Abstract
During active movement the electric potentials measured from the surface of the motor cortex exhibit consistent modulation, revealing two distinguishable processes in the power spectrum. At frequencies <40 Hz, narrow-band power decreases occur with movement over widely distributed cortical areas, while at higher frequencies there are spatially more focal power increases. These high-frequency changes have commonly been assumed to reflect synchronous rhythms, analogous to lower-frequency phenomena, but it has recently been proposed that they reflect a broad-band spectral change across the entire spectrum, which could be obscured by synchronous rhythms at low frequencies. In 10 human subjects performing a finger movement task, we demonstrate that a principal component type of decomposition can naively separate low-frequency narrow-band rhythms from an asynchronous, broad-spectral, change at all frequencies between 5 and 200 Hz. This broad-spectral change exhibited spatially discrete representation for individual fingers and reproduced the temporal movement trajectories of different individual fingers.
Introduction
Recording neural activity in the brain with high spatiotemporal resolution is crucial for investigating brain function and controlling brain-machine interfaces. Such resolution has been sought by measuring the activity of single or multiple neurons using microelectrodes implanted inside the brain. A less invasive and clinically more applicable measure, electrocorticography (ECoG), recorded from the surface of the brain, measures the behaviorally modulated (Penfield and Boldrey, 1937; Gastaut, 1952) aggregate activity of cortical neural populations, with high temporal precision. During movements, low frequencies of the ECoG signal [the α (8–12 Hz) and β (18–25 Hz) rhythms] show a characteristic decrease in power in over large areas of sensorimotor cortex (Arroyo et al., 1993; Crone et al., 1998b; Aoki et al., 1999). Movements are also associated with an increase in power in higher frequencies (>75 Hz), with a more focal cortical distribution (Crone et al., 1998a; Aoki et al., 1999; Miller et al., 2007b; Miller et al., 2007d).
Both low and high frequency task-related changes have been attributed to decreased or increased synchrony between the neural populations that give rise to these changes (Crone et al., 1998a; Aoki et al., 1999; Pfurtscheller et al., 2003; Canolty et al., 2006). However, in all of these studies, specific frequency ranges of the power spectral density (PSD) were selected for analysis and the results and their interpretation were tied to frequency-specific processes, a practice which, by itself, implies neuronal synchrony at specific timescales.
We report a new method of extracting and removing the low frequency α and β rhythms to reveal behaviorally modulated broadband changes in the ECoG signal, across all frequencies. The amplitude of this broadband change provides significantly improved spatial resolution of local cortical populations, and is dynamically modulated with high temporal resolution (<20 ms). This extraction technique has provided the first resolution of real-time signals correlated with individual finger movements in neighboring sites of human motor cortex.
We hypothesized (Miller et al., 2007d), and later demonstrated (Miller et al., 2007a), that the high-frequency power increase is part of a broad-band phenomenon of the form P ∼ Af−χ (where P = power; f = frequency; A and χ are constants). In this study we show that this broad-band power law pertains across the entire power spectrum, although it is obscured by changes in narrow-band oscillations at lower frequencies. We further show that this broadband phenomenon is spatially localized and specific to the function of the underlying cortical area. To explore whether this broadband phenomenon existed, and could be naively extracted from the narrow band oscillations, we investigated a set of tasks designed to engage cortical areas that were sufficiently close together to exhibit similar changes in low-frequency rhythms for the different tasks, yet sufficiently separated to avoid overlap of any task-specific broadband, spatially focal, phenomenon. The different covariance in the spectral density of these two processes across tasks would allow decomposition by principal-component analysis. Based upon preliminary findings (Miller et al., 2007d), we hypothesized that individual fingers are represented at separate cortical sites, and thus a simple isolated finger movement task would meet these criteria.
Materials and Methods
Subjects and recordings.
Ten epileptic patients at Harborview Hospital in Seattle, WA, volunteered, and provided informed consent, to participate in the study (18- to 45-year-old, 6 female). Each had sub-dural electrocorticographic (ECoG) grids placed for extended clinical monitoring and localization of seizure foci. Stimulation mapping was performed clinically, and anonymized recording and anatomical data were provided to researchers.
