Abstract
South Asians (SAs) are at heightened risk for cardiovascular disease as compared to other ethnic groups, facing premature and more severe coronary artery disease, and decreased insulin sensitivity. This disease burden can only be partially explained by conventional risk factors, suggesting the need for a specific cardiovascular risk profile for SAs. Current research, as explored through a comprehensive literature review, suggests the existence of population specific genetic risk factors such as lipoprotein(a), as well as population specific gene modulating factors. This review catalogues the available research on cardiovascular disease and genetics, anthropometry, and pathophysiology, and cancer genetics among SAs, with a geographical focus on the U.S. A tailored risk profile will hinge upon population customized classification and treatment guidelines, informed by continued research.
Keywords: South Asian, Immigrant, Genetics, Epigenetics, Cardiovascular
Background
South Asians (SAs) worldwide are disproportionately affected by several cardiovascular disease (CVD) risk factors, including diabetes, metabolic syndrome (MetS), and obesity [1–7]. Studies confirm that underlying genetic and physiological factors, including body composition, biological predisposition and environmental change due to migration, play a significant role in the pathophysiology of CVD, diabetes, MetS, and abdominal obesity in the SA population [8, 9]. This review catalogues the available research on cardiovascular disease and genetics, anthropometry, and pathophysiology, and cancer genetics among SAs, with a geographical focus on the U.S. Relevant research on SAs in their countries of origin and diaspora (e.g. the United Kingdom and South Africa) is also assessed for topics that lack literature from the U.S. Catalogued literature on the intersection of environment, genetics, biomarkers, and pathophysiology was then used to identify research and health disparities and develop actionable steps to address these gaps in the U.S.
Methods
A search of NCBI PubMed and Scopus databases using the following key terms was conducted: diabetes or genetics or insulin resistance or body mass index or metabolic syndrome or hyperlipidemia or hypertension or genetic risk or cardiac or physiology. All studies that examined the significance, prevalence, and/or mechanism(s) of the association between epigenetics, genetics, epidemiology, pathophysiology, cardiovascular disease, and/or cancer (all types) among SA immigrants in the U.S. or other common host countries were included. Additional articles were added based on Steering Committee suggestions. Articles were excluded from the review if they were not relevant to the genetic, epigenetic, or pathophysiological mechanisms of cardiovascular disease; the cancer risk among the SA Diaspora; or the epidemiological context of this risk.
Results
Epidemiology
Metabolic Syndrome, Diabetes, and Cardiovascular Disease
South Asian immigrants are at a demonstrably heightened risk for CVD, diabetes, MetS, and abdominal obesity as compared to Caucasians and Africans [7, 10–21], to immigrants from other Asian groups [22–24], and even to native SA populations [25–27]. Within the SA immigrant population, similar rates of MetS have been found between Bangladeshi immigrants and other SA immigrant groups [28–30]. Younger age, increased weight, lower level of physical activity, and positive family history of heart disease were significant risk factors for metabolic syndrome. Even after adjusting for age, BMI and other diabetes risk factors, diabetes rates among Asian Indians are high. In an analysis of National Health Interview Survey data, Asian Americans were 30–50% more likely to have diabetes than their white counterparts, a trend seen in other studies among South Asians.
The Diabetes among Indian Americans (DIA) study was the first population-based study of SAs in the U.S. to assess the prevalence of risk factors for type II diabetes (T2DM), MetS and CVD [31]. The sample was comprised of 1038 randomly selected SA immigrants (18 and over) from seven U.S. cities [31]. Overall, 17.4% of respondents had diabetes, while 33% had prediabetes—a higher rate than reported in prior small scale studies. Notable findings included a significantly higher prevalence of diabetes among individuals who had a first-degree relative with the condition than among individuals without a family history of diabetes (11 vs. 5%), and significant gender differences in the presence of criteria for MetS and its risk factors [31]. CVD risk factors present in the sample included high levels of triglycerides, total cholesterol, LDL cholesterol, homocysteine, and C-reactive protein, and low levels of HDL cholesterol, though elevated lipoprotein(a) was not observed [31]. The age-adjusted prevalence of MetS was more than a quarter of the sample (26.9%) by the original National Cholesterol Education Program/Adult Treatment Panel III (NCEP/ATP III) criteria, approximately a third (32.7%) by the modified NCEP/ATP III criteria, and 38.2% by the International Diabetes Federation (IDF) criteria [31]. The MetS rates for women, but not for men, increased with age under all three criteria. As individuals progressed from normal to impaired fasting glucose (IFG) to diabetes, there was a progressive worsening of all metabolic parameters, including glucose and lipid levels [31]. The results warrant further population-based studies assessing MetS among SA immigrants.
