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Bioengineering & Translational Medicine logoLink to Bioengineering & Translational Medicine
. 2019 Sep 5;4(3):e10143. doi: 10.1002/btm2.10143

Nanoparticles in the clinic: An update

Aaron C Anselmo 1,, Samir Mitragotri 2,
PMCID: PMC6764803  PMID: 31572799

Abstract

Nanoparticle drug delivery systems have been used in the clinic since the early 1990's. Since that time, the field of nanomedicine has evolved alongside growing technological needs to improve the delivery of various therapeutics. Over these past decades, newer generations of nanoparticles have emerged that are capable of performing additional delivery functions that can enable treatment via new therapeutic modalities. In the current clinical landscape, many of these new generation nanoparticles have reached clinical trials and have been approved for various indications. In the first issue of Bioengineering & Translational Medicine in 2016, we reviewed the history, current clinical landscape, and clinical challenges of nanoparticle delivery systems. Here, we provide a 3 year update on the current clinical landscape of nanoparticle drug delivery systems and highlight newly approved nanomedicines, provide a status update on previous clinical trials, and highlight new technologies that have recently entered the clinic.

Keywords: clinic, clinical translation, clinical trials, drug delivery, nanomedicine, nanoparticles, translational medicine

1. INTRODUCTION

The nanomedicine landscape continues to rapidly evolve driven by newly developed delivery strategies, new technologies, new treatment modalities, new drug approvals, and even clinical failures of current drugs. In 2016, we published a review article on the current clinical landscape of therapeutic nanoparticles, which highlighted over 25 Food and Drug Administration (FDA) or European Medicines Agency (EMA) approved nanomedicines and over 45 other nanoparticle technologies that were not FDA/EMA approved but were currently being evaluated in ongoing clinical trials.1 That article also featured discussions on different nanoparticle types, their applications, their advantages as compared to free drugs, and their potential. We also discussed many of the biological issues (i.e., biodistribution, biological barrier breaching, and treating heterogeneous diseases), technological issues (i.e., scale‐up limitations, parameter optimization, and predicting efficacy), and clinical challenges that have limited the translation of nanoparticles.1 In these past 3 years, since that article was published, two intravenously administered nanoparticles have been FDA and EMA approved, one intratumorally administered nanoparticle received European market approval (CE Mark), over 75 new trials have begun for the previously highlighted nonapproved nanoparticles, and over 15 new nanoparticle technologies have entered clinical trials. In this 3‐year update, we highlight these new clinical approvals, trials, and technologies to provide an updated snapshot on the current clinical landscape of nanoparticles in 2019.

2. NEW APPROVALS

Since our previous article, three nanomedicines have been approved: Patisiran/ONPATTRO, VYXEOS, and NBTXR3/Hensify. VYXEOS is a combination chemotherapy nanoparticle, developed and marketed by Jazz Pharmaceuticals that, encapsulates a synergistic molar ratio of cytarabine to daunorubicin of 5:1 and received FDA approval for the treatment of acute myeloid leukemia in August of 2017.2, 3 VYXEOS are 100 nm bilamellar liposomes where the lipid membrane consists of desaturated phosphatidylcholine:distearylphosphatidylglycerol:cholesterol (7:2:1M ratio).4 In the pivotal efficacy study (NCT01696084), VYXEOS provided a significant (p value = .005) improvement in overall survival of 9.6 months as compared to 5.9 months in the free drug control.2, 5 Importantly, this trial also showed that VYXEOS provided improved efficacy at a lower cumulative daunorubicin and cytarabine dose as compared to free drug counterparts.6 Since 2016, the number of clinical trials of VYXEOS has increased from 7 to 21 with the most recent trials investigating the use of VYXEOS in additional patient populations (e.g., children; NCT03826992) and leukemias (e.g., lymphoblastic leukemias; NCT03575325). Unlike other approved nanoparticles for cancer treatment, VYXEOS delivers two drugs in a synergistic ratio. Delivery of the synergistic combination of daunorubicin and cytarabine is enabled by the nanoparticle platform since the encapsulated ratio of drugs is able to both interact with target cells upon release. In the contrasting case of free drugs, each drug exhibits distinct pharmacokinetic profiles and are metabolized at different rates; as such, delivery of synergistic combinations of free drugs to target cells must also consider and counteract these biological processes. Product sales for VYXEOS were $100.8 million in 2018.7 As the first clinically approved nanoparticle to deliver a synergistic combination of free drugs, VYXEOS can pave the way for new combination nanoparticle formulations that leverage widely‐utilized combination chemotherapy regimens from the clinic.8, 9

Patisiran/ONPATTRO is an siRNA‐delivering lipid‐based nanoparticle developed and marketed by Alnylam, for the silencing of a specific gene responsible for expression of transthyretin, which can cause hereditary transthyretin amyloidosis.10 Patisiran/ONPATTRO lipid nanoparticles consist of (6Z,9Z,28Z,31Z)‐heptatriaconta‐6,9,28,31‐tetraen‐19‐yl‐4‐(dimethylamino) butanoate (DLin‐MC3‐DMA) plus cholesterol, 1,2‐distearoyl‐sn‐glycero‐3‐phosphocholine and α‐(3′‐{[1,2‐di(myristyloxy)propanoxy] carbonylamino}propyl)‐ω‐methoxy polyoxyethylene (PEG2000‐C‐DMG).11 Patisiran/ONPATTRO was approved by the FDA in August of 201812 and was the first clinically approved example of an RNAi therapy‐delivering nanoparticle administered intravenously. Importantly, Patisiran/ONPATTRO is also the first FDA approved RNAi therapeutic in general,12 independent of the nanoparticle delivery vehicle. Approval of the first RNAi therapeutic was a major milestone in the biotech industry and considering that the delivery vehicle was a nanoparticle, approval of Patisiran/ONPATTRO was also a major milestone for nanomedicines. In the Phase III efficacy study (NCT01960348), 56% of patients receiving Patisiran/ONPATTRO exhibited improvements in modified Neuropathy Impairment Score+7 as compared to 4% receiving the placebo.10 Moreover, serum transthyretin decreased by over 70% in patients receiving Patisiran/ONPATTRO as compared to less than 20% in patients receiving the placebo.10 Global net revenues for Patisiran/ONPATTRO were $12.1 million in 2018 with over 200 patients in Europe and the United States receiving treatment.13 As the first clinically approved siRNA/RNAi therapeutic, Patisiran/ONPATTRO demonstrates how nanoparticles can be used to enable the delivery, and in this case approval, of highly challenging therapeutics to humans.

