Abstract
Substance P receptor [neurokinin 1 (NK1)] antagonists (SPAs) represent a novel mechanistic approach to antidepressant therapy with comparable clinical efficacy to selective serotonin reuptake inhibitors (SSRIs). Because SSRIs are thought to exert their therapeutic effects by enhancing central serotonergic function, we have examined whether SPAs regulate neuronal activity in the dorsal raphe nucleus (DRN), the main source of serotonergic projections to the forebrain. Using in vivoelectrophysiological techniques in the guinea pig, we found that administration of the highly selective NK1 receptor antagonist 1-(5-{[(2R,3S)-2-({(1R)-1-[3,5-bis(trifluoromethyl)phenyl]ethyl}oxy)-3-(4-phenyl)morpholin-4-yl]methyl}-2H-1,2,3-triazol-4-yl)-N,N-dimethylmethanamine (L-760735) caused an increase in DRN neuronal firing rate. However, unlike chronic treatment with fluoxetine, there was no detectable 5-HT1A autoreceptor desensitization.In vitro electrophysiological investigation showed that these effects were not mediated by a direct action in the DRN, an observation supported by immunocytochemical analysis that identified the lateral habenula (LHb) as a more likely site of action. Subsequently, we found that local application of L-760735 into the LHb increased firing in the DRN, which, together with our data showing that L-760735 increased metabolic activity in the cingulate cortex, amygdala, LHb, and DRN, indicates that the effects of L-760735 may be mediated by disinhibition of forebrain structures acting via a habenulo raphe projection. These findings support other evidence for an antidepressant profile of SPAs and suggest that regulation of DRN neuronal activity may contribute to their antidepressant mechanism of action but in a manner that is distinct from monoamine reuptake inhibitors.
Keywords: dorsal raphe, NK1 receptors, lateral habenula, depression, guinea pig, electrophysiology
Abnormalities in central 5-HT neurotransmission are associated with anxiety and depression. Clinically effective antidepressant drugs such as the selective serotonin reuptake inhibitors (SSRIs) fluoxetine and paroxetine are thought to exert their therapeutic effects by facilitating 5-HT function (Bel and Artigas, 1993). This is believed to occur, in part, at the level of the dorsal raphe nucleus (DRN) where SSRIs cause a functional desensitization of 5-HT1Aautoreceptors, leading to an increase in 5-HT neuronal activity (Blier and de Montigny, 1994; Jolas et al., 1994). Because the DRN is the major source of ascending 5-HT projections (Vertes, 1991), this is believed to increase forebrain levels of 5-HT.
However, the therapeutic efficacy of SSRIs is limited by their side-effect profile and the delay in clinical benefit associated with their use, and so there is a pressing need for a new class of antidepressant drug. This need may be fulfilled by neurokinin 1 (NK1) receptor antagonists. In preclinical studies, pharmacological blockade or genetic deletion of NK1 receptors has produced effects similar to those produced by antidepressant drugs by attenuating behavioral and neurochemical stress responses, including neonatal vocalization (Kramer et al., 1998; Rupniak et al., 2000), aggression (Shaikh et al., 1993;de Felipe et al., 1998), shock-induced sensitization of the acoustic startle response (Krase et al., 1994), and activation of noradrenergic (Hahn and Bannon, 1999) and dopaminergic (Barton et al., 1999) neurons by restraint. Furthermore, in the clinic, the substance P (SP) antagonist (SPA) 5-[(2(R)-[1(R)-[3,5-bis(trifluoromethyl)phenyl]ethoxy]- 3(S)- (4-fluorophenyl)-4-morpholinyl)methyl]-2,4-dihydro-3H-1,2,4-tria-zol-3-one] (MK869) has produced therapeutically beneficial effects in patients with Major Depressive Disorder (Kramer et al., 1998). Because MK869 has no appreciable affinity for monoamine receptors, transporters, or monoamine oxidase and a different adverse event profile from paroxetine, these observations indicate that SPAs may provide a novel mechanistic approach to alleviate depression.
