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. Author manuscript; available in PMC: 2021 Apr 1.
Published in final edited form as: Ann Surg. 2020 Apr;271(4):599–605. doi: 10.1097/SLA.0000000000003304

Duty Hour Reform and the Outcomes of Patients Treated by New Surgeons

Rachel R Kelz *,, Bijan A Niknam , Morgan M Sellers *, James E Sharpe , Paul R Rosenbaum †,§, Alexander S Hill , Hong Zhou , Lauren L Hochman , Karl Y Bilimoria , Kamal Itani ∥,**, Patrick S Romano ††, Jeffrey H Silber †,‡,‡‡,§§,¶¶
PMCID: PMC6861619  NIHMSID: NIHMS1045920  PMID: 31724974

Abstract

Objective:

The aim of the study was to address the controversy surrounding the effects of duty hour reform on new surgeon performance, we analyzed patients treated by new surgeons following the transition to independent practice.

Summary Background Data:

In 2003, duty hour reform affected all US surgical training programs. Its impact on the performance of new surgeons remains unstudied.

Methods:

We studied 30-day mortality among 1,483,074 Medicare beneficiaries undergoing general and orthopedic operations between 1999 and 2003 (“traditional“ era) and 2009 and 2013 (“modern” era). The operations were performed by 2762 new surgeons trained before the reform, 2119 new surgeons trained following reform and 15,041 experienced surgeons. We used a difference-in-differences analysis comparing outcomes in matched patients treated by new versus experienced surgeons within each era, controlling for the hospital, operation, and patient risk factors.

Results:

Traditional era odds of 30-day mortality among matched patients treated by new versus experienced surgeons were significantly elevated [odds ratio (OR) 1.13; 95% confidence interval (CI) (1.05, 1.22), P < 0.001). The modern era elevated odds of mortality were not significant [OR 1.06; 95% CI (0.97–1.16), P = 0.239]. Relative performance of new and experienced surgeons with respect to 30-day mortality did not appear to change from the traditional era to the modern era [OR 0.93; 95% CI (0.83–1.05), P = 0.233]. There were statistically significant adverse changes over time in relative performance to experienced surgeons in prolonged length of stay [OR 1.08; 95% CI (1.02–1.15), P = 0.015], anesthesia time [9 min; 95% CI (8–10), P < 0.001], and costs [255USD; 95% CI (2–508), P = 0.049].

Conclusions:

Duty hour reform showed no significant effect on 30-day mortality achieved by new surgeons compared to their more experienced colleagues. Patients of new surgeons, however, trained after duty hour reform displayed some increases in the resources needed for their care.

Keywords: duty hour reform, surgical education, surgical outcomes


A major transformation of surgical education commenced in 2003 with the ACGME duty hour reforms1 heralding a modern training era. The modern era ushered in a restructured resident experience with reduced curricular inefficiencies.2 Additional support staff hired to assure coverage of patient care needs, changes to the nature of surgical care, and the loss of between 6 months and 1 year of clinical training (as result of reduced work hours), threatened the development of resident skill, judgment, and autonomy.3

Program directors, experienced surgeons, and trainees themselves have all expressed concerns regarding the professional development of new surgeons.46 A recent survey of fellowship directors reported that 30% of new surgeons could not independently perform a common, simple procedure at the start of fellowship, and 66% were deemed unable to operate unsupervised for 30 minutes of a major procedure.7 Furthermore, following duty hour reform, studies have shown decreased resident case volume,810 limited autonomy,11 increased variability of the resident operative experience,12 and increased failure rate on board certification exams.3,13

Prior studies of duty hour reform have largely examined its impact on residents during training and patients cared for in academic environments affected by the workforce changes.1417 The present study assesses the performance of new surgeons trained before and after duty hour reform upon their transition to independent practice. To our knowledge, this is the first study to use the patient outcomes of new surgeons to measure changes in the performance of the education system, an objective of the ACGME’s outcomes based educational paradigm.

METHODS

This research protocol was approved by the institutional review board of the University of Pennsylvania.

Data Sources

We acquired administrative claims files for fee-for-service Medicare beneficiaries undergoing general or orthopedic surgery between July 1999 and June 2003, and July 2009 and June 2013. Information on surgeon training and board certification was obtained from the American Medical Association Physician Masterfile.18

Dataset Preparation

Index admissions were selected by screening the ICD-9 principal procedure field of the Medicare inpatient claims for a general or orthopedic surgery operation. All operations studied required an incision. We restricted the sample to patients who were at least age 65.5 on admission and had complete part B coverage without HMO in the 6 months before admission, and then assigned patients to their operating physician using the National Provider Identifier or Unique Physician Identification Number fields in con-temporaneous CPT bills found in the Part B file. A random admission was used for patients with multiple qualifying admissions such that each patient was only included once. See Supplemental Digital Content eTable 1, http://links.lww.com/SLA/B628 for ICD-9 codes and procedure categories, eTable2, http://links.lww.com/SLA/B628 for CPT codes and procedure categories, eSection 1 for a description of the patient-to-surgeon assignment algorithm, and eTable 3, http://links.lww.com/SLA/B628 for detailed exclusion steps.

Surgeon Classification

We defined 4 cohorts of surgeons based on training era (traditional or modern) and experience (new or experienced). Surgeons were considered new during the first 3 years of independent billing following residency. Traditional new surgeons completed residency entirely under the prereform system and entered independent practice between 1999 and 2003. Modern new surgeons completed residency following the implementation of duty hour reform and entered independent practice between 2009 and 2013. Experienced surgeons had at least 10 years of independent practice and completed residency in or after 1965. Surgeons were assigned to the hospital in which they performed the plurality of their practice. To be eligible, surgeons must have billed for at least 10 specialty-specific operations on eligible patients in a given era in a single hospital.

