Abstract
The strategy of integrating motor signals with sensory information during voluntary behaviour is a general feature of sensory processing. It is required to distinguish externally-applied (exafferent) from self-generated (reafferent) sensory inputs. This distinction, in turn, underlies our ability to achieve both perceptual stability and accurate motor control during everyday activities. In this review, we consider the results of recent experiments that have provided circuit-level insight into how motor-related inputs to sensory areas selectively cancel selfgenerated sensory inputs during active behaviours. These studies have revealed both common strategies as well as important differences across systems. Sensory reafference is suppressed at the earliest stages of central processing in the somatosensory, vestibular and auditory systems, with the cerebellum and cerebellum-like structures playing key roles. Furthermore, motor-related inputs can also suppress reafferent responses at higher levels of processing such as cortex – a strategy preferentially used in visual processing. These recent findings have important implications for understanding how the brain achieves the flexibility required to continuously calibrate relationships between motor signals and the resultant sensory feedback, a computation necessary for our subjective awareness that we control both our actions and their sensory consequences.
Keywords: efference copy, corollary discharge, internal model, cerebellum, active sensing, prediction
Introduction:
Our brain integrates sensory information from multiple modalities to build accurate representations of our environment, which then guide our behaviour. However, during daily activities we are confronted not only with external sensory stimuli (termed exafference) but also with sensory stimulation arising from our own behaviour (termed reafference). In order to ensure accurate perception and motor control, it is absolutely essential that the brain distinguishes these two categories of sensory stimuli. This fundamental ability is important at multiple levels of sensory processing. First, at the level of simple reflexes, it is vital that reafferent sensory signals are interpreted as self-produced rather than externally-generated. For instance, consider a situation where an individual is slipping on ice. This will cause unexpected head motion that drives vestibulo-spinal reflexes to rapidly generate corrective movements to facilitate the maintenance of posture and balance. In contrast, if the same head motion was self-produced and thus expected, the corrective movements produced by vestibulo-spinal reflex pathways would be counterproductive; they would effectively counteract the intended movement. Second, when learning a new motor skill or monitoring ongoing behaviour, it is important to establish whether the sensory consequences of a given motor command are consistent with what is expected from our voluntary behaviour so that, when they are not, the brain can make appropriate changes to adapt our motor planning. Third, the ability to distinguish between sensory exafference and reafference is a hallmark of higher-level perceptual and cognitive processing. Indeed, there is growing interest in the relationship between psychotic illnesses and the ability to distinguish between exafference and reafference as it relates to our subjective awareness of initiating and controlling our own volitional actions in the world (i.e., sense of agency). In this context, a misinterpretation of stimuli as ‘self-generated’ versus ‘externally generated’ has been recently implicated in psychiatric disorders such as schizophrenia (1). In this review, we consider the key role that motor signals play in sensory processing at each of these levels.
Conceptual Framework and Model Systems:
The brain’s ability to distinguish between sensory exafference and reafference has been long appreciated, as was already noted by Helmholtz in the 19th century. Helmholtz made the salient observation that the visual world does not appear to be moving across our retina when we make fast active eye movements. In contrast, tapping on the canthus of our eye to produce movements with comparable velocities creates the illusion that the visual world is moving (2). In order to provide an explanation for why our perception differs in these two conditions, Sperry introduced the concept of “corollary discharge”. Specifically, corollary discharge refers to information that is sent from a motor area to a sensory area to modulate sensory responses (3). Holst and Mittelstaedt concurrently proposed a more specific formulation of this conceptual framework, named the “principle of reafference”. This principle states that, during active movements, a copy of the motor command (i.e., efference copy) is sent to sensory areas to cancel sensory information resulting from active behaviour (4). This idea has become a popular framework for interpreting the result of perceptual studies across many modalities including the visual, somatosensory, vestibular, and auditory systems. For instance, in the example of the visual system discussed above, the principle of reafference has been used to explain why the visual world appears stable during eye movements (5-8).