Experiments were performed at the patients' bedside, and the experimental signal was amplified in parallel with clinical recording. The electrode arrays consisted of 32–64 circular platinum contacts (2.3 mm exposed diameter) embedded in a SILASTIC sheet, and surgically placed on the sub-dural brain surface. Electrode positions were calculated using x-rays and plotted to the AFNI standardized template brains using the LOC package (Miller et al., 2007c). Cortical potentials were sampled at 1000 Hz, with respect to a scalp reference and ground. Movement cues were presented with a monitor at the bedside using the general-purpose BCI2000 stimulus and acquisition program (Schalk et al., 2004), which also recorded the behavioral parameters and cortical data. In five of the patients, cortical stimulation mapping (Ojemann et al., 1989) of motor cortex was performed for clinical purposes.
Movement task.
Subjects were cued with a word displayed on a bedside monitor to move fingers independently during 2 s movement trials. They typically moved a finger 3–5 times during each trial, but some trials included many more movements. A 2 s rest trial (blank screen) followed each movement trial. There were 30 movement cues for each finger, and trial types were interleaved randomly (typically 100–150 total movements per finger). Finger position was recorded using a 5 degree-of-freedom dataglove (see Fig. 2). Event markers were calculated marking the initiation of movement following a cue, and the time of peak flexion from each finger movement (times of peaks denoted by τq). “Rest” events, which were included in τq were defined during random periods occurring at least 500 ms from any movement initiation or termination, and separated by at least 250 ms from any other rest event (there were typically 150–250 such rest events). A 37 ms (± 3 ms, SEM) lag occurred between the Dataglove position measurement recording and the amplifier measurement and was accounted for when calculating the latency between brain activity and finger movement.
Discrete spectral analysis and decomposition.
The scalp-referenced ECoG potentials were re-referenced with respect to the common average reference across all N electrodes. From each electrode, samples of power spectral density [PSD; P(f,τq)] were calculated from 1 s epochs centered at the time of maximum flexion during each movement, τq. Individual P(f,τq), were normalized in two steps: each spectral sample was element-wise divided by the average across the ensemble, at each frequency, and then the log was taken.
The label q refers to times of peak movement for all finger movement types, and times of rest where no movement was taking place (total number of movement and rest events τq denoted Nq). A principal component method (Jolliffe, 2002) was then applied to try to identify motifs of movement-related change in the PSD. In the first stop of this decomposition, the covariance matrix C(f, f̃) between frequencies is calculated: C(f,f̃)= P̃ (f̃,τq). The eigenvalues, λk, and eigenvectors, e→k, of this matrix reveal the robust common features during movement. We name these e→k“Principal Spectral Components” (PSCs), and order them according to importance, as determined by the magnitude of the corresponding λk. The original power spectral density, for particular movement and rest classes, was reconstituted without one or more of the PSCs to illustrate motifs in the movement-associated spectral change. Three electrodes from each subject were selected for display and further analysis, based upon the maximum cross-correlation between projection weight samples from thumb, index, or little finger movement, and samples of rest (as illustrated on the axes in Fig. 2B).
Continuous spectral analysis and decomposition.
Continuous time-frequency approximations (dynamic spectra) were calculated using a wavelet approach. In each channel, the time-varying continuous Fourier component was calculated, with fixed uncertainty between the estimate of the instantaneous amplitude and phase versus the temporal resolution, using a complex Morlet filter at each Hz. Movement-onset averaged PSD change (normalized by division at each Hz) could be examined and decomposed (after taking the log, to obtain a fully normalized P̃(f, t)) using the same procedure as the discrete case. The projection of each principal spectrum could then be estimated at each point in time, by back-projecting the continuous spectra, ek(f) * P̃(f, t), smoothing, normalizing, and re-exponenting to obtain the quantity Ck(t) (denoting the time course of the kth PSC, not the covariance matrix C(f,f̃)).
