Abstract
The human lung is continually exposed to airborne conidia of the fungus Aspergillus fumigatus (AF) and related species. The innate immune system efficiently eliminates inhaled AF conidia from the lung in normal individuals, but immunocompromised patients are at risk for highly lethal invasive aspergillosis (IA). Some individuals not at risk for IA may still suffer from failed clearance of AF in the form of noninvasive colonization associated with conditions such as allergic bronchopulmonary aspergillosis. Understanding of normal innate immune function against AF as well as failures of these functions will enable better treatment of these patient groups. In this review, we will focus on recent research which elucidates mechanisms of host defense and their failures resulting in colonization as well as tissue invasion.
Introduction
Invasive aspergillosis (IA) is tissue damaging infection caused by the opportunistic fungal pathogen Aspergillus fumigatus (AF) and is a hazard to patients with suppressed immune function commonly associated with hematopoietic stem cell transplant, organ transplant, cancer therapy and select genetic mutations. Innate immune defects, including neutropenia, alveolar macrophage dysfunction and impaired STAT3 and NAPDH oxidase activity allow difficult to treat fungal growth which results in high mortality. Other groups of patients with less severe or altogether lacking patent immunosuppression are at risk of noninvasive colonization with AF. These patients include individuals with cystic fibrosis (CF), chronic obstructive pulmonary disease (COPD) and allergic bronchopulmonary aspergillosis (ABPA) (1, 2) Distinguishing between colonized patients and those with IA is complicated by diagnostic limitations. Measurement of a component of the host innate immune response, pentraxin 3 levels, was found to be an effective method of discriminating between these two groups, indicating the exposure to the immune system or the capacity of the response is different between the two conditions (3). Although IA is clearly a result of defects in immunity, recent research indicates that colonization may also be the result of less apparent immune defects, such as failures of epithelial integrity.
Epithelial defense
The lung epithelium is the initial site of host-fungus interaction. Recent work has underscored its active role in host defense against A. fumigatus. Gago et al. reported that ABPA patients heterozygous for a single nucleotide polymorphism in the transcription factor zinc finger protein 77 (ZNF77), which normally functions in epithelial integrity, carried higher fungal load than patients without the mutation. In vitro studies of bronchial epithelial cells carrying the mutation exhibited decreased epithelial integrity and A. fumigatus conidia adhered to the mutant cells at higher rates and germinated more quickly than on WT cells. Mass spectrometry secretome analysis revealed increased synthesis of adhesive extracellular proteins, such as ficolins, by mutant cells suggesting that wild-type ZNF77 protected against fungal adhesion by regulating synthesis of proteins used by A. fumigatus for adherence. The authors hypothesized that failures of the epithelium such as this may allow for sensitization to fungal allergens (4). Another report found that human bronchial epithelial cells inhibit germination of extracellular A. fumigatus conidia in a contact-dependent manner and was partially dependent on PI3-kinase. The effect also required interaction between a yet to be identified host ligand and the fungal lectin FleA (5). In opposition to these mechanisms of epithelial control, recent research has also uncovered mechanisms of A. fumigatus evasion of epithelial defenses. Liu et al. reported that the A. fumigatus protein CalA induces endocytosis in epithelial and endothelial cells by binding integrin α5β1. A CalA mutant strain was less virulent in vivo, inducing less mortality and fungal burden in an immunosuppressed model of IA (6). A. fumigatus hyphae were also observed to breach bronchial epithelial cell layers in vitro by manipulation of host actin without causing cell damage (7). Together, these studies underscore the critical role of the lung epithelium in preventing fungal germination and keeping Aspergillus spp. in the airway where mechanisms such as mucocilliary clearance and alveolar macrophage phagocytosis may clear it with minimal inflammation. Two recent studies demonstrated that nutrient availability also plays a key determinant of invasion. Zinc chelation in vivo significantly decreased fungal burden and improved host survival during IA (8). Using a mouse model of airway transplantation, Hsu et al. presented multiple lines of evidence showing that iron availability promotes fungal tissue invasion over colonization (9). It is thought that once angioinvasion occurs and induces hemorrhage, the scale tips in favor of the pathogen, further highlighting the importance of epithelial defense mechanisms of halting fungal growth prior to tissue invasion.
