Abstract
Intuition and an assumption of basic rationality would suggest that people evaluate a stimulus on the basis of its properties and their underlying utility. However, various findings suggest that evaluations often depend not only on what is being evaluated, but also on contextual factors. Here we demonstrate a further departure from normative decision making: Aesthetic evaluations of abstract fractal art by human subjects were predicted from pre‐stimulus patterns of BOLD fMRI signals across a distributed network of frontal regions before the stimuli were presented. This predictive power was dissociated from motor biases in favor of pressing a particular button to indicate one's choice. Our findings suggest that endogenous neural signals present before stimulation can bias decisions at multiple levels of representation when evaluating stimuli. Hum Brain Mapp 35:2924–2934, 2014. © 2013 Wiley Periodicals, Inc
Keywords: fMRI, decision making, aesthetic judgment
INTRODUCTION
How are value‐based decisions constructed? How does neural activity give rise to subjective preferences? It is generally believed that evaluations of stimuli are made upon receiving sensory input and processing the stimuli. However, behavioral findings have demonstrated that decisions can be influenced by contextual factors, such as framing, the environment, and even the act of choosing itself [Ariely et al., 2003; Ariely and Norton, 2008], challenging the traditional view that actions merely reveal stable underlying distributions of hedonic utility and preferences [Samuelson, 1938; Stigler, 1950; Varian, 1992]. Here we investigated whether or not pre‐existing brain states can affect value‐based decision making and their means of exerting an influence if one is present, particularly in relation to motor biases.
Pre‐existing brain states have been shown to predict perceptual decisions [Hesselmann et al., 2008a,2008b; Bode et al., 2012], such as those made during binocular rivalry while resolving perceptual ambiguity to form a conscious percept [Hsieh et al., 2011], and perceptual decision performance [Boly et al., 2007; Hesselmann et al., 2010; Schölvinck et al., 2012; van Dijk et al., 2008; Wyart and Tallon‐Baudry, 2009]. Studies have also suggested that motor decisions can be biased by neural activity before one becomes consciously aware of intending to act [Bode et al., 2011; Haggard, 2005; Libet, 1985; Soon et al., 2008; Wegner, 2003]. However, the “decisions” made in these experimental paradigms are generally low‐level, involving only arbitrary perceptual or motor tasks without a hedonic component. The extent to which pre‐existing neural processes can predetermine more abstract high‐level decisions that involve the meaningful evaluation of a stimulus and one's reaction to that stimulus remains unclear.
Considering previous behavioral evidence for exogenous biases in high‐level decisions and neural evidence for endogenous biases in low‐level decisions, we hypothesized that endogenous biases might also exist for high‐level decisions and manifest themselves as neural signals detectable before the information relevant to a decision is presented. Using multivariate pattern analysis of blood‐oxygen‐level‐dependent (BOLD) functional magnetic resonance imaging (fMRI) signals, here we investigated this possibility with an aesthetic judgment task by establishing to what extent and how neural signals that exist before stimulus onset can predict people's decisions when evaluating visual stimuli in terms of aesthetic value. Subjects made evaluations on a binary scale using the two hands with balanced response mapping, such that biases at the level of the evaluation could be dissociated from biases at the level of the motor response.
MATERIALS AND METHODS
Participants
Fifteen adult volunteers (8 males) between 18 and 30 years old participated in the fMRI study. Thirteen adult volunteers participated in the behavioral study. Participants were healthy and right‐handed and had normal or corrected‐to‐normal visual acuity. Participants provided informed written consent within a protocol approved by the Massachusetts Institute of Technology Committee on the Use of Humans as Experimental Subjects or the Duke‐NUS Medical School Institutional Review Board. Participants were paid 60 USD for the fMRI study or 15 SGD for the behavioral study. One of the 15 participants had to be excluded from the imaging data analysis because the raw data were unreadable.
Experimental Procedures
Scanning was performed with the Athinoula A. Martinos Imaging Center's 3‐T Siemens Trio scanner at the McGovern Institute for Brain Research at the Massachusetts Institute of Technology in Cambridge, MA. Functional MRI runs were acquired using a gradient‐echo, echo‐planar sequence (TR = 2 s, TE = 30 ms, 2 x 2 x 3 mm3 + 10% distance factor). Thirty‐two slices were collected with a 32‐channel head coil. Slices were oriented roughly parallel to the calcarine sulcus and covered the whole brain with the exception of minimal dropout in the temporal poles and ventral cerebellum.