NBTXR3/Hensify is a 50 nm crystalline hafnium oxide nanoparticle with negatively charged phosphate coating, developed and marketed by Nanobiotix.14 NBTXR3/Hensify enhances external radiotherapy via a physical mode of action that relies on hafnium's natural radioenhancing properties.14, 15 Specifically, the interaction between ionizing radiation and hafnium facilitates a higher energy deposit as compared to ionizing radiation without hafnium interaction; this results in the generation of significantly more electrons and increases radiation‐mediated cell death from standard radiation oncology procedures.14, 15 NBTXR3/Hensify received CE Mark approval in April of 2019 for the treatment of locally advanced soft tissue sarcoma.16 Since our previous article, the number of clinical trials of NBTXR3/Hensify has increased from 1 to 8. While NBTXR3/Hensify is approved for intratumoral administration, clinical trials had investigated it for intra‐arterial administration (NCT01946867). The newest trials are only investigating NBTXR3/Hensify for intratumoral injections, but have expanded their indications to include treatment of prostate cancer (NCT02805894) and lung cancer with combined immunotherapy (NCT03589339). The reasoning for including immunotherapy with NBTXR3/Hensify treatment builds on preclinical data that demonstrated improved efficacy of immunotherapies following NBTXR3/Hensify treatment, stemming from an increased antitumor immune response.17, 18 Since the mechanism of action of NBTXR3/Hensify is unique and unlike other approved nanoparticles or therapeutics, NBTXR3/Hensify may represent the next‐generation of nanoparticle therapeutics; specifically, nanoparticle therapeutics that can provide therapeutic benefits in a complementary and possibly synergistic way to standard therapeutic modalities. Table 1, which previously listed FDA/EMA approved nanomedicines as of 2016, is now updated to include these recently approved nanoparticles.

Table 1.

Updated clinically approved nanoparticle therapies and diagnostics, grouped by their broad indication

