Abstract
Seasonal influenza poses serious problems for global public health, being a significant contributor to morbidity and mortality. In England, there has been a long-standing national vaccination programme, with vaccination of at-risk groups and children offering partial protection against infection. Transmission models have been a fundamental component of analysis, informing the efficient use of limited resources. However, these models generally treat each season and each strain circulating within that season in isolation. Here, we amalgamate multiple data sources to calibrate a susceptible-latent-infected-recovered type transmission model for seasonal influenza, incorporating the four main strains and mechanisms linking prior season epidemiological outcomes to immunity at the beginning of the following season. Data pertaining to nine influenza seasons, starting with the 2009/10 season, informed our estimates for epidemiological processes, virological sample positivity, vaccine uptake and efficacy attributes, and general practitioner influenza-like-illness consultations as reported by the Royal College of General Practitioners (RCGP) Research and Surveillance Centre (RSC). We performed parameter inference via approximate Bayesian computation to assess strain transmissibility, dependence of present season influenza immunity on prior protection, and variability in the influenza case ascertainment across seasons. This produced reasonable agreement between model and data on the annual strain composition. Parameter fits indicated that the propagation of immunity from one season to the next is weaker if vaccine derived, compared to natural immunity from infection. Projecting the dynamics forward in time suggests that while historic immunity plays an important role in determining annual strain composition, the variability in vaccine efficacy hampers our ability to make long-term predictions.
Author summary
Influenza, the flu, is a highly infectious respiratory disease that can cause serious health complications. Characterised by seasonal outbreaks, a key challenge for policy-makers is implementing measures to successfully lessen the public health burden on an annual basis. Seasonal influenza vaccine programmes are an established method to deliver cost-effective prevention against influenza and its complications. Transmission models have been a fundamental component of vaccine programme analysis, informing the efficient use of limited resources. However, these models generally treat each influenza season and each strain circulating within that season in isolation. By developing a mathematical model explicitly including multiple immunity propagation mechanisms, then fit to influenza-related vaccine and epidemiological data from England via statistical methods, we sought to quantify the extent that epidemiological events in the previous influenza season alter susceptibility at the onset of the following season. The findings suggest that susceptibility in the next season to a given influenza strain type is modulated to the greatest extent through natural infection by that strain type in the current season. Residual vaccine immunity has a lesser role. Prospectively, the adoption of influenza transmission modelling frameworks with immunity propagation would provide a comprehensive manner to assess the impact of seasonal vaccination programmes.
Introduction
As a significant contributor to global morbidity and mortality, seasonal influenza is an ongoing public health concern. Worldwide, these annual epidemics are estimated to result in about three to five million cases of severe illness, and about 290,000 to 650,000 respiratory deaths [1]. In England, seasonal influenza inflicts a stark burden on the health system during winter periods, being linked with approximately 10% of all respiratory hospital admissions and deaths [2].
Influenza vaccination can offer some protection against seasonal influenza infection for the individual, while contributing to reduced risk of ongoing transmission via establishment of herd immunity [3, 4]. Influenza vaccines are designed to protect against three or four different influenza viruses; two influenza A viruses (an A(H1N1)pdm09 subtype and A(H3N2) subtype) and either one or two influenza B viruses (covering one or both of the B/Yamagata and B/Victoria lineages). In 2013, 40% of countries worldwide recommended influenza vaccination in their national immunisation programmes, although vaccine uptake varies [5–7].
For England (and elsewhere), the need to deploy updated vaccines on an annual basis means influenza vaccination programmes are costly. Yet, predictions of vaccine impact are difficult due to stochasticity in the annual strain composition, the potential misalignment between vaccine and the dominant co-circulating strains and the interaction between multiple influenza seasons. Analysis informing the efficient use of limited resources is therefore vital, with the use of quality-assured analytical models advocated [8].
The previous ten years have seen the fruitful development of influenza transmission models tied to available real-word and experimental data sources [9–15]. Furthermore, combining parameterised transmission models with health economic evaluations permits assessments of changes to vaccination programmes, providing evidence to inform vaccine policy decisions [16, 17]. An eminent study by Baguelin et al. [12] connected virological data from England and Wales to a deterministic epidemiological model within a Bayesian inference framework. The transmission model was subsequently interfaced with a health economic analysis model, leading to the recommendation of introducing a paediatric seasonal influenza vaccination programme in the United Kingdom [17]. Subsequent studies have analysed the effect of mass paediatric influenza vaccination on existing influenza vaccination programmes in England and Wales [18], evaluated cost-effectiveness of quadrivalent vaccines versus trivalent vaccines [19], and cost effectiveness of high-dose and adjuvanted vaccine options in the elderly [20].
Prior modelling studies have typically treated each influenza season and each strain circulating within that season independently. Though there are instances of model conceptualisations incorporating waning immunity for natural infection and vaccination, these assumed one generic influenza virus [13], or treated one or both of the influenza A and influenza B types as sole entities rather than explicitly distinguishing between the two common influenza A subtypes and two co-circulating influenza B lineages [9, 11, 16]. Here, we present a multi-strain, non-age structured, susceptible-latent-infected-recovered (SEIR) type transmission model for influenza incorporating a mechanism to link prior influenza season epidemiological outcomes to immunity at the beginning of the following influenza season. Incorporation of a mechanism for the building and propagation of immunity facilitates investigation of the impact of exposure in the previous influenza season, through natural infection or vaccination, on the disease transmission dynamics and overall disease burden in subsequent years. Accordingly, we sought insights to aid understanding of the longer-term dynamics of the influenza virus and its interaction with immunity at the population level.
In this study, we examine the contribution of the differing sources of immunity propagation between years on seasonal influenza transmission dynamics. To this end, we amalgamate multiple sources of epidemiological and vaccine data for England covering the last decade, and fit model outcomes to the available longitudinal data of seasonal rates of general practice (GP) consultations for influenza-like-illness (ILI), scaled by virological surveillance information. We demonstrate that natural infection plays a more prominent role in propagation of immunity to the next influenza season compared to residual vaccine immunity. We conclude by inspecting forward projections under disparate vaccine efficacy assumptions to determine long-term patterns of seasonal influenza infection.
Methods
Historical data
Throughout, we define a complete epidemiological influenza season to run from week 36 to week 35 of the subsequent calendar year. We chose week 36 (which typically corresponds to the first full week in September) as the start week to match the start of the epidemic with the reopening of schools.
