Abstract
Background
Current clinical risk factors stratify patients with neuroblastoma (NB) for appropriate treatments, yet patients with similar clinical behaviors evoke variable responses. MYCN amplification is one of the established drivers of NB and, when combined with high-risk displays, worsens outcomes. Growing high-throughput transcriptomics studies suggest long noncoding RNA (lncRNA) dysregulation in cancers, including NB. However, expression-based lncRNA signatures are altered by MYCN amplification, which is associated with high-risk, and patient prognosis remains limited.
Methods
We investigated RNA-seq-based expression profiles of lncRNAs in MYCN status and risk status in a discovery cohort (n = 493) and validated them in three independent cohorts. In the discovery cohort, a prognostic association of lncRNAs was determined by univariate Cox regression and integrated into a signature using the risk score method. A novel risk score threshold selection criterion was developed to stratify patients into risk groups. Outcomes by risk group and clinical subgroup were assessed using Kaplan-Meier survival curves and multivariable Cox regression. The performance of lncRNA signatures was evaluated by receiver operating characteristic curve. All statistical tests were two-sided.
Results
In the discovery cohort, 16 lncRNAs that were differentially expressed (fold change ≥ 2 and adjusted P ≤ 0.01) integrated into a prognostic signature. A high risk score group of lncRNA signature had poor event-free survival (EFS; P < 1E-16). Notably, lncRNA signature was independent of other clinical risk factors when predicting EFS (hazard ratio = 3.21, P = 5.95E–07). The findings were confirmed in independent cohorts (P = 2.86E-02, P = 6.18E-03, P = 9.39E-03, respectively). Finally, the lncRNA signature had higher accuracy for EFS prediction (area under the curve = 0.788, 95% confidence interval = 0.746 to 0.831).
Conclusions
Here, we report the first (to our knowledge) RNA-seq 16-lncRNA prognostic signature for NB that may contribute to precise clinical stratification and EFS prediction.
Neuroblastoma (NB) is the most common childhood cancer of undifferentiated sympathetic neuroblasts, accounting for approximately 15% of deaths in children worldwide (1–3). According to the Surveillance, Epidemiology, and End Results (SEER) Cancer Statistics report, every year, more than 650 cases are diagnosed in North America (4,5), with an incidence rate of about 10.54 cases per million per year in children younger than 15 years (6,7). The clinical hallmark of NB is its tumor heterogeneity, represented by disparate clinical behaviors (1,2). MYCN oncogene amplification is one of the established drivers of NB, indicating worsened outcomes (8,9). It contributes to approximately 25% of NB cases and correlates with the high-risk tumor subtype (9,10).
Currently, the clinical risk factors of NB, including patient age at diagnosis, MYCN status, tumor stage, chromosomal aberrations, and tumor histology are still in use for risk assessment and determination of appropriate treatments (11–13). Nevertheless, risk assessments based on these risk factors have limited success, as patients with similar clinical behaviors evoke variable responses (14). Identifying tumor-specific molecular markers can provide better risk estimation and determination of effective protocols for treating patients at the time of diagnosis. Genomics and experimental studies conducted for protein-coding genes (PCGs) or microRNAs can discriminate between patients with an unfavorable or favorable outcome (14–24). However, the five-year survival rate of event-free survival (EFS) in the high-risk tumor subtype is still approximately 50% (25). With advancements in RNA-sequencing (RNA-seq) technology, there have been numerous efforts to correlate the expression of long noncoding RNA (lncRNA) with tumor prognosis (26–32).
