Abstract
It is well-known that Native Americans (NA) clinically present with a very high rate of alcoholism and other drugs of abuse. It is also known that NA also display a very high rate of suicide compared to other ethnic groups. Furthermore, individuals with various psychiatric disorders (e.g., depression) also have higher rates of suicide that are frequently alcohol related. Males are as much as four times more likely to die from suicide than females. Studies comparing Native to other populations within the same geographic regions in North America divulged, almost universally, that alcohol involvement is higher among Native suicides than among the local, non-Native people. Unfortunately, suicide is the eighth leading cause of death in the U.S. and is the third cause of death in those ages 15–24. With these disappointing statistics, we are hereby proposing that because of such a high genetic risk as supported by the work of Barr and Kidd showing that NA carriers the DRD2 A1 allele at the rate of 86%, compared to a highly screened reward deficiency free control of only 3%. It seems reasonable that early identification, especially in children, be tested with the Genetic Addiction Risk Score (GARS) and concomitantly be offered the precision pro-dopamine regulator (KB220PAM), one that matches their unique brain polymorphisms involving serotonergic, endorphinergic, glutaminergic, gabaergic and dopaminergic pathways among others. We believe that using the Precision Addiction Management (PAM) platform at an early age may be prophylactic, while in adults PAM may reduce substance craving affecting tertiary treatment and even relapse and mortality prevention.
Keywords: Alcoholism, American Indians, Brain Reward Circuitry, Dopamine, Genetic Addiction Risk Score (GARS), Pro-dopamine regulation
Introduction
Heavy Drinking Linked to Suicide in Native –Americans (NA)
The consensus of the scientific literature is that Native –Americans (NA) have a unique romance with alcohol and conclude that as high as 95 % drink alcohol with a very high rate linked to suicide ideation [1,2]. Here are highlights of the facts:
Alcohol is often a precipitating factor in many cases of suicide.
Research has revealed a significantly higher annual and even lifetime rates of suicide and attempts than in the general population.
Those with various psychiatric disorders (e.g., depression) also have higher rates of suicide that are frequently alcohol related.
Suicide is the eighth most significant cause of death in the US and is the third leading cause of demise for those between the ages of 15–24.
Suicide is four times more likely to result in death for males.
Firearms are associated with 60% of suicide deaths in males, as well as all others.
Suicide rates are highest among Caucasian males and second highest among Native American/Alaskan men.
Suicide rates in the Native American/Alaskan population are approximately 72% higher than in the total U.S. population (19.3 per 100k compared to 11.2%; IHS, 1998–1999).
Among Native Americans and Alaska Natives, a more frequent relationship between alcohol use and suicidal death has been documented.
In Alaska, a study reported that more alcohol-related suicides occurred among Natives than non-Natives (79% vs. 48%).
Also, of those that completed suicide, blood alcohol concentrations above intoxication (0.1) were seen with higher frequency among Natives (54%) than others (20%).
Alcohol involvement mean was 69% with a range from 30%−100% in at least 29 other studies of completed suicide among Natives and is significantly higher than in non-natives.
Therefore, studies of Native suicide indicate a more frequent relationship between alcohol and suicidal death than published articles concerning non-Native populations.
Seventy-one percent of Native male suicides were alcohol-related compared to 50% for females.
It is well established that one issue involved in NA heavy drinking could be genetic especially regarding an ALDH genotype preventing the normal metabolism of ethanol (Figure 1).
In spite of flushing and other uncomfortable side effects, NA’s continue to drink heavily. While there are approved Medication Assisted Treatments for alcoholism such as Naltrexone (including long-acting depot); disulfiram (inhibits ADHD mechanism) and Acamprosate (blocks NMDA receptors reducing glutaminergic drive with reduced Dopamine release at reward site leading to reduced euphoria. Recent reports from the Directors of both NIAAA and NIDA while approving the short-term use of these FDA approved MATS strongly suggest that newer options including stabilizing brain dopamine may be another alternative with even better outcomes [3].
A brief synopsis of neurotransmission and alcoholism in native americans (NA)
Generally, there are a plethora of studies related to the important role of neurotransmitters and alcoholism globally whereby hypodopaminergia is indeed a major culprit [4]. The understanding of the role of catecholamines in the Brain Reward Cascade (BRC) first reported by Blum et al. [5] in acted as a blueprint for the seminal finding of the first association of a genetic variant in the dopamine D2 receptor gene (DRD2A1) and severe alcoholism in the general population [6]. This matters, because Blum and Noble subsequently determined it and their team in 1991, that carries of this variant (allele) at birth confers a 30–40% reduce D2 receptors in the reward site of the brain [7]. What is even more meaningful is that Blum and his associates using a mathematical model developed by 16 century Monks called Bayesian Theorem found that at birth carriers of the DRD2 A1 variant will have a 74% chance of becoming addicted to a number of related drug and non-drug behaviors [8]. These findings led to an understanding of what constitutes a “Happy” or “Unhappy brain (Figure 2). These behaviors have a common rubric based on low brain dopamine function due to both genetics and environmental (epigenetic) factors coined by Kenneth Blum in 1995 – “Reward Deficiency Syndrome (RDS)” (Figure 3). There is a remarkable list of addictive-impulsive –compulsive behaviors including drugs, alcohol, smoking, obesity, sexual addiction, and gambling. Importantly, all of these behaviors are connected to dopamine [9].