Coronary Artery Disease
South Asians have significantly higher rates of incidence, prevalence, morbidity and mortality from coronary artery disease (CAD) and myocardial infarction (MI) [32–36] when compared to the general U.S. population, among whom age-standardized CAD mortality decreased by 69% in the past 30–35 years despite increases in diabetes and obesity rates [37].
Two cardinal features of CAD in SAs are prematurity and heightened severity [32–36, 38]. In large scale studies, including Coronary Artery Disease Among Indians (CADI), the mean age of diagnosis of CAD in SAs was lower as compared to the U.S. general population [35, 39]. In India, an estimated 30% of all CAD deaths occurs in people < 40 years of age [40] as compared to only 1 and 4% of all CAD deaths in U.S. whites and blacks respectively < 45 years of age [41].
CAD has been shown not only to develop at a younger age among SAs compared to other populations, but also to be more severe and malignant, resulting in death at younger ages [42]. Compared to whites in the UK, the relative risk of CAD mortality among SAs in the U.K. is 3.13 between the ages of 20 and 29, as opposed to 1.36 at all ages [43]. In Singapore, the relative risk of CAD mortality among SAs compared to Chinese is 12.5 in men aged 30–39 years and 3.0 in men aged 60–69 [44]. Other studies have shown a fourfold higher rate of hospitalization for CAD in SAs [45].
A European study demonstrated that the relative rate of infarction was higher in Asians than in the white population, and the age at infarction was lower in Asians. Risk factors and atherogenesis arise earlier in Asians, contributing to premature first myocardial infarctions. The authors speculated that increased incidence of diabetes in Asians may not in itself be relevant in the greater incidence of coronary atheroma in Asians [46].
A study of CAD comparing non-Bangladeshis to Bangladeshis in New York City found that Bangladeshis were more likely than non-Bangladeshis to evidence premature onset, clinically aggressive, and angiographically extensive CAD. Specifically, Bangladeshi ethnicity correlated with carrying > 3x the risk of 3-vessel CAD at angiography (p = .011), with Bangladeshis having twice the rate of 3-vessel CAD compared to non-Bangladeshis (53 vs. 26%). Bangladeshis were less likely to be current or recent smokers, younger, and had a lower body-mass index than non-Bangladeshis, highlighting the risk for prematurity and severity in this population even in the absence of several conventional risk factors. Conventional risk factors could not explain the prematurity and severity of CAD in SAs: there were no statistically significant differences between the two groups (Bangladeshis and non-Bangladeshis) in the prevalence of diabetes mellitus, hypertension, dyslipidemia, or family history of CAD [47].
Risk Factors
CAD
All traditional risk factors for CAD are associated with CAD in SAs, but the prevalence is similar or lower than other populations with the exception of diabetes (South Asian paradox) [35, 36, 38]. Consanguinity appears to be an important risk factor in at least some communities [48]. In Pakistan, studies have shown CVD and its risk factors to be high, with one in 4 Pakistanis > 40 years of age having CVD [49, 50].
Several studies have shown marked differences in the predicted and actual standardized mortality rates of SAs in the UK [51, 52], but have failed to explain the excess burden of CAD among SAs and Asian Indians by conventional risk factors and diabetes [53, 54]. A 21-year follow-up of a large prospective study from the UK has shown that baseline diabetes prevalence was 3 times more common among SAs (n = 1517) and African Caribbeans (n = 630) compared to whites (n = 2049). However, the incidence of CAD was 70% higher among SAs but 35% lower among Africans and Caribbeans [1]. Ethnic differences in measured metabolic risk factors such as insulin resistance, dyslipidemia and central obesity and even the 9 modifiable INTERHEART risk factors did not explain differences in coronary heart disease incidence among whites, blacks and SAs. Only one-third of the excess risk of CAD in SAs could be explained by the measured metabolic risk factors [1].
Another prospective study from the UK demonstrated a greater than twofold risk of CHD mortality among SAs. A greater proportion of SA CHD deaths were among individuals with diabetes (nearly half of SAs vs. 13% among Europeans). In multivariable models adjusting for conventional risk factors (diabetes and/or impaired glucose regulation, features of insulin resistance or metabolic syndrome), CHD mortality remained significantly higher in SA men compared to their European counterparts. Including co-morbidity and socio-economic status as covariates in an adjusted model did not significantly affect these findings (Fig. 1). These data confirm that SA men have significantly higher CHD mortality than European men and demonstrate that excess risk in this population cannot be explained by conventional risk factors (e.g. smoking, hypertension, and total cholesterol), insulin resistance parameters, nor metabolic syndrome. Future studies should examine the impact of unmeasured factors, such as genetically elevated lipoprotein(a) levels, on elevated vascular risk in SAs [56].