Anatomical evidence suggests a close link between SP and 5-HT systems in the brain, raising the possibility that SPAs influence central 5-HT function. For example, at the level of the DRN, SP is coexpressed with 5-HT in ∼50% of neurons in humans (Baker et al., 1991; Sergeyev et al., 1999) and macaques (Charara and Parent, 1998), whereas experimental data from the rat indicate that SP regulates DRN neuronal activity via an inhibitory projection from the lateral habenula (LHb) (Neckers et al., 1979; Reisine et al., 1982), the principal relay in descending projections from the forebrain to the DRN (see Fig.1 for schematic). Together, the data suggest that SPAs can influence DRN function, and so the present study was designed to examine the effects of SPA treatment on DRN neuronal activity using electrophysiological, neuroanatomical, and neurochemical techniques. Experiments were performed in guinea pigs because NK1 receptor pharmacology in this species resembles that in humans (Beresford et al., 1991; Gitter et al., 1991); the SPA used was 1-(5-{[(2R,3S)-2-({(1R)-1-[3,5-bis(trifluoromethyl)phenyl]ethyloxy)-3-(4-phenyl)morpholin-4-yl]methyl}-2H-1,2,3-triazol-4-yl)-N,N-dimethylmethanamine (L-760735), a selective and brain penetrant analog of MK869 with high affinity at the guinea pig NK1 receptor (IC50, 0.34 nm). The effects of L-760735 were compared with those of its low-affinity analog 1-(5-{[(2S,3R)-2-({(1S)-1-[3,5-bis(trifluoromethyl)phenyl]ethyl}oxy)-3-(4-fluorophenyl) morpholin-4-yl]methyl}-2H-1,2,3,-triazol-4-yl)N,N-dimethylmethanamine (L-770765) (IC50, 320 nm) or its (S)-enantiomer 1-(5-{[(2S,3R)-2-({(1S)-1-[3,5-bis(trifluoromethyl)phenyl]ethyl}oxy)-3-(4-phenyl)morpholin-4-yl]methyl]-2H-1,2,3-triazol-4-yl)-N,N-dimethylmethanamine (L-781773) (IC50, 545 nm) to control for nonspecific actions (Kramer et al., 1998).
MATERIALS AND METHODS
In vitro electrophysiological recordings from the DRN. Brain slices were prepared from male guinea pigs (∼180 gm; Dunkin Hartley; Harlan, Bicester, UK). Coronal slices (400 μm thick) of the DRN were cut and then transferred to a recording chamber under continuous flow (∼2 ml/min) of artificial aerated (95% O2 plus 5% CO2) CSF at 34°C [composition (in mm): 126 NaCl, 2.5 KCl, 1.2 NaH2PO4, 2.4 CaCl2.2 H2O, 1.3 MgCl2·6 H2O, 26 NaHCO3, and 10 d-glucose, pH 7.4]. Conventional techniques were used to make intracellular current-clamp recordings using microelectrodes filled with K-acetate (3m).
In vivo electrophysiological recordings. Male Dunkin Hartley guinea pigs (350–600 gm) were anesthetized with sodium pentobarbitone (60 mg/kg, i.p., followed by 40 mg/kg i.v. infusion), and electrophysiological recordings were made from the DRN using glass microelectrodes (filled with pontamine sky blue in 0.5m Na-acetate; 9.5–10 mm caudal to bregma and 6–8 mm deep). Cells with characteristics of 5-HT neurons were identified by their wide action potentials (1.5–2 msec), slow regular firing rate (0.5–5 Hz), and inhibition by the 5-HT1A agonist 8-hydroxy-2(di-n-propylamino)tetralin (8-OH-DPAT) (10 or 30 μg/kg, i.v.; n = 23). In acute studies, either L-760735 or L-770765 was administered (3 mg/kg, i.v.) after 10–15 min of stable unit activity. The dose of 3 mg/kg for L-760735 was based on dose–response studies in this species that establish this to be a maximally efficacious dose (Kramer et al., 1998). In chronic studies performed on the day after 28 d of once daily oral dosing with either vehicle, fluoxetine (10 mg · kg−1 · d−1), or L-760735 (3 mg · kg−1 · d−1), the spontaneous DRN single neuronal firing rate was recorded and used to calculate the incidence of burst firing [more than or equal to two spikes with an interspike interval of ≤10 msec as defined previously (Hajos et al., 1995)]. Cells were then tested with cumulative doses of 8-OH-DPAT (1–300 μg/kg, i.v.) until >70% inhibition was observed. ID50 values were calculated (Prism; GraphPad Software, San Diego, CA) and compared using a one-way ANOVA followed by Dunnett's t tests. In microiontophoretic studies, L-760735 was applied locally into the LHb (5.4 mm caudal and 1.1 mm lateral to bregma, 5.7–5.8 mm ventral). The barrels of the pipette were filled with 5 mm L-760735 or L-770765 (in 200 mm NaCl at pH 3.5; −0.5 V retaining voltage) and pontamine sky blue (2% in 0.5 m Na-acetate). Either L-760735 or L-770765 was iontophoresed into the LHb at currents of up to +80 nA, and the effects on DRN neuronal activity were recorded. After each experiment, pontamine sky blue was ejected (−20 μA, 2–5 min) to mark the location of the DRN test cell and habenula injection site; the brain was subsequently removed, frozen, and sectioned (20 μm) to verify correct electrode placement.