PRRs and cell wall components
Innate immune recognition of AF cell wall components has been an area of intense research and multiple families of pattern recognition receptors (PRRs) including C-type lectin receptors (CLRs) and Toll-like receptors are known to mediate recognition of cell wall components of swollen conidia and hyphae. In an interesting recent report, Stappers et al found that a CLR, MelLec, recognizes melanin in the cell wall of dormant conidia and protects mice from fungal dissemination following intravenous challenge (10). Human monocyte derived macrophages from individuals with a single nucleotide polymorphism (SNP) in MelLec produced less IL-1β and IL-8 upon AF stimulation. HSCT transplant recipients from donors carrying the SNP had a greater risk of IA (10). A soluble C-type lectin, surfactant protein D, was also shown to bind melanin in resting conidia as well as galactomannan and galactosaminogalactan on swollen conidia/mycelia. This binding increased phagocytosis and inflammatory cytokine levels in human monocyte derived macrophages (11). Recognition of melanin in dormant conidia is particularly striking because AF was previously considered to be immunologically inert in this state. Another report found the CLR CD23 (CLEC4J) to recognize α-mannan and β-glucan and protect from IA by induction of iNOS via NF-κβ (12). Finally, a member of the immunoglobulin superfamily, CD56, was found to mediate AF activation of NK cells. Blocking CD56 on NK cells ablated AF induced activation and cytokine secretion in vitro was decreased, although the importance of this PRR during infection was not demonstrated (13). Chitin is a major AF cell wall component that has garnered considerable recent interest because of its diverse impacts on immune responses. Mammals express chitinases, which cleave chitin, as well as chitinase-like-proteins (CLPs), which bind chitin but are catalytically inactive. Both of these protein families could conceivable have antifungal activities or modulate the amount or form of chitin that other host factors encounter. Larger particles of chitin from AF appear to have a proinflammatory effect during IA. An AF mutant with increased chitin and decreased beta glucan exposure elicited a hyperinflammatory host response. Compared to mice infected with WT AF, mutant infected mice exhibited increased inflammatory cell recruitment associated with increased production of MIP1α, CXCL1 and TNFα and decreased fungal burden (14). Investigations in our laboratory found that mice lacking AMCase, which presumably have more chitin due to lack of AMCase chitinolytic activity, produced higher levels of IL-1α, IL-1β, IL-17A and IL-22 during IA, which was associated with improved fungal clearance (15). Amarsaikhan et al. reported that treatment with caspofungin, which inhibits β-glucan synthesis and thus increases AF chitin exposure, caused increased eosinophil recruitment during IA. This study also utilized SPAM mice, which constitutively express the chitinase AMCase, and saw this effect of caspofungin reversed, supporting the prospect that AMCase may degrade or otherwise decrease the inflammatory capacity of AF chitin (16). Chitinases and CLPs are also players in chronic exposure and colonization. We have reported that AMCase negatively affects lung function and inflammation during fungal asthma, with mice deficient in the chitinase exhibiting lower levels of proinflammatory factors CCL17, CCL22, IL-17A and IL-22 as well as lower airway resistance (15). Weigt et al. reported that expression of the chitinase chitotriosidase and the CLP chitinase 3-like-1 in AF-colonized lung transplant patients was associated with progression to chronic lung allograft dysfunction (17).