Lipoprotein(a)
Lipoprotein(a) (Lp(a)), is involved in thrombogenesis and atherogenesis. Elevated Lp(a) levels is a major determinant of CAD, MI, and stroke, especially at younger ages [56]. The impact of elevated Lp(a) level on CAD risk is heterogeneous, with greater risk imposed on Asian Indians—a population with the highest rate of premature and malignant CAD [32, 42, 56, 57].
Mechanistic, epidemiological, and recent genetic findings suggest Lp(a) is a causal risk factor for premature atherosclerotic cardiovascular disease (CVD) demonstrating atherogenic and thrombogenic properties, including enhanced uptake by macrophages, interference with fibrinolysis, and increased expression of adhesion molecules [58–60]. Lp(a) powerfully inhibits the fibrinolysis system, leading to atherothrombosis and MI [61].
Elevated Lp(a) levels may be the key factor underlying the excess burden of premature and malignant CAD in SAs around the globe [26, 36, 42, 56, 62–69]. Racial differences in plasma Lp(a) levels are present and expressed at birth; in a Singaporean study comparing newborns of Chinese, Malay, and Indian ethnicity, Indian newborns had the highest plasma levels of Lp(a) and Chinese newborns the lowest, a statistically significant difference [70]. The ranking of Lp(a) levels at birth mirrored adult Singaporean coronary mortality rates by the three ethnic groups [70]. Lipoprotein(a) levels are also increased in healthy young subjects with a family history of premature MI [71–74]. Such observations have also been made among SAs [75]. Elevated Lp(a) level is considered the single best biological marker of family history of premature CAD [56, 72].
Extreme elevation of Lp(a) levels predict a three- to fourfold increase in risk of MI in the general population with an absolute 10-year risk of 20% in women and 35% in men [76, 77]. High Apo B/Apo AI and TC/HDL ratios are powerful risk factors for CAD and MI [78, 79] and the risk may be synergistically increased when Lp(a) levels are also elevated [55]. The combination of elevated Lp(a) and high ApoB/ApoA1 ratio is also typical of Asian Indian dyslipidemia [55, 56, 79].
Lp(a) levels vary more than 1000-fold (from 0 to > 300 mg/dl) in individuals and fivefold in populations, unlike most other lipoproteins [80]. The majority of whites have Lp(a) levels < 10 mg/dl with a median concentration of 6 mg/dl [56, 80]. Lp(a) levels in Asian Indians are intermediate between whites and blacks, with 35–40% of Asian Indians having high levels with a median level of 16 mg/dl [56, 81, 82].
In Europeans, short KIV-2 repeats (a type of gene polymorphism) are associated with very high Lp(a) levels while intermediate and high copy number alleles are associated with low or very low concentrations. This inverse correlation between Lp(a) levels and KIV-2 repeats, while present, is weaker in Asian Indians. Studies of CHD risk in Asian Indians and other populations corroborate the hypothesis that Lp(a) level and not KIV-2 number is the cause of increased CHD risk [80].
High Lp(a) levels are strongly correlated with the severity of CAD [76, 83–89] as well as long-term adverse outcome, irrespective of the presence of traditional risk factors [90–97]. Lp(a) is a strong independent predictor of coronary artery calcification (CAC) and CAD in patients with diabetes [98–101]. The severity of the CAD is markedly increased when both diabetes and elevated Lp(a) levels are present. This combination is particularly common among SAs and possibly explains the greater severity of CAD in this population [42, 55, 98–104].
High levels of Lp(a) is a powerful risk factor for CAD among SAs with or without diabetes [63, 105–108]. It is also related to severity of CAD in this population [109–113]. The risk is further increased in the presence of Asian Indian dyslipidemia [55]. High Lp(a) levels are correlated with vascular complications in diabetes [114].
Several case control studies involving MI or stroke have shown higher levels of Lp(a) in cases than in controls, particularly among young Indians (40–45 years or younger) [72, 111, 115–117]. Lp(a) levels were also a better predictor of premature CAD or stroke than other risk factors in most of these studies [4, 72, 112, 117].
