Abstract
The hippocampal dentate gyrus is critically involved in learning and memory. However, methods for imaging the activity of its principal neurons, the dentate gyrus granule cells, are missing. Here we demonstrate chronic two-photon imaging of granule cell population activity in awake mice using a cortical window implant that leaves the hippocampal formation intact and does not lead to obvious alteration of animal behavior. Using virus delivery, we targeted expression of genetically encoded calcium indicators specifically to dentate gyrus granule cells. Calcium imaging of granule cell activity 600–800 μm below the hippocampal surface was facilitated by using 1040 nm excitation of the red indicator R-CaMP1.07, but was also achieved using the green indicator GCaMP6s. We found that the rate of calcium transients was increased during wakefulness relative to an extremely low rate during anesthesia; however, activity still remained sparse with, on average, approximately one event per 2–5 min per cell across the granule cell population. Comparing periods of running on a ladder wheel and periods of resting, we furthermore identified state-dependent differences in the active granule cell population, with some cells displaying highest activity level during running and others during resting. Typically, cells did not maintain a clear state preference in their activity pattern across days. Our approach opens new avenues to elucidate granule cell function, plasticity mechanisms, and network computation in the adult dentate gyrus.
SIGNIFICANCE STATEMENT We describe a technique that allows for chronic, functional imaging of dentate gyrus granule cells in awake, behaving mice in an intact hippocampal circuitry using genetically encoded calcium indicators. This novel approach enables the analyses of individual granule cell activity over time and provides a powerful tool to elucidate the mechanisms underlying structural and functional plasticity of the adult dentate gyrus.
Keywords: awake behaving animals, chronic activity measurements, red-shifted Ca2+ indicator imaging, two-photon imaging
Introduction
The dentate gyrus (DG), part of the mammalian hippocampus, is critically involved in essential brain functions underlying certain aspects of learning and memory (Amaral et al., 2007; Jonas and Lisman, 2014). Through in vivo electrophysiological recordings and optogenetic silencing, the activity of dentate granule cells, the main excitatory neuronal cell population of the DG, has been associated with hippocampus-dependent behavioral pattern separation but also pattern completion (Leutgeb et al., 2007; Nakashiba et al., 2012; Neunuebel and Knierim, 2014; Danielson et al., 2016). These findings indicate a highly diverse contribution of granule cells to DG computation that appears to depend on the addition of newborn granule cells by neurogenic divisions of neural stem/progenitor cells that occurs throughout life in the mammalian DG (Clelland et al., 2009; Sahay et al., 2011; Spalding et al., 2013).
Whereas substantial progress has been made to study the functional properties of individual neurons in hippocampal area CA1 and deep neocortical layers (Levene et al., 2004; Mizrahi et al., 2004; Ziv et al., 2013; Lee et al., 2014; Rickgauer et al., 2014; Fuhrmann et al., 2015; Sheffield and Dombeck, 2015), activity patterns in the granule cell population and the contribution of adult-generated granule cells to DG function remain poorly understood. This is partly due to the lack of optical imaging methods for resolving granule cell activity within the intact hippocampal circuit in vivo, given that the DG is located several hundred microns deep below the ventral borders of the neocortex, which makes optical access to the DG difficult without interfering with or damaging overlying hippocampal structures. Consequently, DG granule cells have hardly been resolved structurally in vivo and have been imaged functionally in only one study so far (Gu et al., 2014; Kawakami et al., 2015; Danielson et al., 2016). Functional imaging of granule cell ensembles is, however, a prerequisite to further reveal fundamental principles of DG computation during encoding and expression of hippocampal engrams.
Here, we demonstrate chronic imaging of DG granule cell activity in the intact hippocampus in anesthetized and awake behaving mice by combining a chronic cortical window preparation with long-wavelength two-photon excitation of either the red fluorescent protein calcium indicator R-CaMP1.07 (Ohkura et al., 2012) or the green fluorescent protein calcium indicator GCaMP6s (Chen et al., 2013). We confirm the sparseness of granule cell activity and demonstrate that activity patterns of DG granule cell populations are heterogeneous, depend on behavioral state, and vary flexibly across days.
Materials and Methods
Animals and R-CaMP1.07/GCaMP6s expression.