LncRNAs (longer than 200 nucleotides) are major noncoding transcriptomes (33), transcribed by RNA polymerase II, and exhibit both low and tissue-specific expression (34–37). LncRNAs are highly stable and easily detected in various body fluids, including urine (38), plasma (39), and blood (40), urging noninvasive diagnosis. They exhibit significant interindividual expression variations in the same cell type compared with PCGs (41). LncRNAs have also been reported as a tumor suppressor or oncogene in several cancers, including NB (29,42–47). Our group identified that the lncRNA SNHG1 is regulated by N-MYC and independently predicts patient outcomes for EFS in NB (48). However, identifying an expression-based lncRNA signature that is altered by MYCN amplification is associated with high-risk, and patient prognosis for EFS is largely unknown. Here, we analyzed RNA-seq expression profiles of lncRNAs in MYCN status and risk status subtypes in NB. Using the risk score formula, we developed a 16-lncRNA signature that robustly discriminates patients at greater risk for relapse. Our results suggest that the lncRNA signature can serve as a potential prognostic biomarker for EFS in NB.
Methods
NB Patient Data Sets
NB expression data sets and corresponding clinical information were downloaded from the Gene Expression Omnibus (GEO), the Genomic Data Commons (GDC), and the Therapeutically Applicable Research to Generate Effective Treatments (TARGET) database. The following four cohorts were included in our study. For training, the RNA-seq cohort with GEO accession number GSE62564 (49) was used and termed as the discovery cohort. For validation, the RNA-seq cohort from GDC, microarray cohort from TARGET, and another with GEO accession number GSE16476 (50) were used and termed as independent cohorts 1–3, respectively.
lncRNA Profiling in the Discovery Cohort
The log2RPM normalized NB RNA-seq data set consisted of 498 patients, of which five with unknown MYCN status were removed. The clinical characteristics are shown (Supplementary Table 1, available online). To avoid negative log2 expression values, the intensities were converted back to their original raw expression, increased by 1, then log2 transformed. PCG and lncRNA expression was extracted based on their RefSeq ID annotation, which identified 34 255 and 6260 PCGs and lncRNAs transcripts, respectively. LncRNAs were differentially expressed (P ≤ .01 and a fold-change ≥ 2) in MYCN status (MYCN amplified vs MYCN nonamplified), and risk status (high-risk vs low-risk) was identified using the limma R package (51). In the case of multiple transcripts representing the same gene, high standard deviations were taken for further analyses.
Detection of Prognostic lncRNA Signature From the Discovery Cohort
Univariate Cox proportional hazard regression was applied to examine the association between 16 differentially expressed lncRNAs and patient EFS and overall survival (OS). LncRNAs statistically significantly associated (P < 0.001) with patient EFS were integrated into a signature using a risk score formula. The risk score for each patient was calculated by a linear combination of expression and univariate coefficient of lncRNAs as follows:
where Wj is the univariate coefficient for lncRNA j, Expij is the expression value of lncRNA j in patient i, and n is the number of testing lncRNAs. Herein, n is 16.
Stepwise Risk Score Threshold Selection
LncRNA risk scores were arranged in increasing order and divided into quartiles. Next, the patient was classified into a favorable or unfavorable risk score group using the first quartile, median, or third quartile risk score cutoff. We then built Kaplan-Meier plots for quartiles. To select the risk score threshold, we checked which quartile statistically significantly separated patients into two groups and had a survival probability of EFS of less than 50% in the unfavorable risk score group. The risk scores and the threshold for each cohort were calculated separately.
Statistical Analysis for the Discovery Cohort
Kaplan-Meier survival analysis (eg, favorable vs unfavorable risk score groups) with Mantel log-rank test was performed for the difference between survival curves. Multivariable Cox proportional hazard regression was performed to determine the prognostic independence of lncRNA risk scores and clinical risk factors. ROC curve and area under curve (AUC) analyses were used to evaluate the sensitivity and specificity of the lncRNA risk score for EFS prediction. All statistical tests were two-sided. Survival analysis was performed using the survival R package (52). The AUC and confidence interval for the AUC were calculated using the pROC R package (53). Details of data preprocessing and statistical analysis for independent cohorts are in the Supplementary Methods (available online).