Consultations in general practices
Since January 1967, the Royal College of General Practitioners (RCGP) Research and Surveillance Centre (RSC) has monitored the activity of acute respiratory infections in GPs. The Weekly Return reports the number of persons in the monitored RCGP RSC network practices registered population consulting for ILI (a medical diagnosis of possible influenza with a set of common symptoms, cough and measured or reported fever ≥ 38°C, with onset within the last 10 days [21]).
Importantly, the dataset is nationally representative both demographically and spatially; the demographics of the sample population closely resembling the country as a whole, with the RCGP RSC network of practices spread across England in order to reflect the distribution of the population. In May 2017, the RCGP RSC network included 1,835,211 patients (approximately 3.3% of the total population in England) from 174 practices [22].
For the influenza seasons 2009/2010 until 2017/2018 inclusive, RCGP RSC provided weekly, age-stratified records containing the size of the monitored RCGP RSC population, the number of individuals in the monitored population consulting for ILI, and ILI rates per 100,000. These data were aggregated across ages to produce weekly ILI rates per 100,000 for the entire sample population. We then summed the weekly ILI rates (weeks 36 through to week 35 in the following calendar year) to produce season-by-season ILI rates per 100,000. Expanded information pertaining to the data extraction is provided in Section 1.1 of the S1 Text.
Respiratory virus RCGP RSC surveillance
To complement syndromic surveillance, a subset of GPs in the RCGP RSC submit respiratory samples from patients presenting in primary care with an ILI. These respiratory samples undergo virological testing to ascertain presence or absence of influenza viruses. Given not all patients reporting ILI are infected with an influenza virus, these virological sample positivity data yield the fraction of ILI reported primary care consultations that were attributable to influenza.
We collected relevant data from figures within Public Health England (PHE) annual influenza reports (for the 2009/10 to 2017/18 influenza seasons inclusive) [23, 24], and PHE weekly national influenza reports (for the 2013/14 influenza season onwards) [25]. For full details, see Section 1.2 of the S1 Text. By scaling the longitudinal data of GP consultations for ILI by the virological surveillance information we garnered an overall estimate of ILI GP consultations attributable to influenza.
Circulating strain composition
We derived seasonal rates of primary care consultations attributable to each of the two influenza A subtypes (A(H1N1)pdm09 and A(H3N2)) and the two influenza B lineages (B/Victoria and B/Yamagata) per 100,000 population. We computed the circulating strain distribution in each influenza season using publicly available data from FluNet [26], a global web-based tool for influenza virological surveillance, using data for the United Kingdom (additional details are provided in Section 1.3 of the S1 Text).
ILI GP consultations attributable to influenza
We applied the circulating strain composition quantities to the overall estimate of ILI GP consultations attributable to influenza, disaggregating the estimate for all influenza strains of interest into strain-specific quantities:
(1) |
These computations resulted in seasonal rates of GP consultations attributable to the two influenza A subtypes and two influenza B lineages per 100,000 population (Fig 1(a)). Uncertainty distributions for these values were obtained via bootstrapping given the sample sizes for the three components.
Vaccine uptake and efficacy
For the 2009/10 influenza season, we acquired vaccine uptake profiles from survey results on H1N1 vaccine uptake amongst patient groups in primary care [27]. For the 2010/11 influenza season onward we collated vaccine uptake information from PHE official statistics [24, 25].
We took age adjusted vaccine efficacy estimates for each historical influenza season (2009/2010-2017/2018 inclusive) from publications detailing end-of-season seasonal influenza vaccine effectiveness in the United Kingdom [28–34]. In influenza seasons where equivalent publications were not available, we used mid-season or provisional end-of-season age adjusted vaccine efficacy estimates from PHE reports [35, 36].
There has been substantial variation in vaccine efficacy between influenza seasons and also within influenza seasons across strains, with estimates spanning 23-92% (Table 1). Further, there have been two instances of a mismatch between the vaccine and circulating viruses causing the vaccine to be ineffective (i.e. 0% efficacy) against a particular strain group (B/Yamagata in the 2010/11 influenza season, A(H3N2) in the 2017/18 influenza season). As a sole exception, for the 2009/10 influenza season we used the pandemic vaccine to inform efficacy against A(H1N1)pdm09 (rather than the seasonal influenza vaccine efficacy), with the effectiveness against all other strain types set to zero [28].
Table 1. Age adjusted, influenza vaccine efficacy point estimates (by influenza season and strain type).
Influenza season | Vaccine efficacy | Source | |||
---|---|---|---|---|---|
A(H1N1)pdm09 | A(H3N2) | B/Victoria | B/Yamagata | ||
2009/10 | 72.0 | 0.0 | 0.0 | 0.0 | [28]* |
2010/11 | 56.0 | 56.0 | 78.0 | 0.0 | [29] |
2011/12 | 23.0 | 23.0 | 92.0 | 92.0 | [30] |
2012/13 | 73.0 | 26.0 | 51.0 | 51.0 | [31] |
2013/14 | 61.0 | 61.0 | 61.0 | 61.0 | [35]† |
2014/15 | 29.9 | 29.3 | 46.3 | 46.3 | [32] |
2015/16 | 54.5 | 54.5 | 57.3 | 54.2 | [33] |
2016/17 | 36.7 | 31.6 | 54.5 | 58.5 | [34] |
2017/18 | 66.3 | 0.0 | 24.7 | 24.7 | [36]‡ |
*: The adjusted seasonal influenza vaccine efficacy in the 2009/10 season was -30% (-89%, 11%) [28]. We therefore used the pandemic vaccine to inform efficacy against A(H1N1)pdm09, with the effectiveness against all other types set to zero.
†: Mid-season estimate of seasonal influenza vaccine effectiveness from [35]. Low incidence throughout the 2013/2014 influenza season meant reliable end-of-season estimates for the vaccine efficacy could not be attained (Personal communication, PHE).
‡: Provisional end-of-season influenza vaccine effectiveness results.
The empirical data did not provide individual vaccine efficacy estimates for each influenza A subtype and influenza B lineage (Table A in S1 Text). We therefore used a set of simplifying assumptions to produce the strain-specific, vaccine efficacy point estimates used within our study (Table 1). The time-varying vaccine uptake data, together with the season-specific information on vaccine efficacy, act as forcing for the within-season epidemiological model (details are described in Sections 1.4-1.5 of the S1 Text).
