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. Author manuscript; available in PMC: 2019 Sep 3.
Published in final edited form as: Curr Cardiovasc Risk Rep. 2019 Mar 8;13(4):7. doi: 10.1007/s12170-019-0601-5

Neighborhood Social Environment and Cardiovascular Disease Risk

Kosuke Tamura 1,§, Steven D Langerman 2, Joniqua N Ceasar 3, Marcus R Andrews 4, Malhaar Agrawal 5, Tiffany M Powell-Wiley 6
PMCID: PMC6720128  NIHMSID: NIHMS1046225  PMID: 31482004

Abstract

Purpose of review:

Limited physical activity (PA) and obesity are two primary risk factors for cardiovascular disease (CVD). Within a socio-ecological framework, neighborhood social environment may play a key role in influencing PA and obesity. However, the mechanisms underlying this relationship remain ambiguous. Our goals in this review are: (1) to summarize findings from the recent studies on neighborhood social environment in relation to PA and obesity as CVD risk factors, and (2) to briefly describe several innovative approaches to assessing neighborhood social environment.

Recent findings:

Almost all recent studies assessed neighborhood social environment around residential areas. There were consistent associations between neighborhood social environment and PA and obesity, with some exceptions (indicating null associations or paradoxical associations). However, a focus on residential social environment may limit results because these studies did not account for any exposures occurring away from individuals’ homes. Additionally, the majority of studies utilized a cross-sectional design, which limits our ability to make inferences regarding the causality of the association between social environment and PA or obesity as CV risk factors.

Summary:

The majority of the studies on neighborhood social environment characterized factors around residential areas and assessed participant activity via self-reported surveys. Future research should leverage tools to account for the spatial mismatch between environmental exposures and outcomes by using global positioning systems, ecological momentary assessments, virtual neighborhood audits, and simulation modeling. These approaches can overcome major limitations by tracking individuals’ daily activity and real-time perceptions of neighborhood social environments linked to CVD events.

Keywords: Physical activity, obesity, social environment, health disparities, neighborhood socioeconomic position, cardiovascular disease risk

Introduction

Insufficient levels of physical activity (PA) and widespread obesity are two important drivers behind the persistently high levels of cardiovascular disease (CVD) in the U.S. population [1, 2]. In 2015-2016, nearly 40% of U.S. adults suffered from obesity (i.e., body mass index [BMI] ≥ 30.0 kg/m2 [weight (kg)/height (m2)]. Non-Hispanic black and Hispanic populations were disproportionately more likely to be obese as compared to other racial/ethnic groups (Non-Hispanic black - 46.8%, Hispanic - 47.0%, Non-Hispanic Asian - 12.7%, Non-Hispanic white - 37.9%) [3]. Individuals with obesity had high rates of physical inactivity [4], a known risk factor for obesity [5], which is also independently associated with CVD [6]. Insufficient PA remains a widespread problem among U.S. populations, including among those with a normal weight, as demonstrated by one study using accelerometer-measured data from the 2005-2006 National Health and Nutrition Examination Survey (NHANES) [7]. This study showed that less than 10% of American adults were achieving the recommended 150 minutes/week of at least moderate PA [7].

In an effort to encourage increased PA participation, the National Physical Activity Plan [8] and Community Preventive Services Task Force [9] have each endorsed a variety of national- and community-level efforts to increase the accessibility of safe environments conducive to PA. To facilitate significant increases in PA participation, however, it is first essential to understand the multitude of factors that influence PA participation among U.S. adults. An improved understanding of these factors can then inform allocation of limited public health resources and the development of interventions designed to improve cardiovascular health in at-risk communities. For example, the finding that higher levels of neighborhood deprivation are associated with lower PA levels [10] and increased weight gain over time [11•], could serve as the basis for implementing community-level PA interventions which specifically target residents in high-deprivation neighborhoods. To this end, recent research has increasingly conceptualized PA within the context of the socio-ecological framework [12]. The socio-ecological framework is a model that considers each individual’s health behavior to be influenced by a wide variety of interrelated institutional-, environmental-, and community-level factors [13], and therefore emphasizes the use of environmental and public policy approaches to facilitate health behavior change [12].

