Abstract
We induced specific expectations of analgesia on four different parts of the body to understand how endogenous opioid systems are activated by expectancies. The left hand, right hand, left foot, and right foot were simultaneously stimulated by means of a subcutaneous injection of capsaicin, which produces a painful burning sensation. Specific expectations of analgesia were induced by applying a placebo cream on one of these body parts and by telling the subjects that it was a powerful local anesthetic. In such a way, expectancy of the anesthetic effect was directed only toward the part on which the placebo cream was applied. We found that a placebo analgesic response occurred only on the treated part, whereas no variation in pain sensitivity was found on the untreated parts. If the same experiment was performed after an intravenous infusion of the opioid antagonist naloxone, this highly spatial-specific placebo response was totally abolished, indicating that it was completely mediated by endogenous opioid systems. These findings show that a spatially directed expectation of pain reduction is capable of inducing a specific effect only on the part of the body which is the target of the expectation. Most important, this specific effect is mediated by endogenous opioids, indicating that placebo-activated opioids do not act on the entire body but only on the part where expectancy is directed. This suggests that a highly organized and somatotopic network of endogenous opioids links expectation, attention, and body schema.
Keywords: analgesia, pain, capsaicin, placebo, opioid systems, expectation, attention, body schema
Several lines of evidence indicate that some types of placebo activate endogenous opioid systems (Levine et al., 1978; Grevert et al., 1983; Levine and Gordon, 1984; Benedetti et al., 1995; Benedetti, 1996; Benedetti and Amanzio, 1997), although nonopioid mechanisms can play an important role in some situations (Gracely et al., 1983; Grevert et al., 1983). Fields and Levine (1984)analyzed the different psychological and/or environmental circumstances that might determine whether the placebo response has an opioid component. Recently, we have elucidated, at least in part, some of these circumstances (Amanzio and Benedetti, 1999). In fact, in accordance with previous studies (Fields and Levine, 1984; Voudouris et al., 1990; Fields and Price, 1997; Montgomery and Kirsch, 1997; Price and Fields, 1997), we showed that a placebo analgesic response can be elicited by expectation cues and/or conditioning. We found that expectation-induced placebo analgesia was associated with opioid activation, whereas conditioning-induced placebo analgesia was mediated by specific neurochemical pathways, depending on the drug used for conditioning (Amanzio and Benedetti, 1999).
Although these studies clarify some of the circumstances necessary for the activation of opioid systems, we do not know how these endogenous opioids are released. In other words, the problem is to understand how expectancies activate endogenous opioids and where the expectation-activated opioids are released within the CNS. Are they released throughout the brain, thus affecting the entire body, or rather do they show a high-order organization? At least two possibilities can be envisaged. First, endogenous opioids could act as modulators and/or hormones throughout the nervous system, thus affecting pain sensitivity and responsiveness of the entire body. Second, the activated opioids could act at a more local level, for instance, as mediators or transmitters of a specific neuronal circuitry. In this second case, we should expect no change of pain sensitivity on the entire body. Interestingly, Montgomery and Kirsch (1996) showed that specific expectancies may produce specific placebo responses. These authors found that some types of placebo analgesia cannot be explained by mechanisms that would affect the entire body (e.g., release of opioids throughout the nervous system). In fact, by administering a placebo in the guise of a local anesthetic on one part of the body, there were no changes in pain responsiveness on the other parts.
Taking into account these considerations, the present study was aimed at analyzing (1) whether endogenous opioids are activated by specific expectations, such as the expectancy that the left hand, but not other parts of the body, will be less sensitive to pain, and (2) whether the activated endogenous opioids affect only the part of the body where the expectation is directed or, rather, the entire body. In such a way, we could understand whether the placebo-activated opioids act throughout the nervous system or are confined to specific neuronal networks.
MATERIALS AND METHODS
Subjects. A total of 173 subjects participated in the study after they signed a written informed consent in which the experimental procedure was described and the use of subcutaneous capsaicin and intravenous naloxone was explained in detail. Each subject underwent a clinical examination in which the electrocardiogram was recorded. All subjects with heart problems were eliminated from the study. Many subjects reported a previous experience with analgesics, both opioids and nonopioids, for different types of pathological conditions, such as headache and surgery. All experimental procedures were conducted in conformance with the policies and principles contained in the Declaration of Helsinki. The 173 subjects were subdivided into six groups, whose characteristics are shown in Table 1. The ratio of males/females, age, and weight did not differ among the different groups.