Modelling overview
Our motivation was to study the role of immunity propagation in seasonal influenza transmission dynamics by developing and applying a modelling framework incorporating multiple mechanisms linking prior influenza season infection (or vaccination) to immunity in subsequent influenza seasons.
Influenza transmission dynamics are highly complex, with many temporal and structural heterogeneities that will influence the precise pattern of recorded infection. Consequently, our aim was to capture the general trends in the data, such as the pattern of high and low infection levels, rather than the precise values for each influenza season. We, therefore, deliberately chose a parsimonious mechanistic modelling framework, without age-structure, to highlight the impact of immunity propagation.
Following the visualisation convention used in [12], we display a directed acyclic graph representing the model structure and incorporation of the data streams (Fig 2). The model takes the form of a deterministic continuous-time set of ordinary differential equations (ODEs), which determines the within-season epidemiological dynamics, and a discrete-time map, informing the propagation of immunity from one influenza season to the next.
Our model captures the four strains targeted by the quadrivalent seasonal influenza vaccine, namely, two influenza A subtypes, A(H1N1)pdm09 and A(H3N2), and two influenza B lineages, B/Victoria and B/Yamagata. The multi-strain model construction permits exploration of cross-reactive immunity mechanisms and their impact on the disease dynamics. Multiple infections per influenza season and/or co-infection events were not permitted. In other words, it was presumed that individuals may only be infected by one strain of influenza virus per influenza season, analogous to natural infection eliciting short-term cross immunity to all other strain types [37].
Next, we summarise, in turn, the vaccination, immunity propagation, epidemiological and observation model components.
Vaccination model
Epidemiological states were compartmentalised based on present influenza season vaccine status (indexed by N for non-vaccinated or V for vaccinated). We obtained weekly time-varying vaccine uptake rates, ν, at the population level by computing a weighted average of the individual age group uptake values, thereby accounting for the population distribution in each given influenza season. We assumed the rate of vaccination ν to be constant over each weekly period. Vaccine efficacy depended upon the extent to which the strains in the vaccine matched the circulating strain in that influenza season (Table 1).
We assumed a ‘leaky’ vaccine, offering partial protection to every vaccinated individual, thus acting to reduce the overall susceptibility of the given group receiving vaccination. The ‘leaky’ vaccine action contrasts with an ‘all-or-nothing’ vaccine assumption, which assumes complete protection to a subset of the vaccinated individuals but no protection in the remainder of vaccinated individuals [38]. Explicitly, under a ‘leaky’ vaccine action with a vaccine efficacy against strain m of αm, the relative susceptibility of the vaccinated group towards strain m is 1 − αm. Additionally, we assumed those administered vaccines had unmodified transmission (i.e. for those infected, those receiving the ‘leaky’ vaccine were equally as infectious as those who did not). Vaccination is modelled irrespective of infection status (susceptible, latent, infected and recovered individuals), as vaccine history impacts the immunity levels in the next influenza season.
Immunity propagation model
A novel aspect of our model framework was the potential for exposure to influenza virus in the previous influenza season, through natural infection or vaccination, to modulate current influenza season susceptibility. Accordingly, we tracked immunity derived from natural infection and vaccination separately (Fig 2, process A), requiring ten distinct exposure history groupings. Three susceptibility modifying factors of interest were: (i) modified susceptibility to strain m given infection by a strain m type virus the previous influenza season, denoted a; (ii) carry over cross-reactivity protection between influenza B lineages, denoted b (to account for infection with one influenza B virus lineage being potentially beneficial in protecting against subsequent infection with either influenza B virus lineage [39]); (iii) residual strain-specific protection carried over from the prior season influenza vaccine, denoted cm. We mandated that 0 < a,b,cm < 1. We let f(h, m) denote, for those in exposure history group h, the susceptibility to strain m. The collection of ten exposure history groupings and associated strain-specific susceptibilities were consolidated into a single susceptibility array (Fig 2, process B; Fig 3).
We assumed the immunity propagation due to vaccination in the previous influenza season (cm) to be associated to the strain-specific vaccine efficacy in the previous influenza season (). In particular, we introduce a linear scaling factor ξ ∈ (0, 1), which reduces the level of vaccine derived immunity between influenza seasons: .
On a related note, we applied a further assumption in order to parameterise susceptibility values amongst exposure groups capturing those both vaccinated and naturally infected in the prior influenza season (Fig 3: rows 7-10). For this collection of exposure histories, susceptibility to a subset of strains may conceivably be collectively modified via natural infection and vaccination immunity propagation pathways. In these instances, we treated the immunity propagation mechanisms independently, with the modified susceptibility set by the dominant immunity propagation entity (i.e. min(a, cm), min(b, cm)). In other words, we took a pessimistic stance by assuming no boosting of the immunity propagation response as a result of dual influenza virus exposure (from both natural infection and vaccination).
All three propagation parameters (a, b, ξ) were inferred from epidemiological data. A mathematical description of the immunity mapping between influenza seasons is given in Section 2.2 of the S1 Text.
In light of there being uncertainty around the precise time scale for which immunity to seasonal influenza viruses may be retained, with individual- and population-level models having estimated infection acquired immunity to wane over a timescale of two to ten years [40–42]), we also considered an extended variant of the immunity propagation model component.
In the model extension, we fit an additional parameter (δ) representing the proportion of those who began the influenza season in an exposure history group linked to natural infection (Fig 3: rows 2-5, 7-10), and who were also unexposed to influenza virus during the current season (who at the end of the current influenza season remained susceptible), that retained their pre-existing natural infection acquired immunity. Those keeping immunity arising from natural infection were mapped to the relevant prior infection exposure history group dependent upon current influenza season vaccination status. The remaining proportion (1 − δ) transitioned in the same manner as in the original model, reverting to either the naive exposure history group or vaccinated only exposure history group (Fig. T in S1 Text). For clarity, we did not introduce a mechanism to confer vaccine-induced immunity beyond one influenza season (i.e. vaccine-induced immunity could be retained for, at most, a single additional influenza season).
With the more complex immunity structure, we did not gain noticeable improvements in correspondence of model outputs with the data (relative to fits with a model using the simpler immunity propagation setup). Therefore, we do not discuss any further here the alternative immunity propagation structure, instead giving a complete description of the extended model and associated outcomes in Section 5 of the S1 Text.
