Abstract
It remains largely unknown as to why some individuals experience substantial weight loss with obesity interventions, while others receiving these same interventions do not. Person-specific characteristics likely play a significant role in this heterogeneity in treatment response. The practice of precision medicine accounts for an individual’s genes, environment, and lifestyle when deciding upon treatment type and intensity in order to optimize benefit and minimize risk. In this review, we first discuss biopsychosocial determinants of obesity, as understanding the complexity of this disease is necessary for appreciating how difficult it is to develop individualized treatment plans. Next, we present literature on person-specific characteristics associated with, and predictive of, weight loss response to various obesity treatments including lifestyle modification, pharmacotherapy, metabolic and bariatric surgery, and medical devices. Finally, we discuss important gaps in our understanding of the causes of obesity in relation to the suboptimal treatment outcomes in certain patients, and offer solutions that may lead to the development of more effective and targeted obesity therapies.
Keywords: anti-obesity agents, bariatric surgery, obesity, obesity etiology, precision medicine, weight loss
Introduction
Obesity remains at epidemic proportions in the United States (US), affecting nearly 40% of adults and 19% of children.1 There is significant evidence to support the complex and multifactorial etiology of this disease.2 While numerous interventions for the treatment of obesity are associated with overall mean weight loss, the degree of weight loss attained on an individual level can be highly variable. For example, in the Satiety and Clinical Adiposity Liraglutide Evidence (SCALE) Obesity and Prediabetes Trial of nondiabetic adults with obesity, the mean weight loss achieved with liraglutide was 8.4 kg; however, the standard deviation was nearly as high at 7.3 kg.3 Similar findings have been reported in the pediatric literature across various obesity interventions.4 Such variability in individual response suggests that obesity is a heterogeneous disease and that person-specific characteristics may be important determinants of treatment effectiveness. Given both the degree of heterogeneity in the etiology of obesity and the variability in individual responsiveness to treatment, personalized medicine strategies have the potential to be more effective than current approaches that often apply treatment modalities broadly without accounting for individual patient-level differences.5
The National Institutes of Health defines precision medicine as “an emerging approach for disease treatment and prevention that takes into account individual variability in genes, environment, and lifestyle for each person.”6 The goal of precision medicine is to optimize therapeutic benefit and minimize risk by targeting an individual’s specific needs based on their phenotype, genotype, or psychological factors. Optimizing therapeutic benefit includes finding the most effective treatment for an individual as efficiently as possible, especially as a patient’s willingness to follow up and continue in management may be affected by whether or not they perceive a benefit from the initial treatment.7
In this review, we discuss precision medicine as it applies to the clinical care of adults and youth with obesity. Following a brief review of the biopsychosocial determinants of obesity in general, we present data on what is currently known about the individual variability in the effectiveness of interventions for obesity, focusing on characteristics associated with or predictive of treatment responsiveness. We selected studies based upon a review of published literature from PubMed and Google Scholar using the following keywords: (‘Predictor’ OR ‘Predictors’) AND (‘Weight Loss’ OR ‘Weight Loss Response’ OR ‘Weight Reduction’) AND [‘body mass index (BMI)’ OR ‘Weight’] AND (‘Intervention’ OR ‘Treatment’ OR ‘lifestyle’ OR ‘lifestyle modification’ OR ‘pharmacotherapy’ OR ‘medication’ OR ‘bariatric surgery’ OR ‘metabolic surgery’ OR ‘device’ OR ‘medical device). We additionally performed searches on the specific pharmacotherapies, metabolic and bariatric surgeries, and device therapies mentioned. We included randomized controlled trials (RCTs), retrospective and prospective cohort trials, and observational studies. Given the broad scope of this review, our intent was to discuss general trends and not to include every article published in this field. Finally, we identify important gaps in the literature and offer potential solutions in an effort to accelerate the development of more effective and targeted treatments for obesity.
The biopsychosocial determinants of obesity
Obesity is a multifactorial disease with individual, environmental, and socioeconomic determinants (Table 1).4,8 Fully understanding the complexity of the general factors contributing to obesity makes one appreciate how difficult it is to develop individualized treatment plans. The role of many of these factors as predictors of response to obesity interventions have yet to be explored. In this section, we present a brief overview of biopsychosocial contributors to the development and progression of obesity as a framework for understanding the challenges of applying precision medicine approaches to this complex disease.
Table 1.
Category | Examples |
---|---|
Individual | |
Genetics and epigenetics | Congenital leptin deficiency, Bardet–Biedl syndrome |
Gut–brain hormones | Ghrelin, leptin, insulin |
Eating behaviors | Binge eating, loss of control eating, hunger, food addiction |
Disease states | Cushing’s disease, hypothyroidism |
Medications | Steroids, atypical antipsychotics, insulin |
Psychological conditions/mood | Depression, anxiety |
Physical activity | Sedentary lifestyle, increased screen time |
‘-omics’ | Microbiome, metabolome, transcriptome, proteome |
Pre- and perinatal exposures | Prenatal weight gain, gestational diabetes in mother |
Adverse life events | Adverse childhood experiences |
Environmental | |
Commercial messaging | Advertising for calorically dense foods |
Cultural norms | Portion sizes, body image norms |
Built environment and area deprivation | Walkability, green spaces |
Socioeconomic | |
Poverty | ‘Food desert’, ‘food swamps’ |
Education status | Low education level |
Nonexhaustive.
A significant portion of BMI is heritable.9 A Genetic Investigation of ANthropometric Traits consortium (GIANT) meta-analysis identified 97 BMI-associated loci in adults of European descent accounting for 2.7% of the variability in BMI.10 In total, more than 250 BMI-associated loci have been discovered among adults of African, east Asian, and European descent,11 with many of these same loci also identified in children.12 The GIANT consortium additionally uncovered 941 near-independent single nucleotide polymorphisms (SNPs) associated with BMI among adults with European ancestry accounting for 6% of the variance in BMI.13 These findings suggest that, while a multitude of loci and SNPs play a role in BMI heritability, the majority of the genetic sources for the variability in BMI remain unknown. Certainly, ethnic and population differences underlie the genetic predisposition to obesity development.14
Numerous genetic mutations have been associated with the development of severe monogenic obesity [e.g. brain-derived neurotrophic factor, leptin, leptin receptor, melanocortin 4 receptor, proopiomelanocortin (POMC)].15 Moreover, several genetic syndromes, including Prader–Willi, Alstrom, and Bardet–Biedl syndromes, are implicated. For some of these rare forms of obesity, accounting for fewer than 5% of all cases,16 targeted therapies have been discovered (e.g. leptin for congenital leptin deficiency,17 alpha-melanocyte stimulating hormone analog for POMC deficiency18 and Bardet–Biedl syndrome19). However, true monogenic obesity with targeted therapies is rare. Most cases of obesity are polygenic in origin, and targeted therapies for these cases are not currently available and will be substantially more difficult to establish. Further, the mechanisms by which genetic variants contribute to the development of obesity are largely unknown.
Peptide hormones [e.g. insulin, ghrelin, glucagon-like peptide-1 (GLP-1)] and neurotransmitters (e.g. dopamine, serotonin, gamma-aminobutyric acid) play a significant role in the regulation of appetite, satiety, food reward, and addiction. Pharmacotherapies developed for the treatment of obesity target the actions of these specific hormones and neurotransmitters, and perhaps are influenced by certain genotypes.20,21 The interaction of these pharmacotherapies with endogenous gut–brain hormones and neurotransmitters, along with inter-individual differences in the functionality of receptors upon which these hormones interact, represent additional sources of variability in drug response.