Gene Set Enrichment Analysis
Spearman correlation coefficients (SCC) were calculated between the 16 lncRNAs and whole-genome PCGs (19 199 PCGs) from the discovery cohort. To assess the function of each lncRNA, gene set enrichment analysis (GSEA v2.2.3, Broad Institute) (54) was performed using MSigDB (C5.bp.v5.2.symbols.gmt gene set collection, 4653 gene sets available), with a ranked list as lncRNA-correlated PCGs and their corresponding SCCs, maximum gene set size of 5000, minimum gene set size of 15, 1000 permutations, and weighted enrichment statistics. Over-represented gene sets (false discovery rate [FDR] q value = 0.001, overlap coefficient value = 0.5) were filtered and visualized using the Enrichment map-Cytoscape plug-in (55).
Results
Identification of lncRNA Signature From the Discovery Cohort
We first performed a differential expression analysis of the discovery cohort—a total of 493 patients—of which 92 were MYCN amplified and 401 were MYCN nonamplified NB tumor samples. We identified 90 lncRNAs to be differentially expressed (fold change ≥ 2 and adjusted P ≤ .01) in the MYCN status condition. We then performed a differential expression analysis of risk status, of which 175 were high-risk and 318 were low-risk tumor samples. With the same filter criteria as described above, we identified 35 lncRNAs that were differentially expressed. We retained only those lncRNAs that were also annotated in Gencode v.24 (35). The 20 lncRNAs were shared between MYCN status, risk status, and Gencode v.24 (Supplementary Figures 1 and 2 and Supplementary Table 2, available online). The unsupervised clustering analysis revealed that there were three clusters identified (Figure 1A). Patients in cluster 1 and cluster 2 belonged to high- and low-risk groups, respectively. However, cluster 3 contains a comparable number of high- and low-risk patients. Kaplan-Meier analysis showed that patients in cluster 1 and cluster 3 had poor EFS and OS (Supplementary Figure 3A, available online). Next, we extracted low-risk patients from cluster 2 and cluster 3 and found that patients in cluster 3 had poorer EFS (P = 2.81E-05) and OS (P = 6.37E-07) than patients in cluster 2 (Figure 1B). Moreover, we also checked the expression of lncRNAs: SNHG1 and CASC15 were reported to be highly expressed in high-risk and low-risk NB tumors, respectively (Supplementary Figure 3B, available online) (48,56). Furthermore, for our downstream analyses, we considered 16 of the 20 lncRNAs because four lncRNAs were not detected in the independent cohorts (Figure 1C).
Building the 16-lncRNA Signature Risk Score
The 16 lncRNAs with univariate Cox analysis were statistically significantly (P < 0.001) associated with EFS and OS (Figure 2A). The eight lncRNAs with a negative coefficient were defined as “good survival lncRNAs,” whose high expression is associated with good survival. The remaining eight with a positive coefficient were defined as “bad survival lncRNAs,” whose high expression is associated with poor survival (Supplementary Table 3, available online). Permutation testing indicated that 16 lncRNAs had a more statistically significant association with EFS prediction than expected by chance (P < 1E-16) (Supplementary Methods and Supplementary Figure 4, available online). A risk score was constructed with the regression coefficient for EFS and was arranged in increasing order, and then divided into quartiles. After creating Kaplan-Meier plots for the quartiles, it was evident that the median risk score threshold statistically significantly separated the patients into two groups, with an EFS lower than 50% in the unfavorable risk score group (Supplementary Figure 5, available online). The 16-lncRNA signature risk scores range from –5.6 to 21.44 (median = 0.296) (Figure 2B). The clinical characteristics of patients based on risk groups from the discovery cohort are shown in Supplementary Table 4 (available online). The waterfall plot shows that most of the patients with a high risk score relapsed (Figure 2C). The heat map (Figure 2D) shows that patients in the unfavorable risk score group tend to express bad survival lncRNAs and patients in the favorable risk score group tend to express good survival lncRNAs.
