Abstract
Solid-state nanofoaming experiments are conducted on two polymethyl methacrylate (PMMA) grades of markedly different molecular weight using CO2 as the blowing agent. The sensitivity of porosity to foaming time and foaming temperature is measured. Also, the microstructure of the PMMA nanofoams is characterized in terms of cell size and cell nucleation density. A one-dimensional numerical model is developed to predict the growth of spherical, gas-filled voids during the solid-state foaming process. Diffusion of CO2 within the PMMA matrix is sufficiently rapid for the concentration of CO2 to remain almost uniform spatially. The foaming model makes use of experimentally calibrated constitutive laws for the uniaxial stress versus strain response of the PMMA grades as a function of strain rate and temperature, and the effect of dissolved CO2 is accounted for by a shift in the glass transition temperature of the PMMA. The maximum achievable porosity is interpreted in terms of cell wall tearing and comparisons are made between the predictions of the model and nanofoaming measurements; it is deduced that the failure strain of the cell walls is sensitive to cell wall thickness.
Keywords: solid-state foaming, PMMA nanofoams, molecular weight, void growth model, porosity limit, deformation mechanism maps
1. Introduction
Polymeric nanofoams are polymer foams with an average cell size below 1 µm [1]. This new class of porous solids has the potential to offer unique and attractive combinations of thermal, mechanical and optical properties [2–4]. For example, the thermal conductivity λ of polymeric nanofoams may be lower than the value for air, λ = 0.025 W m−1 K−1: when the average cell size is of the order of the mean free path of the gas molecules in the cells (close to 70 nm for air at standard conditions), the thermal conductivity of the gas in the foam is significantly reduced due to the Knudsen effect [5,6]. A polymeric nanofoam may have a thermal conductivity close to or below 0.025 W m−1 K−1 when the average cell size l is below 200 nm and the porosity f exceeds 0.85; see, for example, Wang et al. [7]. To achieve this morphology, the cell nucleation density Nd must exceed 1021 m−3 [1].
A large number of experimental studies focus on the effect of processing conditions and the choice of polymer precursor upon the cell nucleation density Nd, the void size l and the porosity f of polymeric nanofoams, as reviewed by Costeux [1]. Many of these studies employ the solid-state foaming method in which a physical blowing agent (e.g. CO2) is used to nucleate and grow cells in a polymer matrix such as polymethyl methacrylate (PMMA) [8,9]. The available data on the cell size and porosity that have been achieved to date for high porosity (PMMA-based) polymeric nanofoams via solid-state foaming are summarized in figure 1. Data are retrieved from [4,9–17]. It is clear that the ideal combination of high porosity ( f > 0.85) and small cell size (l < 200 nm) is yet to be achieved. Polymeric nanofoams of porosity of the order of 0.8–0.9 have been produced, but their cell size is above 200 nm (and Nd < 1021 m−3). By contrast, polymeric nanofoams of l < 200 nm are reported for a nucleation density above 1021 m−3, but their porosity is limited to close to 0.85. Recently, manufacturing techniques have evolved to combine solid-state nanofoaming and injection moulding in an attempt to improve the mechanical properties and surface properties of injection moulded foams, but these nanofoams have porosities well below 0.5 [18].
Figure 1.
Reported porosity f versus void size l of high porosity (PMMA-based) nanofoams produced via solid-state foaming. The ‘open circles’ refer to results obtained in the present study. The ‘filled circles’ refer to data retrieved from [4,9–17]; see the electronic supplementary material information for the reference corresponding to a data point.
The observed porosity limit for nanofoams with a nucleation density above 1021 m−3 may be due to the fact that the minimum wall thickness between nano-sized cells is dictated by the end-to-end distance of the individual polymer chains [1,12]. An aim of the present study is to gain scientific insight into this limiting behaviour, and thereby suggest ways of overcoming this barrier, if possible.
The final porosity and final cell size in solid-state nanofoaming requires a solid mechanics analysis of void growth. A substantial body of experimental work has now been performed on polymeric nanofoams produced via solid-state foaming (recall figure 1 and the review by Costeux [1]), and several analyses have been developed for cell growth in liquid-state foaming processes [19–21]. By contrast, theoretical studies on cell growth during solid-state nanofoaming are limited. Costeux and co-workers [16,22] have simulated void nucleation and void growth during the solid-state nanofoaming of acrylate co-polymers by making use of the model of Shafi et al. [23]. However, their model overestimates the final porosity of their nanofoams. The mismatch between the simulated and measured porosity of acrylic nanofoams may be due to (i) the assumption that cell growth continues until the foaming temperature attains the glass transition temperature of the polymer-gas solid and/or (ii) the assumption that the polymer-gas solid surrounding the cell is in a liquid (viscous) state throughout the solid-state foaming process. In reality, void growth occurs at temperatures close to the glass transition temperature of the solid surrounding the void, and significantly below the melting temperature. This is addressed in detail in the present study.
(a). Scope of study
Nanofoams are produced from two PMMA grades of widely different molecular weight; a solid-state foaming process is used with CO2 as the blowing agent. We characterize the microstructure of the nanofoams in terms of porosity f, cell size l and cell nucleation density Nd. In addition, we develop a void growth model, based on the constitutive law of PMMA grades close to the glass transition temperature, by building on the recent study of Van Loock & Fleck [24]. Both predicted and measured final porosities are obtained as a function of foaming time and foaming temperature; also, cell wall tearing mechanisms are considered in order to account for the observed limit in final porosity.
2. Nanofoaming experiments
(a). Materials
Foaming experiments were conducted on two PMMA grades: pelletized PMMA (Altuglas V825T) of average molecular weight1 Mw = 92 500 g mol−1 and cast PMMA sheets (Altuglas CN with sheet thickness close to 3 mm) of high molecular weight Mw = 3 580 000 g mol−1. We shall refer to the Altuglas V825T and Altuglas CN grades as ‘low Mw PMMA’ and ‘high Mw PMMA’, respectively. Both grades have a density ρp = 1190 kg m−3 (as measured at 23°C and at 50% relative humidity). The glass transition temperatures Tg = 114.5°C of the low Mw PMMA, and Tg = 116.5°C of the high Mw PMMA, have been measured by differential scanning calorimetry (DSC) using a heating rate of 10°C min−1: the values are almost equal.
