Abstract
Intraventricular hemorrhage (IVH) is a common complication of prematurity in infants born at 23–28 weeks of gestation. Survivors exhibit impaired growth of the cerebral cortex and neurodevelopmental sequeale, but the underlying mechanism(s) are obscure. Previously, we have shown that neocortical neurogenesis continues until at least 28 gestational weeks. This renders the prematurely born infants vulnerable to impaired neurogenesis. Here, we hypothesized that neurogenesis is impaired by IVH, and that signaling through GSK3β, a critical intracellular kinase regulated by Wnt and other pathways, mediates this effect. These hypotheses were tested observationally in autopsy specimens from premature infants, and experimentally in a premature rabbit IVH model. Significantly, in premature infants with IVH, the number of neurogenic cortical progenitor cells was reduced compared with infants without IVH, indicating acutely decreased neurogenesis. This finding was corroborated in the rabbit IVH model, which further demonstrated reduction of upper layer cortical neurons after longer survival. Both the acute reduction of neurogenic progenitors, and the subsequent decrease of upper layer neurons, were rescued by treatment with AR-A014418, a specific inhibitor of GSK3β. Together, these results indicate that IVH impairs late stages of cortical neurogenesis, and suggest that treatment with GSK3β inhibitors may enhance neurodevelopment in premature infants with IVH.
Keywords: GSK3β, intermediate progenitors, intraventricular hemorrhage, neurogenesis, Pax6, Tbr2
Introduction
Intraventricular hemorrhage (IVH) remains a major problem in extremely premature infants. Survivors with IVH develop cognitive disabilities, mental retardation, learning disabilities, neurodevelopmental delay, and psychiatric disorders (Stephens and Vohr 2009; Indredavik et al. 2010). Developmental studies have reported that premature infants with even a low grade IVH are at a greater risk for impaired neurodevelopmental outcomes relative to preterm infants without IVH (Pinto-Martin et al. 1995; Whitaker et al. 1997; Vasileiadis et al. 2004). Consistent with neonatal follow-up data, volumetric MRI techniques have shown that premature infants with uncomplicated IVH display a major reduction in the cortical gray matter volume at near-term age (Vasileiadis et al. 2004). About 35% of preterm infants born between 23 and 28 weeks of gestation suffer from IVH (Adams-Chapman et al. 2008; Stoll et al. 2010). Since glutamatergic pyramidal neurons are produced until 28 weeks of gestation (Malik et al. 2013), the onset of IVH might adversely affect glutamatergic neurogenesis. Therefore, we asked whether occurrence of IVH would inhibit glutamatergic neurogenesis and reduce population of neurons in the cerebral cortex, and if so, how this could be ameliorated.
During early mammalian cortical development, radial glial cells in the ventricular zone (VZ) self-renew by symmetrical divisions, however, they switch later to asymmetric division to produce one daughter radial glia and one intermediate progenitor (IP) cell (Hansen et al. 2011). Differentiating IPs express transcription factor Tbr2 and migrate to the subventricular zone (SVZ), where they divide symmetrically to generate 2 neurons, or less frequently, self-amplify to generate 2 IPs (Englund et al. 2005). While some neurons are generated directly from radial glial progenitors, most cortical pyramidal-projection neurons develop from IPs (Kowalczyk et al. 2009). The neocortex in humans, in contrast to rodents, is larger and highly folded and exhibits a large outer SVZ. Cells in the outer SVZ express radial glia (nestin, Pax6, GFAP) and IP cell markers (Tbr2) and contribute to the neuronal production and development of gyrated human cerebral cortex (Lui et al. 2011). Glutamatergic neurogenesis in the dorsal telencephalon is orchestrated under the influence of transcription factors including Pax6, Neurogenin (Ngn) 1/2, Emx1/2, and Insm1; and the neuronal specification of upper cortical layers is regulated by Cux1, Brn2, and Satb2 genes (Englund et al. 2005; Bernardino et al. 2008; Lui et al. 2011). Neurogenesis is also regulated by effectors of Wnt and other signaling pathways, which control neuronal specification in the dorsal telencephalon (Lui et al. 2011). Together with transcription factors, Wnt signals are central regulators of proliferation as well as differentiation of neural progenitor cells (Pontious et al. 2008; Lui et al. 2011; Munji et al. 2011).
Glycogen synthase kinases (GSKs) are serine/threonine kinases that play key roles in neurogenesis (Hur and Zhou 2010). GSK3β, an isoform of GSK, is a dynamic enzyme that affect a broad range of transcription factors including neurogenin-2, β-catenin, SMAD1, and cyclic AMP response element-binding protein (CREB). In addition, Wnt signaling pathways inhibit GSK3β, which degrades β-catenin, a major effector of Wnt signaling. GSK3β is also regulated by sonic hedgehog (Shh), and plays a role in regulating Notch signaling, 2 additional pathways that are important in neuronal progenitor proliferation and maturation. Mice deficient in both GSK3α and GSK3β exhibit increased cortical surface area with a convoluted shape, but the cortex is thinner relative to control littermates, due to severely impaired neuronal differentiation (Kim et al. 2009). Consistent with these findings, inactivation of GSK3β by siRNA in E14.5 mice increased proliferation of radial glia cells, reduced Tbr2+ IPs, and diminished the population of Cux1+ upper cortical neurons (Ma et al. 2017). However, in vitro studies using adult neural stem cells suggest that GSK3β inhibition promotes neuronal differentiation (Maurer et al. 2007; Ahn et al. 2014). Accordingly, studies in animal models have revealed that GSK3β inhibition may promote neurogenesis (Guo et al. 2012; Aloni et al. 2015). Hence, the effect of GSK3β depends on the experimental context.
