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. Author manuscript; available in PMC: 2020 Jan 1.
Published in final edited form as: J Gastrointest Surg. 2018 Sep 4;23(1):153–162. doi: 10.1007/s11605-018-3929-0

Regional Differences in Palliative Care Utilization Among Geriatric Colorectal Cancer Patients Needing Emergent Surgery

Danielle R Heller 1, Raymond A Jean 1,2, Alexander S Chiu 1, Shelli I Feder 2,3, Vadim Kurbatov 1, Charles Cha 4, Sajid A Khan 4
PMCID: PMC6751557  NIHMSID: NIHMS1509817  PMID: 30328071

Abstract

Background:

The benefits of palliative care (PC) in critical illness are validated across a range of diseases, yet it remains underutilized in surgical patients. This study analyzed patient and hospital factors predictive of PC utilization for elderly patients with colorectal cancer (CRC) requiring emergent surgery.

Methods:

The National Inpatient Sample was queried for patients aged ≥65 years admitted emergently with CRC from 2009–2014. Patients undergoing colectomy, enterectomy or ostomy formation were included and stratified according to documentation of PC consultation during admission. Chi-squared testing identified unadjusted group differences, and multivariable logistic regression identified predictors of PC.

Results:

Of 86,573 discharges meeting inclusion criteria, only 3,598 (4.2%) had PC consultation. Colectomy (86.6%) and ostomy formation (30.4%) accounted for the operative majority. PC frequency increased over time (2.9% in 2009 to 6.2% in 2014, P<0.001) and was nearly twice as likely to occur in the West compared with the Northeast (5.7% vs 3.3%, P<0.001) and in not-for-profit compared with proprietary hospitals (4.5% vs 2.3%, P<0.001). PC patients were more likely to have metastases (60.1% vs 39.9%, P<0.001) and die during admission (41.5% vs 6.4%, P<0.001). On multivariable logistic regression, PC predictors (P<0.05) included region outside the Northeast, increasing age, more recent year, and metastatic disease.

Conclusions:

In the U.S., PC consultation for geriatric patients with surgically-managed complicated CRC is low. Regional variation appears to play an important role. With mounting evidence that PC improves quality of life and outcomes, understanding the barriers associated with its provision to surgical patients is paramount.

Keywords: Palliative care, Colorectal neoplasms, Geriatrics, Emergency treatment

Introduction

Palliative care (PC) is a holistic treatment approach aimed at reducing suffering, preserving quality of life, and facilitating medical decisions and end of life planning for patients and families affected by serious illness. A 2014 World Health Organization (WHO) report approximated 19 million people worldwide in need of PC at the end of life, of which 13% were concentrated in the Americas. Ample evidence demonstrates that PC improves pain and symptom control, raises satisfaction with care, lengthens survival in select cohorts, and reduces intensive care unit stays, procedures, and health care costs across numerous disease processes.[13] Conservation of cost is of particular interest in the United States, where health care expenditures account for nearly a fifth of the Gross Domestic Product and are partially driven by individuals aged 65 years and older in the final year of life.[4] As a result of the benefits to patients, families, and health systems, multidisciplinary healthcare authorities including the WHO, Institute of Medicine, American Heart/Stroke Associations, American Geriatrics Society, and the National Comprehensive Cancer Network strongly recommend PC for the seriously ill.[16]

On the surface, the goals of PC appear to conflict with those of invasive surgery. Pain, reduced quality of life, and the need for serial procedures are often byproducts of major surgery. The disparity may be more pronounced in patients requiring urgent operations, who may unexpectedly convert from healthy to seriously ill or experience rapid progression of concomitant diseases.[7,8] Indeed, studies suggest that palliative and hospice care are less likely to be administered to patients who undergo major surgery in the final year of life.[9] The well-known Institute of Medicine report, Dying in America, found that from 2008–2012, the proportion of accredited PC specialist-surgeons was a miniscule 1%.[1,10] Enormous effort has been made over the last two decades to integrate these specialties in appropriate patient populations.[1115]

National databases have previously been used to illuminate practice gaps in PC utilization for heart failure, stroke, cirrhosis, end-stage renal disease, and cancer.[1623] To our knowledge, no such studies have been conducted on emergency surgical patients, specifically those with a poor prognosis who would be logical candidates for PC consultation. Colorectal cancer (CRC), a common indication for palliative treatment, manifests in surgical emergencies including malignant bowel obstruction and perforation in up to a third of cases. Morbidity and mortality in emergent resection exceeds those in elective resection, and for elderly patients, complication rates have been reported as high as 40–70% and in-hospital mortality as high as 30%.[13,2431] The present study uses a large administrative dataset to investigate PC utilization practices in this relatively common high-risk surgical population for whom the use of palliative treatment is clearly warranted.