Name Particle type/drug Approved application/indication Approval (year) Investigated application/indication Updates on number of studies on ClinicalTrials.gov identifier
New approvals since 2016
VYXEOS
CPX‐351
(Jazz Pharmaceuticals)
Liposomal formulation of cytarabine:daunorubicin (5:1M ratio) Acute myeloid leukemia FDA (2017)
EMA (2018)
Various leukemias 2016:
VYXEOS: 7
2019:
VYXEOS: 21
ONPATTRO
Patisiran
ALN‐TTR02 (Alnylam Pharmaceuticals)
Lipid nanoparticle RNAi for the knockdown of disease‐causing TTR protein Transthyretin (TTR)‐mediated amyloidosis FDA (2018)
EMA (2018)
Transthyretin (TTR)‐mediated amyloidosis 2016:
3
2019:
11
NBTXR3
Hensify
(Nanobiotix)
Hafnium oxide nanoparticles stimulated with external radiation to enhance tumor cell death via electron production Locally advanced squamous cell carcinoma CE Mark (2019) Locally advanced soft tissue sarcoma 2016:
1 (an additional trial was listed as completed at the time)
2019:
8
Cancer nanoparticle medicines
Doxil
Caelyx
(Janssen)
Liposomal doxorubicin (PEGylated) Ovarian cancer (secondary to platinum based therapies)
HIV‐associated Kaposi's sarcoma (secondary to chemotherapy)
Multiple myeloma (secondary)
FDA (1995)
EMA (1996)
Various cancers including: solid malignancies, ovarian, breast, leukemia, lymphomas, prostate, metastatic, or liver 2016:
Doxil: 166
CAELYX: 90
2019:
Doxil: 182
CAELYX: 109
DaunoXome
(Galen)
Liposomal daunorubicin (non‐PEGylated) HIV‐associated Kaposi's sarcoma (primary) FDA (1996) Various leukemias 2016:
DaunoXome: 32
2019:
DaunoXome: 15
Myocet
(Teva UK)
Liposomal doxorubicin (non‐PEGylated) Treatment of metastatic breast cancer (primary) EMA (2000) Various cancers including: breast, lymphoma, or ovarian 2016:
Myocet: 32
2019:
Myocet: 35
Abraxane
(Celgene)
Albumin‐particle bound paclitaxel Advanced non‐small cell lung cancer (surgery or radiation is not an option)
Metastatic breast cancer (secondary)
Metastatic pancreatic cancer (primary)
FDA (2005)
EMA (2008)
Various cancers including: solid malignancies, breast, lymphomas, bladder, lung, pancreatic, head and neck, prostate, melanoma, or liver 2016:
Abraxane: 295
2019:
Abraxane: 432
Marqibo
(Spectrum)
Liposomal vincristine
(non‐PEGylated)
Philadelphia chromosome‐negative acute lymphoblastic leukemia (tertiary) FDA (2012) Various cancers including: lymphoma, brain, leukemia, or melanoma 2016:
Marqibo: 23
2019:
Marqibo: 28
MEPACT
(Millennium)
Liposomal mifamurtide
(non‐PEGylated)
Treatment for osteosarcoma (primary following surgery) EMA (2009) Osteosarcomas 2016:
MEPACT: 4 (3 active/recruiting)
2019:
MEPACT: 9 (3 active/recruiting)
Onivyde
MM‐398
(Merrimack)
Liposomal irinotecan
(PEGylated)
Metastatic pancreatic cancer (secondary) FDA (2015) Various cancers including: solid malignancies, breast, pancreatic, sarcomas, or brain 2016:
MM‐398/Onivyde: 7 (6 active/recruiting)
2019:
MM‐398/Onivyde: 38 (26 active/recruiting)
Iron‐replacement nanoparticle therapies
CosmoFer
INFeD
Ferrisat
(Pharmacosmos)
Iron dextran colloid Iron deficient anemia FDA (1992)
Some of Europe
Iron deficient anemia 2016:
INFeD: 6 (1 recruiting)
2019:
INFeD: 9
DexFerrum
DexIron
(American Regent)
Iron dextran colloid Iron deficient anemia FDA (1996) Iron deficient anemia 2016:
DexFerrum: 6
2019:
DexFerrum: 9
Ferrlecit
(Sanofi)
Iron gluconate colloid Iron replacement for anemia treatment in patients with chronic kidney disease FDA (1999) Iron deficient anemia 2016:
Ferrlecit: 13 (2 recruiting)
2019:
Ferrlecit: 20 (0 recruiting)
Venofer
(American Regent)
Iron sucrose colloid Iron replacement for anemia treatment in patients with chronic kidney disease FDA (2000) Iron deficient anemia
Following autologous stem cell transplantation
2016:
Venofer: 44
2019:
Venofer: 60
Feraheme
(AMAG)
Rienso
(Takeda)
Ferumoxytol
Iron polyglucose sorbitol carboxymethylether colloid Iron deficiency in patients with chronic kidney disease FDA (2009) Iron deficient anemia
Imaging: brain metastases, lymph node metastases, neuroinflammation in epilepsy, head and neck cancer, myocardial infarction, or multiple sclerosis
2016:
Ferumoxytol: 57 (6 recruiting/active for anemia treatment; 22 recruiting/active for imaging applications)
2019:
Ferumoxytol: 84 (6 recruiting/active for anemia treatment; 22 recruiting/active for imaging applications)
Injectafer
Ferinject
(Vifor)
Iron carboxymaltose colloid Iron deficient anemia FDA (2013) Iron deficient anemia 2016:
Ferinject: 50
Injectafer: 8
2019:
Ferinject: 79
Injectafer: 24
Monofer
(Pharmacosmos)
10% iron isomaltoside 1,000 colloid Treating iron deficiency and anemia when oral methods do not work or when iron delivery is required immediately Some of Europe Iron deficient anemia 2016:
Monofer: 22 (3 active/recruiting)
2019:
Monofer: 22 (11 active/recruiting)
Diafer
(Pharmacosmos)
5% iron isomaltoside 1,000 colloid Iron deficient anemia Some of Europe Iron deficient anemia 2016:
Diafer: 1 recruiting
2019:
Diafer: 1 completed
Nano/microparticle imaging agents
Definity
(Lantheus Medical Imaging)
Perflutren lipid microspheres Ultrasound contrast agent FDA (2001) Ultrasound enhancement for: liver or breast or intraocular or pancreatic tumors, pulmonary diseases, heart function, transcranial injuries, strokes, or liver cirrhosis 2016:
Definity: 58
2019:
Definity: 87
Feridex I.V.
(AMAG)
Endorem
Iron dextran colloid Imaging of liver lesions FDA (1996)
Discontinued (2008)
N/A: No current studies 2016:
Endorem: 4
Feridex: 2
No current active or recruiting studies
2019:
Endorem: 4
Feridex: 2
No current active or recruiting studies
Optison
(GE Healthcare)
Human serum albumin stabilized perflutren microspheres Ultrasound contrast agent FDA (1997)
EMA (1998)
Ultrasound enhancement for: lymph node, renal cell carcinoma, myocardial infarction, pulmonary transit times, or heart transplant rejections 2016:
Optison: 11 currently active or recruiting studies
2019:
Optison: 30 (6 active)
SonoVue
(Bracco Imaging)
Phospholipid stabilized microbubble Ultrasound contrast agent EMA (2001) Ultrasound enhancement for: liver neoplasms, prostate or breast or pancreatic cancer, or coronary/pulmonary disease 2016:
SonoVue: 43
2019:
SonoVue: 72
Resovist
(Bayer Schering Pharma)
Cliavist
Iron carboxydextran colloid Imaging of liver lesions Some of Europe
Discontinued (2009)
N/A
No current studies
2016:
2 studies mention Resovist:
No current active or recruiting studies
2019:
2 studies mention Resovist:
No current active or recruiting studies
Ferumoxtran‐10 Combidex
Sinerem
(AMAG)
Iron dextran colloid Imaging lymph node metastases Only available in Holland Imaging lymph node metastases 2016:
Ferumoxtran‐10:11 (1 active)
2019:
Ferumoxtran‐10:24 (1 active; 6 recruiting)
Nanoparticle vaccines
Epaxal
(Crucell)
Liposome with hepatitis A virus Hepatitis A vaccine Some of Europe
(discontinued)
Safety and immunogenicity of hepatitis A vaccine 2016:
Epaxal: 6 (1 recruiting)
2019:
Epaxal: 6 (0 recruiting)
Inflexal V
(Crucell)
Liposome with trivalent‐influenza Influenza vaccine Some of Europe
(discontinued)
Safety and immunogenicity of influenza vaccine 2016:
Inflexal V: 14 (all completed)
2019:
Inflexal V: 14 (all completed)
Particle anesthetics
Diprivan Liposomal propofol Induction and maintenance of sedation or anesthesia FDA (1989) General anesthesia in specific situations: morbidly obese patients, open heart surgery, or spinal surgery 2016:
Diprivan: 110
2016:
Diprivan: 162
Nanoparticles for fungal treatments
AmBisome
(Gilead Sciences)
Liposomal amphotericin B Cryptococcal meningitis in HIV‐infected patients
Aspergillus, Candida and/or Cryptococcus species infections (secondary)
Visceral leishmaniasis parasite in immunocompromised patients
FDA (1997)
Most of Europe
Preventing or treating invasive fungal infections 2016:
AmBisome: 50
2019:
AmBisome: 57
Nanoparticles for macular degeneration
Visudyne
(Bausch and Lomb)
Liposomal verteporfin Treatment of subfoveal choroidal neovascularization from age‐related macular degeneration, pathologic, or ocular histoplasmosis FDA (2000)
EMA (2000)
Macular degeneration 2016:
Visudyne: 52
2016:
Visudyne: 60

