Abstract
Study Design
A rat puncture injury intervertebral disc (IVD) degeneration model with structural, biomechanical, and histological analyses.
Objective
To determine if males and females have distinct responses in the IVD after injury.
Summary of Background Data
Low back pain (LBP) and spinal impairments are more common in women than men. However, sex differences in IVD response to injury have been underexplored, particularly in animal models where sex differences can be measured without gender confounds.
Methods
Forty-eight male and female Sprague Dawley rats underwent sham, single annular puncture with tumor necrosis factor α (TNFα) injection (1x), or triple annular puncture with TNFα injection (3x) surgery. Six weeks after surgery, lumbar IVDs were assessed by radiologic IVD height, spinal motion segment biomechanical testing, histological degeneration grading, second harmonic generation (SHG) imaging, and immunofluorescence for fibronectin and α-smooth muscle actin.
Results
Annular puncture injuries significantly increased degenerative grade and IVD height loss for males and females, but females had increased degeneration grade particularly in the annulus fibrosus (AF). Despite IVD height loss, biomechanical properties were largely unaffected by injury at six weeks. However, biomechanical measures sensitive to outer AF differed by sex after 3x injury--male IVDs had greater torsional stiffness, torque range, and viscoelastic creep responses. SHG intensity of outer AF was reduced after injury only in female IVDs, suggesting sex differences in collagen remodeling. Both males and females exhibited decreased cellularity and increased fibronectin expression at injury sites.
Conclusions
IVD injury results in distinct degeneration and functional healing responses between males and females. The subtle sex differences identified in this animal model suggest differences in response to IVD injury that might explain some of the variance observed in human LBP, and demonstrate the need to better understand differences in male and female IVD degeneration patterns and pain pathogenesis.
Level of Evidence
N/A
Keywords: intervertebral disc, sex differences, fibrosis, degeneration, rodent model, biomechanics, second-harmonic generation imaging, immunofluorescence
Introduction
Low back pain (LBP) is the most prevalent musculoskeletal disease, and responsible for the most years lived with disability of any disease (1–3). 50–80% of the US population experiences LBP, and prevalence is increasing (4–6). However, LBP remains difficult to treat, as both surgical and non-surgical interventions produce inconsistent results (7, 8).
Chronic pain is more prevalent in women than men (9). Findings for LBP specifically are more mixed, but many studies find greater prevalence (10) and severity (11) of LBP in women. While pain differences are sometimes attributed to cultural/gender differences, such as who is more likely to work a manual labor job or who is more likely to visit a physician for a pain complaint, rather than biological/sex differences, animal studies have demonstrated clear nervous system sex differences in chronic pain (12–16). These animal study findings have no gender confound, for animals do not have a gender. Therefore, differences between men and women in LBP cannot be contributed exclusively to gender/cultural effects, warranting investigation of sex differences in LBP animal models.
IVD degeneration is strongly associated with LBP, although pain origin is often multifactorial (17–21). Due to its significant role in LBP, in vivo animal models of IVD degeneration have been developed across multiple species. Annular puncture injury models are widely used (22–26), and can assess sex differences in IVD degeneration without gender-related confounds.
In humans, spinal anatomy and biomechanical properties differ between males and females. Females have greater lordotic angle and lordotic wedging of lumbar vertebrae (27–30), and there are sex differences in spino-pelvic alignment (30–32). Biomechanically, female spines exhibit greater flexibility and range of motion (33, 34). Furthermore, IVD degeneration causes more biomechanical property changes in male IVDs (33), suggesting sex-specific IVD degeneration. Similar anatomical differences have not been well described in standard rodent models (Rattus norvegicus, Mus musculus), but sex differences in radiologic disc space narrowing and wedging that varied with animal age have been seen in the sand rat (Psammomys obesus)(35).
How males and females differ in response to IVD injury remains a critical question that is poorly understood and likely to inform more precise IVD degeneration treatments. Almost no previous work in animal models of IVD degeneration have compared males and females as separate cohorts. In this work, we apply a rat IVD degeneration model to male and female rats to determine if IVDs exhibit sex-specific injury responses. More specifically, we determined the effects of sex and injury severity on the progression of IVD degeneration that was quantified using IVD height, degeneration grade, functional biomechanical properties, AF collagen structure, and fibrosis.