Methods

The Healthcare Cost and Utilization Project’s (HCUP) Nationwide Inpatient Sample (NIS) from 2009–2014 served as the primary data source for this study. Developed by the Agency for Healthcare Research and Quality (AHRQ), the NIS is an approximate 20% stratified cluster sample of acute-care hospitalizations from 44 states and is the largest publicly available all-payer healthcare database in the United States.[32] Research members with access to the NIS data have completed online training and signed Data User Agreements with HCUP. This NIS-based study was classified as non-human subjects research, thus formal review was not required by the Institutional Review Board.

Cohort Selection

The NIS contains de-identified patient information at the level of hospital discharges. Each discharge contains up to 30 International Classification of Diseases, Ninth Revision, Clinical Modification (ICD-9-CM) diagnosis codes, and 15 ICD-9-CM procedural codes. To facilitate the use of multiple diagnosis codes, the AHRQ developed Clinical Classification Software (CCS) codes that collapse approximately 14,000 ICD-9-CM diagnosis codes into roughly 300 CCS codes.[33]

To study trends in PC utilization in an appropriate surgical population, we selected elderly patients with CRC admitted emergently for gastrointestinal surgery, a population projected to have high short and long-term morbidity. To identify this cohort in the NIS, discharges were selected for patients aged ≥65 years with a primary diagnosis of colorectal cancer (ICD-9-CM 154.0, 154.1) who underwent enterectomy (ICD-9-CM procedure codes 45.61, 45.62, 45.90, 45.91), colectomy (ICD-9-CM 17.3X, 45.7X) and/or ostomy formation (ICD-9-CM procedure codes 46.0X – 46.3X).[34] These specific procedures were chosen to isolate patients likely to have been primarily managed by surgical teams. To select for emergent procedures, only admissions classified as urgent/emergent or arranged from the emergency department were included.

Primary and Secondary Outcomes

Primary outcomes of interest were rates and determinants of PC consultation. PC consultation was identified by the presence of the ICD-CM-9 code for “Encounter for Palliative Care” (V66.7). According to ICD-CM-9 guidelines, this billable code applies to “end-of-life care,” “terminal care,” and “hospice care,” and is intended for secondary coding alongside the primary underlying disease code.[34] V66.7 is often used for research purposes to capture PC consultation in inpatient settings.[1619, 34,35]

Secondary outcomes of interest were mean hospital LOS and costs, surrogate markers for healthcare utilization, compared between PC and non-PC groups. Other studies examining these outcomes adjust for confounding differences in illness severity between PC and non-PC groups by restricting analysis to patients who expired during a specific time-frame.[3,17,3638] Likewise, we examined LOS and costs among the subset of patients who died during hospital admission.

Variables of Interest

Patient age, race, income quartile, comorbidity score, and year of admission were grouped into discrete categorical variables. Age was categorized into five-year intervals: 65–69, 70–74, 75–79, 80–84, 85–90, and 90 or more years. Race was classified according to HCUP race groupings as Asian or Pacific Islander, black, Hispanic, white, and other. Because of the extent of missing race data, particularly in the earlier years of the dataset, missing race was included as its own race category in analyses. Income quartiles were calculated for each patient based upon median income of the patient’s zip code and compared to national values for the given discharge year. We used the Elixhauser comorbidity index (ECI) to adjust for the effect of comorbid disease. The ECI is a 29-item comorbidity index calculated from ICD-9 diagnosis codes using HCUP software and is present within the NIS.[32] Patients were classified according to the following groups: ECI 0, ECI 1, ECI 2, and ECI 3 or more. To account for cancer progression, and because the NIS does not contain granular oncologic data, the ECI item for metastatic cancer was included as a separate covariate in all regression models. Finally, discharge year was included in regression models to adjust for annual changes in the frequency of PC consultation.