Note: Newly approved nanoparticles are separately listed in the first rows. Modified with permission from Reference 1.

Abbreviations: EMA, European Medicines Agency; FDA, Food and Drug Administration.

3. UPDATE ON PREVIOUS TRIALS

In our previous article, over 45 different nonapproved nanoparticles (liposomes, polymeric, micelles, albumin‐bound nanoparticles, and inorganic nanoparticles) were listed as active in a total of over 80 different clinical trials (mostly for the treatment of various cancers but also radiation exposure, arthritis, pneumonia, amyloidosis, hepatitis, and fibrosis). Of these 80 trials, 28 have since been completed with 12 being terminated early. Of the 45 different nanoparticles, seven possessed targeting functionality, and six offered stimuli‐responsive functions (e.g., thermal ablation in response to near‐infrared light, thermosensitive liposomes). Three of these nanoparticles, as mentioned above, have received FDA, EMA, or CE Mark approval. Here, we have updated our previous table to reflect the current status of each of these technologies to include new clinical trials and updates on previous trials. Seventy‐five new trials exist for the previously highlighted nanoparticles. Of these 75 new trials, 14 are for VYXEOS, 8 are for Patisiran/ONPATTRO, and 6 are for NBTXR3/Hensify. Of particular note, CRLX101, a cyclodextrin‐based nanoparticle‐camptothecin conjugate, began nine new trials and ABI‐009, albumin bound rapamycin, began 12 new trials. Table 2 summarizes these findings and additionally provides technical and clinical updates, when publicly available, for these clinically investigated nanoparticles.

Table 2.

Updates on previously reported intravenous nanoparticle clinical trials that have not been clinically approved and are currently undergoing clinical trials (not yet recruiting, recruiting, or active)