Table 1.
Subjects (males/females) | Age | Weight | |
---|---|---|---|
Group 1 (natural history) | 48 (26/22) | 38.2 ± 8.5 | 63.4 ± 10.8 |
Group 2 (hidden naloxone) | 20 (10/10) | 36.1 ± 7.6 | 63.8 ± 7.8 |
Group 3 (placebo on left hand) | 25 (13/12) | 40.4 ± 9.8 | 59.7 ± 9.5 |
Group 4 (placebo on left hand plus naloxone) | 27 (13/14) | 36.7 ± 8.8 | 60.1 ± 11.4 |
Group 5 (placebo on right hand and left foot) | 24 (12/12) | 39.0 ± 7.6 | 65.2 ± 11.0 |
Group 6 (placebo on right hand and left foot plus naloxone) | 29 (16/13) | 37.5 ± 9.1 | 61.9 ± 8.4 |
Pain stimuli. Pain was induced experimentally by means of a subcutaneous injection of 10 μg of capsaicin (8-methylN-vanillyl 6-nonamide) (Fluka, Neu-Ulm, Germany) in 10 μl of a polyoxyethylene(20)sorbetan monooleate (Tween 80) saline vehicle. The injection of 10 μg of capsaicin produces a painful burning sensation reaching a peak within the first minute and lasting 9–12 min (LaMotte et al., 1991). The capsaicin was injected simultaneously into the dorsal side of the left hand, right hand, left foot, and right foot. To do this, a 30 gauge needle was inserted subcutaneously and connected to a catheter, which, in turn, was connected to an infusion pump (Fig. 1). The needles and the catheters were filled previously with the capsaicin solution. However, to avoid capsaicin emission during the subcutaneous insertion of the needle, the needle was filled only partially, leaving 10 μl of empty space in proximity to the tip. Simultaneous injection of capsaicin under the skin of the hands and feet was assured by the infusion pump, which was programmed to deliver 20 μl (10 μl of the empty part of the needle plus 10 μl of the filled part). In such a way, the injection of the 10 μl of capsaicin was performed in ∼500 msec.
Experimental design. The experiments were performed according to a randomized double-blind design in which neither the subject nor the experimenter knew what drug was administered. This was true for both naloxone and the local anesthetic (see below), so that we were completely blind in all experimental procedures. The subjects reclined on a bed, and a needle was inserted into a vein of the right arm (Fig. 1). The needle was connected to a line, 1 m long, through which a slow infusion of 5% glucose solution was administered. The intravenous line reached a screen behind the subject’s bed, so that hidden injections could be performed by the experimenter.
The following procedure was used in all 173 subjects. After the simultaneous injection of capsaicin into the hands and feet, the subjects had to judge the time course of pain on these four body parts for the first 15 min. To do this, four silver-chloride electrodes were positioned on the two wrists and the two ankles (Fig. 1) and connected to a stimulator and a constant current unit, thus avoiding the variability of skin-electrode impedance and warranting constant electrical stimuli throughout the experiment. Starting from 21 sec before each minute, a mild electric shock was delivered every 7 sec sequentially on the left hand, right hand, left foot, and right foot (Fig. 2). These stimuli were used to signal on which part of the body the capsaicin pain had to be judged. For example, when the shock was delivered to the left hand, the subjects had to judge the capsaicin burning sensation on the left hand, when the shock was delivered to the right foot they had to judge capsaicin pain on the right foot, and so forth. Both hands and both feet were tested for all the first 15 min after capsaicin injection (Fig. 2). The order of stimulation on the hands and feet was changed at random every minute. Pain intensity was judged according to a numerical rating scale (NRS), ranging from 0 indicating no pain to 10 indicating unbearable pain.