Prognostic Association of 16-lncRNA Signature Risk Score With Patient Survival
Compared with patients in the favorable risk score group, those with an unfavorable risk score had a poor EFS and OS (Figure 3A;Supplementary Figure 6A, available online). Only 39% of NB patients in the unfavorable risk score group were disease free at five years, compared with 86% of patients in the favorable risk score group. The OS probability at five years was 57% in the unfavorable risk score group, compared with 99% in the favorable risk score group (Supplementary Table 5, available online). The 16-lncRNA signature was tested in three independent cohorts for validation. Using the same risk score formula and stepwise risk score threshold selection criteria (Supplementary Figure 5, available online), the 16-lncRNA signature statistically significantly stratified patients into two risk score groups for EFS and OS (Figures 3, B–D; Supplementary Figure 6, B–D, available online), respectively. The clinical characteristics of patients based on risk groups from the independent cohorts are shown (Supplementary Table 4, available online).
Survival Prediction by the 16-lncRNA Signature Is Independent of Clinical Risk Factors
To evaluate the prognostic independence of the 16-lncRNA signature against known clinical risk factors, multivariable Cox analysis showed that in the discovery cohort, lncRNA signature (HR = 3.21, P = 5.95E-07), MYCN status (HR = 1.41, P = 4.39E-02), stage (HR = 1.51, P = 3.06E-02), and age (HR = 1.6, P = 8.4E-03) were predicted EFS independently (Figure 4A). In independent cohort 1, only lncRNA signature (HR = 2.32, P = 2.86E-02) was independently associated with EFS (Figure 4B). In independent cohort 2, lncRNA signature (HR = 2.61, P = 6.18E-03) and age (HR = 23.56, P = 1.9E-03) were independently associated with EFS (Figure 4C). In independent cohort 3, only lncRNA signature (HR = 3.91, P = 9.39E-03) was independently associated with EFS (Figure 4D). Similar results were also obtained for OS (Supplementary Figure 7, available online).
Survival Prediction by 16-lncRNA Signature Within Clinical Risk Factor Subgroups
The above analysis revealed that MYCN status, age, and stage were also statistically significantly associated with EFS. Therefore, in order to corroborate whether lncRNA signature can stratify these risk factors into risk score groups, we first performed data stratification according to age, risk status, stage, and MYCN status. Within each subgroup of risk factors, patients were stratified into favorable and unfavorable risk score groups using the median risk score of the discovery cohort. In all subgroups except the high-risk subgroup (n = 175, P = 0.518), the 16-lncRNA signature statistically significantly stratified patients into two risk groups (Figure 5, A–G). The survival comparison for the MYCN amplified subgroup is not shown, as all the patients were stratified under the unfavorable risk score group. Similar results were also obtained for OS (Supplementary Figure 8, A–G, available online). In addition, the 16-lncRNA signature statistically significantly stratified low-stage (stage 1 or stage 2) tumor patients (Figure 5H;Supplementary Figure 8H, available online). The results for independent cohorts are shown (Supplementary Figures 9–11, available online).
The 16-lncRNA Signature Predicts Patient Survival With High Sensitivity and Specificity
To confirm the prediction accuracy for EFS, we examined the ROC curve of lncRNA signature, age, MYCN status, risk status, and stage. For better performance, lncRNA signature and age were considered continuous variables, and MYCN status, risk status, and stage were considered categorical variables. The results of the discovery and independent cohorts are shown (Figure 6A;Supplementary Figure 12, available online). Moreover, studies have shown that several lncRNAs that were identified in our study are prognostic biomarkers for survival in NB (48,56,57). ROC analysis showed higher prediction accuracy of the 16-lncRNA signature against individual lncRNAs (Figure 6B). Furthermore, we compared the prediction accuracy of the 16-lncRNA signature with other published NB prognostic gene signatures (14,22–24). We extracted their gene list, built the risk score from the discovery cohort, and calculated the AUC of the ROC curve. As expected, the lncRNA signature showed similar performance for EFS compared with other prognostic gene signatures (Supplementary Figure 13, available online). The AUC and 95% confidence intervals of the AUC for the 16-lncRNA signature (AUC = 0.788, 95% CI = 0.746 to 0.831), individual lncRNAs, and clinical risk factors are shown (Supplementary Table 6, available online).