Matching Covariates

Patient covariates were defined using the index admission claim and a 6-month look-back in inpatient, outpatient, and carrier/part B files. In addition to the principal procedure, we defined each patient’s age at admission, admission year, sex, emergent or transfer status, 30 comorbidities,19 number of comorbidities, and major operative secondary procedure status.20 We also constructed a propensity score for treatment by a new surgeon. Finally, risk scores for 30-day mortality were modeled using patients of surgeons at study hospitals who were not included in the patient match21 (see Supplemental Digital Content eTables 4aSupplemental Digital Content eTables 4l, http://links.lww.com/SLA/B628 for risk models).

Outcomes

The primary outcome was 30-day mortality. We also studied 30-day readmissions, anesthesia time,22 and prolonged length of stay (LOS).15 A prolonged stay is a procedure-and era-specific LOS that exceeds the point in a hospitalization when rates of discharge begin to decline (see Supplemental Digital Content eTable 5, http://links.lww.com/SLA/B628). Readmissions were defined as any readmission or death within 30 days of discharge. We report readmission or death within 30 days of discharge to avoid giving inappropriate credit in the readmission analysis for an early death. Alternative definitions of readmissions were also examined. Resource utilization was examined using LOS, intensive care unit (ICU) use, and 30-day resource-based costs (see Supplemental Digital Content eSection 2, http://links.lww.com/SLA/B628 for costing algorithm).23

The Matching Algorithm

The Surgeon Match

The newest of the new surgeons perform few operations, whereas the most experienced of the new surgeons perform many more; therefore, most patients treated by new surgeons are treated by relatively experienced new surgeons. To prevent the study from focusing on the most experienced of the new surgeons, a random sample of 10 patients was drawn from each new surgeon to represent the typical distribution of a typical new surgeon’s practice. Using these sampled patients, each new surgeon was paired with 1 experienced surgeon at the same hospital based on the operations they performed. Matching was performed independently in each era.

The Patient Match

Within each surgeon pair, we matched 10 experienced surgeon patients to the 10 sampled new surgeon patients using the matching covariates previously described. (see Supplemental Digital Content eSection 3, http://links.lww.com/SLA/B628 for a detailed description of the matching covariates and algorithm.)

Matches were considered balanced if all standardized differences after matching were below 0.10. Matches were accomplished using the RCBsubset24 package in R, version 3.2.1.25

Outcome Testing

Outcomes before matching were reported using Fisher exact test for binary outcomes,26 and Wilcoxon rank sum for continuous outcomes. Outcomes after matching were assessed using paired tests. Within-training era differences in binary outcomes were tested using the McNemar statistic,27 and expressed as odds ratios. Estimates and tests of LOS, anesthesia time, and costs used M-statistics for matched pairs.28,29

The difference-in-differences in binary outcomes between surgeon pairs matched in the traditional and modern eras were tested using the Gart test.26 Differences-in-differences in continuous outcomes were tested using the Wilcoxon rank sum test. All matching and outcome testing was performed in R, version 3.2.1.25

RESULTS

Study Cohort

Across the 2 training eras, 2762 traditional and 2119 modern eligible new surgeons entered practice at 1902 hospitals with 9297 traditional and 8503 modern eligible experienced surgeons. Both new and experienced surgeons practiced in 1478 hospitals in the traditional era and 1432 hospitals in the modern era. Within the same hospitals, new surgeons performed 164,490 operations (Traditional 96,454 and Modern 68,036) and eligible experienced surgeons performed 1,434,264 operations (Traditional 740,099 and Modern 694,165) (see Supplemental Digital Content eTable 6, http://links.lww.com/SLA/B628).

Surgeon and Patient Characteristics

Table 1 describes the characteristics of new and experienced surgeons. Traditional new surgeons had many fewer years in practice at the time of each operation than traditional experienced surgeons (mean: 1.75 vs 18.90 years, P < 0.0001). Likewise, modern new surgeons had fewer years in practice than modern experienced surgeons (mean: 1.78 vs 21.60 years, P < 0.0001). This pattern persisted within both general and orthopedic surgery subgroups. The differences in the new and experienced surgeon patients can be seen in Table 2.

TABLE 1.

Characteristics of New and Experienced Surgeons Practicing Within the Same Hospitals

Covariate (% Unless Noted) Traditional Era: 1999–2003 Cohort
Modern Era: 2009–2013 Cohort
Surgeon-patients before
Sampling or Matching
Surgeon-patients after
Sampling and Matching
Surgeon-patients before
Sampling or Matching
Surgeon-patients after
Sampling and Matching
New Experienced P New Experienced P New Experienced P New Experienced P