The data from every subject were stored in a computer according to a polar coordinate system subdivided into four quadrants. The upper left quadrant represented the left hand, the upper right the right hand, the lower left the left foot, and the lower right the right foot (Fig. 3). The angular coordinates represented the time (in minutes) from capsaicin injection and, because each quadrant had an amplitude of 90° and the pain course was analyzed for 15 min, each minute had an amplitude of 6°. The distance from the center of the polar system represented the pain intensity according to the NRS scores. An example taken from three different subjects is shown in Figure 3 (see the details in Results). For instance, the pain course of the right hand of the subject in Figure3A was represented by a decrease of pain intensity (decrease of the distance from the center), starting from the first through the fifteenth minute (from 0 through 90°).
Although this procedure was used in all subjects, they received different treatments before capsaicin injection (Fig. 2). Group 1 received a hidden intravenous injection of saline (NaCl 0.9%) 15 min before the subcutaneous injection of capsaicin (natural history group). Group 2 received a hidden intravenous injection of naloxone (Crinos, Como, Italy) at a dose of 0.14 mg/kg in sterile solution of NaCl 0.9% (infusion rate, 0.1 ml/sec; total infusion time, ranging from 180 to 240 sec) (hidden naloxone group). This group was used to assess whether naloxone per se affected the burning pain sensation induced by capsaicin. In Groups 1 and 2, naloxone and saline were administered according to the double-blind design.
In Group 3, a neutral cream (a mixture of oil of thyme and water) was applied around the subcutaneous needle of the left hand 10 min before capsaicin injection (Fig. 2). These subjects were told that the cream was a potent local anesthetic reducing the burning sensation of capsaicin. A hidden intravenous saline injection was performed 15 min before the injection of capsaicin. Group 4 received the same treatment as Group 3, but a hidden intravenous injection of naloxone (0.14 mg/kg) was performed 15 min before the capsaicin injection (Fig. 2). Groups 5 and 6 were treated as groups 3 and 4; however, the placebo cream was applied to the right hand and left foot (Fig. 2). To apply the neutral cream according to a double-blind design, in 20 additional subjects (five for each group), we applied a lidocaine 5% cream, which really anesthetized the skin around the subcutaneous needle.
Assessment of pain thresholds and allodynia. Beside the time course of capsaicin pain, we also assessed the variations of pain threshold in the capsaicin-induced allodynia. To do this, we used electrical stimulation. At the end of the experimental procedure described previously, the subcutaneous needles were taken out, and the four electrodes were positioned on the skin where capsaicin had been injected. The diameter of the electrodes was 6 mm. Pain thresholds on the hands and the feet were assessed at 30 and 120 min after capsaicin injection. To do this, the stimulator delivered one stimulus per second, and the subjects had to adjust the stimulus intensity by using a hand-grip, until a painful electrical stimulus was perceived. It should be remembered that the electrical stimuli were delivered through a constant current unit, thus avoiding the variability of skin-electrode impedance. In such a way, pain thresholds were expressed in milliamperes. The subjects assessed their pain thresholds sequentially on the four parts of the body, and the sequence of pain threshold assessments on both hands and both feet was changed at random in each subject and each group. These pain thresholds were compared with the normal thresholds, which had been measured before starting the experiment and before inserting the subcutaneous needles. The variations of pain threshold in capsaicin-induced allodynia were expressed as the percentages of the threshold of the preinjection controls (see Fig. 7).
Statistical analysis. The differences between and within treatments were tested by means of the ANOVA, followed by the Newman–Keuls multiple range test for multiple comparisons. The data from single subjects were transformed from the polar coordinate system to the classic cartesian coordinates to analyze means and SDs of a single group. In addition, the response of each subject was expressed as the area under the curve, which was calculated according to the triangulation method of the study by Winter and Flataker (1949). The data are presented as mean ± SD. Differences were considered to be statistically significant at p < 0.05.
RESULTS
Analysis of the data from single subjects
To see the outcome of a single subject at a glance during the experiment, the polar coordinate system was displayed on the computer screen. In such a way, the results for a single subject could be inspected in real time. Figure 3 shows three examples taken from three representative subjects; each polar system was taken directly from the computer screen. The subject in A belongs to the natural history group and shows a pain time course that is equal on both hands and both feet. The subject in B received the placebo cream on the left hand, so that a reduction of pain was found specifically on the left hand. The subject in C received the placebo cream on the right hand and the left foot, so that pain reduction occurred specifically on the right hand and left foot.