Given the higher prevalence [70] and higher risk of premature CAD [57], the population-attributable risk for elevated Lp(a) level is likely to be much higher among SAs (2–4 times) than in whites [55, 118]. The failure of several prospective studies to show any relationship between elevated Lp(a) and CVD has now been attributed to the use of inaccurate methods used for measuring Lp(a) levels [56, 97]. The Women’s Health Study and all other studies using Lp(a) assays that are not affected by LP(a) isoform size have shown strong relationships between Lp(a) and CAD [119].
Insulin Sensitivity
Studies in the U.S. have shown decreased insulin sensitivity among SAs compared to Caucasians, regardless of total body fat levels, suggesting that the SA propensity for the disorder is associated with significantly lower glucose disposal even among non-diabetics [9, 57, 120, 121]. A study in Europe found insulin levels to be higher in SAs compared to Europeans, regardless of diabetes history, while another reported similar differences even though the SA participants were younger [122, 123].
Compared with other ethnic groups, SAs may also face early declines in beta-cell function, which affects diabetes pathogenesis, though the complete mechanistic pathway of pancreatic beta-cell decline leading to T2DM is not entirely understood. A prospective study of Indians in South Africa with impaired glucose tolerance (IGT) found that SA participants with IGT showed delayed insulin responses with similar plasma glucose levels compared to controls [124]. This finding suggests early beta-cell dysfunction as an underlying pathophysiological abnormality of IGT in this population, a mechanism that may explain T2DM development in SAs, along with their higher degree of insulin resistance than other groups [124]. Moreover, a study of East Asians, SAs, Blacks, and Caucasians found insulin resistance in SA men to be three- to fourfold greater than men of the other ethnic groups, after controlling for lifestyle factors and BMI [125]. Further assessment of beta-cell function in a sub-group comparison of SA and Caucasian men found SAs to have a 30% increase in basal beta-cell responsiveness that did not sufficiently compensate for the degree of insulin resistance in SA men, as shown by a 60% reduction in insulin sensitivity disposition index [125]. Ethnic differences in sensitivity to T2DM development may be explained by variances in developing insulin resistance, the compensatory ability of beta-cells, or influences by genetics, or the environment [5, 126–128].
South Asian Population‑Specific Classification and Treatment Guidelines
There has been significant debate over the past decade on appropriateness of generic metabolic syndrome (MetS) diagnostic criteria for SAs. The WHO and researchers at multiple Indian conferences have recommended optimum BMI to be < 23, BMI 23–24.9 to be overweight, and BMI > 25 to be obese for SAs [129–132]. Use of the IDF criteria for diagnosing metabolic syndrome can underestimate its risk by 25–50% [104].
In 2009 the IDF, the American Heart Association, the National Heart, Lung, and Blood Institute, and several other organizations published a harmonized definition of metabolic syndrome without an obligatory component. A person would qualify for the metabolic syndrome if they met three abnormal findings out of any 5. A single set of cut points would be used for all components except waist circumference, for which further studies are required to determine more reliable cut points for different ethnic groups. In the interim, it was recommended that national or regional cut points for waist circumference be used [133]. Using > 90 cm as the cut point for men and > 80 cm for women, 70% of Indian men and women had abdominal obesity [134].
The effects of risk factors for diabetes are greater for SAs compared to other ethnicities. A 2006 study of immigrant SAs in Canada revealed optimal BMI cutoff points of 22.5 kg/m2 for lipid metabolism and 21 kg/m2 for glucose metabolism. 1176 subjects from 4 ethnic groups (289 SAs, 281 Chinese, 207 Aboriginals, and 301 Europeans) were randomly sampled from 4 regions in Canada and ethnic-specific BMI cut points were derived for three cardiometabolic factors [135]. For a given BMI, elevated levels of glucoseand lipid-related factors were more likely to be present in SAs, Chinese, and Aboriginals compared with Europeans; therefore, revised cut-off points would greatly increase the estimated burden of obesity-related metabolic disorders among non-European populations [135]. These findings are consistent with other studies demonstrating elevated risk of type 2 diabetes, hypertension, and dyslipidemia in SAs with BMIs under 25.0 kg/m2 [23, 136–141]. These and other studies prompted the release of revised BMI guidelines for Asian Indians based on consensus developed through a Prevention and Management of Obesity and Metabolic Syndrome group, defining overweight as a BMI > 23.0 kg/m2 and obesity as a BMI > 25.0 kg/m2 [130]. Studies in the UK have shown that CAD mortality rates among SAs were 50–80% higher than those predicted from using both Framingham Risk Score (FRS) and European SCORE prediction models [51, 52, 142]. The American and European guidelines for the management of blood pressure and lipids for the prevention and control of CAD are based on the levels of various risk factors as well as the risk conferred by them in their particular populations. These guidelines acknowledge the need to consider the heightened risk of premature CAD among SAs when treatment decisions are made [143, 144], and specific recommended thresholds for intervention and treatment can be seen in Table 1.