Immunocytochemical determination of NK1receptor expression. For the purposes of comparison between rodent and primate species, the DRN and LHb from the guinea pig, primate, and rat were examined for NK1 receptor expression. DRN and LHb sections were blocked in 5% normal goat serum in PBS plus 0.3% Triton X-100 (PBS + Tx) for 1 hr before incubation with rabbit anti-NK1 receptor (1:5000) overnight at +4°C. Sections from rodent species were immunostained for NK1 receptor using an antibody raised to a synthetic 15 aa peptide sequence (SP receptor 393–407) corresponding to the C terminus of the rat NK1receptor (Vigna et al., 1994). For primate tissues, the fusion protein antibody developed by Dr. R. Shigemoto (University of Kyoto, Kyoto, Japan) was used because it has been used successfully with human brain tissue (Cicchetti et al., 1996). Sections were washed in PBS + Tx and incubated in biotinylated goat anti-rabbit IgG (1:200). After washes in PBS + Tx and subsequent incubation in Elite ABC horseradish peroxidase complex, sections were developed in 3,3-diaminobenzidine (0.25 mg/ml in PBS) for 5 min. Once dried onto slides, sections were mounted and examined using bright field illumination on a Leica (Milton Keynes, UK) microscope.
Measurement of brain metabolic activity using 2-[14C(U)]deoxyglucose. To identify other midbrain and forebrain regions that might be affected by NK1 receptor blockade, regional increases in metabolic activity were measured by 2-DG utilization after acute administration of L-760735. Male guinea pigs were anesthetized (as described above) and cannulated to allow maintenance of blood gases within normal physiological range as described previously (Kurumaji and McCulloch, 1989). Vehicle (n = 4), L-760735 (3 mg/kg;n = 5), or its less active enantiomer L-781773 (3 mg/kg; n = 6) was administered intravenously followed 5 min later by a 10 μCi injection of 2-[14C(U)]deoxyglucose (PerkinElmer Life Sciences, Cambridge, UK). Serial blood samples were taken, and the animal was killed 45 min later with an overdose of anesthetic; brains were then removed, frozen, sectioned, and apposed to autoradiograph film (Hyperfilm bmax; Amersham Biosciences, Little Chalfont, UK). Glucose utilization was derived from the Sokoloff equation (Sokoloff et al., 1977). Values of plasma 2-deoxyglucose, glucose levels, and 14C local brain concentrations read against known standards on an image analysis system (AIS Imaging Research Inc., St. Catherines, Canada) were inserted into the Sokoloff equation. Data are shown as mean ± SEM. Statistical analyses were performed using a Student'st test.
Effects of L-760735 on 5-HT receptors and transporters in vitro. Radioligand-binding assays were performed by Panlabs (Taipei, Taiwan) DiscoveryScreen using monoamine transporter assays as described previously (Berger et al., 1990; Cesura et al., 1990; Tejani-Butt et al., 1990; Boja et al., 1992).