All surgery
No of surgeons 2762 9297 2578 2578 2119 8503 1,820 1,820
N Patients 96,454 740,099 25,780 25,780 68,036 694,165 18,200 18,200
Surgeon characteristics
Mean years of practice at date of surgery 1.75 18.90 <0.0001 1.64 18.80 <0.0001 1.78 21.60 <0.0001 1.62 21.30 <0.0001
% Board-certified 79.0 89.4 <0.0001 74.4 87.0 <0.0001 70.3 92.5 <0.0001 68.6 90.8 <0.0001
Mean operations per surgeon, N 34.9 79.6 <0.0001 34.8 100.5 <0.0001 32.1 81.6 <0.0001 31.2 111.6 <0.0001
Operations analyzed per surgeon, N NA NA     NA 10.0 10.0 1.0000 NA NA    NA 10.0 10.0 1.0000
General surgery
N of surgeons 1401 4783 1377 1377 1027 4324 994 994
N of patients 47,819 313,255 13,770 13,770 28,536 220,137 9940 9940
Surgeon characteristics
Mean Years of Practice at Date of Surgery 1.66 18.80 <0.0001 1.58 18.70 <0.0001 1.60 21.30 <0.0001 1.52 21.00 <0.0001
% Board-certified in general surgery 86.7 88.7 <0.0001 82.9 86.6 <0.0001 76.1 92.2 <0.0001 74.8 91.5 <0.0001
Mean operations per surgeon, N 34.1 65.4 <0.0001 34.2 86.1 <0.0001 27.7 50.9 <0.0001 28.1 72.5 <0.0001
Operations analyzed per surgeon, N NA NA    NA 10.0 10.0 1.0000 NA NA    NA 10.0 10.0 1.0000
Orthopedics
No of surgeons 1361 4514 1201 1201 1092 4179 826 826
No of patients 48,635 426,844 12,010 12,010 39,500 474,028 8260 8260
Surgeon characteristics
Mean Years of Practice at Date of Surgery 1.83 18.90 <0.0001 1.72 18.90 <0.0001 1.91 21.70 <0.0001 1.74 21.80 <0.0001
% Board-certified in orthopedic surgery 71.5 90.0 <0.0001 64.6 87.4 <0.0001 66.1 92.6 <0.0001 61.1 90.1 <0.0001
Mean operations per surgeon, N 35.7 94.5 <0.0001 35.6 117.1 <0.0001 36.1 113.0 <0.0001 34.9 158.7 <0.0001
Operations analyzed per surgeon, N NA NA    NA 10.0 10.0 1.0000 NA NA    NA 10.0 10.0 1.0000

There were 10,496 traditional and 9318 modern new general and orthopedic surgeons identified in the AMA Masterfile based on years of training and experience level. The data presented in this table reflect the characteristics of the surgeons who also met eligibility for study inclusion based on the performance of qualifying operations and practice composition and location.

*

Board certification status was assessed at the end of each study era.

The left set of columns in each era represents the practice distribution of all eligible new and experienced surgeons who had at least 10 cases and were practicing in the same hospitals. The right set of columns in each era represents the random selection of 10 patients per new surgeon, and the experienced surgeon patients they were matched to. One hundred seventy-five (6.3%) new surgeons in the traditional era and 299 (14.1%) new surgeons in the modern era could not be satisfactorily matched and were dropped from the analysis. All covariates are weighted at the patient level.

TABLE 2.

The Quality of the Matches for (A) All Surgery, (B) General Surgery, and (C) Orthopedic Surgery

A. All Surgery Traditional Era: 1999–2003 Cohort
Modern Era: 2009–2013 Cohort
Before Match
After Match
Before Match
After Match
Covariate (% Unless Noted) New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Std.
Diff.
New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Std.
Diff
New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Std.
Diff.
New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Std.
Diff

N of surgeons 2762 9297 2578 2578 2119 8503 1.820 1.820
No of patients 27,620 740,099 25,780 25,780 21,190 694,165 18,200 18,200
Selected principal procedure types
 Appendectomy 3.9 2.5 0.08 3.9 3.9 0.00 5.4 3.7 0.09 5.3 5.3 0.00
 Bariatric procedure 0.1 0.1 0.00 0.1 0.1 0.00 0.5 1.2 −0.08 0.5 0.5 0.00
 Cholecystectomy 29.9 25.3 0.10 29.9 29.9 0.00 29.9 23.1 0.15 29.8 29.8 0.00
 Colectomy, partial, Lap NA NA NA NA NA NA 9.0 9.0 0.00 9.1 9.1 0.00
 Colectomy, partial, open 25.6 26.2 −0.01 25.6 25.6 0.00 18.1 17.2 0.02 18.0 18.0 0.00
 Pancreatectomy 0.5 1.1 −0.07 0.5 0.5 0.00 0.7 2.5 −0.14 0.7 0.7 0.00
 Small bowel resection 5.7 4.2 0.07 5.7 5.7 0.00 8.2 6.1 0.08 8.3 8.3 0.00
Orthopedic surgery
 Hip fracture repair 38.4 17.4 0.48 39.1 39.1 0.00 29.5 9.0 0.54 29.7 29.7 0.00
 Hip replacement 42.4 35.5 0.14 42.9 42.9 0.00 48.9 33.4 0.32 50.1 50.1 0.00
 Hip replacement revision 2.1 3.9 −0.10 1.7 1.7 0.00 2.7 3.2 −0.03 2.0 2.0 0.00
 Knee replacement 15.7 40.1 −0.57 15.3 15.3 0.00 17.0 51.0 −0.77 16.8 16.8 0.00
 Knee replacement revision 1.5 3.1 −0.11 1.0 1.0 0.00 2.0 3.5 −0.09 1.5 1.5 0.00
Selected admission covariates
 Age at admission (y, mean) 79.3 77.6 0.23 79.3 79.3 −0.01 79.1 76.7 0.32 79.0 79.1 −0.02
 Sex (% female) 67.5 65.7 0.04 67.1 67.3 −0.01 63.7 63.0 0.01 63.0 63.1 0.00
 Emergent admission 47.7 26.9 0.44 48.0 47.9 0.00 53.4 23.0 0.66 53.9 53.9 0.00
 Transfer-in 2.7 1.6 0.08 2.7 2.7 0.00 2.5 1.2 0.09 2.5 2.5 0.00
 Probability of 30-day mortality 6.1 4.0 0.28 6.2 6.1 0.01 5.4 2.7 0.38 5.6 5.5 0.01
 Secondary procedure 23.5 20.8 0.07 24.3 24.7 −0.01 24.5 18.3 0.15 26.7 25.7 0.03
Selected comorbidities (from 30)
 CHF 22.6 17.0 0.14 22.6 22.3 0.01 22.1 14.0 0.21 22.2 21.4 0.02
 Past myocardial infarction 9.3 8.2 0.04 9.4 8.2 0.04 10.1 8.0 0.07 10.4 9.1 0.04
 Diabetes 24.2 22.0 0.05 24.4 24.8 −0.01 32.3 29.8 0.05 32.5 32.9 −0.01
 Renal dysfunction 8.1 5.6 0.10 8.2 7.6 0.02 24.8 15.5 0.23 25.2 24.8 0.01
 Dementia 19.4 11.3 0.23 19.2 18.5 0.02 21.8 10.7 0.31 21.2 20.5 0.02
 COPD 26.4 21.9 0.10 26.4 25.9 0.01 27.0 20.4 0.16 27.3 26.4 0.02
 Number of comorbidities (mean) 3.4 3.0 0.17 3.4 3.3 0.03 4.1 3.5 0.28 4.1 4.0 0.04