The stimulus configuration is shown in Figure 1. For each trial subjects viewed one of 280 novel, abstract visual stimuli, which were taken from the Electric Sheep screensaver software (http://electricsheep.org). Static images with a resolution of 640 x 400 pixels were captured from dynamic fractal flames and converted to grayscale. Each stimulus was presented once to each subject for 500 ms against a dark gray background and subtended 11.2° x 7.0° of visual angle. Following each stimulus presentation, subjects were presented with the words “Like” and “Dislike” in the two visual hemifields centered 2.2° away from fixation. Subjects were required to press one of two buttons using the index fingers of the corresponding hands within 1500 ms to indicate whether or not they liked each image as a two‐alternative forced choice (2AFC). Halfway through the experiment, subjects were required to switch the hands that corresponded to the “like” and “dislike” responses according to the instructional cues. The slow event‐related design included a minimum inter‐trial interval of 18 s to prevent responses to previous trials from influencing the pre‐stimulus signal. For 16 s prior to the onset of each stimulus, subjects fixated and were preoccupied with a distractor task for which they counted flashes of red squares subtending 0.3° x 0.3°. A red square was presented at the beginning of each second for 500 ms with 50% probability. For the final 2 s of each trial, subjects were presented with the correct count of flashes of red squares in one hemifield alongside the correct count plus or minus 1, 2, or 3 (randomly selected with equal probability) in the other hemifield and required to press one of two buttons using the corresponding hands to indicate which was the correct number (2AFC). All instructional cues, consisting of white text that subtended 0.6° along the vertical axis, were removed immediately after subjects' responses. All stimuli were centered on a black‐and‐white fixation cross subtending 0.6° x 0.6°. While being scanned, all subjects completed 13 or 14 runs, each with a duration of 400 s. The order of runs was randomized for each subject, and the order of 20 trials was randomized within each run.
Figure 1.
Stimuli and procedures. Following each stimulus presentation, subjects were presented with the words “Like” and “Dislike” in the two visual hemifields and required to press one of two buttons using the corresponding hands within 1,500 ms to indicate whether they liked the image. For the final 2 s of each trial, subjects were presented with the correct count of flashes of red squares in one hemifield alongside the correct count plus or minus 1, 2, or 3 in the other hemifield and required to press one of two buttons to indicate which was the correct number.
Behavioral Data Analysis
To verify that our subjects were engaged in the aesthetic judgment task, we calculated the proportion of subjects who liked each image and compared the distribution of stimulus likeability across subjects with that of randomized data, which aligned with a Gaussian distribution. Moreover, we calculated the proportions of trials for which each subject reported that he or she liked the image or responded with the left hand and compared these proportions with the chance level of 50% using a two‐tailed one‐sample t‐test.
As further verification, we additionally compared the Fourier amplitude spectra of the 9 most liked images, which were liked by at least 13 of 15 subjects, and the 9 most disliked images, which were liked by at most 3 subjects. We first generated the two‐dimensional discrete Fourier transform of each image and shifted the zero‐frequency component to the center of each spectrum. We then calculated the natural logarithm of the absolute value of the intensity values within each spectrum. A two‐tailed paired‐sample t‐test was performed on each pixel of the spectra to compare the most liked and most disliked images.
To determine whether responses to previous trials drove the predictive power of subsequent pre‐stimulus brain states, we also determined whether or not a disproportionate number of trials were immediately preceded by the same behavioral response using a two‐tailed one‐sample t‐test. An absence of behavioral response dependency would suggest that predictive pre‐existing neural activity emerges endogenously.
Imaging Data Analysis
Imaging data pre‐processing and analysis were conducted using FreeSurfer (http://surfer.nmr.mgh.harvard.edu/) and MATLAB (MathWorks). Pre‐processing included spike detection and filtering, motion correction to the first functional scan using the AFNI motion correction tool (http://afni.nimh.nih.gov/afni//), intensity normalization for each run, and resampling into Talairach stereotaxic space [Talairach and Tournoux, 1988]. For feature selection equal numbers of “ROI trials” from the four conditions—that is, “like (left),” “dislike (right),” “like (right),” and “dislike (left)”—were used to define regions of interest (ROIs) with BOLD activity reflecting preference‐ or effector‐based information distinguishing “like” and “dislike” responses or “left” and “right” responses, respectively. To ensure that each condition was represented with an equal amount of data, the number of “ROI trials” per condition was set to be 5 fewer than the minimum number of trials among the 4 conditions. (For example, given 30, 25, 20, and 15 trials from each condition, respectively, for a subject, the first 10 trials from each condition would be used to define ROIs.) The remaining “test trials” were reserved as a separate data set for out‐of‐sample validation.