Table 1.
Parameters | Desirable levels for Asian Indians |
---|---|
Waist circumference | < 80 cm for women; < 90 cm for men |
Body mass index | <23 kg/m2 men and women |
Total cholesterol | < 160 mg/dl (high-risk Indians) |
LDL-cholesterol | < 100 mg/dl (high-risk Indians)a |
<70 for people with CAD or diabetesb | |
Non-HDL-cholesterol | < 130 mg/dl (high-risk Indians)a |
< 100 for people with CAD or diabetesb | |
Triglycerides | < 150 mg/dl |
HDL-cholesterol | >40 mg/dl (men); >50 mg/dl (women) |
Hemoglobin A1C | <6.5% |
Lipoprotein(a) | < 20 mg/dl |
Those who have ≥ 2 risk factors or metabolic syndrome are considered high risk individuals
Those who have diabetes, CAD or CVD are considered very high risk
Genetics
Diabetes
Genome-wide association studies (GWAS) have identified approximately 60 genes associated with T2DM risk, but most of these studies have been conducted in European populations, and few studies have attempted to replicate GWAS in SAs [145–147]. Two recent studies in SAs showed that the common variants associated with T2DM in European populations (PPARG, TCF7L2, FTO, and CDKN2A) are likewise associated with diabetes development among SAs [148, 149]. However, the authors stated that factors that mediate genetic effects, allele frequencies, or varying polymorphisms appeared to possibly differ between groups for at least some of those genes [150]. For example, the effect of FTO variants on T2DM is mediated by BMI in Europeans, but in SAs, the association is inconsistent [151–155]. While inconclusive, current data suggest that mechanistic differences in T2DM and FTO variant associations among the different ethnic groups may cause differences in associations between FTO variants, T2DM and obesity [152–154].
Another possibility for differences in T2DM risk is varying genetic polymorphisms. For example, studies have found that SAs have lower levels of circulating plasma adiponectin, a protein involved in glucose modulation, than Caucasians [121, 156]. Though this association is yet to be verified, a study comparing normal glucose tolerant patients with T2DM patients noted that an adiponectin gene polymorphism is associated with T2DM and obesity in SAs, which may explain the difference in circulating plasma adiponectin between the ethnic groups [157]. Moreover, a recent GWAS of 5561 individuals with T2DM (cases) and 14,458 controls drawn from studies in London, Pakistan and Singapore found 20 independent single nucleotide polymorphisms associated with T2DM, and common genetic variants were detected at six new loci associated with T2DM in SAs [146, 150]. Given the limited data currently available on the genetics of T2DM and obesity in SAs, further GWAS would be instrumental in providing information on underlying T2DM risk.
CVD
At present, genetic variation in the LP(a) gene is arguably the strongest single common genetic risk factor identified for premature CAD, MI, and stroke among diverse populations [56, 77, 158, 159]. In young women Lp(a) appears to be a stronger determinant of CAD than diabetes [160]. Lipoprotein(a) levels stabilize by age 2 and remain constant throughout life [56], suggesting the pathological processes associated with elevated Lp(a) also begin 10–20 years earlier than other risk factors such as high blood pressure, cigarette smoking, and diet-related dyslipidemia.
Apo(a) isoform size (i.e. KIV repeats) and Lp(a) concentrations are inversely correlated. Lp(a) levels and CAD share a causal relationship because a low number of KIV copies (11–22 copies) are associated with high Lp(a) levels and high Lp(a) levels are associated with CAD. This also rules out any reverse causality (CAD causing elevated Lp(a) levels) [80]. Mendelian randomization and other genetic studies have demonstrated a causal role of blood levels of Lp(a) in CAD [60, 161]. A candidate gene study of nearly 8000 CAD cases and 8000 controls found several SNPs in the LPA region to be associated with MI. The most strongly MI-correlated SNPs, rs10455872 and rs3798220, are associated with short KIV-2 repeats and high Lp(a) levels and confer a 1.47 and 1.58-fold increased risk of CAD compared with noncarriers, respectively [60]. Carriers of one variant evidence a 1.51 odds ratio (OR) for CAD and carriers of two or more variant alleles an OR of 2.57 for CAD [60]. A recent meta-analysis showed that the minor alleles of rs10455872 and rs3798220 increased CHD risk in carriers by 42 and 57%, respectively [162]. Another meta-analysis of 14 CAD GWA studies demonstrated a 51% higher OR for the rare versus common allele of SNP rs3798220 [163].