B. General Surgery Traditional Era: 1999–2003 Cohort
Modern Era: 2009–2013 Cohort
Before Match
After Match
Before Match
After Match
New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Std.
Diff.
New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Std. Diff New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Std. Diff. New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Std.
Diff

No of surgeons 1401 4783 1377 1377 1027 4324 994 994
No of patients 14,010 313,255 13,770 13,770 10,270 220,137 9940 9940
Selected principal procedure types
 Appendectomy 3.9 2.5 0.08 3.9 3.9 0.00 5.4 3.7 0.09 5.3 5.3 0.00
 Bariatric procedure 0.1 0.1 0.00 0.1 0.1 0.00 0.5 1.2 −0.08 0.5 0.5 0.00
 Cholecystectomy 29.9 25.3 0.10 29.9 29.9 0.00 29.9 23.1 0.15 29.8 29.8 0.00
 Colectomy, partial, Lap NA NA NA NA NA NA 9.0 9.0 0.00 9.1 9.1 0.00
 Colectomy, partial, open 25.6 26.2 −0.01 25.6 25.6 0.00 18.1 17.2 0.02 18.0 18.0 0.00
 Pancreatectomy 0.5 1.1 −0.07 0.5 0.5 0.00 0.7 2.5 −0.14 0.7 0.7 0.00
 Small bowel resection 5.7 4.2 0.07 5.7 5.7 0.00 8.2 6.1 0.08 8.3 8.3 0.00
Selected admission covariates
 Age at admission (y, mean) 77.1 76.8 0.05 77.2 77.3 −0.02 77.0 76.6 0.06 77.0 77.0 0.00
 Sex (% female) 61.0 61.3 −0.01 60.9 61.2 −0.01 56.4 58.1 −0.03 56.5 56.8 −0.01
 Emergent admission 41.3 30.1 0.24 41.7 41.7 0.00 52.4 37.9 0.29 52.7 52.7 0.00
 Transfer-in 3.4 2.5 0.05 3.4 3.5 0.00 3.5 2.6 0.05 3.5 3.5 0.00
 Probability of 30-day mortality 6.6 5.4 0.13 6.7 6.4 0.02 6.2 5.1 0.13 6.2 6.0 0.03
 Secondary procedure 40.6 39.0 0.03 40.6 41.1 −0.01 43.4 42.4 0.02 43.5 42.0 0.03
Selected comorbidities (from 30)
 CHF 22.2 19.7 0.06 22.3 21.5 0.02 22.7 19.2 0.09 22.8 21.1 0.04
 Past myocardial infarction 10.2 9.4 0.03 10.3 8.3 0.07 11.2 10.3 0.03 11.2 9.6 0.05
 Diabetes 26.0 24.6 0.03 26.0 26.1 0.00 35.4 35.0 0.01 35.4 35.7 0.00
 Renal dysfunction 10.1 8.0 0.07 10.1 9.2 0.03 28.2 22.6 0.13 28.2 27.2 0.02
 Dementia 10.4 8.1 0.08 10.4 9.3 0.04 13.3 10.5 0.09 13.3 11.6 0.05
 COPD 26.8 25.1 0.04 26.9 26.0 0.02 28.7 26.5 0.05 28.6 27.6 0.02
 Number of comorbidities (mean) 3.5 3.4 0.04 3.5 3.4 0.05 4.3 4.2 0.03 4.3 4.2 0.04

Traditional Era: 1999–2003 Cohort
Traditional Era: 2009–2013 Cohort
C. Orthopedic Surgery Before Match
After Match
Before Match
After Match
Covariate (% Unless Noted) New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Std. Diff. New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Std. Diff New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Std. Diff. New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Std. Diff