All experimental procedures were conducted in accordance with the ethical principles and guidelines for animal experiments of the Veterinary Office of Switzerland and were approved by the Cantonal Veterinary Office in Zurich. We used transgenic mice with dense regional expression of Cre recombinase in layer 5 cortical pyramidal neurons and hippocampal granule cells (Rbp4-KL100 BAC-cre line; Mutant Mouse Resource and Research Center No. 031125-UCD; Gerfen et al., 2013). To conditionally express R-CaMP1.07 in DG granule cells, we injected AAV1-EFα1-DIO-R-CaMP1.07 viruses (∼1 × 1013 vg/ml) into the DGs of 5- to 8-week-old male and female Rbp4-KL100 BAC-cre mice (n = 9; Ohkura et al., 2012). In another set of four mice, we injected AAV9-CAG-FLEX-GCaMP6s (Chen et al., 2013) into Rbp4-KL100 BAC-cre mice to express this green calcium indicator in DG granule cells. Coordinates for stereotactic injections of adeno-associated virus (AAV) particles were as follows (from bregma, in mm): −2.0 AP, +1.5 ML, and −2.3 DV from the skull surface.
Cranial window preparation.
Cranial window preparation followed a former description (Dombeck et al., 2010) and was performed under isoflurane anesthesia with body temperature being maintained at ∼37°C using a regulated heating blanket and a rectal thermal probe. The eyes of the mouse were covered by Vitamin A cream (Bausch & Lomb) during the surgery. After disinfection with Betadine, the skin was opened with a scalpel, and the exposed cranial bone was cleaned of connective tissue and dried with cotton pads (Sugi). A circular piece of cranial bone (Ø 3 mm) was removed using a dental drill with the injection site marking the center of the circle. Following the insertion of a biopsy punch (Ø 3 mm; Miltex) 1 mm deep into the cortical tissue for 2 min, the cortical tissue was aspirated with a cut 27 gauge needle connected to a water jet pump. The cortical tissue was gently aspirated, while constantly being rinsed with Ringer solution, until the white matter tracts of the corpus callosum became visible. A stainless-steel cannula (Ø 3 mm, 1.5 mm height) covered by a cover glass (Ø 3 mm, 0.17 mm thickness) was inserted and secured in place by UV curable dental acrylic cement (Ivoclar Vivadent). To ensure reproducible positioning of the mouse by head fixation under the microscope objective, a small aluminum hook was glued to the skull on the contralateral side of the head with dental cement. Five days after the surgery, mice were first habituated to the experimenter by handling. Once familiar, animals were trained and accustomed to running on a running wheel placed under the two-photon microscope while being head fixed. The running speed of the mice was recorded in real time with a rotary encoder (Distrelec rotary encoder, incremental 5 VDC, 360, RI32-O/360AR.11KB, Hengstler) in parallel with calcium imaging of granule cell population activity.
Immunohistochemistry and confocal microscopy.
After the last in vivo imaging session, animals received a lethal dose of pentobarbital (Eskonarcon, Streuli), were flushed with NaCl (0.9%, sterile) until the liver turned pale, and subsequently were transcardially perfused with 4% paraformaldehyde (PFA; 0.1 m phosphate buffer, pH 7.4). Brains were postfixed in 4% PFA (overnight at 4°C) and dehydrated in 30% sucrose (0.1 m phosphate buffer). Brains were cut into 40 μm free-floating sections using a vibratome (Leica VT1200s). Immunohistochemistry using α-Prox1 primary antibody (rabbit, 1:2000; Millipore Bioscience Research Reagents) was performed as described previously (Karalay et al., 2011). A secondary antibody conjugated to Alexa Fluor 488 or Cy3 was used to visualize Prox1. R-CaMP1.07 and GCaMP6s were not amplified by antibody staining, as the signal from these fluorescent proteins remained stable and strong after fixation and cutting. Fluorescence images of brain sections were acquired with a confocal laser-scanning microscope (Olympus FV1000) using 546 and 488 nm laser lines to excite R-CaMP1.07 and GCaMP6s, respectively. Image analysis was performed using Fiji software (Schindelin et al., 2012).
Behavioral testing.