In addition to genetic and physiologic factors, environmental and psychosocial determinants also play significant roles in obesity development and progression. For example, individuals of low socioeconomic status are more likely to live in neighborhoods with fewer physical fitness resources,22 and such adverse surroundings increase the odds of being overweight by 20–60% in children.23 In a study examining exposure to ‘healthy’ fast food meal advertising, a child’s fondness for fast food increased after such exposure; however, healthier dietary choices did not.24 The home environment also impacts an individual’s likelihood of developing obesity, and may impact his or her response to therapeutic interventions.25,26 In addition, psychological factors must also be considered. For example, Sutaria and colleagues found that children with obesity compared with those with normal weight were significantly more likely to have depression.27 Attention deficit–hyperactivity disorder has similarly been linked to obesity.28
One potentially important link between these genetic, physiologic, and environmental determinants of obesity is epigenetics, or the heritable changes that influence gene expression without affecting the DNA sequence.29 The recent development of epigenome-wide association studies (EWASs) allows for the investigation of such interactions.30 For example, in a study of 2097 African-American adults, 37 methylation variants in blood were associated with BMI.31 In another study, paternal obesity was associated with insulin-like growth factor-2 (IGF-2) hypomethylation among 628 newborns.32 Indeed, those who are genetically predisposed to obesity development may be more susceptible to doing so when placed in increasingly obesogenic environments.
It is important to note that the potential causes of obesity listed above is not exhaustive, and numerous other factors have been associated with its development. These include prenatal weight gain and the presence of gestational diabetes in the mother, gestational weight, medications associated with weight gain, environmental toxins, and an individual’s microbiome, transcriptome, and proteome.33–35
Heterogeneity in the effectiveness of interventions for the treatment of obesity
While numerous studies have identified the characteristics associated with or predictive of weight loss response to obesity interventions, the most reliable predictors appear to be degree of adherence to the intervention, and early weight loss as a predictor of later or sustained weight loss (which is important to consider when determining whether to continue therapy).36–40 Most studies reporting person-specific characteristics associated with weight loss response were performed in adults; however, a few have examined these factors in children. In this section, we review the evidence on the characteristics associated with weight loss response to lifestyle modification therapy (LMT), pharmacotherapy, metabolic and bariatric surgery (MBS), and medical devices.
Lifestyle modification therapy
Table 2 summarizes studies identifying characteristics associated with weight loss response to LMT. Not surprisingly, a higher degree of adherence to various components of LMT and early weight loss have both been associated with better long-term outcomes.40–44 Psychosocial factors associated with improved weight loss response in adults include greater social support;45 higher baseline exercise self-efficacy,46 dietary restraint,47 flexible cognitive restraint,48 and motivation (in men);48 lower levels of psychopathology (in women),49 emotional eating,48 and disinhibition;47 and fewer exercise barriers48 and previous dieting attempts.46 In children, higher levels of global self-worth have positively predicted weight loss response,50 while higher levels of disordered eating in the child and the presence of psychopathology in the mother have been identified as negative predictors.39,50,51
Table 2.
Author | Inclusion criteria | n | Study design | Predictors of response |
---|---|---|---|---|
Aller and colleagues52 | Adults, BMI ⩾30 kg/m2, participating in a lifestyle modification program | 587 | Prospective cohort study assessing the association between genotype and 3- and 12-month weight loss among patients enrolled in a weight loss program | G/G genotype of PLIN1 (rs2289487) and PLIN1 (rs2304795); T/T genotype of PLIN1 (rs1052700), and C/C genotype of MMP2 predicted ⩾5% weight loss at 3 months. C/G-G/G genotype of PPARγ (rs1801282) and T/C genotype of TIMP4 (rs3755724) predicted ⩾5% weight loss at 12 months. Those with combination of PPARγ (rs1801282) C/G-G/G and TIMP4 (rs3755724) T/C had even greater weight loss |
Apolzan and colleagues43 | Adults, BMI ⩾24 kg/m2 (⩾22 kg/m2 in Asian descent), FPG 95–125, FPG 140–199 mg/dl after 2 h oral glucose load | 3234 | Retrospective analysis of data from the Diabetes Prevention Program (compared weight loss with metformin, intensive lifestyle intervention, and placebo) to identify predictors of long-term (15 year) weight loss | Greater weight loss in first year, older age, and continued metformin use in the metformin group; older age and absence of either DM or family history of DM in the intensive lifestyle group; and higher baseline FPG levels in the placebo group independently predicted greater long-term weight loss |
Bachar and colleagues44 | Adults, BMI ⩾25 kg/m2, attending outpatient clinics | 11,482 | Retrospective analysis of electronic health records examining factors associated with 5% weight loss at 6 months and weight maintenance at 1 year | Higher BMI, younger age, increased visits with a dietician, and not treated with insulin associated with greater odds of ⩾5% weight loss at 6 months. In those with ⩾5% weight loss at 6 months, more frequent weighing associated with improved weight maintenance at 1 year |
Balantekin and colleagues51 | Children (7–11 years), BMI ⩾85th percentile, participating in family-based behavioral weight loss treatment | 241 | Retrospective study assessing if children with distinct eating disorder patterns differed in eating disorder pathology and BMI-for-age z-score (zBMI) change | Children with highest eating disorder pathology did not achieve clinically significant weight loss (defined as zBMI ⩾ 0.25 unit loss) |
Braet39 | Children (7–17 years), BMI >95th percentile | 122 | Cross-sectional study examining predictors of treatment outcomes 2 years after completion of 10-month inpatient treatment program | Higher baseline weight, age, and weight loss during inpatient treatment predicted greater weight loss; higher eating disorder characteristics predicted lower weight loss |
Chan and Raffa42 | Adults in MOVE! Weight Management Program | 237,577 | Retrospective study assessing association between participation in lifestyle intervention program and weight loss | Increased participation with MOVE! Program increased odds of ⩾5% weight loss |
Chen and colleagues53 | Adults females with obesity | 34 | Prospective study assessing neural activation to palatable food receipt and genetics; compared those receiving 12-week BWL intervention with those not receiving intervention | Among BWL participants, baseline to 12-week reduction in frontostriatal activation to milkshake predicted greater weight loss at 12, 36, and 60 weeks; possessing A/A or T/A genotype of FTO variant rs9939609 predicted greater weight loss at 12 and 36 weeks |
Danielsson and colleagues54 | Children (6–16 years), followed in weight management program | 643 | Retrospective analysis assessing if degree of obesity and age predict efficacy of long-term behavioral treatment | 6–9 year olds with severe pediatric obesity (BMI-SD ⩾3.5) more likely to achieve ⩾0.5 unit BMI-SD reduction than adolescents with severe pediatric obesity |
Di Stefano and colleagues55 | Children (8–15 years), BMI >95th percentile | 418 | Prospective 2-year cohort study assessing association between baseline serum leptin and response to educational based weight loss program | Odds ratio of weight loss response significantly increased by greater quintile of serum leptin concentration |
Funk and colleagues45 | Adult veterans, BMI ⩾40 kg/m2 or ⩾35 kg/m2 with ⩾1 obesity-related comorbidities | 206 | Retrospective analysis of participants in a 4-month weight loss program examining predictors of weight loss | Greater social support and older age associated with greater weight loss |
Grave and colleagues47 | Adults, BMI ⩾30 kg/m2 | 500 | Prospective 12-month cohort study of participants entering weight loss programs, assessing psychological predictors of weight loss | Increased baseline dietary restraint and decreased disinhibition predicted increased likelihood of achieving ⩾5% weight loss at 12 months |
Gross and colleagues40 | Children (4–18 years), followed in weight management programs | 687 | Retrospective analysis of the Pediatric Obesity Weight Evaluation Registry (POWER) | ⩾3% BMI reduction at 1 month associated with increased BMI reduction at 6 and 12 months |
Hainer and colleagues56 | Adult females with obesity exhibiting stable weight on a 1 week normocaloric diet | 67 | Prospective 4-week inpatient weight reduction program assessing psycho-behavioral and hormonal factors as predictors of weight loss | Baseline free T3, c-peptide, GH, PP associated with higher reduction in weight; baseline IGF-1, cortisol, adiponectin, NPY correlated with lower reduction in weight |
Horth and colleagues57 | Adults, BMI 30–40 kg/m2 | 307 | Retrospective analysis of a clinical trial in which patients with obesity randomized to ad libitum low-carbohydrate or low-fat diet for 2 years | Pre-DM (FPG 100–125 mg/dl) and high fasting insulin levels associated with greater weight loss to low-fat versus low-carbohydrate diet at 2 years. Pre-DM and low fasting insulin levels associated with greater weight loss to low-carbohydrate versus low-fat diet at 2 years. |
