of 32 mM. Unless otherwise specified, 5 μL of each croconaine solution was mixed (1:1, v/v ratio) with matrix solution and 1 μL of mixture was spotted on the target plate, dried in the dark, and analyzed by MALDI MS.
WARNING: Caution should be reserved when handling DAN due to its possible carcinogenetic effects. Exposure to this compound should be minimized, and fume hoods should always be used.
Acknowledgments
This work was supported by the project PONa3_00395/1 “BIOSCIENZE & SALUTE (B&H)” of Italian Ministero per l’Istruzione, l’Università e la Ricerca (MIUR).
Supporting Information Available
The Supporting Information is available free of charge on the ACS Publications website at DOI: 10.1021/acsomega.8b02575.
Positive-ion LDI-ToF mass spectrum of croconaine dye #5 (Figure S1); absorption UV–visible–NIR spectrum of compound #5 (Figure S2); positive-ion mass spectra by MALDI-ToF of croconaine dye #2 obtained by using (A) CHCA, (B) DHB, and (C) 9AA as matrices (Figure S3); positive-ion mass spectra by MALDI-ToF of (a) croconaine dyes #5 (C27H20F4N2O3) and (b) #4 (C27H22F2N2O3) obtained by using DAN as a matrix (Figure S4); positive MALDI-ToF/ToF mass spectra of croconaine dye #2 using CHCA as a matrix (Figure S5); synthesis of crocronaine #5: 1H NMR spectrum of croconaine #1 (500 MHz, CDCl3) (Figure S6); 1H NMR spectrum of croconaine #2 (600 MHz, CDCl3) (Figure S7); 1H NMR spectrum of croconaine #3 (500 MHz, CDCl3) (Figure S8); 1H NMR spectrum of croconaine #4 (500 MHz, CDCl3) (Figure S9); 1H NMR spectrum of croconaine #5 (500 MHz, CDCl3) (Figure S10); 13C NMR spectrum of croconaine #5 (125 MHz, CDCl3) (Figure S11); 1H NMR spectrum of croconaine #6 (500 MHz, CDCl3) (Figure S12); cyclic voltammogram of croconaine #5 (Figure S13) (PDF)
The authors declare no competing financial interest.
Supplementary Material
References
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