The following data and statistical analyses within and between groups were obtained by transforming the polar coordinate systems of all subjects into cartesian coordinates.
The natural history of capsaicin pain
The natural history of the pain induced by capsaicin (group 1) is shown in Figure 4A for both hands and both feet. The statistical analysis of the areas under the curves is shown in Table 2 in which it can be noted that the ANOVA on the right represents the analysis within a single group, whereas the ANOVA at the bottom represents the analysis between the two groups for both the hands and the feet. It can be seen that no significant difference in pain time course was found between the four parts of the body, as shown by the analysis within group 1 of Table 2. The consistency of the four pain time courses in the same group represents an important starting point to unravel possible differences on hands and feet.
Table 2.
Left hand | Right hand | Left foot | Right foot | ANOVA2-a | |
---|---|---|---|---|---|
Group 1 (natural history) | 45.9 ± 16.1 | 40.1 ± 14.7 | 47.0 ± 18.2 | 44.3 ± 14.3 | F(3,188) = 1.74;p = 0.160 |
Group 2 (hidden naloxone) | 40.4 ± 15.7 | 44.7 ± 16.6 | 41.8 ± 18.8 | 45.6 ± 13.9 | F(3,76) = 0.44; p = 0.722 |
ANOVAb | F(1,66)= 1.67; p = 0.201 | F(1,66) = 1.28; p = 0.262 | F(1,66) = 1.13; p = 0.292 | F(1,66) = 0.12; p = 0.732 |
Statistical analysis within a single group.
Statistical analysis between the two groups.
The natural history was not modified by an intravenous dose of 0.14 mg/kg naloxone (group 2), indicating that naloxone per se did not affect this type of experimental pain. Figure 4Bshows that the hidden naloxone did not produce differences compared with the natural history. This is better evidenced by the statistical analysis of Table 2 in which no significant differences were found within group 2 and between groups 1 and 2.
Hand-directed expectancy of analgesia
When the placebo cream was applied to the left hand, expectation of analgesia was specifically directed to the left hand (group 3). In this case, we observed a clear-cut placebo effect only on the left hand, whereas the other hand and the feet were unaffected (Fig.5A). In fact, the response to capsaicin of the left hand, expressed as the area under the curve, was significantly smaller than the natural history (F(1,71) = 35.5; p < 0.001). In contrast, no difference between group 3 and the natural history was found for the right hand (F(1,71) = 2.57;p = 0.114), left foot (F(1,71) = 1.94; p = 0.168), and right foot (F(1,71) = 0.48; p = 0.492). Table 3 shows the analysis within group 3; it can be seen that the ANOVA on the right and the Newman–Keuls multiple range test (q coefficient) indicate a significant difference between the left hand and the other parts of the body.
Table 3.
Left hand | Right hand | Left foot | Right foot | ANOVA3-a | ||
---|---|---|---|---|---|---|
Group 3 (placebo on left hand) | 21.1 ± 18.3 | 46.1 ± 16.1 | 40.9 ± 16.8 | 41.7 ± 17.0 | F(3,96) = 10.64; p < 0.001 | |
—q(96) = 7.323;p < 0.01———— | ||||||
————-q(96) = 5.8;p < 0.01———————————— | ||||||
———————-q(96) = 6.034; p < 0.01—————————————————— | ||||||
Group 4 (placebo on left hand plus naloxone) | 47.2 ± 17.3 | 42.1 ± 14.6 | 40.5 ± 15.6 | 43.2 ± 15.2 | F(3,104) = 0.89; p= 0.447 | |
ANOVA3-b | F(1,50)= 27.95; p < 0.001 | F(1,50) = 0.88; p = 0.352 | F(1,50) = 0.01; p = 0.929 | F(1,50) = 0.11; p = 0.738 |
Statistical analysis within a single group.
Statistical analysis between the two groups.