Pairwise Correlation of the 16-lncRNA Signature in the Discovery Cohort
To understand the regulatory roles of the lncRNA signature, we calculated the SCC between the expression values of the 16 lncRNAs from the discovery cohort. We found that bad survival lncRNAs and good survival lncRNAs were highly correlated within their respective groups (Figure 7A). We next investigated the FPKM-normalized RNA-seq expression of the 16 lncRNAs across 16 normal human tissues obtained from the Illumina Human Body Map project and observed that most of the lncRNAs were expressed abundantly in the brain, adrenal glands, and lymph nodes (Figure 7B). Subsequently, to evaluate their relationship with the MYCN gene in the MYCN amplified and MYCN nonamplified conditions, we identified a positive correlation between bad survival lncRNAs and MYCN in both conditions (Figure 7C;Supplementary Figure 14, available online). Moreover, our ChIP-seq data analysis observed a MYCN binding site in the promoter of bad survival lncRNAs (SNHG1 and LINC00839) (58).
Biological Functions of the 16-lncRNA Signature in NB
LncRNAs have little or no protein-coding capacity; thus we applied a guilt-by-association strategy to investigate the potential biological functions of the lncRNA signature (59). We found biological functions related to translational initiation, establishment of protein localization to the ER, and ribosome biogenesis enriched for bad survival lncRNAs. In contrast, biological functions related to homophilic cell adhesion via plasma membrane molecules, dendrite morphogenesis, and adaptive immune response were enriched for good survival lncRNAs (Figure 8A). The highest enriched biological function for the bad survival lncRNA, DANCR, and the good survival lncRNA, CASC15, are shown (Figure 8, B and C). The highest enriched biological functions for the rest of the lncRNAs are shown (Supplementary Figure 15, available online).
Discussion
Our study is the first to report (to our knowledge) the RNA-seq prognostic lncRNA signature in NB. Using the expression profiles of a large sample of 493 patients from an RNA-seq cohort, we identified 20 lncRNAs dysregulated in MYCN amplification and high-risk NB tumors. Identifying dysregulated lncRNAs from such a large high-throughput study increases the robustness and statistical power. However, only 16 lncRNAs were found to be in common with independent cohorts. Application of a univariate Cox model on this subset of lncRNAs identified their expression to have a statistically significant association with patient EFS and OS from the discovery cohort. These 16 lncRNAs were integrated into a signature through a risk score formula built from their expression and respective survival contributions. Patients were divided into favorable and unfavorable risk score groups using the median risk score as a threshold from the discovery cohort. Kaplan-Meier analysis with Mantel log-rank test (two-sided) estimated the 16-lncRNA signature prognostic association for EFS and OS. Multivariable Cox analysis determined the independence of the lncRNA signature against the established clinical risk factors.
There were platform and statistically significant clinical differences between the discovery and independent cohorts. Therefore, we calculated risk scores for each of the independent cohorts separately. To make the threshold selection independent of the cohort under investigation, we explored a novel stepwise risk score threshold selection approach for stratification of patients. The 16-lncRNA signature was validated as a statistically significant independent predictor for EFS in all the independent cohorts. Additionally, the 16-lncRNA signature has the ability to discriminate patients into two risk score groups within the clinical risk factors subgroups. The results were also reproduced in the independent cohorts. This important finding suggests the clinical applicability of the 16-lncRNA signature to identify patients who can benefit from appropriate treatments according to their risk of relapse. Data stratification for stage 1 and 2 tumors highlight the potential of the lncRNA signature to predict the risk of relapse for low-stage tumors. However, we were not able to validate this hypothesis in the independent cohorts. For independent cohort 1, only one patient was in stage 2b. This patient’s tumor relapsed, and they eventually died. For independent cohort 2, only 30 patients were in stage 1, and all were censored. Thus, using the first quartile risk score threshold for this cohort, no patients were stratified under the unfavorable risk score group. For independent cohort 3, we did not find a statistically significant difference in the two risk groups for stage 1 and 2 patients. The possible reasons for this were the limited sample size and the fact that most of the patients were censored.