Searchlight‐Based Feature Selection
Event‐related time courses of the BOLD signal were estimated from 10 s before to 18 s after stimulus onset using a finite impulse response model and submitted to a whole‐brain “searchlight” analysis (Fig. 2a; Kriegeskorte et al., 2006). For the sake of a hypothesis‐driven approach, pre‐stimulus activity was defined as the mean of the BOLD signal across the 3 time points preceding stimulus onset (t = −6, −4, −2 s) a priori, whereas post‐stimulus activity corresponded to the mean across the 3 time points enveloping the peak of the hemodynamic response (t = 4, 6, 8 s). For each voxel we defined a searchlight cube with sides of 5 voxels centered on the original voxel. Local spatial patterns of BOLD activity were extracted separately from odd and even runs for 4 pairs of conditions (i.e., “like,” “dislike,” “left,” and “right”) and normalized by subtracting the mean signal across all conditions for each voxel. Within each searchlight cube we computed the split‐half correlations within and between the spatial patterns of the “like” and “dislike” pairs of conditions, as well as within and between the spatial patterns of the “left” and “right” pairs of conditions. The split‐half correlations between conditions were subtracted from the split‐half correlations within conditions to yield a distance metric, d, between “like” and “dislike” or between “left” and “right.” This multivariate method, similar to that used by Haxby et al. [2001], reveals information discriminating two events in a given region if the spatial pattern of activity in that region is more similar for two patterns produced by the same event than for another pair produced by two different events—that is, if d ld > 0 for d ld = mean(r(likeodd, likeeven), r(dislikeodd, dislikeeven)) − mean(r(likeodd, dislikeeven), r(likeeven, dislikeodd)).
Figure 2.
Imaging analysis methods. (a) Searchlight‐based feature selection. Event‐related time courses of the BOLD signal were estimated from 10 s before to 18 s after stimulus onset using a finite impulse response model and submitted to a whole‐brain “searchlight” analysis. Within each searchlight cube we computed the split‐half correlations within and between the spatial patterns of the “like” and “dislike” pairs of conditions, as well as within and between the spatial patterns of the “left” and “right” pairs of conditions. (b) Out‐of‐sample validation. Out‐of‐sample tests were conducted across subjects using all voxels in the networks of ROIs revealed by the pre‐stimulus preference‐ and effector‐based analyses. We examined whether the mean pattern of activation of the network across the 3 time points preceding stimulus onset for a given condition pair (e.g., “like”) across “test trials” was more correlated with the mean pattern of activation across “ROI trials” from the same condition pair than from a different condition pair.
A right‐tailed one‐sample t‐test was performed across subjects on each voxel to compare the distance metrics between “like” and “dislike” and between “left” and “right” with the chance level of 0 separately for both pre‐ and post‐stimulus BOLD signals. The t‐values generated were smoothed as the mean across each searchlight cube to isolate clusters of voxels contributing to local patterns of information. ROIs were defined using voxels with local spatial patterns of either pre‐ or post‐stimulus BOLD activity that discriminated either between the “like” and “dislike” condition pairs (in the case of the preference‐based analysis) or between the “left” and “right” condition pairs (in the case of the effector‐based analysis). Clusters including at least 9 contiguous voxels were first delineated with threshold P < 0.01 a priori. The threshold was lowered to P < 0.025 in the case of the pre‐stimulus effector‐based analysis to yield a voxel extent that was comparable to that of the pre‐stimulus preference‐based analysis because valid comparisons of out‐of‐sample performance require comparable dimensionality and statistical power across data sets.