A. fumigatus employs multiple immune evasion strategies to support its growth in the lung despite the ability of the host to recognize its cell wall. The cell wall protein CcpA was demonstrated to contribute to virulence, by masking other cell surface proteins from immune recognition. A CcpA mutant elicited higher reactive oxygen species (ROS), inflammatory cytokines and epithelial damage in vitro. Nonneutropenic mice infected with CcpA mutant experienced greater mortality than those infected with WT AF; however this effect was lost in neutropenic mice (18). AF also employs multiple offensive strategies against innate immune effector functions. AF binds plasmin via Aspf2, which damages epithelia and evades complement by binding regulatory factors (19). It also releases proteases to cleave innate immune proteins. Mep1p is secreted by conidia and cleaves complement proteins C3, C4, C5 and the activating proteins properdin, MBL and ficolin-1. Mep1p also inhibited phagocytosis in vitro. Infection with a Mep1p mutant did not result in a significant difference in survival compared to WT AF, but the data suggested that a longer observation period may have revealed improved survival in the mutant infected mice (20). Similarly, culture filtrates from the highly virulent AF strain CEA10 was found to cleave the PRR Dectin-1 and the activity was ablated by a serine protease inhibitor (21). Melanin in the AF conidial cell wall, which as noted above is recognized by the CLR MelLec, is well known to protect the fungus from host ROS. Recent work has now added that melanin also enables conidia to evade phagocytosis by human monocytes via sequestration of calcium ions, which blocks activation of LC3-associated phagocytosis (22). Host factors may also negatively impact host defense against A. fumigatus. Gresnigt et al. recently reported that the intracellular PRRs NOD1 and NOD2 are maladaptive during IA. Nod1−/− mice are resistant to IA both in terms of survival and fungal burden. Murine bone marrow derived macrophages genetically deficient in NOD1 as well as human monocyte derived macrophages treated with NOD1 siRNA, exhibited increased ROS production and fungal killing in vitro. These changes were associated with NOD1 suppression of Clec7A (Dectin-1) (23). Similarly, Nod2−/− mice exhibited improved survival and fungal clearance during a model of IA and NOD2 also negatively regulates Clec7A expression, inflammatory cytokine production and phagocytosis. Furthermore, donor SNPs in NOD2 decreased risk of IA in HSCT patients (24). As NOD½ function as intracellular sensors of bacterial ligands, their regulation by Dectin-1 might be viewed as an attempt to tailor inflammatory responses towards intracellular infections at the expense responses that promote fungal clearance. The A. fumigatus ligand or ligands responsible for the deleterious activation of NOD½ during IA is yet to be defined, leaving the possibility that an A. fumigatus virulence factor may exploit the immunosuppressive effects of this pathway.
Orchestration of innate immunity to AF
The signals received from PRRs must be integrated into a coordinated immune response. Briard et al. uncovered an elegant mechanism of this organization in which Dectin-1 and TLR signaling coordinately regulate inflammasome priming and activation (25). A separate report described a similarly nuanced pathway in which IFN-γ restrains inflammation via inhibition of NLRP3 activation and mediates fungal clearance via LC3-associated phagocytosis, both through activation of death-associated protein kinase 1 (DAPK1) (26). Our laboratory has a long-standing interest in the regulation of IL-22 production during IA. We have recently reported that the IL-1 family member IL-33 negatively regulates IL-17A and IL-22 production during IA. These studies also revealed a role for the eicosanoid PGE2 in the promotion of IL-22 (27). In a separate report, we found that the common γ-chain cytokines IL-7 and IL-21 support, while IL-15 regulates, IL-22 production. Here, we identified iNKT cells, γδ T cells and type 3 innate lymphoid cells as innate cells sources of IL-22 during IA (28). An interesting report comparing inflammatory responses among AF strains found that more virulent, rapidly germinating isolates induce more IL-1α, which is critical for clearance but also induces greater lung damage (29). The essential role of neutrophils in clearance of AF make understanding of their localization and function during IA a research priority. The eicosanoid LTB4 was found to promote neutrophil as well as eosinophil recruitment during IA. Mice lacking this signal succumbed to infection at higher rates (30). Type III interferon produced largely by inflammatory monocytes is critical for neutrophil function including ROS (31). Shlezinger at al. reported an unconventional mechanism of fungal clearance whereby neutrophils kill AF conidia by activating programmed cell death in the fungus (32). Production of reactive oxygen species is a critical antifungal effector function of neutrophils. Protein kinase C-δ (PKC-δ) in neutrophils was shown to be activated by Candida albicans in vitro via Dectin-1 and Mac-1, which were required for optimal ROS production. Mice deficient in PKC-δ demonstrated higher fungal burden during IA, presumably due to activation of the same pathway (33). Our laboratory has previously shown that in addition to neutrophils, eosinophils also contribute to in vivo host defense against IA and kill AF in vitro in a manner reproducible in both a transwell system and with eosinophil lysates (34). Investigation of eosinophil extracellular traps (EETs) detected the presence of EETs in bronchial mucus plugs of ABPA patients and observed their release in vitro by human eosinophils stimulated in AF. Strikingly, EETs were not fungicidal, suggesting that they may mediate nonproductive inflammation and host damage in AF colonized patients (35).
