Abstract
During social interaction, the brain has the enormous task of interpreting signals that are fleeting, subtle, contextual, abstract, and often ambiguous. Despite the signal complexity, the human brain has evolved to be highly successful in the social landscape. Here, we propose that the human brain makes sense of noisy dynamic signals through accumulation, integration, and prediction, resulting in a coherent representation of the social world. We propose that successful social interaction is critically dependent on a core set of highly connected hubs that dynamically accumulate and integrate complex social information and, in doing so, facilitate social tuning during moment-to-moment social discourse. Successful interactions, therefore, require adaptive flexibility generated by neural circuits composed of highly integrated hubs that coordinate context-appropriate responses. Adaptive properties of the neural substrate, including predictive and adaptive coding, and neural reuse, along with perceptual, inferential, and motivational inputs, provide the ingredients for pliable, hierarchical predictive models that guide our social interactions.
Keywords: dynamic-integration theory, adaptive flexibility, temporal dynamics, social interaction, prediction
Consider a typical day-to-day social interaction between one speaker (Speaker 1) and another speaker (Speaker 2; Fig. 1). Speaker 1’s actions depend on the identity of Speaker 2 (e.g., the boss or intern), the context (e.g., work or a bar), and Speaker 1’s emotional state (e.g., nervous or excited). During these interactions, a complex exchange occurs: Speaker 1 and Speaker 2 play a game of social chess, in which Speaker 2 infers what Speaker 1 is thinking or intending, what Speaker 2 believes Speaker 1 believes Speaker 2 is thinking, and the social norms that indicate what Speaker 2 should be thinking. Speaker 1 and Speaker 2 continually integrate multiple signals while attempting to produce coherent responses. These signals are conveyed via multiple channels, such as vocal intonation, posture, expression, and eye direction, and the symmetry of this information determines the basis for understanding others. Speaker 1 and Speaker 2 may hide the contents of undesirable thoughts from one another or may suggest the existence of beliefs while strategizing to promote a desired image. These and possibly many other parallel processes initially occur subconsciously on the millisecond timescale, are subject to conscious adjustments, and involve complex integration and accumulation of multiple dynamic channels of information that result in the emergence of coherent social behavior.
For two decades, research in the field of social neuroscience has mapped out a set of consistent brain regions involved in social cognition (Frith & Frith, 2010; Stanley & Adolphs, 2013). To date, more than a dozen discrete brain areas have been implicated in various aspects of social cognition (Fig. 2). Social processing occurs through coalitions of structures involved in sensory aspects of stimuli (e.g., fusiform face area, or FFA, superior temporal sulcus, or STS), emotional status of the social stimulus (e.g., amygdala), inferences concerning internal states and motives of agents (e.g., temporal parietal junction, or TPJ, ventromedial prefrontal cortex, or vmPFC), and social context (e.g., temporal pole). Medial prefrontal cortex (mPFC) may play a special role in social cognition, guiding, computing, and directing moment-to-moment aspects of social interaction. However, no theory currently exists to explain how these social brain areas work together to produce coherent social discourse.
We propose a dynamic-integration theory (DIT) to describe the social brain. DIT proposes that the neural systems supporting social cognition reflect dynamic integration of inferential and sensory social information. The theory is based on three key elements. First, social behavior involves complex interaction between multiple neural circuits operating in parallel, involving extensively connected brain hubs, and social tuning reflects integration of dynamic interactions among these circuits toward metastable states (e.g., context-dependent stability that persists longer than most states but is shorter than a stable state) that map onto those of an interaction partner. Second, hyperconnected brain hubs play a role in orchestrating network flexibility that underwrites adaptive behaviors. Third, generative models govern a dynamic prediction process using internal knowledge, states, motivations, and goals that integrate with external cues to support context-apposite interaction, including the generation of inferences used to respond during social discourse. We move beyond the discrete mapping of the social brain to an understanding of how the network machinery might work during real-time social interactions.
Toward a DIT of the Social Brain
The social brain accumulates and integrates dynamic signals in real time through use of hyperconnected (the capacity to functionally connect with a significant number of nodes), flexible nodes with the capacity to dynamically reconfigure into different circuits. Activity over these circuits relays signals that produce time-sensitive and appropriate social behaviors. We highlight two problems the brain must overcome during real-time social discourse: (a) integration of internal states and external sensory information and (b) rapid social tuning.
