Abstract
Oxytocin (OT) is widely known for promoting social interactions but there is growing appreciation that it can sometimes induce avoidance of social contexts. The social salience hypothesis posed an innovative solution to these apparently opposing actions, by proposing that OT enhances the salience of both positive and negative social interactions. The mesolimbic dopamine system was put forth as a likely system to evaluate social salience, due to its well described role in motivation. Evidence from several sources supports the premise that OT acting within the nucleus accumbens and ventral tegmental area facilitate social reward and approach behavior. However, in aversive social contexts, additional pathways play critical roles in mediating the effects of OT. Recent data indicate that OT acts in the bed nucleus of the stria terminalis to induce avoidance of potentially dangerous contexts. Here, we review evidence for neural circuits mediating the effects of OT in appetitive and aversive social contexts. Specifically, we propose that distinct but potentially overlapping neural circuits mediate OT-dependent social approach or social avoidance. We conclude that a broader and more inclusive consideration of neural circuits of social approach and avoidance is needed as the field continues to evaluate the potential of OT-based therapeutics.
Keywords: Nucleus Accumbens, bed nucleus of the stria terminalis, stress, anxiety, ventral tegmental area, intranasal oxytocin
Introduction
Social interactions are a central aspect of life for many species. In humans, social anxiety or reduced social motivation can be symptomatic of a wide range of clinical conditions. Avoidance of social contexts is a key symptom of social anxiety disorder (1) and autism spectrum disorder (2), while social isolation is an important risk factor for depression (3). Although existing therapeutics can increase social function in some individuals, many show no improvement. The neuropeptide oxytocin (OT) has been proposed as a novel therapeutic due to its important effects in preclinical studies on affiliative (4–6) and other social (7–9) behaviors. In humans, intranasal OT administration has been reported to enhance behaviors related to trust (10) and empathy (11). These findings have contributed to a widespread view that OT functions as a prosocial neuropeptide. However, other studies report that OT can increase social anxiety (12, 13) as well as other antisocial behaviors in humans and non-human animals (14–16). Findings such as these have prompted calls to move away from the idea that the primary function of OT is to promote prosocial behavior (17). An alternative hypothesis poses that OT increases the salience of social contexts (18, 19). The term social salience is used in a manner similar to “incentive salience” (20, 21), which refers to the attention grabbing and motivational features of rewards and their learned cues (22), or conversely to these cues in aversive contexts (23). The social salience hypothesis is valence neutral, and can account for findings that OT promotes both social approach and avoidance. Shamay-Tsoory & Abu-Akel proposed that the mesolimbic dopamine system was a key system within which OT signals social salience (18). This innovative assertion was supported by the presence of OT fibers and oxytocin receptors (OTR) in the mesolimbic dopamine system including the ventral tegmental area (VTA), nucleus accumbens (NAc), and prefrontal cortex (PFC). These nuclei are interconnected with circuits modulating social behavior (24). Previous work showed that OT interacts with dopaminergic circuits to enhance the salience of positive social contexts, while more recent work identified underlying molecular mechanisms. In contrast, interactions between OT and the mesolimbic dopamine system in aversive social contexts were more speculative. Adverse social experiences reduce OTR expression in the mesolimbic dopamine system, but this does not explain how OT can induce social anxiety. In this review, we propose that that the bed nucleus of the stria terminalis (BST) is an important site of OT action increasing social salience in aversive social contexts (13, 25, 26). The BST is heterogeneous, with subnuclei known to modulate social behavior and anxiety. Recent evidence suggests that OT acting in the BST induces a state of social anxiety, in which individuals monitor yet avoid unfamiliar social contexts. In this review, we hypothesize that distinct, but potentially overlapping, circuits modulate the effects of OT in positive and aversive social contexts.