Name (company) Particle type/drug Investigated application/indication ClinicalTrials.gov identifiers (phase) Updates since 2016
Liposomes (cancer)
PROMITIL
(Lipomedix Pharmaceuticals)
PEGylated liposomal mitomycin‐C Solid tumors 2016:
NCT01705002 (Ph I): Completed
2019 additions:
NCT03823989 (Ph Ib): Recruiting
1 new trial
1 trial completed
ThermoDox®
(Celsion)
Lyso‐thermosensitive liposomal doxorubicin Temperature‐triggered doxorubicin release:
Breast cancer recurrence at chest wall (microwave hypothermia)
Hepatocellular carcinoma (radiofrequency ablation)
Liver tumors (mild hypothermia)
Refractory solid tumors (magnetic resonance high intensity focused ultrasound)
2016:
NCT02536183 (Ph I): Recruiting
NCT00826085 (Ph I/II): Completed
NCT02112656 (Ph III): Completed
NCT02181075 (Ph I): Completed
2019 additions:
NCT03749850 (Ph I): Not yet recruiting
1 new trial
3 trials completed
NCT02181075 (Ph I): Published results highlight how ThermoDox in combination with externally induced mild hyperthermia increase intratumoral concentration of dox by 3.7 times as compared to ThermoDox without hyperthermia induction.26
VYXEOS
CPX‐351
(Celator Pharmaceuticals)
Liposomal formulation of cytarabine:daunorubicin (5:1M ratio) Leukemias 2016:
NCT01804101 (not provided)
NCT02286726 (Ph II)
NCT02019069 (Ph II)
NCT01943682 (Ph I)
NCT02269579 (Ph II)
NCT02533115 (Ph IV)
NCT01696084 (Ph III)
2019 additions:
21 Total studies
Received FDA approval in 2017 and EMA approval in 2018
13 new trials
Oncoprex
(Genprex)
FUS1 (TUSC2) encapsulated liposome Lung cancer 2016:
NCT01455389 (Ph I/II): Active, not recruiting
0 new trials
Halaven
E7389‐LF
(Eisai)
Liposomal eribulin mesylate Solid tumors 2016:
NCT01945710 (Ph I): Completed
2019 additions:
NCT03207672 (Ph I): Recruiting
1 new trial
1 trial completed
188Re‐BMEDA‐liposome 188Re‐N,N‐bis (2‐mercaptoethyl)‐N′,N′‐diethylethylenediamine pegylated liposome Advanced solid tumors 2016:
NCT02271516 (Ph I): Unknown
0 new trials
Mitoxantrone hydrochloride liposome
(CSPC ZhongQi Pharmaceutical Technology)
Mitoxantrone liposome Lymphoma and breast cancer 2016:
NCT02131688 (Ph I): Unknown
NCT02596373 (Ph II): Recruiting
NCT02597387 (Ph II): Recruiting
NCT02595242 (Ph I): Withdrawn
NCT02597153 (Ph II): Terminated (only one subject enrolled in 1.5 years)
2019 additions:
NCT03776279 (Ph I): Recruiting
1 new trial
1 trial withdrawn
1 trial terminated
JVRS‐100 Cationic liposome incorporating plasmid DNA complex for immune system stimulation Leukemia 2016:
NCT00860522 (Ph I): Completed
0 new trials
1 trial completed
Lipocurc
(SignPath Pharma)
Liposomal curcumin Solid tumors 2016:
NCT02138955 (Ph I/II): Unknown
0 new trials
1 trial changed to unknown status
LiPlaCis
(LiPlasome Pharma)
Liposomal formulated cisplatin with specific degradation‐controlled drug release via phospholipase A2 (PLA2) Advanced or refractory tumors 2016:
NCT01861496 (Ph I): Recruiting
0 new trials
MM‐302
(Merrimack Pharmaceuticals)
HER2‐targeted liposomal doxorubicin (PEGylated) Breast cancer 2016:
NCT01304797 (Ph I): Unknown
NCT02213744 (Ph II/III): Terminated (felt not to show benefit over control per DMC and confirmed via futility analysis)
2019 additions:
NCT02735798 (Ph I): Withdrawn (the study was not started due to the sponsor choosing to not fund the trial)
1 new trial that was withdrawn
1 trial terminated
1 trial changed to unknown status
Merrimack halted the phase II study of MM‐302 (NCT02213744) due to it being unlikely that MM‐302 would demonstrate benefits over the control comparison.27
Merrimack published results for NCT01304797 where data suggested that a tracer nanoparticle could be used to select for patients that exhibit enhanced EPR effect as a means to screen for patients who would likely respond favorably to nanomedicines.28
LIPUSU®
(Nanjing Luye Sike Pharmaceutical Co., Ltd.)
Paclitaxel liposome Advanced solid tumors, or gastric, breast cancer 2016:
NCT01994031 (Ph IV): Unknown
NCT02142790 (Ph IV): Unknown
NCT02163291 (Ph II): Unknown
NCT02142010 (not provided): Unknown
2019 additions:
NCT02996214 (Ph IV): Not yet recruiting
1 new trial
Liposomes (gene therapy: Cancer)
TKM‐080301
(Arbutus Biopharma)
Lipid particle targeting polo‐like kinase 1 (PLK1) for delivery of siRNA Hepatocellular carcinoma 2016:
NCT02191878 (Ph I/II): Completed
0 new trials
1 trial completed
siRNA‐EphA2‐DOPC siRNA liposome for EphA2 knockdown Solid tumors 2016:
NCT01591356 (Ph I): Recruiting
0 new trials
PNT2258
(ProNAi Therapeutics)
Proprietary single‐stranded DNAi (PNT100) encapsulated in lipid nanoparticles Lymphomas 2016:
NCT02378038 (Ph II): Terminated
NCT02226965 (Ph II): Unknown
NCT01733238 (Ph II): Completed
0 new trials
1 trial completed
1 trial terminated
1 trial changed to unknown status
BP1001
(Bio‐Path Holdings)
Growth factor receptor bound protein‐2 (Grb‐2) antisense oligonucleotide encapsulated in neutral liposomes Leukemias 2016:
NCT01159028 (Ph I): Active, not recruiting
2019 additions:
NCT02923986 (Ph I): Recruiting