(b). Solid-state nanofoaming experiments
Foaming precursors of the low Mw and high Mw PMMA grades were made as follows. The low Mw PMMA pellets were heated to 250°C for 450 s and then compressed for 60 s between two heated plates at a pressure equal to 17 MPa. The resulting sheet was cooled to room temperature with the pressure of 17 MPa maintained. Cuboid precursors of dimension 20 × 10 × 3 mm3 were machined from the low Mw PMMA sheet and from the as-received high Mw PMMA sheet.
Foaming experiments were performed in a pressure vessel2 with feedback pressure controller3 and temperature controller.4 Medical grade CO2 (greater than 99.9% purity) was used as the blowing agent for the foaming experiments. The solid-state foaming process involved a nucleation step and then a subsequent growth step, as detailed by Martin-de León et al. [9]. First, the precursor samples were held in the pressure vessel at a constant CO2 saturation pressure equal to 31 MPa, and at a constant temperature equal to 25°C for 24 h in order to ensure saturation of the CO2 into the PMMA. The mass concentration5 C, at equilibrium, is close to 24 wt% for both the low and high Mw PMMA, by making use of the measurement procedure of Martin-de León et al. [9]. Second, the pressure was released to atmospheric pressure at the rapid rate of 100 MPa s−1; this is the nucleation step. Third, samples were foamed in a foaming bath6 at selected foaming temperatures (25°C, 40°C, 60°C, 80°C, 100°C) and selected foaming times7 (60 s, 180 s, 300 s, 600 s); this is the void growth step. It is assumed throughout the remainder of this study that the foaming times are sufficiently long for the temperature to be spatially uniform8 within the sample.
(c). Characterization of the PMMA nanofoams
(i). Porosity
The density ρf of the foamed samples was determined by the water-displacement method with a weight balance.9 A surface layer of depth 200 µm was removed by polishing10 to ensure that the solid skin (of thickness below 100 µm) was absent before the density measurements were made. The porosity f of the samples is obtained by
| 2.1 |
where ρp ( = 1 190 kg m−3) is the density of solid PMMA.
(ii). Microstructure
Foamed samples were cooled in liquid nitrogen and then fractured. The fracture surfaces were coated with a layer of gold by sputtering,11 and micrographs of the coated fracture surfaces were taken by a scanning electron microscope12 (SEM). The cellular structure of each material was characterized by analysing the micrographs with dedicated in-house software based on ImageJ/FIJI [26]. Microstructural parameters such as the average cell size l, standard deviation s of the observed cell sizes, and cell nucleation density Nd, using the method as suggested by Kumar & Suh [27], were obtained.13
(iii). Open cell content
The open cell content of the foamed samples was measured by gas pycnometry14 with nitrogen in accordance with the ASTM D6226-15 standard [28]. The open cell content ratio Ov is defined as the ratio of the volume of open pores to the total pore volume of a foam, and is obtained by
| 2.2 |
where Vg is the geometric volume of the foam, Vp is the pycnometer volume and Vs is a penalty volume to account for the volume of the cells at the surface of the foam. The penalty volume Vs is assumed to be close to zero in the case of nanofoams. The geometric volume Vg is measured by the water-displacement method as detailed above. Foamed samples were subjected to a pressure scan from 0.02 to 0.13 MPa in the gas pycnometer. The pycnometer volume initially decreases as the gas pressure increases until the interconnected open cells are completely filled with gas and the pycnometer volume remains constant at increased pressures. We take this constant value of pycnometer volume Vp in order to calculate Ov via equation (2.2).
3. Results of the nanofoaming experiments
The measured porosity f, average observed cell size l, standard deviation s of observed cell sizes and cell nucleation density Nd of the nanofoams are reported in tables 1 and 2 for the low Mw and high Mw grades of PMMA, respectively. In addition, a representative series of SEM micrographs of the nanofoams is shown in figure 2. The low Mw and the high Mw nanofoams have contrasting microstructures and the cell nucleation density of the low Mw nanofoams (Nd ≈ 2 × 1020 m−3) is an order of magnitude less than that of the high Mw nanofoams (Nd ≈ 2 × 1021 m−3). The average cell size l of the high Mw nanofoams ranges from 20 to 50 nm, and is an order of magnitude smaller than the average cell size of the low Mw nanofoams (of size 200–350 nm). These values of l and Nd for the low Mw nanofoams are consistent with the results of Martin-de León et al. [9], who conducted solid-state foaming experiments with an identical low Mw PMMA grade. The measured average cell size l of the low Mw and the high Mw nanofoams, as a function of foaming time tf for Tf = 60°C, is plotted in figure 3a. Void growth typically occurs over a foaming time period of 60–180 s, followed by arrest. There is a mild dependence of the foaming temperature Tf upon the final value for l (tables 1 and 2).
Table 1.
Measured porosity f, average cell size l, standard deviation of observed cell size s, cell nucleation density Nd and open cell content Ov of the low Mw PMMA nanofoams as a function of foaming time tf and foaming temperature Tf. Foams collapsed at Tf = 100°C, and so no open cell content values are reported for nanofoams produced at Tf = 100°C.
| tf (s) | Tf (°C) | f | l (nm) | s (nm) | Nd () | Ov |
|---|---|---|---|---|---|---|
| 60 | 25 | 0.45 | 219 | 87 | 1.50 | 0.12 |
| 180 | 25 | 0.47 | 228 | 79 | 1.50 | 0.08 |
| 300 | 25 | 0.51 | 283 | 112 | 0.91 | 0.08 |
| 600 | 25 | 0.51 | 235 | 85 | 1.48 | 0.08 |
| 60 | 40 | 0.52 | 262 | 102 | 1.22 | 0.07 |
| 180 | 40 | 0.61 | 250 | 125 | 1.70 | 0.02 |
| 300 | 40 | 0.64 | 254 | 105 | 1.27 | 0.15 |
| 600 | 40 | 0.66 | 233 | 103 | 2.11 | 0.14 |
| 60 | 60 | 0.56 | 234 | 89 | 2.34 | 0.07 |
| 180 | 60 | 0.66 | 297 | 111 | 1.72 | 0.33 |
| 300 | 60 | 0.68 | 279 | 122 | 1.76 | 0.40 |
| 600 | 60 | 0.68 | 284 | 109 | 1.63 | 0.36 |
| 60 | 80 | 0.72 | 333 | 134 | 1.16 | 0.63 |
| 180 | 80 | 0.74 | 288 | 138 | 1.83 | 0.90 |
| 300 | 80 | 0.75 | 297 | 125 | 1.75 | 0.78 |
| 600 | 80 | 0.73 | 274 | 109 | 2.08 | 0.93 |
| 60 | 100 | 0.64 | 297 | 122 | 1.21 | — |
| 180 | 100 | 0.68 | 253 | 110 | 1.81 | — |
| 300 | 100 | 0.62 | 246 | 103 | 1.75 | — |
| 600 | 100 | 0.51 | 291 | 125 | 0.76 | — |
Table 2.