Mesolimbic dopamine system facilitates motivation in appetitive and aversive contexts
The idea that OT-induced social salience is mediated by the mesolimbic dopamine system (18) was informed by preclinical studies showing that this system controls motivation in positive and aversive contexts (27, 28). Dopamine neurons are important for learning cues that predict rewards (29, 30) and for signaling internal motivation (31). The ability of the mesolimbic dopamine system to enhance salience, together with the strong connections with the social behavior network (32), provided a strong rationale for proposals that OT modulates social salience through the dopamine system (18). Recent studies strengthen this assertion. In female mice, neurotensin neurons in the medial preoptic area (MPOA) promoted sexual behavior and reacted to male odors during proestrus (33). Optical activation of these neurons resulted in dopamine release in to the NAc. In non-reproductive social contexts, optogenetic induction of burst firing in VTA dopamine neurons projecting to the NAc increased social interaction in female (34) and male (35) mice. Consistent with these preclinical studies, imaging studies in humans showed increased blood oxygen level-dependent (BOLD) signals in ventral striatum and ventral midbrain following positive social feedback (36, 37). Interestingly, negative social feedback also increased BOLD signals in ventral striatum, although this response seems to be stronger in adolescents (38). These observations suggest that the NAc can signal the salience of negative contexts as well. In rodents, aversive experiences such as electric shock (39) and social defeat stress (40) increased the activity of VTA dopamine neurons and increased dopamine release in the NAc (41). Inhibition of dopamine receptors in the NAc during social defeat blocked subsequent expression of submissive behaviors in male hamsters (42). In addition to these short-term responses, social defeat induced spontaneous burst firing in VTA dopamine neurons that persisted for weeks after social defeat concludes (43, 44). Burst firing of VTA dopamine neurons (45) and activation of D1 receptors in NAc shell (46) facilitated social avoidance, providing a strong rationale that OT modulation of dopamine signaling could affect social salience in aversive contexts.
Oxytocin in VTA and NAc facilitates social approach
Oxytocin neurons in the paraventricular nucleus of the hypothalamus (PVN) project directly to the NAc (47) and VTA (48) (Fig. 1). Previous reviews highlighted the importance of OT-dopamine interactions within the PVN-NAc circuit in modulating pair bonding behavior in prairie voles (49, 50). These data point to synchronous action of D2 receptor and OTR systems to signal the salience of a familiar partner. In men, intranasal OT induced stronger BOLD signals in the ventral striatum and midbrain in response to a female partner compared to other familiar women (51). The extent to which OT penetrates the brain via intranasal administration is controversial (52). At least some behavioral effects are likely mediated by OT action in the peripheral nervous system. Still, even if effects of intranasal OT on ventral striatum are indirect, these results are consistent with the hypothesis that NAc enhances the salience of familiar social cues. In rodents, activation of OTR in NAc is important for same-sex interactions. Prepubertal male mice formed place preferences for cage bedding associated with interactions with former cagemates over a 24 hr period, and this effect was abolished by selective deletion of presynaptic but not postsynaptic OTR in the NAc (53). This effect appears to be mediated by serotonergic neurons, as selective ablation of OTR from dorsal raphe (DRN) neurons projecting to the NAc abolished social place preferences (53). Currently it is unknown whether this mechanism generalizes to females or adult males. In adult male rats, serotonin release in the NAc is decreased while engaging in aggression (54). Oxytocin typically reduces male aggressive behavior (55), so OTR-induced serotonin release in the NAc might assign a positive valence to social interactions. In contrast, the absence of OTR driven serotonin release might signal a negative social context. Oxytocin also modulates dopaminergic neurotransmission by acting in the VTA.
Oxytocin acting in the VTA may signal social salience by increasing the activity of VTA dopamine neurons (56). In adult male Syrian hamsters, OTR antagonist infusions into the VTA during social place-preference conditioning (but not during preference testing) eliminated preferences for social contexts over non-social contexts (57). Similar results were seen in juvenile male mice, as optical activation of fibers from PVN OT neurons projecting to the VTA enhanced social place preferences (58). Ablation of OTR from dopamine neurons (but not GABA neurons) prevented the induction of social place preferences. Consistent with these data, OT increased excitatory post-synaptic potentials of dopamine neurons projecting to the NAc. Together, these results suggest that OT produced in the PVN and acting within the NAc and VTA increase the salience of appetitive social contexts to facilitate social approach. How OT modulates these nuclei in aversive contexts is less clear.