No of surgeons 1361 4514 1201 1201 1092 4179 826 826
No of patients 13,610 426,844 12,010 12,010 10,920 474,028 8260 8260
Principal procedure types
 Hip fracture repair 38.4 17.4 0.48 39.1 39.1 0.00 29.5 9.0 0.54 29.7 29.7 0.00
 Hip replacement 42.4 35.5 0.14 42.9 42.9 0.00 48.9 33.4 0.32 50.1 50.1 0.00
 Hip replacement revision 2.1 3.9 −0.10 1.7 1.7 0.00 2.7 3.2 −0.03 2.0 2.0 0.00
 Knee replacement 15.7 40.1 −0.57 15.3 15.3 0.00 17.0 51.0 −0.77 16.8 16.8 0.00
 Knee replacement revision 1.5 3.1 −0.11 1.0 1.0 0.00 2.0 3.5 −0.09 1.5 1.5 0.00
Selected admission covariates
 Age at admission (y, mean) 81.5 78.2 0.44 81.7 81.7 −0.01 81.1 76.7 0.56 81.3 81.7 −0.05
 Sex (% female) 74.1 68.8 0.12 74.1 74.4 −0.01 70.7 65.3 0.11 70.9 70.7 0.00
 Emergent admission 54.2 24.5 0.64 55.2 55.2 0.00 54.2 16.1 0.87 55.3 55.3 0.00
 Transfer-in 1.9 0.9 0.09 1.9 1.9 0.00 1.5 0.6 0.09 1.3 1.3 0.00
 Probability of 30-day mortality 5.6 2.9 0.45 5.7 5.7 −0.01 4.7 1.6 0.57 4.8 4.9 −0.03
 Secondary procedure 5.9 7.4 −0.06 5.7 5.8 0.00 6.8 7.1 −0.01 6.6 5.9 0.02
Selected comorbidities (from 30)
 CHF 23.0 15.1 0.20 22.9 23.3 −0.01 21.5 11.5 0.27 21.5 21.9 −0.01
 Past myocardial infarction 8.4 7.3 0.04 8.3 8.0 0.01 9.0 6.9 0.08 9.4 8.6 0.03
 Diabetes 22.5 20.2 0.06 22.6 23.2 −0.01 29.4 27.4 0.04 29.0 29.7 −0.02
 Renal dysfunction 6.0 3.9 0.10 5.9 5.7 0.01 21.7 12.2 0.26 21.6 21.9 −0.01
 Dementia 28.7 13.6 0.38 29.2 29.0 0.00 29.9 10.8 0.49 30.8 31.3 −0.01
 COPD 25.9 19.6 0.15 25.8 25.9 0.00 25.5 17.6 0.19 25.8 25.0 0.02
 Number of comorbidities (mean) 3.3 2.8 0.27 3.3 3.3 0.00 4.0 3.1 0.38 4.0 3.9 0.04
*

Describes the new surgeon practice distribution after randomly sampling 10 patients per surgeon. These patients were then matched to the patients of experienced surgeons. Note the practice patterns of new and experienced surgeons are dissimilar before matching, and similar after matching.

Quality of Matches: Matching Results

Across the 2 training eras, 4398 new surgeons (90.1%) were matched to experienced surgeons within the same hospitals, with the traditional match comprising 2578 surgeon pairs, and the modern match comprising 1820 surgeon pairs.

The quality of the matches for representative covariates can be seen in Table 2. (see Supplemental Digital Content eTables 7aSupplemental Digital Content eTables 7f, http://links.lww.com/SLA/B628 for the quality of the match across all covariates). After matching, the standardized differences were <0.10 for all clinical covariates. All operations in each era were exactly balanced.

Clinical and Financial Outcomes

Before matching, the 30-day mortality rates of new surgeons were significantly higher than those of the experienced surgeons in both training eras (traditional 6.5% vs 3.9%, P < 0.0001; modern 5.4% vs 2.7%, P < 0.0001%). There were significant differences between new and experienced surgeons regardless of the training era in many of the unadjusted secondary outcomes (Table 3).

TABLE 3.

Pre-matching Outcomes

Outcome (% Unless Noted) (1) Traditional Era: 1999–2003 Match
(2) Modern Era: 2009–2013 Match
(2) vs (1) D-in-D
New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Diff P* New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Diff P* D-in-D P

All surgery
 No of surgeons 2762 9297 2119 8503
 No of patients 96,454 740,099 68,036 694,165
 30-Day mortality 6.5 3.9 2.6 <0.0001 5.4 2.7 2.7 <0.0001 0.1 <0.0001
 30-Day failure-to-rescue 10.3 7.5 2.9 <0.0001 8.6 5.3 3.3 <0.0001 0.4 <0.0001
 30-Day readmission or death (all location) 18.7 13.7 5.1 <0.0001 17.7 12.3 5.4 <0.0001 0.3 0.0003
 ICU usage 21.1 14.4 6.7 <0.0001 18.6 11.1 7.5 <0.0001 0.8 <0.0001
 Prolonged stay 61.1 50.4 10.8 <0.0001 49.8 32.3 17.5 <0.0001 6.7 <0.0001
 Anesthesia time (min, m-est.) 149.2 147.9 1.3 <0.0001 149.8 135.6 14.2 <0.0001 12.9 <0.0001
 Length of stay (days, m-est.) 7.5 6.6 0.9 <0.0001 6.7 5.1 1.6 <0.0001 0.7 <0.0001
 30-Day resource cost ($, m-est.) 19,657 16,737 2920 <0.0001 20,041 15,094 4947 <0.0001 2027 <0.0001
General surgery
 No of surgeons 1401 4783 1027 4324
 No of patients 47,819 313,255 28,536 220,137
 30-Day mortality 7.4 5.3 2.1 <0.0001 6.8 5.2 1.6 <0.0001 −0.5 <0.0001
 30-Day failure-to-rescue 11.1 9.1 2.0 <0.0001 10.1 9.0 1.2 <0.0001 −0.8 <0.0001
 30-Day readmission or death (all location) 20.9 17.3 3.6 <0.0001 21.3 18.5 2.9 <0.0001 −0.8 0.0003
 ICU usage 32.8 26.3 6.5 <0.0001 31.9 26.2 5.7 <0.0001 −0.8 <0.0001
 Prolonged stay 70.2 63.6 6.6 <0.0001 69.4 62.3 7.1 <0.0001 0.5 <0.0001
 Anesthesia time (min, m-est) 153.9 152.2 1.7 <0.0001 156.2 149.2 7.0 <0.0001 5.3 <0.0001
 Length of stay (days, m-est) 9.1 8.5 0.6 <0.0001 8.7 8.0 0.7 <0.0001 0.1 0.5025
 30-Day resource cost ($, m-est.) 24,792 22,049 2743 <0.0001 27,564 24,368 3196 <0.0001 453 0.0317
Orthopedics
 No of surgeons 1361 4514 1092 4179
 No of patients 48,635 426,844 39,500 474,028
 30-Day mortality 5.5 2.8 2.7 <0.0001 4.4 1.6 2.8 <0.0001 0.1 <0.0001
 30-Day failure-to-rescue 9.4 5.9 3.5 <0.0001 7.4 3.3 4.1 <0.0001 0.6 <0.0001
 30-Day readmission or death (all location) 16.6 11.0 5.5 <0.0001 15.0 9.4 5.6 <0.0001 0.0 0.0003
 ICU usage 9.6 5.7 3.9 <0.0001 9.0 4.1 4.9 <0.0001 1.0 <0.0001
 Prolonged stay 52.3 40.7 11.5 <0.0001 35.6 18.4 17.2 <0.0001 5.7 <0.0001
 Anesthesia time (min, m-est.) 145.4 145.7 −0.3 0.0328 148.9 131.7 17.2 <0.0001 17.5 <0.0001
 Length of stay (days, m-est.) 6.4 5.7 0.7 <0.0001 5.5 4.4 1.1 <0.0001 0.4 0.9578
 30-Day resource cost ($, m-est.) 15,793 13,917 1876 <0.0001 15,879 12,520 3359 <0.0001 1483 <0.0001