Kong and colleagues37 | Adults, BMI ⩾27 kg/m2 with pre-DM or metabolic syndrome | 51 | Retrospective analysis of lifestyle modification weight loss trial, assessing predictors of retention after 1 year of intervention with ⩾5% weight loss | Lower response rate to question “I am capable of doing more physical activity” and weight loss <0.5% at 6 weeks after intervention initiation predicted lower retention and <5% weight loss at 1 year |
Kong and colleagues58 | Adults, BMI 25–38 kg/m2 | 50 | Prospective 3-month cohort study assessing predictors of weight loss through 6 weeks of energy restriction followed by 6 weeks of weight maintenance | Participants with lower weight loss and rapid weight had highest baseline plasma insulin, IL-6, and adipose tissue inflammation (HAM56+ cells); plasma insulin, IL-6, leukocyte number, and adipose tissue (HAM56) together predicted weight trajectory |
Madsen and colleagues59 | Children (8–19 years), followed in a weight management clinic | 214 | Retrospective cohort study of children undergoing clinic-based lifestyle modification program, assessing efficacy and predictors of weight loss | Higher baseline BMI z-score predicted poor response at first (mean 4.1 months) and ultimate (mean 12.1 months) follow-ups; fasting insulin explained 6% response variance at first follow up; baseline BMI z-score plus change in BMI z-score at first visit explained up to 50% of response at ultimate visit |
Moens and colleagues50 | Children with obesity followed in a weight management program | 90 | Prospective 8-year cohort study assessing child and familial variables associated with long-term weight regulation | Age, degree of overweight at baseline, global self-worth positively predicted, and psychopathology in mother negative predicted weight loss after 8 years |
Rotella and colleagues49 | Adults with obesity referred to weight management clinic | 270 | Prospective 6-month cohort study assessing psychological/psychopathological features associated with better treatment response to a lifestyle modification program | In women, higher psychopathology associated with worse outcomes. In men, higher motivation was associated with increased likelihood achieving ⩾5% weight loss |
Samblas and colleagues60 | Adults, WC >94 cm (males) and >80 cm (females) with metabolic syndrome | 47 | Case-control study assessing transcriptomic and epigenomic patterns; compared high weight loss responders (>8% body weight) with low responders (<8% body weight) following 6-month dietary modification program | CD44 showed higher expression and lower DNA methylation levels in low responders versus high responders |
Stotland and Larocque41 | Adults, BMI ⩾ 25 kg/m2 | 344 | Prospective 9-month cohort study assessing if early treatment response and change in eating behavior predicted ongoing weight loss to low/very low-calorie diets | Very low-calorie diet, BMI change, number of weigh-ins, and change in uncontrolled eating in first 5 weeks predicted ongoing weight loss at 9 months |
Teixeira and colleagues46 | Adults, BMI 25–38 kg/m2 | 158 | Prospective 16-month cohort study comparing behavioral/psychosocial differences between those with ⩾5% weight loss and those with <5% weight loss 1 year after a 6-week weight management program | Higher accepting dream weight, lower level of previous dieting, higher exercise self-efficacy, and smaller waist-to-hip ratio predicted increased likelihood of achieving ⩾5% weight loss at 16 months |
Teixeira and colleagues48 | Adults, female BMI 25–40 kg/m2 | 225 | Retrospective 2-year cohort study assessing mediators of weight loss and weight loss maintenance during/after 1-year weight loss intervention | Lower emotional eating, increased flexible cognitive restraint, and fewer exercise barriers mediated 1-year weight loss; flexible restraint and exercise self-efficacy mediated 2-year weight loss |
Yank and colleagues38 | Adults, BMI ⩾25 kg/m2 with pre-DM or metabolic syndrome | 72 | Retrospective 15-month cohort study assessing weight loss patterns and predictors of response to primary care-based lifestyle intervention | Participants with moderate and steady, and substantial and early, weight loss achieved ⩾5% short-term weight loss and maintained this at 15 months |
BMI, body mass index; BWL, behavioral weight loss; DM, diabetes mellitus; FPG, fasting plasma glucose; FTO, fat mass and obesity-associated protein; GH, growth hormone; IGF-1, insulin-like growth factor-1; IL-6, interleukin-6; NPY, neuropeptide Y; PP, pancreatic polypeptide; PPARγ, peroxisome proliferator-activated receptor gamma; RCT, randomized controlled trial; SD, standard deviation; WC, waist circumference.
Whether baseline weight status and age predict weight loss response to LMT remains unclear. In children, while Braet and Moens found that higher baseline weight predicted increased weight loss following inpatient and outpatient interventions, respectively, Madsen and colleagues showed that a higher baseline BMI z-score predicted a decreased weight loss to an outpatient intervention.39,50,59 In adults, both Heiner and colleagues and Azar and colleagues showed that higher baseline BMI was associated with greater weight loss to LMT programs.56,61 As for age, Moens and colleagues found that older age during an outpatient intervention positively predicted weight loss 8 years later in children, while Danielsson and colleagues showed that younger children were more likely to achieve clinically significant weight loss during a 3-year outpatient intervention.50,54 In adults, while Apolzan and colleagues and Funk and colleagues found that older age was associated with greater short and long-term weight loss to LMT programs, respectively, Bachar and colleagues found that younger age was associated with a higher odds of achieving 5% or greater weight loss at 6 months.43–45
Several studies have examined the hormonal characteristics associated with weight loss response to LMT. For example, in a 12-week prospective trial assessing weight loss predictors after energy restriction followed by weight maintenance, adults with decreased weight loss during restriction and rapid weight gain during maintenance had higher baseline insulin, interleukin-6, and adipose tissue inflammation markers compared with adults with increased weight loss during restriction and continued weight loss or stabilization during maintenance.58 In a 4-week women-only inpatient intervention involving calorie restriction, supervised activity, and cognitive behavioral modification, baseline c-peptide, growth hormone, pancreatic polypeptide, and free T3 concentrations were associated with increased weight loss, while insulin-like growth factor-1, cortisol, adiponectin, and neuropeptide Y levels correlated with decreased weight loss.56 In a 2-year longitudinal study assessing the association between baseline leptin levels and weight loss to an educational based program in children, the odds of weight loss increased with greater leptin concentrations.55 Combined, these studies suggest that higher levels of inflammation (as expressed by such factors as adipose tissue inflammation, cortisol, adiponectin, and leptin) appear to be associated with a worse weight loss response to LMT. 55,56,58
Finally, a few studies have examined neural, genetic, and epigenetic predictors of weight loss response to LMT in adults. For example, Chen and colleagues studied neural activation to palatable food receipt and genetics in women who underwent a 12-week behavioral weight loss program. A greater reduction in frontostriatal activation to a milkshake from baseline to 12 weeks predicted increased weight loss at 12, 36, and 60 weeks, and possessing the A/A or T/A genotype of the fat mass and obesity-associated protein (FTO) variant rs9939609 predicted greater weight loss at 12 and 36 weeks.53 Aller and colleagues found that polymorphisms in genes related to the regulation of fat storage and adipocyte structure adaptation predicted 3- and 12-month weight loss to an LMT program.52 Samblas and colleagues showed that, among adults undergoing a 6-month dietary modification program, baseline CD44 in white blood cells showed lower expression and higher DNA methylation levels in those who achieved 8% or greater weight loss compared with those achieving less than 8%.60 This suggests that CD44 gene transcription and methylation may be a useful biomarker for weight loss prediction.60 Gardner and colleagues showed that, among adults with overweight and obesity prescribed either a healthy low-fat or low-carbohydrate diet, SNP multilocus genotype patterns were not associated with the dietary effects on weight loss for either diet.62
Pharmacotherapy
There are five US Food and Drug Administration (FDA)-approved medications for the long-term management of obesity in adults: orlistat, phentermine/topiramate, lorcaserin, naltrexone/bupropion, and liraglutide. Phentermine is approved for short-term weight loss, and studies also have shown topiramate monotherapy63,64 and exenatide65,66 to be effective. In adolescents 16 years of age or younger, orlistat is the only US FDA-approved medication for weight loss; however, many of the medications used in adults are also used in pediatric weight management clinical settings.67 It is important to note that our understanding of the underlying mechanisms leading to weight loss for many of these medications continues to remain incompletely understood.