Out‐of‐Sample Validation
Out‐of‐sample tests were conducted across subjects using all voxels in the networks of ROIs revealed by the pre‐stimulus preference‐ and effector‐based analyses (Fig. 2b). For normalization the mean response across all voxels and across all conditions was first subtracted from the response to each condition pair. We first examined whether the mean pattern of activation of the network across the 3 time points preceding stimulus onset for a given condition pair (e.g., “like”) across “test trials” was more correlated with the mean pattern of activation across “ROI trials” from the same condition pair than from a different condition pair. The distance metric, d, was computed for each subject, averaged across subjects, and compared with the chance level of 0 using a right‐tailed one‐sample t‐test. We also tested for correlations between pre‐stimulus predictive power (i.e., the distance metric) and behavioral response dependency on the previous trial across subjects to determine whether response dependency in a subset of subjects drove the effect.
Furthermore, we determined whether stimulus‐evoked responses persisted in subsequent pre‐stimulus epochs. We examined whether networks that encoded predictive pre‐stimulus information also simultaneously discriminated responses from the previous trial and whether they also encoded post‐stimulus information that could discriminate stimulus‐evoked responses across the 3 time points enveloping the peak of the hemodynamic response 4 s after stimulation. If networks that encoded predictive pre‐stimulus information were to not encode post‐stimulus information, this would suggest that the predictive power of pre‐stimulus signals was not mediated by preceding post‐stimulus signals. Post‐hoc t‐tests were also performed on the distance metrics at the 3 time points preceding stimulus onset and the 3 time points enveloping the peak of the hemodynamic response for additional validation.
Follow‐Up Behavioral Experiment
We conducted a separate behavioral experiment to further quantify the strength and stability of people's preferences for our particular stimulus set. For each subject we randomly sampled 120 of the original 280 images used for the fMRI experiment and asked him or her to perform the same aesthetic‐judgment task outside the scanner without knowledge that he or she would perform the same task again. The subject returned for a second session 3 days later expecting a different task but was instead required to evaluate the same 120 images in a newly randomized order. The procedures were otherwise identical to those of the fMRI experiment.
RESULTS
Behavioral Results
The distribution of stimulus likeability (i.e., the proportion of subjects who liked each image) is shown with a randomized distribution in Figure 3a. The actual distribution has a median of 9 “like” responses (out of 15 total) and is negatively skewed (g 1 = −0.216). Subjects reported that they liked the images for 57.04% of trials (SEM = 2.77%), which was significantly greater than the chance level of 50% (P = 0.023). In contrast, subjects responded with the right hand for only 50.34% of trials (SEM = 1.20%), which was not different from the chance level (P = 0.781). Subjects repeated the response executed during the preceding trial for only 50.86% of trials (SEM = 0.96%), which was not different from the chance level of 50% (P = 0.390), thus ruling out possible confounds related to response dependency [Lages and Jaworska, 2012].
Figure 3.
Behavioral results. (a) The distribution of stimulus likeability (bars) is shown with a randomized distribution (dashed line). The distribution has a median of 9 “like” responses (out of 15 total) and is negatively skewed (g 1 = ‐0.216) (b/c) The Fourier amplitude spectra of the most liked images (b) and the most disliked images (c). The units are arbitrary. (d/e) Results of t‐tests performed between the spectra for each pixel.
The Fourier amplitude spectra of the 9 most liked images (Fig. 3b) and the 9 most disliked images (Fig. 3c) are shown alongside the results of the t‐tests between them for each pixel (Figs. 3d and 3e). Increased intensity in the periphery of the liked spectrum indicates that the most liked images contain more high‐frequency components. Increased intensity along the cardinal axes of the disliked spectrum indicates that the most disliked images contain more rigid vertical and horizontal components.
For the follow‐up behavioral experiment subjects responded with consistent preferences—that is, liking previously liked stimuli and disliking previously disliked ones—for 66.77% of trials (SEM = 3.44%) when evaluating the stimuli the second time. This rate of consistency was not only significantly greater than the chance level of 50% (P < 10−4), but also significantly lesser than 100% (P < 10−4), suggesting the potential for stimulus‐independent biases.
These behavioral findings together demonstrate that subjects were properly engaged in the aesthetic‐judgment task and submitted meaningful responses.