Results
Movement-related spectral changes
Analysis of the ECoG potentials recorded during the task reveals that just before the initiation of finger movement, there is the characteristic decrease in power at lower frequencies (α/β range), and a spectrally broad, but spatially focal, increase in power at higher frequencies of the ECoG PSD (above ∼40 Hz) (Figs. 1E, 2D; supplemental Fig. S4E, available at www.jneurosci.org as supplemental material). This is not due to an event-related potential (supplemental Fig. S6, available at www.jneurosci.org as supplemental material) and has also been observed for coarser movements (Crone et al., 1998a; Aoki et al., 1999; Miller et al., 2007b; Miller et al., 2007d). A principal component decomposition of these changes revealed robust, characteristic, motifs (Fig. 1) which were consistent and reproducible across all subjects and electrodes in hand motor cortex during finger movement (supplemental Fig. S4, available at www.jneurosci.org as supplemental material). We found that the largest and most significant motif in PSD change, i.e., the most significant principal component (first PSC), consistently showed, across all subjects and electrodes, the frequency element magnitudes that were non-zero, with the same sign, where each element was closer to the average across all elements than it was to zero (pink traces in Figs. 1A, 2C-E, supplemental Fig. S4, available at www.jneurosci.org as supplemental material). This suggests that the reported “high γ” changes (Brovelli et al., 2005; Canolty et al., 2006) may, in fact, be a reflection of this broad spectral phenomenon (supplemental Fig. S15, available at www.jneurosci.org as supplemental material). The second PSC was peaked in the α/β range, reflecting a process in a narrow range of frequencies, beginning near zero and peaking at a low frequency (Fig. 1A; supplemental Fig. S4A, available at www.jneurosci.org as supplemental material). This finding is consistent with the phenomenon of “event-related desynchronization” (ERD) (Pfurtscheller, 1999), and likely reflects resting rhythms that decrease when the cortical areas are activated. The methodological constraints in the process were first that the decoupling was less robust in the cases where behavioral variance was not robust (fingers were not moved independently), and second that the partially shared variance between the broad spectral phenomenon and the ERD resulted in the presence of residual amounts of each both of the first two PSCs.
The spatial distribution of the principal spectral components on the cortical surface
The relative strength of the first PSC was different at neighboring cortical locations, revealing separable individual finger somatotopy in all subjects (Figs. 2, 3; supplemental Fig. S5, available at www.jneurosci.org as supplemental material). While there was some variability in somatotopic organization, the most common organization showed thumb, index, middle, and little fingers represented in ventral to dorsal order. (We excluded the ring finger because its movements were highly correlated with movements of the middle or little finger in every subject, as shown in supplemental Fig. S13, available at www.jneurosci.org as supplemental material.) We found mostly distinct representations of different fingers; furthermore, much of the apparent overlap in cortical representation in digits was associated with the well-known correlation in the movement of the fingers (Schieber, 1995) (supplemental Fig. S13, available at www.jneurosci.org as supplemental material). Although the approximated positions of the most significant electrodes did not always lie on the precentral gyrus of the template cortex, the motor somatotopy identified by the first PSC consistently agreed with the sites that produced finger motor movement when stimulated with electrical current [supplemental Fig. S11, available at www.jneurosci.org as supplemental material, performed for clinical purposes in the same way as the classic electrocortical stimulation studies (Penfield and Boldrey, 1937; Woolsey et al., 1952, 1979)].
For projection to the second PSC, all finger movement types were different from rest at each of the three sites, and corresponded to decreases in power in the α/β range (Fig. 2C–E; supplemental Fig. S5, available at www.jneurosci.org as supplemental material). This corresponded to a much more broad spatial distribution of change (Miller et al., 2007d). The gradient observed between movement types in this second PSC is suggestive of the overlapping gradient representation described by recent imaging and lesion studies (Kleinschmidt et al., 1997; Schieber, 1999; Kim, 2001; Dechent and Frahm, 2003).
