Abstract
Neuronal activity in the deep layers of the macaque (Macaca mulatta) superior colliculus (SC) and the underlying reticular formation is correlated with the initiation and execution of arm movements (Werner, 1993). Although the correlation of this activity with EMGs of proximal arm muscles is as strong as in motor cortex (Werner et al., 1997a; Stuphorn et al., 1999), little is known about the influence of electrical microstimulation in the SC on the initiation and trajectories of arm movements. Our experiments on three macaque monkeys clearly show that arm movements can be elicited by electrical microstimulation in the deep layers of the lateral SC and underlying reticular formation. The most extensively trained monkey, M1, extended his arm toward the screen in front of him more or less stereotypically upon electrical SC stimulation. In two other monkeys, M2 and M3, a larger repertoire of arm movements were elicited, categorized into three movement types, and compared before (M3) and after (M2 and M3) training: twitch (56% vs 62%), lift (6% vs 5%), and extend (37% vs 32%), respectively. Therefore, arm movements induced by electrical stimulation in the monkey SC represent a further component of the functional repertoire of the SC using its impact on motoneurons in the spinal cord, probably via premotor neurons in the brainstem, as well as on structures involved in executing more complex movements such as target-directed reaching. Therefore, the macaque SC could be involved directly in the initiation, execution, and amendment of arm and hand movements.
Keywords: electrical microstimulation, forelimb movement, midbrain, nonhuman primate, reticular formation, superior colliculus
Introduction
Elaboration of sensory input for orienting is complex because the information is usually provided by different channels. Therefore, sensory information from different reference systems (e.g., retinocentric or head or body centered) has to be integrated and transformed into a new dynamic reference system for arm movement (Snyder, 2000). Due to the ability of the superior colliculus (SC) for multisensory integration (Meredith and Stein, 1983, 1986a, 1986b) and translation of signals into motor commands controlling saccadic eye and head movements (Wurtz and Goldberg, 1971; Walton et al., 2007), as well as the existence of reach related neurons in the monkey's SC (Werner, 1993; Werner et al., 1997a, 1997b), this structure is exquisitely suited to study its contributions to orienting behavior including goal-directed arm movements. Recently, arm-movement-related activation has been identified also in the human SC (Linzenbold and Himmelbach, 2012).
Microstimulation has implicated the SC or its homologue in lower vertebrates, the optic tectum, in controlling skeletomotor functions such as whole-body turning in freely moving cats (Hess et al., 1946), whole-body orienting or avoidance in rodents (Sahibzada et al., 1986), prey catching in toads (Ewert, 1984), or turning movements in goldfish (Akert, 1949). Striking evidence for the contribution of collicular neurons to forelimb and hindlimb movements in the cat were provided by Anderson et al. (1972), who demonstrated that electrical microstimulation in the deep SC evokes EPSPs in flexor and extensor limb motoneurons. First hints for a possible participation of the monkey SC in visually guided skeletomotor behavior came from anatomical studies (Kuypers and Lawrence, 1967; Goldman and Nauta, 1976; Catman-Berrevoets et al., 1979) identifying projections from cortical areas involved in skeletomotor behavior to terminate in the intermediate and deep layers of the SC (Fries, 1984, 1985; Borra et al., 2010, 2012). Furthermore, targets of descending projections from the deep layers of the lateral SC in rat, cat, and monkey indicate that skeletomotor functions other than head movements could also be mediated by the SC (Castiglioni et al., 1978; Grantyn and Grantyn, 1982; Olivier et al., 1991; Nudo et al., 1993; Rubelowski et al., 2013). Finally, applying electrical microstimulation within the deep layers of the macaque, Cowie and Robinson (1994) could not only evoke head movements, but in some penetrations, also movements of the proximal limbs. Effective stimulation sites were usually found below those from which head movements could be elicited.
A first series of experiments conducted in our laboratory on a monkey (M1) highly trained to perform goal-directed arm movements (Lindner, 2004) showed that microstimulation in the SC could cause similar reaches. Therefore, a second series of experiments was performed in a naive monkey (M3) before any arm movement training to confirm that SC stimulation can indeed elicit arm movements in a monkey independently of learned behavioral content. These results were complemented and confirmed by a third, moderately trained monkey (M2), in which the arm ipsilateral to the stimulated SC was also probed. These results have been published in part in abstract form (Philipp et al., 2006).
Materials and Methods
Animals.
Three male rhesus monkeys (Macaca mulatta), M1, M2, and M3, weighing 11, 8.5, and 10.5 kg, respectively, took part in these experiments. Two monkeys (M1 and M2) were trained to perform saccades coupled with reaches toward visual stimuli. In the late phase of these experiments, electrical stimulation was applied to the SC. The naive monkey, M3, was only familiarized with the experimental setup and trained in a standard fixation paradigm, which was necessary to determine the visual receptive field locations in the superficial layers of the SC before electrical stimulation was applied. After the completion of the initial stimulation experiments in monkey M3, training for the execution of arm movements to visual targets on the screen was initiated (blue LED). During the experiments, the body was restrained in a primate chair. The head was free to move for monkeys M1 and M3, whereas monkey M2's head was restrained. Visual targets (red and blue LEDs; 1 cm diameter, 1.5 cd/m2) were rear projected on a 60-cm-wide, circular, translucent tangential screen 27.5 cm in front of the animal in complete darkness via galvanometer-driven mirrors under homemade software control. The monkeys' gaze and hand position were monitored with the same software that recorded the spike events. For details of the paradigms, see section “Experimental procedures.”
Procedures.
All procedures were designed to minimize the discomfort and pain of the animals. All experiments were approved by the local ethics committee and performed in accordance with the Deutsche Tierschutzgesetz of 7–26-2002, the European Communities Council Directive of 86 609 EEC, and the NIH Guide for the Care and Use of Laboratory Animals. Subjects M1 and M3 also participated in related experiments (Reyes-Puerta et al., 2009, 2010, 2011).
Surgery.