Combining sensory and inferential systems
Social communication and perception require robust recognition and inferential systems, including FFA and STS, to integrate often subtle and disparate cues. The social sensory landscape is multimodal and sensitive to facial, vocal, postural, and gestural cues that may generate different interpretations depending on temporal occurrences during social interaction, depending on context, and across cultures (e.g., nodding vs. shaking of the head to indicate approval). Humans developed finely tuned cognitive-perceptual-inferential systems to discern “differences that make a difference” (Tononi, 2012, p. 293) and extract meaning from information by integrating external signals in the environment with internal knowledge, internal states, and ongoing predictions to form an integrated representation (Tononi, 2012; Tononi & Koch, 2015). This ability depends on highly sensitive and tuned neural machinery, including TPJ, vmPFC, posterior cingulate cortex (PCC)/precuneus, and temporal pole, that can efficiently and instantaneously categorize information for adaptive use in ongoing social interactions via mentalizing and simulation. Our model predicts that the integration of sensory information with internal representational and predictive models leads to convergence on a set of prioritized network transitions that evolve into a set of metastable states as an individual learns the social environment. Consistent network transition trajectories in response to similar cues and social situations produce reliable, context-appropriate behavioral output.
Social tuning, shared reality, and coherent social discourse
Effective social interaction involves communication of goals and motives that can be quickly and accurately understood (i.e., the individuals are “on the same page”). It also depends on social tuning, that is, the convergence of attitudes or more broadly an agreeable focus of attention (Shteynberg, 2010). Tuning is a prerequisite for achieving shared reality, a state in which individuals are motivated and successful in achieving shared and meaningful understanding, which should produce correlations with respect to synchronization or coupling of neuronal firing between such individuals. Shared-reality theory hinges on the perception of mutual sharing and the ability to communicate an experience or information about a target via motivationally aligned internal states (Echterhoff, Higgins, & Levine, 2009). Individuals with greater neuronal synchronization during shared reality are predicted to share more similar memories of events and detail, compared with individuals with less synchronization (Chen et al., 2017). Shared reality reinforces the confidence in perceptions and the underlying reality of both the social and physical worlds, leading to an increased likelihood of cohesive social interactions (McNally, Brown, & Jackson, 2012).
Three Principles of a DIT of the Social Brain
Social hubs as hyperconnected networks
Anatomical models describing the social brain reveal several regions that overlap with the default mode network (DMN), forcing a reconsideration of the functions of these nodes. The DMN is traditionally described as a network active in the absence of performing tasks. Some of these extensively connected overlapping hubs include PCC; precuneus; retrosplenial cortex; temporal pole (TP); inferior parietal lobule (IPL), including TPJ; and mPFC, many of which are active during mind wandering, self-processing, and examining the contents of episodic memory (Corbetta, Patel, & Shulman, 2008; Mars et al., 2012; Schilbach, Eickhoff, Rotarska-Jagiela, Fink, & Vogeley, 2008). These social hubs reduce their connectivity when internal attention is reoriented toward external objects or events. Densely connected nodes may direct or govern information gating and flow by tuning oscillatory activity, coupling field potentials, and establishing channels of synchrony (Fingelkurts & Fingelurts, 2017). The brain exploits phase locking, or synchrony, to efficiently communicate information across the brain. Synchrony is also observed between individuals, and is a reliable predictor of successful tuning (Stephens, Silbert, & Hasson, 2010). PCC/precuneus, mPFC, and IPL are strongly connected, but less connected with hippocampus and TP. Precuneus/PCC stands alone as the hub that interacts with all major DMN nodes, situating it as a major integrative center of high-order processing and a potential conductor of neural traffic associated with self-related processing and subjective self-awareness (Fransson & Marrelec, 2008). Precuneus/PCC forms a network with the amygdala associated with emotional states, which bear on the perceptions and orientation of an agent toward other social agents and may significantly drive the content and outcome of social interaction (Fang et al., 2013).
The tendency of these circuits to be active in social contexts, to display dense interconnectivity, and to shift toward a frontal bias (as found by Mars et al., 2012) suggests that intrinsic dynamics in the human brain are skewed toward considerations of the self and, in particular, self–other relations. Processing underwriting these capabilities is complex, especially in humans, with differences in cortical properties, including neuronal density and connectivity strength, corresponding to variation in high-level cognitive processes and social understanding (Lewis, Rezaie, Brown, Roberts, & Dunbar, 2011). TPJ and inferior parietal areas are critical components of networks that facilitate links and understanding between the signaler and the environment, given these regions’ putative role in mentalizing, action understanding, and interpretation (Ramsey, Cross, & Hamilton, 2011).
State transitions: context, states, and flexibility
Signals, contexts, and motivational and affective states determine the orientation to social information and guide organization and tuning of neural activity. These processes result in a sequence of states that promote flexible social behaviors (Fig. 3). Accurate real-time prediction requires dynamic integration of multimodal information that is fed into an efficient simulation system capable of generating swift representations available for conscious inspection (e.g., to form hypothetical scenarios and counterfactuals to aid in developing optimal responses and enhance learning rates). Under this framework, context dictates the appropriateness of the same behavior in different circumstances, for example, inhibiting physical contact during a business meeting while facilitating contact at social events.