The occurrence of IVH in humans and rabbits reduces proliferation of all progenitors in the VZ and SVZ of both dorsal and ventral telencephalon (Del Bigio 2011; Dummula et al. 2011), but the effect of IVH specifically on neurogenesis has not been studied. Since differentiating neurons are recruited to cortical layers in an inside–out manner, and gestational ages 23–28 weeks correspond to late stages of neurogenesis, the upper cortical layers are most likely to suffer diminished growth due to IVH in preterm infants. Based on these considerations, we hypothesized that the occurrence of IVH would reduce glutamatergic neurogenesis in the dorsal SVZ thus decreasing neuronal populations in the upper cortical layers, and that GSK3β inhibition might restore neurogenesis and cortical development in survivors with IVH. To test these hypotheses, we studied autopsy samples from premature human infants, and we employed a rabbit model of prematurity with IVH. Our results highlight that IVH reduces neurogenesis and the population of upper cortical neurons in premature neonates, and that GSK3β inhibition ameliorates neurogenesis and the population of neurons in the upper cortical layers.
Materials and Methods
Human Subjects
The Institutional Review Board at the Albert Einstein College of Medicine in Bronx, NY, approved the use of autopsy brain samples from premature infants for the present study. The postmortem samples were forebrain tissue samples harvested from premature infants with and without IVH of 23–26 gestational weeks (gw). These postnatal age of infants was less or equal to 5 days (Supplementary Table S1), and the autopsy materials were obtained within 18 h of their demise. We excluded premature neonates with hypoxic-ischemic encephalopathy, meningitis, culture proven sepsis, major brain or spinal cord malformation, and chromosomal defects from the study. We included 6 preterm infants with IVH and 6 premature infants without IVH. The wall of the cerebral hemisphere in premature infants consists of VZ, SVZ, intermediate zone, subplate, cortical plate, and marginal zone, as described before (Nowakowski et al. 2016). In this article, we used the term intermediate-zone embryonic white matter interchangeably with white matter, ganglionic eminence with germinal matrix, and cerebral cortex with cortical plate.
Human Tissue Collection and Processing
We processed the human tissues as in our previous study (Ballabh et al. 2007). Coronal slices of 3–4 mm thickness were cut at the level of head of caudate nucleus from the frontoparietal lobe. The coronal blocks consisted of cortical plate, embryonic white matter, and ganglionic eminence. The samples were immersion-fixed in 4% paraformaldehyde in PBS overnight and were then cryoprotected by keeping them into a 15% sucrose solution in PBS, followed by 30% sucrose in PBS. The tissues were next frozen after embedding them into optimum cutting temperature compound (Sakura, Japan). Frozen coronal blocks were cut into sections of 18 μm thickness on a crytostat.
Animal Model of IVH
This study was approved by the Institutional Animal Care and Use Committee at the Albert Einstein College of Medicine in Bronx, NY. We employed our preterm rabbit model of glycerol-induced IVH that has been extensively validated in prior studies (Chua et al. 2009; Vinukonda et al. 2010, 2016; Vose et al. 2013). We bought timed-pregnant New Zealand rabbits from Charles River Laboratories, Inc. (Wilmington, MA). C-section was carried out to deliver the premature kits at 28.5 days of gestational age (full-term = 32 days). Newborn kits were reared in an infant incubator at a temperature of 35 °C. We used rabbit milk replacer (Wombaroo, Glen Osmond, Australia) to gavage-feed the kits in a volume of 2 mL every 12 h (100 mL/kg/day) during the first 2 days, and feeds were then advanced to 125, 150, 200, 250, and 280 mL/kg at postnatal days 3, 5, 7, 10, and 14, respectively. To induce IVH, we treated rabbit kits of either sex with 50% glycerol (6.5 gm/kg) intraperitoneally at 4 h of age. Intraperitoneal glycerol produces IVH by causing intravascular dehydration, an increase in serum osmolality, consequent decline in intracranial pressure and rupture of fragile vessels in the ganglionic eminence. (Ballabh et al. 2007; Georgiadis et al. 2008). We quantified the severity of IVH by measuring ventricular volume (length, breadth, and depth in coronal and sagittal views) on head ultrasound at 24 h age using an Acuson X700 (Siemens) ultrasound machine. Kits with IVH were classified as moderate (70–150 mm3) and severe (151–250 mm3) IVH, based on ventricular volume (Fig. 3A). A ventricular volume <70 mm3 indicated either an absence of IVH or presence of small or microscopic hemorrhage. A ventricular volume of >200 mm3 indicate very severe IVH, which carried high risk of hydrocephalus and thinning of cerebral cortex at postnatal day (D)14. We thus excluded all kits with ventricular volume >200 mm3 noted at 24 h age and also kits with hydrocephalus at D14. Hydrocephalus was defined as a ventricular area that measures more than 3 SDs above the mean for age in kits without IVH. Thus, at 2-week age, a ventricular area of more than 9 mm2 at midseptal nucleus level or 12.4 mm2 (mean ± 3 standard deviation) at ventral posterolateral thalamus level was considered hydrocephalus. The rabbit kits with IVH were assigned to either treatment or control group at 24 h age, so that the severity of IVH was balanced between the comparison groups. In our model and in humans with IVH, hemorrhage in the ventricle is frequently associated with hemorrhage in the VZ, SVZ, and adjacent white matter which can be seen microscopically (Supplementary Fig. S1) and sometimes macroscopically.