Over the past several decades, investigations in a number of model systems have provided experimental evidence for the principle of reafference. Example systems include the cricket auditory system, crayfish mechanosensory system, and electrosensory system of the weakly electric momyrid fish. In each of these systems, reafferent sensory stimulation is removed from further processing in order to emphasize and properly interpret externally-generated stimuli (reviewed in 9, 10). Although the strategy of suppressing reafferent information is common across species and sensory systems, the mechanisms underlying cancellation are characterized by important differences. For example, in the cricket auditory system and the crayfish mechanosensory system, reafferent signals are cancelled by motor signals that directly inhibit neurons at the sensory periphery (see Figure 1A red dottedarrow labelled 'efference copy' ,11, 12). In contrast, in the weakly electric mormyrid fish, motor signals do not directly inhibit the periphery but instead inhibit cells in the electrosensory lobe, a cerebellum-like structure that receives afferent sensory information from the periphery as well as efference copy information (13, 14). More recently, a growing number of studies have focused on the processing of self-generated versus externally-applied sensory information in mammalian sensory systems. Below, we review this literature and consider the use of common strategies for the cancellation of sensory reafference, as well as the effects of disruptions of these putative mechanisms/circuits.
Visual System:
During everyday activities, we continually make rapid eye movements (saccades) to scan and explore our visual world. We typically make several saccadic eye movements each second, which can reach impressive speeds (15). This raises a basic question: How does the brain ensure perceptual stability of the visual environment despite such rapid movements of the eyes? Indeed, this topic has been the focus of many well-known scientists of the last century including von Helmholtz, Hering, Mach, and Sherrington (2, 16-18). It is noteworthy that rapid saccadic eye movements will cause both i) a blur on the retina during the saccade and ii) a change in retinal position of objects after as compared to before the saccade. To maintain perceptual stability during the saccade (i.e. avoid image blur on the retina), numerous behavioural studies have shown that our sensitivity to visual stimulation is attenuated during and just before saccadic eye movements. Results of human psychophysical studies suggest that this ‘saccadic suppression’ is the most robust for transient motion-related visual stimuli that preferentially activate the magnocellular visual processing stream (19).
Electrophysiological studies have found little evidence for motor-based suppression of visual input at the first central stages of processing in the dorsal lateral geniculate nucleus (dLGN) of the thalamus and primary visual cortex (area V1) (reviewed in 5). While neurons in the dLGN (20, 21) and V1 (22, 23) demonstrate saccade related modulation, the strength of the observed effects is relatively minor at both these stages, suggesting that the vast majority of suppression occurs at levels beyond the LGN and V1. Indeed, studies have found that the spiking activity of neurons in cortical areas of rhesus monkeys, including V4, medial temporal (MT) and medial superior temporal (MST) cortex, display greater saccade-related suppression than V1 neurons (24, 25). Specifically, the visual responses of neurons in these areas are reduced for image motion during eye movements versus image motion during fixation, consistent with the idea that these neurons discriminate between real and self-generated visual motion (24-29).
The question then arises: what mechanism/pathway leads to saccadic suppression at these higher levels of visual processing? A likely source of this extra-retinal signal is a pathway from the superior colliculus (SC) (Figure 1b; 5, 10). Specifically, the visual responses of neurons in the superficial layers of SC, which receive their primary inputs from the retina and primary visual cortex, are suppressed during saccades (30). This suppression is likely mediated via projections from motor-related neurons in the deeper SC layers, which are known to drive saccadic eye movements (31-35). In turn, the superficial layers of SC project via the pulvinar nucleus of the thalamus to extrastriate visual cortical area including MT (36) and V4 (37). Accordingly, this SC-pulvinar-MT/V4 pathway appears to play a key role in saccadic suppression at these higher levels of visual cortical processing. Interestingly, the saccade-related suppression observed in superficial layer SC neurons is higher for lower spatial frequencies (38), consistent with the view that saccadic suppression is most prominent in the magnocelluar processing stream. Functional Imaging studies (fMRI) in humans have reported markedly similar conclusions, namely that neurons in areas MT and V4, but not V1, discriminate between real and saccade-generated visual motion (39). Furthermore, the use of transcranial stimulation to probe the site of saccadic suppression has provided evidence that a mechanism consistent with the SC-pulvinar-MT pathway described in monkeys provides a motor related cancellation signal to higher cortical areas in humans (40).