GWA analysis of multiple European myocardial infarction study datasets, including the German Myocardial Infarction Family Study, extended the CAD risk to haplotype information instead of single SNPs [164]. A haplotype comprised of four SNPs, two in LPA (rs7767084 and rs10755578) and two in neighboring genes LPAL2 (rs3127599) and SLC22A3 (rs2048327), was significantly associated with CAD risk. The uncommon haplotype CCTC (frequency of approximately 2%) was correlated with an 82% higher risk (OR 1.82, 95% CI 1.57–2.12) while the more common haplotype CTTG (frequency of about 16%) conferred a 20% higher risk (OR 1.20, 95% CI 1.13–1.28) when compared with the most frequent TCTC haplotype [164].
Prodigious genetic evidence has established Lp(a) as an emerging genetic risk factor for CVD. Lp(a) confers risk independent of other traditional risk factors, including lipids. However, the risk of high Lp(a) is further magnified in patients with high levels of traditional and emerging risk factors [56].
Cancer
In 2003, the Indian Genome Variation Database (IGVdb) was built to catalog and map SNPs among Indian subpopulations, the single most common type of human genome variation [165]. Bag et al. recently released a comprehensive literature review of genetic associations with cancer among Indians. The team’s review of 137 case control studies highlighted significant findings as well as pressing research gaps [165].
The most commonly studied genes in Indians are the Cytochrome P450 enzyme family (CYP) and glutathione S-transferases (GSTs) [165]. The most significant study results emphasized that combinations of genotypes, as opposed to single polymorphisms, had a much higher association with cancer risk [165]. One 2008 case control study with 375 participants found a much greater risk for head and neck cancers (4.47; CI 1.62–12.31) for patients that carried a combination of GSTM1 null, GSTT1 null and GSTP1 variations than those with individual variations [166].
Another study by Srivastava et al. found no associations with bladder cancer risk for individual polymorphisms, but did find a significant increased risk (OR 7.29) for patients with combined genotypes (GSTAT1, GSTM1, and GSTP1) [167]. Similar genotype combinations (GSTM2 and GSTT1) were found to be associated with risk of upper digestive tract cancers in another study that assessed patients with a history of smoking, tobacco chewing, and alcohol abuse [168].
A 2005 study by Mittal et al. among North Indians found a significant gene-environment interaction, with a GSTP1 gene polymorphism combined with tobacco use tremendously increasing risk for bladder cancer (OR 24.06) [169]. A 2008 international collaborative study between American and Indian investigators found that three sequence variations on 8q24 independently increased prostate cancer risk among North Indians, with OR values equivalent to 1.60, 1.77, and 1.85 for each respective sequence studied [170]. A very recent study emerging from India was the first to find that a mitochondrial D310 instability in breast cancer patients may be indicative of early progression of breast cancer to metastasis [171].
Biomarkers
Studies have shown biomarkers such as ROS, leptin, and C-Reactive Protein (CRP) to be associated with an increased risk for diabetes and adiponectin with a decreased risk for T2DM [172–176]. SAs demonstrate elevated levels of leptin and CRP, and decreased levels of adiponectin compared to Caucasians, of similar BMI and waist and hip circumferences. This further supports SA immigrant heightened risk for T2DM development [174–177], and highlights the possibility of defects in adipose tissue metabolism in SAs beyond elevated total abdominal fat [150]. An increased number and size of fat cells leads to an overproduction of hormones such as leptin and cytokines like tumor necrosis factor (TNFa), while reducing the synthesis of adiponectin, which enhances insulin sensitivity [178]. A study of SA Indians in the U.S. found that more truncal fat and large dysfunctional subcutaneous fat cells were related to ethnic differences in the manifestation of insulin resistance [14]. Oxidative stress has also been linked to higher levels of visceral fat [179]. As studies assessing levels of biomarkers of oxidative stress among SAs have yet to be conducted, this area warrants further research.