After an initial training period, the monkeys were prepared for eye movement and extracellular single-cell recording. The monkeys were treated preoperatively with atropine sulfate (0.04 mg/kg) and initially anesthetized with ketamine hydrochloride (10 mg/kg, i.m.) followed by supplementary doses of pentobarbital sodium as needed (25 mg/kg, i.v.). Deep analgesia was maintained by intravenous bolus applications of fentanyl (3 μg/kg/h).
A custom-made head holder (stainless steel or titanium) was fixed to the skull with surgical screws and was additionally embedded in dental acrylic together with the SC recording chamber. The center of the chamber (inner diameter: 19 mm) was stereotaxically placed at Horsley–Clarke coordinates on the midline over the occipital pole and tilted backwards 45° from the vertical to ensure an approximately perpendicular approach through the SC layers. Stereotaxic coordinates were adjusted according to a prior anatomical magnetic resonance scan with a Siemens Magnetom (1.5 tesla). A subconjunctival search coil (Bioflex wire) was implanted in one eye as described by Fuchs and Robinson (1966) and modified by Judge et al. (1980). Heart rate, blood pressure, body temperature, and the oxygen saturation of the blood were monitored for the duration of the surgery. Analgesics and antibiotics were administered intramuscularly for 1 week postoperatively. Wound treatment was performed in a daily procedure in which the recording chamber was additionally supplied with antibiotic eye drops.
Recording.
For extracellular recordings and electrical microstimulation, a guide tube penetrated the dura mater, and home-made glass-insulated tungsten microelectrodes (tip diameter 2 μm, 0.5–1.5 MΩ or tip diameter 1 μm, 2–3 MΩ measured at 100 Hz for stimulation and recording experiments, respectively) were lowered into the brain by a microdrive (MO-95, meter reading accuracy: 10 μm; Narishige International) attached to the recording chamber. Recorded signals were preamplified, digitized, and transmitted via interference-free fiber optics to the main amplifier. The signal was fed through a computer-controlled real-time spike-sorting system using an online time-amplitude window discriminator (Plexon) and stored as spike times with 1 ms resolution.
Horizontal and vertical gaze-position signals were measured via a magnetic search-coil system (EM3 eye movement monitor; Remmel Labs) at 500 Hz. With the head unrestrained, an additional search coil was attached to the head. The gaze-position signal was used to monitor stable fixation in a window of 2.5° radius around the fixation point during the tasks.
One arm was restrained and the other either contralateral or ipsilateral to the electrically stimulated SC was kept unrestrained during the experiments. Arm position was recorded at 91 Hz by means of a magnetic sensor attached to the monkey's active wrist (miniBird system, 0.5 mm resolution; Ascension Technology).
All data were fed into a PC-ISA multifunction board (PCI-20098C; Intelligent Instrumentation) and stored on the hard disk of the same computer that controlled the animal's behavior for offline analysis. In addition, behavior was monitored via an infrared camera system (SSC-M370CE; Sony) and stored on a DVD hard disc recorder (DMREH56; Panasonic). One audio channel of the recorder was used to store the timing of each new behavioral event; the second channel recorded the onset and duration of the electrical microstimulation This served to correlate the monkey's behavior with the microstimulation during the analysis of the DVD recordings.
Experimental procedure.
Before electrical stimulation, the depth of the collicular surface was determined by multiunit recording, and visual receptive fields were plotted in a standard fixation task. This was necessary to determine the stimulation site within the collicular visuomotor map. The microstimulation protocol started always in depths between 500 and 1000 μm below the SC surface and ended at ∼5700 μm (after continuous probing every 100 μm).
A stimulation site was considered effective if one of the arm movement types or a combination of them (as described in Data analysis, below) was elicited successfully; that is, it was clearly visible on the TV monitor or discernible in the arm position traces at least three times within 10 trials. Ineffective sites were left after maximal 10 repetitions with maximal 50 μA stimulus current.
Cathodal pulse trains of 400 μs pulse width, 200–500 ms duration, and frequencies of 200–300 Hz at stimulus strengths slightly higher than those eliciting saccades (5–10 μA) were applied to test whether movements of the unrestrained arm could be elicited. From time to time, polarity was changed briefly to avoid polarization of the electrode. The parameters used in this experiment, electrical stimulation on ∼0.2 to half-second time scale with currents <50 μA, follow the commonly and successfully used parameters to study eye-and-head shifts in the superior colliculus (Cowie and Robinson, 1994; Freedman et al., 1996; Corneil et al., 2002; Klier et al., 2003) and to study complex movements of the arm evoked from the motor cortex (Graziano et al., 2002, 2005). It is important to monitor the current flowing across the microelectrode into the tissue. We therefore used a constant current isolation unit and displayed form and amplitude of the pulses on an oscilloscope. Rise time of the isolation unit to the desired amplitude was about 100 μs across 1 MΩ.
At effective stimulation sites, the experimental procedure was started using currents that elicited at least twitches of the wrist (current range: 10–50 μA, median currents: 30 μA, 25th: 21 μA, 75th: 35 μA). Twenty consecutive trials of electrical microstimulation were sampled at each stimulation site. All experiments were conducted in total darkness. The monkeys were not engaged in a particular behavioral task during stimulation. Microstimulation was delivered manually and at random times (with a minimum delay of 10 s between repetitions) when the hand was at rest mostly in front of the trunk or at the start bar or at some other target on the primate chair (water tube). We did not notice an effect of initial hand position except that the monkeys could suppress extend movements by holding tightly to the chair. These tests were discarded from analysis. During the microstimulation experiments, the highly trained monkey M1 was rewarded after each stimulation trial whether an arm movement could be elicited or not. In contrast, the naive monkey M3 and the moderately trained monkey M2 were never rewarded after electrical stimulation to avoid any causal relationship between electrical microstimulation and reward. After 11 experimental days, the naive monkey M3 was trained to perform different tasks regarding eye-hand coordination including fixation-reach and saccade-reach tasks. After 5 months of this training, electrical microstimulation experiments were repeated to investigate whether arm movement training affected the monkey's reach behavior or not.