Displays the overall outcome differences between new and experienced surgeons practicing in the same hospitals before sampling 10 new surgeon patients or matching.

*

P values were calculated using Fisher exact test for binary variables and Wilcoxon Rank Sum for continuous variable.

P values were calculated using logistic regression and m-estimation for binary and continuous variables, respectively.

Resource costs were calculated using 2013 dollars.

Matched outcome differences between new and experienced surgeons trained in each era are described in Table 4. Outcomes for new surgeons trained in the traditional era are reported on the left; outcomes for new surgeons trained in the modern era are reported on the right. After matching, the 30-day mortality rate for new surgeons was slightly higher than that of the experienced surgeons in both training eras, but significantly higher only in the traditional era (traditional: 7.0% vs 6.3%, P = 0.0007; modern: 6.2% vs 5.9%, P = 0.2391).

TABLE 4.

Outcome Differences Between Patients Treated by New or Experienced Surgeons, After Matching

Outcome (% Unless Noted) (1) Traditional Era: 1999–2003 Match
(2) Modern Era: 2009–2013 Match
(2) vs. (1) D-in-D
New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Odds Ratio
or Paired Diff
(95% CI)
P New
Surgeon-
Patients
Exp.
Surgeon-
Patients
Odds Ratio
or Paired Diff
(95% CI)
P Odds Ratio or
Difference (95% CI)
P

All surgery
 No of surgeons 2578 2578 1820 1820
 No of patients 25,780 25,780 18,200 18,200
 30-Day mortality 7.0 6.3 1.13 (1.05, 1.22) 0.0007 6.2 5.9 1.06 (0.97, 1.16) 0.2391 0.93 (0.83, 1.05) 0.2333
 30-Day failure-to-rescue 10.8 10.0 1.07 (0.99, 1.17) 0.1059 9.5 9.3 0.99 (0.89, 1.10) 0.8725 0.92 (0.80, 1.06) 0.2428
 30-Day readmission or Death 19.8 18.1 1.13 (1.08, 1.18) <0.0001 19.4 18.6 1.06 (1.01, 1.12) 0.0305 0.94 (0.88, 1.01) 0.1008
 ICU usage 22.9 20.3 1.23 (1.17, 1.29) <0.0001 22.8 20.5 1.19 (1.13, 1.27) <0.0001 0.98 (0.90, 1.05) 0.5225
 Prolonged stay 63.7 62.8 1.05 (1.01, 1.10) 0.0109 56.9 54.5 1.14 (1.08, 1.19) <0.0001 1.08 (1.02, 1.15) 0.0149
 Anesthesia time (min, m-est.) 150.6 141.3 7.7 (6.4, 9.1) <0.0001 155.4 137.6 18.7 (17.4, 20.1) <0.0001 9.0 (7.5, 10.5) <0.0001
Length of stay (days, m-est.) 7.9 7.7 0.1 (0.0, 0.2) 0.0006 7.3 7.2 0.2 (0.1, 0.2) 0.0002 0.0 (0.0, 0.0) 0.4046
 30-Day resource cost ($, m-est.) 20,713 19,751 860 (620, 1,103) <0.0001 22,404 20,998 1257 (946, 1568) <0.0001 255 (2, 508) 0.0486
General surgery
No of surgeons 1377 1377 994 994
 No of patients 13,770 13,770 9940 9940
 30-Day mortality 7.4 6.4 1.18 (1.07, 1.30) 0.0010 6.9 6.8 1.01 (0.90, 1.14) 0.8380 0.86 (0.74, 1.00) 0.0513
30-Day failure-to-rescue 10.9 10.0 1.08 (0.96, 1.21) 0.1938 10.3 10.5 0.97 (0.85, 1.11) 0.6609 0.90 (0.75, 1.07) 0.2347
 30-Day readmission or death 21.5 18.9 1.19 (1.12, 1.26) <0.0001 21.3 20.8 1.03 (0.96, 1.10) 0.4707 0.86 (0.79, 0.95) 0.0025
 ICU usage 33.6 30.3 1.23 (1.16, 1.30) <0.0001 33.2 30.6 1.17 (1.09, 1.26) <0.0001 0.95 (0.87, 1.05) 0.3128
 Prolonged stay 70.3 70.1 1.01 (0.95, 1.07) 0.7507 70.1 68.2 1.10 (1.03, 1.18) 0.0028 1.09 (1.00, 1.19) 0.0437
 Anesthesia time (min, m-est.) 156.4 147.0 7.6 (5.5, 9.7) <0.0001 165.0 145.6 18.3 (16.0, 20.6) <0.0001 9.0 (6.0, 10.5) <.0001
Length of stay (days, m-est.) 9.2 9.0 0.1 (0.0, 0.3) 0.0145 8.8 8.5 0.2 (0.0, 0.4) 0.0277 0.0 (0.0, 0.0) 0.5333
 30-Day resource cost ($, m-est.) 25,271 23,703 1,363 (895, 1,833) <0.0001 27,996 26,203 1650 (1035, 2268) <0.0001 244 (−274, 762) 0.3565
Orthopedics
No of surgeons 1201 1201 826 826
 No of patients 12,010 12,010 8260 8260
 30-Day mortality 6.5 6.0 1.08 (0.97, 1.20) 0.1599 5.3 4.7 1.12 (0.97, 1.30) 0.1149 1.04 (0.87, 1.24) 0.6861
30-Day failure-to-rescue 10.7 10.1 1.07 (0.93, 1.22) 0.3504 8.5 7.8 1.03 (0.86, 1.23) 0.7923 0.96 (0.77, 1.20) 0.7410
 30-Day readmission or death 18.0 17.2 1.05 (0.98, 1.13) 0.1293 17.3 15.8 1.11 (1.02, 1.21) 0.0132 1.05 (0.95, 1.18) 0.3342
 ICU usage 10.5 8.9 1.22 (1.11, 1.33) <0.0001 10.2 8.5 1.26 (1.12, 1.40) 0.0001 1.03 (0.89, 1.19) 0.6901
 Prolonged stay 56.2 54.3 1.10 (1.04, 1.16) 0.0012 41.1 37.9 1.18 (1.10, 1.27) <0.0001 1.08 (0.98, 1.18) 0.1046
 Anesthesia time (min, m-est.) 145.3 136.1 7.9 (6.3, 9.5) <0.0001 147.7 127.7 19.2 (17.7, 20.8) <0.0001 9.0 (7.5, 10.5) <0.0001
 Length of stay (days, m-est.) 6.8 6.7 0.1 (0.0, 0.2) 0.0068 5.9 5.8 0.1 (0.0, 0.2) 0.0017 0.0 (0.0, 0.0) 0.7436
 30-Day resource cost ($, m-est.) 16,565 16,053 535 (328, 741) <0.0001 17,044 16,042 916 (654, 1,177) <0.0001 243 (7, 479) 0.0435
*