Aversive social experiences such as social defeat reduce both OT and OTR in the mesolimbic dopamine system. Social defeat reduced OT fiber density in NAc shell of female mandarin voles (59) and OTR binding within the NAc shell and core of male and female California mice (13). Furthermore, intracranial infusion of OT reduced defeat-induced social avoidance in female mandarin voles (59), and male mice and rats (60). These data suggest that exogenous OT can overcome deficits in OTR expression. However, female California mice previously exposed to social defeat had more OT/c-fos cells in PVN after a social interaction test (61) and intranasal OT failed to increase social interaction in these mice (61). Instead, systemic OTR antagonist treatment reduced stress-induced social avoidance in females(13). These results suggest that OTR activation can induce social avoidance. Since OTR antagonist infusion into the NAc did not decrease social avoidance in stressed females (13), OTR-dependent social avoidance may depend on an alternate circuit.
Studies examining how defeat affects OT action in the mesolimbic dopamine system have primarily analyzed behavior days or weeks after the last episode of defeat. However, PVN OT neurons are activated during episodes of defeat in both sexes (25, 61). Defeat-induced OT release has been observed with microdialysis (62) while intranasal OT increased the subjective perception of social stress in men (12). Currently, it is unknown whether OT released during social stressors encodes the salience of these experiences by acting in the mesolimbic dopamine system. An additional complexity is that OT is a promiscuous ligand, and can activate vasopressin V1a receptor (V1aR, (63)), which is attracting attention as an alternative therapeutic target for modulating social behavior (64, 65). Evidence for OT-V1aR interactions comes from studies using infusions of α-melanocyte stimulating hormone (α-MSH), which stimulates endogenous OT but not vasopressin (AVP) release (66). ICV infusion of α-MSH increased territorial behavior in male hamsters but not if a V1aR antagonist was also infused (67). These results are exciting because induced release of OT can require V1aR activity to affect behavior. One possible site of OT-V1aR cross-talk is the lateral septum (LS). The dorsal LS has V1aR expression and abundant AVP and OT fibers (68), and V1aR modulate social play behavior by inducing dopamine release (69). Ventral LS has strong OTR expression as well as AVP and OT fibers (68). Ventral LS enhances social salience in a variety of contexts. Social defeat before a fear conditioning session enhanced context-dependent fear memories in male mice in an OTR-dependent fashion (70). In contrast, OTR activation inhibits fear memory formation when paired with non-stressful social encounters (71). The LS is also important in an interesting model in which neutral social contexts are paired with aversive foot shocks (72). Infusion of OT into LS enhanced the extinction of social avoidance following social fear conditioning in both male (73) and female (74) mice. Social fear conditioning also increased OTR binding in LS (73). A last consideration is that neuropeptide fibers and receptors need not be adjacent for cross-talk to occur, as both AVP and OT can diffuse outside of synapses. For a full discussion of OT/AVP cross-talk with V1aR/OTR see (75).
Bed nucleus of the stria terminalis modulates anxiety and social behavior
The BST is considered to be a component of the “extended amygdala” due to evolutionarily conserved cell types and neuroanatomical connections with the amygdala (76, 77). The BST is heterogeneous, with at least 16 subregions identified (78, 79). Here, we use a broad classification scheme proposed by Dong and colleagues (78) based primarily on neuroanatomical connections and embryological development (Table 1). The posterior division of the BST modulates sexual (80) and aggressive (81) behaviors, and also anxiety-like behavior (82). The anterior division of BST modulates fear and anxiety (83, 84). A lateral group of nuclei has extensive connections with the CEA and is referred to as the central extended amygdala (77). The medial extended amygdala has stronger connections to the medial amygdala. This pattern of connectivity is evolutionarily conserved across rodents, Rhesus monkeys, and humans (83). The BST was thought to have stronger effects on sustained fear responses while the CEA was more important for acute fear responses (85), but subsequent work demonstrated more functional overlap. Optical inhibition of corticotropin releasing hormone (CRH) neurons in the CEA projecting to the anterolateral BST (BSTal) reduced sustained fear responses (86). Imaging studies in humans also showed that BST and CEA exhibit similar responses to acute and sustained threatening contexts (87). Adjacent pathways may independently modulate responses to acute versus diffuse threats. Optical activation of the oval nucleus of the BST (BSTov) had anxiogenic effects in an elevated plus maze while optical stimulation of anteromedial BST (BSTam) had anxiolytic effects (88). It would be interesting to compare how these circuits respond to acute versus diffuse threats. Overall there is strong evidence that the central extended amygdala modulates anxiety-like behavior (84). Studies of social behavior focused more on nuclei within the medial extended amygdala.