RESULTS
Effects of L-760735 on DRN neuronal activityin vitro
Guinea pig DRN neurons were identified by their position within the in vitro slice and by their characteristic biophysical properties (membrane potential, −74 ± 4 mV; input resistance, 159 ± 33 MΩ; n = 8). In the presence of tetrodotoxin (0.5 μm), direct application of the 5-HT1A receptor agonist 8-OH-DPAT (1 μm) caused a large hyperpolarization of DRN neurons (−14 ± 2 mV; n = 4), consistent with the direct activation of 5-HT1A autoreceptors. In contrast, SP (500 nm; n = 7) or L-760735 (100 nm; n = 3) had no effect on either the membrane potential or input resistance in the same neurons (Fig. 2).
Effects of L-760735 on DRN neuronal activityin vivo
Acute studies
Intravenous administration of L-760735 (3 mg/kg) caused an approximate doubling of the firing rate (86 ± 12% increase;n = 5) that lasted >1 hr; administration of the same dose of L-770765 had no effect on DRN neuronal activity (+11 ± 5%; n = 4) (Fig. 3). Burst firing was not observed after acute administration of L-760735 (percentage of events in bursts occurring before and after injection of L-760735: 0.81 ± 0.45 and 1.1 ± 0.67, respectively;n = 6).
Chronic studies
The spontaneous firing pattern of DRN neurons was indistinguishable in guinea pigs that had been chronically treated with vehicle or with the SSRI fluoxetine (10 mg · kg−1 · d−1). In contrast, the spontaneous firing rate and the number of action potentials that occurred in burst events were markedly increased in animals that had been chronically treated with L-760735 (3 mg · kg−1 · d−1) (Fig. 4). DRN neuronal activity was dose dependently inhibited by intravenous injection of 8-OH-DPAT (1–300 μg/kg); the dose–response curve to 8-OH-DPAT was the same in animals that had been chronically treated with either vehicle or L-760735 (ID50 values of 7.9 and 8 μg/kg, respectively) and in naive animals (ID50, 7.2 μg/kg). In contrast, the dose–response curve to 8-OH-DPAT was shifted to the right in the fluoxetine-treated group (ID50, 306 μg/kg) (Fig. 4), indicating 5-HT1A autoreceptor desensitization.
Iontophoretic studies
Microiontophoretic application of L-760735 into the LHb caused a large (∼2.5-fold) increase in DRN neuronal firing rate in 8 of 11 cells studied; there was no effect of L-760735 on the three other cells examined. L-770765 was applied to five of the sites within the habenula where L-760735 was active and was without effect (Fig.5). Application of L-760735 into areas adjacent to the LHb also had no effect.
Expression of NK1 receptors in DRN and LHb
Immunocytochemistry revealed only sparse expression of NK1 receptors in the guinea pig DRN; this pattern of expression resembles that seen in primate brain (Fig.6a–c) but is in marked contrast to the rat, where there is a high density of NK1 receptors (Vigna et al., 1994). Unlike in the DRN, NK1 receptor immunoreactivity is prominent in the LHb of the guinea pig and primate (Fig.6d–f), where each displays somatodendritic labeling characteristic of a postsynaptic localization.
Effects of L-760735 on brain metabolic activity
L-760735 (3 mg/kg) caused an increase in neuronal activity, measured as regional increases in metabolic rate, in the amygdala, DRN, LHb, and cingulate cortex when compared with animals treated with vehicle. No changes were seen in the striatum or inferior colliculi. The less active enantiomer L-781773 (3 mg/kg) produced no significant increases in metabolism in the regions examined (Fig.7).
Effects of L-760735 on 5-HT receptors and transportersin vitro
L-760735 was not active in human and rodent assays of monoamine oxidase A and B, the 5-HT transporter, or 5-HT1A,5-HT2, 5-HT3,5-HT4, 5-HT5,5-HT6, and 5-HT7 receptors (IC50, >3 μm).
DISCUSSION
These data show that a highly selective NK1receptor antagonist can alter the firing pattern of DRN neurons in a manner that is distinct from that seen with fluoxetine. Our findings suggest that SPAs may regulate the firing of ascending 5-HT neurons in the DRN and alter activity in forebrain circuits involved in integrating stress and fear processing. These actions may contribute to the antidepressant effects of SPA treatment.
The first series of in vitro electrophysiological experiments investigated whether the SPA L-760735 had direct actions on 5-HT neurons in the DRN. The membrane potential of 5-HT neurons, identified by their hyperpolarizing response to the 5-HT1A receptor agonist 8-OH-DPAT, was unaffected by application of SP or L-760735 to the DRN slices. These observations, supported by data from the immunocytochemical study, suggest that NK1 receptors are not present on 5-HT neurons in the guinea pig DRN.