Material and Methods
Study Design
IVD degeneration was induced using a rat annular puncture model. A rat model was used because their IVDs are commonly used and known to have many similarities in structure and anatomy to human IVDs, it is a small animal model that is sufficiently large to produce precise surgical injuries, and rats are amenable to future pain behavioral testing (22, 25, 36, 37).
Animals and surgical intervention
Procedures were approved by Icahn School of Medicine Institutional Animal Care and Use Committee. 48 skeletally-mature, 4-month old Sprague-Dawley rats were used (24 male, 24 female) (Charles River Laboratory, Wilmington, MA). Rats were randomly divided into three groups: sham, single (1x), or triple puncture injury (3x). Anterior puncture with TNFα injection was used with full-depth/complete AF injuries since this was a previously validated to induce repeatable and severe IVD degeneration (25). Single and triple puncture injures were applied to induce varying degeneration levels. Procedures were performed under 2–3% isofluorane (Baxter, Deerfield, IL). Sham surgery was an anterior abdominal incision with exposure of L3/4, L4/5, and L5/6 IVDs (Figure 1A). 1x surgery used the same approach, but exposed IVDs were punctured with a 26G needle midline anteriorly, and injected with 2.5μL of 0.1 ng/μL tumor necrosis factor alpha (TNFα) (80045RNAE50; Sino Biological Inc., Beijing, China) (Figure 1B). 3x surgery had additional punctures left and right anterolaterally (Figure 1C). One animal died during surgery. Animals maintained Body Conditioning Score > 2. Rats were euthanized six weeks after surgery for tissue collection (Figure 1D).
Intervertebral disc height
IVD structural change was assessed via in vivo radiologic measurements of IVD height, which has been shown to be sensitive to IVD injury and associated with pain in humans (25, 38). Rats received lateral X-rays at 55 kV for 10 seconds (UltraFocus Faxitron, Tucson, AZ) before surgery and at six weeks (Figure 2A). Vertebral borders were manually defined in Fiji (National Institutes of Health, Bethesda, MD), and IVD height calculated in MATLAB (MathWorks, Natick, MA) (25). Average IVD height for punctured IVDs were averaged for each time point (Figure 2A - box) and percentage change from baseline calculated.
Biomechanics
L5/6 motion segments (vertebra-IVD-vertebra) were used for biomechanical testing (Figure 3A). Posterior elements were removed, and vertebrae potted in stainless steel cylindrical pots with cyanoacrylate.
Axial biomechanics and creep
Axial biomechanics are reflective of physiological loading and were used to evaluate NP pressurization, AF tension, and IVD laxity. Creep is known to be sensitive to alterations in short and long-time viscoelastic behaviors. Axial and creep testing used an ElectroForce 3200 instrument (TA Instruments, New Castle, DE). Samples were hydrated in PBS with protease inhibitor tablets (ThermoScientific, Rockford, IL). Motion segments underwent 20 cycles ±8N of tension-compression at 1Hz followed by 60 minutes of compressive creep at −8N and 30 minutes of unloaded rehydration. Compressive stiffness, tensile stiffness, axial range of motion, and axial hysteresis were calculated from the 20th cycle in MATLAB (Figure 3B). Three independent reviewers manually calculated neutral zone (NZ) length and stiffness. Samples with undetectable NZ were excluded from NZ stiffness analysis. Creep was analyzed with MATLAB code measuring total displacement and applying a 5-parameter viscoelastic solid model to calculate elastic response (Se), fast response (τ1 and S1), and slow response (τ2 and S2) time constant and stiffness parameters, respectively (39) (Figure 3C).
Torsional biomechanics
Torsional biomechanics were used to measure AF structural integrity, without the influence of NP changes. Torsional biomechanical testing used an AR2000ex rheometer (TA Instruments, New Castle, DE). Motion segments equilibrated for five minutes at −8N compression before 20 cycles ±10° at 1Hz. Torsional stiffness, torque range, torsional hysteresis, NZ length and NZ stiffness were calculated from the 20th cycle using MATLAB (Figure 3D). Four curves were excluded from analysis due to unloading curves suggestive of improperly secured pots.