Brain-state transitions require goal-oriented organizational principles that drive transition probabilities into transient, metastable states in network space. Some researchers have proposed psychological dimensions that map onto brain networks—such as valence, social domain, human specific, arousal, and agentic versus affiliative—and subdimensions including social warmth, competence, aggressiveness, self-focus, and empathy, among others (Fiske, Cuddy, & Glick, 2007; Grodin & White, 2015; Tamir, Thornton, Contreras, & Mitchell, 2016). Dimensional theories do not incorporate effects of dynamic contextual factors, which may contribute to state transitions, providing selection constraints on possible states. The organizational principals that govern adaptive and flexible transitions derive from relationships between an adaptively flexible system capable of processing a diverse range of inputs and affordances perceived in the environment subject to constraints imposed by available processing resources and current goals (Smith & Thelen, 2003).
Social interactions demand a distinct kind of adaptive flexibility from nonsocial complex cognitive operations as a result of the nature of the inputs processed. Predicting (often irrational) human beings is more complex than predicting physical (nonhuman) systems that consistently obey the same rules and the laws of physics, thus the processes necessary to successfully interact with human beings are more complex. We propose the added layer required to account for motivations and intentions of agents recruits additional nodes not recruited for other processes such as complex nonsocial decision making. Further, the inability to access the contents of other minds, the enormous state space of possible configurations and real-time reconfiguration of brain states presents a prediction challenge unique to social interaction. However, we propose nothing magical about the principles underlying social processing, as the flexible hub account has been stipulated for language (Fedorenko & Thompson-Schill, 2014) and cognition (Cole et al., 2013), more generally suggesting that certain principles are conserved across disparate functions.
Generative models, prediction, and learning in the social brain
Contemporary accounts of social learning increasingly refer to model-based processes, which assume explicit, cognitive understanding of the structure and causal mechanisms of an environment (Dunne, D’Souza, & O’Doherty, 2016). Recent evidence indicates that social learning is mediated by different neuromodulatory systems, which interact to improve the accuracy of a cognitive model. These systems contribute to hierarchical updating processes by representing prediction errors used by higher order cortical areas to assess ongoing binary true/false judgments and comprehensive traits such as trustworthiness (Diaconescu et al., 2017). While the model-based account is more effective than competing constructs, in its conventional form it will likely fall short as an adequate model when applied to ecological social situations. This is because internal states, including emotion, motivation, and ongoing processing more generally, are not always explicitly modeled.
We propose that model-based social learning can be described in terms of a generative model. Generative models can generate data and are based on Bayesian principles, updating a model of joint probabilities, possible outcomes, and input using a hierarchical and iterative process. Under this formulation, predictive coding is based on prediction errors signaled and integrated back into the model as part of a dynamic and flexible recalibration process to achieve greater accuracy. The model takes into account episodic information and is continuously updated on the basis of observed contingencies and exploratory outcomes via simulation. Humans are capable of “simulated prediction” in the absence of external sensory input, instead using internally defined inputs to generate novel outputs that in humans can be consciously inspected, manipulated, and fed back into generative models to make different meta simulated predictions. These predictions aid in the uniquely difficult task of online social decision making.
Social interactions are essentially social decision-making problems. These decision processes differ from nonsocial decision processes in that the consequences, or outcomes are of a different character than decisions for which the certainty of outcomes may near unity. For example, deciding which car to buy among several choices involves explicit calculations that yield specific and consistent results. If we provide the same inputs into the decision-making problem today, tomorrow, and the next day, we will invariably arrive at the same answer. This is not necessarily true about social interaction. The same behavioral and perceptual inputs (e.g., a similar interaction with another agent) may probabilistically yield a range of responses, resulting in a more complex decision system that involves moving targets for which the brain attempts to compensate. The two-way interaction with another agent (a) requires real-time updating of value based on feedback and (b) a mechanism to account for and dynamically predict the effects one’s behavioral output has on another agent.
How Do Dynamic Interactions Between Social Brain Circuits Tune Social Interaction?
What are the fundamental mechanisms by which the brain dynamically reconfigures to create social meaning? We suggest that social tuning depends on synchrony among interaction partners underwritten by dynamic and flexible interactions between large-scale neural circuits, a process made mathematically concrete using the emerging conceptual framework of network neuroscience (Bassett & Sporns, 2017). In this view, brain regions are treated as nodes in a graph, connected by edges that encode structural links (via white matter) or functional connections (estimated by similarity in time-varying patterns of activity measured by functional MRI, or fMRI; Bullmore & Bassett, 2011). A common and highly reproducible finding in these network representations of brain structure and function is the presence of network modules: groups of brain regions that tend to be connected to one another in fMRI-measured functional circuits that perform specific types of processes. Examples of network modules present at rest include the visual, auditory, motor, default mode, fronto-parietal, cingulo-opercular, salience, and dorsal/ ventral attention systems. Network modules present during tasks can differ from those present during rest, and indeed, different tasks can be associated with different levels of integration or segregation between resting-state modules (Mattar, Cole, Thompson-Schill, & Bassett, 2015).