Within this framework, the role of neighborhood social environment as a determinant of PA and obesity has attracted particular attention [14]. Neighborhood social environment refers to the relationships and social processes existing between individuals in a certain neighborhood [15]. It encompasses a wide variety of community-level features which have been shown to influence PA and obesity, such as neighborhood socioeconomic status (SES) [16], racial/ethnic segregation [17, 18], neighborhood crime and safety [16, 19], social cohesion (i.e. trust among neighbors) [20], and social disorder (i.e. vandalism within a community) [14]. Selected summary definitions for these neighborhood social environment factors are provided in Table 1 and the conceptual model connecting these factors to CVD risk is presented in Figure 1.

Table 1.

Summary of neighborhood social environment domains, domain definitions, representative variables, and example studies demonstrating associations with PA and obesity

Neighborhood Social
Environment Domain
Domain Definition Representative
Variable
Example Studies
(year)
Association with PA
Socioeconomic status Based on U.S. Census tract or block group level data, including median home value and median household income Neighborhood SES James et al. (2015) [28]
Poverty Based on U.S. Census poverty line Neighborhood poverty James et al. (2015) [28]; Derose et al. (2018) [34]
Poverty-Income Ratio adjusted for household size, neighborhood areas, and eligibility for government assistance Poverty-income ratio Kakinami et al. (2018) [33•]
Segregation Racial segregation, defined as neighborhoods that were predominantly composed of African Americans, based on percent of non-Hispanic African American residents living in a census tract Segregation Armstrong-Brown et al. (2015) [39•]
Race and ethnic composition Simpson Index, defined as the probability that two randomly selected people from the Census tract would be of different races/ethnicities Neighborhood racial/ethnic diversity Derose et al. (2015) [41]
Perceived safety Perceived safety measure; for example, using the following survey items: 1) “feeling safe walking in their neighborhood day or night,” and 2) “violence being a problem in their neighborhood,” with respondents responding with a number from 1 (lowest safety) to 5 (highest safety) Perceived safety Kerr et al. (2015) [50•]; Perez et al. (2017) [49]; Tamayo et al. (2016) [48]
Perceived crime Perceived crime measure based on resident reports of violent crime within the neighborhood during the previous six months. Respondents were asked how often there had been "a fight which a weapon was used, gang fights, sexual assault or rape, and a robbery/ mugging in their neighborhood". Response options include: agreed, strongly agreed, neither agreed nor disagreed, disagreed, or strongly disagreed. Tamayo et al. (2016) [48]
Neighborhood crime Neighborhood crime rates based on objective data from law enforcement agencies Police-reported crime Richardson et al. (2017) [57]
Social cohesion Subjective ratings of social cohesion based on feelings of close-knit community among neighbors, taking care of homes and neighbors' children, and getting along with neighbors Neighborhood social cohesion Andersen et al. (2015) [59•]; Yuma-Guerrero et al. (2017) [61]; Mooney et al. (2017) [60]
Social disorder Neighborhood disorder was based on visual street audit, which quantified levels of litter, graffiti, abandoned buildings; Kriging (Gaussian process regression) was then employed to create a disorder measure in ArcGIS Neighborhood disorder Mooney et al. (2017) [60]
Association with obesity
Socioeconomic status A composite measure, using factor analysis, based on population size, % of households receiving government assistance, % of households headed by females with children, % of residents with high school degrees, levels of employment, and levels of poverty Concentrated disadvantage Kimbro et al. (2017) [26]
Neighborhood deprivation index (NDI; higher NDI = greater deprivation) Neighborhood deprivation index Powell-Wiley et al. (2014) [11•];
Multiple versions employed - one used 21 Census level measures on education, income, poverty, racial and ethnic composition, employment status, housing conditions, residential stability analyzed by principal components analysis Stoddard (2013) [35]
Another used 8 Census-level variables including percentages of men in neighborhood working in business, living in house with many people, poverty, education, and unemployment
Poverty Percent of population in poverty or below the poverty line, based on U.S. Census data Neighborhood poverty Do and Zheng (2017) [27]; Kwarteng et al. (2016) [29]; Kwarteng et al. (2017) [30]; Sheehan et al. (2017) [31]; Lippert et al. (2017) [32]
Segregation Black Isolation Index- a metric evaluating the degree to which blacks inhabit the same spaces as other blacks by accounting for the number of black residents in proportion to the total population; Index ranges from 0 to 1, where 0 means that blacks are completely integrated and 1 means that blacks are completely isolated from whites Black Isolation Index Bower et al. (2015) [44•]
Racial segregation - neighborhoods were defined as "racially segregated" if they were predominantly composed of African Americans (i.e. a census tract contained > 50% African Americans) Neighborhood segregation Cozier et al. (2014) [40]; Lim and Harris (2015) [43]
Neighborhood safety Based on one item, "how often participants felt safe in their neighborhood" Response options include: all, most, some, or none of the time Neighborhood safety Wong et al. (2018) [52]; Tamayo et al. (2016) [48]
Neighborhood crime Neighborhood crime rate, based on crime data from law enforcement agencies. Crime types were categorized as assault/battery, criminal offenses (robbery, sexual assault, weapons), incivilities (drugs, prostitution, vandalism), and homicides Police-reported crime Powell-Wiley et al. (2017) [53•]; Jones et al. (2015) [54]; Richardson et al. (2017) [56]; Mathis et al. (2017) [58]; Tung et al. (2018) [55]
Perceived crime Perceived crime measure based on levels of violent crime in the neighborhood during the past six months Respondents were asked how often there had been "a fight in which a weapon was used, a gang fight, a sexual assault or rape, and/or a robbery/mugging" in their neighborhood Tamayo et al. (2016) [48]
Social cohesion Social cohesion, based on three questions regarding willingness to help among neighbors, trustworthiness, and willingness to take care of children in the neighborhood Social cohesion Wong et al. (2018) [52•]; Yu (2017)[63]
Social disorder Counts of physical disorder using 311 complaint reports, regarding graffiti, abandoned vehicles, and abandoned buildings, in a census block group where respondents reside. Each type of physical disorder was quantified as counts of each disorder per 100 persons in the block group Physical disorder Mayne et al. (2015) [62]