In the saccade-reach (SR) task, the monkey was instructed to carry out combined eye and arm movements to one of three possible peripheral targets. One target appeared 24° eccentric in the visual hemifield contralateral to the stimulated SC; the other two targets were presented 10° below and above the middle target (Fig. 1). At the beginning, the monkey had to fixate the central red target (2.5° radius) for 1000–1400 ms. After this fixation period, the fixation target disappeared and reappeared together with the blue reach target in the visual periphery. The subject had to look at and touch the new targets within 1500 ms after button release or the trial was aborted. After a hold time of 900–1600 ms, the blue reach target turned off and the red fixation target changed its color to green, which signaled the successful execution of the trial.
Data analysis.
All data were analyzed offline by home-made software using MATLAB (MathWorks). Gaze position signals were filtered using a second-order low-pass butterworth filter with a 28 Hz cutoff frequency. For recording arm movement trajectories, a second-order low-pass butterworth filter with a 7 Hz cutoff frequency was used. The median onset latencies of the arm movements were detected by a speed threshold criterion (10% of maximum speed; Sailer et al., 2003) within a time window starting at microstimulation onset and lasting for 1000 ms. Instantaneous arm movement speed was calculated from the three-dimensional position data provided by the miniBird sensor. Video recordings were further used to characterize the arm movements offline. Three arm movement types were defined by visual inspection and quantitative amplitude criteria: (1) twitch movements of the thumb, hand, or wrist (amplitude: ≤10 mm); (2) lift movements of the forearm (>10 mm mainly in the Y direction); and (3) extend movements of the arm with a clear transport component of the hand away from the hand rest and amplitudes ≥100 mm (Fig. 2).
To compare the probabilities (P) that different movement types can be elicited from the same stimulation site within the SC an index was calculated as follows: index = (Ptwitch&lift − Pextend): (Ptwitch&lift + Pextend). Statistical tests were used to test the hypothesis that two independent samples containing arm movement latencies represent similar distributions. First, each distribution of data was tested for normality (Kolmogorov–Smirnov) within each group. For a non-normal distribution, the nonparametric Mann–Whitney U test was used. In all other cases, the parametric Student's t test for independent samples was performed. A Kruskal–Wallis one-way ANOVA on ranks and the pairwise multiple-comparison procedure after Dunn's method were used to compare many groups with each other. For the comparison of calculated or counted quantities, a χ2 test was used to test for significantly varying distributions. To compare the proportions from two independent groups, a one-tailed Z test was used. All tests were applied at the 5% significance level for between-group comparisons. Tests were conducted in MATLAB or SigmaStat (Systat Software).
Results
The experiments on three macaque monkeys show that arm movements can be elicited by electrical microstimulation in the deep layers of the SC and the underlying reticular formation. The direction and amplitude of the evoked arm movements could not be related to the concomitantly occurring gaze shifts, confirming our published electrophysiological results that there is no visuomotor map for arm movements in the SC (Werner et al., 1997b). This conclusion is similar to that reached for head movement control: the lack of a topographical organization of head-movement-related neurons in the SC based on their head movement field properties (for review, see Gandhi and Katnami, 2011). The most extensively trained monkey, M1, extended his contralateral arm toward the screen in front of him more or less stereotypically upon electrical stimulation in the SC (Fig. 2A,B). Microstimulation in the SC of M1 was effective to elicit arm movements in 16 of 17 experimental sessions. The actions elicited in the lesser trained monkeys, M2 and M3, were less stereotypical than those of monkey M1 and disclosed a large repertoire of arm movements, which were classified into one of three movement types by visual inspection and quantitative amplitude criteria: (1) twitch: minor movements of thumb, hand, or shoulder with amplitudes ≤10 mm; (2) lift: moderate movements of the hand or shoulder with amplitudes >10 mm; and (3) extend: large movements of the arm with amplitudes ≥100 mm (Fig. 3). In monkey M2, the effect of microstimulation on both the ipsilateral and the contralateral arm was tested. During 10 experimental sessions, 10 penetrations were performed in M2, six of which were effective in eliciting arm movements. A total of 650 microstimulations were applied while probing the contralateral arm and 260 while probing the ipsilateral arm, 357 and 177 of which successfully elicited arm movements, respectively. Importantly, in monkey M3, electrical microstimulation before any arm movement training—that is, without any experience in performing arm movements to visual targets within the experimental setup—resulted in similar movement types as in M2. Overall, microstimulation was conducted along 68 penetrations covering the entire rostrocaudal and mediolateral extend of the SC in monkey M3. The 18 penetrations in which arm movements could be elicited were restricted to the lateral SC (see Figs. 9, 11). Of 1579 microstimulations applied during these 18 penetrations, 238 of 500 were effective before (five penetrations) and 661 of 1079 after the arm movement training (13 penetrations).
Movement characteristics
Arm position in X-coordinates (horizontal), Y-coordinates (vertical), and Z-coordinates (toward screen) versus time of the most conspicuous arm movements (“extend”) electrically elicited from a given SC stimulation site are shown for monkey M1 in Figure 2A and for M3 before the training in Figure 2C. The microstimulation period is represented by the black bar starting at time point zero (200 impulses per second for 200 ms). All arm movements start within a 500 ms time window after microstimulation onset. The initial movement onset is occasionally followed by submovements of different direction and amplitude. The arm trajectories are additionally shown in three dimensions in Figure 2, B and D. Generally, extend movements of monkeys M1 and M2 (data not shown) were more stereotypical; during one experiment at a particular stimulation site, the elicited extend movements were usually directed to the screen (Fig. 2B) or they stopped short of the screen (data not shown). Arm movements from monkey M3 before the training were much more erratic compared with those of monkeys M1 and M2. As shown in Figure 2D, most of M3's extend movements ended at the mouthpiece of the water tube (position 1), the upper right edge of the primate chair near the head (position 2), at the screen in front of the animal (position 3), or short of the screen in front of the monkey. The latter movements were often redirected to the initial position and therefore describe loop-like trajectories. After the training, M3's extend movements were more similar to those of M1 and M2. A quantitative comparison will be given in the next sections.