Histology
L3/4 IVD midsagittal 5μm paraffin-embedded sections were used for histology.
Degeneration grading
Sections were stained with picrosirius red (collagen) and alcian blue (glycoaminoglycans) (PR/AB) and imaged at 20x on a Leica DMB6 microscope (Leica Microsystems, Wetzlar, Germany) under brightfield and stitched as a single image. Three blinded independent evaluators performed degeneration scoring, using a semi-quantitative scoring system grading annulus fibrosus (AF) integrity, nucleus pulposus (NP) cellularity, NP matrix quality, interruption of AF/NP border, and endplate irregularity, that is sensitive to degenerative changes after IVD puncture injury (40, 41).
Second-harmonic generation imaging
Second-harmonic generation (SHG) imaging was used to evaluate AF collagen organization. Sections were imaged using an Olympus FV1000MPE two photon microscope with 910nm excitation wavelength (Olympus Corporation, Tokyo, Japan). SHG signal was collected in the backward direction at 25x and photomultiplier tube at 440±20nm. Maximum intensity z-projection was performed on mosaic images. Outer AF regions of interest were manually outlined in Fiji and background subtracted using 50 pixel rolling-ball radius. SHG pixel intensity was defined by mean gray value. OrientationJ Fiji plug-in was used for collagen organization analysis. Contrast enhancement was applied to minimize confounds from SHG intensity differences, fibril orientation calculated with a 1 pixel gaussian window for gaussian gradient, and orientation plotted in a histogram.
Immunofluorescence
Immunofluorescence was used to assess fibrotic markers in the IVD after injury. Sections were fluorescently co-labeled for alpha smooth muscle actin (α-SMA), fibronectin, and 4′,6-diamidino-2-phenylindole (DAPI) (Table 1 and see Data, Supplemental Digital Content 1, positive and negative controls). Fluorescent microscopy was performed at 10x using a Zeiss AxioImager.Z1 microscope with Apotome for optical sectioning (Zeiss, Thornwood, NY).
Table 1.
antibody | vendor | product number | host species | fluorophore | dilution | positive control |
---|---|---|---|---|---|---|
anti-α-SMA (1°) | Abcam | ab7817 | mouse | N/A | 1:1000 | ovary |
anti-mouse (2°) | Abcam | ab150120 | goat | Alexa Fluor 594 | 1:250 | ovary (paired with anti-α-SMA) |
anti-fibronectin (1°) | Abcam | ab2413 | rabbit | N/A | 1:50 | kidney |
anti-rabbit (2°) | Abcam | ab150081 | goat | Alexa Fluor 488 | 1:250 | kidney (paired with anti-fibronectin) |
Statistical analysis
Statistical analysis used Prism (GraphPad, La Jolla, CA). Differences between groups were evaluated with 2-way ANOVA (injury severity & sex) with Tukey’s post-hoc test, significance as p<0.05.
Results
Annular puncture induced lumbar IVD structural change
A sex effect was observed in baseline IVD height, but sex differences were only significant at L3/4 and L2/3 IVDs (Figure 2B). IVD height was averaged over three levels and measured as a percent difference from pre-operative baseline to control for level and sex effects. 1x and 3x injuries were sufficient to significantly reduce average IVD height from baseline, while no significant change was observed in sham controls at six weeks and no sex effect observed (Figure 2C).
Sex, but not annular puncture, influenced lumbar IVD biomechanical properties
At six weeks, there were no significant changes in compressive stiffness across groups, suggesting no differences in NP pressurization (Figure 4A). Significant sex effects were seen on 2-way ANOVA for tensile stiffness and axial ROM, with male IVDs exhibiting greater stiffness and less axial ROM than female IVDs, but significant differences were not seen after post-hoc tests (Figure 4B–C). Axial hysteresis, axial NZ length, and axial NZ stiffness showed no differences between groups six weeks following injury (Figure 4D–F).