Table 1.
Dong & Swanson 2006 | Paxinos & Watson 2012 | ||
---|---|---|---|
Anterior division | Medial extended amygdala | ||
BSTam | BSTMA | ||
BSTav | BSTMV | ||
Central extended amygdala | BSTal | BSTLP | |
BSTju | BSTLJ | ||
BSTov | BSTLD | ||
BSTfu | Fu | ||
BSTrh | BSTLP | ||
Posterior division | BSTtr | BSTMP | |
BTSif | BSTMP | ||
BSTpr | BSTMP |
BST, bed nucleus of the stria terminalis; BSTal, anterolateral BST; BSTam, anteromedial BST; BSTav, anteroventral BST; BSTfu, fusiform nucleus BST; BSTif, interfasicular nucleus BST; BSTju, juxtacapsular BST; BSTLD, lateral division dorsal part BST; BSTLJ, lateral division juxtacapsular BST; BSTLP, lateral division posterior BST; BSTMA, anteromedial BST; BSTMP, medial division posterior part BST; BSTMV, medioventral BNST; BSTov, oval nucleus BST; BSTpr, principal nucleus BST; BSTrh, rhomboid nucleus BST; BSTtr, transverse nucleus BST; Fu, fusiform nucleus BST.
As with anxiety, circuits modulating social approach and avoidance are in close proximity. Activation of V1aR in anteroventral BST (BSTav) was necessary for social approach in male and female California mice (89). In contrast activation of the adjacent BSTam was necessary for the expression of submissive and defensive responses in stressed male hamsters (90). Furthermore, social defeat increased immediate early gene expression in BSTam of male hamsters (91) and rats (92), while chronic mild stress increased average dendritic length of BSTam neurons (93). These responses may lead to long-term changes. Two weeks after social defeat, female California mice had increased brain derived neurotrophic factor (BDNF) protein in BSTam and BSTav (94). Social defeat induced social avoidance in females, but this effect was blocked by an infusion of a TrkB antagonist into BSTam. In contrast, no effects of defeat on BDNF in BST were observed in male California mice (94) or Syrian hamsters (95). The CRH signaling pathways may be more responsive to stress in males. Restraint stress increased CRH immunoreactivity in BSTov in male but not female rats (96), while defeat-induced social anxiety in male hamsters was blocked with BST infusions of type II CRH receptor antagonist (97, 98). Whether CRH receptors in BST modulate social anxiety in females is unknown. Overall, circuits within the anterior divisions of BST can modulate both social approach and avoidance. Social avoidance may be mediated through projections to the anterior hypothalamus and periaqueductal gray (99), which modulate defensive behaviors (100). Recently it was proposed that the BST assesses the valence of social contexts, and modulates an individual’s decision to approach or avoid (101). Oxytocin acting within the BST may signal the salience of aversive social contexts.
OTR acting in the BST induces social anxiety response
Several lines of evidence indicate that OT acting within the BST can increase social anxiety (12, 13, 70)(Fig. 2). Recent data suggest that BSTav and BSTam mediate anxiogenic effects of OT. Hypothalamic nuclei (e.g. PVN) are usually considered to be the main source of OT, but OT cell bodies are also present in BSTav (25, 61, 68). Social defeat has a sex-specific, biphasic, effect on these neurons. In male C57Bl6/J (25) and California mice (61), one hour after exposure to social defeat, increased OT/c-fos colocalizations were observed in the BSTav. In C57Bl6/J, colocalizations were positively correlated with submissive postures. In contrast, there were no increases in OT/c-fos colocalizations one hour after defeat in female California mice. However, 10 weeks after the last episode of social defeat, increased OT/c-fos colocalizations were observed following social interaction testing in female California mice but not males (61). Furthermore, stressed females had more OT neurons in BSTav as well as more Oxt mRNA in BST punch samples. These results suggest that defeat induces enduring changes in the activity and transcription of OT in BSTav neurons. To date, no published study has directly tested the function of BSTav OT neurons, which are evolutionarily conserved across rodents (25, 68) and primates (102). However, pharmacology studies indicate that OTR in the BSTam modulates social anxiety.