Review of the RCTs leading to US FDA approval of the available obesity pharmacotherapies largely show a similar pattern: overall mean weight loss with considerable response variability on an individual level.2,68–70 Person-specific characteristics likely contribute to the heterogeneity in weight loss response seen in these large-scale RCTs. To date, numerous studies have examined characteristics associated with weight loss response to obesity pharmacotherapies (Table 3). A majority of these investigations involve orlistat71–76 and GLP-1 receptor agonists (GLP1-RAs)77–85 in individuals with overweight/obesity, or topiramate in individuals with seizure disorders with or without obesity.86–89 Studies evaluating hormonal, genotypic, and neuronal predictors of weight loss response are rare.78,90,91
Table 3.
Author | Inclusion criteria | n | Study design | Predictors of response |
---|---|---|---|---|
ORLISTAT | ||||
Chanoine and Richard71 | Adolescents (12–16 years), BMI ⩾ 2 kg/m2 above the 95th percentile (excluded BMI ⩾ 44 kg/m2; weight > 130 kg of < 55 kg) | Retrospective analysis of a multicenter 1-year RCT (orlistat 120 mg 3 times daily versus placebo); assessed if 3- month weight loss predicted 12-month weight loss | Greater weight loss at 3 months correlated with greater weight loss at 1 year. | |
Elfhag and colleagues72 | Adults, BMI ⩾30 kg/m2 | 148 | Retrospective analysis of self-reported data | Men experienced greater weight loss than women; ‘order’ and ‘deliberation’ facets of conscientiousness positively correlated with weight loss |
Hollywood and Ogden73 | Adults prescribed orlistat | 566 | Retrospective analysis of a 6-month open-label study of participants prescribed orlistat; only those completing baseline and 6-month surveys included in analysis | A decrease in unhealthy eating, increase belief in treatment control, increased belief that the unpleasant side effects of orlistat are both due to eating behavior and just part of the drug, and baseline greater endorsement of medical solutions predicted those most likely to reduce BMI at 6 months |
Rissanen and colleagues74 | Adults, BMI 28–43 kg/m2 | 220 | Retrospective analysis of pooled data from two 2-year multicenter RCTs (orlistat 120 mg 3 times daily versus placebo) comparing those who lost ⩾5% versus <5% weight at 3 months | Weight loss ⩾5% at 3 months predicted sustained weight loss at 2 years |
Toplak and colleagues75 | Adults, BMI 30–43 kg/m2, body weight ⩾90 kg, WC ⩾88 cm (female) or ⩾102 cm (male) | 430 | 1 year, open-label, randomized, parallel group trial with
all participants receiving 120 mg orlistat three times
daily; compared 500 kcal versus 1000 kcal
energy deficit diet; orlistat discontinued in participants who did not achieve ⩾5% weight loss at 3- and 6-month assessment |
⩾5% weight loss at 3 months associated with long-term weight loss at 1 year in both diet groups |
Ullrich and colleagues76 | Adults, BMI 30–40 kg/m2 | 62 | Retrospective analysis of open-label 72 week trial (orlistat 120 mg three times daily versus placebo) | Low fat and carbohydrate intake predicted increased weight loss |
Lorcaserin | ||||
Farr and colleagues90 | Adults, BMI >30 kg/m2 or >27 kg/m2 with ⩾1 comorbidities | 48 | Prospective 1-month RCT comparing lorcaserin 10 mg twice daily with placebo; assessed neuronal activation with fMRI at baseline, 1 week, and 1 month | Activations in amygdala, parietal, and visual cortices at baseline correlated with decreases in caloric intake, weight, and BMI at 1 month |
Smith and colleagues92 | Adults, BMI 30–45 kg/m2 or 27–29.9 kg/m2 with ⩾1 comorbidities | 6897 | Retrospective analysis of pooled data from three trials (BLOOM, BLOSSOM, and BLOOM-DM) comparing lorcaserin + LMT with placebo + LMT; assessed if weight loss response at 3 months predicted response at 1 year | ⩾5% weight loss at 3 months predicted greater weight loss at 1 year |
PHENTERMINE | ||||
Thomas and colleagues93 | Adults, BMI 30–40 kg/m2 | 35 | Prospective 8-week trial of participants receiving phentermine comparing those with ⩾5% versus <5% weight loss | Participants with ⩾5% weight loss had higher pre-breakfast hunger, desire to eat, prospective food consumption and lower baseline cognitive restraint; higher home prospective food consumption and lower baseline cognitive restraint predicted increased weight loss |
Topiramate | ||||
Ben-Menachem and colleagues86 | Adults with epilepsy | 49 | Prospective open-label trial adding topiramate to existing anticonvulsant regimen, assessing change in weight from baseline to 3- and 12-months after topiramate initiated | 3-month weight loss correlated with reduced caloric intake; 1-year weight loss correlated with higher baseline BMI despite caloric intake returning to baseline levels; participants with obesity lost more weight than participants without obesity |
El Yaman and colleagues87 | Children and adults with epilepsy | 120 | Prospective cohort study of participants started on topiramate | Participants with higher baseline BMI and younger age lost more weight at year 2; higher average topiramate dose (>6 mg/kg/day) associated with larger decrease in BMI from baseline |
Iwaki and colleagues88 | Adults with epilepsy | 78 | Prospective, open-label study assessing weight
loss 1, 6, 12, 18 months after starting topiramate; compared those with no versus mild intellectual disability (ID) |
Participants with no/mild ID lost more weight compared with those with moderate/profound ID |
Kazerooni and Lim94 | Adults, BMI ⩾25 kg/m2 | 767 | Retrospective cohort study examining weight loss outcomes 1 year after topiramate initiated (for any indication) | Higher prevalence of females lost ⩾5% compared with
males; adherent participants more likely to lose ⩾5% BW compared with nonadherent participants |
Klein and colleagues89 | Children (⩾12 years) and adults with epilepsy | 22 | Prospective study assessing 3 week, 3 month, 6 month, and long-term weight loss after starting topiramate | Weight loss, reduction of appetite, and amount of intake at 3 months predicted BMI decrease at 6 months; high initial BMI and body fat predicted lower BMI reduction at 6 months |
Li and colleagues91 | Adults, BMI 30–50 kg/m2 or 27–50 kg/m2 with ⩾1 comorbidities | 1004 | Retrospective study of DNA samples from participants previously completing clinical trials, assessing efficacy of topiramate for obesity | Carriers of haplotype T-C-A in INSR had greater weight loss than noncarriers; Rs55834942 SNP from HNF1A associated with increased weight loss response |
Phentermine/topiramate | ||||
Acosta and colleagues95 | Adults, BMI 30–40 kg/m2 | 24 | 2-week RCT assessing effects of phentermine/topiramate on weight and quantitative traits | Higher intake at baseline buffet meal satiety test associated with greater weight loss at 2 weeks |
Naltrexone/bupropion | ||||
Dalton and colleagues96 | Adults, BMI 30–45 kg/m2 or 27–45 kg/m2 with ⩾1 comorbidities | 2,046 | Retrospective analysis of four 56-week RCTs (COR-I, COR-II, COR-BMOD, COR-DM) comparing NB32, NB16, and placebo | Participants with the greatest improvement in craving control at 8 weeks had greater weight loss after 56 weeks |
Fujioka and colleagues97 | Adults, BMI 30–45 kg/m2 or 27–45 kg/m2 with ⩾1 comorbidities | 3362 | Retrospective analysis of four 56-week RCTs (COR-I, COR-II, COR-BMOD, COR-DM) comparing NB32, NB16, and placebo | Participants with ⩾5% weight loss at 4 months more likely to maintain clinically significant weight loss at 1 year |
Liraglutide | ||||
Ard and colleagues77 | Adults, BMI ⩾30 kg/m2 or ⩾27 kg/m2 with ⩾1 comorbidities | 5325 | Retrospective analysis of data from five RCTs (liraglutide 3.0 mg versus placebo) comparing weight loss by race/ethnicity | No significant weight loss response differences by race/ethnicity |