NCT02781883 (Ph II): Recruiting
2 new trials
DCR‐MYC
(Dicerna Pharmaceuticals)
DsiRNA lipid nanoparticle for NYC oncogene silencing Solid tumors, multiple myeloma, lymphoma, or hepatocellular carcinoma 2016:
NCT02110563 (Ph I): Terminated (sponsor decision)
NCT02314052 (Ph I/II) terminated (sponsor decision)
0 new trials
2 trials terminated
DCR‐MYC development discontinued.29
Atu027
(Silence Therapeutics GmbH)
AtuRNAi liposomal formulation for PKN3 knockdown in vascular endothelium Pancreatic cancer 2016:
NCT01808638 (Ph I/II): Completed
0 new trials
1 trial completed
SGT‐53
(SynerGene Therapeutics)
Cationic liposome with anti‐transferrin receptor antibody, encapsulating wildtype p53 sequence Glioblastoma, solid tumors, or pancreatic cancer 2016:
NCT02354547 (Ph I): Recruiting
NCT02354547 (Ph I): Recruiting
NCT02340156 (Ph II): Recruiting
NCT00470613 (Ph I): Completed
2019 additions:
NCT03554707 (Ph I): Not yet recruiting
1 new trial
1 trial completed
SGT‐94
(SynerGene Therapeutics)
RB94 plasmid DNA in a liposome with anti‐transferrin receptor antibody Solid tumors 2016:
NCT01517464 (Ph I): Completed
0 new trials
1 trial completed
MRX34
(Mirna Therapeutics)
Double‐stranded RNA mimic of miR‐34 encapsulated in liposomes Liver cancer 2016:
NCT01829971 (Ph I): Terminated (five immune related serious adverse events)
2019 additions:
NCT02862145 (Ph I): Withdrawn (5 immune related serious adverse events in phase 1 study)
1 new trial that was withdrawn
1 trial terminated
TargomiRs
(EnGeneIC)
Anti‐EGFR bispecific antibody minicells (bacteria derived nanoparticles) with a miR‐16 based microRNA payload Mesothelioma and non‐small cell lung cancer 2016:
NCT02369198 (Ph I): Completed
0 new trials
1 trial completed
NCT02369198 (Ph I): Published study demonstrates that TargomiRs were well‐tolerated by refractory malignant pleural mesothelioma patients.30
Liposomes (gene therapy: Other)
ND‐L02‐s0201
(Nitto Denko)
siRNA lipid nanoparticle conjugated to vitamin A Hepatic fibrosis and pulmonary fibrosis 2016:
NCT02227459 (Ph I): Completed
2019 additions:
NCT01858935 (Ph I): Completed
NCT03241264 (Ph I): Completed
NCT03538301 (Ph II): Recruiting
3 new trials (2 completed)
1 trial completed
ARB‐001467
TKM‐HBV
(Arbutus Biopharma)
Lipid particle containing three RNAi therapeutics that target three sites on the HBV genome Hepatitis B 2016:
NCT02631096 (Ph II): Completed
0 new trials
1 trial completed
ONPATTRO
Patisiran
ALN‐TTR02 (Alnylam Pharmaceuticals)
Lipid nanoparticle RNAi for the knockdown of disease‐causing TTR protein Transthyretin (TTR)‐mediated amyloidosis 2016:
NCT02510261 (Ph III)
NCT01961921 (Ph II)
NCT01960348 (Ph III)
2019 additions:
11 total studies
Received FDA and EMA approval in 2018
Liposomes (other)
CAL02
(Combioxin SA)
Sphingomyelin and cholesterol liposomes for toxin neutralization Pneumonia 2016:
NCT02583373 (Ph I): Completed
0 new trials
1 trial completed
Nanocort
(Enceladus in collaboration with sun pharma global)
Liposomal prednisolone (PEGylated) Rheumatoid arthritis and hemodialysis fistula maturation 2016:
NCT02495662 (Ph II): Terminated (slow inclusion)
NCT02534896 (Ph III): Terminated
0 new trials
2 trials terminated
RGI‐2001
(Regimmune)
Liposomal formulaton of α‐GalCer Mitigating graft versus host disease following stem cell transplant 2016:
NCT01379209 (Ph I/II): Unknown
2019 additions:
NCT04014790 (Ph II): Not yet recruiting
1 new trial
Sonazoid F‐butane encapsulated in a lipid shell Contrast enhanced ultrasound for imaging hepatocellular carcinoma, skeletal muscle perfusion, or for estimating portal hypertension 2016:
NCT00822991 (not provided): Recruiting
NCT02398266 (Ph II): Unknown
NCT02188901 (not provided): Completed
NCT02489045 (Ph IV): Recruiting
0 new trials
1 trial changed to unknown status
1 trial completed
Polymeric and micelles (cancer)
AZD2811
(AstraZeneca with BIND Therapeutics)
Aurora B kinase inhibitor in BIND therapeutics polymer particle accurin platform Advanced solid tumors 2016:
NCT02579226 (Ph I): Recruiting
2019 additions:
NCT03366675 (Ph II): Terminated (early detection of the purpose of the study)
NCT03217838 (Ph I): New, recruiting
2 new trials (1 terminated)
BIND‐014
(BIND Therapeutics)
PSMA targeted (via ACUPA) docetaxel PEG‐PLGA or PLA–PEG particle Prostate, metastatic, non‐small cell lung, cervical, head and neck, or KRAS positive lung cancers 2016:
NCT02479178 (Ph II): Terminated
NCT02283320 (Ph II): Completed
NCT01812746 (Ph II): Completed
NCT01792479 (Ph II): Completed
NCT01300533 (Ph I): Completed
0 new trials
4 trials completed
Pfizer purchased BIND Therapeutics' bankruptcy assets July 2016.31
Cynviloq
IG‐001
(Sorrento)
Paclitaxel polymeric micelle nanoparticle Breast cancer 2016:
NCT02064829 (not provided): Completed
0 new trials
1 trial completed
Genexol‐PM
(Samyang Biopharmaceuticals)
Paclitaxel polymeric micelle nanoparticle Head and neck or breast cancer 2016:
NCT01689194 (Ph II): Unknown
NCT02263495 (Ph II): Completed
NCT00912639 (Ph IV): Unknown