Hospital factors of interest included urbanicity, teaching status, bed size, census region, and control. Hospitals were classified as urban or rural based on proximity to a metropolitan area, and teaching or non-teaching based on the presence of residency training programs. Region was classified according to the four U.S. Census Bureau regions of Northeast, Midwest, South, and West. Bed size, classified as small, medium or large, is determined in HCUP databases with location-specific characteristics. Hospital control was classified as either not-for-profit, government, or proprietary.

Statistical Analysis

All analyses used appropriate methods for complex surveys, consistent with the stratified cluster design of the NIS. As such, all estimates are nationally representative. In 2012 the NIS underwent a change in sampling design, transitioning from a national sample of hospitals to a sample of discharges. To account for this change, HCUP provided “trend weight files” with updated sample weights for all years prior to 2012, which were appropriately used in our analysis.[39] Significant differences between groups were tested using the Rao-Scott Chi-square test for categorical variables. We used multivariable logistic regression, adjusted for patient age group, sex, race, ECI, presence of metastases, income quartile, discharge year, hospital region, urbanicity, hospital control, teaching status, and bed size to determine predictors of PC consultation. All statistical tests were two-sided, and statistical significance was set at a p-value of 0.05. All analysis was performed using SAS version 9.4 (SAS Institute, Cary, NC).

Results

Univariable Comparisons of Palliative Care Use

A total of 86,573 patients were identified, of which only 3,598 (4.2%) received PC consultation. The rate of PC consultation increased over time, starting at 2.9% in 2009 and increasing to 6.2% in 2014 (p<0.001 for year). Females constituted 54.7% of the total cohort. There were no differences in sex, insurance status, or income quartile between the PC and non-PC groups.[Table 1]

Table 1.

Univariable analysis of demographic, clinical, and hospital characteristics of geriatric patients with colorectal cancer who underwent emergent gastrointestinal surgery, as recorded in the NIS from 2009–2014. PC = palliative care.

No PC PC P-VALUE
N COLUMN % ROW% N COLUMN % R0W%
TOTAL 82,975 100.0% 95.8% 3,598 100.0% 4.2%
PROCEDURE
 Enterectomy 7,053 8.5% 93.2% 512 14.2% 6.8% <0.001
 Colectomy 72,310 87.1% 96.5% 2,620 72.8% 3.5% <0.001
 Ostomy 24,285 29.3% 92.3% 2,020 56.1% 7.7% <0.001
SEX 0.677
 Male 37,552 45.3% 95.8% 1,656 46.0% 4.2%
 Female 45,419 54.7% 95.9% 1,942 54.0% 4.1%
AGE (years) <0.001
 65–69 14,176 17.1% 97.0% 437 12.1% 3.0%
 70–74 14,472 17.4% 96.1% 588 16.3% 3.9%
 75–79 15,554 18.7% 96.3% 599 16.6% 3.7%
 80–84 17,396 21.0% 96.2% 696 19.3% 3.8%
 85–89 14,160 17.1% 95.0% 748 20.8% 5.0%
 ≥90 7,218 8.7% 93.2% 530 14.7% 6.8%
RACE 0.044
 Asian 2,202 2.7% 95.1% 113 3.1% 4.9%
 Black 8,537 10.3% 96.1% 350 9.7% 3.9%
 Hispanic 5,658 6.8% 97.1% 167 4.6% 2.9%
 Missing 5,007 6.0% 96.2% 200 5.6% 3.8%
 Other 2,226 2.7% 97.6% 55 1.5% 2.4%
 White 59,346 71.5% 95.6% 2,713 75.4% 4.4%
PRIMARY PAYER 0.583
 Medicaid 1,561 1.9% 96.7% 53 1.5% 3.3%
 Medicare 73,572 88.7% 95.8% 3,211 89.3% 4.2%
 Other 574 0.7% 95.0% 30 0.8% 5.0%
 Private 6,594 7.9% 96.3% 253 7.0% 3.7%
 Uninsured 606 0.7% 93.8% 40 1.1% 6.2%
INCOME QUARTILE 0.082
 Bottom 20,510 24.7% 96.4% 764 21.2% 3.6%
 2nd 20,240 24.4% 96.0% 834 23.2% 4.0%
 3rd 20,875 25.2% 95.4% 1,000 27.8% 4.6%
 Top 19,962 24.1% 95.5% 950 26.4% 4.5%
YEAR <0.001
 2009 15,114 18.2% 97.1% 452 12.6% 2.9%
 2010 13,691 16.5% 96.8% 449 12.5% 3.2%
 2011 14,125 17.0% 95.9% 596 16.6% 4.1%
 2012 13,545 16.3% 95.4% 655 18.2% 4.6%
 2013 13,560 16.3% 95.8% 590 16.4% 4.2%
 2014 12,940 15.6% 93.8% 855 23.8% 6.2%
ELIXHAUSER COMORBIDITY (non-cancer) <0.001
 0 2,993 3.6% 97.5% 77 2.1% 2.5%
 1 9,371 11.3% 97.3% 259 7.2% 2.7%
 2 14,696 17.7% 96.4% 546 15.2% 3.6%
 ≥3 55,916 67.4% 95.4% 2,716 75.5% 4.6%
METASTATIC CANCER 33,092 39.9% 93.9% 2,163 60.1% 6.1% <0.001
DISPOSITION
 Routine Discharge 21,797 26.3% 99.1% 203 5.6% 0.9% <0.001
 Home-Health Care 20,007 24.1% 97.0% 623 17.3% 3.0% <0.001
 Transfer (SNF, ICF, Hospice) 34,909 42.1% 96.5% 1,251 34.8% 3.5% <0.001
 Expired 5,319 6.4% 78.1% 1,492 41.5% 21.9% <0.001
HOSPITAL REGION <0.001
 Northeast 20,917 25.2% 96.7% 703 19.5% 3.3%
 South 31,082 37.5% 96.4% 1,166 32.4% 3.6%
 Midwest 15,180 18.3% 95.2% 767 21.3% 4.8%
 West 15,797 19.0% 94.3% 962 26.7% 5.7%
HOSPITAL CONTROL <0.001
 Government 7,494 9.0% 95.9% 322 8.9% 4.1%
 Not-for-Profit 63,379 76.4% 95.5% 2,989 83.1% 4.5%
 Proprietary 11,745 14.2% 97.7% 274 7.6% 2.3%
URBANICITY 0.010
 Rural 7,894 9.5% 97.2% 231 6.4% 2.8%
 Urban 74,724 90.1% 95.7% 3,354 93.2% 4.3%
TEACHING STATUS <0.001
 Non-Teaching 47,502 57.2% 96.4% 1,770 49.2% 3.6%
 Teaching 35,117 42.3% 95.1% 1,815 50.4% 4.9%
HOSPITAL BEDSIZE 0.330
 Small 10,898 13.1% 96.5% 399 11.1% 3.5%
 Medium 22,254 26.8% 95.7% 1,005 27.9% 4.3%
 Large 49,467 59.6% 95.8% 2,181 60.6% 4.2%