For open-field behavioral testing, unoperated animals were placed in the center of a squared arena (45 × 45 × 40 cm) made from gray Plexiglas that was illuminated from a centered diffuse light source. Single animals were allowed to explore the open field for 10 min while being recorded by a video camera placed above the open field and operated by LabView (National Instruments). Movies were analyzed with MATLAB, extracting the distance traveled by the animals and the frequency of rearing events as assessed by manual scoring. After the first behavioral testing, six animals received viral injections (R-CaMP1.07 or GCaMP6s) into the DG and hippocampal window implantation, whereas four control animals received viral injections but no window implant. Two weeks after implantation of the hippocampal window, open-field testing was repeated for both the operated and the sham-operated group. Analysis was performed using paired or unpaired t test (Excel) for intraindividual and group comparisons, respectively.
Two-photon calcium imaging.
We used a custom-built, two-photon microscope of the Sutter Instrument Movable Objective Microscope type, equipped with a 16× long-working-distance, water-immersion objective (0.8 numerical aperture, model CFI75 LWD 16×W, Nikon), a Pockels cell (model 350/80 with controller model 302RM, Conoptics), and galvanometric scan mirrors (model 6210, Cambridge Technology), controlled by HelioScan software (Langer et al., 2013). For excitation of R-CaMP1.07, we used a ytterbium-doped potassium gadolinium tungstate (Yb:KGW) laser (1040 nm, >2 W average power, ∼230 fs pulses at 80 MHz; model Ybix, Time Bandwidth Products). GCaMP6s was excited at 920 nm with a standard Ti:sapphire laser system (∼100 fs laser pulse width; Mai Tai HP, Newport). Fluorescence was collected with a red emission filter (610/75 nm; AHF Analysetechnik). In experiments under anesthesia, the average laser power beneath the objective for exciting R-CaMP1.07 and GCaMP6s in the granule cell layer was 239 ± 104 mW and 141 ± 44 mW, respectively (mean ± SD). In awake experiments, the average laser power was 234 ± 75 mW and 133 ± 50 mW, respectively. We estimate that the laser power in the focal volume (600–800 μm deep in the tissue) was >10–40 times lower, assuming a scattering length of 200–250 μm at 920–1040 nm (Kobat et al., 2009). Laser intensity presumably was also attenuated by scattering in the white matter tract of the corpus callosum and potentially by clipping of the beam at the window implant edges.
For imaging experiments under anesthesia, each mouse was anesthetized with isoflurane (2% in oxygen) and fixed with their aluminum head post to a holder to keep the animal stable during imaging. Body temperature was constantly monitored and kept at 37°C with a heating pad. Normal Ringer's solution [containing (in mm) 135 NaCl, 5.4 KCl, 5 HEPES, 1.8 CaCl2, pH 7.2] was used as immersion medium for the 16× water-immersion objective. For awake experiments, the mouse was head fixed under the microscope objective and placed on top of a running ladder wheel (Ø 20 cm) with regularly spaced rungs (1 cm spacing). Running speed and running distance were recorded at 40 Hz with a rotary encoder and synchronized to calcium imaging of granule cell populations. In imaging sessions, the activity of calcium indicator-expressing granule cells was recorded in trials of 20 s duration, interleaved with 10-s-long breaks without laser illumination and recording (maximum number of trials, n = 30). Animals were kept under these running and recording conditions maximally for 45 min per session.
Data analysis and statistics.
Calcium indicator fluorescence signals, F, were analyzed using custom software routines in Fiji, MATLAB (MathWorks), and IGOR (Wavemetrics). We subtracted background fluorescence (estimated as the bottom first percentile fluorescence signal across the entire movie) and applied a hidden Markov model line-by-line motion correction algorithm (Dombeck et al., 2007). Trials obviously insufficiently motion corrected were excluded from the analysis. In some case, images were spatially smoothed with a Gaussian filter (1 pixel width). Regions of interests corresponding to individual neurons were manually selected from the mean image of a single-trial time series. Background- and motion-corrected calcium signals were expressed as the relative percentage change, ΔF/F = (F − F0)/F0, where F0 was calculated as the eighth percentile of the distribution of fluorescence values. ΔF/F traces were smoothed with a five-point, first-order Savitsky–Golay filter. “Large” calcium transients were detected based on the following criteria: First, a ΔF/F baseline was calculated as the fifth percentile of the mean fluorescence in an 8 s sliding window, and baseline noise was taken as the first percentile of the SD values obtained in an 8 s sliding window. Fluorescence transients were considered large when their peak amplitude deviated from baseline more than three times the baseline noise for R-CaMP1.07 (four times for GCaMP6s). Second, the peak ΔF/F amplitude had to be at least 25%. Third, two consecutive peaks had to be separated by at least 800 ms to avoid detection of calcium transient shoulders.