AR-A014418 Treatment
Rabbit kits with IVH were sequentially treated with either intramuscular AR-A014418 (10 μL, 20 mg/kg) or vehicle (DMSO) twice a day for 7 days, starting at day 1. The severity of IVH, evaluated by head ultrasound, was similar between the comparison groups—AR-A014418-treated and vehicle-treated kits with IVH. The dose of IM AR-A014418 was determined based on the prior studies (Kalinichev and Dawson 2011; Lee et al. 2016). Additionally, E28.5 kits (untreated with glycerol) were treated with either intramuscular AR-A014418 (20 mg/kg) or vehicle (DMSO) twice a day for 3 days, starting within 2 h age.
Rabbit Tissue Collection and Processing
We processed the tissues as described before (Ballabh et al. 2007). Briefly, the brain slices of 3 mm thickness at the level of midseptal nucleus were immersed into 4% paraformaldehyde in phosphate buffered saline (PBS; 0.1 M, pH 7.4) overnight and then were cryoprotected by submerging them into 15% sucrose in 0.1 M PBS buffer for 24 h followed by 30% sucrose for the next 24 h. We next froze the tissue slices after embedding them into an optimum cutting temperature compound (Sakura, Japan). We cut frozen coronal blocks into coronal sections of 18 μm thickness on a cryostat. For Western blot analyses, a 2 mm thick coronal slice was harvested at the level of the midseptal nucleus and snap-frozen on dry ice.
Stereological Assessment of Sox2+, Tbr2+, Satb2+, and Cux1+ Cells in the Dorsal Telencephalon
The techniques are described in Supplementary Methods.
Immunohistochemistry, Western Blot Analyses, Real Time Quantitative PCR, and Quantification of Pax6+ and Apoptotic Sox2+ Cells Under Confocal Microscope
The technical details are in Supplementary Methods.
Statistics and Analysis
Data are presented as means ± standard error of the mean (s.e.m.). To compare Tbr2+ and Sox2+ cells between rabbits with and without IVH and between AR-A014418 and vehicle controls at days 3 and 7, we used 2-way ANOVA. Presence of IVH (IVH vs. no IVH) and postnatal age (D3 or D7) were 2 independent variables. To compare Cux1+ and Satb2+ cells between 2 groups, we employed t-test. Similarly, we compared real time-qPCR and Western blot analyses data between AR-A014418 and vehicle treated kits at D3 and D7, using 2-way ANOVA. All post hoc comparisons between means were done by Tukey multiple comparison test at 0.05 significance.
Results
IVH Suppresses Neurogenesis in Human Premature Infants
Neonatal hypoxia-ischemia increases hippocampal neurogenesis 1–2 weeks after injury in some studies (Plane et al. 2004; Ong et al. 2005; Spiegler et al. 2007). However, the effect of IVH or any other perinatal brain injury on glutamatergic neurogenesis in the neocortical SVZ has not been studied. We postulated that IVH might affect neocortical neurogenesis in premature human infants. To this end, we compared the density of total and proliferating Sox2+ and Tbr2+ cells (radial glial progenitors and IPs, respectively) between preterm infants with IVH and without IVH of 23–26 weeks gestation and 4–8 days postnatal age (Supplementary Table S1). The VZ and SVZ of dorsal telencephalon in autopsy brain samples were evaluated at level of the head of caudate nucleus. We found that the density of total Tbr2+ cells, as well as all proliferating cells (Ki67+), were reduced in infants with IVH compared with controls (P < 0.048 and 0.017 respectively; Fig. 1). However, the abundance of proliferating IPs (Ki67+/Tbr2+) was not reduced, suggesting that differentiating IPs were preferentially affected. Both total and cycling Sox2+ cells showed a trend toward decline in infants with IVH relative to infants without IVH, but the comparisons were not statistically significant. Tbr2+ cells appeared to be more abundant in the outer SVZ relative to the inner SVZ, consistent with our previous observation (Malik et al. 2013). Together with the significant reduction (~50%) in the density of Tbr2+ IPCs and all proliferating progenitors in the inner SVZ, we conclude that IVH in human infants reduces neocortical neurogenesis in extreme preterm infants.