2019 additions:
NCT02739633 (Ph II): Recruiting NCT03008512 (Ph II): Recruiting
2 new trials
1 trial completed
1 trial changed to unknown status
NC‐6004 Nanoplatin
(Nanocarrier)
Polyamino acid, PEG, and cisplatin derivative micellar nanoparticle Advanced solid tumors, lung, biliary, bladder, or pancreatic cancers 2016:
NCT02240238 (Ph I/II): Active, not recruiting
NCT02043288 (Ph III): Unknown
2019 additions:
NCT03771820 (Ph II): Not yet recruiting
NCT03109158 (Ph I): Completed
NCT02817113 (Ph I): Unknown
3 new trials
1 trial changed to unknown status
NC‐4016 DACH‐Platin micelle
(Nanocarrier)
Polyamino acid, PEG, and oxaliplatin micellar nanoparticle Advanced solid tumors or lymphomas 2016:
NCT01999491 (Ph I): Completed
0 new trials
NK105
(Nippon Kayaku)
Paclitaxel micelle Breast cancer 2016:
NCT01644890 (Ph III): Completed
0 new trials
1 trial completed
Docetaxel‐PM
DOPNP201
(Samyang Biopharmaceuticals)
Docetaxel micelle Head and neck cancer and advanced solid tumors 2016:
NCT02639858 (Ph II): Recruiting
NCT02274610 (Ph I): Completed
2019 additions:
NCT03585673 (Ph II): Recruiting
1 new trial
1 trial completed
CriPec
(Cristal Therapeutics)
Docetaxel micelles Solid tumors, ovarian cancer 2016:
NCT02442531 (Ph I): Completed
2019 additions:
NCT03712423 (Ph I): Recruiting
NCT03742713 (Ph II): Recruiting
2 new trials
1 trial completed
CRLX101
(Cerulean)
Cyclodextrin‐based nanoparticle‐camptothecin conjugate Ovarian, renal cell, small cell lung, or rectal cancers 2016:
NCT02187302 (Ph II): Completed
NCT02010567 (Ph I/II): Active, not recruiting
NCT02389985 (Ph I): Terminated (company decision)
NCT01803269 (Ph II): Terminated (due to lack of activity and slow accrual)
NCT01652079 (Ph II): Completed
2019 additions:
NCT02769962 (Ph I): Recruiting
NCT03531827 (Ph II): Recruiting
NCT02648711(Ph I): Terminated (company decision)
NCT01380769 (Ph II): Completed NCT01612546 (Ph II): Completed
NCT00333502 (Ph II): Completed
NCT01625936 (Ph I): Completed
NCT00753740 (Ph II): Withdrawn (poor trial recruitment)
NCT00163319 (Ph III): Completed
9 new trials (1 terminated, 1 withdrawn, 5 completed)
2 previous trials completed
2 previous trials terminated
NCT02010567 (Ph I/II): Addition of CRLX101 to standard chemoradiotherapy was in locally advanced rectal cancer patients demonstrated well‐tolerability.32
CRLX301
(Cerulean)
Cyclodextrin based nanoparticle‐docetaxel conjugate Dose escalation study in advanced solid tumors 2016:
NCT02380677 (Ph I/II): Terminated (company decision)
0 new trials
1 trial terminated
Polymeric and micelles (other)
RadProtect
(Original BioMedicals)
PEG, iron, and amifostine micelle
Transferrin‐mediated chelation for amifostine release
Dose escalation and safety for acute radiation syndrome 2016:
NCT02587442 (Ph I): Unknown
0 new trials
Albumin‐bound (cancer)
ABI‐009
(Aadi with Celgene)
Albumin bound rapamycin Bladder cancer, PEComa, or pulmonary arterial hypertension 2016:
NCT02009332 (Ph I/II): Recruiting
NCT02587325 (Ph I): Recruiting
NCT02494570 (Ph II): Active not recruiting
2019 additions:
NCT03747328 (Ph II): Not yet recruiting
NCT03657420 (Ph I): Not yet recruiting
NCT03670030 (Ph II): Recruiting
NCT03646240 (Ph I): Recruiting
NCT03190174 (Ph I): Recruiting
NCT00635284 (Ph I): Completed
NCT03817515: Expanded access status: Available
NCT03439462 (Ph II): Recruiting
NCT03463265 (Ph II): Recruiting
NCT03660930 (Ph I): Recruiting
NCT02975882 (Ph I): Recruiting
NCT02646319 (Ph I): Completed
12 new trials (2 completed)
ABI‐011
(NantBioScience)
Albumin bound thiocolchicine analog (IDN 5405) Solid tumors or lymphomas 2016:
NCT02582827 (Ph I): Recruiting
0 new trials
Inorganic (cancer)
AuroLase
(Nanospectra Biosciences)
PEG‐coated silica‐gold nanoshells for near infrared light facilitated thermal ablation Thermal ablation of solid primary and/or metastatic lung tumors 2016:
NCT01679470 (not provided): Terminated
2019 additions:
NCT02680535 (not provided): Recruiting
NCT00848042 (not provided): Completed
2 new trials (1 completed)
1 trial terminated
NBTXR3
PEP503
(Nanobiotix)
Hafnium oxide nanoparticles stimulated with external radiation to enhance tumor cell death via electron production Locally advanced squamous cell carcinoma 2016:
NCT01946867 (Ph I): Unknown
2019 additions:
NCT02721056 (Ph II): Unknown
NCT02805894 (Ph II): Recruiting
NCT03589339 (Ph II): Not yet recruiting
NCT02379845 (Ph II): Active not recruiting
NCT02901483 (Ph I): Recruiting
NCT02465593 (Ph I): Recruiting
Received CE mark approval in 2019
6 new trials
1 trial changed to unknown status
Cornell Dots Silica nanoparticles with a NIR fluorophore, PEG coating, and a 124I radiolabeled cRGDY targeting peptide Imaging of melanoma and malignant brain tumors 2016:
NCT01266096 (not provided): Active, not recruiting
2019 additions:
NCT03465618 (Ph I): Recruiting
NCT02106598 (Ph II): Recruiting
2 new trials
Magnablate Iron nanoparticles Thermal ablation for prostate cancer 2016:
NCT02033447 (Ph 0): Completed
0 new trials
1 trial completed

