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. 2019 Sep 27;5(9):e02519. doi: 10.1016/j.heliyon.2019.e02519

Unfinished agenda of the neonates in developing countries: magnitude of neonatal sepsis: systematic review and meta-analysis

Desalegne Amare a,, Masresha Mela b, Getenet Dessie c
PMCID: PMC6819861  PMID: 31687604

Abstract

Purpose

Neonatal sepsis is the major cause of mortality and morbidity globally, particularly in developing countries. Despite studies revealed the extent of neonatal sepsis in developing countries, the findings were inconclusive. Therefore, the main aim of this study was to determine the pooled prevalence of neonatal sepsis in developing countries.

Methods

We used a systematic review and Meta-analysis study method. The reviewed studies were accessed through an electronic web-based search strategy from the electronic database (PUBMED), advanced google scholar, different journal sites. The data extraction was done by two researchers using a data extraction table and the disparity between data extractors was resolved by the third researcher. The analysis was done using STATA version 11. The I2 test was used to assess heterogeneity across studies. The Funnel plot, Begg's test, and Egger's test were used to check for publication bias. The random-effect model was used to determine the pooled effect size. All studies related to neonatal sepsis which fulfill the inclusion criteria were considered into this study. The quality of each study was checked using the Newcastle-Ottawa Scale and studies graded low score were excluded from the study.

Results

At the end, 36 articles fit with our study objectives. Studies conducted in Ethiopia were significant the source of heterogeneity of the study with a coefficient = 90, P-value = 0.025. The overall pooled prevalence of the study was 29.92%. The limitations of this study would be the authors were only used articles reported in the English language, and publication bias.

Conclusion

The pooled prevalence of neonatal sepsis was found to be high which accounted for a third of the neonates. Despite countries have established possible prevention and treatment mechanisms, neonatal sepsis is the major public health problem in lower and middle-income countries till now.

Keywords: Public health, Infectious disease, Pediatrics, Emergency medicine, Clinical research, Meta-analysis, Neonatal sepsis, Neonates, Systematic review, Developing countries, Sepsis

1. Introduction

In 2015, about 5.9 million under-5 death occurred [1], from 2 to 7 million have seen in the neonatal period [1, 2]. Of these, approximately 7000 newborns die every day, which accounted for 47% of all child deaths under the age of 5-years [2]. In general, about 99% of neonatal deaths occur in lower-income and middle-income countries. The remaining 1% of death was from resource-rich nations, and deaths in these countries did not attract sufficient attention from researchers, policy-makers and other key stakeholders. Indeed, many of them happen at home and were often unrecorded [3]. Conventionally, an estimated of 5.29–8.73 million disability-adjusted life years are lost annually in Sub-Sahara due to neonatal sepsis [4].

Sepsis is a major cause of mortality in the first month of life. Overall sepsis causes for 6.8% under-5 mortality from 2000–2015 [1]. The most common (81%) isolated bacteria were gram-negative [5]. A report showed that the incidence of neonatal sepsis was about 20.5%. Of these, Staphylococcus aureus accounted for the highest percentage (60%) followed by Klebsiella pneumonia (23%) [6]. On the other hand, gram-negative bacteria accounted for 78.9% of all isolates and were the only organisms encountered in early onset sepsis [7]. The incidence of neonatal sepsis was 10.3 per 100 admissions, which was based on blood culture-positive results for 196 out of 236 neonates [8]. Other report revealed that about 65% had presented with early onset neonatal sepsis and 22.4% of them had culture-proven sepsis [7]. Studies in Ethiopia showed that the prevalence of neonatal sepsis was 77.9% [9], 76.8% [10], 72.9% [11], 46.6% [12].

Although a systematic review and meta-analysis study was conducted in high and middle-income countries [13], there is no study conducted in lower-income countries. Therefore, this systematic review and meta-analysis study aimed to address this gap in the literature by determining the pooled prevalence of neonatal sepsis in developing countries.

2. Main text

2.1. Methods

2.1.1. Eligibility criteria

2.1.1.1. Inclusion criteria
  • All studies related to neonates either admitted in the hospital or community-based studies within the neonatal period of life in African, Asian and Latin America was included in the study. These developing countries were Nigeria [7, 14, 15, 61], Nepal [16, 17, 18], Tanzania [19], Ethiopia [9, 10, 12, 20, 21], Egypt [22, 23], Bangladesh [24], Sudan [25, 26], Indonesia [27], Zambia [28], India [29, 30, 31, 32, 33] Sri Lanka [34], Uganda [35], Haiti [36], Kenya [37], Ghana [38], South Africa [8], Cameroon [39], Brazil [40], Mexico [41], Jamaica [42] and Nepal [17, 18].