Progressive Decline in the Population of Radial Glia and IPCs as a Function of Postnatal Age in E28.5 Rabbits
Since IVH suppresses neurogenesis in premature humans, we set out to evaluate whether IVH inhibits neurogenesis in premature rabbit kits as well. During development, glutamatergic neurogenesis terminates at about 28 weeks of gestation in humans, P10 in ferrets, and P5 in rats (Martinez-Cerdeno et al. 2012; Malik et al. 2013), however, the duration of pyramidal cell neurogenesis has not been previously evaluated in preterm rabbits (E28.5). We therefore evaluated the population of total and cycling radial glia and IPs in preterm rabbits at postnatal days (D) 1, 3, and 7, employing the same markers as used to evaluate human specimens, in coronal sections (midseptal nucleus level) from preterm rabbit forebrains. We found that Sox2+ radial glial cells and Tbr2+ IPs were abundantly present in the VZ and SVZ of rabbit dorsal telencephalon (Fig. 2A,B). Stereological quantification revealed that the number of total and cycling Sox2+ radial glia declined significantly as a function of postnatal age from D1 through D7 (P < 0.01, both; Fig. 2A). We also noted an abundance of Tbr2+ cells in the neocortical SVZ in E28.5 kits born prematurely. The total and cycling Tbr2+ IPs also declined with postnatal age from D1 to D7 (P < 0.01 both, Fig. 2B), and were scarce on D7. Both proliferating Tbr2+ and Sox2+ cells were more frequent on the inner SVZ compared with outer SVZ of premature rabbits.
Consistent with these observations, Western blot analyses showed that both Tbr2 and Sox2 expression significantly declined from D1 through D7 (P = 0.01, both; Fig. 2C). Together, these results show that Sox2+ radial glia and Tbr2+ IPC were abundantly present in the dorsal telencephalon in E28.5 rabbits and diminished in number as a function of postnatal age.
IVH Suppresses Neurogenesis in Premature Rabbit Kits
As radial glial cells and IPs were abundantly present in the dorsal telencephalon of E28.5 rabbits during the first week of postnatal life, we employed a preterm rabbit model of IVH (Fig. 3A) to assess the effect of IVH on glutamatergic neurogenesis. In this model, IVH is induced by injecting intraperitoneal glycerol at 2 h of age, and rabbits get IVH within 6 h of administration. We evaluated double-labeled coronal sections (midseptal nucleus level) with Tbr2 and Ki67 specific antibodies. We found that both total and cycling Tbr2+ IPs were reduced in rabbits with IVH compared with glycerol controls without IVH at D3 (P < 0.001, Fig. 3B,C), but not at D7. We next evaluated the effect of IVH on radial glia cells. We observed that all Sox2+ radial glial cells were reduced in rabbits with IVH compared with glycerol controls without IVH at both D3 and D7 (P = 0.001 and 0.028, Fig. 3D,E). Proliferating Sox2+ cells were reduced in rabbits with IVH at D3 (P < 0.001), but not at D7.
To further confirm our stereological quantification of radial glia cells and IPCs, we performed western blot analyses. Consistent with our immunohistochemical findings, we found that both Tbr2 and Sox2 levels were reduced in rabbits with IVH compared with controls without IVH at both D3 (P = 0.001 and 0.013, respectively) and D7 (P = 0.008 and 0.026, respectively, Fig. 2F).
To determine the number of actively dividing progenitors in the dorsal SVZ in S phase and mitotic phase (G2/M), we quantified BrdU+ and Phospho-Histone H3+ (Ph3+) cells in the dorsal VZ and SVZ. To this end, we treated rabbits with Brdu (25 mg/kg twice a day for 3 days) and euthanized them at D1 (2 dose of BrdU) and D3 (6 doses of BrdU). Evaluation of coronal sections labeled with BrdU and Ph3 specific antibody revealed that BrdU+ cells were fewer in rabbits with IVH at both D1 and D3 (P < 0.01 both; Supplementary Fig. S2A,B). Accordingly, Ph3+ cells were reduced in rabbits with IVH at D3 (P = 0.04), but not at D1. However, Ki67+ cells were significantly reduced in rabbits with IVH at both D1 and D3 (P = 0.04 and 0.008, respectively; Supplementary Fig. S2C,D). Since Sox2+ and Tbr2+ cells are abundant in the dorsal SVZ, these data suggest that number of these progenitors in S-phase and M-phase are reduced in rabbits with IVH compared with controls.
These results suggest that IVH suppresses proliferation of both radial glia cells and IPs, as well as differentiation of Sox2+ radial glia into Tbr2+ IPCs in the VZ and SVZ of the dorsal telencephalon.
IVH Induces Apoptosis of Neuronal Progenitors
Our previous studies have shown that IVH induces apoptosis of neural cells in the periventricular germinal zones, peaking at 24 h after the occurrence of IVH (Georgiadis et al. 2008). We therefore postulated that IVH will result in apoptosis of radial glia cells and IP cells. To this end, we performed TUNEL staining of coronal sections and then immunostained the sections with Sox2 or Tbr2 specific antibodies. We found that TUNEL+ cells were about 4-fold higher in the VZ, SVZ, and the adjacent white matter of rabbit kits with IVH compared with glycerol controls without IVH (P < 0.001). Of all TUNEL+ cells, ~10% colabeled with Sox2+ antibodies. The density of TUNEL+Sox2+ cells were significantly higher in kits with IVH compared with controls without IVH (P < 0.001, Supplementary Fig. S3).
We next evaluated cells colabeled with TUNEL and Tbr2 specific antibody. They were rare to absent and thus were not quantified. This may be attributed to their reduced vulnerability to apoptosis and their relatively smaller number compared with Sox2+ cells in the VZ and SVZ in E28.5 rabbits at 24 h age.