No significant differences were seen between groups for total displacement, τ1, τ2, or Se (Figure 5A–D). However, a significant interaction effect was observed for S1, which was significantly greater in male than female IVDs after 3x injury, but not after 1x or sham surgery (Figure 5E). A similar interaction effect was not observed for S2 (p = 0.0511) (Figure 5F).
At six weeks, torsional stiffness had a significant sex effect on 2-way ANOVA, and after 3x injury, male IVDs were significantly stiffer than female IVDs (Figure 6A). Torque range exhibited a similar pattern, with a significant sex effect (Figure 6B). However, 3x sex differences were not significant after post-hoc tests (p = 0.058) (Figure 6B). No differences were observed for torsional hysteresis (Figure 6C). Torsional NZ had a significant sex effect on 2-way ANOVA, but a corresponding sex effect was not seen in torsional NZ stiffness (Figure 6D–E).
Annular puncture changed lumbar IVDs histologically
Structural histology showed disruption of annular fibers at six weeks for 1x and 3x, and a qualitative glycoaminoglycan reduction after 3x injury (Figure 7A). Total degeneration grade had sex and injury effects on 2-way ANOVA (Figure 7B). After post-hoc tests, 1x and 3x had significantly greater degeneration grade compared to sham and no sex differences were seen (Figure 7B).
AF/NP border and NP matrix scoring showed an injury effect and 1x and 3x scored significantly higher than sham (Figure 7C–D). NP matrix was affected by injury and sex (Figure 7E). Scoring for AF quality had sex, injury, and interaction effects (Figure 7F). Female IVDs scored significantly higher after 1x and 3x injury than sham, and scored significantly higher than male IVDs for 1x (Figure 7F). Endplate scoring showed an injury effect, and female 1x and 3x scored significantly greater than sham, but only male 3x scored higher than sham (Figure 7G). Overall, scoring for individual degeneration criteria are consistent with total degeneration score, although sex effects are limited to AF and NP matrix scoring.
AF collagen microstructure was assessed using SHG signal intensity (Figure 8A). There was a significant injury effect on SHG intensity on 2-way ANOVA, however, after post-hoc tests, only female IVDs had significantly reduced SHG intensity from sham after both injuries (Figure 8B). Collagen organization contribution to SHG intensity was assessed by measuring collagen fibril orientations (Figure 8C). There were no injury or sex effects in either skewness or kurtosis of outer AF fibril orientation histograms, indicating that collagen disorganization was similar between groups (Figure 8D–E).
Immunofluorescence for fibrosis markers fibronectin and α-SMA and nuclear stain DAPI were qualitatively assessed. Sham IVDs had organized AF cells, but DAPI staining showed loss of cellularity in the needle tract after annular puncture (Figure 9). Fibronectin was minimally expressed in sham IVDs, but fibronectin increased in 1x and 3x, particularly within the needle tract (Figure 9). α-SMA expression was not seen in sham, 1x, or 3x AF (Figure 9). No sex differences in fibronectin or α-SMA expression were observed.
Discussion
This study investigated sex differences in IVD injury responses by applying 1x and 3x annular puncture with TNFα injection to three lumbar IVDs in a rat IVD degeneration model. We hypothesized there would be sex-specific responses to IVD injury since sex differences are seen in LBP (10, 11) and degeneration-related change in spinal biomechanics (33). This rodent model determined if sex differences existed within injured IVDs to distinguish sex effects from gender/culture effects. The most important finding of this study is that sex differences exist in IVD degeneration and healing response following injury. Most biomechanical changes were restored at six weeks, consistent with increased fibronectin in the needle tract indicating fibrotic healing. Reduced SHG intensity after injury in outer AF in females IVDs, combined with larger torsional stiffness, torque range, and fast-response creep stiffness in male IVDs supports the concept that males heal with improved function and collagen quality.
Sex differences in outer AF ultimate tensile stress are seen in human IVD (42). Outer AF sex differences may also reflect distinct immune responses to injury, as this is likely a site for immune cell infiltration. Since AF integrity is strongly associated with LBP (43, 44), we infer that sex differences in IVD degeneration and healing responses are a potential source for increased pain prevalence in females. However, these biomechanical and structural changes were relatively mild compared to IVD height loss and degeneration.