A second challenge to maintaining perceptual stability is reconciling retinal object positions before and after saccades. Interestingly, studies have identified a pathway carrying efference copy information to neurons in a visual cortical area that is also involved in the control of saccadic and fixational eye movements. Specifically, this pathway originates in the SC and projects to the frontal eye fields (FEF), through the medial dorsal nucleus of the thalamus (Figure 1B). The saccade-related information (amplitude and direction of saccade) provided by this pathway triggers a shift of the receptive field’s (RF) location just before a saccade from a neurons’ current RF location to that of the future visual field where the RF will rest after the saccade. This enables the neuron to sample the future receptive field location before and after the saccade, which is thought to contribute to visual stability. Consistent with a causal role in reconciling retinal object positions before and after saccades, inactivation of this pathway at the level of the thalamus reduces this presaccadic shift in RF location of FEF neurons (reviewed in 41).
Importantly, visual input to our brain is altered not only by saccades, but also by other types of eye movements we make to scan and interact with our environment. For example, we commonly make voluntary smooth pursuit eye movements to track moving visual targets of interest. The evidence available to date suggests that neurons in higher levels of processing such as ventral intraparietal area (VIP) (42), but not V1 (43, 44), discriminate between real and pursuit-generated visual motion. Thus, similar to the mechanism described above for saccades, pursuit motor signals appear to be primarily integrated with visual information at higher cortical areas to ensure stable vision in the presence of eye movements. Finally, it is also important to consider that eye movements are not the only behaviour that will influence the input to the visual system. For example, locomotion will produce optic flow stimulation as we navigate the world. Recent studies in the mouse visual system, which have controlled the relationship between running speed and optic flow, concluded that visual stimulation alone cannot explain the firing patterns of primary visual cortex neurons. Notably, the visual responses of V1 neurons show strong changes during locomotion (45-49). Specifically, neuronal responses are enhanced when the animal views the same sensory input during walking as compared to when it is stationary. Experiments using intracellular recordings as well as optogenetics have provided insight into cellular mechanisms that underlie this state-dependent enhancement of gain (45-49), however future work will be required to fully understand the underlying circuit.
Taken together studies of the visual system have provide clear evidence that both eye motor signals and signals relating to behavioural state during locomotion are an integral part of visual sensory processing that is essential for ensuring visual stability during our daily activities. These sensory-motor interactions likely underlie our ability to distinguish external and self-generated visual sensory information during daily activities, including both the generation of active eye movements and navigation.
Somatosensory System:
The somatosensory system detects stimuli that provide us with our perception of touch (i.e. pressure on our skin) and proprioception (i.e. position and movement of our muscles). Importantly, this sensory system is also stimulated as we actively move and interact with the world. In fact, our own movements control the nature of the input encountered by the somatosensory system. Gibson observed that the stability of an object determines the constancy of our tactile perception. For instance, if we move the surface of our finger over a corner of an object we usually do not perceive ‘tactile motion’ despite the displacement of the location of pressure relative to the skin (50). Furthermore, self-generated tactile stimulation in human subjects does not result in the same tickling sensation that arises when stimulation is externally produced (51-53). Moreover, experimentally introducing an artificial trajectory perturbation or temporal delay between a movement and the resultant tactile stimulation, will result in self-generated stimulation being perceived as feeling more ticklish (i.e., externally generated) (52). These results have led to the proposal that when sensory sensation does not correspond to what is expected based on the motor command that was generated, the cancellation signal cannot fully cancel the distorted reafference (53). Consistent with this view, self-generated forces are perceived as significantly weaker (i.e., reduced by about half) as compared to externally generated forces of the same magnitude (54).
To understand the interactions between motor and somatosensory signals, experiments have examined the influence of active movements on sensory coding in spinal cord somatosensory neurons and afferents. In alert behaving primates, touch inputs are pre-synaptically inhibited at the level of the spinal cord afferents during active wrist movements (55, 56). This inhibition is strong and precedes electromyographic activity, suggesting that descending motor commands (rather than peripheral feedback from the motion itself) play the dominant role in generating inhibition (55). Somatosensory information is correspondingly suppressed at subsequent stages of processing in the dorsal column-medial lemniscus pathway, the ascending pathway, which conveys touch information from the spinal cord to the somatosensory nuclei of the thalamus (55-60).