Figure 1.

Figure 1.

Hypothesized conceptual model of associations between neighborhood social environment factors, physical activity and obesity, and cardiovascular disease

Literature reviews exploring neighborhood determinants of CVD risk factors, such as PA and obesity, have thus far focused primarily on the role of the built environment (i.e. human-made physical characteristics including street connectivity, proximity to parks, land use, and playground access) [21-25]. Despite growing recognition that neighborhood social environment also exerts significant influence on cardiovascular health outcomes, prior reviews have not comprehensively evaluated its relationship to CVD risk factors, including PA and obesity [14, 16-19]. Therefore, the goal of this review is to summarize the findings from recent studies examining associations between the neighborhood social environment and PA and obesity (Figure 1; Table 1), followed by recommendations for future research (Table 2). This is not a systematic review, and thus does not purport to provide an exhaustive summary of all available literature pertaining to this topic.

Table 2.

Summary of neighborhood environment domains, domain definitions, representative variables, and example studies for emerging methods for measuring neighborhood social environment

Neighborhood
Environment
Domain
Definition Variable Studies (year)
Neighborhood social environment Perceived residential neighborhood environment around participants' homes (i.e., home-centric, static)
Measures were based on survey questions
Perceived residential exposures Brownson et al. (2009) [78]; Yang et al. (2011) [83]; Powell-Wiley et al. (2017) [84••]
Objective neighborhood environment around participants' homes (i.e., home-centric, static); measures were created using GIS technology Objective residential exposures Powell-Wiley et al. (2017) [84••]
Activity Space GPS-defined activity space, based on participants' daily movements during the study period, as documented by a GPS unit
Measures were trips, monitoring points, and daily movements, with respect to environmental exposures
GPS-defined activity space for specific environment exposures Tamura et al. (2018) [69••]; Tamura et al. (2018) [71]; Chaix et al. (2016) [70••]; Zenk et al. (2011) [72]
Real-time perceived social environment Real-time perceived environment was often measured through ecological momentary assessment (EMA) Measures were generally created based on survey items administered throughout the study period, about 1-7 times throughout the day Real-time momentary variables on PA and diet Dunton et al. (2016) [74]; Dunton et al. (2014) [75]; Zenk et al. (2017) [76];
Neighborhood Audit Objective neighborhood audits using Google Street View to assess neighborhood features, including quality and condition of streets, sidewalks, graffiti on walls and buildings, abandoned buildings and cars, and access to transportation Objective neighborhood features Adu-Brimpong et al. (2017) [81]; Ben-Joseph et al. (2013) [80]; Kelly et al. (2013) [79]; Mayne et al. (2018) [62]

The Role of Neighborhood Social Environment Factors in PA and Obesity

Socioeconomic position and poverty

Socioeconomic position (SEP) or socioeconomic status (SES) and poverty are important neighborhood environmental exposures which are known to impact CVD risk factors, including PA levels and obesity. SES has been expressed using various metrics; some researchers have defined it as concentrated socio-economic disadvantage (based on population size, households with public assistance, household with children headed by females, poverty rate, education attainment, unemployment rate) [26] whereas others have looked only at poverty, which is defined as an income beneath the U.S. federal poverty line [27-32], and poverty-to-income ratio [33•].