  • Publication year: All articles published from 2005 to 2018 are used for systematic review and meta-analysis.

  • Design: All observational studies which assessed the neonatal sepsis in developing countries are included in the study.

  • Publication status: All published literature were included in the study.

  • Language: Only articles published literature reported in the English language were included.

2.1.1.2. Exclusion criteria

Studies conducted by systematic review and meta-analysis and studies with methodologically unclear were excluded from this study. Also, articles published other than the English language were excluded from this study because this might cause poor understanding and translation bias.

2.1.1.3. Study design, information sources and search strategy

This systematic review and meta-analysis method was used by considering the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines [43]. We used google and google scholar search engines, electronic databases (Pub Med, CINAHL Plus, Hinari Access to Research for Health programme) and different journal sites (Africa Journals Online, Global Health journal, Academic Search, Directory of Open Access Journals). This study was conducted from October first, 2018 to 5 November 2018. The searching terms were pre-defined to allow a comprehensive search strategy which included in all fields within records and Medical Subject Headings (MeSH terms) were used to help expand the search in advanced PubMed search. We also used Boolean operator (within each axis we combined keywords with the “OR” operator and we then linked the search strategies for the two axes with the “AND” operator). The key terms used to search were "newborn OR infant OR infancy AND sepsis OR infection AND developing AND countries". Moreover, the cross-reference list was used to retrieve other related articles. Endnote reference manager software was utilized to collect and organize search outcomes and to remove duplication.

2.1.1.4. Study selection

After a full abstract has been retrieved and reviewed, and the studies which meet the inclusion criteria would then be obtained and reviewed in full. The review process has been done by two reviewers, this helps to increase the reliability of the data selected. The disparity between these reviewers was resolved with a third reviewer (MM) whenever appropriate. Finally, we saved all reviewed studies that fulfill the inclusion criteria.

2.1.1.5. Data extraction

The data extraction was done by two researchers using a data extraction table. This data extraction table includes the authors' name, publication year, study design, sample size, study participants, response rate, study methods, study prevalence, illegibility criteria, and the searching terms. The definition of the neonatal period was used to extract the data "regardless of gestational age, the neonatal period begins at birth and includes the first month of life [17, 18]”.

2.1.1.6. Quality assessment and data collection

Studies were eligible for data extraction when they met the Newcastle-Ottawa Scale tool criteria in terms of enough sample size, clarity of research aims, appropriateness of design, recruitment, data collection, analysis and reporting of findings. When there was unclear abstract whether a citation is relevant or not, it was excluded for full-text retrieval. Then the full text of potentially eligible papers against the inclusion criteria was assessed. The relevance of the reviewed studies was checked based on their topic, objectives, and methodology. A preliminary assessment was made and some articles were excluded from the first step based on their topics and abstracts. After reviewing the full article, the score was given based on the Newcastle-Ottawa Scale [44].

2.1.1.7. Publication bias and heterogeneity

Statistical heterogeneity across the studies was evaluated by using I2 statistic and the continuous and categorical Meta-regression analysis was performed to determine the potential sources of heterogeneity. The Egger's and Begg's tests were applied to evaluate the potential publication biases of the studies. The random effect model was used to examine statistically significant heterogeneity and the trim and fill analysis was done to assess the presence of publication bias.

2.1.1.8. Outcome of interest

The outcome of interest was the pooled prevalence of sepsis among neonates in developing countries. This pooled prevalence was measured as the number of neonates with sepsis divided by the number of patients in a study multiplied by 100.

2.1.1.9. Statistical analysis

We planned to analyze the pooled prevalence of neonatal sepsis using STATA software version 11. A forest plot was analyzed using Meta-regression analysis and significant heterogeneity was found within studies. A subgroup analysis was done to determine the heterogeneity within the regions by using the random-effects model. Begg's and Egger's tests were done to observe a publication bias. These Begg's and Egger's test with P < 0.05 were considered as significant publication bias. Finally, publication bias was assessed using the trim and filled analysis method.

2.2. Results

2.2.1. Study selection

A total of 1093 Records were identified through the electronic database, search engines, and journal lists. Searching was conducted by the principal investigator and the co-author. From the total identified articles, 486 articles were excluded since they are duplicated. About 568 articles were removed by screening using their titles and abstracts. Three articles were excluded after using full-text review with the reason that the outcomes of the articles were not clear for researchers [10, 45, 46]. Finally, 36 articles fit with our study objectives (Fig. 1).