Compared with non-PC patients, the PC group was older (mean age 80.2 years vs. 78.1 years, p<0.001) and had a slightly different racial composition (p=0.044 for race), comprised of more whites (75.4% vs 71.5%) and Asians (3.1% vs 2.7%). Among all age and racial groups, patients aged ≥90 years and Asians had the highest rates of PC (6.8% and 4.9%, respectively). The PC group carried a higher comorbidity burden, with more than 3/4 affected by ≥3 comorbidities, versus 2/3 of the non-PC group (p<0.001). PC patients had higher rates of metastatic disease (60.1% vs 39.9%, p<0.001) and were much more likely to die during hospital admission (41.5% vs 6.4%, p<0.001).

The most common operation performed overall was colectomy (86.6%), followed by ostomy formation (30.4%) and enterectomy (8.7%). These frequencies were almost identical in the non-PC group; however, in PC patients, colectomy was performed less often (72.8%, p<0.001), while ostomy formation (56.1%, p<0.001) and enterectomy (14.2%, p<0.001)were performed almost twice as often.

PC consultation varied significantly by hospital type and region. The Northeast had the lowest rate of PC consultation at 3.3%, increasing to 3.6% in the South, 4.8% in the Midwest, and peaking at 5.7% in the West (p<0.001 for region).[Figure 1] PC was used more in urban vs. rural settings, (4.3% vs 2.8%, p=0.010), teaching vs. non-teaching hospitals (4.9% vs 3.6%, p<0.001), and not-for-profit vs. proprietary hospitals (4.5% vs 2.3%, p<0.001 for hospital control).

Figure 1.

Figure 1.

Regional rates of palliative care consultations among geriatric patients with colorectal cancer who underwent emergent gastrointestinal surgery. Rate range is from 0 to 6% (x-axis). PC = palliative care.