Frequency of different types of arm movements
To investigate whether training affects the frequency and quality of different electrically elicited arm movements in monkey M3, movements were plotted for each penetration versus consecutive experimental days. The probability to elicit an arm movement at all by electrical microstimulation was the same before and after the arm movement training (p > 0.05, Mann–Whitney U test). The percentages for movement types twitch, lift, and extend relative to the total number of microstimulations applied are shown in Figure 4A. There was no obvious relation between experimental day and the frequency of different arm movement types (lack of linear regression for twitch, lift, or extend; R-values <0.4, p > 0.05; note that between day eight and day 170, the monkey was trained in different arm movement paradigms). Altogether, 18 penetrations (five before and 13 after the arm movement training) were taken into account.
The relative frequencies of successful microstimulations before and after the arm movement training of monkey M3 are plotted separately for each movement type for the contralateral arm in Figure 4B. Twitch movements characterized by small vertical deflections or the supination of the wrist were usually observed when the arm was calmly lying on the waist plate of the primate chair or when the monkey was holding the mouthpiece of the water tube. These twitch movements occurred in 56.2% and 49.5%, whereas extend movements were observed in 37.0% and 38.7% of the successful trials before and after arm movement training, respectively. Lift movements of the hand, arm, or shoulder (5.5% before and 10% after training) were much less frequent. Therefore, comparing the frequencies for each movement type in monkey M3 before and after the arm movement training revealed that twitch and lift differ significantly with a lower probability for twitch and a higher probability for lift movements after the arm movement training (Z test: Z > 1.6, p < 0.05). No difference was found for extend movements (Z test: Z < 1.6, p > 0.05).
So far, we considered extend movements as a single group. In the following, one subpopulation of arm movements that ended on the screen (extendS), and therefore resembled the trained movements to a visual target on the screen, was distinguished from the remaining movements (extendR), which stopped short of the screen or were directed at other locations such as the water tube or primate chair. Importantly, fully extended movements to the screen appeared significantly more often after monkey M3 was trained to reach to visual targets on the screen (4% before training vs 9% after training; hatched areas in Fig. 4B; Yates corrected χ2 test: p < 0.05, χ2: 5.26, degrees of freedom: 1). Taking only extend movements into account, 10% were directed to the screen before and 22% after the training.
Twitch movements of the contralateral arm were the most common in monkey M2 (73%) and in monkey M3 (49.5 after training). It is important to mention the frequent time-locked activation of the thumb (contralateral and ipsilateral to the stimulation site), which moved in a stereotypical manner even when all remaining parts of the limb were totally motionless. In contrast, the number of lift movements was much lower in M2 (1.8%) compared with M3 (10% after training). Electrical microstimulation successfully elicited extend movements of the contralateral arm in 25% of the effective trials in M2 (Fig. 8). It is noteworthy that the ratio of extend movements ending on the screen is comparable between monkey M3 and M2 (∼10% across all elicited movement types, compare the dashed bars in Figs. 4B, 8). In the highly trained monkey M1, 30% of the arm movements were directed to the screen (extendS). Most of the remaining were extendR movements falling short of the screen.
In addition to arm movements, the monkeys showed movements of the eyes, head, and pinnae. Movements of the head—especially with stimulation in the posterior part of the SC—were accompanied by whole-body-turns into the direction contralateral to the stimulated SC. The monkey literally tried to take a look behind his back. Microstimulation applied in short succession turned the monkey step by step into the contralateral direction. At the deepest stimulation sites, the monkey started to lift the upper lip. When this moderate lifting of the lip changed into grimacing (particularly with electrode positions in the lateral half of the SC) or defensive-like movements, electrical microstimulation was stopped.
Comparison of extend movement speed profiles between subjects and conditions
The two different subgroups of electrically evoked extend movements (extendS and extendR) were analyzed in more detail and compared with goal-directed arm movements to visual targets conducted during the SR task.
Figure 5A shows the speed profiles of electrically elicited extend movements directed to the screen for monkey M3 before (green, n = 7) and after (gray and red, respectively; n = 57) the arm movement training. After training, at least one-third of the speed profiles showed a saddle before the actual maximum (red curves). This decrease in speed precedes an additional submovement and was rarely observed before the reach training. The maximum speed of this submovement with <0.85 m/s (median: 0.68 m/s) is considerably lower than those represented by the bell-shaped profiles (gray lines) recorded during the posttraining period. The latter in turn resemble the speed profiles of reach movements to visual targets on the screen recorded in the posttraining SR task (Fig. 5B). To gain representative data for the SR task, movements to three different targets at the screen (Fig. 1) were collected over 10 experimental days, pooled, and used for the analysis. These goal-directed movements exhibit exclusively bell-shaped speed profiles and show therefore constant kinetic properties over all experimental days (compare screen-directed with goal-directed movements in Fig. 5A,B, respectively). Therefore, pretraining profiles of electrically elicited arm movements to the screen have significantly lower maximum speeds and less stereotypically bell-shaped profiles and thus differ fundamentally from most profiles obtained by electrical microstimulation after the training and the visually guided arm movements recorded during the SR task.
Electrically elicited arm movements directed to the screen are characterized by significantly lower maximum speeds before than after the arm movement training (0.69 m/s vs 0.97 m/s, respectively, p < 0.01; Fig. 6, Table 1). However, the median times to maximum speed do not differ significantly (p > 0.05). The comparison of extendS movements in monkey M3 with those obtained during the SR task reveals no significant differences regarding maximum speed (0.97 vs 0.87 m/s) and time to maximum speed (154 vs 143 ms). However, the same analysis for monkey M2 reveals significantly slower speeds and longer times to maximum speed for electrically elicited movements to the screen compared with those obtained during the SR task (0.47 vs 0.97 m/s and 467 vs 131.9 ms, respectively; p < 0.001). This, together with the same albeit not significant tendency in monkey M3, shows that the two movements (electrically induced and SR) can differ substantially from each other. This does not hold true for the remaining population of extendR movements. These movements are mainly directed to a position located at the top of the primate chair, the water tube of the reward system, or an undefined position in front of the monkey (Fig. 2D) and are characterized by longer trajectories and the lack of a distinct endpoint (e.g., the screen).
Table 1.