Dahlqvist and colleagues78 | Adults, BMI 27.5–45 kg/m2, HbA1c 7.5–11.5%, c-peptide ⩾10 nmol/l, treated with multiple daily injection insulin for ⩾6 months | 124 | Retrospective analysis of a 24-week RCT comparing liraglutide 1.8 mg with placebo as adjunct to multiple daily injection insulin regimen with or without metformin | Lower HbA1c and mean glucose level predicted greater weight loss response to liraglutide |
Fujioka and colleagues79 | Adults, BMI ⩾30 kg/m2 without DM or BMI ⩾27 kg/m2 with ⩾1 comorbidities not including DM (SCALE Obesity and Prediabetes), or BMI ⩾27 kg/m2 with DM (SCALE Diabetes) | 4577 | Retrospective analysis of data from SCALE Obesity and Prediabetes and SCALE Diabetes trials | Greater proportion of those with ⩾4% weight loss at 4 months achieved ⩾5, ⩾10%, and ⩾15% weight loss at 56 weeks compared with those with <4% weight loss at 4 months |
Gomez-Peralta and colleagues80 | Adults with T2DM on liraglutide | 799 | Retrospective chart review of electronic medical records | Higher baseline weight and longer treatment duration predicted improved weight loss response |
Halawi and colleagues81 | Adults, BMI ⩾ 30 kg/m2 or ⩾27 kg/m2 with ⩾1 comorbidities | 40 | Prospective 4-month RCT assessing effect of liraglutide versus placebo on gastric motor function, satiety, and weight | Delayed gastric emptying at 5 weeks correlated with increased weight loss with liraglutide at 4 months |
Wilding and colleagues82 | Adults, BMI ⩾30 kg/m2 without DM or BMI ⩾27 kg/m2 with ⩾1 comorbidities not including DM (SCALE Obesity and Prediabetes), or BMI ⩾ 27 kg/m2 with DM (SCALE Diabetes) | 4372 | Retrospective analysis of data from SCALE Obesity and Prediabetes and SCALE Diabetes trials | Increased drug exposure correlated with increased weight loss |
EXENATIDE | ||||
Anichini and colleagues83 | Adults with T2DM and therapeutic failure on oral therapy (metformin or metformin + SU) | 315 | Retrospective analysis of participants prescribed exenatide 10 µg twice daily | Longer DM duration in males, lower baseline A1c in females predicted those most likely to lose ⩾8.5% weight at 1 year |
Gorgojo-Martínez and colleagues84 | Adults, T2DM, BMI ⩾ 30 kg/m2 | 148 | Retrospective analysis of participants prescribed exenatide 2 mg weekly | Higher BMI, previous use of DPP4 inhibitors predicted weight loss ⩾3% after 6 months |
Nathan and colleagues85 | Children (12–19 years), BMI ⩾1.2 times 95th percentile or BMI ⩾35 kg/m2, without DM | 32 | Retrospective analysis of 2 RCTs comparing exenatide 10 µg twice daily versus placebo | Higher baseline appetite, female sex predicted greater BMI loss at 3 months |
BMI, body mass index; DM, diabetes mellitus; DPP4, dipeptidyl peptidase-4; fMRI, functional magnetic resonance imaging; HbA1c, hemoglobin A1c; HNF1A, hepatocyte nuclear factors 1-alpha; INSR, insulin receptor; LMT, lifestyle modification therapy; NB16, 16 mg naltrexone SR/360 mg bupropion SR; NB32, 32 mg naltrexone SR/360 mg bupropion SR; RCT, randomized controlled trial; SCALE, Satiety and Clinical Adiposity Liraglutide Evidence; SNP, single nucleotide polymorphism; SU, sulfonylureas; T2DM, type 2 diabetes mellitus; WC, waist circumference.
Early weight loss is the most commonly described predictor of sustained weight loss in response to obesity pharmacotherapies. Rissanen and colleagues and Toplak and colleagues both found that weight loss of 5% or greater at 3 months predicted sustained weight loss with orlistat at 1 and 2 years, respectively.74,75 Smith and colleagues analyzed pooled data from the Behavioral Modification and Lorcaserin for Overweight and Obesity Management (BLOOM) trials and reported similar results with lorcaserin.92 In analyses of pooled data from the Contrave Obesity Research (COR) and SCALE trials, Fujioka and colleagues found that those with 5% or greater weight loss at 4 months were more likely to maintain clinically significant weight loss 1 year after starting liraglutide79 and naltrexone/bupropion,97 respectively. In a study of adolescents and adults with epilepsy prescribed topiramate, 3-month weight loss predicted greater BMI reduction at 6 months.89
Increased hunger and food intake, as well as decreased satiety, are commonly identified baseline eating behavior characteristics associated with increased weight loss response to obesity pharmacotherapies. Such findings have been noted in analyses involving exenatide,85 topiramate,89 phentermine,93 and topiramate/phentermine.95 For example, in a prospective trial of adults prescribed phentermine, Thomas and colleagues found that increased desire to eat and lower cognitive restraint at baseline were more common in those experiencing 5% or greater weight loss after 2 months compared with those with less than 5% weight loss.93 In an analysis of pooled data from the COR trials, Dalton and colleagues showed that those with the greatest improvement in craving control at 8 weeks had increased weight loss 56 weeks after starting naltrexone/ bupropion, which is not surprising given naltrexone’s mechanism as an opiate receptor agonist.96
Whether sex predicts weight loss response to obesity pharmacotherapies remains unclear. In a retrospective analysis of adults prescribed orlistat, self-reported weight loss was significantly greater in males than in females; however, compliance, which can be challenging with this medication due to gastrointestinal side effects, was not formally assessed.72 In contrast, Kazerooni and Lim examined weight loss outcomes after topiramate initiation in a Veteran population and found that the prevalence of 5% or greater weight loss after 1 year was 14% higher in females than in males.94 Similarly, female sex predicted a greater BMI reduction 3 months following exenatide initiation in adolescents with severe obesity, a finding also described in adolescents with insulin resistance receiving metformin.85,98 Sex differences in weight loss response to obesity pharmacotherapies may be related to medication–hormonal interactions known to be different between sexes, including leptin which is present in higher concentrations in females compared with males at all BMI levels.85,99
Only a few studies have explored physiologic, pharmacokinetic, and genotypic predictors of weight loss response to obesity pharmacotherapies. For example, Halawi and colleagues showed that delayed gastric emptying at 5 weeks correlated with increased weight loss with liraglutide at 4 months, suggesting that gastric emptying may be a biomarker of responsiveness to determine those suitable for prolonged treatment with this medication.81 Wilding and colleagues performed a retrospective analysis of pooled data from RCTs involving liraglutide and found that increased drug exposure (assessed by area under the concentration–time curve) was associated with greater weight loss.82 In a 4-week trial using functional magnetic resonance imaging (fMRI) to assess neuronal activation to lorcaserin, Farr and colleagues demonstrated that baseline amygdala, parietal, and visual cortex activations correlated with decreased caloric intake and BMI among adults with obesity.90 Additionally, in a study of DNA samples from participants who completed RCTs assessing topiramate for obesity treatment, carriers of a haplotype T-C-A in the INSR gene, and the SNP rs55834942, had greater weight loss compared with noncarriers.91
Specifically, in adults with type 2 diabetes mellitus (T2DM) prescribed GLP1-RAs, a lower hemoglobin A1c level seems to predict an improved weight loss response.78,83 Further, a higher baseline weight status,80,84 longer duration of treatment,80 and previous use of dipeptidyl peptidase 4 inhibitors84 have also been associated with better weight loss outcomes. Overall, while some predictors of weight loss response to obesity pharmacotherapy have been uncovered, there is a myriad of others yet to be elucidated.