IVH Reduces the Number of Pyramidal Neurons in Upper Cortical Layers
As IVH suppresses the number of neurogenic progenitors in dorsal VZ and SVZ, we reasoned that reduced glutamatergic neurogenesis might lead to diminished number of neurons in upper layers of the cerebral cortex. Transcription factors Cux1/2 have been identified as restricted molecular markers of upper layer (II–IV) neurons in murine and human cerebral cortex; likewise, Satb2 is also expressed predominantly in upper layer neurons (Ong et al. 2005; Arion et al. 2007; Britanova et al. 2008). We thus labeled coronal sections with Cux1 and Satb2 specific antibodies, and compared their abundance in rabbits with and without IVH at D14. Stereological quantification revealed that number of both Cux1+ and Satb2+ neurons were reduced in rabbits with IVH compared with controls without IVH at D14 (P = 0.001 and 0.01, respectively; Fig. 4A).
To further confirm our finding, we performed Western blot analyses and found that Satb2 protein levels were diminished in rabbits with IVH compared with controls without IVH (P = 0.01, Fig. 4B). Together, the data suggest that IVH not only suppresses neurogenesis, but also reduces the number of cortical neurons in layers II–IV.
IVH Increases Pax6 Levels and Reduces Phosphorylation of Retinoblastoma Protein
To determine the mechanisms underlying the effect of IVH on neurogenesis, we evaluated transcription factors regulating glutamatergic neurogenesis and corticogenesis, including Pax6, NeuroD1, NeuroD6, and Satb2, by real time qPCR using TaqMan probes (Englund et al. 2005; Lui et al. 2011). Neurogenin1/2 TaqMan probe could not be constructed as these gene sequences are unknown for rabbits. The mRNA expression of Tbr2 was reduced in rabbits with IVH at D3 (P = 0.04, Fig. 5A), but not at D7. In contrast, mRNA expression of Pax6 was elevated in rabbits with IVH compared with controls without IVH at D3 (P = 0.048), but not at D7. The expression of NeuroD1, NeuroD6, and Satb2 were comparable between rabbits with and without IVH at both D3 and D7. Accordingly, Western blot analyses also showed that Pax6 levels were elevated in rabbits with IVH compared with controls without IVH at D7 (Fig. 5B), not at D3. It is plausible that an early increase in Pax6 transcription (D3) was reflected as an elevated Pax6 protein level at D7. Ngn2 protein levels were comparable between kits with and without IVH. Together, these data suggest that a reduction in neurogenesis in rabbits with IVH can be attributed to a downregulation of Tbr2, and the increased expression of Pax6.
Cell cycle is linked with neurogenesis and brain size is governed by cell cycle machinery (Spiegler et al. 2007). Therefore, we evaluated key molecules regulating cell cycle. Both mRNA and protein expression of cyclin D1, cyclin D2 and CDK6 were comparable between rabbits with and without IVH. Since, phosphorylation of the retinoblastoma (Rb) protein during the G1 phase of the mammalian division cycle is a major control element regulating passage of cells into S phase and through the division cycle, we quantified serine 780 and serine 807/811 phosphorylation of Rb. We found that pRb (serine 780) was reduced in rabbits with IVH compared with controls without IVH (P < 0.05), but not pRb (serine 807/811). Together, data suggest that an elevation in Pax6 as well as a reduction in Tbr2 transcription and phosphorylation of Rb protein contributes to reduced neurogenesis in rabbits with IVH. The data are consistent with the previous studies showing that the suppression of Pax6 promotes cell proliferation of human retinoblastoma cells (Seira and Del Rio 2014).
GSK3β Inhibition by AR-A014418 (ARA) Treatment Reduces Apoptosis of Neuronal Progenitors
Since activation of Wnt signaling promotes neurogenesis in E13.5 and 15.5 mice (Munji et al. 2011), we chose to upregulate Wnt signaling by GSK3β inhibition to restore neurogenesis in rabbits with IVH. To this end, we treated IVH-affected premature rabbits with intramuscular ARA or vehicle. To determine whether ARA treatment stimulated Wnt signaling, we performed Real time qPCR for Axin2. We found that the development of IVH reduced mRNA expression of Axin2 (P = 0.037) and ARA treatment increased Axin2 expression in kits with IVH at D7 (P = 0.04, Supplementary Fig. S4). To determine whether ARA treatment upregulates Wnt signaling specifically on Sox2+ progenitors, we labeled coronal sections with Axin2 and Sox2 or Tbr2 specific antibodies. We observed increased Axin2 immunoreactivity around Sox2+ cells in the dorsal SVZ of ARA-treated kits with IVH compared with vehicle controls at D7 (Supplementary Fig. S4). We could not combine immunolabeling of Axin2 and Tbr2 specific antibodies related to technical reasons. The data suggest that IVH downregulates Wnt signaling, which is reversed by ARA treatment (Supplementary Fig. S4).
GSK3β promotes apoptosis by inhibiting prosurvival factors such as CREB and heat shock protein, and facilitating proapoptotic factor p53 (Grimes and Jope 2001; Watcharasit et al. 2002). Accordingly, GSK3-β inhibition reduces apoptosis and offers neuroprotection in traumatic brain injury through activation of Wnt and RTK signaling pathways (Shim and Stutzmann 2016). Therefore we postulated that GSK3-β inhibition would reduce IVH-induced apoptosis of Sox2+ cells in the dorsal telencephalon. To this end, we compared the density of cells colabeled with caspase-3 and Sox2 antibodies between rabbits without IVH, vehicle- and ARA-treated rabbits with IVH.