Maximum speed (m/s) | Time to maximum speed (ms) | Latency (ms) | n | |
---|---|---|---|---|
Monkey M1 | ||||
ExtendS | 0.94 | 153.9 | 417.6 | 81 |
ExtendR | 0.54 | 98.9 | 428.6 | 190 |
Monkey M2a | ||||
ExtendS | 0.47 | 467.0 | 401.1 | 34 |
ExtendR | 0.28 | 174.7 | 384.6 | 85 |
SR | 0.97 | 131.9 | 314.3 | 85 |
Monkey M3 (pretraining) | ||||
ExtendS | 0.69 | 157.8 | 318.7 | 9 |
ExtendR | 1.1 | 164.8 | 252.8 | 78 |
Monkey M3 (posttraining) | ||||
ExtendS | 0.97 | 153.9 | 241.8 | 57 |
ExtendR | 0.93 | 164.8 | 208.8 | 198 |
SR | 0.87 | 142.9 | 317.3 | 57 |
Ipsilateral | ||||
ExtendR | 0.46 | 461.5 | 373.6 | 13 |
aFor monkey M2, data from the ipsilaterally elicited arm movements are also shown.
Maximum speeds of extendR arm movements of monkey M3 were higher before the arm movement training than afterward (1.1 m/s vs 0.93 m/s, p < 0.01), but the latter had still higher maximum speeds and longer times to maximum speed (p < 0.001) than those obtained during the SR task (Table 1). The opposite can be observed for extendR movements in monkey M2 (maximum speeds were significantly lower and times to maximum speed significantly longer compared with SR movements, p < 0.001). The maximum speeds in monkey M1 and M2 differed significantly between extendS and extendR (faster movement speeds for extendS, p < 0.001). Monkey M3 exhibited the same, albeit not statistically significant, tendency (for all maximum speeds and times to maximum speed, see Table 1).
Comparison of extend movement latencies between subjects and conditions
The onset latencies of the three different movement types in monkey M3 were calculated before and after the arm movement training and compared with the latencies from M1 and M2. In general, twitch, lift, and extend onset latencies were significantly higher before the monkey was trained to execute arm movements to visual targets (p < 0.001, Mann–Whitney U test; Table 2).
Table 2.
Median latencies (ms) | Twitch | Lift | Extend(R+S) |
---|---|---|---|
Monkey M1 | — | — | 428.6 (271) |
Min−max | — | — | 44−747 |
Monkey M2 | 329.7 (309) | 467 (6) | 390.1 (132) |
Min−max | 44−945 | 363−571 | 44−956 |
Monkey M3a | |||
Pretraining | 307.7 (132) | 406.6 (13) | 263.7 (87) |
Posttraining | 241.8 (327) | 252.8 (65) | 219.8 (255) |
Min−max, pretraining + posttraining | 55−736 | 55−634 | 44−692 |
p-value (pretraining vs posttraining) | p < 0.001 | p < 0.001 | p < 0.001 |
Numbers of measurements are shown in parentheses.
aFor monkey M3, p-values from the Mann–Whitney U test for the comparison of the pretraining and posttraining latencies are shown.
The histogram in Figure 7A shows the onset latencies for extendS movements before and after the arm movement training for monkey M3 (gray and black outlined histograms, respectively; triangles demarcate the corresponding median latencies). Altogether, 66 trials for monkey M3 (9 and 57 trials for the pre-arm-movement and post-arm-movement training period, respectively), 34 for monkey M2, and 81 for monkey M1 were taken into account (dark and light boxes, respectively). Latencies range from 45 to 740 ms. The median onset latency of monkey M3 is significantly shorter than the median onset latency of monkey M1 and of monkey M2 (p < 0.001, Mann–Whitney U test). Monkey M1 and M2 exhibited no significant differences in their onset latencies (p > 0.05). In subject M3, the pretraining and posttraining extendS latencies differed significantly from each other (p < 0.05), with shorter onset latencies after the training. Interestingly, after training, extendS arm movement latencies were significantly shorter than those after visual stimulation during the SR task (241.8 ms after stimulation onset vs 317.3 ms after visual stimulus onset; p < 0.001; compare Fig. 7, A and C, Table 2). However, the opposite was true for monkey M2 (401.1 ms vs 314.3 ms, respectively; p < 0.001).
Latencies of type extendR movements are shown in Figure 7B. For monkey M3, 276 trials (78 and 198 trials for the pre-arm-movement and post-arm-movement training period, respectively) were taken into account and, for monkeys M1 and M2, 190 and 85 trials were taken into account, respectively. Latencies range from 45 to 770 ms. The difference between the pretraining and posttraining latencies in monkey M3 is highly significant (p < 0.001), with shorter onset latencies after training. An intraindividual comparison revealed that extendR and extendS type latencies do not differ significantly from each other (p > 0.05). The comparison of extendR latencies with those obtained during the SR task reveals significantly shorter extendR latencies for monkey M3 but longer latencies for monkey M2 (p < 0.001). Trials with latencies longer than 800 ms (< 1%) were discarded from the analysis.
Movements of the arm ipsilateral to the stimulated SC
The most commonly elicited movement type in the arm ipsilateral to the stimulated SC in monkey M2 were twitch movements (Fig. 8). Comparing the frequencies of twitch, lift, and extend movements elicited in the contralateral and ipsilateral arm revealed that twitch and extend differ significantly with a higher probability of twitch and a lower probability of extend movements of the ipsilateral arm (Z test: Z > 3.1, p < 0.001). No difference was found for lift movements (Z test: Z < 1.6, p > 0.05).
Maximum speeds of twitch movements were significantly lower for the ipsilateral limb than those for the contralateral limb (0.029 vs 0.078 m/s, p < 0.001). However, latencies of ipsilaterally elicited twitch movements were significantly shorter compared with latencies of contralaterally elicited twitches (274.7 vs 329.7 ms, p < 0.001). This can be explained by the fact that latencies of contralaterally elicited movements of the early experimental phase were also significantly longer than those of the late phase (428.6 vs 197.8 ms, p < 0.05). These latter contralateral latencies, in turn, did not differ significantly from latencies of the ipsilaterally elicited movements, which were mainly studied in the later phase of the experiments on M2. Electrical microstimulation also elicited extend movements in the ipsilateral arm, although less frequently than in the contralateral arm (7% vs 25% of the trials, respectively).