High levels of adiposity and unfavorable adipokine profiles are hypothesized to cause metabolic disturbances in SAs [14, 135, 156, 174, 180, 181]. Metabolic Syndrome and Atherosclerosis in South Asians Living in America (MASALA) found a strong positive association between leptin and body composition after adjusting for demographic and metabolic covariates [182]. The association between adiponectin and body composition was reduced by metabolic variables [182]. Differences between men and women in body composition and adipokines levels were also reported, similar to prior studies [182].
Prior studies have examined the relationship between adipokine profiles and body composition in SAs compared to other ethnic groups [14]. South Asian men, when compared to their Caucasian counterparts, were found to have higher leptin and lower adiponectin levels, with lower adiponectin levels correlating with larger subcutaneous adipocyte cell size [14]. In a study in Mauritius, SA men and women were found to have higher leptin levels when compared to Creoles and Europids, after adjusting for body composition [180]. A recent study found SAs to have the least favorable adiponectin profile as compared to Europeans, Chinese, and Aboriginal people [135].
An inflammatory marker and independent risk factor for CVD, CRP is associated with T2DM development in both Western and SA populations [177, 183, 184]. In several studies in the UK and U.S., SA immigrants were found to have higher CRP levels than their Caucasian counterparts. This finding suggests an underlying pro-inflammatory state in SAs, which could be another important contributing factor toward increased T2DM risk [150].
Other risk factors suggested as contributing to premature CVD pathogenesis include other inflammatory biomarkers such as interleukin 6 (IL-6), other adipokines and thrombotic risk factors such as fibrinogen 101 and plasminogen activator inhibitor-1 (PAI-1) [21, 64, 185–188]. As reviewed by Eapen et al., abnormalities in markers of endothelial dys-function, such as vascular cell adhesion molecule 1 (VCAM-1), elevated homocysteine levels, and impaired endothelium dependent dilatation have also been described in SA populations [185, 189–193]. Studies in the UK and U.S. comparing Caucasians and Indians found an association between fasting plasma homocysteine concentration and CVD.
Many studies also show that lipid profiles consistent with MetS definitions are also being seen in the SA population [128, 194, 195]. Within the overall SA population (native and diasporic), the lowest levels of HDL are seen in urban Indians and migrant Indians, and hypertriglyceridemia is more commonly seen among more affluent Indians and migrant Indians, when compared to rural Indians [128, 194, 195]. Also, higher levels of the more atherogenic small-dense LDL is seen among SAs, although LDL levels in the population are comparable to those seen in Caucasians [196].
Epigenetics
Examination of the role of environmental markers on phenotypes and subsequent inheritance between generations, without DNA sequence mutations, is an emerging field of research [197–201]. Researchers have found three primary mechanisms that facilitate the epimutation of phenotypes that adversely affect cardiovascular disease risk: DNA methylation, modification of core histone proteins, and alteration of microRNA expression. The latter mechanism, microRNAs (miR) expression alterations, is believed to be the most influential of the three [198–201], regulating several CVD-related disease processes, including cardiac hypertrophy, angiogenesis, glucose metabolism, and lipid metabolism [200].
Preliminary research in SAs suggests a link between miR alterations and dyslipidemia, one of the most common CVD risk phenotypes. One study measured an array of 85 microRNAs in SA cases (with dyslipidemia) and controls in California [202, 203]. Of these 85, 16 (19%) miRs displayed significant differences in expression, with three (miR-106b, miR-125b, miR-21) likely targeting transcription of genes that regulate lipid metabolism [202, 203]. Validation of the miR epigenetic mechanism in dyslipidemia in the SA population indicates a promising area of intervention [202, 203].
As miR is found in blood and can be used as a biomarker, it has great potential as a target for therapy [201]. Flowers et al. suggests that miR can serve as a measurement of CVD risk in clinical practice. It could potentially also serve as a target for risk reduction interventions [202, 203].
Results from EpiMigrant, a European Union commissioned case-control study concerned with identifying the epigenetic markers associated with risk of T2DM in SAs, found that methylation markers at genetic 5 loci were associated with future T2D among SAs [204]. DNA methylation’s ability to discriminate risk of T2D was especially pronounced for obese, normoglycemic SAs, enabling identification of a subset of obese individuals with high (> 20%) or low (< 5%) incidence of T2D at follow up [204]. Moreover, observed differences in methylation accounted for a significant amount of previously unexplained increased risk of T2D among SAs relative to Europeans [204]. These findings suggest DNA methylation may be a key epigenetic marker in identifying SAs who may benefit from early lifestyle and/or pharmacologic interventions [204].