Epidemiological model
The within-season transmission dynamics were performed by an ODE epidemiological model based on SEIR-type dynamics. At the start of each influenza season we passed into the epidemiological model the vaccination attributes (uptake and efficacy), immunity considerations, virus transmission rates and the initial proportion of the population infectious per strain. These collection of epidemiological inputs act as forcing parameters (Fig 2, process C).
The epidemiological model is a deterministic, non-age, multi-strain structured compartmental based model capturing demography, influenza infection status (with susceptible-latent-infected-recovered, SEIR, dynamics) and vaccine uptake. For influenza, it is commonplace to also consider a risk-stratified population, divided into individuals at low or high risk of complications associated with influenza. However, it is health outcomes, rather than epidemiological processes, that are contingent upon risk status [12] and therefore this additional structure can be ignored for the purposes of this model. We assumed disease transmission to be frequency-dependent, such that fundamental quantities (like the basic reproductive ratio, R0) are unaffected by changes to population size.
We assumed exponentially-distributed latent and infectious periods (arising from rates of latency loss and recovery, respectively, being constant). Loss of latency rates γ1,m were strain-dependent. From Lessler et al. [43], we chose rates corresponding to average latent periods of 1.4 days and 0.6 days for influenza A and influenza B associated strains respectively. Following Cauchemez et al. [44], we set the rate of loss of infectiousness γ2 = 1/3.8, corresponding to an average infectious period of 3.8 days, independent of strain.
We set the mortality rate based upon a gender-averaged life expectancy for England, approximated from male and female specific statistics from Office for National Statistics data [45] (see Table 2).
Table 2. Overview of parameters in the model.
Description | Notation | Value | Sources |
---|---|---|---|
Fixed parameters | |||
Mortality rate (day−1) | B,D | [45] | |
Rate of latency loss, influenza A subtypes (day−1) | γ1,A | [43] | |
Rate of latency loss, influenza B lineages (day−1) | γ1,B | [43] | |
Recovery rate (day−1) | γ2 | [44] | |
Time-varying parameters | |||
Vaccination rate at time t | ν(t) | — | [24, 25, 27] |
Vaccine efficacy, season y strain m | — | [28–36] | |
Inferred parameter description | Notation | Prior | |
Influenza virus transmissibility, strain m | βm | ||
Modified susceptibility given natural infection in prior season | a | ||
Modified susceptibility due to type B influenza cross-reactivity | b | ||
Proportion of prior season vaccine efficacy carried over | ξ | ||
Ascertainment probability in season y | ϵy |
The ODE equations of the SEIR epidemiological model are given in Section 2.1 of the S1 Text. The strain specific force of infection, λm, satisfies
(2) |
where βm is the transmission rate for strain m, implicitly comprising the contact rate and the transmissibility of the virus (the probability that a contact between an infectious person and a susceptible person leads to transmission), and the superscript X ∈ {N, V} denotes vaccination status (indexed by N for non-vaccinated, V for vaccinated).
For use in our observation model, we tracked the incidence Zm(y) of new strain m influenza infections in season y as a rate per 100,000 population:
(3) |
Observation model
As discussed above, individuals consulting a GP for ILI do not necessarily directly correspond with individuals infected with one of the circulating influenza strains. To address this discrepancy, the final segment of the mathematical model linked the GP consultation data with the number of infections due to circulating influenza viruses in the population (Fig 2, process D).
Our interest resided in the number of ascertainable cases, where we assumed that each individual infected by the strain of influenza under consideration had a probability ϵ of being ascertainable, i.e. going to the GP, being recorded as having ILI, and having a detectable influenza viral load. We assumed the ascertainment probability was season-specific (but strain agnostic) to account for a range of influences such as climate or co-circulating infections. We obtained model estimates of the proportion of individuals experiencing cases of ascertainable influenza (of strain type m) in influenza season y through scaling the incidence Zm(y) by the ascertainment probability in influenza season y, ϵy. Consequently, the ascertainable influenza cases in influenza season y, , obeys:
(4) |
The parameter ϵy is inferred by comparing the total predicted incidence in a given influenza season to the calculated GP consultation rate (Eq (1)).
Parameter inference
To realise a model capable of generating influenza-attributed ILI GP consultations estimates that resemble the empirical data (Eq (1)), we sought to fit the following collection of model parameters (Table 2): transmissibility of each influenza virus strain (βm), modified susceptibility to strain m given infection by a strain m type virus the previous influenza season (a), carry over cross-reactivity protection between influenza B lineages (b), residual protection carried over from the previous influenza season vaccine (ξ), and an ascertainment probability per influenza season (ϵy).
One may notice the ascertainment probabilities were the sole group of parameters that could vary between influenza seasons, and we acknowledge that one may feasibly apply temporal (influenza season) dependencies to the transmission rates and immunity propagation parameters. Nevertheless, despite the integration of additional parameters potentially improving the fit to the data, we would be running the risk of the model containing more parameters than can be justified by the data (overfitting). Instead, our intention was to extract a signal across the considered time frame, if present, identifying the most prominent transmission rates (comparing across the four influenza viruses) and immunity propagation mechanisms.
For inferring posterior parameter distributions, we employed an adaptive-population Monte Carlo approximate Bayesian computation (ABC) algorithm [46] combined with a local perturbation kernel (multivariate normal kernel with optimal local covariance matrix) [47]. Prior distributions were uniform for all parameters (Table 2).
Simulations began in the 2009/2010 influenza season and ran for a specified number of seasons with one parameter set. For the 2009/2010 influenza season, only the A(H1N1)pdm09 strain was present in our simulation (in accordance with the strain composition data where proportions of samples for the remaining three strains were very low, Fig 1(a)), with the initial proportion of the population infected being 1 × 10−5 (one per 100,000). In all subsequent influenza seasons, with all four influenza virus strains being present, the initial proportion of the population infected by each strain was 2.5 × 10−6.
We fit to the 2012/13 influenza season onward, which omitted the influenza seasons (2009/10 and 2011/12) that had no influenza B lineage typing data (Fig 1). This selected time frame contained a regime in which the dominant circulating influenza A subtype generally switched annually between H1N1(2009) and H3N2, while for type B influenza the Yamagata lineage incidence typically exceeded Victoria lineage incidence.