Quantification of apoptotic cells in immunolabeled sections showed that caspase-3+Sox2+ cells were significantly higher in rabbits with IVH compared with controls without IVH at D3 (P < 0.001, Supplementary Fig. S5). More importantly, ARA treatment reduced the density of caspase-3 and Sox2 colabeled cells at D3 (P < 0.05). In addition, ARA treatment reduced the total number of capsase3+ cells (P < 0.01). Data show that ARA treatment offers neuroprotection by reducing apoptosis of Sox2+ radial glia cells in the dorsal SVZ.
GSK3β Inhibition by AR-A014418 (ARA) Treatment Enhances Neurogenesis
GSK3β inhibition stimulates Wnt signaling to increase β catenin levels and enhances neurogenesis in both culture studies and in vivo experiments (Hirsch et al. 2007; Munji et al. 2011; Seib et al. 2013). Therefore, we assessed the effect of GSK3β inhibition on neurogenesis in the dorsal SVZ. To this end, we immunolabeled coronal sections from ARA and vehicle treated kits with IVH using Ki67 and Tbr/Sox2 specific antibodies and quantified the total and cycling Tbr2+ IPCs and Sox2+ radial glia. Stereological quantification showed that all Tbr2+ cells were increased in ARA-treated kits compared with vehicle controls at D7 (P = 0.007, Fig. 6A), but not at D3. The cycling Tbr2+ cells showed a trend toward increase at both D3 and D7, but the difference was not significant. We next quantified Sox2+ cells and found that both total and cycling Sox2+ cell were higher in ARA-treated kits compared with vehicle controls at D3 (P < 0.001, both; Fig. 6B), but not at D7.
To confirm the immunohistochemical data, we performed Western blot analyses. We found that Sox2 protein levels were increased in ARA-treated rabbits compared with vehicle controls at D3 (P < 0.01). Tbr2 protein levels also showed an insignificant trend toward elevation in ARA-treated kits compared with vehicle controls with IVH (P = 0.06, Fig. 6C). Together, ARA treatment increased the population of total and cycling Sox2+ radial glial progenitors at D3, and the number of Tbr2+ cells increased with decline in Sox2 cells at D7. This suggests that ARA treatment enhances both proliferation and differentiation of neuronal progenitors.
GSK3β Inhibition Does not Affect Neurogenesis in Healthy Kits Without IVH
Since GSK3β inhibition promotes adult neurogenesis (Morales-Garcia et al. 2012), we postulated that GSK3-β inhibition might enhance neurogenesis in the dorsal SVZ of healthy E28.5 kits (untreated with glycerol). To this end, we treated the preterm kits with either ARA or vehicle for 3 days and evaluated total and cycling Sox2 and Tbr2 cells in immunolabeled sections. Our stereological quantification showed that ARA treatment did not significantly affect the number of total and cycling Sox2+ in the dorsal telencephalon at D3 (P = 0.4 and 0.6, respectively; Supplementary Fig. S6). Moreover, total or cycling Tbr2+ cells were comparable between ARA and vehicle treated kits (P = 0.28 and 0.08, respectively). This suggests that ARA treatment does not affect neurogenesis in healthy kits, unlike kits with IVH.
GSK3β Inhibition Expands Upper Layer Cortical Neuronal Population
As ARA treatment increased production of IPs, we reasoned that this might also increase the number of cortical upper layer neurons. To this end, we labeled brain sections from ARA- and vehicle-treated kits with IVH at D14, using Cux1 and Satb2 specific antibodies. Stereological quantification of the cell number in the upper cortical layer revealed that the numbers of both Cux1+ and Satb2+ cells were increased in ARA-treated kits compared with vehicle controls at D14 (P = 0.001, 0.04 respectively; Fig. 7A).
Consistent with immunohistochemistry, Western blot analysis showed elevation of Cux1 and Satb2 protein levels at D14 in ARA-treated compared with vehicle-treated kits with IVH (P = 0.014 and 0.003, respectively; Fig. 7B). The data suggest that GSK3-β inhibition increased glutamatergic neurons in the upper cortical layers.
GSK3β Inhibition Increases Tbr2 and NeuroD1 Transcription, and Reduces Pax6 Expression
To understand the underlying mechanisms of GSK3-β inhibition promoting neurogenesis and corticogenesis, we quantified key transcription factors regulating glutamatergic neurogenesis and corticogenesis including Pax6, NeuroD1, NeuroD6, and Satb2 by real time qPCR using TaqMan probes (Englund et al. 2005; Lui et al. 2011). We found that mRNA expression of Tbr2 was elevated at D3 (P = 0.02) and NeuroD1 was increased at D7 in ARA-treated rabbits with IVH compared with vehicle controls (P = 0.002, Fig. 8A). Although, mRNA expression of Pax6 was similar between ARA and vehicle treated rabbits with IVH, the protein level of Pax6 was reduced in ARA-treated kits compared with controls at D3 (P < 0.001, Fig. 8B), but not at D7. This discrepancy between mRNA and protein level can be attributed to a rapid turnover of Pax6 mRNA. The expression of NeuroD6, Satb2 and Sox5 mRNA expression was comparable between rabbits with and without IVH at both D3 and D7.