If the placebo cream was applied to the left hand of the subjects who had previously received intravenous naloxone (group 4), no placebo effect was found (Fig. 5B). In fact, no difference in the areas under the curve was found between group 4 and the natural history for the left hand (F(1,73) = 0.11;p = 0.745), right hand (F(1,73)= 0.32; p = 0572), left foot (F(1,73) = 2.43; p = 0.123), and right foot (F(1,73) = 0.1; p = 0.755). Table 3 shows that no difference was found within group 4. In addition, the analysis between the two groups 3 and 4 showed a significant difference only on the left hand. Therefore, the specific placebo effect on the left hand, which was induced by the spatial-specific expectation of analgesia on the left hand, was blocked by naloxone.
It should be noted that the subjects who received the lidocaine cream to allow the double-blind design showed a strong analgesic effect only on the left hand in both groups 3 and 4. In fact, in these subjects, the areas under the curve were the following. In group 3, it was 8.4 ± 6.3 on the left hand, 41.3 ± 15.8 on the right hand, 44.8 ± 17.9 on the left foot, and 39.8 ± 18.3 on the right foot. In group 4, it was 13.3 ± 9.7 on the left hand, 45.1 ± 16.9 on the right hand, 40.5 ± 16.7 on the left foot, and 42.6 ± 17 on the right foot.
Hand- and foot-directed expectancies of analgesia
If the placebo cream was applied on one hand and one foot, expectation of analgesia was specifically directed to two parts of the body. When the placebo was applied to the right hand and left foot (group 5), we observed a placebo effect only on these two body parts (Fig. 6A), as shown by the significant difference of the area under the curve with respect to the natural history (F(1,70) = 39.0;p < 0.001 for the right hand andF(1,70) = 22.05; p < 0.001 for the left foot). No difference was found between group 5 and the natural history for both the left hand (F(1,70) = 0.01;p = 0.979) and the right foot (F(1,70) = 0.41; p = 0.523). The ANOVA and the Newman–Keuls test within group 5 showed a significant difference between the treated parts (right hand, left foot) and the untreated parts (left hand, right foot) (Table4).
Table 4.
Left hand | Right hand | Left foot | Right foot | ANOVA4-a | |||
---|---|---|---|---|---|---|---|
Group 5 (placebo on right hand and left foot) | 45.9 ± 13.8 | 17.2 ± 14.6 | 25.4 ± 18.8 | 46.7 ± 16.2 | F(3,92) = 20.68; p < 0.001 | ||
—q(92) = 8.807;p < 0.01————– | |||||||
————–q(92) = 6.291; p < 0.01———————————– | |||||||
——–q(92) = 9.052; p < 0.01—————————————— | |||||||
—q(92) = 6.536; p < 0.01————— | |||||||
Group 6 (placebo on right hand and left foot plus naloxone) | 39.8 ± 16.8 | 41.0 ± 15.1 | 44.2 ± 16.8 | 43.5 ± 17.1 | F(3,112) = 0.46; p = 0.712 | ||
ANOVA4-b | F(1,51)= 2.03; p = 0.160 | F(1,51) = 33.61; p < 0.001 | F(1,51) = 14.77; p < 0.001 | F(1,51) = 0.48; p = 0.491 |
Statistical analysis within a single group.
Statistical analysis between the two groups.
In this case also, the previous infusion of naloxone (group 6) blocked completely the two specific placebo effects (Fig.6B). In fact, the responses to capsaicin, expressed as the area under the curve, of the left and right hand and left and right foot did not differ from the natural history (F(1,75) = 2.51; p = 0.117;F(1,75) = 0.07; p = 0.797; F(1,75) = 0.45; p = 0.503; F(1,75) = 0.05; p = 0.826, respectively). No difference was found within group 6, and the analysis between groups 5 and 6 revealed a significant difference only for the right hand and left foot (Table 4). Therefore, in this case also, the specific placebo effects on the right hand and left foot, which were induced by spatial-specific expectancies, were completely blocked by naloxone.
The subjects who received the lidocaine cream to allow the double-blind design showed a strong analgesic effect only on the right hand and left foot in both groups 5 and 6, as shown by the following areas under the curve. In group 5, the area under the curve was 40.9 ± 15.9 on the left hand, 9.1 ± 7.1 on the right hand, 11.3 ± 7.8 on the left foot, and 42.4 ± 17.6 on the right foot. In group 6, it was 43.8 ± 18.1 on the left hand, 12.9 ± 8.4 on the right hand, 15.6 ± 9 on the left foot, and 39.7 ± 17.4 on the right foot.