Some recent studies examined neighborhood poverty by evaluating neighborhoods located in low-income areas in Los Angeles, California [34, 33•]. For instance, a study by Derose and colleagues demonstrated that women who reside in high-poverty neighborhoods utilize parks less than men (−0.28 times/week; p<0.001) [34]. Kakinami and colleagues found that individuals living in households with the lowest poverty-income ratios engaged in 17-30 fewer minutes of moderate of and 20-25 fewer minutes of vigorous leisure time PA (LTPA) per week [33•].

Several recent studies used neighborhood deprivation indices, a set of measures for neighborhood SES which incorporate numerous neighborhood features based on U.S. Census data; one such deprivation index was developed by Diez Roux and colleagues [10]. These studies demonstrated relationships between neighborhood SES and CVD risk [35, 11•]. For example, one recent longitudinal study by Powell-Wiley and colleagues used data from the Dallas Heart Study to assess a neighborhood deprivation index (NDI; created based on U.S. Census variables from six domains [education, income/poverty, occupation, racial composition, housing conditions, and residential stability] using principal component analysis to select six major census block group-level variables, such as %unemployment, % the population below the federal poverty line, etc.), where a greater NDI value was associated with lower neighborhood SES [11•]. The authors examined the relationship between NDI and weight change over seven years and demonstrated that respondents living in the highest NDI tertile gained significantly 6.0 kilograms more weight over time than those living in the lowest NDI tertile [11•]. While these individual-level changes may appear relatively small, they can be significant on the population level.

While some studies were longitudinal in nature [35, 11•], the majority relied on a cross-sectional design and thus acknowledged that their study designs precluded them from inferring causality from the results. Another shortcoming of these studies is that NDI is a limited measure which does not account for important factors outside of U.S. Census-based measures that may affect individuals’ weight status, such as the food environment (i.e. the higher density of supermarkets in predominantly white neighborhoods vs. black neighborhoods) [27]. Further work on neighborhood deprivation should consider utilizing analyses that include measures of neighborhood segregation [27]. An additional limitation of these studies is their failure to control for self-selection of neighborhood environment, which can bias results (i.e. result in inaccurate estimation of the true associations between neighborhood SES and CVD outcomes) [28]. For example, there may be certain instances in which populations of higher-income individuals will choose to inhabit lower-income neighborhoods. These individuals may selectively position themselves in proximity to parks and green space, have increased access to PA resources, and have a greater propensity to engage in PA compared to other residents of the neighborhood. This can skew the relationship between neighborhood-level SES and PA levels [28]. One approach to account for self-selection of neighborhoods is to use Heckman’s Correction Factor (HCF), a technique which originated in the field of econometrics and is used to correct for selection bias based on non-randomly selected samples (e.g., HCF can account for factors that may determine individuals’ self-selection into a specific socioeconomic-level neighborhood, including race, home ownership, marital status, family size, or employment status) [36]. Lastly, many of the existing studies used differing measures to assess socioeconomic inequality, neighborhood poverty, and neighborhood deprivation. For example, we encountered many different variants of the NDI, each of which was composed of a different combination of neighborhood factors. The use of many disparate measures in this area of research makes it challenging to compare the findings of different studies. Recent work recommends use of the NDI developed by Diez Roux et al for uniformity in measuring neighborhood SES across obesity-related studies [37].

Racial and ethnic composition or segregation

Racial and ethnic composition and neighborhood segregation are thought to influence CVD risk [38]. Most studies related to this topic focus on the racial and ethnic composition of neighborhoods (with census tract or block group serving as a proxy for residential neighborhood) [39•-43]. Inconsistent with what researchers typically hypothesize, one study found that African Americans residing in highly segregated neighborhoods (compared to areas with predominantly European Americans) had a 21% greater odds of meeting PA guidelines (i.e., 150 minutes of moderate-to-vigorous PA/week; p<0.01) [39•]. Another study by Derose and colleagues found that the neighborhood racial-ethnic diversity (accounting for neighborhood mixture of racial and ethnicity at census tract level) was not related to PA [41].