The BSTam became a site of interest based on analyses of the immediate early gene EGR-1. In female but not male California mice, intranasal administration of OT induced social avoidance (61) and increased EGR-1 immunoreactivity in BSTam and NAc core but not other nuclei that modulate social behavior (13). Site-specific infusions of OTR antagonist into BSTam but not NAc core increased social interaction behavior in stressed females. As described above, the BSTam is highly sensitive to aversive social contexts. Although the mechanism of OTR-dependent social avoidance is still uncertain, serotonergic signaling is a possible target. Non-social stressors induced serotonin release in the anterior division of BST to increase anxiety-like responses (103), and optical stimulation of DRN fibers in BST induced anxiety-like behavior through activation of 5-HT2C receptors (104). If OTR facilitates serotonin release in the BSTam as in NAc (53), the behavioral effect would likely be anxiogenic. Interestingly, inhibition of OTR within the BSTam also affected another behavioral response that suggested that this pathway modulates social anxiety. Stressed female California mice oriented towards a cage containing an unfamiliar target mouse without approaching it (13, 105), a response that did not occur in the absence of the target mouse. Moreover, when stressed females were treated with systemic or intraBSTam OTR antagonist, this orientation response was abolished. Similarly, female C57Bl6/J that witnessed social defeat of another male showed social avoidance (106) and vigilance (S. Iñiguez personal communication) and female OTR knockout mice showed fewer stretch-attend responses (considered a vigilance response) to intruders in a resident-intruder test (107). We propose that the combination of avoidance and vigilance represents a state of social anxiety.
In humans, social anxiety is characterized by an aroused physiological profile in which individuals attend to novel social cues while simultaneously avoiding them (108). The combination of increased vigilance and social avoidance is characteristic of behavioral inhibition (109), a temperamental trait associated with increased risk for social anxiety disorders (110). Social stress exposure may induce individuals to interpret an unfamiliar social context as a threatening one. Indeed, intranasal OT increased anxiety responses in men and women exposed to unpredictable shocks but had no effect when shocks were predictable (111). Evidence from rodents implicating BSTam are consistent with human imaging studies showing increased responsiveness of the BST and amygdala to social threat (87, 112). Independent quantification of social approach and vigilance in preclinical studies may lead to the identification of distinct circuits modulating social behavior. For example, infusion of OTR antagonist into NAc core of male California mice reduced social approach without increasing vigilance (A.V. Williams & Trainor unpublished). Decreased social approach in the absence of vigilance could represent a state of social anhedonia. Interestingly, reduced interest in social activity is a key symptom of depression and is linked to weaker BOLD responses in ventral striatum in positive social contexts (113). The delineation of neural circuits modulating social anxiety versus social anhedonia could have important implications for the use of OT-based therapeutics.
A relevant question is whether OTR-modulation of social vigilance is sex-specific. Dumais and Veenema reviewed the extent of sex differences in OT and OTR expression (114). When sex differences in OT expression are observed, females typically have more OT positive cells (e.g. in PVN and SON) than males. When sex differences in OTR expression are observed, males typically show increased binding (e.g. in BNST and NAc). However, many studies report no sex differences in OTR binding. The extent to which OTR modulates a behavior could be very different in males and females even in the absence of sex differences in OT or OTR expression. For example, social isolation induces stronger increases in OT/c-fos colocalizations in the PVN of female prairie voles than males (115). Thus, sex differences in the activity of OT neurons (in the absence of differences in OT cell number or OTR expression) could result in important sex differences in the relative activation of OTR. Sex differences in the effects of OTR on behavior have also been reported. While inhibition of OTR in VTA reduced social place preferences in male and female hamsters, infusion of OTR agonists reduced place preferences in females but enhanced them in males (116). In humans, functional connectivity analysis was used to determine the effect of intranasal OT on a social behavior network of hypothalamic and limbic nuclei (117). In men intranasal OT increased functional connectivity in a positive social context while in women intranasal OT reduced functional connectivity in a negative social context. One possible mechanism for this effect is that there could be sex differences in the cell types which express OTR. Difficulties in visualizing OTR have limited knowledge of which cell types express OTR. Single-cell RNAseq methods (118) could provide an ideal approach for high-throughput identification cells types expressing OTR males and females.