Recent work has extended this general notion to track brain networks over time, as patterns of connectivity change in response to the external world (Medaglia, Lynall, & Bassett, 2015) or to internal reflections (Hutchison et al., 2013). The mathematics of temporal networks is used to describe the evolution of these networks (Holme & Saramaki, 2012; Mucha, Richardson, Macon, Porter, & Onnela, 2010). Network flexibility is mathematically defined as the frequency with which brain regions switch allegiance to different network modules, or putative cognitive systems, by changing their pattern of fMRI-measured functional connections (Bassett et al., 2011). Individual differences in network flexibility are associated with attention (Shine et al., 2016), working memory (Braun et al., 2015), learning (Bassett et al., 2011; Bassett et al., 2013), linguistic processing (Chai, Mattar, Blank, Fedorenko, & Bassett, 2016), and mood, arousal, and fatigue (Betzel, Satterthwaite, Gold, & Bassett, 2017) and can be modulated by task (Telesford et al., 2016), drugs, and disease (Braun et al., 2016). Network flexibility is also positively correlated with individual differences in cognitive flexibility (Braun et al., 2015), suggesting a potential role in the state transitions that promote adaptive social behaviors.
Intuitively, a flexible network is capable of integrating complex information in a dynamic manner to enable adaptive functions. This capability, underwritten in part by neural reuse, or the idea that a brain node or region participates in multiple functions depending on context and availability, is critically necessary for successfully navigating the complexities of social interactions (Anderson, 2010). Across nonsocial task contexts, flexible regions are largely located in association areas (particularly in frontal cortex) and subcortical structures (Bassett et al., 2011) thought to be critical for large-scale cognitive computations beyond simple task performance (Bassett et al., 2013). Flexible regions may form a dynamic “periphery” of domain-general areas that change patterns of coactivation with other regions depending on task demands, while rigid regions form a dynamic “core” of domain-specific areas that consistently coactivate with each other across tasks (Fedorenko & Thompson-Schill, 2014), While these approaches and theories have yet to be applied to neuroimaging data acquired during the performance of tasks requiring social cognition, they offer simple and appropriate putative mechanisms for brain dynamics supporting social meaning and tuning, which could be directly tested in future experiments.
Concluding Remarks
The brain is not a passive processing machine like a computer waiting for input but rather an ongoing simulating, searching, and predicting machine that refines its structural and functional architecture to optimize learning and predictive processes according to environmental demands. We propose that during social interaction, neural circuits must be dynamic, predictive, and contextually nuanced. They must include core systems and processes including motivation systems, metacognitive awareness, the ability to signal internal states, and the ability to guide decision processes that determine when to socially tune or antitune. The inputs to these systems shape its development and optimization parameters, and include cultural, familial, and interpersonal environments and relationships that act as strong filters with respect to social information processing. Specifically in humans, social reasoning and circuit recruitment appears to be context dependent: whether or not the subject of an interaction possesses or is perceived to possess relevance for current or future social actions (Carter, Bowling, Reeck, & Huettel, 2012).
Gaining a better understating of the dynamics of the social brain might lead to a further understanding of the social impairments observed in autisms disorders. For example, central-coherence theory proposes that people diagnosed with autism tend to fragment the world into small parts and “cannot see the forest for the trees” (Frith, 1989; Happe, 1999). According to DIT, the central hubs of connectivity and stable nodes are different from those of normal individuals, manifesting greater coherence within local nodes, providing enhanced processing within the local domains such as spatial, numerical, and abstract computation, at the cost of the ability to efficiently integrate information from other more remote nodes to generate (e.g., theory of mind). The inability to update in proportion to information content results in impairments in cognitive flexibility manifest as difficulty in shifting resources and adapting to dynamic environments that require coordinated activity in attention, representation, and planning circuits (Dajani & Uddin, 2015; Yahata et al., 2016). Too much flexibility as observed in schizophrenia, characterized by inappropriate or abnormal network connectivity and switching dynamics during working memory, results in aberrant interpretation of both external and internal inputs and inability to exert cognitive control, leading to inappropriate social (and other) behavioral profiles (Braun et al., 2016).
Footnotes
Declaration of Conflicting Interests
The author(s) declared that there were no conflicts of interest with respect to the authorship or the publication of this article.
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