Fig. 1.

Fig. 1

Flow diagram showing the procedure of screening studies for meta-analysis.

2.2.2. Study characteristics

The maximum sample size obtained during searching was 34362 in India with retrospective study design [29]and the minimum sample size was 119 in Sudan along with cross-sectional study design [26]. The mean sample size of the study was 2226.8. Except one, all articles included in this study had 100% response rates. The majority (75.7%) of the studies were confirmed the neonatal sepsis through culture and the remaining articles diagnosis was settled using clinical signs and symptoms (Table 1).

Table 1.

Characteristics of studies in Meta analysis of prevalence of neonatal sepsis in Africa, Asia, and Latin America.

Authors Year Study design N Response rate (%) Diagnosis
Countries PNS (95% CI)
Culture/clinical %
Arowosegbe et al. [8] 2017 Cross-sectional 180 100 Culture positive 43.5 Nigeria 47.2 (39.65,54.75)
Thapa B et al. [17] 2014 Cross-sectional 300 100 Culture positive 17 Nepal 31.4 (24.64,38.16)
Jabiri A et al. [7] 2016 Cross-sectional 220 100 Clinical --- Tanzania 77.9 (69.36,86.44)
Getabelew A et al. [11] 2017 Cross-sectional 244 100 Clinical --- Ethiopia 8.6 (4.38,12.82)
Medhat H et al. [18] 2017 Retrospective cohort 1023 100 Clinical 8.6 Egypt 17.5 (11.89,23.11)
Raha BK et al. [19] 2014 Cross-sectional 720 100 Culture positive 8.9 Bangladesh 36 (28.98,43.02)
Kheir AEM et al. [12] 2014 Cross-sectional 354 100 Culture positive 61.3 Sudan 47.8 (30.67,44.92)
Hasibuan BS [22] 2018 Cross-sectional 626 100 Culture Positive 24.6 Indonesia 46.6 (39.07,54.13)
Kabwe M et al. [21] 2016 Cross-sectional 313 91.5 Culture positive 33 Zambia 43.5 (36.11,50.89)
Panigrahi P et al [22] 2017 Prospective cohort 842 100 Culture positive 100 India 34 (27.09,40.91)
Babiker W et al. [16] 2018 Cross-sectional 119 100 Culture positive 37.8 Sudan 76 (68.29,85.31)
G/eyesus T et al. [61] 2017 Cross-sectional 251 100 Culture positive 46.6 Ethiopia 67.9 (59.63,76.17)
Peterside O et al [23] 2015 Retrospective cohort 233 100 Culture positive 43.5 Nigeria 21.8 (15.76,27.84)
Sundarm V et al. [15] 2009 Retrospective cohort 34362 100 Culture positive 4.3 India 72.2 (63.8,80.6)
Agrawal A et al. [24] 2018 Cross-sectional 850 100 Culture positive 5.06 India 26.7 (20.26,33.14)
Perera KSY et al. [25] 2018 Case control 3482 100 Culture positive 2 Sri Lanka 45.9 (38.4,58.4)
Verma P et al. [26] 2015 Prospective cohort 3130 100 Culture positive 7.6 India 21.9 (15.85,27.95)
Shobowale OE et al. [27] 2016 Cross-sectional 250 100 Culture positive 34 Nigeria 10.3 (5.73,14.87)
Gebremedhin D ea al [12]. 2016 Case control 234 100 Clinical --- Ethiopia 34.7 (22.75,41.65)
Demisse AG et al. [28] 2017 Cross-sectional 769 100 Clinical --- Ethiopia 38.1 (30.97,45.23)
John B et al. [29] 2015 Cross-sectional 174 100 Culture positive 21.8 Uganda 79.1 (70.53,87.67)
Boulos A et al. [30] 2017 Retrospective cohort 1292 100 Culture positive 74 Haiti 16 (10.57,21.43)
Minyahil AW et al. [31] 2014 Cross-sectional 306 100 Clinical --- Ethiopia? 37.1 (30.04,44.20)
Kumar A et al. [32] 2010 Cross-sectional 310 100 Culture positive 26.7 Kenya 8.9 (4.62,13.18)
El-Din ERS [33] 2015 Retrospective cohort 778 100 Clinical --- Egypt 24.6 (18.32,30.88)
Labi A-K et al. [34] 2016 Retrospective cohort 8025 100 Culture positive 21.9 Ghana 10 (5.49,14.51)
Shah AJ et al. [35] 2012 Prospective cohort 190 100 Culture Positive 31.6 India 4.3 (1.46,7.20)
Lebea MM et al. [9] 2017 Retrospective cohort 1903 100 Culture positive 10.3 South Africa 5 (1.88,8.24)
Chiabi A et al. [36] 2011 Prospective cohort 628 100 Culture positive 9.6 Cameroon 4.6 (1.61,7.59)
Ameyaw E et al. [37] 2017 Cross-sectional 1580 100 Clinical --- Ghana 7.6 (3.62,11.58)
Emmanuel EN et al. [38] 2016 Cross-sectional 269 100 Clinical --- Cameroon 31.6 (3.62,11.58)
Dal-Bó K et al. [39] 2012 Retrospective cohort 239 100 Culture positive 27.1 Brazil 12.6 (7.63,17.57)
Leal YA et al. [40] 2012 Retrospective cohort 11,790 100 Culture positive 16.9 Mexico 20.5 (14.58,26.42)
BELL Y et al. [41] 2005 Retrospective cohort 4702 100 Culture positive 2.9 Jamaica 54.8 (46.95,62.65)
Ansari S et al. [42] 2015 Cross-sectional 918 100 Culture positive 12.6 Nepal 45.8 (38.30,53.30)
Pokhrel B et al. [43] 2018 Retrospective cohort 336 100 Culture positive 20.5 Nepal 4.3 (1.44,7.16)
Olatunde OE et al. [44] 2016 Prospective cohort 450 100 Culture positive 16 Nigeria 2.9 (0.81,4.99)