Imaging Results
The ROIs containing voxels with local spatial patterns of either pre‐ or post‐stimulus BOLD activity that discriminated between the “like” and “dislike” condition pairs or between the “left” and “right” condition pairs from the preference‐ or effector‐based analyses, respectively, are listed in Table 1. The pre‐stimulus preference‐based network is shown in Figure 4. These results indicate (1) that there is no overlap between the network of brain regions with predictive activity distinguishing evaluations and the network distinguishing motor response, suggesting the existence of parallel biases at the levels of the evaluation and the motor response, and (2) that there is little overlap (157 voxels or 10.89%) between the networks with pre‐ and post‐stimulus (i.e., predictive and stimulus‐evoked) activity distinguishing evaluations, suggesting that the antecedent biases of these decisions do not merely reflect amplified pre‐activation of regions that consequentially respond to stimulation or evaluation. The dissociations between preference‐ and effector‐related activity and between pre‐ and post‐stimulus activity were corroborated by the following analyses.
Table 1.
Results of searchlight‐based feature selection
Region | BA | L/R | n | x | y | z | t |
---|---|---|---|---|---|---|---|
Like/Dislike, Pre‐stimulus | 742 voxels | ||||||
Superior frontal gyrus | 8 | B | 83 | −4 | 47 | 55 | 2.95 |
Superior frontal gyrus | 8 | L | 251 | −30 | 45 | 39 | 4.03 |
Medial frontal gyrus | 6 | R | 79 | 4 | 43 | 37 | 2.91 |
Anterior cingulate gyrus | 32 | R | 148 | 14 | 35 | 21 | 3.43 |
Inferior frontal gyrus | 47 | R | 11 | 44 | 17 | −5 | 2.86 |
Medial frontal gyrus | 12 | L | 99 | −20 | 51 | −11 | 3.2 |
Superior frontal gyrus | 10 | L | 53 | −32 | 67 | −13 | 2.95 |
Straight gyrus | 11 | R | 18 | 0 | 25 | −19 | 3.07 |
Left/Right, Pre‐stimulus | 857 | ||||||
Postcentral gyrus | 40 | R | 238 (90) | 22 | −41 | 63 | 3.45a |
Medial frontal gyrus | 6 | L | 50 | −14 | −7 | 59 | 2.51 |
Precentral gyrus | 6 | R | 26 | 26 | −19 | 55 | 2.4 |
Postcentral gyrus | 5 | L | 51 (5) | −24 | −39 | 53 | 2.76a |
Medial frontal gyrus | 6 | L | 15 | −8 | 1 | 49 | 2.37 |
Middle frontal gyrus | 8 | R | 14 | 26 | 27 | 43 | 2.34 |
Superior frontal gyrus | 8 | R | 33 | 24 | 39 | 39 | 2.52 |
Inferior parietal lobule | 40 | R | 134 (30) | 66 | −27 | 37 | 2.98a |
Superior frontal gyrus | 9 | L | 132 (18) | −22 | 67 | 35 | 2.91a |
Inferior frontal gyrus | 9 | R | 19 | 46 | 15 | 25 | 2.38 |
Postcentral gyrus | 43 | L | 38 | −64 | −9 | 19 | 2.33 |
Medial frontal gyrus | 10 | L | 9 | −20 | 51 | 9 | 2.31 |
Precentral gyrus | 6 | L | 47 | −52 | −7 | 7 | 2.54 |
Insula | 13 | R | 13 | 40 | 7 | −1 | 2.33 |
Inferior temporal gyrus | 20 | R | 17 | 50 | −35 | −7 | 2.38 |
Middle frontal gyrus | 11 | L | 21 | −38 | 65 | −23 | 2.58 |
Like/Dislike, Post‐stimulus | 2276 | ||||||
Superior frontal gyrus | 6 | L | 33 | −26 | −7 | 63 | 2.91 |
Superior parietal lobule | 7 | L | 146 | −24 | −61 | 59 | 4.09 |
Precuneus | 7 | B | 420 | 4 | −45 | 57 | 3.28 |
Middle frontal gyrus | 8 | R | 391 | 40 | 33 | 43 | 3.84 |
Middle frontal gyrus | 9 | L | 423 | −30 | 45 | 37 | 3.68 |
Postcentral gyrus | 2 | L | 61 | −58 | −19 | 33 | 2.94 |
Superior occipital gyrus | 19 | R | 85 | 36 | −85 | 25 | 3.11 |
Cuneus | 18 | R | 87 | 10 | −85 | 23 | 3.43 |
Anterior cingulate gyrus | 33 | R | 179 | 18 | 19 | 15 | 4.23 |
Middle frontal gyrus | 46 | L | 285 | −48 | 51 | 7 | 3.8 |
Precentral gyrus | 44 | L | 11 | −44 | 11 | 7 | 2.8 |
Superior temporal gyrus | 22 | L | 54 | −52 | −5 | 5 | 3.22 |