Multivariable Predictors of Palliative Care Consultation

A fully adjusted analysis revealed many of these factors to be predictive of PC consultation. Age was the strongest predictor: as age group increased from a baseline of 65–69 years, so did the odds of PC consultation, peaking in patients ≥90 years old at OR 3.3 (95%CI 2.4–4.5). Year of hospitalization was also striking. Compared with the reference year of 2009, the latter three years of the study period predicted PC use, with odds doubling by 2014. (OR 2.1, 95%CI 1.5–2.8).[Table 2]

Table 2.

Multivariable logistic regression showing strength of association between palliative care consultation and demographic, clinical, and hospital factors.

OR 95% CONFIDENCE INTERVAL
PROCEDURE
 Enterectomy 1.6 1.3 – 2.0
 Colectomy 0.7 0.6 – 0.9
 Ostomy 2.6 2.2 – 3.1
YEAR
 2009 1.0 ---
 2010 1.1 0.8 – 1.5
 2011 1.4 1.0 – 1.9
 2012 1.6 1.2 – 2.2
 2013 1.4 1.0 – 1.9
 2014 2.1 1.5 – 2.8
AGE (years)
 65–69 1.0 ---
 70–74 1.4 1.1 – 1.9
 75–79 1.4 1.1 – 1.9
 80–84 1.6 1.2 – 2.1
 85–89 2.3 1.7 – 3.0
 ≥90 3.3 2.4 – 4.5
SEX
 Male 1.0 ---
 Female 1.0 0.8 – 1.1
RACE
 Asian 0.8 0.5 – 1.3
 Black 0.9 0.7 – 1.2
 Hispanic 0.7 0.5 – 0.9
 Missing 0.9 0.6–1.3
 Other 0.6 0.3 – 1.1
 White 1.0 ---
INCOME QUARTILE
 Bottom 1.0 ---
 2nd 1.1 0.8 – 1.3
3rd 1.2 1.0 – 1.6
 Top 1.2 0.9 – 1.5
REGION
 Northeast 1.0 ---
 Midwest 1.7 1.3 – 2.2
 South 1.5 1.2 – 1.9
 West 2.3 1.7 – 2.9
HOSPITAL CONTROL
 Not-for-profit 1.0 ---
 Government 0.9 0.7 – 1.3
 Proprietary 0.5 0.4 – 0.7
TEACHING STATUS
 Non-teaching 1.0 ---
 Teaching 1.3 1.0 – 1.5
HOSPITAL BEDSIZE
 Small 1.0 ---
 Medium 1.4 1.0 – 1.8
 Large 1.3 1.0 – 1.7
RURAL/URBAN
 Rural 1.0 ---
 Urban 1.2 0.9 – 1.7
ELIXHAUSER COMORBIDITY (non-cancer)
 0 1.0 ---
 1 1.1 0.6 – 2.0
 2 1.6 0.9 – 2.8
 ≥3 1.9 1.1 – 3.3
METASTATIC DISEASE 2.2 1.9 – 2.6
*

P-value for reference categories in groups with 3 or more levels refers to the F-test for group effect (i.e., whether overall variable is significantly associated with outcome, rather than significant differences between levels).

Clinical factors that remained associated with PC included procedural type, number of comorbidities, and presence of metastatic disease. Colectomy was negatively associated with PC (OR 0.7, 95%CI 0.6–0.9), while enterectomy (OR 1.6, 95%CI 1.3–2.0) and especially ostomy formation (OR 2.6, 95%CI 2.2–3.1) were predictive. ECI ≥3 and presence of metastatic disease each conferred roughly twice the odds of PC consultation (OR 1.9, 95% CI 1.1–3.3 and OR 2.2, 95%CI 1.9–2.6, respectively).

Hospital factors that remained associated with PC included teaching status, hospital control, and region. Teaching status increased the odds of PC slightly (OR 1.3, 95%CI 1.0–1.5), and for-profit status reduced odds by half (OR 0.5, 95%CI 0.4–0.7). The strength of association between PC use and the four geographic zones mirrored the regional findings on univariable analysis. The Northeast, which had the lowest frequency of PC utilization, served as baseline for comparison. Relative to it, the South had 50% increased odds (OR 1.5, 95%CI 1.2–1.9), the Midwest 70% increased odds (OR 1.7, 95%CI 1.3–2.2), and the West 130% increased odds of PC consultation (OR 2.3, 95%CI 1.7–2.9).