Maximum speeds of ipsilaterally elicited extend movements did not differ from extendS movements of the contralateral arm (p > 0.05), but were significantly faster than contralateral extendR movements (p < 0.01). The ipsilaterally elicited extend movements in monkey M2 did not differ in terms of their latencies from the contralaterally elicited extendS or extendR movements (p > 0.05). Microstimulation in M3 during the posttraining period elicited movements of the ipsilateral arm as well at all nine sites tested, thus confirming the results from M2. The same movements as those of the contralateral arm (especially twitches of the arm or wrist) were observed. However, these movements were usually less pronounced than those elicited in the contralateral arm from the same site. Interestingly, while probing the ipsilateral arm, conspicuous extend movements to the screen were observed neither in monkey M2 nor in M3.
Topographic distribution of electrically elicited arm movements
For the topographic analysis, penetrations effective to elicit arm movements in monkey M2 (green and red dots) and M3 (black dots) are plotted in Figure 9 in collicular coordinates on the visuomotor map with the origin demarcating the rostral pole of the SC (Ottes et al., 1986). Electrical microstimulation in a relatively narrow band within the lateral half of the SC along the −45° isodirection line was particularly effective in eliciting arm movements,. Relative frequencies of twitch and lift movements together are shown in Figure 9A, of extend movements in Figure 9, B and C, and of thumb only movements in Figure 9D. The size of the circles in Figure 9, A–C, indicates the relative frequency of the different arm movement types with respect to all effective microstimulations in a certain penetration. Importantly, reach movements directed exclusively to the screen (Fig. 9C) could be elicited from the same stimulation sites as the remaining movements. The same was true for thumb movements induced in M2 and M3 plotted in Figure 9D. For monkey M2, ipsilaterally elicited arm movements are additionally plotted as red circles and dots in Figure 9, A and B. Blue crosses and dots symbolize penetrations in which electrical microstimulation did not elicit any arm movements at all in monkey M2 and M3, respectively. However, other effects, such as eye, ear, or head movements, could sometimes be observed.
The dots in the same location in Figure 9, A–D, represent the same penetration. By close inspection, it becomes clear that, within almost all penetrations, more than one type of movement (if not all) could be elicited. A crucial question remains: what is the distribution of movements evoked from the same stimulation site along the penetrations? It became evident during the experiments that often more than one movement type could be elicited from a given stimulation site, keeping the stimulation parameters identical. Of course, the threshold and by that the set stimulus current varied from site to site. To quantify this observation, we calculated an index (see Materials and Methods) for each stimulation site and plotted it versus depth or current strength in the SC for monkeys M2 and M3 in Figure 10, A and B. A dot with a value of −1 represents a site at which only twitch and lift could be elicited, a dot with a value of +1 a site at which only extend movements could be elicited, and a dot with a value of 0 a site at which both movement types could be elicited equally effectively. As can be seen in Figure 10A, sites show various combinations of preferences for certain movements at all depths. The histogram on the right depicts the frequency distribution of the various combinations. Sites from which only twitch and lift movements could be elicited are the most numerous. Sites more effective for twitch and lift (lower dots) outnumber sites more effective for extend movements (dots above horizontal line) by 2:1. We also analyzed the influence of different strengths of stimulation current across all stimulation sites and at four individual sites (Fig. 10B). The effects of different current strength at the four individual sites are ambiguous (identical letters refer to the same stimulation site). Taking all stimulation sites into account also does not reveal a clear relationship between the strength of stimulation current and movement type. However, a simple regression indicates a trend for a decreased probability of extend movements at higher currents (p < 0.05). Taking the information presented in Figures 9 and 10 together, it becomes clear that sites from where given arm movement types or a combination of them could be elicited are spread out fairly evenly in the lateral part of the SC over a depth range from 1.5 to 4.5 mm below its surface.
Depth dependency of the frequency of electrically elicited arm movements
Effective depths in the SC to elicit arm movements by microstimulation range from 1460 to 3500 μm in the overtrained monkey M1, from 1900 to 5100 μm in monkey M2, and from 1400 to 4600 μm below SC surface in monkey M3 (Figs. 10, 11). The more lateral and posterior the penetration sites were located, the more superficially could arm movements be elicited (linear regression r = 0.25, p < 0.05 and r = 0.49, p < 0.001 for mediolateral and rostrocaudal regression, respectively). For the linear regressions, all effective depths were plotted versus the location in collicular coordinates only for monkey M3 because the SC was mapped most evenly in this animal.
To reveal a possible depth dependency for effective microstimulations in a given penetration, the depth distribution was analyzed in more detail. The median depths for effective microstimulation sites in the pretraining and posttraining period of monkey M3 do not differ significantly (naive: n = 25, 3820 μm; subsequently trained: n = 55, 3475 μm; p > 0.05, Mann–Whitney U test) and are therefore pooled for further analysis (median depth: 3650 μm, black triangle in Fig. 10). The comparison between M2 (n = 40, 3900 μm; contralateral and ipsilateral data are pooled) and M3 revealed a slight but significantly stronger bias for deeper sites to be effective in M2 (p < 0.05). However, comparing only the deeper depths of the bimodal distribution in monkey M3 with those of monkey M2 does not show a significant difference (p > 0.05). Median depths for the overtrained monkey M1 (n = 16, 2150 μm) differ significantly from M3 and M2 (p < 0.001, Mann–Whitney U test). Thumb movements could be elicited in M2 and M3 at depths ranging from 2660 to 4500 μm.