To quantify the decay kinetics of calcium transients, we selected isolated salient calcium transients (>50% ΔF/F) and fitted an exponential curve to the decay phase, revealing a significantly faster time constant for granule cells expressing R-CaMP1.07 compared to those expressing GCaMP6s (1.47 ± 0.71 s vs 2.12 ± 1.26 s; n = 38 and 47 events, respectively; mean ± SD; p < 0.01, unpaired t test). As our analysis was focused on detection of calcium transients rather than their time course, the results are nonetheless consistent for the two indicators.
We counted the frequency of large calcium transients across different behavioral conditions. Running speed was downsampled to the imaging frame rate (10 Hz); periods with speeds larger than 0.5 cm/s were considered “running” periods, and periods with speeds between −0.5 and 0.5 cm/s were considered “rest” periods. Values below −0.5 cm/s were ignored and not included in either running or resting periods. Cells with a calcium transient frequency larger than 0.01 min−1 were considered active and otherwise were considered inactive. Active cells were further classified as being preferentially active in running or resting periods, or in both, as follows: We resampled our fluorescence data using a modified bootstrapping method. Randomly sampled 1-s-long traces were concatenated to create fluorescence traces of the same length of the original data. We repeated this 100 times and computed the mean frequency of events during running and resting periods (frun, frest) as well as their SD values (σrun, σrest). As a sensitivity index, we calculated the d′ value:
Cells with d′ > 1.8 were considered run cells, cells with d′ < −1.8 were considered rest cells, and cells with d′ between −1.8 and 1.8 were labeled as being active during both conditions. Any active cell for which the total duration of either run or resting periods was <5% of the recording time was labeled as “uncharacterized” because no reliable statement was possible about preference in this case. Characterization was based on the activity on individual imaging days. Pie charts of neuronal preference (see Fig. 4A) were computed using data from only the first day of recording of each neuron. Repeated measurements from the same neurons were not pooled. Statistical analysis was performed using an unpaired t test (Excel).
Responses to either locomotion start or end were evaluated by first aligning neuronal calcium traces to the onset and offset of running periods, respectively, and averaging across all instances for both conditions. If the peak amplitude (after smoothing with a nine-point Savitzky–Golay filter) in a 3 s time window following the transition exceeded five times the SD in a 0.9 s pretransition window, the response was considered significant.
Results
Cell type-specific expression of genetically encoded calcium indicators in dentate granule cells
To allow for functional imaging of DG granule cells, we expressed either the red fluorescent calcium indicator R-CaMP1.07 (Ohkura et al., 2012) or the green fluorescent calcium indicator GCaMP6s (Chen et al., 2013) in granule cells by injecting a Cre-dependent AAV into the DGs of transgenic mice expressing Cre recombinase under the control of the regulatory elements of the retinol binding protein 4 (Rbp4) gene that is highly expressed in distinct DG granule cells (and other neuronal cells outside the DG such as layer 5 cortical neurons; Gerfen et al., 2013). This approach resulted in specific labeling of DG granule cells within the adult hippocampus as verified by post hoc histological staining using Prox1, a homeobox-domain transcription factor that is selectively expressed in granule cells in the adult mouse forebrain (Karalay et al., 2011; Fig. 1A–C; see Materials and Methods). To provide optical access to the hippocampus for in vivo imaging, we locally removed overlying cortical tissue by aspiration and subsequently implanted a chronic window (Mizrahi et al., 2004; Dombeck et al., 2010; Gu et al., 2014). The hippocampus itself and the overlying corpus callosum remained unharmed to avoid interference with hippocampal/entorhinal cortex (EC) circuit integrity (Bonnevie et al., 2013). We assessed potential behavioral effects in an open-field test. Window implantation affected neither the distance traveled in 10 min (3.55 ± 0.76 m before, 3.57 ± 1.39 m after, mean ± SD; n = 6; p > 0.9, paired t test) nor the frequency of rearing events (4.45 ± 1.27 min−1 before, 4.28 ± 2.27 min−1 after; p > 0.8). These values were also not significantly different from sham-operated mice (n = 4; p > 0.1, unpaired t test).