Extent of Healthcare Utilization

Mean hospital LOS and costs were examined in a subset of patients who died before discharge. Mean LOS was 14.9 days for the PC group versus 14.8 days for the non-PC group, while mean total costs were $49,902 for the PC group and $48,173 for the non-PC group (P-values not significant).

Given distinct geographical utilization patterns identified on uni- and multivariable analyses, we further sub-stratified the cohort by region in order to assess for differential outcomes between PC and non-PC patients relating to region. Both endpoints were found to fluctuate between regions; however, differences between PC and non-PC groups within each region were not significant. Mean LOS was highest in the Northeast at 17.7 days, followed by the South at 14.4 days, the West at 13.8 days, and the Midwest at 12.4 days (p<0.01). Within individual regions, LOS was similar for PC and non-PC patients. Mean total hospital costs were highest in the West at $61,138 and lowest in the Midwest at $41,905, bracketing the Northeast at $52,744 and South at $43,291(p<0.01). Within each region, costs were similar for PC and non-PC groups.[Table 3]

Table 3.

Mean length of stay and mean total hospital costs for patients who died during hospital admission, stratified by region and palliative care receipt. PC = palliative care. LOS = length of stay.

NORTHEAST SOUTH MIDWEST WEST
NO PC PC P-VALUE NO PC PC P-VALUE NO PC PC P-VALUE NO PC PC P-VALUE
MEAN LOS
(Days)
17.8 16.9 0.62 14.1 16.0 0.09 11.9 13.9 0.17 14.4 12.6 0.22
MEAN COSTS
(USD)
54,039 47,383 0.22 43,015 44,517 0.68 40,471 46,469 0.18 61,069 61,283 0.98

Discussion

The mission to integrate palliative care with surgical treatment was adopted by the American College of Surgeons (ACS) over a decade ago. In 2005, the ACS Committee on Ethics partnered with a newly formed Surgical Palliative Care Task Force to publish a statement of commitment to the core principles of PC in treating patients throughout their life cycles and at the end of life. This set off a cascade of initiatives aimed at increasing PC utilization by augmenting PC certification among surgeons, encouraging PC specialist referrals, and providing education about palliative treatment strategies in daily surgical practice.[79,1117]

Still, contemporary literature suggests that surgeons fall short of utilization goals. Surgeons make up just a fraction of certified palliative care specialists in the United States, likely due to time constraints during training and practice. They refer patients to palliative specialists less often than non-surgeon providers. In intensive care unit settings, they are less likely to initiate end of life planning with patients and families. Reasons for these patterns have been explored by in-depth surveys and interviews, which highlight persistent gaps in education and awareness, discomfort leading end of life conversations, and overestimations of patient outcomes.[1,810,40,41] Beyond these barriers indigenous to surgery as a whole, disparities that exist across surgical practices have not been closely examined.

We sought in this study to identify specific factors related to patients and healthcare systems that make surgeons more or less likely to invoke PC expertise in clinical care. As a test population, we chose a highly specific cohort whose treatment was likely to be guided by a surgical team. We hypothesized that elderly patients with CRC who suffered a life-threatening complication were almost universally appropriate for palliative referral, and thus deviations might reveal factors predictive of PC consultation. Our study demonstrated unacceptably low nationwide use of PC consultation, in addition to striking regional differences in utilization across the United States.

The nationwide rate of PC consultation in this surgical cohort was roughly 4%, alarming given that other studies of PC referral rates in advanced malignancy have cast estimates in the 12–40% range, depending on the year and health system.[9,4244] PC use increased as the study period progressed, as would be expected given the growing number of PC programs in U.S. hospitals during recent years, and perhaps also reflecting the ACS’s efforts to augment utilization over the last decade.[45,46] Still, the 4% PC rate found in this study period may now be an underestimate. As shown in Figure 2, PC programs in the U.S. are continually proliferating over time. Since 2010, evidence has continued to emerge linking PC use with improved outcomes like survival and cost in cancer patients, buttressing a growing movement toward wider PC utilization.[3,38]

Figure 2.

Figure 2.

Percent of United States hospitals with a Palliative Care program, by census region. Copied with permission from the Center to Advance Palliative Care and the National Palliative Care Research Center’s 2015 State-by-State Report Card. Available at: https://registry.capc.org/wp-content/uploads/2016/01/2015-State-by-state-Report-Card.pdf.