Metabolic and bariatric surgery
Table 4 summarizes studies identifying characteristics associated with weight loss response to MBS. A majority of these studies involve Roux-en-Y gastric bypass (RYGB),100–113 with a few evaluating vertical sleeve gastrectomy (VSG),114 laparoscopic adjustable gastric banding (LAGB),115–117 biliopancreatic diversion (BPD),118 sleeve gastroplasty,119 or a pooling of data from multiple procedures.120–124 Overall, studies exploring predictors of weight loss response to MBS in adolescents are rare.108,116
Table 4.
Author | Inclusion criteria | n | Study design | Predictors of response |
---|---|---|---|---|
Roux-en-Y gastric bypass | ||||
Al-Khyatt and colleagues100 | Adults, receiving RYGB | 227 | Retrospective cohort study assessing predictors of 1-year EWL | Higher BMI, older age, presence of DM, and preoperative weight gain predicted lower 1-year EWL |
Faria and colleagues101 | Adults, receiving RYGB | 163 | Prospective cohort study assessing fasting glycemia as predictor of weight loss | Baseline BMI and fasting blood glucose >100 mg/dl inversely correlated with probability of achieving >80% EWL or >35% weight loss after 1 year; effect not detectable in participants on oral antidiabetic medications following RYGB |
Guajardo-Salinas and colleagues102 | Adults, BMI ⩾ 40 kg/m2 receiving RYGB | 75 | Retrospective study examining predictors of weight loss following RYGB, comparing Whites and Hispanics | No difference in EWL and BMI between Whites and Hispanics after 1 year; higher HDL and lower SBP pre-RYGB significantly predicted EWL at 12 months in Whites; lower Fibrospect score pre-RYGB predicted higher EWL at 12 months in Hispanics |
Hatoum and colleagues103 | Patients, receiving RYGB | 848 | Prospective study to determine if there is a significant genetic contribution to weight loss following RYGB through genotyping; first-degree relatives, nongenetically related cohabiting pairs, and nonrelated pairs were compared | First-degree relative pairs had similar response to surgery; similarity not seen in cohabiting or unrelated individuals |
Lent and colleagues104 | Patients, receiving RYGB | 3125 | Retrospective study examining weight trajectories of patients receiving RYGB to identify clinical, behavioral, and demographic features of patients by weight loss trajectory | Those with below average weight loss trajectory more likely to be male and have DM, and less likely to have a smoking history or taking sleeping medications. Lower initial weight loss post-surgery associated with greater chance of poorer weight outcomes |
Livhits and colleagues105 | Patients, receiving RYGB | 197 | Retrospective cohort study assessing predictors of weight regain (⩾15% from lowest weight to weight at survey completion, average 45 months after RYGB) | Low physical activity and self-esteem, and higher eating disinhibition, associated with weight regain |
Mirshahi and colleagues106 | Patients, receiving RYGB | 1433 | Prospective cohort study assessing MC4R genotype and its relationship with weight loss and clinical phenotypes during a 4-year period before/after RYGB | I125L allele carriers lost 9% more weight compared with noncarriers, continued rapid weight loss longer, regained less weight, and had a lower presurgery HOMA |
Novais and colleagues107 | Adult females, receiving RYGB | 351 | Prospective cohort study assessing association between 12 gene polymorphisms and 1-year %EWL | 5-HT2C gene polymorphism rs3813929 (TT genotype) predicted greater 1-year %EWL |
Ryder and colleagues108 | Adolescents, receiving RYGB | 50 | Retrospective study assessing psychosocial factors associated with long-term weight loss maintenance | Greater quality of life at 5–12 years associated with better weight loss maintenance at 5–12 years |
Sillen and Andersson109 | Patients, receiving RYGB | 281 | Retrospective analysis, assessing preoperative factors predictive of successful weight loss (EWL ⩾ 60%) 1–3 years following RYGB | Earlier onset of obesity and higher preoperative BMI associated with unsuccessful weight loss at 1 year; preoperative psychiatric disorders, DM, hypertension, and higher BMI associated with unsuccessful weight loss at 2 years |
Still and colleagues110 | Caucasian adults, BMI ⩾ 35 kg/m2, receiving RYGB | 1001 | Prospective cohort study assessing relationship between SNPs in/near FTO, INSIG2, MC4R, and PCSK1 and weight loss | Increasing numbers of SNP alleles near FTO, INSIG2, MC4R, and PCSK1 associated with decreased weight loss |
Still and colleagues111 | Patients, receiving RYGB | 2365 | Retrospective analysis of a prospectively recruited cohort study assessing clinical factors associated with weight loss | Higher baseline BMI and preoperative weight loss, iron deficiency, use of any DM medications, nonuse of bupropion, no history of smoking, age >50 years, and presence of fibrosis on liver biopsy associated with poorer long-term (>36 month) weight loss |
ter Braak and colleagues112 | Adults, ⩾ 1 year follow-up data available, receiving RYGB | 112 | Retrospective, case-control study comparing nonresponders (% alterable weight loss <10th percentile) to responders (% alterable weight loss 25–75th percentile) in perceived social support and stressful life events | Perceived social support able to classify 84% of participants correctly as responders versus nonresponders; stressful life events not related to weight loss |
Vitolo and colleagues113 | Adults with severe obesity, receiving RYGB | 100 | Prospective cohort study assessing relationship between SNPs rs2241766 for adiponectin gene, rs490683 for ghrelin receptor, rs696217 and rs27647 for the preproghrelin/ghrelin gene, and rs1126535 for the CD40L gene and weight loss at 6, 26, and 52 weeks following RYGB | Carrying G to T substitution in rs696217 (preproghrelin gene) associated with improved weight loss response; carrying rs1126535 C allele (CD40L gene) associated with worse weight loss response |
Biliopancreatic diversion, adjustable gastric banding, sleeve gastroplasty, sleeve gastrectomy | ||||
Dixon and colleagues115 | Adults, BMI ⩾ 35 kg/m2, significant medical, physical, or psychosocial disabilities, attempted weight loss by other means for ⩾5 years | 440 | Prospective cohort study assessing preoperative predictors of weight loss 1 year after AGB | Older age; higher BMI; insulin resistance; and diseases associated with insulin resistance, poor physical activity, and pain associated with decreased EWL at 1 year |
Janse Van Vuuren and colleagues114 | Adults, receiving SG | 106 | Prospective cohort study assessing if post-surgery food cravings predict weight loss outcomes at 6–8 months | Emotional food cravings experienced 4–6 weeks following SG predicted poorer weight loss outcomes at 6 months |
Lopez-Nava and colleagues119 | Adults, receiving sleeve gastroplasty | 248 | Retrospective analysis assessing long-term outcomes, reproducibility, and predictors of weight loss response | Percent weight loss at 6 months predicted percent weight loss at 24 months |
Sysko and colleagues116 | Adolescents (14–18 years), receiving AGB | 101 | Prospective cohort study assessing presurgical psychological predictors of 1 year weight loss after AGB | Baseline loss of control eating and higher family conflict predicted decreased weight loss rate over 1 year |
Valera-Mora and colleagues118 | Adults, receiving BPD | 107 | Prospective cohort study assessing predictors of weight loss and reversal of comorbidities at 2 years | Older age and presence of DM negatively predicted, and initial fat mass positively predicted, weight loss at 2 years |