Neurogenetics and the native american population
Many studies show an active link between a number of gene variations across the BRC and net dopamine release in the brain. Work by Long et al. [10] in NA show evidence of linkage between alcohol dependence and chromosome 4 and 11. This is supportive of dopaminergic involvement since the DRD2 gene and other dopaminergic related genes (tyrosine–hydroxylase the rate-limiting step in the synthesis of brain dopamine) including the alcohol dehydrogenase gene cluster. There are studies by Ehlers and Wilhelmsen [11] indicating that Body Mass Index (BMI) is linked with substance abuse in Mission Indian population and, furthermore, provide preliminary data suggesting that ‘consumption phenotypes’ may share some genetic determinants [12]. This takes on even more critical when one coupled this with the work of Tataranni et al.13; specifically, Tataranni et al. [13] found a Ser311Cys mutation of the human DRD2 produces a marked functional impairment of the receptor and is associated with higher BMI in Pima Indians. The total energy expenditure (doubly labeled water) measured in 89 non-diabetic Pima Indians was 244 kcal/ day lower in homozygotes for the Cys311-encoding allele when compared with those heterozygous and homozygous for the Ser311-encoding allele (normal) (p = 0.056). This takes on even more critical when one considers the work of Blum et al. [14] showing that linear trend analyses revealed the increasing use of drugs was positively and significantly associated with an A1 variant of the DRD2 gene classification (p < 0.00001). These strongly suggests that the DRD2 A1 allele is associated with increased risk not only for obesity but also for other related addictive behaviors (previously referred to as the Reward Deficiency Syndrome) and that a BMI over 25 by itself (without characterization of macro selection or the comorbid substance use disorders) is not sufficient to suggest an association with the DRD2 A1 allele. In fact, other related work confirmed that the DRD2 A1 variant increases fat cell production in humans [15].
Many other neurogenetic informative research involving many reward genes and NA’s have been published including associations with alcohol dependence and DRD2/ANKK1 A1 allele; serotonin (HTR3B); mu opioid receptor (OPRM1); GABA (5q34 {gamma}-aminobutyric acid type A gene cluster); genetic linkage to ‘craving for alcohol’ on chromosome 5; CRN1, COMT, and MAOA [16–20].
Generational impact on native american children
It is now known that one’s environment can impact up to at least two generations. This insult is called epigenetics a mechanism by which the environment either adds methyl groups to the DNA chromatin structure on histones (reducing messenger RNA expression) or adds acetyl groups by inhibiting deacetylation (increasing messenger RNA expression) [21]. In various animal models, it has been shown that changes to mRNA can still be present up to two generations. In the world of addiction now many studies have pinpointed a number of reward-based genes that increase lifetime use of alcohol [22]. In humans, for example, DNA generational findings mainly related to dopamine function has been observed in many classic studies including five-generational research on the DRD2 gene and RDS as a phenotype [23].
While not a biological mirror to the brain, like gene testing, a significantly positive family history of alcoholism, tends to be one of the most consistent and powerful predictors of a person’s risk for developing this disorder. This finding has stimulated much research on etiological vulnerability factors and mechanisms by which children of alcoholic parents are at high risk for developing alcohol-related problems. In primarily Euro-American samples, parental alcoholism has been associated with a variety of adverse outcomes for children and adolescents, including problematic behavior. Native-American Indians in the US, in addition to high rates of alcoholism and alcohol-related mortality, have the highest prevalence of positive family history for alcoholism [24].
The role of dopamine, especially about high risk for all RDS behaviors, is highlighted in an earlier study providing population-based evidence for the frequency of the DRD2 A1 allele in many ethnic groups (Figure 4) [25]. Given that the A1 allele of the DRD2 varies significantly in frequency from one population to another, i.e., 0.09 in Yemenite Jews (known to have meager rates of alcoholism) to 0.74 in Cheyenne American Indians (known to have very high rates of alcoholism) [25].