Concordant with studies of non-surgical cohorts, patients who died during admission or who were at highest risk for death, including those with advanced age, more comorbid conditions, and metastatic cancer, had more PC utilization.[4547] Hospitals that were academic, not-for-profit, and of larger bedsize also had higher rates of use, consistent with multiple prior studies showing higher prevalence of PC programs, and naturally higher utilization of PC, in hospitals with these same features.[17,18,23,44,45]

Unexpected was the lack of difference in cost and LOS between PC and non-PC patients. Prior studies of non-surgical cohorts have reported improved outcomes among PC patients in healthcare utilization, including cost and number of procedures at the end of life.[18,37,38,44] In our surgical cohort, such advantages were not seen, possibly due to the fact that significant costs and resource utilization were necessitated by the surgical intervention itself. Additional studies of PC use in surgical populations are needed to further investigate this discrepancy.

Also unexpected was the association of Western and Midwestern regionality with higher PC utilization than the Northeast. According to the 2015 report by the Center to Advance Palliative Care, which draws data from the American Hospital Association Annual Survey of Hospitals Database and the National Palliative Care Registry, the highest concentration of PC programs is in New England, followed by the Mid-Atlantic and Pacific, the Midwest, and finally the South.[Figure 2] [45] In 2016, Roeland and colleagues used SEER-Medicare data to show that for elderly patients with cancer, PC consultations coded by ICD-9’s V66.7 were highest in the Northeast and West. Unequal access to PC services across the country has been cited as a critical barrier to care delivery; it was thus surprising that the Northeast, where PC resources are most abundant, ranked lowest in utilization in our study’s surgical cohort.[4447]

What is the reason for this disparity? The lack of clinical granularity in the NIS database, a ubiquitous shortcoming in national clinical databases, makes this difficult to answer definitively. Root causes might lie at any level of care delivery, including the hospital, surgeon, and patient. Given the robust infrastructure of PC programing in the Northeast, lack of hospital resources or access are unlikely. Geographic differences and biases in goals of care, decision-making, and expectations of surgical outcomes among surgeons or patients appear more plausible.

Ethnic, religious, and cultural traditions have been linked with guiding end of life healthcare priorities and decision-making, and should be considered as possible contributors to our findings.[4850] An intriguing study by Matlock and colleagues found that regional variability in PC use among cardiologists was associated with physician practice patterns. Among cardiologists polled about PC utilization in theoretical clinical scenarios, those practicing in regions with the highest end of life expenditures reported the lowest PC utilization.[51] Analogously, in our analyses of care utilization among patients who died during admission, Northeastern states had the longest LOS and utilized PC the least. This relationship did not extend to end of life expenditures, however, which were lowest in Western states that utilized PC the most. Beyond regional variations in surgical care utilization at the end of life, other practitioner qualities that could not be measured from our dataset, including attitudes toward PC and expectations of surgical outcomes, should be further explored in future studies.

Conclusions

Among a nationally representative cohort of elderly patients with complicated colorectal cancer requiring emergent gastrointestinal surgery, use of palliative care as an adjunct to treatment is alarmingly low. Patients with highest mortality risk, marked by older age, more comorbidities, and metastatic disease, are more likely to receive palliative care, and academic and non-proprietary hospitals are more likely to provide it. For this surgical cohort, availability of palliative care programs does not necessarily translate to utilization, as demonstrated by higher palliative care consultation rates in regions outside the Northeast. Future studies should explore this unexpected finding to address disparities in care that may relate to surgical biases and practice patterns.

Acknowledgements

This publication was made possible by CTSA Grant Numbers TL1 TR001864 and UL1 TR001863 from the National Center for Advancing Translational Science (NCATS), components of the National Institutes of Health (NIH), NIH roadmap for Medical Research, and by the National Institute of Diabetes and Digestive and Kidney Diseases of the National Institutes of Health under Award Number T35DK104689. Its contents are solely the responsibility of the authors and do not necessarily represent the official view of NIH. We also acknowledge the Center to Advance Palliative Care and the National Palliative Care Research Center for generously permitting use of an original illustration from the “2015 State-by-State Report Card” [Figure 2].

Footnotes

This study will be presented at: Digestive Diseases Week, Society for the Surgery of the Alimentary Tract, June 2018, Washington, DC

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