Cellular and molecular consequences of immunosuppression
Although immunosuppressed models of IA are common, their use has largely focused on the elucidation of WT antifungal mechanisms and not the effects of various immunosuppressive agents. Because use of immunosuppressive agents is a one of the primary risk factors for development of IA, more precise understanding of how they mediate susceptibility to IA may be key to developing strategies to mitigate their damage. Kalleda et al. compared the responses of immunocompetent mice to mice immunosuppressed via cyclophosphamide and corticosteroid treatment (CCT) or corticosteroid treatment alone (CT). CCT treatment decreased numbers of multiple critical cells types including PMNs, monocytes, macrophages, eosinophils and dendritic cells during IA. Pro- and anti-inflammatory cytokine levels were decreased below the limit of detection in both naïve and infected CCT mice. CT treatment had no effect on recruitment of PMNs or macrophages, but diminished recruitment of dendritic cells and monocytes. The authors demonstrated that adoptive transfer of CD11b+ cell protected cyclophosphamide treated mice from IA, but this transfer was not protective if the mice were also treated with corticosteroid (36). Calcinuerin inhibitors (CI) are another commonly used class of immunosuppressive agents used in transplant recipients. Recent work found that the CI cyclosporine reduces neutrophil NET production and inhibition of AF (37). Another investigation of this pathway found that macrophages undergoing necrosis due to germination of internalized AF transfer endosomes containing AF to other macrophages, which was inhibited by the CI tacrolimus and resulted in greater fungal germination (38). Deletion of calcinuerin in CD11c+ cells decreases resistance to IA when challenged intravenously. This decreased resistance was associated with decreased expression of the antifungal protein pentraxin 3 (39). In contrast, a third mouse study found that cyclosporin A inhibited recruitment of lymphoid but not myeloid cells and thus did not leave the mice susceptible to IA when challenged intranasally (40). The epithelium is an important innate immune effector that may be left intact during immunosuppressive targeting of the hematologic compartment. Leiva-Juarez et al. reported that treatment of chemotherapeutically immunosuppressed mice with a combination of TLR2/6 and TLR9 agonists prior to infection with A. fumigatus profoundly improved survival and decreased fungal burden compared to untreated mice (41). This effect was attributed to antimicrobial activity of lung epithelial cells, highlighting the antifungal capacity of these cells and providing proof of concept for stimulating epithelial responses to protect against IA. Finally, in the absence of anti-AF antibodies, which may occur in immunosuppressed patients, the complement pathway was found to efficiently compensate by activation via the lectin, rather than classical, pathway (42). The redundancy of the host response in this area potentially explains why in vivo animal survival phenotypes associated with complement components are not well-reported.
Conclusion
Recent research has revealed new details of host defense against AF and fungal evasion strategies against these mechanisms. Early events following host exposure including epithelial defenses likely lead to clearance of many AF exposures prior to germination (Figure 1). When germination does occur, numerous innate immune mechanisms recognize AF and mediate clearance (Figure 2). Ultimately, understanding the function or dysfunction of these mechanisms in the context of immunosuppressive treatments is critical to developing remedies to restore antifungal immunity in susceptible patients.
Figure 1. Epithelial antifungal defense.

The intact lung epithelium inhibits adherence and germination of A. fumigatus conidia, whereas iron availability resulting from tissue damage promotes fungal invasion.
Figure 2. Activation and coordination of antifungal immunity.

Innate immune activation is mediated by recognition of A. fumigatus cell wall components including melanin (by MelLec and SPD) and chitin, which may promote production of inflammatory factors unless digested by chitinases. CLRs and TLRs coordinately activate the NLRP3 and AIM2 inflammasomes, while NOD1 and NOD2 suppress inflammation by supression of Clec7A (Dectin-1) transcription. The eicosanoid LTB4 mediates recruitment of neutrophils and eosinophils, while type III interferon activates neutrophils.
Acknowledgements
This work was supported by the National Institutes of Health grants number HL122426 and HL136211.
Footnotes
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