Inferior frontal gyrus | 45 | L | 38 | −46 | 25 | −3 | 2.92 |
Cerebellum | − | L | 39 | −26 | −75 | −23 | 3.13 |
Middle temporal gyrus | 21 | L | 24 | −56 | 5 | −27 | 3.13 |
Left/Right, Post‐stimulus | 3891 | ||||||
Superior frontal gyrus | 6 | R | 11 | 4 | 1 | 77 | 2.87 |
Postcentral gyrus | 4 | R | 10 | 20 | −27 | 77 | 2.91 |
Superior frontal gyrus | 6 | R | 32 | 24 | −3 | 73 | 2.97 |
Precentral gyrus | 4 | R | 2189 | 46 | −15 | 61 | 5.19 |
Precentral gyrus | 4 | L | 1470 | −44 | −33 | 57 | 4.14 |
Middle frontal gyrus | 6 | L | 10 | −22 | −1 | 53 | 2.85 |
Precuneus | 7 | R | 37 | 14 | −57 | 45 | 2.97 |
Superior frontal gyrus | 10 | L | 22 | −12 | 67 | 17 | 3.15 |
Postcentral gyrus | 43 | R | 91 | 56 | −15 | 17 | 3.2 |
Postcentral gyrus | 43 | L | 19 | −54 | −19 | 13 | 2.87 |
Anatomical regions, Brodmann areas (BA), hemispheres (L/R; L: left, R: right, B: bilateral), voxel extents (n), Talairach coordinates (x, y, z), and maximal t‐values (t) are shown for 4 analyses. ROIs were defined using voxels with local spatial patterns of either pre‐stimulus or post‐stimulus BOLD activity that discriminated either between the “like” and “dislike” condition pairs (in the case of the preference‐based analysis) or between the “left” and “right” condition pairs (in the case of the effector‐based analysis). Clusters including at least 9 contiguous voxels were first delineated with threshold P < 0.01 a priori. The threshold was lowered to P < 0.025 in the case of the pre‐stimulus effector‐based analysis to yield a voxel extent that was comparable with that of the pre‐stimulus preference‐based analysis because valid comparisons of out‐of‐sample performance require comparable dimensionality and statistical power across data sets. Clusters from the pre‐stimulus effector‐based analysis above a threshold of P < 0.01 have t‐values marked with an asterisk and voxel extents indicated in parentheses.
P < 0.01.
Figure 4.
Results of searchlight‐based feature selection. 8 ROIs containing voxels with local spatial patterns of pre‐stimulus BOLD activity that discriminated between the “like” and “dislike” condition pairs are shown over a functional image averaged across subjects. Clusters with a minimum size of 9 voxels were delineated with threshold P < 0.01.
The time courses of the distance metric for the voxels identified with the preference‐based and effector‐based analyses of pre‐stimulus activity are shown with the results of tests for pre‐ and post‐stimulus information in Figure 5. The spatial pattern of BOLD activity across all voxels in the preference‐based network of 8 ROIs encoded significantly predictive information relevant to the aesthetic judgment before stimulus onset (d = 0.030, P = 0.012) but was only marginally predictive after onset (d = 0.023, P = 0.073). In contrast, the same voxels did not encode information about the motor decision (d = 0.008, P = 0.252; d = 0.007, P = 0.124). Post‐hoc tests confirmed the presence of information 6 and 2 seconds before stimulus onset (d = 0.097, P = 0.018; d = 0.101, P = 0.049). The spatial pattern of BOLD activity across the effector‐based network of 16 ROIs likewise encoded significantly predictive information relevant to the motor decision before stimulus onset (d = 0.018, P = 0.007), but not after (d = 0.001, P = 0.343). The same voxels encoded only marginally predictive information about the aesthetic judgment (d = 0.011, P = 0.054; d = 0.005, P = 0.100). Post‐hoc tests confirmed the presence of information 6 and 2 s before stimulus onset (d = 0.100, P < 10−3; d = 0.090, P = 0.016).
Figure 5.