A series of in vivo electrophysiological experiments was then performed to examine the effect of L-760735 on the spontaneous activity of neurons in the DRN of anesthetized guinea pigs. Both acute and chronic treatment with L-760635 significantly increased the firing rate of DRN neurons, an observation that is consistent with data from NK1R−/− mice (Santarelli et al., 2001). Recent studies with NK1R−/− mice have also identified clear desensitization of 5-HT1A autoreceptors, evidenced by a reduction in the potency of 8-OH-DPAT to inhibit both DRN neuronal firing and hypothermia and by a reduction in 8-OH-[3H]DPAT binding (Froger et al., 2001; Santarelli et al., 2001). However, in the present study, chronic treatment with L-760735 did not produce any detectable desensitization of 5-HT1A autoreceptors as measured by 8-OH-DPAT-induced neuronal inhibition. This discrepancy may reflect species or methodological differences or a developmental adaptation in the NK1R−/− rather than a true desensitization of the autoreceptor. Additional studies are required to examine other markers of 5-HT1A autoreceptor function in guinea pigs after chronic SPA treatment.
After chronic treatment with L-760735, DRN neurons also displayed an increased incidence of burst firing. This observation may explain why the SPA-induced increase in spontaneous firing in the DRN did not lead to 5-HT1A autoreceptor desensitization. Previous work has shown that low-frequency stimulation evokes 5-HT release in the DRN that is associated with 5-HT1Aautoreceptor control, whereas the release evoked by the same number of stimuli delivered at high frequencies (bursts at 50 Hz) is relatively unaffected (O'Connor and Kruk, 1991). Thus, phases of high-frequency bursting activity may produce peaks in 5-HT concentration that, although larger in amplitude than those produced during tonic activity, are rapidly normalized by the 5-HT reuptake mechanism during the interburst interval and are less likely to contribute to activation of 5-HT1A autoreceptors.
Having shown that L-760735 had no direct effect on neuronal firing in the DRN, we performed an immunocytochemical study to identify those brain regions with high densities of NK1receptors in which L-760735 might act to modulate DRN activity. Immunocytochemistry revealed only sparse expression of NK1 receptors in the guinea pig DRN. Similarly, low levels of NK1 receptors were detected in the primate DRN, in contrast to the high levels seen in the rat DRN (Saffroy et al., 1994), further supporting the guinea pig as a species with NK1 receptor pharmacology and CNS distribution that closely resembles that in primates. These observations suggest that SPAs are unlikely to have direct effects on DRN neurons in humans, and hence, changes in DRN neuronal firing induced by SPAs are likely to result from blockade of NK1 receptors elsewhere in the brain. Unlike the DRN, several midbrain and forebrain structures that mediate stress responses have high densities of NK1 receptors, and among these is the LHb, an area of particular interest because it provides the main link between the forebrain and the DRN (Sutherland, 1982). The immunocytochemical experiments in the present study confirmed that high levels of NK1 receptors are expressed in the LHb of the guinea pig and primate, and furthermore, the 2-DG experiments revealed that treatment with L-760735 caused a large increase in activity in the LHb, as well as the DRN. Based on these observations, we speculated that direct application of L-760735 into the LHb might increase DRN neuronal firing in the anesthetized guinea pig. Indeed, in an in vivo electrophysiological study, we found that microiontophoretic application of L-760735 into the LHb caused a large increase in DRN neuronal firing rate, whereas application of L-760735 into areas adjacent to the LHb had no effect.