The summary statistics for our ABC procedure were comprised of two parts. The first component was a within-season temporal profile check; the peak in influenza infection (combining those in latent and infectious states) could not occur after February in any influenza season. The second component defined the metric to measure the correspondence of the model predicted influenza-attributed ILI GP consultations versus the observed data. We worked with a metric akin to Poisson deviance. Compared to a sum of squared residuals error metric, a measure akin to Poisson deviance penalises with greater severity poor fits to data points of small magnitude. Accounting for season y and strain stratification m, we defined our deviance measure to be
(5) |
with Cm,y the observed value for strain m in season y, and Mm,y the model estimate for strain m in season y.
We amassed 10,000 particles representing a sample from the posterior distribution (see Section 3 of the S1 Text. for expanded details on the parameter estimation methodology).
Forward simulations
We used the parameter set returning the lowest error (in the inference procedure) to explore potential strain dynamics up to the 2029/30 influenza season. Vaccination attributes (uptake and efficacy) for the 2009/10 to 2017/18 influenza seasons were taken from the observed data. For the forecasted seasons (2018/19 influenza season to the end of each simulation), we studied four scenarios arising from different hypotheses concerning future vaccine efficacy: (i) randomly sampled from all previous vaccine efficacy values (1,000 simulation replicates); (ii) ‘expected’ scenario (single simulation), strain-specific vaccine efficacies set at the median attained efficacy across 2010/11-2017/18 seasonal influenza vaccines (note, efficacy estimates from 2009/10 influenza season were not included as for 2009/10 we used pandemic influenza vaccine efficacy estimates); (iii) pessimistic scenario (single simulation), strain-specific vaccine efficacies set at the minimum attained efficacy across 2010/11-2017/18 seasonal influenza vaccines; and (iv) optimistic scenario (single simulation), strain-specific vaccine efficacies set at the maximum attained efficacy across 2010/11-2017/18 seasonal influenza vaccines. In addition, vaccine uptake in all projected influenza seasons matched that of the 2017/18 influenza season.
Simulation and software specifics
All model simulations began at week 36 of the epidemiological season. Inference and model simulations were performed in Julia v0.6, with the system of ODEs solved numerically with the package DifferentialEquations v2.2.1. Data processing and production of figures were carried out in Matlab R2019a.
Results
Parameter inference
We invoked the adaptive-population Monte Carlo ABC algorithm, accumulating 10,000 parameter sets (representing a sample from the posterior distribution) to determine credible values of the model parameters (Table 3). Samples were obtained after completion of 600 generations of the adaptive-population Monte Carlo ABC scheme, at which point the generation-by-generation tolerance level updates were minor (Fig 4(a)). Accordingly, additional simulations would only marginally change the posterior distributions. The model parameters were well defined, with Gaussian-shaped histograms (Fig 4(b)). All parameter sets adhered to the mandatory temporal criteria of peak infection in each influenza season occurring prior to March (Fig. E in S1 Text).
Table 3. Values (posterior weighted quantiles) for the transmission, exposure history and ascertainment probability parameters inferred fitting to the empirical data.
Description | Notation | Median [95% credible interval] |
---|---|---|
Transmission parameters | ||
A(H1N1)pdm09 | βA(H1N1)pdm09 | 0.3913 [0.3900, 0.4041] |
A(H3N2) | βA(H3N2) | 0.3917 [0.3917, 0.4074] |
B/Victoria | βB/Victoria | 0.3510 [0.3510, 0.3606] |
B/Yamagata | βB/Yamagata | 0.3653 [0.3653, 0.3759] |
Exposure history parameters | ||
Natural infection in prior season | a | 0.7883 [0.7847, 0.7964] |
Type B influenza cross-reactivity | b | 0.9703 [0.9558, 0.9988] |
Prior season vaccine efficacy propagation | ξ | 0.0051 [0.0004, 0.0143] |
Ascertainment probabilities | ||
2012/13 | ϵ2012/13 | 0.0017 [0.0015, 0.0018] |
2013/14 | ϵ2013/14 | 0.0009 [0.0009, 0.0012] |
2014/15 | ϵ2014/15 | 0.0024 [0.0022, 0.0026] |
2015/16 | ϵ2015/16 | 0.0037 [0.0032, 0.0039] |
2016/17 | ϵ2016/17 | 0.0014 [0.0012, 0.0015] |
2017/18 | ϵ2017/18 | 0.0055 [0.0047, 0.0055] |
Inspecting the attained posterior distributions for virus transmissibility, estimates for the two influenza A subtypes are similar; both are larger than the corresponding estimates for the two type B lineages. However, the B/Yamagata transmissibility estimates exceeded those for B/Victoria, although the values are relatively close.
Amongst the three exposure history parameters (a, b, ξ), the parameter having a notable impact on the transmission dynamics was the modification to susceptibility due to natural infection in the previous influenza season (a). If infected by a given strain last influenza season, the inferred weighted median estimate of 0.7883 corresponds to an approximate 21% reduction in susceptibility to the current influenza season variant of that strain type. Strikingly, there was little carry over of prior season vaccine efficacy (ξ), with the majority of the posterior distribution massed near 0. Similarly, being previously infected by one of the type B influenza viruses conferred little immunity against the other type B lineage virus in the next influenza season.
Inferred ascertainment probabilities (ϵ), across all influenza seasons, were typically within the range of 0.001-0.006. The highest ascertainment probabilities were found for the recent 2017/18 influenza season, attaining a median of 0.005; but this still suggests that only one in two hundred infections was reported to their GP and correctly identified as influenza.
We verified model robustness by performing parameter fits using two subsets of the historical influenza season data, spanning the time periods 2012/13-2015/16 and 2012/13-2016/17 respectively. Fitting to these differing influenza season ranges, outcomes generally exhibited qualitative consistency; in particular, amongst the three mechanisms for immunity propagation, current influenza season susceptibility was modulated greatest by natural infection in the previous influenza season. The only notable quantitative differences when fitting to the two shortened time frames (compared to the distributions inferred when fitting to the complete time period) were elevated transmissibility levels (β), counteracted by an enlarged effect of prior infection (a) and vaccination propagation (ξ); further details are given in Section 4.2 of the S1 Text.