Risk of alcoholism and other addictive behaviors in native – american children & adolescents
Addiction professionals are becoming increasingly concerned about preteenagers and young adults’ involvement with substance abuse as a way of relieving stress and anger. The turbulent underdeveloped central nervous system, especially in the prefrontal cortex (PFC), provides impetus to not only continue essential neuroimaging studies in both human and animal models but also to encourage preventive measures and cautions embraced by government and various social media outlets. It is common knowledge that before teenagers reach their 20s, PFC development is undergoing significant changes and, as such, hijacks appropriate decision making in this population. Understandably, family history, parenting styles, and attachment may be modified by various reward genes, including the known bonding substances oxytocin/vasopressin, which effect dopaminergic function [26]. In one study, Friese et al [27]. suggest those sons of alcoholics of Mission Indian heritage experience more problems than sons of nonalcoholic, but also indicate that Mission Indian children of alcoholics are not more vulnerable to behavioral problems than children of alcoholic parents of other ethnic backgrounds.
Based on these and other biological measures conducted by many neuroscientists across the globe showing that electrophysiological “markers” as well as genetics load onto higher risks for all RDS behaviors especially alcoholism in Native –Americans. Ehlers et al. [28] discovered that the P3 component of the Event-Related Potential (ERP) is sensitive to the effects of alcohol. A reduction in the P3a component across the scalp was found in Native American men following alcohol when compared with placebo ingestion. This effect was significantly influenced by the presence of a polymorphism in the alcohol metabolizing enzyme alcohol dehydrogenase (ADH). Men with an ADH2 × 3 allele had substantially higher amplitude P3 components at placebo and also demonstrated more alcohol-induced reductions in P3 amplitude than men with ADH2 × 1 alleles only. Interestingly, less intense response to alcohol has been associated with higher risk of the development of alcohol-related problems. This suggests the presence of specific biological variables within this Native American population may confer both risk and protection for the future development of alcohol dependence.
It is imperative that for children of Native –Americans of both alcoholic and non-alcoholic parents early genetic testing for addiction risk alleles will offer valuable information that could potentially be utilized by their parents and caregivers before use of psychoactive drugs by these youths. Understandably, various factors including family history, attachment and parenting styles, appear to be modified by the various reward genes. These include oxytocin/vasopressin associated with bonding, which effects dopaminergic function via innervation. Neuroimaging studies have continued to reflect region-specific differential responses to drugs and other addictions including food (and other non-substance-addictive behaviors) via either “surfeit” or “deficit.” Keeping this in mind, we hereby propose a “reward deficiency solution system” or what we now term “Precision Addiction Management (PAM)” that combines early genetic risk diagnosis, medical monitoring, and nutrigenomic dopamine agonist modalities to combat this significant global dilemma that is preventing our youth from leading healthy productive lives, which will in turn make them happier [29].
Precision addiction management (PAM) to combat addiction
The global opioid epidemic resultant in deaths have soared for men and women of all social, economic status and age from heroin and fentanyl overdoses. Specifically, in the United States, deaths from narcotic overdoses have reached alarming metrics since 2010. The Fentanyl rise is driven by drug dealers who sell it as heroin or who use it to lace cocaine or to make illegal counterfeit prescription opioids. The President’s Commission on the crisis has linked the death toll as equivalent to “September 11th every three weeks.” The Center for Disease Control (CDC) in the US has released data revealing opioid-related deaths had increased by 15% within the first three quarters of 2016 (in contrast to 2015). Blum et al. [29] have argued that unless the scientific community embraces genetic addiction risk coupled with possible precision or personalized neuro-nutrients (to induce a “dopamine homeostasis”), real change will not happen.
We now have significant evidence that a ten-gene [and eleven single nucleotide polymorphism (SNP)] panel predicts Addiction Severity Index (ASI) for both alcohol and drugs of abuse (e.g., Opioids). In a large multi-addiction center study, the genetic addiction risk score (GARS™) was shown to have a predictive relationship with ASI-MV derived alcohol (≥ seven alleles), and other drugs (≥ four alleles) severity risk scores. In some neuroimaging studies, on a Pro-dopamine regulator (KB220PAM), we have shown in both animal (bench) and abstinent Chinese severe heroin-dependent patients (bedside), BOLD dopamine activation across the brain reward circuitry revealed increases in resting state functional connectivity as well volume connectivity. It is also known that published nutrigenomic (coupling gene polymorphisms with altered KB220PAM) studies reveal improved clinical outcomes related to obesity. This takes on even more critical when it refers to the Native-American population because it is well known that this population has a higher risk for many reward deficiency behaviors including increased BMI, diabetes and even gambling in alcohol dependence [11,30,31].