R-CaMP1.07 and GCaMP6s allow for in vivo granule cell imaging
Two-photon excitation at 1040 nm with a fixed-wavelength femtosecond laser allowed for imaging of R-CaMP1.07-expressing granule cells at 600–800 μm below the corpus callosum (Fig. 2A–C). GCaMP6s excited with a tunable Ti:sapphire laser at 920 nm could also be robustly detected in the granule cell layer of the DG (Fig. 2D–F). We first measured calcium transients in granule cell populations in anesthetized mice (n = 7). Consistent across mice, only a small fraction of granule cells displayed occasional large ΔF/F transients (>25%; see Material and Methods) over 1–3 min recording periods (4% of R-CaMP1.07-positive cells, n = 695 cells from 16 imaging areas of 5 mice; 8% of GCaMP6s-positive cells, n = 238 cells from 4 imaging areas from 2 mice; Fig. 2B,E). These large calcium signals presumably reflect bursts of action potentials, given estimates of 5–15% ΔF/F changes for single action potential-evoked R-CaMP1.07 transients in neocortical pyramidal neurons (Ohkura et al., 2012; Inoue et al., 2015; our unpublished data). Because the sensitivity of R-CaMP1.07 and GCaMP6s for reporting action potential-evoked calcium transients has not been calibrated in DG granule cells so far, we cannot exclude that low-frequency baseline spiking remained undetected. Nonetheless, results obtained with both R-CaMP1.07 and GCaMP6s in anesthetized mice indicate very low spiking activity of adult granule cells, in agreement with previous reports that showed relative sparseness of DG activity using in vivo electrophysiological recordings and during in vivo imaging (Jung and McNaughton, 1993; Leutgeb et al., 2007; Alme et al., 2010; Danielson et al., 2016).
R-CaMP1.07 and GCaMP6s allow granule cell imaging in awake mice
After showing that imaging of dentate circuits is feasible in anesthetized mice, we next aimed to assess DG granule cell activity in awake mice during various behavioral states. Mice were adapted to head fixation and to running on top of a ladder wheel (see Materials and Methods). We acquired two-photon image series of R-CaMP1.07 fluorescence and GCaMP6s fluorescence in DG granule cell populations (Fig. 3A–F). Compared to the anesthetized condition, a higher fraction of neurons displayed large ΔF/F transients for both calcium indicators (Fig. 3C,F; 46% of R-CaMP1.07-expressing cells; n = 479 cells from 10 imaging areas of 7 mice; 58% of GCaMP6s-expressing cells; n = 363 cells from 5 imaging areas of 4 mice; Fig. 3B,E).
Interestingly, we identified subpopulations of DG granule cells that showed robust activity preferentially during either resting or running (Fig. 3B,E, respectively), suggesting locomotion-associated activity patterns of DG granule cells similar to what has been described previously for CA1 pyramidal cells (McNaughton et al., 1983; Fuhrmann et al., 2015). Of all cells displaying large calcium transients, slightly more cells were preferentially active during running periods compared to resting conditions (Fig. 4A). Approximately 20% of cells displayed activity in both states, running and resting, in experiments with both R-CaMP1.07 and GCaMP6s (Fig. 4A). Although the frequency of occurrence of large calcium transients was significantly higher in awake mice than during anesthesia (Fig. 4B,C), the overall rates across the entire population of about one event per cell every 2–5 min still indicates sparse DG activity. The amplitude distributions of the calcium transients revealed a trend of large calcium transients occurring more frequently during the resting state for labeling with R-CaMP1.07. This finding may indicate enhanced burstiness of DG granule cells during nonrunning periods (Fig. 4D, Movie 1). However, GCaMP6s-labeled dentate granule cells, in contrast, displayed larger amplitudes during running periods (Fig. 4E). We conclude that granule cells show a spectrum of behavior-dependent activity patterns, with distinct preferences of individual cells.