Differences in binary outcomes within each era were assessed using McNemar test. Estimates of and differences in continuous outcomes within each era used weighted M-statistics. Difference-in-differences were tested using Gart test for binary outcomes, and the Wilcoxon rank sum test for continuous ones.

Binary outcomes are reported using paired odds ratios and continuous outcomes are reported using paired differences.

Resource costs were calculated using 2013 dollars.

§

See eTable 8 for additional secondary outcomes.

Differences-in-differences in Outcomes Between the Traditional Era (1999–2003) and Modern Era (2009–2013)

The last 2 columns of Table 4 report the difference-in-difference odds ratios or paired differences and P value for each outcome, comparing the modern era to the traditional era. After matching, there were no significant differences in the differences between training eras on 30-day mortality, 30-day failure-to-rescue, 30-day readmissions or death, ICU usage, or LOS (see Supplemental Digital Content eTable 8, http://links.lww.com/SLA/B628 for additional readmission definitions). Patients of new surgeons trained in the modern era required more anesthesia time, by an average of 9 minutes, than that needed by the patients of the new surgeons trained in the Traditional era when compared to their experienced surgeon controls (P < 0.0001). There were significantly elevated odds of prolonged stay amongst patients treated by new surgeons trained in the modern era when compared to patients treated by new surgeons trained in the Traditional era (Gart’s OR = 1.08; P = 0.0149). Notably, prolonged stay declined for both groups from the traditional era to the modern; however, patients treated by experienced surgeons displayed a larger decline in prolonged stay than those treated by new surgeons. Finally, patients of modern new surgeons required slightly more resources than patients of traditional new surgeons when compared to era matched experienced surgeons [255 USD 95% CI (2, 508); P = 0.0486].

The outcomes by specialty can be seen in Table 4. The results were consistent with the overall results, with 2 notable exceptions in general surgery. First, the patients of Modern new surgeons showed a trend toward lower 30-day all location Mortality than patients of traditional new surgeons when compared to contemporaneous experienced surgeons [0.86 95% CI (0.74, 1.00); P = 0.0513]. Second, the patients of new surgeons in the modern era showed relatively lower 30-day readmissions than patients of new surgeons in the Traditional era when compared to contemporaneous experienced surgeons [0.86 95% CI (0.79, 0.95); P = 0.0025]. The difference in readmissions reflected the slight increase in the rate of 30-day readmissions among the experienced surgeons across the 2 training eras rather than a change in the rates of readmission among the patients of the new surgeons.

DISCUSSION

This nationwide difference-in-differences analysis of Medicare beneficiaries compared patients treated by new surgeons trained before and after duty hour reform. New surgeons and their patients were matched to experienced surgeons (practicing in the same hospitals) and their patients. Although new surgeons had slightly worse 30-day mortality rates than their matched experienced surgeons, there was no evidence to suggest that duty hour reform negatively affected the performance of new surgeons. There were also no significant differences in the differences between new surgeons trained before and after duty hour reform on ICU usage rate, LOS, failure-to-rescue, and 30-day resource cost when compared to matched experienced surgeons practicing in the same era. Significant differences between training eras were noted for a number of secondary outcomes concerned with resource utilization. Patients of new surgeons trained after duty hour reform experienced a greater odds of prolonged LOS, required more anesthesia time and incurred slightly higher resource costs than those of traditionally trained new surgeons (all relative to their contemporaneous experienced surgeons). Furthermore, within general surgery only, patients of modern new surgeons experienced a trend toward a reduced rate of all location 30-day death and a relatively reduced rate of all location 30-day readmission or death compared to traditional new surgeon patients relative to the contemporaneously matched experienced surgeons’ patients.