Single unit recording experiments in primate have further established that the transmission of self-generated touch information is also attenuated or ‘gated-out’ at the level of somatosensory cortex (61). A recent study (62) examined the mechanisms underlying this sensory gating by electrically stimulating touch afferents while measuring sensory evoked potentials in the spinal cord, as well as across several cortical areas (e.g. primary motor, pre-motor and somatosensory cortex) as monkeys made active limb movements. Suppression preceded movement not only in the spinal cord but also in all cortical areas studied (Figure 1C). Thus, this result is consistent with the finding discussed above that top down mechanisms (e.g., mediated by presynaptic inhibition) play a key role in gating the transmission of self-generated touch information. In addition, bottom up reafference-based mechanisms may also contribute to sensory transmission reduction after movement onset (62).
In addition to sensing touch, the somatosensory system also encodes proprioceptive signals, which provide essential information about the position and movement of limbs. Interestingly, however, proprioceptive inputs are facilitated rather than suppressed at the level of the spinal cord during relevant active movements (63). Such movement-specific facilitation is observed at successive levels of processing along the dorsal column-medial lemniscus pathway to the somatosensory thalamus (59, 63, 64). To examine the cortical coding of proprioceptive signals during active movements, London and Miller recorded in area 2 of primary somatosensory cortex - a region known to have many cells responsive to proprioceptive inputs (65). Neuronal responses were heterogonous with some responding to both active and passive limb movements, others responding only to passive limb movements, and still other responding only during active limb movements. Notably, neuronal responses during active movements began well before the actual onset of voluntary movements, suggesting the integration of proprioceptive and motor-related signals in primary somatosensory cortex (66).
Furthermore, other important pathways also transmit proprioceptive information to higher-order structures, in addition to the dorsal column-medial lemniscus system. In the present context, spinocerebellar pathways are of particular interest since the prevailing view is that the convergence of sensory and motor pathways in the cerebellum underlies the computation of sensory prediction error signals to drive motor learning (67, 68). Recent experiments in mice have shown that spinocerebellar neurons in Clarke’s column of the spinal cord integrate proprioceptive inputs with motor-related inputs via the descending corticospinal tract (69). In addition, spinocerebellar neurons in the ventral spinal cord receive direct excitatory and/or indirect inhibitory signals from corticospinal neurons (70). These two groups of spinocerebellar neurons comprise circuits where motor commands modulate incoming proprioceptive signals. Interestingly, individual spinal interneurons can project both to cervical motor neurons that control forelimb movements and to the lateral reticular nucleus (a pre-cerebellar relay nucleus) (70). Selectively disrupting this cerebellar relay impairs rapid updating of voluntary reaching behaviour, consistent with the role of sensory-motor integration underlying motor learning. Further studies of the specific circuits underlying the integration motor signals and proprioceptive sensory signals at these early stages of somatosensory processing will be fundamental to understanding how the brain ensures accurate motor control. In this context, it is further likely that attention/context -related factors can further modulate sensory processing reviewed in (8, 71), for example facilitating the blind’s ability to read Braille.
In summary, the integration of sensory and motor signals to ensure perceptual stability and accurate motor control is a hallmark of processing in the somatosensory system. Notably, however, there are important differences in the processing of touch versus proprioceptive information during daily activities; touch inputs are suppressed while proprioceptive inputs are facilitated at the level of the spinal cord during active movements. Thus, the integration of motor inputs with somatosensory information is both a behaviour- and modality-specific process.
Vestibular System:
The vestibular system detects our head motion and orientation relative to space. In turn, this information plays a fundamental role in the stabilization of gaze, control of balance and posture and our sense of self-motion and orientation during everyday life. Our ability to distinguish active self-motion from passive self-motion is essential for generating accurate behavioural responses as well as for ensuring perceptual stability. Interestingly, recent studies in the primate vestibular system have revealed that vestibular reafference is cancelled by a sophisticated mechanism at the first central stage of processing.