Conclusions
The results of this literature review elucidate certain biological factors that may be linked to SA immigrants’ disproportionate rates of cardiovascular disease and its related risk factors, including diabetes, metabolic syndrome (MetS), and obesity. To accurately reflect these risks, providers should develop consensus risk and diagnosis guidelines tailored to the SA population. While many studies worldwide have investigated potential genetic and pathophysiological mechanisms related to abdominal obesity, MetS, T2DM development and related metabolic diseases, CVD risks, and cancer, more conclusive findings on SAs in the U.S. is needed. Research to date has not adequately addressed the specific cardiovascular and cancer risk profile of U.S. SAs in genetic, epigenetic, or pathophysiological terms. For example, SAs in the U.S. experience markedly premature and malignant coronary artery disease, but current research cannot explain their excess CAD burden by conventional risk factors or diabetes. This knowledge gap may be addressed by focusing more studies on the role of lipoprotein(a) [Lp(a)] in CAD among U.S. SAs.
Diabetes, a cardiovascular risk factor, has also been shown to disproportionately affect SAs in the U.S. More specifically, SAs experience higher rates of T2DM compared to other Asian ethnic groups in the U.S. Yet, the mechanism by which T2DM develops among SAs compared to other ethnic groups has not been uncovered [150]. Despite clinical and experimental studies suggesting that oxidative stress factors significantly determine diabetes pathogenesis by excessively forming free radicals (whose subsequent pathway can lead to the development of insulin resistance), no studies have assessed levels of oxidative stress in SAs [150, 205]. The role of early declines in beta-cell function in T2DM development among SAs in the U.S. also shows promise but remains unclear. Future research on T2DM among SAs should analyze these and other potential mechanisms.
SAs in the U.S. have also demonstrated high prevalence rates of metabolic disease (MetS), a risk factor for cardiovascular disease that has not been systematically analyzed or explained.
Researchers who have published papers on metabolic syndrome in SAs could potentially pool their data to analyze individual patients’ data from all the studies. This collaborative research effort would give more precise estimates for metabolic syndrome among SAs and may point to likely genetic, epigenetic, or pathophysiological determinants. Given the considerable heterogeneity as evidenced by different findings among the varied SA populations, root genetic causes of metabolic disorders also need be examined through large scale studies among SAs of varying cultural, geographic, and economic backgrounds [150]. In assessing the relationship between MetS and CVD in the SA population, an exploration of obesity and insulin resistance and their related risk factors is necessary, as T2DM and obesity are primary causes of insulin resistance, which is in turn associated with MetS. Further assessment of biomarkers as emerging risk factors [interleukin 6 (IL-6), CRP, homo-cysteine, Lp(a), adipokines, thrombotic risk factors such as fibrinogen and plasminogen activator inhibitor-1 (PAI-1) etc.] may partially explain ethnic differences in and SA proclivity towards adverse metabolic conditions.
The environmental causes of epigenetic alterations are another important topic lacking research. More research is needed on the potential environmental markers that affect alteration of microRNA and DNA methylation among SAs. Epigenetic research on hypertension among SAs does not yet exist, and very limited data exist on T2DM and dyslipidemia.
According to Bag et al., more research is needed in several areas of cancer genetics in SA populations. Many studies reviewed had small sample sizes that the authors feel may have generated false-positive associations [165]. The authors also highlighted a need for research on alcohol-related cancers and their genetic etiology, including head and neck and liver cancers, as well as a need for association studies for ovarian cancers in SA women [165].
The potential findings of these suggested research priorities would require new approaches to diagnosing and treating SA populations with cardiovascular disease, cancer, and their related risk factors. Reference value studies could inform modifications to diagnostic/value guidelines for metabolic syndrome, BMI, waist circumference, diabetes risk scores, and other CVD markers so that they specifically target SA groups. A multi-center population study for bio-markers (lipids, oxidative stress load) with a large sample size (e.g. 1000 participants) could be conducted to gather value distributions. Should future research reveal genetic, epigenetic, and pathophysiological explanations for cardiovascular and cancer related disparities among U.S. SAs, broader acceptance and dissemination of harmonized diagnostic criteria should be a policy priority.
Acknowledgements
This study was funded by National Institute on Minority Health and Health Disparities (R13 MD007147–01A1), National Cancer Institute (U54CA137788), National Cancer Institute (P30 CA008748). The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health. SAHI staff would like to thank the Steering Committee members, all working group co-chairs, the Memorial Sloan Kettering Cancer Center Library, Rohini Rau-Murthy and the SAHI interns for their assistance in assembling this document.
Footnotes
Conflict of interest The authors declare that they have no conflicts of interest.
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