The effects of placebo on capsaicin-induced allodynia
The placebo affected not only the time course of capsaicin pain but also the pain thresholds on the cutaneous areas where capsa- icin had been injected. At 30 min after capsaicin injection, the percentage reduction in pain threshold was much smaller on those parts of the body where the placebo cream had been applied. Figure 7 and Table5 show that allodynia was significantly less pronounced at 30 min on the left hand in group 3 (Fig.7C) and on the right hand and left foot in group 5 (Fig.7E). The Newman–Keuls multiple range test showed that the pain threshold of the left hand in group 3 was higher at 30 min compared with all the other parts of the body (Table 5, qcoefficient). Similarly, in group 5, the pain threshold was higher on the right hand and left foot compared with the left hand and right foot. In all the other groups, no significant difference was found at 30 min. When the assessment of allodynia was performed 120 min after capsaicin injection, no significant difference was present in all groups (Fig. 7, Table 5). Thus, allodynia was specifically affected by the placebo cream at 30 min after capsaicin injection, whereas no placebo effect was found at 120 min.
Table 5.
Time after capsaicin | Left hand | Right hand | Left foot | Right foot | ANOVA | |||
---|---|---|---|---|---|---|---|---|
Group 1 | ||||||||
30 min | 65.2 ± 12.4 | 61.7 ± 16.1 | 68.5 ± 19.3 | 69.2 ± 20.2 | F(3,188) = 1.91;p = 0.130 | |||
120 min | 89.1 ± 12.0 | 93.2 ± 7.1 | 87.2 ± 14.5 | 90.7 ± 11.3 | F(3,188) = 2.33; p = 0.076 | |||
Group 2 | ||||||||
30 min | 70.6 ± 17.1 | 63.8 ± 15.2 | 62.7 ± 16.0 | 66.5 ± 14.4 | F(3,76) = 1; p = 0.396 | |||
120 min | 90.2 ± 9.4 | 85.1 ± 10.9 | 88.7 ± 13.1 | 90.2 ± 10.4 | F(3,76) = 0.95;p = 0.420 | |||
Group 3 | ||||||||
30 min | 79.3 ± 13.5 | 67.1 ± 14.6 | 71.1 ± 13.9 | 66.9 ± 16.8 | F(3,96) = 4.25; p < 0.008 | |||
——-q(96) = 4.323;p < 0.01——- | ||||||||
——————–q(96) = 3.260; p < 0.05———————– | ||||||||
–———————————q(96) = 4.394; p < 0.01–———————————— | ||||||||
120 min | 87.9 ± 15.1 | 93.1 ± 14.3 | 91.2 ± 9.6 | 90.1 ± 9.2 | F(3,96) = 0.77; p = 0.511 | |||
Group 4 | ||||||||
30 min | 70.8 ± 14.3 | 69.3 ± 16.9 | 68.1 ± 14.9 | 67.1 ± 14.9 | F(3,104) = 0.29; p = 0.830 | |||
120 min | 86.6 ± 13.1 | 90.4 ± 10.0 | 90.1 ± 10.3 | 88.7 ± 12.7 | F(3,104) = 0.60;p = 0.615 | |||
Group 5 | ||||||||
30 min | 70.7 ± 16.1 | 80.1 ± 15.3 | 86.5 ± 14.4 | 69.3 ± 15.1 | F(3,92) = 7.51; p < 0.001 | |||
——-q(92) = 3.028;p < 0.05——– | ||||||||
—————–—-q(92) = 5.237;p < 0.01——————–—- | ||||||||
–——————–q(92) = 3.580; p < 0.05———————– | ||||||||
——-q(92) = 5.877;p < 0.01——- | ||||||||
120 min | 88.1 ± 11.6 | 87.3 ± 15.0 | 91.5 ± 11.9 | 90.3 ± 9.8 | F(3,92) = 0.60; p = 0.614 | |||
Group 6 | ||||||||
30 min | 66.6 ± 16.1 | 69.1 ± 14.3 | 63.2 ± 16.1 | 69.4 ± 13.7 | F(3,112) = 1.05; p = 0.373 | |||
120 min | 87.7 ± 14.8 | 88.1 ± 13.6 | 90.3 ± 9.2 | 92.4 ± 14.1 | F(3,112) = 0.80;p = 0.498 |
The subjects who received the lidocaine cream did not show a decrease of pain thresholds at both 30 and 120 min. The percentages of preinjection control pain threshold were 95.8 ± 14 at 30 min and 103.2 ± 15.4 at 120 min on the left hand in group 3; 90.5 ± 15 at 30 min and 96.4 ± 15.7 at 120 min on the left hand in group 4; 101.1 ± 13.9 and 100.4 ± 16.2 at 30 min on the right hand and left foot respectively, and 104 ± 15.5 and 99.6 ± 16.3 at 120 min on the right hand and left foot, respectively, in group 5; 96.7 ± 13.7 and 95.9 ± 16.4 at 30 min on the right hand and left foot, respectively, and 98.9 ± 14.9 and 100.9 ± 16.1 at 120 min on the right hand and left foot, respectively, in group 6.