A few studies sought instead to measure neighborhood segregation, and thus employed other metrics, such as a black isolation index [44•], spatial analysis of racial clustering [45] or measures of racial-ethnic heterogeneity [46]. One study by Bower and colleagues used the black isolation index, which measures the degree to which black individuals reside in the same areas as other black individuals, adjusting for the percentage of blacks in the overall population. The index ranges from 0 (completely uniform mixing of white and black individuals) to 10 (complete isolation of black individuals) [44•]. The authors found that a one-point increase in the index was associated with a 6% greater likelihood of obesity among black women (p<0.05) [44•].

A recent longitudinal study by Pool and colleagues assessed neighborhood segregation via the Getis-Ord Gi*, a measure of spatial clustering which can show the racial composition of census tracts and how a given tract differs from its surrounding areas [45]. The authors demonstrated that black women residing in highly-segregated neighborhoods were 30% more likely to develop obesity during the follow-up period than black women living in low-segregation neighborhoods (hazard ratio=1.3, 95 % confidence interval=1.0-1.7) [45]. Another study by Xu and Wang derived each area’s racial/ethnic heterogeneity (based on six different definitions of race and ethnicity) by 1Pi2, where Pi is the fraction of the total population in a certain county [46]. This heterogeneity index ranges from 0 (homogenous, with only one racial or ethnic group living in a county) to 1 (complete heterogeneity) [46]. The authors found that counties with high levels of racial/ethnic heterogeneity (approaching 1) had 11% lower odds of obesity (p<0.05), controlling for socio-demographic variables (e.g., age, income) and county-level variables (e.g., street connectivity) [46].

These studies have a number of important limitations. Given that the majority of them are cross-sectional, more longitudinal studies are needed to explore the effects of exposure to neighborhood segregation over time. In addition, outcome measures such as PA levels and BMI were based mostly on self-report, which could impact the strength or directionality of these results via social desirability bias [47]. Furthermore, most of this research focused on segregation between black, Hispanic, and white populations. More research is needed to better understand the impact of residential segregation on additional racial/ethnic groups, such as Asian populations and diverse Latinx populations of different national origins.

Neighborhood crime and safety

Levels of crime within a neighborhood represent an important environmental determinant of PA, obesity, and CV health. Existing work exploring relationships between neighborhood safety and crime and CV risk factors can be broadly divided into two categories: (1) research that assessed subjective perceptions of neighborhood safety and crime levels based on survey data, and (2) research that objectively assessed neighborhood crime using geographic information systems (GIS) technology in conjunction with data obtained from law enforcement agencies.

A number of recent studies explored the relationship between self-reported perceptions of neighborhood safety and crime and PA [48-50•]. For example, a recent longitudinal study assessed perceived neighborhood safety via survey items and the authors found no relationships between perceptions of neighborhood safety and the frequency with which individuals engaged in walking for both transportation and recreational purposes over time [50•]. While other studies broadly assessed perceptions of neighborhood safety, some studies focused specifically on determining the level of perceived neighborhood crime [48, 51]. For instance, one study found no significant association between neighborhood safety concerns or violent crime with PA [48].

Recent studies also explored the relationship between self-reported perceptions of neighborhood safety and obesity [52•] or adiposity [48, 53•]. For example, a recent longitudinal study assessed both individual- and neighborhood-level safety in relation to change in adiposity over time [53•]. For the purposes of this study, neighborhood-level safety was described using summary measures that aggregated the perceptions of multiple neighborhood residents [53•]. The authors demonstrated that individual-level safety was positively related to BMI at baseline (mean difference per standard deviation=0.57, p<0.05). In contrast, increases in both individual- and neighborhood-level safety were associated with decreases in BMI over a 10-year follow-up, with BMI decreasing 0.11 kg/m2 with increasing individual-level safety and 0.16 kg/m2 with increasing neighborhood-level safety (p<0.05) [53•]. Interestingly, change in BMI among women appeared to be more impacted by individual-level safety changes, while BMI change among men were more related to neighborhood-level safety change, suggesting sex-specific effects of neighborhood social environment.

Several studies assessed the relationship between neighborhood crime and obesity using objective crime data, which were drawn from a number of different sources including state and local law enforcement agencies [54-56, 53•, 57] and the Federal Bureau of Investigation (FBI) [58]. For instance, one longitudinal study examined associations between crime rate and obesity among young adults over time [54]. The authors used data from the FBI’s Uniform Crime Reports to assess the crime rate per 100,000 residents occurring within each individual’s county of residence. They demonstrated that a one-unit increase (i.e. 100,000 crime reports/county) was related to 6% greater odds of developing obesity over time in the sample of adults (p<0.05) [54]. Another recent longitudinal study used data from the Chicago Police Department to determine levels of crime within one mile of each participant’s address. Ultimately, this study did not find any association between police-reported crime and adiposity among adults in Chicago [53•].