Extrinsic modulation of DRN function by the LHb has been reported previously (Wang and Aghajanian, 1977a) and has been confirmed recently in the human brain (Morris et al., 1999). Efferents from the LHb form the main forebrain projection to the DRN and exert a functional inhibitory tone on neuronal activity (Wang and Aghajanian, 1977a;Reisine et al., 1982; Ferraro et al., 1996). In turn, ascending 5-HT projections from the DRN can modulate stress responses in target forebrain regions that send outputs to the LHb. For example, electrical stimulation of the DRN inhibits neurons in the amygdala (Wang and Aghajanian, 1977b), and direct injection of 5-HT into the medial amygdala reduces defensive rage (Rodgers, 1977), possibly via an SP-containing projection to the medial hypothalamus (Shaikh et al., 1993). To complete the circuit, the main inputs to the LHb arise from the amygdala and other serotonergic regions in the forebrain, such as the hypothalamus and reticulopontine nucleus (Sutherland, 1982; Felton et al., 1999), thus providing the pathways for a feedback loop involving forebrain regions that express NK1receptors, coordinate stress responses, and regulate activity in the LHb and DRN (Fig. 1). The in vivo electrophysiological and 2-DG data from the present study show that SPA treatment increases neuronal activity in the amygdala, LHb, and DRN, lending support to the potential involvement of this circuit in the antidepressant actions of SPAs.
A proportion of inputs to the LHb could also arise directly from the DRN, because it has been reported that 5-HT neurons innervate the ventricular surface of the habenula in the human brain (Richards et al., 1981). Because many 5-HT neurons in the human brain also contain SP, SPAs may block the effects of SP released via the forebrain–habenula loop. Moreover, because only 50% of ascending DRN 5-HT neurons coexpress SP in the human brain (Sergeyev et al., 1999), SPAs may provide a regionally specific regulation of 5-HT neuronal function that is distinct from the global changes in 5-HT systems produced by SSRIs that may contribute to mechanism-based side effects.
The 2-DG experiments in the present study also showed that SPA treatment increased metabolic activity in the cingulate cortex. Previous work has identified that changes in cingulate activity correlate with responsiveness to established antidepressant therapies in patients with Major Depressive Disorder (Pizzagalli et al., 2001). The observation that L-760735 increased activity in several brain regions suggests that SPAs may act at multiple levels in the forebrain and midbrain to regulate circuits involved in stress and fear processing.
The final series of experiments showed that L-760735 had no affinity for a range of 5-HT receptors or transporters in vitro and was not active in assays of monoamine oxidase A and B. These observations confirm that the effects of L-760735 on 5-HT neuronal activity were not mediated by direct interactions with 5-HT receptors or transporters and were not secondary to changes in monoamine metabolism.
In summary, our findings show that SPAs are able to modify DRN neuronal activity by a mechanism that is distinct from that of established antidepressant drugs. An increase in DRN neuronal firing rate was seen after both acute and chronic administration of L-760735, indicating that endogenous SP participates in a functional inhibition of this nucleus, as has been suggested by previous studies (Neckers et al., 1979; Reisine et al., 1982). These observations are consistent with reports of an increase in DRN neuronal firing in NK1R−/− mice (Santarelli et al., 2001). The increased neuronal discharge rate was accompanied by a change in the firing pattern of DRN neurons to a burst firing mode. This pattern of firing has been reported previously in DRN 5-HT neurons (Hajos et al., 1995; Hajos and Sharp, 1996, 1997) and is thought to be associated with more efficacious synaptic transmission (Gartside et al., 2000). It has been shown recently that the neuropeptide brain-derived neurotrophic factor also causes burst firing (Celada et al., 1996) and an increase in 5-HT release (Siuciak et al., 1996) in the DRN and has antidepressant-like properties in animal assays (Altar, 1999).
In addition to their direct actions in the amygdala and its efferent projections through which stress responses are coordinated, the effects of SPAs on DRN neuronal activity provide a second mechanism by which these compounds could exert psychotherapeutic actions to alleviate depression. A significant advantage of SPAs is that they do not cause a 5-HT hyperstimulation syndrome, and so the dose may be escalated with greater safety and less risk of side effects than for monoamine reuptake inhibitors.
Footnotes
We thank Dr. R. Shigemoto (University of Kyoto, Kyoto, Japan) for his NK1 receptor fusion protein antibody, F. Kuenzi for writing the Spike2 analysis scripts, F. J. Kelleher and R. Frankshun for the synthesis of L-760735 and L-770765, and A. Wheeldon, N. Clarke, and G. Bentley for technical assistance.
Correspondence should be addressed to Nadia M. J. Rupniak, Merck Sharp and Dohme Neuroscience Research Centre, Terlings Park, Harlow, Essex CM20 2QR, UK. E-mail: Nadia_Rupniak@merck.com.
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