As already mentioned, the depth distribution is not unimodal but shows two peaks around 1900 and 3900 μm in monkey M3. However, most of the arm movements were elicited in the deeper layers of the SC (Fig. 11D, black triangle). Importantly, effective stimulation sites were found in both depth ranges in the same penetrations. At 21 sites in M3 (4 of 25 tested before and 17 of 55 after the reach training, respectively), stimulation at depths >2600 μm (minimum depths are 1900 and 1400 μm for the pretraining and posttraining period, respectively) elicited arm movements. No arm movements at all could be elicited in depths ranging from 500 to 1400 μm, 2200–2600 μm, or 4600 to 5700 μm regardless of how high an electrical current was chosen (median current strength: 25 μA, 25th: 20 μA, 75th: 30 μA; maximum current strength: 50 μA). A comparison of effective stimulation sites >2600 μm with those <2600 μm revealed that these two populations differ significantly from each other with higher success rates for deeper stimulation sites (55% vs 65%, respectively; p < 0.05, Mann–Whitney U test). In monkey M2, only 3 of 30 stimulation sites were effective at <2600 μm. Even if there was no bimodal distribution in M2, the frequency of successful stimulations increased with depth in the SC. Therefore, microstimulation experiments in these two monkeys were most successful at sites probed deeper than 2600 μm below the SC surface. However, in the overtrained monkey M1, the majority of microstimulation experiments (13 of 16) were successful, mostly eliciting extend movements already at depths <2600 μm (minimum depth: 1460 μm). This raises the interesting question of whether in M2 and M3 extend movements to the screen can be elicited more often from superficial stimulation sites, a result supporting the hypothesis that arm movements were triggered mostly by phosphenes or changes in saliency caused by the microstimulation in the intermediate layers. This was clearly not the case. Of the stimulation sites down to 2600 μm below the SC surface, only 3.6% led to extend movements to the screen, whereas at >2600 μm, it was 7.9%.
Ipsilateral arm movements in M2 were exclusively elicited at sites ranging from 2800 to 4600 μm below the SC surface (Fig. 11C). Median depths for contralaterally and ipsilaterally elicited arm movements in monkey M2 did not differ (3980 and 4000 μm, respectively; median current strength: 30 μA, 25th: 21 μA, 75th: 35 μA; maximum current strength: 37 μA). Movements of the arm ipsilateral to the stimulated SC were also elicited in monkey M3. The depth distribution (not plotted because of a too small sample) was similar to M2, ranging from 2700 to 4600 μm (median depth: 3100 μm).
Topographic distribution of the latencies of electrically elicited arm movements
Response latencies of extend movements elicited in monkey M3 are projected onto the SC motor map shown in Figure 12A (open and filled black dots demarcate values before and after arm movement training, respectively). Shorter latencies are marked by the bigger dots, longer latencies by the smaller dots. No significant correlation between the median onset latencies and the mediolateral or rostrocaudal location of the stimulation sites was found (r = 0.357, p > 0.05 and r = 0.061, p > 0.05, respectively). Green and red dots correspond to response latencies recorded in monkey M2 for contralaterally and ipsilaterally elicited arm movements, respectively.
The posttraining latencies of extend movements elicited in monkey M3 (black dots) and M2 (contralateral: gray crosses, ipsilateral: open black circles) were plotted versus depth below SC surface in Figure 12B. Dividing the latencies into a superficial (<2200 μm) and a deep population (>2600 μm) and comparing the median latencies reveals a clear preponderance for shorter latencies at deeper stimulation sites (296.7 ms for the superficial vs 241.8 ms for the deep population; p < 0.001; Mann–Whitney U test; data from M2 and M3 were pooled, see box plots in Fig. 12B). Most notably, latencies <150 ms were found only at depths >2600 μm, with one exception in M2. Therefore, electrical microstimulation is more effective and leads to responses at shorter latencies if applied in the deep collicular layers and underlying reticular formation than in the superficial or intermediate layers.
Discussion
Our experiments show clearly that electrical microstimulation in the intermediate and deep layers of the macaque monkey's SC is able to elicit twitch, lift, and extend arm movements. Onset latencies of twitch and extend movements do not differ (range: 45–770 ms). Most successful microstimulations were restricted to the lateral SC along the −45° isodirection line of the retinotopic map. Here, at a depth of 2800–4800 μm below the SC surface, microstimulation evoked many arm movements with short latencies (<200 ms) comparable to latencies of head movements (Freedman et al., 1996). The mechanical load in the skeletomotor system creates the perception of such long latencies, a limitation that could be circumvented by quantifying the latency of stimulation-evoked changes in EMG activity of neck and arm muscles (Corneil et al., 2002).
Neuronal substrate for arm movements electrically evoked from the superior colliculus
Our stimulation duration covers the collicular neural activity before and during reaches (Werner et al., 1997a), which precedes the tightly correlated EMG activity in arm muscles (Stuphorn et al., 1999). Therefore, in analogy to motor cortex, microstimulation in the SC could cause arm movements with short latency by an at least disynaptic projection to motoneurons in the spinal cord.
In monkey, the majority of tecto-spinal neurons (TSNs) are found in small groups within the stratum griseum profundum and stratum griseum intermediale of the posterior and lateral part of SC (Castiglioni et al., 1978; Nudo et al., 1993; Robinson et al., 1994). A population of intermediate and deep collicular neurons possesses bilateral and reciprocal connections with the underlying central mesencephalic reticular formation. This structure in turn sends descending fibers to the ipsilateral spinal cord and receives ascending projections from the same site (Horn, 2006; May, 2006). This projection of reticulospinal neurons could explain our observation that electrical microstimulation in the SC causes also twitches of the arm or wrist ipsilateral to the stimulation site. In fact, Werner et al. (1997a) described reach related activity of collicular neurons also during the use of the ipsilateral arm. Possibly, the SC has not only access to the upper cervical segments (C1-C3), but disynaptically via the brainstem or via propriospinal neurons also to more caudal segments dealing with the control of more distal limb muscles (Grillner and Lund, 1968; Peterson et al., 1979). This is consistent with our results showing that bilateral movements of the thumb and supination of the wrist were elicited in a regular manner. Stimulation in the pontomedullary reticular formation (PMRF) evokes ipsilateral limb flexor and contralateral limb extensor muscle excitation sometimes accompanied by a reciprocal suppression of the antagonistic muscles. The PMRF is therefore not only involved in the control of locomotion (Matsuyama et al., 2004) and postural support during reaching movements (Schepens et al., 2008), but also in voluntary reaching (Buford and Davidson, 2004), and is thus in a position to relay reach related tectal output to arm muscles (Davidson and Buford, 2004). These findings and the short latencies presented in the present study could explain the presence of rapid arm muscle activity (<100 ms latency) that was time locked to the target appearance but not movement onset (Pruszynski et al., 2010).