IVD height loss and increased degeneration grade were similar for males and females after annular puncture, similar to prior studies that did not stratify by sex (25, 41, 45, 46). IVD height loss is a parameter shown to be strongly associated with IVD degeneration and LBP in human patients (47). LBP is multifactorial, involving spinal and neural components. Prior work has shown sex differences in LBP (10, 11) and in the neural “pain pathway” (12, 13, 15, 16, 48). Since males and females had similar IVD height loss, we expect sex-specific interactions between spinal and nervous systems are also likely to play a role in increased LBP prevalence in females.
Biomechanical properties were restored six weeks after injury, as there were no significant differences in any axial, creep, or torsional biomechanical property between sham, 1x, and 3x, suggesting possible collagen remodeling. Biomechanical restoration was surprising and contrasts many acute IVD injury studies (49–51). Large biomechanical changes are known to occur following ex vivo IVD injury and are dependent on puncture injury size (49, 51). Martin et al. showed that mouse caudal IVDs did not restore biomechanical properties several weeks after in vivo injury (50). We believe improved mechanical performance following injury in this study is due to differences between the loading environments of lumbar and caudal IVDs. Additionally, differences in species, anatomy (36), proximity to lymph nodes and other immune tissues (54) may also account for improved biomechanical properties in this study. However, ex vivo biomechanical testing of the IVD is not a perfect reflection of the in vivo condition, as adjacent structures have been removed, and testing sequence may influence biomechanical parameters (52, 53). Since IVD height loss and degeneration remained, we conclude that degeneration dominated any healing response.
Sex effects were seen in axial, creep, and torsional biomechanical parameters, and outer AF degeneration and structure following injury. These sex differences demonstrate that male and female IVDs cannot be used interchangeably in biomechanical studies. This is an important consideration in study design, yet we note that the majority of properties were similar across sex and these sex differences were smaller effect size than IVD injury effects.
Injury caused a significant reduction in SHG intensity in the outer AF only in female IVDs. SHG intensity is reflective of collagen organization (55), collagen density (56), fibril diameter (57), and molecular damage (58). Collagen organization, measured by fibril orientation, did not differ across sex or injury groups, suggesting the reduced SHG intensity in females is likely not due to disorganized collagen fibrils. The lack of difference in SHG intensity after injury in the males may have been due to an increase in collagen density or fibril diameter, further suggestive of increased fibrotic healing. Greater fibrosis in males has been found across other tissues, including liver (59, 60), kidney (61), heart (62–64), and lungs (65–67), so a similar effect may occur within IVD. However, no sex differences in immunofluorescence for fibronectin and α-SMA were found. Fibronectin increased after 1x and 3x injury across sexes, indicating a fibrotic response to IVD degeneration (68–70) and suggesting active tissue remodeling (71). α-SMA expression did not differ across groups. Although α-SMA is classically considered a fibrosis marker (72, 73), it has been found to be an inconsistent marker of fibrogenic activity (74, 75). Taken together, SHG and immunofluorescence results support the concept that sex differences may be more from collagen density and quality than fibrillar organization.
Some limitations of this study warrant discussion. This study prioritized chronic changes in IVDs at a six week time point. Six weeks was sufficient to induce chronic, stable IVD degeneration in prior studies (25, 45), and long-term degeneration was a key investigation parameter. Future time course investigations, and mechanistic studies to determine if sex differences in biomechanical properties and collagen quality are hormonally mediated are warranted.
In conclusion, this work identified sex differences in IVD degeneration and healing responses after IVD injury that may be an important contributing factor to LBP. This work demonstrates the need to consider sex effects and including both males and females in preclinical studies of spinal pathology.
Supplementary Material
Acknowledgements
We gratefully acknowledge Olivia M. Torre for assistance with biomechanical protocols and Kristen Howell for assistance with immunofluorescence staining.
The manuscript submitted does not contain information about medical device(s)/drug(s).
NIH (R01AR064157, F30AT010088P, and T32GM007280) funds were received in support of this work.
Footnotes
No relevant financial activities outside the submitted work.
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