Measured values for the porosity f, the average observed cell size l, the standard deviation of the observed cell size s, the cell nucleation density Nd, and the open cell content Ov of the high Mw PMMA nanofoams as a function of foaming time tf and foaming temperature Tf. Foams collapsed at Tf = 100°C, and so no open cell content values are reported for the nanofoams produced at Tf = 100°C.
| tf (s) | Tf (°C) | f | l (nm) | s (nm) | Nd () | Ov |
|---|---|---|---|---|---|---|
| 60 | 25 | 0.22 | 36 | 14 | 14.9 | 0.30 |
| 180 | 25 | 0.28 | 23 | 10 | 40.0 | 0.22 |
| 300 | 25 | 0.29 | 30 | 12 | 9.0 | 0.28 |
| 600 | 25 | 0.31 | 36 | 18 | 6.9 | 0.21 |
| 60 | 40 | 0.33 | 28 | 13 | 54.2 | 0.19 |
| 180 | 40 | 0.42 | 32 | 16 | 32.3 | 0.07 |
| 300 | 40 | 0.45 | 37 | 14 | 7.8 | 0.08 |
| 600 | 40 | 0.47 | 45 | 29 | 26.0 | 0.09 |
| 60 | 60 | 0.45 | 37 | 14 | 20.4 | 0.08 |
| 180 | 60 | 0.55 | 39 | 17 | 24.0 | 0.03 |
| 300 | 60 | 0.57 | 40 | 17 | 31.8 | 0.28 |
| 600 | 60 | 0.57 | 41 | 19 | 25.8 | 0.03 |
| 60 | 80 | 0.58 | 39 | 20 | 21.8 | 0.51 |
| 180 | 80 | 0.60 | 39 | 19 | 27.8 | 0.73 |
| 300 | 80 | 0.60 | 38 | 19 | 36.6 | 0.95 |
| 600 | 80 | 0.59 | 44 | 22 | 46.6 | 0.88 |
| 60 | 100 | 0.59 | 34 | 15 | 35.4 | — |
| 180 | 100 | 0.53 | 27 | 14 | 80.4 | — |
| 300 | 100 | 0.50 | 37 | 18 | 24.9 | — |
| 600 | 100 | 0.45 | 34 | 12 | 32.6 | — |
Figure 2.
SEM micrographs of the low Mw nanofoams at (a) , (b) and of the high Mw nanofoams at (c) and (d) .
Figure 3.
Nanofoaming experiments on the low Mw and high Mw PMMA grades: (a) measured average cell size l versus foaming time tf for Tf = 60°C, (b) measured porosity f versus foaming time tf for Tf = 60°C and Tf = 100°C, (c) measured porosity f versus foaming temperature Tf for the range of explored foaming times (tf = 60–600 s) for the low Mw nanofoams and (d) measured f versus Tf for the range of explored foaming times (tf = 60–600 s) for the high Mw nanofoams.
The measured porosity f of the nanofoams is plotted as a function of tf in figure 3b for Tf = 60°C and for Tf = 100°C. Consistent with the l versus tf curves for Tf = 60°C, as presented in figure 3a, the porosity increases over a foaming period of 60–180 s until a stable (tf-independent) value of final porosity is achieved. The highest observed porosity of the low Mw PMMA nanofoams ( fmax = 0.75) is approximately 25% higher than that of the high Mw PMMA nanofoams ( fmax = 0.60). At a foaming temperature of Tf = 100°C, the porosity decreases with increasing foaming time beyond tf = 60 s, and this is due to collapse of the foamed structure. This behaviour is also illustrated in plots of f versus Tf, over the explored range of foaming times; see figure 3c,d for the low Mw and high Mw PMMA nanofoams, respectively.
The measured open cell content Ov is plotted as a function of the measured porosity f in figure 4a (low Mw) and in figure 4b (high Mw) for 20°C 80°C. Nanofoams with porosities well below the highest observed porosity fmax are closed-cell in nature. An abrupt transition to an open-celled structure occurs close to fmax. The observed collapse of the foam at Tf = 100°C is preceded by cell wall rupture for the low Mw nanofoams (figure 2b) and by the formation of cracks interconnecting the nano-sized pores for the high Mw nanofoams (figure 2d).
Figure 4.
Measured open cell content Ov as a function of porosity f for (a) the low Mw PMMA nanofoam and (b) high Mw PMMA nanofoam.
4. Void growth model
A void growth model is now developed to predict porosity as a function of foaming time and foaming temperature for the PMMA nanofoams. The expansion of a pre-existing as-nucleated spherical cavity during solid-state nanofoaming is simulated by means of a one-dimensional single-cell growth model [20,29]. A finite shell surrounds the spherical void in order to account for void–void interaction in an approximate manner. More sophisticated models of an array of voids (such as periodic cell models) could be adopted but the intent here is to emphasize the strong role of the evolving constitutive response of the cell wall.
Consider a polymer-gas solid with equi-sized spherical voids. A cross section of the undeformed (reference) configuration of the spherical void, with initial radius a0 and initial outer radius b0, along with the adopted spherical coordinate system (r, θ, ϕ), is shown in figure 5. Assume that the initial gas pressure p0 in the as-nucleated void equals the saturation pressure during the saturation phase prior to nucleation of the voids. The deformed configuration for the void of inner radius a and outer radius b at time t is shown in figure 5.