Note: These trials are grouped by particle type and inidication. Modified with permission from Reference 1.

Abbreviations: EMA, European Medicines Agency; FDA, Food and Drug Administration.

4. NEW NANOPARTICLE TRIALS

Since 2016, our search revealed 18 new nanoparticles to have entered clinical trials. Of these 18 nanoparticles, 12 are liposomes and 17 are indicated for cancer (15 being for treatment and 2 for imaging). The lone non‐cancer indication is mRNA‐1944, which are two mRNAs encoding heavy and light chains of anti‐Chikungunya antibody formulated in lipid nanoparticles, toward the prevention of Chikungunya virus infection. Table 3 summarizes these findings. It should be noted that other clinical trials investigating nanoparticles for the delivery of mRNA exist but since they are predominately delivered through intradermal or other routes of administration they will not be covered here. We point the reader to a recent review on mRNA delivery strategies where current clinical trials and delivery vehicles are a primary focus.19

Table 3.

Intravenous nanoparticle therapies and diagnostics which are not clinically approved and are currently undergoing clinical trials (not yet recruiting, recruiting, enrolling by invitation, or active)

Name (company) Particle type/drug Investigated application/indication Current ClinicalTrials.gov identifiers (phase)
Liposomes (cancer)
MM‐310
(Merrimack Pharmaceuticals)
Nanoliposomal encapsulated docetaxel and functionalized with antibodies targeted to the EphA2 receptor Solid tumors NCT03076372 (Ph I): Recruiting
EGFR(V)‐EDV‐Dox
(EnGeneIC)
Bacterially derived minicell encapsulating doxorubicin Recurrent glioblastoma NCT02766699 (Ph I): Recruiting
Alprostadil liposome
(CSPC ZhongQi Pharmaceutical Technology)
Alprostadil liposome Safety and tolerability NCT03669562 (Ph I): Recruiting
Liposomal Annamycin
(Moleculin Biotech)
Liposomal Annamycin Acute myeloid leukemia NCT03388749 (Ph II): Recruiting
NCT03315039 (Ph II): Recruiting
FF‐10831
(Fujifilm Pharmaceuticals)
Liposomal Gemcitabine Advanced solid tumors NCT03440450 (Ph I): Recruiting
Anti‐EGFR‐IL‐dox
(Swiss Group for Clinical Cancer Research; University Hospital, Basel, Switzerland)
Doxorubicin‐loaded anti‐EGFR immunoliposomes Advanced triple negative EGFR positive breast cancer
High grade gliomas
NCT02833766 (Ph II): Recruiting
NCT03603379 (Ph I): Recruiting
TLD‐1/Talidox
(InnoMedica)
A new formulation of liposomal doxorubicin Advanced solid tumors NCT03387917 (Ph I): Recruiting
NC‐6300
(NanoCarrier)
Micelle encapsulated epirubicin Advanced solid tumors or soft tissue sarcoma NCT03168061 (Ph II): Recruiting
Liposomes (gene therapy: Cancer)
MRT5201
(Translate Bio)
mRNA encapsulated in PEGylated liposomes Ornithine transcarbamylase deficiency NCT03767270 (Ph I): Not yet recruiting
Lipo‐MERIT
(Biontech RNA Pharmaceuticals)
Four naked ribonucleic acid (RNA)‐drug products formulated with liposomes Cancer vaccine for advanced melanoma NCT02410733 (Ph I): Recruiting
Liposomes (immunotherapy: Cancer)
IVAC_W_bre1_uID Patient‐specific liposome (specificity for antigen‐expression on a patient's tumor) complexed RNA Triple negative breast cancer NCT02316457 (Ph I): Recruiting
Liposomes (gene therapy: Vaccine)
mRNA‐1944
(Moderna)
Two mRNAs that encode heavy and light chains of anti‐Chikungunya antibody formulated in Moderna's proprietary lipid nanoparticle technology Safety, tolerability, pharmacokinetics and pharmacodynamics towards the prevention of Chikungunya virus infection NCT03829384 (Ph I): Recruiting
Micelles (cancer)
MTL‐CEBPA
(Mina alpha)
Double stranded RNA formulated into SMARTICLES amphoteric liposomes Advanced liver cancer NCT02716012 (Ph I): Recruiting
Imx‐110
(Immix Biopharma Australia)
Micelle encapsulating a Stat3/NF‐kB/poly‐tyrosine kinase inhibitor and low‐dose doxorubicin Advanced solid tumors NCT03382340 (Ph I): Recruiting
IT‐141
(Intezyne Technologies)
Micelle formulation of SN‐38 Advanced cancer NCT03096340 (Ph I): Recruiting
Inorganic nanoparticles (cancer)
NU‐0129
(Northwestern)
Spherical nucleic acid platform consisting of nucleic acids arranged on the surface of a spherical gold nanoparticle Glioblastoma NCT03020017 (Ph I): Active, not recruiting
Nanoparticles for imaging applications
AGuIX
(National Cancer Institute, France)
Polysiloxane Gd‐Chelates‐based nanoparticles Advanced cervical cancer NCT03308604 (Ph I): Recruiting
ONM‐100
(OncoNano Medicine)
Micelle covalently conjugated to indocyanine green Intraoperative detection of cancer NCT03735680 (Ph II): Not yet recruiting

Note: These trials and nanoparticles have appeared on the ClinicalTrial.gov database since 2016. Trials are grouped by particle type and indication.

5. CONCLUSIONS

Nanoparticle drug delivery systems offer many advantages over their free drug counterparts, can fundamentally change how therapeutics are delivered, and also enable the development of novel treatment modalities. This is demonstrated by the recent approvals of Patisiran/ONPATTRO (the first FDA approved RNAi therapeutic), VYXEOS (a nanoparticle capable of delivering synergistic ratios of two drugs), and NBTXR3/Hensify (a radio‐enhancing nanoparticle that synergizes with standard of care radiation oncology treatments). On the other hand, nanoparticles also face unique challenges related to their biological, technological, and clinical limitations that must be addressed to achieve consistent clinical impact. These advantages and challenges were discussed in‐depth in the 2016 review1 and in many other reviews.20, 21, 22, 23, 24, 25 With the increasing numbers of nanoparticle clinical trials, including nanoparticle technologies that were in trials at the time of our previous article (Table 2) and those that have entered the clinic since then (Table 3), the interest and pursuit of successful nanoparticle technologies continues. Taken together with these recent approvals, the field of nanoparticle drug delivery continues to make breakthroughs that improve human health.

ACKNOWLEDGMENTS

S.M. would like to acknowledge the National Institutes of Health for funding (1R01HL143806‐01). A.C.A. would like to acknowledge support from the Carolina Center of Cancer Nanotechnology Excellence (C‐CCNE) Pilot Grant Program supported by the National Institutes of Health NCI (5U54CA198999‐04). The authors would like to acknowledge a recent publication describing the clinical evaluation of AuroLase (Nanospectra Biosciences) nanoparticles.33

Anselmo AC, Mitragotri S. Nanoparticles in the clinic: An update. Bioeng Transl Med. 2019;4:e10143 10.1002/btm2.10143

Funding information National Institutes of Health NCI, Grant/Award Number: 5U54CA198999‐04; National Institutes of Health, Grant/Award Number: 1R01HL143806‐01

Contributor Information

Aaron C. Anselmo, aanselmo@email.unc.edu.

Samir Mitragotri, Email: mitragotri@seas.harvard.edu.

REFERENCES


Articles from Bioengineering & Translational Medicine are provided here courtesy of Wiley

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