Studies focused on subjective measures of safety and crime and those that have used objective crime data to examine the relationship between PA and obesity have yet to account for two important dimensions of the relationship between crime, safety, and CVD risk. First, they have not explored real-time perceptions of safety. Assessing perceptions of neighborhood safety in real time could be helpful in mitigating recall bias and providing more precise data regarding perceptions of safety. Second, these studies failed to account for other locations outside of residential neighborhoods in which participants may spend substantial portions of their time. In addition, more longitudinal studies are needed to better elucidate the complex link between neighborhood safety, crime and CVD risk factors like PA and obesity.

Social cohesion and disorder

There has recently been increased attention focused on social cohesion and disorder in relation to PA and obesity [14]. Both social cohesion (defined as trust among neighbors and willingness to help one another within the community) and disorder (defined as incivilities in a community such as graffiti, vacant lots, litter, etc.) remain understudied with respect to their relationship with CVD risk. However, both have been demonstrated to associate with PA [59•-61] and weight status [62, 63, 52•].

Several recent studies have examined associations between social cohesion and both PA and obesity [52•, 63, 59-61]. Higher levels of social cohesion were associated with increased leisure-time PA in low SES neighborhoods [64]. Yuma-Guerrero and colleagues demonstrated that social cohesion mediated the association between neighborhood SES (β=−0.18 between SES and social cohesion, p<0.05) and PA (β=0.10 between social cohesion and PA; p<0.05), in a fully-adjusted model, including age, race/ethnicity, marital status, number of children in the home, depression, and obesity [61]. Additional studies employed survey items to measure social cohesion via assessment of whether individuals felt that their neighborhood was close-knit or whether community members shared the same values. These studies had mixed results, with one demonstrating that individuals in neighborhoods with higher levels of social cohesion had lower BMIs (β=−0.17 [95% C.I. =−0.22, −0.12] for Whites; β=−0.10 [95% C.I.=−0.20, −0.00] for Hispanics) [52•] and another showing no association [63].

Social disorder and neighborhood physical disorder are also thought to influence CVD risk factors. Recent work has generally used survey items to assess disorder in neighborhoods (e.g. via questions regarding items on conditions of homes, streets, litter, and graffiti, etc.). For example, a recent longitudinal study found a negative relationship between neighborhood disorder and scores on the Physical Activity Scale for the Elderly (PASE, mean difference=−2.0 units in PASE score [95% C.I.=−3.6, −0.3]) at baseline, but no association between disorder and PASE score after 2 years of follow up [60]. In contrast, a cross-sectional study examining the association between physical disorder (based on 311 complaint reports) and BMI indicated no association between them [62].

One limitation of recent work exploring social cohesion and disorder is that many of the survey items used to measure cohesion and disorder may not be specific enough to be correlated to PA outcomes. In addition, many of these studies only assessed single cities, which reduced the generalizability of the study findings to different areas of the U.S. [62, 60]. In future studies, researchers should attempt to develop more validated survey instruments to measure cohesion and disorder and should perform research across multiple U.S. cities to further clarify the role of social cohesion and disorder in CVD risk.

Future Directions

Spatially dynamic definition of neighborhood environment

Much of the current neighborhood social environment research has focused specifically on the locations of individuals’ homes, examining the relationship between home location and self-reported PA and adiposity. The standard procedure has been to obtain each individual’s home address and geocode the address (i.e., plot the address on a map using GIS technology). While this is useful for approximating the geographic area in which an individual may be more likely to spend time, a potential weakness of this method is the fact that people frequently visit many different locations, and often follow different patterns of movement based on the time of day and day of the week. A definition of neighborhood which relies upon home address alone fails to account for spatial mismatch between the exposure and the outcome and is a key limitation of neighborhood research that has been recognized by a growing body of literature [65, 66]. Thus, measures of social environment factors in relation to PA and obesity should consider accounting for the fact that individuals’ daily movements are spatially dynamic, rather than static (home-centric) [67].

To overcome this, recent studies have sought to employ dynamic measures of neighborhood environment. For example, previous work has used GPS technology to assign each study participant a GPS-defined activity space composed of all the areas he or she visited over a defined time period [68]. Two recent studies using GPS coordinates linked to accelerometer data tracked PA that occurred in a wide variety of spaces not restricted to residential areas [69••, 70••]. Two additional studies quantified the density of fast-food restaurants via GPS-defined food environments (i.e., quantifying food environment based upon an individual’s movements in space) [71, 72]. More work is needed to develop the social environment measures around GPS-defined activity space. Both home-centric and spatially dynamic approaches to defining neighborhood environment are valuable and provide useful insights. Further research is also needed to compare influences of social environment factors between residential and GPS activity space environments to better understand how each is associated with PA and obesity.