Figure 5.

Spherical void in (a) undeformed configuration with initial radius a0 and initial outer radius b0 and (b) deformed configuration at time t of the void with radius a, outer radius b and gas pressure p. (Online version in colour.)
(a). Kinematics
Assume that the void remains spherical during growth and that the solid surrounding the void is incompressible. Then a material point within the cell wall, initially at radius R, is displaced to a radius r such that
| 4.1 |
by incompressibility. For later use, this relation is rearranged to the form
| 4.2 |
Note that r/R is a function of the time-like variable (a/a0) and of the Lagrangian position variable R/a0. The von Mises effective strain εe is defined in the usual manner as , giving
| 4.3 |
where εθθ is the hoop strain. Now insert equation (4.2) into equation (4.3) to obtain
| 4.4 |
and take the time derivative of r in equation (4.1) to give
| 4.5 |
where vr is the radial velocity of a material element at r. Consequently, the effective strain rate reads
| 4.6 |
(b). Equilibrium
Write (σrr, σθθ, σϕϕ) as the active stress components in the spherical coordinate system. Radial equilibrium dictates that [30]
| 4.7 |
Due to symmetry, σϕϕ = σθθ and equation (4.7) simplifies to
| 4.8 |
where σe = σθθ − σrr is the von Mises effective stress [31]. Integration of equation (4.8) provides the gas pressure p inside the cavity as an implicit function of current void radius a, and ambient pressure pa such that
| 4.9 |
Now make use of equation (4.1) to re-express the above integral in the form
| 4.10 |
The effective stress σe is a function of the effective strain εe, the effective strain rate , as given by equation (4.6) and the normalized temperature T/Tg via the constitutive law for the PMMA–CO2 solid, of general functional form F where
| 4.11 |
The choice of F is given below. We show in appendix A that the concentration C of CO2 can be taken to be spatially uniform throughout the spherical shell at any instant of time, but the magnitude of C depends upon the current size of the void by a mass conservation argument as detailed below. This leads to a major simplification of the analysis. The glass transition temperature Tg of the PMMA is taken to be a function of CO2 concentration C, and is also given below.
(c). The solution strategy
Substitute equation (4.11) into (4.10), and integrate over the thickness of the spherical shell in order to obtain an expression for the gas pressure p within the cavity as a function of (via equation (4.6)), and the current state, as parametrized by the current value of a/a0. It remains to obtain an expression for p as a function of a/a0 by considering the gas law for the void and mass conservation of CO2 in the void and solid PMMA. Once we have obtained p as a function of a/a0, we can re-express equation (4.10) as as a function of a/a0; integration of then gives the time evolution of a/a0.
(d). Gas laws
The equilibrium concentration C of CO2 in PMMA is a function of CO2 pressure p and of temperature. Here, we assume that Henry's Law suffices such that [32–35]
| 4.12 |
where Henry's Law coefficient KH is assumed to be independent of both temperature and pressure. Assume that the concentration of CO2 at the surface of the cavity (R = a0) is in equilibrium with the CO2 pressure within the void via equation (4.12). Take KH = 7.8 × 10−9 Pa−1 for both the low Mw and the Mw PMMA grades, based on the measured C = 0.24 equilibrium concentration of CO2 in PMMA at a pressure p = 31 MPa and temperature T = 25°C, as detailed in §2b. Also, assume that the CO2 gas in the void satisfies the ideal gas law
| 4.13 |
where R is the universal gas constant.
It is recognized that the use of Henry's Law and the ideal gas law have a somewhat limited range of validity and the current analysis can be embellished by employing alternative laws such as the lattice-based theory equation of state of Sanchez & Lacombe [36–39] or empirical non-ideal equation of states for CO2 [40,41]. However, the use of a number of such laws is considered to lie beyond the scope of the present study.
(e). Mass conservation
We shall assume that the total mass of gas molecules in the voids and in the surrounding solid is constant; leakage of gas molecules to neighbouring voids or the sample's environment is neglected. Also, assume that the concentration C of dissolved CO2 in the PMMA spherical shell is independent of radius, as justified in appendix A. The resulting mass conservation statement for CO2 reads
| 4.14 |
where ρp is the density15 of the PMMA–CO2 solid and ρg is the density of the CO2 in the voids. Substitution of equation (4.13) into equation (4.14) gives p as a function of cavity size a/a0.
(f). Dependence of the glass transition temperature of PMMA upon CO2 content
The dissolution of CO2 into a linear, amorphous polymer such as PMMA reduces the glass transition temperature Tg of the PMMA–CO2 solid. This plasticization effect is attributed to the increased mobility of PMMA chains due to lubrication by the CO2 molecules, and the decrease of the intermolecular bond strength as the CO2 molecules increase the spacing between the PMMA chains [42,43]. A range of experimental techniques has been used in the literature to determine the glass transition temperature Tg of PMMA as a function of CO2 mass concentration C. Chiou et al. [44] made use of DSC to measure as a function of C, where . Likewise, Wissinger & Paulaitis [45] measured the dependence of upon C via creep compliance measurements. Guo & Kumar [46] made use of solid-state foaming experiments to observe the relationship between and CO2 for a PMMA–CO2 mixture. The measured versus C data, for PMMA–CO2, as reported by Chiou et al. [44], Wissinger & Paulaitis [45] and Guo & Kumar [46] are shown in figure 6. Chow [47] used statistical thermodynamics to predict as a function of C and introduced a parameter θ where
| 4.15 |
Figure 6.
The normalized glass transition temperature of PMMA as a function of CO2 mass concentration C, as reported by Chiou et al. [44], Wissinger & Paulaitis [45] and Guo & Kumar [46]. The versus C curve is given by the calibrated version of equation (4.17).