Chronic imaging of R-CaMP1.07- and GCaMP6s-expressing granule cells reveals functional flexibility of dentate granule cells
Strikingly, the activity of granule cells could be monitored repeatedly across several days (Fig. 5A), indicating the required stability of in vivo optical imaging that will allow for analyzing the functional activation of individual granule cells during distinct experiences in awake mice. Using such a chronic imaging approach, we found examples of both consistency in activity in three consecutive imaging sessions across several days (i.e., neurons specifically active only during resting or running periods) and more flexible behavior-dependent activity (e.g., neurons changing from preferred activity during resting to being active in both states; Fig. 5A,B). From Session 1 to Session 2, a fraction of 45% (103 of 228 cells) retained their preference for a behavioral state, whereas from Session 1 to Session 3, this was the case for only 25% of cells (58 of 228 cells; Fig. 5B). This finding indicates a pronounced flexibility and relatively low stability of behavioral-state-related granule cell activity over prolonged time periods. Interestingly, we also observed neurons that exhibited large calcium transients specifically at either the start or end of running periods (Fig. 5C; ∼36% and 10% for locomotion onset and offset, respectively; n = 209 cells in 3 mice). In several cases, the temporal locking of their activation to run start or run end was stable across consecutive imaging sessions, but we also observed cells that changed their activation pattern (Fig. 5C), indicating functional flexibility of dentate granule cells.
Discussion
Our study provides the first proof of principle that the hippocampal DG granule cell population is amenable to functional imaging studies in vivo with an approach that leaves the hippocampal formation intact. This was achieved by using both a red-shifted calcium indicator that can be efficiently two-photon excited above 1000 nm (Ohkura et al., 2012; Inoue et al., 2015) and also a more conventional green calcium indicator (Chen et al., 2013). Red fluorescent indicators, of which new variants have been introduced recently (Dana et al., 2016), are particularly suitable for facilitating deep tissue imaging. Notably, our chronic window implantation allows for repeated imaging in DG in fully awake mice. This will make it possible to study the activity patterns of granule cells as well as other targeted neuronal populations in the DG for more complex behaviors, e.g., locomotion or navigation in a virtual space (Dombeck et al., 2010; Harvey et al., 2012). In addition, optical imaging of granule cell activity will allow for characterization of activation patterns during distinct phases (i.e., encoding vs retrieval) of dentate-dependent learning and memory tasks adapted to head-fixed experimental settings (Clelland et al., 2009; Deng et al., 2013). Excitingly, the approach described here suggests that simultaneous imaging in two distinct color channels (e.g., combining red and green calcium indicators) to test the functional behavior of two select neuronal populations appears feasible.
Most recently, chronic imaging experiments of newborn and mature granule cells were described that found relatively high rates of remapping both in old and newborn granule cells when animals were exposed to different contextual experiences (Danielson et al., 2016). These are exciting data that support the feasibility of chronic DG in vivo imaging. However, and in contrast to our approach that leaves the hippocampus intact, Danielson et al. (2016) used a preparation that at least partially lesions hippocampal area CA1, which may substantially affect the functionality of hippocampal/EC circuitries (Bonnevie et al., 2013; Danielson et al., 2016). Be that as it may, the substantial rate of remapping of spatial representations (Bonnevie et al., 2013; Danielson et al., 2016) and the flexibility of granule cell activity in relation to behavioral-state preference (i.e., running vs resting) shown here both suggest that granule cell activation patterns in the adult DG change across days, presumably undergoing context- and experience-dependent plasticity. Together with previously described approaches allowing for structural imaging of the DG (Gu et al., 2014; Kawakami et al., 2015), the method described here will substantially expand the available toolbox to analyze granule cell activity in an intact hippocampal circuitry to study the mechanisms underlying functional (e.g., experience-induced) and structural (e.g., neurogenesis-associated) plasticity of the adult DG.
Footnotes
This work was supported by the European Molecular Biology Organization (EMBO) Young Investigator Program (S.J.), the Novartis Foundation (S.J.), the Swiss National Science Foundation (SNSF) Consolidator Program (S.J.), SNSF Grants 31003A-156943 (S.J.) and 310030-127091 (F.H.), and the SNSF Sinergia Project Grant CRSII3_147660/1 (F.H.). G.-A.P. was supported by an EMBO long-term fellowship. We thank L. Egolf for experimental support, Y. Sych for help with behavioral experiments, M. Ohkura and J. Nakai for R-CaMP1.07 plasmid, and J. Sobart and B. Weber for Cre-dependent R-CaMP1.07 virus.
The authors declare no competing financial interests.
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