In addition, we assessed the parameter identifiability competency of our ABC fitting scheme via generation of synthetic data from known parameters. Employing our inference scheme to fit the model to the synthetic data, we ably recovered the parameter values from which the synthetic data had been generated, giving extra confidence to our results (see Section 4.3 of the S1 Text).
Evaluating model fit
To assess the goodness-of-fit between our model and the available data, we performed 1,000 independent simulations using parameter sets drawn from the ABC inference procedure. Therefore, although the model is deterministic, we generated variability in epidemic composition due to the posterior distribution for the underlying parameters. The incidence of each of the four influenza types over each influenza season was converted to attributed GP consultations (per 100,000), with both incidence and GP consultation outputs compared to the data (Fig 5). We generally obtained a reasonable fit to the data, both in terms of the severity of infection each year (as controlled by the ascertainment ϵy) but also in terms of type and subtype composition (which is largely driven by epidemiological dynamics and propagation of immunity).
Considering type A influenza, we clearly captured the alternating pattern of dominance by A(H3N2) and A(H1N1)pdm09 subtypes for the years 2012/13 to 2016/17; but more importantly the model was able to predict the unexpected result that A(H3N2) dominated in both 2016/17 and again in 2017/18. For influenza B, we obtained modest agreement for the overall magnitude of GP consultations as a result of type B, but this was not always in complete agreement with the subtype composition (Fig 5(a)).
A more detailed comparison of predicted and observed subtypes in each influenza season allowed us to analyse discrepancies in more detail (Fig 6). The model predictions are shown with a violin plot to capture the variability in the distribution due to parameter uncertainty; while the observed data has confidence intervals (calculated from bootstrapping) due to the finite sample sizes. In general there was good agreement between the data and model, especially for years where particular subtypes dominated (e.g. A(H1N1)pdm09 in 2013/14 and 2015/16, A(H3N2) in 2014/15 and 2016/17, and B/Yamagata in 2012/13 and 2017/18). However, there were also discrepancies, most notably in 2015/16 where the majority of the B-influenza cases were predicted to the wrong lineage; a potential consequence of pursuing model parsimony, with preference for ensuring the generic behaviour for B/Yamagata across all other influenza seasons in the study period was correct, rather than seeking to capture every changing nuance when fitting to the data. It was also clear that the model generally performed less well when there were very low levels of a given subtype in a particular year.
Forward simulations
Using the parameter set from the inference scheme returning the closest correspondence with the data (lowest DEV value, Eq (5)), we explored potential strain dynamics up to the 2029/30 influenza season under contrasting vaccine efficacy settings (Fig 7).
When maintaining ‘expected’ vaccine efficacy (A(H1N1)pdm09: 55.25%; A(H3N2): 30.45% B/Victoria: 55.90%; B/Yamagata: 52.60%) across all future influenza seasons (Fig 7(a), single bars), we witness minor variability in predicted influenza incidence for both influenza types. Total influenza B incidence ranged between 2,700-10,250 cases per 100,000 each influenza season, and seasonal influenza A incidence consistently reached 25,000-40,000 cases per 100,000. Furthermore, we predict periodic behaviour for the portion of influenza A viruses in circulation ascribed to the subtypes A(H1N1)pdm09 and A(H3N2), mirroring the observed pattern from 2012/13 to 2016/17. Influenza seasons ending in even numbered years (e.g. 2029/30) had a relatively even split between the two subtypes; whereas for influenza seasons ending in odd numbered years (e.g. 2028/29) the A(H3N2) subtype dominated the A(H1N1)pdm09, with influenza A viruses apportioned to A(H3N2) and A(H1N1)pdm09 subtypes being 70-85% and 15-30%, respectively.
An alternative approach is to use the single (best-fit) parameter set, but to sample the vaccine efficacies from historical estimates. The most striking factor was the amount of variability that comes as a direct results of uncertainty in the vaccine efficacies. All between-season patterns were swamped by the within-season variability, leading to distributions that were remarkably consistent between influenza seasons. The only notable exception was 2018/19, where the definitive knowledge of the 2017/18 influenza season had a clear impact on the predictions for 2018/19 leading to broadly higher levels of influenza A and lower levels of influenza B (Fig 7(a)).
Comparing subtype distributions when vaccine efficacies were either sampled from historical estimates or fixed at ‘expected’ values, we found that under randomly sampled vaccine efficacies incidence of B/Yamagata tended to exceed B/Victoria in each influenza season (holding in more than 70% of simulations, Fig. R in S1 Text). However, we obtained greater levels of variation for the influenza A subtypes. In an ‘expected’ vaccine efficacy setting (single bars), less than half of total influenza A cases in any influenza season were attributed to the A(H1N1)pdm09 subtype (rather than A(H3N2)), whereas under variable vaccine efficacies (distributed bars) A(H1N1)pdm09 incidence was greater than A(H3N2) incidence in 30-50% of all simulations (Fig. R in S1 Text). Furthermore, in each future influenza season the majority of simulations (∼60-75%) performed with seasonally variable vaccine efficacies resulted in overall incidence rates exceeding the equivalent seasonal incidence estimates generated under ‘expected’ vaccine efficacy conditions.
The impact of vaccine efficay on projected incidence is further exemplified by the stark contrast in predictions when comparing the pessimistic scenario (A(H1N1)pdm09: 23.00%; A(H3N2): 0.00%; B/Victoria: 24.70%; B/Yamagata: 0.00%) to the optimistic scenario (A(H1N1)pdm09: 73.00%; A(H3N2): 61.00% B/Victoria: 92.00%; B/Yamagata: 92.00%). Under pessimistic vaccine efficacy conditions, both influenza types underwent vast fluctuations in incidence from one influenza season to the next. Type A was more severe in odd numbered years (e.g. 2028/29). Similarly, in even numbered years (e.g. 2029/30) type B incidence exceeded type A incidence. For the pessimistic vaccine efficacy scenario (compared to the other fixed vaccine efficacy scenarios) we also observe the strongest re-emergence of the alternating behaviour between dominant influenza A subtypes (Fig 7(b)).
Maintaining a high vaccine efficacy, both influenza types had consistent incidence estimates. Whilst combined influenza B incidence was low, ranging approximately between 600-1700 cases per 100,000 each influenza season, seasonal influenza A incidence frequently reached 25,000-30,000 cases per 100,000. Although we, once more, predict periodic behaviour for the portion of influenza A viruses in circulation ascribed to the subtypes A(H1N1)pdm09 and A(H3N2), under these optimistic vaccine efficacy conditions it was influenza seasons ending in odd numbered years having a relatively even split between the two subtypes; whereas for influenza seasons ending in even numbered years the A(H3N2) subtype dominated A(H1N1)pdm09 (Fig 7(c)).