Neighborhood social environment through ecological momentary assessment

To complement the objectively-measured data obtained through GPS units and GIS technology, there is significant benefit to incorporating subjective self-reported data. These data can be obtained through mobile devices, such as smartphone applications [73]. Ecological momentary assessment (EMA) has become increasingly popular and has been applied in behavioral studies related to PA [74-76]. This allows researchers to repeatedly measure psychosocial factors (e.g. mood, emotion), behaviors (e.g. PA), and perceived neighborhood environmental contexts (e.g. poverty, safety, crime, social disorder) in real time.

EMA is particularly useful in addressing recall bias related to the retrospective nature of survey-based assessments [77]. Measures of social environment factors, like perceived safety or social disorder, can be time-stamped, which permits researchers to link them temporally to objectively assessed data through GPS and accelerometer data measuring PA. Such an approach has been employed previously to measure within-person variability in mood and PA [76], and relationships between neighborhood social characteristics, PA and sedentary behavior [76].

Detailed measures of neighborhood social environment through audit tools

To assess objectively neighborhood social environment, systematic observational methods (i.e., audits) can be used in neighborhood research [78]. Assessing neighborhood social environment through audit tools (i.e., evaluating the quality and presence/absence of specific environmental features at a certain street segment such as presence and condition of sidewalks, litters, graffiti on a wall) [78] requires trained observers and can be time-consuming. Despite this, researchers have still employed this technique to comprehensively evaluate neighborhood quality [79-81, 62]. Recently, some studies have begun to conduct such audits digitally using tools such as Google Street View. Mayne and colleagues used Google Street View audits to assign physical disorder scores to census blocks in four Chicago neighborhoods and subsequently examined associations of physical disorder scores with PA, BMI, and obesity [62]. They found that neighborhood physical disorder was positively associated with obesity (odds ratio=1.43 [95% C.I.=1.01, 2.02]) [62]. Adu-Brimpong et al. used Google Street View to audit measures of physical disorder in Washington, D.C. using the Active Neighborhood Checklist [81]. The authors audited five major neighborhood features: 1) land use, 2) access to public transportation, 3) street characteristics, 4) neighborhood quality, and 5) sidewalk quality and walking and biking locations. They found a strong correlation between their scores based on neighborhood features and a validated neighborhood walkability measure called the Walk Score. Web-based audit tools, like Google Street View, may not fully substitute for direct observation through on-site audit. However, they offer an efficient and cost-effective alternative to direct observation audits for quantifying neighborhood social environment characteristics.

Simulation modeling in evaluating relationships between neighborhood social environment and PA and obesity

Variability in PA and obesity due to neighborhood social environment exposure is expected to be dynamic, meaning that individuals and their environments are inter-related and are part of a complex system. However, a key limitation of traditional statistical modeling approaches is that these models are unable to account for feedback loops in the inter-relationships of individuals with their neighborhood social environment [82]. Only a few studies have applied agent-based models (ABMs), a type of simulation modeling, to assess the dynamic interactions between neighborhood social environment and CVD risk factors such as PA [83-85] and obesity [84••].

For example, Yang and colleagues developed a spatial ABM to simulate individuals’ walking behavior within a neighborhood [83]. Each individual in the model was assigned a set of characteristics, such as age, walking capability, SES, attitude toward walking, and residential location [83]. The authors demonstrated that each individual’s attitude toward walking over time was determined by his/her social network [83]. Powell-Wiley et al. developed an ABM to simulate the impact of crime on LTPA and obesity among African American women in Washington, D. C. neighborhoods [84••]. The modeling demonstrated that crime reductions resulting in greater access to LTPA facilities could lead more African American women to participate in LTPA, which would reduce obesity prevalence [84••]. These innovative modeling approaches can account for the dynamic nature of neighborhood characteristics, could offer new insights into the effects of adverse neighborhood social environment on PA or obesity, and potentially aid in developing improved intervention targets for CVD risk reduction.