Here, is the molecular weight of the polymer repeat unit ( = 100.12 g mol−1 for a methyl methacrylate monomer), is the molecular weight of the gas ( = 44.01 g mol−1 for CO2), and z is a lattice coordination number equal to 2, as suggested by Chow [47]. In addition, Chow [47] defined a parameter β
| 4.16 |
where ΔCp is the change in specific heat capacity of the polymer at the glass transition temperature at constant pressure. The normalized glass transition temperature is then predicted by
| 4.17 |
The above equation is curve fitted to the measured versus C data shown in figure 6 by a suitable choice of ΔCp. The fitted value for ΔCp = 355 which is slightly higher than the value of ΔCp for PMMA as measured by DSC [44,48]. We note in passing that the value of ΔCp = 355 J kg−1 K−1 gives a good fit to the data of Guo & Kumar [46] in addition to the data of by Chiou et al. [44] and Wissinger & Paulaitis [45] (figure 6). This is consistent with the observation by Guo & Kumar [46] that a value of ΔCp = 265 J kg−1 K−1 (assuming z = 2) gives a relatively poor fit to their data.
(g). Constitutive model for the PMMA–CO2 solid
We assume that the effective stress σe of the PMMA–CO2 solid at a given strain εe, strain rate and normalized temperature T/Tg is the same as that given by PMMA in the absence of CO2: the effect of CO2 is accounted for by a shift in the value for Tg. The deformation mechanisms for PMMA in uniaxial tension close to the glass transition temperature have been reviewed recently by Van Loock & Fleck [24] and deformation mechanism maps were constructed by performing a series of uniaxial tension tests on the high Mw PMMA over a range of temperatures near the glass transition and over two decades of strain rate. The operative deformation mechanism depends upon the temperature T/Tg, the strain rate and strain εe. We shall make use of the constitutive models as calibrated by Van Loock & Fleck [24] for the high Mw PMMA: the Ree–Eyring equation and a rubbery-flow model. For the low Mw PMMA, it is necessary to construct an alternative deformation mechanism map. This is reported in appendix B. For this grade, the relevant deformation mechanisms are Ree–Eyring and viscous flow.
The Ree–Eyring equation relates σe in the glassy and glass transition regime to temperature T/Tg and strain rate
| 4.18 |
where is a reference strain rate, q is an activation energy, v is an activation volume and k is Boltzmann's constant. Visco-elastic effects are neglected in this finite strain regime. Van Loock & Fleck [24] also fitted an empirical equation to relate to , εe and in the rubbery regime for the high PMMA
| 4.19 |
where is a reference modulus, αR is a temperature sensitivity coefficient, a reference strain rate, and n a strain rate sensitivity coefficient.
Note that the rubbery regime above the glass transition is absent for PMMA grades of relatively low molecular weight, i.e. Mw < 150 kg mol−1 [49]. Instead, a linear, viscous flow rule can be used to describe the constitutive behaviour of a low Mw PMMA for T/Tg ≫ 1
| 4.20 |
where η is a temperature-dependent viscosity [50,51]
| 4.21 |
in terms of a reference viscosity η0 at T/Tg = 1; C1 and C2 are fitting constants.
The dependence of the effective stress σe upon normalized temperature T/Tg and strain rate is assumed to be governed by equations (4.18) and (4.19) for the high Mw PMMA and by equations (4.18) and (4.20) for the low Mw PMMA. The fitted parameters for the constitutive laws for the high Mw PMMA are taken from Van Loock & Fleck16 [24] and are summarized in table 3. An additional series of tensile tests have been performed on the low Mw PMMA at temperatures close to the glass transition in order to calibrate equations (4.18) and (4.20) for the low Mw PMMA as detailed in appendix B. The resulting calibrated parameters for equations (4.18) and (4.20) for the low Mw PMMA are included in table 3.
Table 3.
Fitted parameters for the constitutive laws for the low Mw PMMA (equations (4.18) and (4.20)) and the high Mw PMMA obtained from Van Loock & Fleck [24], see equations (4.18) and (4.19).
| low Mw PMMA | high Mw PMMA | |
|---|---|---|
| (nm−3) | 2.5 | 1.8 |
| 7.31 × 10−19 | 7.31 × 10−19 | |
| 1.5 × 1056 | 1.5 × 1056 | |
| η0 (Pa s) | 2.8 × 106 | — |
| C1 | 3.2 | — |
| C2 (K) | 17.3 | — |
| — | 65.8 | |
| αR | — | 0.8 |
| — | 1.58 | |
| n | — | 0.173 |
(h). Temperature-time profile during void growth
During the rapid release of pressure at the end of the saturation phase, the samples cool down from the saturation temperature equal to 25°C to a temperature17 T0 = −15°C due to adiabatic cooling of the expanding gas. The samples are subsequently placed in a thermal bath at a maintained foaming temperature Tf. Upon submersion in the foaming bath, assume that the temperature profile T(t) is of the form
| 4.22 |
where τ is a time constant associated with the heat conduction into the PMMA, as measured by a thermocouple. The direct measurement of the temperature history by an in situ thermocouple supports this simple relation. This expression also agrees with the dominant, leading-order term in the series expansion of the temperature dependence for a cuboid with a sudden jump in surface temperature; see, for example, Carslaw & Jaeger [52].
(i). Void growth simulations
Void growth during solid-state foaming is simulated by solving the equilibrium equation, equation (4.10), and the mass conservation statement, equation (4.14), simultaneously, with due account of the dependence of Tg upon C via equation (4.17), the dependence of the effective stress σe of the PMMA–CO2 solid upon εe, and T/Tg via equations (4.18)–(4.20), the gas laws via equations (4.12) and (4.13), and the time-temperature profile as captured by equation (4.22). The resulting system of equations is solved by numerical integration.18 The values of the processing parameters and the material properties are summarized in table 4. Note that the initial porosity f0 is
| 4.23 |
and is estimated19 to equal 10−3 for both the low Mw and high Mw PMMA nanofoams. The initial void radius a0 is estimated by
| 4.24 |
where the cell nucleation density for the low Mw PMMA nanofoams (table 1) and for the high Mw PMMA nanofoams (table 2).
Table 4.