Policy perspectives
Recent reports from national studies have presented extremely high rates for many personality disorders in American Indian communities including violence [32]. In this regard, Jervis et al. [32] published that men generally presented as perpetrators and women as victims. Men often described themselves as ready participants in a violent world, while women were quite clear that aggression for them was often merely required as they tried to defend themselves from male violence.
According to May who evaluated Alcohol policy for Indian reservations suggested many solutions, but the strongest was a comprehensive and positive alcohol policy that has been ignored for too long in Indian country, and the resultant toll in morbidity, mortality, and suffering is too high [33]. While some suggest that the high risk for alcoholism in Native- Americans may be due to culture in the opinion of key neuroscientists, it is indeed the combination of both genetics and epigenetics that predisposes this population especially with the co-morbidity of a TRIAD known as alcoholism, diabetes, and depression [34,35].
Summary
Blum and Kozlowski have published on the “Brain Reward Cascade” (BRC) [36]. This concept has served as a new blueprint for the interaction of neurotransmitters within the brain reward system. Also, it has been well established that genes regulating chemical messengers within the reward system directly influence of dopamine levels released into the reward circuit and in other regions of the brain.
Furthermore, it is well established that resting-state functional connectivity integrity is essential for healthy homeostatic functioning. Understanding the common mechanisms between alcohol and opioids may help understand why not only Native Americans especially adolescents may have an equal predisposition for both of these addictive agents. Zhang et al. [37] recently revealed that in heroin addicts there was a significant reduction of connectivity between the rostral anterior cingulate (rACC) and the dorsal anterior cingulate cortex (dACC), as well as reduced connectivity between the dACC and subcallosal (sACC). These findings of variations in the functional connectivity within three subregions of the ACC within heroin addicts has implied that these subregions, together with crucial other brain areas (such as the putamen, dorsal striatum, orbital frontal cortex, dorsal striatum, cerebellum, amygdala, etc.) may play essential aspects in heroin and even alcohol addiction.
More recently, in Blum’s laboratory, and along with Zhang’s group in abstinent heroin addicts showed that KB220Z™ (Pro-Dopamine Regulator) a complex dopamine agonist, one-hour post-acute administration, induced a significant increase in fMRI BOLD activation specifically within the caudate-accumbens-dopaminergic pathways in contrast to placebo [38]. Additionally, KB220Z™ also decreased resting-state activity in the cerebellum of heroin addicts maintaining abstinence in recovery. Within the second tier of this pilot study, all ten-abstinent heroin-dependent subjects, three brain regions of interest (ROIs) were significantly activated in resting state by KB220Z™ contrasted with placebo (p < 0.05). This increased functional connectivity was found in a presumed network which encompassed the dACC, posterior cingulate, nucleus accumbens, medial frontal gyrus, occipital cortical areas, and cerebellum.
The development of a polymorphic gene panel has enabled customized (personalized) anti-obesity compounds and now could provide customized induction of “dopamine homeostasis” across many RDS behaviors [39]. This serves as the basis of personalized addiction management utilizing the patented Genetic Addiction Risk Score (GARS™) along with a matched neuro-nutrient known as KB220PAM. While many more critical scientifically sound studies continue along these lines seeking even better precision- having this disruptive technology available now should be seriously considered by the National Indian Health Service.
Acknowledgments
The authors would like to thank Danielle Jean Kradin for formatting the references in the reference section. We appreciate the expert edits of Margaret A. Madigan.
Funding information
KB along with Marjorie Gondre-Lewis from Howard University are recipients of grant 1R41MD012318–01. RDB is partially supported by the National Institutes of Health grants 1R01NS073884 and 1R21MH073624; and VA Merit Review Awards CX000479 and CX000780.
Footnotes
Competing interest
Kenneth Blum, Ph.D., is the holder of many U.S. and foreign patents issued and pending related to Nutrigenomics and Nutraceuticals. Dr. Blum is the Co-founder of Geneus Health LLC. Through Geneus Health, LLC, the Genetic Addiction Risk Score (GARS™) has licensed Dominion Diagnostics, LLC as a sales organization in the addiction space. Through his company Synaptamine, Inc., Dr. Blum licensed a number of retail outlets. He is a paid consultant of Dominion Diagnostics, LLC and The Florida House Experience. Dr. Blum is a member of the scientific advisory board of Dominion Diagnostics, LLC, and is Chief Scientific Advisor of Dominion Diagnostics, LLC. He currently serves as Chairman of the Board and Chief Scientific Officer, of Geneus Health, LLC. Victory Nutrition International, Inc., and Nupathways, Inc. are licensees of the KB220Z/ZBR technology. Dr. Siwicki is co -founder of Geneus Health. Drs. Modestino, Baron and Badgaiyan are members of Geneus Health Scientific Advisory Board. There are no other author conflicts of interest.
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