2.2.3. Prevalence of neonatal sepsis and heterogeneity

The overall pooled prevalence was 29.92 with (95% CI 23.95, 35.90). The overall heterogeneity of this study was I2 = 98.1% (P-value = 000) (Fig. 2). The study was sub-group into three regions which are Africa, Asia, and Latin America. The high heterogeneity has shown within regions. The regional prevalence were 38.56, 14.68 and 26.48 in Africa, Asia, and Latin America, respectively. Heterogeneities in Africa Asia and Latin America were 97.3%, 94%, and 98.9 %, respectively (Fig. 3). Studies in Ethiopia have shown that there is a significant heterogeneity (coefficient = 90, P-value = 0.025) (Table 2).

Fig. 2.

Fig. 2

Forest plot, showing the results from a cumulative meta-analysis of 36 studies to determine the pooled prevalence of neonatal sepsis in developing countries.

Fig. 3.

Fig. 3

Subgroup analysis of the study by its regions.

Table 2.

Meta-regression test on selected variables to identify source of heterogenity among studies.

Variables Coefficient P-value
Year of study 0.48 0.15
Sample size 0.25 0.17
Institutions
District hospital -49.1 0.33
General -36.8 0.34
Referral -54.6 0.28
Tertiary care hospital -54.3 0.25
Tertiary -51.5 0.30
Community -48.1 0.38
Study design
Case control 35.9 0.27
Cross-section 16.3 0.33
Retrospective 8.3 0.63
Region
Bangladesh 23.9 0.52
Brazil 83.6 0.12
Cameroon 93.6 0.06
Egypt 68 0.20
Ethiopia 90 0.025
Ghana 66.7 0.16
Haiti 95.6 0.09
India 52.6 0.26
Indonesia 57.4 0.26
Jamaica 43.5 0.37
Mexico 42.1 0.41
Nepal 57.6 0.20
Nigeria 72.4 0.12
South Africa 50.9 0.30
Sudan 58.5 0.20
Tanzania 64.2 0.21
Uganda 63 0.35
Zambia 68.8 0.18
Kenya 59.5 0.24

2.2.4. Risk of bias within studies

The Begg's test has not shown a significant publication bias with (P-value>0.05). The Egger's test showed that there is a significant publication bias with P-value 0.001. The funnel plot test has shown that there are asymmetric plots. These plots indicated that there is a significant publication bias in which the majority of the plots were placed between 0 and +5 (Fig. 4). However, after a trim and filled analysis, publication bias has not been shown (Fig. 5).

Fig. 4.

Fig. 4

The funnel plots which are asymmetric and showed there are possible publication bias.

Fig. 5.

Fig. 5

Filled funnel plot which has no shown publication bias.