Summary of the assumed processing parameters and material properties for the void growth predictions.
| low Mw PMMA | high Mw PMMA | |
|---|---|---|
| p0 (MPa) | 31 | 31 |
| pa (MPa) | 0.1 | 0.1 |
| τ(s) | 20 | 20 |
| 1190 | 1190 | |
| 114.5 | 116.5 | |
| f0 | 10−3 | 10−3 |
| a0 (nm) | 10.5 | 5 |
5. Results and discussion of the void growth predictions
Consider the deformation mechanism maps for the low Mw PMMA (figure 7a) and for the high Mw PMMA (figure 7b). We superpose the predicted trajectory of the effective stress at the surface of the cavity by the void growth model as a function of T/Tg for foaming temperatures Tf = 25°C and Tf = 80°C, and for a foaming time up to 600 s. Note that both the temperature T and glass transition temperature Tg evolve in time during foaming. For both the low Mw and high Mw PMMA, at the start of foaming, T = T0 and T/Tg is close to 0.9; at this instant σe is close to 0.8 MPa for the low Mw PMMA and σe is close to 0.3 MPa for the high Mw PMMA. When the temperature increases from T = T0 to T = Tf, T/Tg rises to almost unity and σe rises steeply. The void growth simulations suggest that during solid-state foaming of PMMA, the normalized temperature T/Tg remains between 0.9 and 1 and consequently void growth does not occur within either the viscous regime (low Mw PMMA) or within the rubbery regime (high Mw PMMA).
Figure 7.
Deformation mechanism maps for (a) low Mw PMMA and (b) high Mw PMMA (for a reference strain εref = 0.05), for contours of effective strain rate . The predicted effective stress at the surface of the cavity is plotted as a function of T/Tg for foaming temperatures Tf = 25°C and Tf = 80°C and for a foaming time up to 600 s.
The measured porosity f is plotted as a function of foaming time tf for Tf = 25°C to Tf = 80°C, and compared with the predicted f versus tf curves for the low Mw and high Mw nanofoams, in figure 8a,b, respectively. There is reasonably good agreement between the measured and the predicted f–tf curves for Tf = 25°C and Tf = 40°C. The void growth model overestimates the porosity at Tf = 60°C and at Tf = 80°C, where porosities close to fmax are observed. Observations of SEM micrographs suggest that cell walls tear, leading to open-celled microstructures. This is confirmed by open cell content measurements using gas pycnometry: nanofoams with the highest observed porosities have predominantly open-celled microstructures (figure 4). At increased foaming temperatures (i.e. Tf = 100°C) collapse of the foamed open-celled microstructure is observed leading to measured porosities below the maximum observed porosities at Tf = 80°C, as shown in figure 2c,d.
Figure 8.
Predicted and measured porosity f versus foaming time tf, for Tf = 25°C to Tf = 80°C for (a) the low Mw PMMA nanofoams and (b) the high Mw PMMA nanofoams. The ductility-governed porosity limit ff is plotted via equation (5.3) for an initial porosity f0 = 10−3. The minimum cell wall thickness-governed porosity limit fc is plotted via equation (5.5) for f0 = 10−3 and hc/a0 = 3 (low Mw PMMA) and hc/a0 = 4.2 (high Mw PMMA).
We proceed to explore two alternative hypotheses for cell wall failure which could lead to open-celled microstructures as observed for the PMMA nanofoams: (i) achievement of a critical hoop strain at the void at a critical value of porosity ff or (ii) achievement of a minimum (critical) value of ligament thickness between neighbouring voids at a critical value of porosity fc. A comparison of predictions with measured values of porosity is now given.
(a). Critical hoop strain
Assume that tearing of the cell wall occurs when the true (that is, logarithmic) value of hoop strain εs equals the T/Tg-dependent20 true tensile failure strain εf. Recall that the solid surrounding the expanding void is incompressible. Then, by equation (4.1),
| 5.1 |
The initial (as-nucleated) porosity f0 equals (a0/b0)3 as defined in equation (4.23) and the current porosity f equals (a/b)3. Now, rearrange equation (5.1), to express f as a function of f0 and the true hoop strain εs at the surface of the void, where εs = εθθ(r = a) = ln(a/a0)
| 5.2 |
Rupture of the cell wall occurs when . The critical porosity corresponding to this ductility-governed failure criterion reads
| 5.3 |
(b). Critical ligament size
The alternative failure hypothesis assumes that there is a minimum number of confined polymer chains separating individual cells to prevent rupture of the solid between the cells. Write hc as the critical cell wall thickness, and assume that it is independent of T/Tg. Assume that the cell wall fails when the cell wall thickness reduces to this critical value, hc. Define the smallest distance between two neighbouring cells h as
| 5.4 |
Then, upon making use of the expressions f0 = (a0/b0)3, f = (a/b)3 and equation (5.2), we obtain
| 5.5 |
The corresponding critical value of porosity fc is given by equation (5.5) with .
The ductility-governed porosity limit ff as given by equation (5.3) is plotted in figure 7 based on the predicted hoop strain during void growth. Note that we make use of the measured response of versus (equation (B 2) for the low Mw PMMA and equation (B 1) for the high Mw PMMA as detailed in appendix B) and assume that the initial porosity . The measured values of final porosity f and the predictions of the void growth model exceed the porosity limit as given by ff.
We now plot the porosity limit fc in figure 7 via equation (5.5) for by taking = 3 (low Mw PMMA) and = 4.2 (high Mw PMMA) in order to match to observed values of the maximum observed porosity of the nanofoams. Recall that the initial void size a0 of the low Mw PMMA nanofoams is estimated to be close to 10.5 nm, whereas a0 is close to 5 nm for the high Mw PMMA nanofoams. Consequently, the estimated corresponding critical cell wall dimension hc = 32 nm for the low Mw PMMA nanofoams, whereas hc = 21 nm for the high Mw PMMA. These values for hc are of the same order of magnitude as root-mean-square end-to-end distance Ree of the PMMA chains, i.e. Ree ≈ 20 nm for the low Mw PMMA and Ree ≈ 110 nm for the high Mw PMMA based on an idealized equivalent freely jointed chain calculation [54]. This is in agreement with the results of Crosby and co-workers who conducted a series of uniaxial tensile tests on thin polystyrene (PS) films with Mw = 136 000 g mol−1 [55,56]. They found that the tensile failure strain decreases with decreasing film thickness t in the regime t = 15–77 nm; these values are close to the estimated value for Ree = 25 nm of the PS chains.