Our finding that the modern training paradigm prepares new surgeons for practice with only slight limitations when compared to the traditional training paradigm supports the perception of graduating residents and new surgeons that they are well prepared for the transition to practice.30 The finding that new surgeons in the modern era use slightly more resources for patient care is in keeping with the perceptions of fellowship directors; however, with respect to clinical outcomes of 30-day mortality and 30-day readmission or death, our results suggest that the gap in new surgeon performance is more a function of their inexperience and less a product of their training era as previously suggested by the survey of program directors and experienced surgeons.7,30,31 Moreover, there were only slight significant differences between the modern and traditional eras in outcomes for the subgroups by specialty that might be more sensitive to the differences in duty hour policies.

Within general surgery, the difference in difference analysis almost reached significance with a clinically meaningful improvement in 30-day all location mortality suggesting that new surgeon performance may be better in the new training paradigm when compared to the traditional era. Furthermore, there is evidence that new surgeon performance in the modern era is slightly better than that of the traditional era (when compared to contemporaneous experienced surgeons) on 30-day readmissions or death and slightly worse in prolonged stay. For both of the latter measures, it is important to consider that the modern training paradigm has a greater emphasis on systems-based practice32 than the traditional training. This may encourage new surgeons to preferentially extend LOS to mitigate the risk of readmission, whereas the experienced surgeons, who were trained in the traditional era, may be more inclined to aim for a shorter LOS without as much concern for the measurement of readmission.

Other studies examining the effects of duty hour reform on patient outcomes have focused on care delivered in the academic medical centers without attention to the performance of the new surgeons. These studies reported minimal changes following the implementation of the 2003 duty hours standards across a broad array of measures.16,17,3335 These studies showed that hospitals were able to adapt to the dramatic reduction in the service provided by surgical residents without compromising the care provided under the direction of traditionally trained surgeons. These studies, however, did not assess the impact of these reforms on the performance of the affected trainees as new surgeons after their transition to practice.

Although it is thought that established relationships between experienced surgeons and hospital staff might result in extra attention for their patients, the relationship between surgeon experience and hospital quality has not been explored previously; therefore, another important finding in this study was that patients of new surgeons, regardless of their training era, achieved near equivalent rates of failure-to-rescue, when compared to patients of experienced surgeons. This suggests that the working environment in which new surgeons enter practice is robust to their relative lack of familiarity with coworkers and inexperience. Moreover, it would appear that changes to surgical practice that accompanied duty hour reform were not associated with a penalty to the modern new surgeons’ patients.

There are several limitations of this study. First, we only examined inpatient operations performed within 2 surgical specialties; as such the findings may not generalize to surgeons who practice predominantly in the outpatient setting or within specialties that rely on different training paradigms. Second, we could not study the effects of duty hour reform on the new surgeons’ mental and physical wellbeing. Third, we deliberately did not consider the effects of fellowship on the outcomes achieved by new surgeons upon the transition to practice. While surgical residents today often enter into fellowships for additional training rather than entering practice directly after residency,3639cross-sectional analyses of surgical practices repeatedly show that the majority of new surgeons perform a broad range of operations,4041 many of which would only have been covered during residency training.42 Surgical fellows are permitted to independently perform operations within the scope of their residency training (which may be outside of their subspecialty) during the fellowship period. Thus, our results reflect the outcomes of new surgeons who independently care for patients. Fourth, additional changes to the nature of surgical care and further hours’ reform for junior residents occurred in 2011 during the study time frame. For these reasons, we used a difference-in-differences framework to benchmark our findings and we restricted the study time frame such that all modern trainees were subject to the same duty hour exposures. Finally, we only studied the outcomes of new and experienced surgeons who practiced in the same hospitals. Although there were very few new surgeons who practiced in hospitals without an eligible experienced surgeon (eTable 3, http://links.lww.com/SLA/B628), there were many experienced surgeons who practiced at hospitals without a new surgeon, and our experienced surgeon comparators might not be reflective of full breadth of experienced surgeons.

By benchmarking new surgeons to experienced surgeons in the same hospital, we were able to separate the effect of training reform from patient, hospital, or time period effects. Given the overall similarities in performance between new surgeons who trained before and after duty hour reform, the findings of this study should provide reassurance of the effectiveness of the new training paradigm. The methods employed in this study may provide a useful template for the evaluation of future changes to training across medical specialties.

Supplementary Material

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ACKNOWLEDGMENTS

The authors thank Traci Frank, AA, Kathryn Yucha, MSN, RN, Joseph G. Reiter, MS, and Orit Even-Shoshan, MS (Center for Outcomes Research, The Children’s Hospital of Philadelphia, Philadelphia, PA) for their assistance with this research.

All phases of this study were supported by National Institute on Aging/National Institutes of Health grant R01 AG049757. NIA/NIH had no role in the design or conduct of the study; collection, management, analysis, or interpretation of the data; or preparation, review, or approval of the manuscript to submit for publication.

Footnotes

The authors have no conflicts of interest to disclose.

Supplemental digital content is available for this article. Direct URL citations appear in the printed text and are provided in the HTML and PDF versions of this article on the journal’s Web site (www.annalsofsurgery.com).

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