Vestibular afferents carry information from receptor cells within the semicircular canals and otolith sensory organs of the inner ear to the brain. While afferents encode head motion in the same way regardless of whether it is actively generated or passively applied (72-74), neurons at the next stage of processing in the vestibular nuclei preferentially respond to passive head motion. Specifically, vestibular signals are cancelled in a specific neural population that receives direct afferent input and in turn project both to the spinal cord and thalamus (termed VO neurons) during active head movements (reviewed in 75). Vestibular reafference cancellation occurs in VO neurons for both rotations and translations (76-79) and across species including mice (80), cats (81), and new and old world monkeys (82, 83).
Theoretically, during active motion, there are several extra-vestibular inputs that could contribute to the cancellation of vestibular reafference, including: i) motor efference copy signals, ii) neck proprioceptive feedback, and/or iii) the animal’s explicit knowledge that a movement will occur. To understand the mechanism underlying this cancellation, Roy and Cullen completed a series of experiments to explicitly dissociate the influence of each of these extra-vestibular inputs on neuronal responses during head rotations (77). They found that none of these signals alone directly influence the firing rate of VO neurons. Instead, vestibular reafference is only cancelled in conditions where there is a precise match between the actual proprioceptive feedback and that expected based on the neck motor command that generated the head motion - as is the case during normal active head movements (Fig. 2).
The first evidence for this model came from an experiment in which monkeys made active head movements, but the monkey was simultaneously rotated with the same velocity profile in the opposite direction to minimize head-in-space velocity (77). In this condition, activation of the vestibular system was negligible but the head moved relative to the body such that there was a match between the actual and expected activation of neck proprioceptors. Because the vestibular system was not stimulated in this condition, a cancellation signal was evident in the form of suppressed VO neuron activity, consistent with the hypothesis schematized in Figure 2. Additional evidence for the model in Fig. 2 came from experiments in which monkeys generated active head movements while external perturbations were simultaneously applied to their heads. The applied perturbation altered the relationship between the motor command and resultant movement, thereby causing a mismatch in sensory feedback (see Figure 2), and, in turn, neurons robustly responded to sensory input even though it was actively generated (84, 85). Experiments focused on the deep cerebellar nuclei have further demonstrated that a cerebellum-based mechanism underlies vestibular reafference cancellation, and that this mechanism is capable of rapid updating. In particular, the vestibular cerebellum can learn to expect modified vestibular inputs when a new relationship is established between motor output and the resultant proprioceptive feedback (84).
Functionally, because VO neurons mediate vestibulo-spinal reflexes, vestibular reafference cancellation underlies behaviour-dependent reflex suppression during active movements. When vestibular inputs are unexpected (i.e., vestibular exafference) the corrective movements generated by vestibulo-spinal reflexes are essential for maintaining balance. In contrast, when similar vestibular input is the result of active movement (i.e., vestibular reafference), vestibulospinal reflexes are gated-out because they are counterproductive; if they remained intact, they would actually counteract the intended movement. In addition, VO neurons project to the vestibular thalamus. Recent studies have further shown that, like their VO neuron inputs, thalamocortical vestibular pathways selectively encode vestibular exafference (86). This selectivity thus also ensures perceptual stability in everyday life by preferentially signalling externally generated (unexpected) self-motion as compared to self-motion that is the consequence of our own actions. Finally, it is noteworthy that vestibular reafference cancellation is not seen in all neuron classes in the vestibular nuclei. In addition to the vestibulo-spinal reflex, the vestibular system generates the vestibulo-ocular reflex (VOR), to stabilize the visual axis of gaze during head movements. Unlike VO neurons, the responses of vestibular nuclei VOR neurons are not suppress during active movements, consistent with their role in maintaining stable gaze during everyday activities.
In summary, active movements influence the processing of vestibular information at multiple levels in order to prevent unnecessary and counterproductive reflex generation, allow for perceptual stability during our daily activities, and allow for accurate and rapidly updated motor plans via sensory-motor interactions within the cerebellum.