6. Concluding remarks
Solid-state nanofoaming experiments are performed on two grades of PMMA of markedly different molecular weight (Mw = 92 500 g mol−1 and Mw = 3 580 000 g mol−1). It was found that the molecular weight of the PMMA has a profound effect upon the microstructure of the PMMA nanofoams. When subjected to identical foaming conditions, the observed cell size l ≈ 35 nm of the high molecular weight PMMA nanofoams is an order of magnitude less than that of the low molecular weight PMMA nanofoams, l ≈ 250 nm. This is consistent with the observation that the nucleation density, Nd of the high molecular weight PMMA nanofoams is an order of magnitude higher than that of the low molecular weight PMMA nanofoams . In addition, a limit in attainable porosity fmax was observed: fmax = 0.65 for the high molecular weight PMMA and fmax = 0.75 for the low molecular weight PMMA. The microstructure of the PMMA nanofoams transitions from closed-celled to open-celled at a porosity close to fmax.
A void growth model has been developed to simulate cavity expansion during solid-state nanofoaming of PMMA by CO2. Experimentally calibrated constitutive laws for the PMMA grades close to the glass transition are used in the simulations. The predicted porosity of the nanofoams versus foaming time, at selected foaming temperatures, are in good agreement with the measured responses for porosities well below the maximum observed porosity. There is also close agreement between the predicted and observed sensitivity to molecular weight. This suggests that the observed difference in constitutive response close to the glass transition between the two PMMA grades leads to the measured difference in porosity. Moreover, cell wall tearing accounts for the observed limit in final porosity. Our analysis suggests the existence of a limiting minimum cell wall thickness of magnitude close to that of the end-to-end distance of the polymer chains. When the cell wall thickness approaches this minimum value during foaming, rupture of the cell walls occurs; this leads to an open-celled structure, and to a limit on foam expansion.
Supplementary Material
Acknowledgements
The authors thank Dr Martin van Es from SABIC for the technical assistance.
Appendix A. The assumption of uniform concentration of dissolved CO2 within the spherical shell
At the start of the foaming process, the chemical potential of the CO2 molecules in the nucleated voids is lower than the chemical potential of CO2 molecules in the PMMA–CO2 solid. Consequently, CO2 gas molecules migrate from the PMMA–CO2 solid into the voids. The concentration of CO2 gas molecules C(r, t) within the solid at time t and position r (for a < r < b) can be obtained by solving Fick's second law of diffusion [57]
| A 1 |
in the deformed configuration, where D is the diffusion coefficient for CO2 in PMMA. Measurements of D at temperatures and pressures typical for solid-state nanofoaming of PMMA by CO2 are available in the literature as follows. Guo & Kumar [46] measured D based on desorption measurements and found that D ranges from to for temperatures ranging from −30°C to 100°C at a CO2 pressure equal to 5 MPa. Li et al. [58] measured D by a sorption technique and found that D lies in the range of to for temperatures between 30°C and 70°C, and pressures between 6 MPa and 18 MPa. Now, introduce a characteristic diffusion time τD
| A 2 |
where is a diffusion length which is approximated for the void growth problem by
| A 3 |
Observations of cell nucleation densities of PMMA nanofoams ( m−3) suggest that < 133 nm [1]. Upon assuming , we obtain via equation (A 2), which is two orders of magnitude lower than typical observed foaming times for solid-state nanofoaming of PMMA by CO2 as reported by Martín-de León et al. [9]. We conclude that the CO2 concentration profile is spatially uniform at all times: . Consequently, we do not need to solve the diffusion equation to predict void growth during solid-state nanofoaming of PMMA by CO2.
Appendix B. Calibration of the constitutive laws for PMMA
Constitutive laws are calibrated for the low Mw PMMA grade21 close to its glass transition temperature. We follow the procedure of Van Loock & Fleck [24], who constructed deformation and failure maps for the high Mw PMMA grade22 in uniaxial tension close to the glass transition temperature. A series of uniaxial tensile tests were performed on the low Mw PMMA grade for a range of temperatures (T = 90°C–170°C) and at a nominal strain rate . The dogbone specimen geometry and the measurement procedures are detailed in Van Loock & Fleck [24]. Note that the low Mw PMMA dogbone specimens are machined from the foaming precursor sheets. The true stress versus true strain responses of the low Mw PMMA dogbone specimens are plotted in figure 9a for 0.94 < T/Tg < 1.01 and in figure 9b for 1.04 < T/Tg < 1.14. The true stress versus true strain curves of the high Mw PMMA grade are included in figure 9a,b.
Figure 9.
Measured true tensile stress σ versus true tensile strain ε curves for the low Mw and high Mw PMMA grades in uniaxial tension for a nominal strain rate and for temperatures ranging from (a) T = 90°C to T = 120°C and (b) T = 130°C to T = 170°C. A cross at the end of the curve denotes specimen failure.
Loading–unloading uniaxial stress versus strain curves for the low Mw PMMA and high Mw PMMA are shown in figure 10. At T/Tg = 0.93, the elastic unloading of the low Mw and the high Mw PMMA occurs in the manner of an elasto-viscoplastic solid, with a remnant finite strain at zero load. The qualitative stress versus strain response of the low Mw and the high Mw PMMA is different when the temperature is increased to T/Tg = 1.06. The elastic rubbery regime is entered for the high Mw PMMA and the unloading curve is almost coincidental with the loading curve; there is negligible hysteresis and negligible remnant strain. No rubbery regime is observed for the low Mw PMMA above the glass transition. At T/Tg = 1.06 and T/Tg = 1.12, the stress versus strain response of the low Mw PMMA in uniaxial tension is linear viscous. Unloading is accompanied by a finite remnant strain. The high Mw PMMA transitions from the rubbery regime to a viscous regime at T/Tg = 1.16.
Figure 10.
Loading–unloading true stress versus true strain curves for the low Mw PMMA and high Mw PMMA grades in uniaxial tension, at selected values of T/Tg, for a nominal strain rate .