Results of out‐of‐sample validation. (a) The spatial pattern of BOLD activity across the preference‐based network encoded significantly predictive information relevant to the aesthetic judgment before stimulus onset (d = 0.030, P = 0.012) but was only marginally predictive after onset (d = 0.023, P = 0.073). Post‐hoc tests confirmed the presence of information 6 and 2 s before stimulus onset (d = 0.097, P = 0.018; d = 0.101, P = 0.049). (b) The same voxels did not encode information about the motor decision (d = 0.008, P = 0.252; d = 0.007, P = 0.124). (c) The spatial pattern of BOLD activity across the effector‐based network encoded only marginally predictive information about the aesthetic judgment (d = 0.011, P = 0.054; d = 0.005, P = 0.100). (d) The same voxels encoded significantly predictive information relevant to the motor decision before stimulus onset (d = 0.018, P = 0.007), but not after (d = 0.001, P = 0.343). Post‐hoc tests confirmed the presence of information 6 and 2 s before stimulus onset (d = 0.100, P < 10−3; d = 0.090, P = 0.016). Horizontal lines indicate tests for the pre‐ and post‐stimulus phases. Dashed vertical lines indicate stimulus onset. Asterisks indicate significance. Error bars indicate standard errors across subjects.
Neither network encoding predictive pre‐stimulus information discriminated behavior from the previous trial (P > 0.05) or encoded post‐stimulus information that could discriminate stimulus‐evoked responses (P > 0.05), suggesting that post‐stimulus signals did not drive signals from subsequent pre‐stimulus epochs in these networks. Moreover, there was no correlation between mean pre‐stimulus predictive power and behavioral response dependency on previous trials across subjects for either the preference‐ or effector‐based analyses (r = 0.131, P = 0.656; r = −0.216, P = 0.459). None of the ROIs individually encoded significantly predictive information relevant to either the evaluation or the motor response according to the out‐of‐sample distance metric (P > 0.05). Whereas spatial patterns of activity across these networks were predictive of behavior, the average signal intensity in these networks was not (P > 0.05).
DISCUSSION
Our results demonstrate that high‐level value‐based decisions can be biased by pre‐existing brain states as early as 6 s before the stimuli to be evaluated are presented—even without considering the delays of hemodynamic signals. This bias was dissociated from a parallel bias affecting the motor response with distinct neural substrates. The predictive information identified for aesthetic judgment was encoded in a distributed network throughout the frontal lobes. Although after the experiment subjects reported that they responded by evaluating features of the external stimuli in accordance with the task and were able to describe subjectively preferred and non‐preferred features (e.g., symmetry and low contrast, respectively), their decisions were apparently determined in part by irrelevant internal states without their being aware of it. The extent to which these endogenous biases can be accessible to conscious awareness remains to be investigated more rigorously with future research, however. These findings build upon those of previous studies establishing the existence of neural signals that unconsciously predetermine arbitrary, low‐level perceptual [Bode et al., 2012; Boly et al., 2007; Hesselmann et al., 2008a,2008b; Hsieh et al., 2011; Schölvinck et al., 2012; van Dijk et al., 2008; Wyart and Tallon‐Baudry, 2009] and motor decisions [Bode et al., 2011; Libet, 1985; Soon et al., 2008], as well as hidden intentions [Gallivan et al., 2011; Haynes et al., 2007].
Our data point to a network in the frontal lobes including decision‐related regions of ventromedial prefrontal, anterior cingulate, frontopolar, and premotor cortex that globally predetermines whether or not a subject will respond that he or she likes an image. Predictive information was encoded in ventromedial prefrontal and anterior cingulate cortex, regions that have been implicated in the computation of value and value comparison [Blair et al., 2006; Gold and Shadlen, 2007; Rangel and Hare, 2010; Wallis and Kennerley, 2010], as well as frontopolar cortex, which is thought to represent the most abstract apex of a hierarchically organized executive system [Bode et al., 2011; Soon et al., 2008]. In spite of the analysis capturing information independent of the effector used to indicate whether one likes or dislikes an image, it also revealed predictive information in the supplementary motor area and premotor cortex, regions which are traditionally associated with action planning and coordination [Desmurget and Sirigu, 2009; Sadato et al., 1997]. This finding is in line with evidence that premotor areas encode high‐level, effector‐independent representations of goal‐directed actions [Cisek and Kalaska, 2002; Cisek et al., 2003; Gherri et al., 2007]. That is, the activity we identified in premotor areas could have biased subjects to press the button corresponding to “like,” for example, without being biased in favor of a particular hand.