Discussion
Understanding the processes that drive seasonal influenza transmission patterns is an important public-health question, given the economic cost and burden to human health afflicted by the condition [1, 2]. During recent years there has been marked progress in synthesising real-world data to inform mathematical model parameterisation. Yet, prior studies have tended to model each influenza season and each strain circulating within that season independently [12, 14, 15]. Thus, the presence of strain and immunity interactions have been omitted. Using data subsequent to the 2009 pandemic for England, we have developed a dynamic multi-strain SEIR-type transmission model for seasonal influenza, explicitly incorporating immunity propagation mechanisms between influenza seasons. With a view to minimising the number of independent parameters, we fit a parsimonious mechanistic model to seasonal-level data on strain competition. In spite of the multi-strain complexity and time scale of the study period (six influenza seasons), predictions from the model attain a strong qualitative resemblance (in terms of strain composition and overall quantity of GP consultations) to the empirical subtype data from England. We attribute much of the discrepancies to the homogeneous way in which we have treated immunity propagation, as in practise this is driven by complex patterns of waning and cross immunity as well as somewhat irregular genetic drift.
Inferred transmissibility of type A influenza strains exceeded those of type B, which reflects type A being the predominant class of influenza virus in circulation over the studied time period [26]. Moreover, concentrating on the parameters relevant to immunity propagation, we uncover evidence against vaccination stimulating similar long-term immunity responses as for natural infection. These conclusions corroborate previous immunological studies showing that infection with influenza virus can induce broader and longer-lasting protection than vaccination [37, 48, 49], and authenticate prior work signalling that vaccine-mediated immunity rapidly wanes [50]. There are also indications that prior natural infection boosts vaccine responses against antigenically drifted strains, whereas prior vaccination does not [51]. The clinically observed impact of prior infection for enhancing vaccine efficacy was long-lasting, which may be used to instruct further model refinements.
In the case of finding minimal support for carry over cross-reactivity protection between influenza B lineages (parameter b), we have reported the best parameter fits under the modelling assumptions made. Considered collectively, the inferred parameter fits signify that, at the population level, a combination of transmissibility rates, season-specific ascertainment probabilities and modifications to susceptibility by lineage-specific immunity propagation (parameter a) and within-season vaccination are sufficient to obtain the closest correspondence to the data under the modelling assumptions, without requiring a prominent amount of influenza B cross-reactive immunity propagation. In other words, if there was presence of propagation of protection between influenza B lineages, it was dwarfed by other processes within the biological system. The lack of propagation of cross-reactivity protection between influenza B lineages may be unforeseen, as it has been documented that there is potential for viral interference between the influenza B virus lineages; infection with one influenza B virus lineage may be beneficial in protecting against subsequent infection with either influenza B virus lineage [39]. However, these experiments (using a ferret model of human influenza) had a short separation between primary and challenge virus infections (at most 28 days), whereas our timescale of interest is of the order of six months (spanning between peak infection in one influenza season to the initiation of the seasonal epidemic in the next influenza season).
The extent of immunity propagation stemming from earlier influenza infection and vaccination occurrences may conceivably be quantified through serological surveys, potentially the most direct and informative technique available to infer the dynamics of a population’s susceptibility and level of immunity [52]. There is scope to implement concepts monitoring changes in the immune response to infections in a rapid and cost-effective manner, by using existing primary care sentinel networks [53]. In this fashion, an age-stratified pilot serology study was recently initiated (in England) utilising the RCGP RSC to collect serological specimens and associated patient data to measure seropositivity and seroincidence due to seasonal influenza [54]. These progressive developments make usage of serological data to validate our study findings a realistic prospect.
Furthermore, though there have been studies carried out to quantify the strength of vaccine induced herd immunity for seasonal influenza [3, 4], the role of immunity originating from non-immunising exposure to influenza viruses in inducing herd immunity is unexplored. An upsurge in serology data would promote such assessments.
Ascertainment probabilities are key for linking population levels of influenza infection to GP-reported incidence. For greater parsimony we have assumed that ascertainment is independent of subtype, which could be an over-simplification in some years; but allowing ascertainment to depend on both influenza season and subtype would over-fit the model. Across all considered influenza seasons, we found ascertainment probabilities were of a similar order (and concurred with the magnitudes of inferred ascertainment probabilities in [12]), with the greatest values obtained for the 2017/18 influenza season. The 2017/18 influenza season saw moderate to high levels of influenza activity observed in the UK [24], exacerbated by a mismatch of the A(H3N2) component of the available vaccine towards the A(H3N2) strain in circulation [36]. The effects that consequential increased media coverage of an outbreak have on transmission dynamics can be complex [55], with the perception of the disease conceivably changing among the population [56]. Chiefly in this instance, for those infected and symptomatic the propensity to consult a GP may have been abnormally raised, which would result in an increased ascertainment probability relative to prior influenza seasons.
While historic immunity is predicted to play an important role in determining annual strain composition (leading to subtype patterns between influenza seasons), our projections of the dynamics forward in time exemplify how variability in vaccine efficacy hampers our ability to make long-term predictions. Spanning our pessimistic to optimistic vaccine efficacy scenarios, we generally attained a model predicted incidence (per influenza season) of 30-50%. With volunteer challenge studies indicating that the majority of those infected by influenza are asymptomatic [57], plus only around 10% of those with ILI thought to consult a GP [58, 59], our model predicted influenza incidence pairs satisfactorily with previous influenza burden estimates covering England [60]. Additionally, influenza burden estimates in the USA (provided by the CDC) covering the 2017/18 and 2018/19 influenza seasons ascribe more than 48.8 million and 37.4-42.9 million influenza associated illnesses respectively, which is in the realms of 10-15% of the national population suffering symptomatic infection [61, 62].
Consistently high vaccine efficacies would aid forecasting efforts, providing additional benefits beyond the reduction in disease offered by new vaccines with improved clinical efficacy and effectiveness [63]. Most importantly, with annual emergence of drift variants of influenza viruses, cross-protective vaccines are needed to heighten protective effectiveness [64].