Auditory System:
The vertebrate auditory sensory organ, the cochlea, evolved from precursors of the vestibular system (87). Thus, one might predict the auditory system, like the vestibular system, would selectively cancel sensory inputs produced by our own behaviour. Auditory afferents send direct projections from the cochlea to the cochlear nuclei of the brainstem. Notably, afferents project to both the ventral and dorsal cochlear nuclei (VCN and DCN). The DCN also receives strong input from the VCN and also has a cerebellum-like circuitry. A recent study in mice found that while VCN neurons responded in the same way to externally and self-produced licking sounds, DCN neuron responses were strongly suppressed during self-produced licking (88). Interestingly, the source of cancellation signal was identified as a specific class of inhibitory interneurons in the DCN (i.e., cartwheel cells), which share common features with cerebellar Purkinje cells (89). At higher stages of auditory processing, intracellular recording experiments in both mice and marmosets have shown reduced activation of auditory cortex neurons during natural voluntary behaviours including active grooming, head turning, and vocalizations (90). Inputs from inhibitory interneurons in secondary motor cortex likely contribute, at least in part, to this suppression (91). Recent studies using EEG and ECoG in humans have similarly found that responses to self-produced speech are reduced relative to responses to replays of previously recorded speech (92-94). Interestingly, however, no changes in modulation were observed before 100ms suggesting the resolution EEG/ECoG does not allow assessment of the motor-related suppression observed in the early stages of the mouse auditory system pathway.
Common Strategies and Conclusions:
As detailed above, the strategy of integrating motor signals with sensory information during voluntary behaviour is essential for sensory processing. However, across systems and species, there are some important differences. For example, cancellation of reafferent sensory inputs in model systems including the cricket auditory system, crayfish mechanosensory system, and mormyrid fish electrosensory system (reviewed in 9) are largely consistent with the classic view of the reafference principle. In this view, a motor-based signal is sent to cancel self-generated sensory inputs regardless of whether the motor command was successfully executed (e.g., Fig. 1A). Interestingly, more recent studies suggest that a similar mechanism contributes to reafferent cancellation of auditory inputs within the dorsal cochlear nucleus (88), as well as touch-related inputs in the spinal neurons (55). In contrast, reafferent vestibular input is cancelled if and only if the actual sensory feedback matches the brain’s estimate of the sensory consequence of a voluntary movement. This unique, more sophisticated mechanism allows the brain to selectively emphasize unexpected vestibular inputs that occur due to externally-imposed motion (exafference). By computing the difference between expected and actual sensory feedback, this mechanism also contributes to the brain’s ability to rapidly update its motor plan to adapt to new external forces and ensure accurate motor control in changing conditions (84). Interestingly, this vestibular reafference cancellation mechanism depends on a match between the actual and expected proprioceptive feedback – a requirement that is consistent with the fact that proprioceptive inputs from spinal neurons are actually facilitated rather than suppressed during active movements (63).
Finally, recent studies have provided further circuit-level insight into the computations required for reafference suppression. First, as reviewed above, the vestibular cerebellum (84, 95) and cerebellum-like dorsal cochlear nucleus of the auditory system (88) play key roles in reafference cancellation at the earliest stages of central sensory processing. This idea is consistent with previous behavioural and imaging studies in normal subjects and cerebellar patients (53, 96, 97). On the other hand, recent studies in visual (5, 10), touch (62), and auditory (90) systems have emphasized that motor-related inputs can also suppress reafferent sensory responses at the level of cortex. Thus, taken together, results to date suggest sensory-motor convergence all along sensory processing pathways (e.g., Figs. 1B,C & 2). We speculate that this strategy provides the flexibility required for fine-tuning and updating relationships between motor signals and the resultant sensory feedback during our everyday activities. Indeed, continuous dynamic calibration of this computation is vital for lower level functions such as reflex generation as well as accurate perception/cognition. Given that the brain’s ability to distinguish between exafference and reafference is a hallmark of higher-level perceptual and cognitive function it also potentially provides a framework to consider the origin of our sense of agency: the subjective awareness that we control both our actions and their sensory consequences (reviewed in 98).
Acknowledgments:
The authors would like to thank Dr. Lin Wang, Omid Zobeiri, Oliver Stanley, Kantapon Pum Wiboonsaksakul, Graham McAllister and Vanessa Chang and for their helpful comments.
Funding: Canadian Institutes of Health Research (CIHR) and National Institutes of Health (NIH) DC2390.
Footnotes
Financial Disclosures: Drs. Brooks and Cullen reported no biomedical financial interests or potential conflicts of interest.
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