The lack of overlap between pre‐ and post‐stimulus activity suggests that the endogenous neural bias does not merely reflect amplified pre‐activation of brain regions that respond to exogenous factors such as stimulation and task demands or a residual effect driven by previous trials. This is further supported by (1) the lack of an effect of previous responses on behavior and pre‐stimulus neural activity and (2) the fact that these predictive networks did not distinguish stimulus‐evoked responses during the pre‐stimulus phase of the subsequent trial. However, it remains possible that stimulus‐evoked neural activity that was not reflected in the BOLD signal biased subsequent decisions. We used the orthogonal distractor task and a minimum inter‐trial interval of 18 s, which exceeds the relaxation time of the hemodynamic response, to ensure that pre‐stimulus signals were not confounded with post‐stimulus signals from previous trials. As such, the distinction we observed between the neural antecedents and consequences of value‐based decisions suggests the presence of two separate neural mechanisms—one for the anchoring of decisions and another for the execution of decisions.
Such an endogenous neural bias can be conceptualized within the framework of sequential‐sampling models, such as the drift‐diffusion model, as a preliminary shift in the starting point of the evidence‐accumulation process towards a particular decision boundary [Bode et al., 2012; Ratcliff, 1978]. The representation of decision outcomes in pre‐stimulus neural activity as a result of varying criteria for aesthetic judgment is plausible considering that the stimuli were unfamiliar to subjects and evaluated rapidly without preparation. Given that moods have been shown to influence aesthetic judgments [Konecni and Sargent‐Pollok, 1977], another plausible source of the predictive signals observed could be moods or other oscillating affective states. The distractor task between trials was not likely to induce any subtle affective bias because performance was at ceiling for all subjects. Nonetheless, possible effects from high‐frequency fluctuations in moods remain to be investigated. Whereas here we have identified the predictive neural correlates of aesthetic judgment, we suspect that similar patterns of predetermination are at play when making other types of value‐based decisions. Our aesthetic judgment paradigm is particularly well suited for this line of inquiry because it involves a rapid assessment of an abstract stimulus. Such biases likely only have a significant impact on value‐based decisions when the values of attributes of stimuli are ambiguous. If the decision‐making task were heavily stimulus‐driven—such as when evaluating stimuli for which people already have strong preferences—we would not expect pre‐stimulus activity to be nearly as predictive. Nonetheless, investigating the common properties of pre‐existing brain states, the extent to which they predict other types of decisions, and their functional roles remains necessary for future research.
Our finding supports the view that people do not have well‐formulated preferences and often construct utility with the act of making a decision [Ariely and Norton, 2008; Kahneman and Snell, 1992; Payne et al., 1993; Shafir et al., 1993; Slovic, 1995]. That is, one incorporates unstable, irrelevant internal states into the evaluation process instead of merely evaluating attributes of the stimulus itself. This view challenges psychological intuition and traditional economic theories proposing that actions merely reveal stable underlying distributions of hedonic utility and preferences [Samuelson, 1938; Stigler, 1950; Varian, 1992]. Behavioral findings have also demonstrated that choices may alter or even create preferences [Ariely and Norton, 2008]. For example, biases can be induced with the presentation of an anchor prior to a value‐based decision [Ariely et al., 2003]. Generally, conscious decisions are rendered variable by an array of biases insofar as evaluation requires metacognition involving noisy signals [Schwarz, 2004]. Our results demonstrate that such biases may exist in the brain endogenously and operate at multiple levels of representation (e.g., stimulus values and effectors or actions), reflecting modular neural processes competing in parallel. The dissociability of these biases suggests that decisions are made through competition distributed across the relevant levels of representation [Cisek, 2012]. Endogenous brain states of this sort likely do not originate from a systematic source, but rather reflect a more stochastic type of neural noise, which can be construed as another contextual factor that shapes people's preferences and behaviors.
Acknowledgments
We thank Nancy Kanwisher for helpful discussions and comments. We also acknowledge the Athinoula A. Martinos Imaging Center at McGovern Institute for Brain Research, MIT. This research was supported by Duke‐NUS, the Kanwisher lab at MIT, and National Medical Research Council Cooperative Basic Research Grant (New Investigators Grant) BNIG11nov021 to Po‐Jang Hsieh.
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