Along with genomic amplification of the MYCN oncogene, genetic aberration, including chromosomal segmental aberration or tumor DNA ploidy status, also contributes to advanced disease stage and aggressive phenotype (1,2). We show that expression of several of the 16 lncRNAs is differentially expressed in chromosomal segmental aberration (Supplementary Figures 16–18, available online) and has a prognostic impact in predicting the outcome of patients in tumor DNA ploidy subgroups (Supplementary Figures 19 and 20 and Supplementary Tables 7–8, available online).
Studies reported that several of the 16 lncRNAs identified in our study were likely to have roles in NB, as well as in other cancers. The lncRNA MYCNOS interacts with CTCF at the promoter and enhances MYCN expression (60). The lncRNA DANCR is associated with tumorigenesis and prognosis in hepatocellular carcinoma (HCC) (61). The lncRNA SNHG16, mapped to chromosome 17q, is an independent predictor for patient survival in NB (57). The lncRNA FIRRE, mapped to chromosome X, is involved in the dosage compensation process (62). The lncRNA LINC01234 is associated with patient survival in breast cancer (63). The lncRNA DBH-AS1 is induced by hepatitis B virus x protein and is involved in hepatitis B virus–mediated HCC (64). The lncRNA EPB41L4A-AS2 is downregulated and associated with poor patient survival in breast cancer (65).
There are also limitations to our study. First, the NB cohorts included in our study were profiled from different platforms and have significant clinical differences. Therefore, the findings have to be validated separately. Second, independent cohort 1 and independent cohort 2 represent overly sensitive cohorts confounded by patient age and tumor stage. Third, in independent cohort 2, stage was not included as a covariate in multivariable analysis as no relapse was observed in patients in stage 1 or 3. In independent cohort 3, age was not included as a covariate in multivariable analysis because clinical information about patient age was not available for this cohort. Despite these drawbacks, independent confirmation and similarity between findings from the discovery and independent cohorts provide a high level of confidence in the overall analysis.
In conclusion, we developed a signature consisting of 16 lncRNAs whose expression is associated with high risk and is regulated by MYCN amplification in NB. In addition, the lncRNA signature can be incorporated into different clinical platforms, including RNA-seq and microarray. Our previous study also validated the expression of some of the identified lncRNAs using real-time quantitative polymerase chain reaction (48). The expressions of the lncRNA signature have better ability for prediction of clinical response compared with the risk, based on pathological and genetic markers. The lncRNA signature is independent in predicting NB patient disease relapse. Thus, our results suggest that the 16-lncRNA prognostic signature may have clinical application in NB.
Funding
This work was supported by the Ministry of Science and Technology (MOST 103-2320-B-010-031-MY3, MOST 104-2628-E-010-001-MY3, MOST 105-2320-B-002-057-MY3, and MOST 105-2634-E-002-002) and the National Health Research Institutes (NHRI-EX106-10530PI).
Notes
Affiliations of authors: Institute of Bioinformatics and Systems Biology (DS, SYH) and Department of Biological Science and Technology (SYH), National Chiao Tung University, Hsinchu, Taiwan; Bioinformatics Program, Taiwan International Graduate Program, Institute of Information Science, Academia Sinica, Taipei, Taiwan (DS, SYH, HCH); Institute of Biomedical Informatics, Center for Systems and Synthetic Biology, National Yang-Ming University, Taipei, Taiwan (DS, HCH); Department of Life Science, Institute of Molecular and Cellular Biology, Graduate Institute of Biomedical Electronics and Bioinformatics, National Taiwan University, Taipei, Taiwan (HFJ).
The study funders had no role in the design of the study; the collection, analysis, or interpretation of the data; the writing of the manuscript; or the decision to submit the manuscript for publication.
DS and HCH conceived and designed the study. DS performed bioinformatics analyses. SYH helped with data analysis. DS and HCH interpreted the results and wrote the manuscript. HFJ and HCH supervised the study. All authors read and approved the final manuscript.
The authors declare no competing financial interests.
The authors wish to thank Chen-Ching Lin and Chia-Lang Hsu for helpful discussions.
Supplementary Material
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