First, consider the elasto-viscoplastic regime. The dependence of the measured flow strength σy of the low Mw and high Mw PMMA grades upon T/Tg is shown in figure 11 for . A single transition Ree–Eyring equation, equation (4.18), is fitted to the σy versus T/Tg response of the low Mw PMMA in the glassy and glass transition regime (corresponding to 0.94 ≤ T/Tg ≤ 1.04). We assume that q = 7.31 × 10−19 J and for both the low Mw and the high Mw PMMA, as reported by Van Loock & Fleck [24]. The activation volume v = 2.5 nm−3 for the low Mw PMMA, and v = 1.8 nm−3 for the high Mw PMMA [24]. The resulting curve fits are included in figure 11. Second, consider the viscous regime for the low Mw PMMA. We fit a linear, viscous constitutive law, equations (4.20) and (4.21), to the measured σy versus T/Tg curves of the low Mw PMMA in the regime of 1.06 ≤ T/Tg ≤ 1.14 and . The fitting values are η0 = 2.8 × 106 Pa s, C1 = 3.2 and C2 = 17.3 K. The resulting curve fit is adequate, see figure 11. Third, consider the rubbery regime of the high Mw PMMA. The constitutive description, equation (4.19), is adequate upon making use of previously measured values (, αR = 0.80, and n = 0.173 [24]), as shown in figure 11.
Figure 11.
Deformation mechanism maps of the low Mw and high Mw PMMA grades. Flow strength σy (=σe) versus T/Tg is plotted, with the curve fits of the constitutive models included for a reference strain εref = 0.05.
(a) Tensile ductility of the low Mw and high Mw PMMA
Van Loock & Fleck [24] measured the true tensile failure strain, that is ductility, εf of the high Mw PMMA grade by testing a dogbone geometry at T/Tg < 1 and an hourglass-shaped specimen geometry at T/Tg ≥ 1. The measured values for εf of the high Mw PMMA grade are plotted as a function of the normalized temperature T/Tg for a nominal strain rate in figure 12. The εf versus T/Tg failure envelope is adequately fitted by a linear relation [24]
| B 1 |
Figure 12.
The measured true tensile failure strain εf as a function of normalized testing temperature T/Tg for the low Mw and high Mw PMMA grades, at a nominal strain rate .
An additional series of uniaxial tensile tests has been conducted on the low Mw PMMA grade by using the same measurement methods as that detailed in the work of Van Loock & Fleck [24]. No failure was observed at T ≥ 145°C prior to the attainment of the maximum cross-head extension. The measured εf versus T/Tg curve is shown in figure 12. The failure envelope of the low Mw PMMA grade close to the glass transition is also fitted by a linear relation
| B 2 |
Footnotes
The average molecular weight was measured by gas permeation chromatography (GPC) with an Agilent Technologies PL GPC220 (USA) instrument with a nominal flow rate equal to at a test temperature equal to 30°C.
Pressure vessel model PARR 4681 of Parr Instrument Company (USA).
Pressure controller pump SFT-10 of Supercritical Fluid Technologies Inc (USA).
Temperature controller CAL 3300 of CAL Controls Ltd (UK).
We define the mass concentration C of CO2 in PMMA with respect to the total mass of the PMMA–CO2 mixture. Note that the definition of CO2 solubility (with respect to the mass of the PMMA absent CO2) is used in the work of Martin-de León et al. [9].
Thermal bath J.P. Selecta Model 6000685 of Grupo Selecta (Spain). The time between the pressure release and the start of foaming was close to 120 s.
Samples were immersed in a water bath at a temperature close to 10°C at the end of the foaming time.
The justification for this assumption is as follows. Immersion of the sample in water or oil provides excellent heat transfer at the surface of the sample. The time constant ≈ 20 s, where x = 1.5 mm is the half-thickness of the PMMA sample and m2 s−1 is the thermal diffusivity of PMMA at room temperature [25].
Analytical balance AT261 of Mettler-Toledo (USA).
Grinding and polishing system LaboPOl2-LaboForce3 of Struers (USA).
Sputter coater SDC 005 of Balzers Union (Liechtenstein).
Scanning electron microscope QUANTA 200 FEG of Thermo Fisher Scientific (USA).
At least 200 cells were analysed from multiple micrographs per foamed sample.
Gas pycnometer (USA) AccuPyc II 1340 of Micromeritics (USA).
We assume that the density of the PMMA–CO2 solid is equal to the density of PMMA absent CO2 at standard conditions (i.e. ) based on the measurements of Pantoula & Panayiotou [33] and Pantoula et al. [34] who observed that the relative increase in volume of a PMMA–CO2 mixture is close to the relative increase of the mass of a PMMA–CO2 mixture for a CO2 pressure up to 30 MPa.
We assume that the dependence of the effective stress of the PMMA–CO2 solid upon pressure is small as a first-order approximation for the void growth problem.
Measured by placing a thermocouple on the sample after pressure release at the end of the saturation phase.
The numerical integration was conducted within the Matlab computing environment by means of the ode15s function.
The initial porosity f0 is estimated by saturating low Mw and high Mw PMMA precursors with CO2 at p = 31 MPa and T = 25°C. Upon release of the pressure to atmospheric pressure, the samples were immediately immersed in liquid nitrogen to prevent the growth of the nucleated voids. The porosity of the samples was measured by the method detailed in §2 after the CO2 was completely desorbed. The measured porosity was assumed to be representative for f0.
Altuglas V825T with Tg = 114.5°C and Mw = 92 500 g mol−1.
Altuglas CN with Tg = 116.5°C and Mw = 3 580 000 g mol−1.
Data accessibility
Measurement data and code are available at the Cambridge University Apollo repository via https://doi.org/10.17863/CAM.43166.
Authors' contributions
V.B. and M.A.R.P. designed the foaming experiments. F.V.L. and V.B. conducted the foaming tests. F.V.L. and N.A.F. developed the void growth model. F.V.L. conducted the uniaxial tensile tests and drafted the manuscript. All other authors critically revised the manuscript. All authors gave final approval for publication.
Competing interests
We declare we have no competing interests.
Funding
Financial support from the Engineering and Physical Sciences Research Council (UK) award 1611305 (F.V.L.) and the FPU grant FPU14/02050 (V.B.) from the Spanish Ministry of Education is gratefully acknowledged. N.A.F. is grateful for additional financial support from the ERC project MULTILAT. Financial assistance from SABIC and MINECO/FEDER/UE (MAT2015-69234-R) is also acknowledged.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
Measurement data and code are available at the Cambridge University Apollo repository via https://doi.org/10.17863/CAM.43166.