DISCUSSION
Two important findings emerge from this study. First, a placebo response occurs only on the part of the body where expectation is directed, indicating that the underlying mechanisms do not affect the entire body. Second, this highly specific placebo response is mediated by opioid systems, indicating that the activated endogenous opioids do not act throughout the nervous system but only on those neural circuits linking specific expectations to specific placebo responses.
The experimental procedure we used was aimed at assessing capsaicin pain simultaneously on four parts of the body. To do this, we performed several pilot experiments and found that the subcutaneous injection of capsaicin was an adequate pain stimulus for the following reasons. First, the pain burning sensation was very localized, so that a shift of attention from one part of the body to another was easily accomplished. Second, it lasted ∼12–15 min, which represents a necessary condition to elicit a placebo response. In fact, brief stimuli (few seconds) are usually unaffected by placebos (Price, 1988;Price and Fields, 1997). Third, we used a small dose compared with previous studies (e.g., LaMotte et al., 1991), so that a strong but bearable burning sensation was produced. Fourth, the infusion pump permitted the simultaneous injection of capsaicin. In contrast, in pilot experiments, we found that it is very difficult to produce simultaneous ischemic pain on hands and feet by means of the tourniquet technique. As far as the judgments of pain are concerned, it should be pointed out that, for each minute after capsaicin injection, the subjects judged the four pain sensations in 21 sec, thus allowing almost concurrent pain ratings on four different body parts. Despite this relatively short period of time, a 7 sec interval was allowed for each pain judgment, and, usually, most of the subjects reported their pain scores 3–4 sec after the electric signal. That this procedure is reliable is demonstrated by the consistency of the pain time course on hands and feet in the natural history group. These data were also confirmed by the assessment of the pain thresholds and allodynia, which clearly show a spatial-specific placebo analgesic effect. In this regard, it is worth emphasizing that, to our knowledge, this is the first study showing a placebo effect on allodynia.
Taking into account these methodological considerations, our data are in agreement with the findings by Montgomery and Kirsch (1996), who showed that some types of local placebo responses cannot be explained by mechanisms affecting the entire body. To reconcile their results with the opioid-mediated placebo effect, Montgomery and Kirsch (1996)and Kirsch (1997) hypothesized that the activation of endogenous opioid systems might occur when placebos are presented as general analgesics, not when placebos are presented as local analgesics. We would like to point out that our study was initially conceived on the basis of this hypothesis, which suggests that different verbal instructions either do or do not activate endogenous opioid systems. Very interestingly, we found that the very specific placebo effects, described by Montgomery and Kirsch (1996) and analyzed in detail in the present study, are mediated by endogenous opioids, indicating that opioid systems can be activated by both general and local placebos.