Since Pax6 protein levels were increased in Western blot analyses in rabbits with IVH compared with controls without IVH; and as ARA treatment reduced Pax6 levels, we chose to quantify Pax6+ cells in immunolabled sections of the VZ and SVZ of the dorsal telencephalon. We found that Pax6+ cells were increased in rabbits with IVH at both D3 and D7 (P = 0.04 and 0.03, respectively, Supplementary Fig. S7) and that ARA treatment reduced their density at both the days (P = 0.001 and 0.01, respectively).
We next evaluated important molecules regulating cell cycle. Real time-qPCR employing TaqMan probes showed that cyclin D2 and CDK6 levels were similar between ARA and vehicle treated kits with IVH. Accordingly, western blot analyses revealed that cyclin D1, cyclin D2, CDK6, p-Rb protein (serine 780) and p-Rb (serine 807/811) levels were comparable between ARA and vehicle treated rabbits at D3 and D7. Together, the data suggest that ARA treatment advances the transition of Pax6+ radial glia progenitors into Tbr2+ IPs and thereby enhances neurogenesis in ARA-treated rabbits with IVH.
Discussion
The production of pyramidal neurons in the dorsal telencephalon continues until 28 weeks of human gestation (Malik et al. 2013) and the integration of differentiating neurons into the cortical layers would continue during late pregnancy. Since IVH occurs most frequently in premature infants of 23–28 weeks of gestational age, these infants are at the risk of IVH-induced disruption in neurogenesis. Indeed, survivors of IVH have major reduction in gray matter volume and suffer from cognitive disabilities, intellectual disabilities, learning disabilities, and psychiatric disorders (Indredavik et al. 2010; Whitaker et al. 2011). Despite all this, the effect of IVH on neurogenesis and corticogenesis is obscure. Here, we demonstrated that IVH suppressed production of neuronal progenitors in the dorsal telencephalon and reduced the population of neurons in the upper cortical layers in the prematurely born rabbits This was attributed to impaired differentiation of radial glial cells as indicated by elevated Pax6 protein levels, reduced Tbr2 transcription, and diminished phosphorylation of Rb protein. Therapeutically, GSK3β inhibition restored both neurogenesis and neuronal population in the upper layer of cortex, which we ascribed to enhanced genesis of neurogenic IP cells (Tbr2+) from multipotent radial glial cells (Sox2+).
The major finding in the present study is that IVH suppresses cortical pyramidal cell (glutamatergic) neurogenesis in premature humans and rabbits with IVH. To our knowledge, this is the first demonstration of a reduction in total and proliferating radial glial cells and IP cells in autopsy samples from preterm infants with IVH, and in the animal model of IVH. Moreover, glutamatergic neurogenesis in the dorsal SVZ has not been studied previously in any perinatal brain injury paradigm, but the present study indicates the importance and feasibility of studying neurogenesis in premature newborns with brain bleeds. In agreement with the present study, a reduction in proliferation (Ki67 index) of cells in the ganglionic eminences has previously been demonstrated in premature infants with IVH of 24–28 weeks gestation, although the specific identity of the dividing progenitors was not ascertained (Del Bigio 2011). Also, a study on hippocampal neurogenesis in neonatal rodents (P10) found that cerebral ischemia leads to acute reduction in proliferating nestin+ progenitors, total NeuroD1+ cells, and doublecortin+ neurons in the dentate gyrus (Kwak et al. 2015), which is consistent with our findings in the IVH model. In contrast, a study of hypoxia-ischemia in neonatal mice (P10) revealed that proliferation and neurogenesis were increased in the SVZ and peri-infarct striatum (Plane et al. 2004; Ong et al. 2005). Subsequent studies on cerebral ischemia have also shown increased proliferation of neural cells in the cortical SVZ, and in the dentate gyrus subgranular zone (SGZ) in P7 rats, however, these proliferating cells were astrocytic precursors (Spiegler et al. 2007). Nevertheless, an increase in the density of doublecortin (marker of immature neurons) was reported at 7–14 days after ischemia. Differences in the effects of hypoxia-ischemia between reports could be because of the dissimilarities in the animal model, method of induction of hypoxia-ischemia and brain region under evaluation. In the present study, results were consistent in showing that IVH suppresses neocortical neurogenesis in premature humans and rabbits. This result contrasts with reports that hypoxia-ischemia increases hippocampal neurogenesis 1–2 weeks after injury later in development (Plane et al. 2004; Ong et al. 2005; Spiegler et al. 2007).
Developmental follow-up studies have reported that premature infants with even low grade IVH are at greater risk of impaired neurodevelopmental outcome relative to preterm infants without IVH (Pinto-Martin et al. 1995; Whitaker et al. 1997; Vasileiadis et al. 2004). Volumetric MRI techniques have shown that premature infants with uncomplicated IVH display a major reduction in the cortical gray matter volume at near-term age, and these infants continue to exhibit impaired cortical gray matter growth even in childhood and adolescence (de Kieviet et al. 2012). Consistent with these data and imaging studies, we found that the population of pyramidal cell in the upper cortical layers, including Cux1+ and Satb2+ neurons, were reduced in rabbits with IVH compared with controls without IVH at D14.