The development of the influenza transmission model presented here was built upon a collection of simplifying assumptions. A limitation of the model is fixing the influence of prior exposure history to a single influenza season. Studies of repeated vaccination across multiple influenza seasons suggest that vaccine effectiveness may be influenced by more than one prior influenza season [65]. In an United Kingdom-centric analysis, Pebody et al. [34] scrutinised the possible effect of prior influenza season vaccination on 2016/17 influenza season vaccine effectiveness; while there was no evidence that prior influenza season vaccination significantly reduced the effectiveness of influenza vaccine during the current influenza season in adults, it was deemed to increase effectiveness in children. Extending exposure history and susceptibility interaction functionality to encompass immunity propagation dependencies beyond one prior influenza season would assist efforts evaluating the potential effect of repeat influenza vaccinations in the presence of vaccine interference [66].
Second, on the basis of model parsimony, within the immunity propagation model component we limited the number of mechanisms linking prior influenza season exposure history to susceptibility in the subsequent influenza season. Though we did include a parameter corresponding to immunity proliferating across influenza B lineages between influenza seasons, we did not include influenza A heterosubtypic immunity amongst the immunity propagation mechanisms. Recent work has found H1 and H3 influenza infection in humans induces neuraminidase-reactive antibodies displaying broad binding activity spanning the entire history of influenza A virus circulation (in humans) [37]; these developments motivate continued work and data acquisition to elicit the timespan over which cross-reactive antibodies (arising from natural influenza infection) may significantly reduce susceptibility to unrelated influenza A subtypes and influenza B lineages.
Third, we assumed the mechanism underpinning propagation of immunity from influenza vaccination in the previous influenza season behaved linearly. We recognise a linear dependency is a strong generalisation. Given the vaccine-induced protection to an influenza virus strongly depends on the level of mismatch of the strain contained in the vaccine and the circulating strain, a vaccine that is very protective in the current influenza season might be ineffective the following year due to the influenza virus undergoing antigenic mutation. Thus, alternative non-linear formulations for the vaccine-derived immunity propagation process warrant consideration, if there is sufficiently detailed data to underpin the models.
Relatedly, to parameterise the amended strain-specific susceptibility values within exposure history groups encapsulating those both experiencing a natural infection event and undergoing vaccination in the prior influenza season, we assumed no interaction between residual vaccine and natural infection immunity (we simply enforced the dominating process). Other formulations governing the interaction between residual vaccine and natural infection immunity may be scrutinised, conditional on the emergence of relevant data to parameterise the process.
Fourth, for simplicity we assumed each influenza season was initialised with a low level of all subtypes; in practise the subtypes seeding each epidemic will be contingent on the dynamics in the rest of the world.
Finally, we assumed the value of the ascertainment probability to be constant over the course of the influenza season. The underlying assumption is that the quantities contributing towards ascertainment remain stable over time. Yet, in reality there are contributory factors that are likely to vary during the course of each seasonal outbreak; for example, the propensity to consult with a GP if inflicted with symptomatic illness.
We view the dynamic influenza transmission model presented here as a foundation stage for influenza modelling constructs incorporating strain and immunity interactions. Heterogeneity in social contact patterns and the role of age in influenza transmission potential and severity of health outcomes are important considerations, with children identified as the main spreaders of influenza infection [67, 68] and most influenza associated deaths occurring among elderly adults and those with co-morbid conditions that place them at increased risk [2, 69]. As a consequence, next steps should include augmenting population mixing patterns and age-structure into the mathematical framework. In addition, coupling the transmission model together with economic evaluation frameworks will permit cost-effectiveness appraisals of prospective vaccination programmes.
In summary, through the use of mathematical modelling and statistical inference, our analysis of seasonal influenza transmission dynamics in England quantifies the contribution of distinct immunity propagation mechanisms. We find that susceptibility in the next influenza season to a given influenza strain type is modulated to the greatest extent through natural infection by that strain type in the current influenza season, with residual vaccine immunity having a lesser role and inconsequential support for carry over type B cross-reactivity. As such, the approach utilised here offers a preliminary basis for long-term influenza modelling constructs incorporating strain and immunity interactions, although forecasts are strongly influenced by vaccine efficacy. We suggest that the adoption of influenza transmission modelling frameworks with immunity propagation mechanisms provides a comprehensive manner to assess the impact of seasonal vaccination programmes.
Supporting information
Acknowledgments
We thank Rachel Byford, Ana Correa, Chris McGee, Julian Sherlock and Sameera Pathirannehelage for their collective contribution towards the production of the RCGP RSC data extract utilised in this study. We thank Tom Irving and colleagues at Department of Health and Social Care for helpful discussions. We acknowledge Trystan Leng, Ben Atkins, Glen Guyver-Fletcher and Susie Cant for their constructive feedback on the manuscript.
Data Availability
The GP consultation data contain confidential information, with public data deposition non-permissible for socioeconomic reasons. The GP consultation data resides with the RCGP Research and Surveillance Centre and are available via the RCGP RSC website (www.rcgp.org.uk/rsc). All other raw data utilised in this study are publicly available; relevant references and data repositories are stated within the main manuscript and supporting information. Code and processed data used for the study is available at https://github.com/EdMHill/SeasonalFluImmunityPropagation.
Funding Statement
EMH, SP and MK are supported by the National Institute for Health Research [Policy Research Programme, Infectious Disease Dynamic Modelling in Health Protection, grant number 027/0089]. MK is funded by the Engineering and Physical Sciences Research Council through the MathSys CDT [grant number EP/S022244/1]. SP receives financial support as a National Institute for Health Research Senior Investigator (NF-SI-0616-10103). This report is independent research funded by the National Institute for Health Research (NIHR) (Policy Research Programme, Infectious Disease Dynamic Modelling in Health Protection, 027/0089). The views expressed are those of the authors and not necessarily those of the NIHR or the Department of Health and Social Care. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
The GP consultation data contain confidential information, with public data deposition non-permissible for socioeconomic reasons. The GP consultation data resides with the RCGP Research and Surveillance Centre and are available via the RCGP RSC website (www.rcgp.org.uk/rsc). All other raw data utilised in this study are publicly available; relevant references and data repositories are stated within the main manuscript and supporting information. Code and processed data used for the study is available at https://github.com/EdMHill/SeasonalFluImmunityPropagation.