Conclusions

Neighborhood social environment has increasingly been recognized as an important determinant of CVD risk. The reviewed studies covered a wide range of neighborhood social environment factors, including SES and poverty, racial and ethnic composition and segregation, neighborhood crime and safety, and social cohesion and disorder. Work across these four domains demonstrated that neighborhood social environment was linked to PA and obesity. The majority of these studies relied on neighborhood social environment exposures around participants’ residences, so future work should strive to account for exposures away from individuals’ homes. Additionally, future studies should consider employing EMA to quantify participants’ real-time perceptions of their experiences within the social environment and neighborhood auditing via Google Street View to facilitate objective assessment of neighborhood exposures. Furthermore, the use of newer approaches (GPS, accelerometers, EMA, audits, and simulation modeling) to complement existing objective or survey-based measures of neighborhood social environment may provide a more robust understanding of the complex and dynamic linkages between neighborhood social environment and CVD risk in the U.S.

Acknowledgement

The views of the present review study are those of the authors and do not necessarily represent the views of the National Heart, Lung, and Blood Institute (NHLBI), the National Institute on Minority Health and Health Disparities, the National Institutes of Health (NIH), or the U.S. Department of Health and Human Services. Funding for the Social Determinants of Obesity and Cardiovascular Risk Laboratory is provided through the Division of Intramural Research (DIR) of the NHLBI of the NIH, and through the Intramural Research Program of the National Institute on Minority Health and Health Disparities of the NIH.

This research was made possible through the NIH Medical Research Scholars Program, a public-private partnership supported jointly by the NIH and generous contributions to the Foundation for the NIH from the Doris Duke Charitable Foundation, Genentech, the American Association for Dental Research, the Colgate-Palmolive Company, Elsevier, alumni of student research programs, and other individual supporters via contributions to the Foundation for the National Institutes of Health.

Abbreviations:

ABM

agent-based mode

BMI

body mass index

CVD

cardiovascular disease

EMA

ecological momentary assessment

FBI

Federal Bureau of Investigation

GIS

geographic information system

GPS

global positioning system

LTPA

leisure-time physical activity

MVPA

moderate-to-vigorous physical activity

NDI

neighborhood deprivation index

NHANES

National Health and Nutrition Examination Survey

PA

physical activity

SEP

socio-economic position

SES

socio-economic status

Footnotes

Conflict of Interest

All the authors (Tamura, Langerman, Ceasar, Andrews, Agrawal, Powell-Wiley) declare that they have no conflict of interest.

Human and Animal Rights and Informed Consent

This article does not contain any studies with human or animal subjects performed by any of the authors.

Contributor Information

Kosuke Tamura, Social Determinants of Obesity and Cardiovascular Risk Laboratory, Cardiovascular Branch, Division of Intramural Research, National Heart, Lung, and Blood Institute, National Institutes of Health, Bldg 10-CRC, 5-5330, 10 Center Drive, Bethesda, MD 20892, USA.

Steven D. Langerman, Social Determinants of Obesity and Cardiovascular Risk Laboratory, Cardiovascular Branch, Division of Intramural Research, National Heart, Lung, and Blood Institute, National Institutes of Health, Bldg 10-CRC, 5-5330, 10 Center Drive, Bethesda, MD 20892, USA.

Joniqua N. Ceasar, Social Determinants of Obesity and Cardiovascular Risk Laboratory, Cardiovascular Branch, Division of Intramural Research, National Heart, Lung, and Blood Institute, National Institutes of Health, Bldg 10-CRC, 5-5330, 10 Center Drive, Bethesda, MD 20892, USA.

Marcus R. Andrews, Social Determinants of Obesity and Cardiovascular Risk Laboratory, Cardiovascular Branch, Division of Intramural Research, National Heart, Lung, and Blood Institute, National Institutes of Health, Bldg 10-CRC, 5-5330, 10 Center Drive, Bethesda, MD 20892, USA.

Malhaar Agrawal, Social Determinants of Obesity and Cardiovascular Risk Laboratory, Cardiovascular Branch, Division of Intramural Research, National Heart, Lung, and Blood Institute, National Institutes of Health, Bldg 10-CRC, 5-5330, 10 Center Drive, Bethesda, MD 20892, USA.

Tiffany M. Powell-Wiley, Social Determinants of Obesity and Cardiovascular Risk Laboratory, Cardiovascular Branch, Division of Intramural Research, National Heart, Lung, and Blood Institute, National Institutes of Health, Bldg 10-CRC, 5-5330, 10 Center Drive, Bethesda, MD 20892, USA; and Intramural Research Program, National Institute on Minority Health and Health Disparities, National Institutes of Health, Bethesda, MD 20892.

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