How can a local and specific placebo response be explained in terms of endogenous opioid activation? First of all, we have to consider that a placebo response may be a result of either cognitive or conditioning mechanisms or both, although other theories have been proposed (for review, see Wall, 1994; Benedetti and Amanzio, 1997). In the first case, expectations and beliefs of analgesia interact with opioid systems to influence the pain pathways (Fields and Price, 1997; Price and Fields, 1997; Amanzio and Benedetti, 1999). In the second case, the placebo response is a learning phenomenon in which previous experience with analgesics and analgesia plays a crucial role (Batterman and Lower, 1968; Laska and Sunshine, 1973; Wickramasekera, 1985; Voudouris et al., 1989, 1990; Benedetti et al., 1998; Amanzio and Benedetti, 1999). However, it is worth stressing that it is not always easy to differentiate between expectation and conditioning. For example,Montgomery and Kirsch (1997) showed that placebo analgesia can result from conditioning but is actually mediated by expectancy. In other words, conditioning leads to the expectation that a given event will follow another event, and this occurs on the basis of the information that the conditioned stimulus provides about the unconditioned stimulus (Rescorla, 1988; Montgomery and Kirsch, 1997). However, a very recent study shows that a real conditioning may occur via opioid receptors in placebo respiratory depression, a situation in which expectancy appears not to be involved (Benedetti et al., 1999). On the basis of these considerations, it is likely that both cognitive and conditioning mechanisms are involved in placebo analgesia in different psychological states and in different circumstances.
The present study adds one more psychological parameter to the placebo effect, which is the spatially directed expectancy. Although a previous conditioning with analgesics cannot be ruled out (several subjects had a previous experience with analgesics), the spatial dimension of expectation warrants that a cognitive component (i.e., spatial attention) must be present. This spatial attention (or spatially directed expectation) appears to be crucial for the activation of specific opioid systems. These findings lead to some important conclusions. First, if expectation is directed to a part of the body, placebo analgesia occurs only on that part, as already demonstrated byMontgomery and Kirsch (1996). Second, this spatially directed expectation implies that attentional mechanisms must be involved. Third, the internal representation of the body (body schema), with its organization and topography, must be the target of the expectancy-mediated placebo analgesic effect. Fourth, all the observed specific placebo effects are mediated by endogenous opioids. Fifth, the effects of these opioids are specifically directed to those neural representations of the body, which are the focus (attention) of the expectations.
Reasoning in this way, a nonspecific release of endogenous opioids throughout the nervous system cannot explain the findings of our study. Rather, a highly organized network of opioid pathways and/or receptors appears to link expectation, attention, and body schema, according to the model shown in Figure 8. Expectation of analgesia can be directed, via attentional mechanisms, to different spatial loci of the body. This complex network activates specific opioid subsystems which, in turn, act only on those parts of the body that are the targets of expectation. Although this model is necessarily speculative, the basic underlying principle appears to be the topographic link between spatially directed expectancies and opioid systems. In other words, spatial-specific expectations have their own organization that is maintained at the level of the endogenous opioid systems.
Modulation of pain by different psychological states is widely recognized, and many studies have focused their attention on brainstem mechanisms and related descending inhibitory control (Mayer and Price, 1976; Basbaum and Fields, 1978, 1984; Watkins and Mayer, 1982; Fields and Price, 1997). For example, Fields (1992), Fields and Basbaum (1994), and Fields and Price (1997) emphasized the role of psychological factors, such as expectation, attention, and arousal, in the modulation of periaqueductal gray and the rostral ventromedial medulla. Most interestingly, Soper and Melzack (1982) showed a somatotopic organization of the periaqueductal gray in rodents, such that the stimulation of different loci produced analgesia in different cutaneous areas. This indicates a high level of anatomical and functional organization in the periaqueductal gray (Bandler and Shipley, 1994). All these pain modulatory networks are affected by opioid peptides, indicating that endogenous opioid systems play an essential role in the organization of both periaqueductal gray and rostral ventromedial medulla (Fields and Basbaum, 1994).
Although the present study cannot demonstrate the involvement of these neural circuits in spatial-specific placebo analgesia, it certainly suggests a topographic relationship between expectancies and opioid systems, occurring for example via the somatotopic organization of the periaqueductal gray. We feel that this finding will help us to understand not only the mechanisms of pain and the organization of the opioid systems but also the interactions between complex mental activities and neurochemical systems.
Footnotes
This work was supported by grants from Ministero dell’Universitàe della Ricerca Scientifica e Tecnologica and Consiglio Nazionale delle Ricerche Coordinate Project on Trigeminal Pain.
Correspondence should be addressed to Fabrizio Benedetti, Dipartimento di Neuroscienze, Università di Torino, Corso Raffaello 30, 10125 Torino, Italy.
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