The movements to the screen elicited by SC stimulation might be added by the involvement of a larger (including cortical) network subserving goal-directed arm movements. It is tempting to compare our results with those elicited by electrical microstimulation to the precentral cortex described by Graziano et al. (2005). After one of our monkeys learned to perform arm movements to visual targets, his readiness to perform such reaches upon electrical stimulation increased. Therefore, training affects the monkey's state and by that the likelihood that an initial twitch during SC microstimulation completes into an action (Graziano et al., 2002, 2005).
The arm, shoulder, and trunk representations in the premotor cortices send fibers into the intermediate and deep layers of the monkey SC (Kuypers and Lawrence, 1967; Goldman and Nauta, 1976; Catman-Berrevoets et al., 1979; Fries, 1984, 1985; Stuphorn et al., 1996). Therefore, TSNs and collicular reach neurons contacted by these corticotectal fibers could represent a cortico-tecto-reticulo-spinal pathway providing information in parallel to the corticospinal pathway for reach movements of the forelimbs to the spinal cord (Kuypers et al., 1962; Anderson et al., 1971). Interestingly, Borra et al. (2010) found that both the hand area of the ventral premotor cortex F5a and F5p, an area hosting pyramidal tract neurons with mirror properties (Kraskov et al., 2009), and the anterior intraparietal area, which contains neurons responsive to shape, size, and orientation of objects to be grasped (Borra et al., 2012), send projections to the deep layers of the SC and underlying reticular formation, matching the areas identified in our study. Situated in this position, the SC could complement and/or modify the motor commands from cortical areas such as the PMC or the parietal area and thus influence the original motor plan. We can only speculate how collicular microstimulation involves these structures. Possibilities are ascending projections of the SC via thalamus to cortical structures and/or facilitation of reticular formation regions.
However, other explanations have to be disputed. Collicular microstimulation could recruit cortical regions via axon collaterals of antidromically activated corticotectal axons. Although this confound cannot be ruled out in any experiment using electrical microstimulation in interconnected neural networks, we think it is not very likely for the following reasons. First, our thresholds to elicit arm movements (median 30 μA) are well below mean currents necessary to antidromically activate corticotectal axons (182, 200, or 25–1800 μA for axons from LIP, FEF, or premotor cortex, respectively (Paré and Wurtz, 1997; Sommer and Wurtz, 2000; Reyes-Puerta and Hoffmann, 2010). Thresholds for orthodromic spikes in FEF or premotor cortex driven from SC are in a similar range (Sommer and Wurtz, 1998; Reyes-Puerta and Hoffmann, 2010). Second, according to Phillips (1959), Betz-cells in the cat's motor cortex show an early fascilitation followed by long-lasting depressed excitability after stimulation of pyramidal tract axons. Putative corticotectal axon collaterals contact inhibitory and excitatory neurons in layer 5 of monkey striate cortex (Briggs and Callaway, 2005). This depression or inhibition may be the reason for the extreme sparseness of spikes in cortical areas after stimulation of corticofugal axons (Sommer and Wurtz, 1998; Hoffmann et al., 2009). Finally, premotor activation has 7–9 times weaker effects on forelimb muscles (Boudrias et al., 2010) than M1, the forelimb region of which projects only sparsely to the SC (Tokuno et al., 1995).
Therefore, the high thresholds and the sparseness of orthodromically driven action potentials due to intracortical inhibition and the relatively weak effect of PMd compared with M1 on arm muscles make it rather unlikely that repetitive stimulation of recurrent collaterals of premotor corticotectal axons are a simple explanation for arm movements elicited from SC.
Can the arm movements be explained by changes in the saliency map or visual phosphenes caused by microstimulation in the SC?
The SC is involved in target selection for visually guided reach movements (Song et al., 2011) that are impaired by reversible SC inactivation (Nummela and Krauzlis, 2010). That increased saliency of a reach target or a spatial location on the collicular map created by microstimulation causes the arm movements is contradicted by the fact that, in the present study, arm movements were evoked only from a restricted area in the lateral SC. Microstimulation in the more medial part of the SC was never effective at the stimulus strengths used in either of the three monkeys, although it should cause the above-mentioned saliency effects. Therefore, we argue that microstimulation is effective only in the lateral area of SC because the density of TSNs and reach neurons is highest in this compartment of the SC.
Collicular contribution to complex behavior
Another way to elicit arm movements by electrical microstimulation in the deep layers of the SC could be the activation of the nucleus cuneiformis, a nucleus involved in flight and defensive behavior (for review, see Grillner et al., 1999). It was further identified as a structure that is involved in the generation of patterned locomotion (Shik and Orlovsky, 1976). Because the SC projects to the nucleus cuneiformis (Harting, 1977), electrical microstimulation in the intermediate and deep layers could activate the above-mentioned movement patterns. This possibility is especially interesting because, in the present study, defense-like behavior was sometimes but rarely observed after electrical microstimulation (but see DesJardin et al., 2013). Locomotion patterns were never observed.
In conclusion, our study indicates that the SC of the rhesus monkey contributes to forelimb movements, demonstrating a further component of the functional repertoire of this structure. It exemplifies that the monkey SC should not be seen as a unitary structure, but rather one consisting of many distinguishable layers and compartments with different functions due to their differential anatomical connections. The primate SC is therefore not merely an evolutionary relic constricted to the control of gaze and saliency; it has retained its full repertoire to contribute to complex action patterns primordially of tectal origin that became adopted by the neocortex in mammals.
Footnotes
This work was supported by the German Science Foundation (SFB-509 “Neurovision”) and the Hertie Foundation (ZEN). We thank Claudia Distler for surgical procedures, Dieter F. Kutz for the design of the setup, Hermann Korbmacher for providing the glass-insulated tungsten electrodes, Stefan Dobers and Abdulhakim Al-Hakim for technical support, Margit Bronzel for animal care, the Grönemeyer Institute for MRI scans, Werner Lindner for assisting with recordings, and Jacqueline S. How for reviewing the manuscript.
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