Another major finding in the present study was that GSK3β inhibition enhanced the population of total and proliferating Sox2+ radial glia at D3, and Tbr2+ IP cells at D7 in kits with IVH, but not in control kits without IVH. An increase in the number of radial glia and IP cells was attributed to ARA-induced restoration of Wnt signaling in kits with IVH, which increased proliferation and maturation of the progenitors. Consistent with our findings, GSK3β inhibition promotes neurogenesis, reduces inflammation, and ameliorates cognitive deficits in a number of animal models of CNS diseases, including Alzheimer’s disease, Down syndrome, Parkinson’s disease, and traumatic brain injury (King et al. 2014). Activation of Wnt signaling has been shown to expand neuronal progenitor pool in transgenic mouse models expressing a stabilized β catenin (Chenn and Walsh 2002; Zechner et al. 2003; Mutch et al. 2009). Indeed, inhibition of GSK3β, an activator of Wnt signaling, enhances neurogenesis in both cell culture studies and in vivo experiments (Hirsch et al. 2007; Munji et al. 2011; Seib et al. 2013). GSK3β inhibition also reduces apoptotic neuronal death following glutamate exposure or oxygen-glucose deprivation (OGD) in cell culture experiments and a rodent model of cerebral hypoxia-ischemia (Kelly et al. 2004). This reinforces our finding of reduced apoptosis in ARA-treated rabbits with IVH, which would contribute to restoration of progenitor populations in kits with hemorrhage. Together, the data suggest that GSK3β inhibition restored radial glia and IPC population by enhancing neuronal survival, proliferation, and differentiation by recruiting Wnt and other signaling pathways.
The cerebral cortex is the multilayered sheet of neurons that orchestrates our highest cognitive abilities. Canonical Wnt/β-catenin signaling and GSK3β enzyme, mutually interlinked, plays key roles in the development and organization of layers of cerebral cortex (Chenn and Walsh 2002; Mutch et al. 2009). GSK3β heterozygote mouse or knocking down GSK3β using siRNA reduces differentiation of radial glia cells into Tbr2+ cells (Ma et al. 2017). Wnt/β-catenin signaling directs switching of neuronal progenitors in the SVZ from a proliferative to migratory mode (Ishizuka et al. 2011). It is also essential for neuronal positioning during cortical development (Boitard et al. 2015). A defective canonical Wnt signaling delays neuronal migration and results in abnormal interhemispheric connectivity (Bocchi et al. 2017). Indeed, the occurrence of IVH in the present study reduced Wnt signaling and the population of Cux1+ and Satb2+ neurons in the upper cortical layers; conversely, activation of Wnt signaling by ARA treatment restored the population of neurons in upper layers. Consistent with this study, transient pharmacological activation of Wnt signaling during the period of early corticogenesis, rescues the β-catenin/Brn2/Tbr2 cascade and reverses abnormal brain structure in Dvl mutant mice (Belinson et al. 2016). Together, a reduction in the density of Cux1+ and Satb2+ cell in the upper cortical layers is attributed to downregulation of Wnt signaling in IVH, which is reversed by activation of Wnt signaling by GSK3β inhibitor.
The Pax6 gene is pivotal for neurogenesis and cerebral cortical development. Pax6 mutation is associated with a range of neuropsychiatric disorders including autism, intellectual disability, nystagmus, abnormal auditory processing, and working memory (Manuel et al. 2015). Pax6 regulates proliferation and differentiation of neuronal progenitors in a highly context- and concentration-dependent manner. Pax6 overexpression is associated with reduced proliferation and an increased cell cycle length, while Pax6 reduction leads to increased proliferation, and shortening of the cell cycle (Manuel et al. 2015). Accordingly, we observed increased expression of Pax6 in rabbits with IVH, where total and cycling Sox2+ and Tbr2+ cells were reduced in the dorsal SVZ and population of Cux1+ cells was diminished in the upper cortical layer. More importantly, GSK3β inhibition by ARA treatment upregulated Wnt signaling, reduced Pax6 levels and restored neurogenesis in our rabbits with IVH. Consistent with these findings, increased Wnt signaling delays expression of Pax6 in mouse model of β-catenin overexpression (Machon et al. 2007).
AR-A014418, an ATP-competitive and specific GSK3 inhibitor (Cohen and Goedert 2004), restored neurogenesis and corticogenesis in rabbits with IVH. GSK3β inhibitors are currently employed for the treatment of various diseases, including traumatic brain injury, Alzheimer’s disease, diabetes, cancer, and other neurodegenerative diseases (Avila and Hernandez 2007). Some of these inhibitors are under clinical trial (Avila and Hernandez 2007). To our knowledge, ARA has only been used in animals and has not undergone a clinical trial. However, a suitable GSK3β inhibitor, if translated into human investigation, might positively impact the neurological outcome premature infants with IVH.
In conclusion, the present study demonstrated suppression of neurogenesis and corticogenesis in preterm rabbits with IVH, which we ascribe to downregulation of Wnt signaling and Tbr2 transcription as well as elevation in Pax6 transcription factor. In addition, GSK3β inhibition restored neurogenesis, and population of neurons in the upper cortical layer, which we attribute to activation of Wnt signaling and diminution in Pax6 levels. We speculate that strategies directed to GSK3β inhibition might restore neurological outcome of premature infants with IVH.
Supplementary Material
Funding
NIH/NINDS (Grant # R01NS083947-01 to P.B., R01 NS092339 to R.H., and R01 NS085081 to R.H.).
Notes
Conflict of Interest: None declared.
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