Wood and Ogden117 | Adults, receiving AGB | 49 | Prospective cohort study assessing if pre- and postoperative binge eating behaviors predict weight loss | Decrease in binge eating as a consequence of having AGB predicted postoperative weight loss |
Studies involving multiple surgical procedures | ||||
de Hollanda and colleagues120 | Adults, ⩾30 month follow-up data available, receiving RYGB or SG | 658 | Retrospective analysis comparing participants experiencing EWL ⩾ 50% versus <50% | EWL < 50% at 1 year associated with higher baseline BMI and presence of presurgical T2DM |
Konttinen and colleagues121 | Adults, BMI ⩾ 34 kg/m2 (males) or BMI ⩾ 38 kg/m2 (females), receiving gastric banding, vertical banded gastroplasty, gastric bypass | 3926 | Prospective matched interventional trial comparing participants undergoing bariatric surgery with conventional weight loss intervention | Pretreatment eating behaviors unrelated to weight changes after bariatric surgery; participants with lower levels of 6-month and 1-year disinhibition and hunger and who experienced larger 1-year decreases in these behaviors lost more weight 2, 6, and 10 years after surgery |
Manning and colleagues122 | Adults, BMI ⩾ 40 kg/m2 or ⩾ 35 kg/m2 with ⩾1 obesity-related comorbidities, receiving RYGB or SG | 1456 | Retrospective cross-sectional study assessing if early postoperative weight loss predicts maximal weight loss | Weight loss velocity from 3–6 months independent predictor of maximal percent weight loss |
Miller-Matero and colleagues123 | Adults, receiving RYGB or SG | 101 | Retrospective analysis assessing if preoperative problematic eating behaviors predicted 1-year weight loss | Higher levels of eating in response to anger/frustration and depression correlated with decreased weight loss; higher number of food addiction symptoms increased likelihood participants experienced less weight loss |
Subramaniam and colleagues124 | Adults, receiving RYGB, SG, or one anastomosis gastric bypass-mini gastric bypass | 57 | Prospective cohort study assessing pre- and postsurgical predictors of weight loss following bariatric surgery | Older age, higher BMI, and greater emotional eating and external eating predicted less weight loss |
AGB, adjustable gastric banding; BMI, body mass index; BPD, biliopancreatic diversion; DM, diabetes mellitus; EWL, excess weight loss; FTO, fat mass and obesity-associated protein; HDL, High-density lipoprotein; HOMA, homeostatic model assessment; INSIG2, insulin-induced gene 2; MC4R, melanocortin 4 receptor; PCSK1, proprotein convertase subtilisin/kexin type 1; RYGB, Roux-en-Y gastric bypass; SBP, systolic blood pressure; SG, sleeve gastrectomy; SNP, single nucleotide polymorphism; T2DM, type 2 diabetes mellitus.
Similar to the other interventions, early weight loss predicts sustained weight loss, as noted in studies of adults who underwent sleeve gastroplasty, RYGB, and VSG.119,122 The most commonly identified predictor of worse response appears to be a higher baseline BMI as seen with RYGB,100–101,109,111 LABG,115 and VSG.120 Older age, fasting glycemia, and the presence of T2DM have additionally been associated with worse outcomes as seen in studies examining RYGB,100,101,104,111 LAGB,115 VSG,111,120 and BPD.118 Al-Khyatt and colleagues, Lent and colleagues, and Sillen and Andersson all showed that the presence of diabetes at baseline predicted worse weight loss response to RYGB, while Dixon and colleagues showed that baseline insulin resistance was associated with decreased weight loss 1 year following LAGB.100,104,109,115
Numerous investigations have examined psychosocial and eating behavior determinants of weight loss response to MBS. For example, the perception of social support has been associated with better response to RYGB,112 and decreased binge eating appears to predict greater weight loss to LAGB in adults.117 Among adolescents who underwent RYGB, greater weight-related quality of life was associated with weight maintenance 5 or more years after MBS.108 Factors that have been associated with worse weight loss response to MBS include the presence of emotional food craving (with VSG114), food addiction symptoms (with VSG or RYGB123), loss of control eating (with LABG116), and higher levels of eating in response to anger, frustration, or depression (with VSG or RYGB123). Lower physical activity and self-esteem, and higher eating disinhibition, have been associated with long-term weight regain following RYGB.105
A few studies have explored the genetic predictors of weight loss response to MBS, specifically to RYGB. For example, a longitudinal study by Hatoum and colleagues comparing first-degree relatives, nongenetically related cohabiting pairs, and nonrelated pairs undergoing RYGB found that, while first-degree relatives had a similar weight loss response to surgery (only a 9% difference in excess weight loss between members of each pair), no similarities were seen between cohabiting and unrelated individuals.103 Carrying the I125L allele variant of MC4R,105 the 5-HT2C gene polymorphism rs3813929 (TT genotype),107 and a G to T substitution in rs696217 (preproghrelin gene),113 have all been associated with improved weight loss response, while carrying the rs1126535 C allele (CD40L gene)113 and increasing numbers of SNP alleles near FTO, insulin-induced gene 2 (INSIG2), MC4R, and PCSK1 have been associated with worse response to RYGB.110
Medical device therapy
Studies examining predictors of weight loss response to medical devices are rare, and all have involved adults undergoing intragastric balloon therapy (Table 5).125–127 Consistent with other treatment modalities, early weight loss appears to predict sustained weight loss response.126,127 In two separate studies, older age was associated with greater weight loss.125,126 As for psychosocial factors, higher education level and social relationship scores, a strict exercise commitment, and increased number of follow-up visits have all been predictive of increased weight loss 6 months after intragastric balloon placement.125–127 Future studies are needed to explore the factors predictive of weight loss response to other medical devices, including vagal blockade and aspiration therapies.
Table 5.
Author | Inclusion criteria | n | Study design | Predictors of response |
---|---|---|---|---|
Kotzampassi and colleagues125 | Adults, BMI < 35 kg/m2 with comorbidities; BMI ⩾ 35 kg/m2 resistant to LMT for 6 months; or BMI ⩾ 50 kg/m2, receiving 6-month intragastric balloon | 583 | Retrospective analysis comparing successful (%EWL ⩾50%) and poor (%EWL <20%) responders | Older age, females, higher education level, single/divorced participants, and strict exercise commitment predicted success |
Madeira and colleagues126 | Adults, BMI ⩾ 30 kg/m2 and metabolic syndrome without DM, receiving 6- months intragastric balloon | 50 | Prospective 6-month study assessing predictors of weight loss response | Baseline advanced age and higher social relationship score associated with weight loss >10% at 6 months; weight loss >5% at 2 and 4 weeks and higher intensity of dyspepsia at 2 weeks predicted weight loss >10% at 6 months |
Vargas and colleagues127 | Adults, BMI > 30 kg/m2, receiving intragastric balloon | 321 | Retrospective analysis assessing safety, efficacy, and factors associated with intolerance and response to intragastric balloon | Greater number of follow-up visits and weight loss at 3 months associated with increased weight loss at 6 months |
BMI, body mass index; DM, diabetes mellitus; EWL, excess weight loss; LMT, lifestyle modification therapy.