The correlation between the time course of the first PSC and finger movement dynamics
The time course of the first PSC, C1(t) measured from individual electrodes was highly correlated with finger position, and was specific for individual digits, with average correlation of r = 0.37, and as high as r = 0.62, over 10 min of continuous recording (Figs. 2, 4). The mean latency in the correlation peak of ∼85 ms (Fig. 4) is consistent with the delay between cortical signals and movement initiation (Evarts, 1973; Cheney and Fetz, 1984). This high correlation, specific for movement of a single finger, demonstrates that activation of local neural populations can be measured at a temporal resolution of tens of milliseconds, and a spatial resolution of at least 0.5–1 cm, the spacing of the clinical ECoG array.
Discussion
Single-unit recordings in behaving monkeys have shown that M1 neurons correlated with movement of different fingers are broadly distributed and intermingled (Schieber and Hibbard, 1993; Schieber, 2001). Axon tracing studies have found widespread projections of single descending M1 axons to multiple motor neuronal pools across different joints (Shinoda et al., 1979). Physiological studies show convergence of axons from widespread territories in M1 onto single motor neurons of hand muscles (Phillips and Porter, 1977) and divergence of effects from single M1 cells to multiple muscles (Cheney, 1980; Porter and Lemon, 1993) Our findings suggest that this highly overlapping representation at the single neuron level can, at a coarser spatial scale, be resolved by an aggregate signal generated by the local neuronal population at large.
We believe that this integrated population signal provides information that is not captured by intracortical recordings through high-impedance microelectrodes. High frequencies in the unit recordings are dominated by single or multiple individual unit activity from nearby neurons, which individually may not be representative of event-related changes in the overall local neuronal population. In contrast, the cortical surface electrodes, with their large contact areas, pick up and “average” aggregate activity from large neuronal populations. These neuronal ensembles can be partially synchronized over large distances at specific, low-frequency, timescales; this is manifested as frequency-specific event-related desynchronization, and is evident in both intracortical (Baker et al., 1999) and epicortical (Crone et al., 1998a; Miller et al., 2007d) recordings. We find that the spatial distribution of this synchronous process does not exhibit strong specificity for individual finger movements. On the other hand, the broadband signal we extracted at certain cortical sites is specific for movement of individual fingers, in agreement with the more focal spatial distribution of high-frequency components (Crone et al., 1998a; Miller et al., 2007d), which are themselves part of this broadband process (supplemental Fig. S15, available at www.jneurosci.org as supplemental material). What could be the physiological source of such a broadband signal?
We have previously found empirically that the integrated signal is described by a power law, P ∼ Af −χ, which changes in amplitude, but not form, with activity (Miller et al., 2007a), as captured by the first PSC. Such a power law distribution is consistent with a coarse-grained measurement of local, Poisson-distributed, synaptic inputs to the ∼5 × 105 neurons in the cortical region beneath each electrode, without a favored timescale (Brovelli et al., 2005; Canolty et al., 2006). We suggest that, although these neuronal populations are partially synchronized to a low-frequency, β (10–30 Hz) oscillation (Murthy and Fetz, 1996), the aggregate broadband, asynchronous, activity independently maintains specificity for different classes of finger movement.
This finding of a separable, continuous, measure for different finger movements in adjacent cortical areas supports further use of digit-based paradigms to study human motor cortex, and for use in applications such as clinical mapping and brain-machine interfaces (Acharya et al., 2008). The isolation of this broad-band, power-law, phenomenon in the cortical spectrum promises to be a powerful new method of accessing the activity of local cortical populations, resolved at behavioral timescales, in a wide range of functional contexts.
Footnotes
This work was supported by the National Science Foundation (Grants 0622252 and 0130705). We thank R. Rao, L. Sorensen, S. Makeig, G. Schalk, J. Onton, D. Hermes, B. Pesaran, and A. Fairhall for constructive discussion, and the patients and staff at Harborview Hospital in Seattle, WA for their participation.
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