2.3. Discussion

This systematic review and meta-analysis study was conducted to determine the pooled prevalence of neonatal sepsis in developing countries. We have found consistent evidence of higher levels of neonatal infection within 28 days with the pooled prevalence of 29.92% (95%CI 23.95, 35.90) which shows a major problem of the developing countries. This finding was appreciably higher than other studies conducted elsewhere 17% in China [47], 7.6% in India [48] and the prevalence of early-onset neonatal sepsis which was confirmed by the laboratory was 17.2% [49]. Even if the health care units advanced recently, sepsis remained the major causes of morbidity and mortality for neonates [50] and greater than 40% of under-five deaths occur in the neonatal period, resulting in 3.1 million newborn deaths each year globally [51]. The neonatal morbidity was predominantly higher in low and middle-income countries [52] particularly, in Africa and it is the third common cause of death [53, 54]. This difference could be due to a lack of well-established the health care system since the majority of studies have been taken in Sub Saharan Africa and another part of developing regions.

The prevalence of this study is consistent with the reports by Shah AJ et al [55] 31.57%, Jabiri A et al. [19], which accounted 31.57% and 31.4%, respectively. This high magnitude is the major public health issue in developing countries (Sub Saharan Africa), an estimated magnitude of range from 380 000–2 000 000 annual cases and 270 000 annual associated deaths [56]. Sepsis is one of the three most common causes of neonatal deaths globally [57]. Most infection in the neonatal period occurs in low and middle-income countries due to poor hygiene and suboptimal practices for infection control [58]. This can be the future agenda of the developing countries.

Majority of studies included in our study were confirmed through blood or cerebrospinal fluid culture [8, 14, 16, 18, 19, 24, 26, 27, 29, 33, 36, 38, 39, 42, 48, 55, 59, 60] and others were neonatal sepsis diagnosed using clinical signs and symptoms [9, 12, 20]. Consequently, studies with neonatal sepsis diagnosed using clinical signs and symptoms of infection may have a low magnitude of the association compared to studies confirmed with culture or laboratory test. This is because clinical diagnosis is less specific to settle the definite diagnosis of neonatal sepsis. In the other way diagnosis of neonatal sepsis in the early onset period, the result may undermine the true risk of the infection since the sensitivity of the result depends on the specimen collection process [61].

This systematic and Meta-analysis revealed that there was a significant heterogeneity throughout the studies within intern-regional and intra region. The source of heterogeneity could be studies conducted in Ethiopia because the Meta-regression of studies in Ethiopia has a significant P- value less than 0.05. Other reports have also supported that they have heterogeneity between studies [49] and consider this heterogeneity existed between studies given the various definitions of laboratory-confirmed and clinical signs of infection, as well as for colonization and risk factors [62, 63, 64].

Bacterial pathogens such as Klebsiella, CoNS, and S. aureus were the common cause of neonatal infections in the developing countries [7, 8, 14, 16, 17, 18, 19, 24, 26, 27, 29, 30, 33, 36, 38, 39, 42, 48, 55, 59, 60]. Congruently, it is supported by reports of the newborn problem in lower and middle-income countries [65, 66] and the evidence from other systematic review showed that Klebsiella species, E. coli, and S. aureus were the major cause of neonatal infection during the neonatal period [67]. This may be due to the susceptibility of neonatal population, lack of consensus in the definitions and pathogen variability between different regions which affect the development of clinical trials and practice guidelines [65].

The strength of this study was included different regions of lower and middle-income countries and we used extensive searching strategies to minimize the chance of missing the relevant articles and literature. For this systematic review and meta-analysis, using only articles reported in the English language was our limitation. Also, publication bias is the limitations of this study.

3. Conclusion

We concluded that the prevalence of neonatal sepsis was significantly higher among developing countries. The developing countries accounted for a third of the neonatal sepsis. Majority of neonatal sepsis were in Africa region. Bacteria is the leading cause of neonatal sepsis. Heterogeneity among studies was reported and can be existed between studies given the various definitions of laboratory-confirmed and clinical signs of infection, as well as for colonization and risk factors. Despite various countries have established a possible prevention and treatment mechanisms, neonatal sepsis is the major problem of lower and middle-income countries.

Declarations

Author contribution statement

All authors listed have significantly contributed to the development and the writing of this article.

Funding statement

To conduct this research we have not received any specific grant from funding agencies in the public, commercial, or not-for-profit sectors.

Competing interest statement

The authors declare no conflict of interest.

Additional information

No additional information is available for this paper.

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