Gaps and opportunities for future research in the development of targeted therapies for obesity
It was 30 years ago that the American Diabetes Association proposed two classes of diabetes mellitus (DM): insulin-dependent (type 1) and insulin-independent (type 2).128 Over time, new subgroups were discovered, including latent autoimmune diabetes in adults and mature onset diabetes in the young (MODY). A recent cluster analysis suggested five DM subtypes in adults, each with different patient characteristics and risks for complications.129 Moreover, it has become clear that the treatments for DM, including therapy type (e.g. sulfonylureas for HNF1A- or HNF4A-MODY) and efficacy, differ depending on the underlying cause. Our understanding of the etiologies underlying obesity may not be far ahead of where our understanding of the etiologies underlying DM were not long ago. Similar to DM, the substantial degree of heterogeneity seen in individual response to weight loss interventions is likely due to an equally large degree of heterogeneity in the cause. Without a clearer understanding of the specific etiology or distinct phenotypes, which may be complex and are unlikely based upon single features, the development of directed treatments will be challenging.
While targeted treatments for several forms of monogenic obesity have emerged, most cases of obesity are polygenic in origin. In polygenic obesity, groups of alleles at different gene loci have variants each contributing a small additional effect towards body weight regulation. It may be that every individual with obesity carries his or her own specific polygenic variants.130,131 While precision medicine, as an approach, may be presently better suited for the treatment of monogenic obesity, continued advancements in genetics, pharmacogenetics, and epigenetics may eventually elucidate pharmacotherapeutic options for polygenic forms.
The rise of electronic health records (EHRs) and the subsequent creation of EHR-enabled clinical discovery cohorts may provide a valuable tool for examining person-specific characteristics associated with weight loss to interventions in the real-world setting. EHRs can be combined across multiple institutions to increase sample size and statistical power.132 This is especially helpful for exploring outcomes to interventions in smaller groups of individuals, or for evaluating rare medication side effects. Integrating ‘-omic’ data (e.g. genomic, metabolomic) into the EHR will improve the capacity for identifying additional sources of variability in drug–response relationships that are too challenging to identify from smaller-scale studies. Further, large-scale observational studies combining EHR data with machine learning statistical techniques may allow us to better determine phenotypic characteristics associated with weight loss response to obesity interventions. That said, the heterogeneity in the approach to medical weight management and the inconsistent timing of patient evaluations leads to missing or flawed data, thereby limiting the amount of aggregated data that can be collected from EHR studies. Further, while correlation can be determined from such observational studies, causation cannot be, and compliance often cannot be readily assessed.
Similar to the way that combining meta-analyses has increased our identification of the loci and SNPs contributing to the development of obesity and the metabolic syndrome,10,11 combining data from obesity interventional trials may help us better identify subgroups of responders to various treatments. This is especially pertinent in pediatric obesity, where most studies are small and subgroup analyses are therefore limited. Fortunately, attempts are underway to standardize these processes, at least in the adult realm. The Accumulating Data to Optimally Predict obesity Treatment (ADOPT) Core Measures project was designed to provide investigators with tools to generate evidence through the use of common measures following four domains: behavioral, biological, environmental, and psychosocial.133 Accumulating data on these factors will help inform the design and delivery of effective, tailored obesity treatments.134
As mentioned previously, several phenotypic predictors of weight loss response have already been elucidated. The most consistently identified predictors of later response to an intervention are early response and higher adherence,36 which should be reported in clinical trials. Increased baseline appetite and decreased satiety predict better response, while the presence of disordered eating and psychopathology predict worse response to several interventions.47–49,51,85,95,105,123 While these identified ‘primordial’ predictors represent the beginning of our understanding into person-specific characteristics predictive of weight loss response, many are not specific enough to help us tailor therapy. For example, given that increased hunger predicts greater weight loss response to exenatide,85 topiramate,89 and phentermine,94 adding this variable to a pharmacotherapy selection algorithm may not help in the decision-making between these three options. In order to differentiate between which therapies to consider for each patient, we need to uncover personalized predictors that are specific to each intervention. Incorporating neuroimaging (e.g. fMRI), biobanks, and data repositories into studies evaluating characteristics associated with weight loss will help us discover predictors that are more precise.
Finally, future studies should also examine predictors of weight loss response to mobile health technologies, such as smartphone applications. Presently, evidence showing that these tools improve weight loss is mixed;135–138 however, as with other interventions improved adherence appears to predict greater weight loss response.139,140 Studies should also examine the optimal timing for treatment interventions. Such investigations should focus on determining the window of opportunity for when an intervention should be initiated in order to achieve the best possible response. Given that, among adolescents who develop obesity the most rapid weight gain appears to occur between the ages of 2 and 6 years, earlier interventions are likely needed.141 The time course for beginning, discontinuing, or intensifying treatment in any population remains elusive and will require further investigation.
Footnotes
Funding: The authors received no financial support for the research, authorship, and/or publication of this article.
Conflict of interest statement: J.R.R. received research support in the form of drug/placebo from Boehringer Ingelheim. C.K.F. received research support from Novo Nordisk. S.D.S. received grant funding from Astra Zeneca Pharmaceuticals. A.S.K. received research support (drug/placebo) from Astra Zeneca Pharmaceuticals and served as a consultant for Novo Nordisk, WW, and Vivus Pharmaceuticals but did not accept personal or professional income for these activities. The other authors have no disclosures.
ORCID iD: Eric M. Bomberg https://orcid.org/0000-0002-8037-4314
Contributor Information
Eric M. Bomberg, Department of Pediatrics and Center for Pediatric Obesity Medicine, University of Minnesota, Minneapolis, 717 Delaware Street SE, Room 371, Minneapolis, MN 55414, USA.
Justin R. Ryder, Department of Pediatrics, University of Minnesota, Minneapolis, MN, USA Center for Pediatric Obesity Medicine, University of Minnesota, Minneapolis, MN, USA.
Richard C. Brundage, Department of Experimental and Clinical Pharmacology, University of Minnesota, Minneapolis, MN, USA
Robert J. Straka, Department of Experimental and Clinical Pharmacology, University of Minnesota, Minneapolis, MN, USA
Claudia K. Fox, Department of Pediatrics, University of Minnesota, Minneapolis, MN, USA Center for Pediatric Obesity Medicine, University of Minnesota, Minneapolis, MN, USA.
Amy C. Gross, Department of Pediatrics, University of Minnesota, Minneapolis, MN, USA Center for Pediatric Obesity Medicine, University of Minnesota, Minneapolis, MN, USA.
Megan M. Oberle, Department of Pediatrics, University of Minnesota, Minneapolis, MN, USA Center for Pediatric Obesity Medicine, University of Minnesota, Minneapolis, MN, USA.
Carolyn T. Bramante, Department of Pediatrics, University of Minnesota, Minneapolis, MN, USA Center for Pediatric Obesity Medicine, University of Minnesota, Minneapolis, MN, USA; Department of Medicine, University of Minnesota, Minneapolis, MN, USA.
Shalamar D. Sibley, Department of Medicine, University of Minnesota, Minneapolis, MN, USA
Aaron S. Kelly, Department of Pediatrics, University of Minnesota, Minneapolis, MN, USA Center for Pediatric Obesity Medicine, University of Minnesota, Minneapolis, MN, USA; Department of Medicine, University of Minnesota, Minneapolis, MN, USA.
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