Translational Considerations and Future Directions
There is intense interest in using OT-based pharmaceuticals to treat illnesses such as depression (119), anxiety (120), schizophrenia (121), and autism (122). However, early clinical studies using intranasal OT have produced mixed results ((123–125), but see (126)). The impact of patient selection, pharmacokinetics, and statistical power has been reviewed elsewhere (127–129). Here we focus on how preclinical findings could inform future clinical work. First, future studies could take a more balanced approach in evaluating the effects of OT-based therapeutics on social approach and anxiety. Many clinical trials focus on variables related to social cognition, such as emotion recognition. A major premise of this approach is that OT increases salience by engaging the mesolimbic dopamine system. However, OT can act in the extended amygdala to enhance social anxiety. Evaluating effects of OT-based therapeutics on measures such as behavioral inhibition (130), could provide a more balanced assessment. Second, future clinical studies could consider how the social context during OT administration affects behavioral outcomes. Positive or negative contexts are likely to engage different neural circuits that could be modulated by OT (Fig. 3). A region-of-interest based meta-analysis found that intranasal OT increased amygdala activity in positive social contexts and decreased activity in negative contexts (131). However, this pattern was not detected in whole brain analyses (132). Social contexts used in many imaging studies may not be strong enough to generate robust neural responses across studies. Here the steroid literature could provide a useful example. Relationships between testosterone (T) and survey-based measures of behavior are weak (133), but more robust relationships are observed if T is measured while a participant is engaged in a competitive task (134). Tasks such as cyberball (135) or chat room (136) protocols that are more socially engaging might produce more robust results in OT studies. Integration of anticipation of positive and negative outcomes could also be informative. Stronger BOLD responses in the BST were observed during electric shock anticipation while increased BOLD responses in amygdala occurred during shock exposure (137). This could be important because activation of OTR was anxiogenic in BST (13) but anxiolytic in CEA (138, 139). These results suggest that the neural circuits modulated by OT could vary over a timescale of seconds or minutes. Finally, it will be important to have more comparisons between clinical populations and healthy controls. As discussed previously, preclinical studies demonstrate that OT-based manipulations have different behavioral effects in stressed versus unstressed individuals. Thus, there is a strong premise to expect that OT may have different effects in clinical populations. The development of new tools such as brain accessible OTR ligands as well as tracers would be extremely useful for evaluating the extent to which OTR can modulate social approach and anxiety in clinical contexts.
Here we focused on OT action within the mesolimbic dopamine system and extended amygdala, networks that have strong functional connections (77, 140). However, it is unclear how these OT-sensitive systems interact with each other across different social contexts. Furthermore, OT can act within other cortical systems to modulate social salience (141–144). A major challenge for developing any novel therapeutic is that while mechanisms of action may be circuit-specific, in most cases systemic administration is the only realistic treatment option. Oxytocin is no exception. However, applying OT-based ligands in specific social contexts could amplify (or dampen) the affected neural circuits. Successful implementation of this type of approach will require a broader understanding of how OT modulates neural circuits in positive and negative contexts. Eventually these data could contribute to the development novel therapeutic strategies for individuals that are resistant to existing therapies.
Acknowledgements
BCT and NDW were supported by NIH R01 MH103322 and MQS was supported by T32-AA007456. The authors thank D. S. Stolzenberg for helpful conversations, A. S. Fox and several anonymous reviewers for helpful comments on the manuscript.
Footnotes
Disclosures
The authors have nothing to disclose.
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