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Scientific Reports logoLink to Scientific Reports
. 2019 Dec 12;9:18939. doi: 10.1038/s41598-019-55485-0

Tunable three-way topological energy-splitter

Mehul P Makwana 1,2,, Gregory Chaplain 1
PMCID: PMC6908697  PMID: 31831843

Abstract

Strategically combining four structured domains creates the first ever three-way topological energy-splitter; remarkably, this is only possible using a square, or rectangular, lattice, and not the graphene-like structures more commonly used in valleytronics. To achieve this effect, the two mirror symmetries, present within all fully-symmetric square structures, are broken; this leads to two nondistinct interfaces upon which valley-Hall states reside. These interfaces are related to each other via the time-reversal operator and it is this subtlety that allows us to ignite the third outgoing lead. The geometrical construction of our structured medium allows for the three-way splitter to be adiabatically converted into a wave steerer around sharp bends. Due to the tunability of the energies directionality by geometry, our results have far-reaching implications for applications such as beam-splitters, switches and filters across wave physics.

Subject terms: Two-dimensional materials, Applied mathematics, Acoustics, Topological insulators

Introduction

A fundamental understanding of the manipulation and channeling of wave energy underpins advances in device design in acoustics and optics13. For instance, beam-splitters, that split an incident beam of light in two, are extensively used for experiments and devices in quantum computing, astrophysics, relativity theory and other areas of physics4,5. This desire to guide waves, split and redirect them, for broadband frequencies, in a lossless and robust manner, extends well beyond optical devices and into electromagnetism, vibration control and acoustic switches, amongst other fields68. Fortunately, the advent of topological insulators in quantum mechanics9,10, and their translation into classical systems, has led to waveguides that are more broadband and robust than previous designs1115 and ultimately to robust networks1620; however, the vast majority of the topological energy-splitters are based upon graphene-like hexagonal structures and hence restricted to a two-way partitioning of energy. Herein we rectify this with an intelligently engineered three-way topological energy-splitter, the geometrical design of which is based upon the square lattice21,22.

Time-reversal symmetric (TRS) topological guides leverage the discrete valley degrees of freedom that arise from degenerate extrema in Fourier space. When constructing topological guides, graphene-like materials are the prime candidate due to their well-defined KK valleys; these valleys are distinguished by their opposite chirality and related by TRS. The intervalley scattering is heavily suppressed2326 by the large Fourier separation between the two valleys, and each valley becomes an efficient information carrier. These valley modes are attracting growing attention, in part due to their simplicity of construction, leading to the emergent field of valleytronics1015. The primary benefits of these topologically nontrivial modes over, cavity and topologically trivial interfacial modes26, is the additional topological protection afforded by the chiral flux either side of the zero-line modes (ZLMs) and geometrical tunability26 allowing a bend to be adiabatically converted into a splitter (and vice-versa).

The prevalence of graphene-like structures has primarily limited valleytronic devices to two-way energy-splitters; this is motivated by the conservation of chirality at the KK valleys1620,2739. A three-way and a four-way partitioning of energy away from a nodal region was shown in40 and26, respectively, however the latter was dependent upon the tunneling mechanism whilst the former was for a multilayer system. Tunneling would introduce an additional dependency upon the system; namely, the decay length perpendicular to the direction of propagation. Hence, the transmission along the outgoing leads would be heavily contingent upon the location of the mode within the topologically nontrivial band-gap; therefore an alternative method whereby the energy is partitioned away from a well-defined nodal point as opposed to a nodal region is highly desirable. Importantly, this is only possible using a square or rectangular lattice; the three-way energy splitting is dependent upon the equivalence of the interfaces (modulo time-reversal symmetry) that is only achievable using the four-fold symmetric cellular structure. The geometrical tunability, the topological robustness and the three-way partitioning of energy away from a well-defined nodal point are three crucial advantages of the square energy-splitter (see Fig. 1) over competing designs.

Figure 1.

Figure 1

Three-way topological splitter (ω=6.5356) — (a,b) The canonical splitter geometry of four structured quadrants. Different orientation of scatterers in the orange and blue regions. Source is indicated by circle at left edge. (c) Zoom-in of nodal region cells. (d) Displacement field, illustrating the splitting of energy three ways, panels on right illustrate the opposite chirality at the interfaces.

We begin in Sec. 2 by explicitly recasting the continuum plate model into the language of quantum mechanics, utilising a Hamiltonian description, while retaining elements of the continuum language to bridge across the quantum and elastic plate communities. Despite us utilising the structured elastic plate equation, our theories are system independent, hence are transposable to other classical systems. We examine a square cellular structure containing only a single mirror symmetry in Sec. 3; we demonstrate how this restricts a medium, comprised of these cells, to solely yield straight valley-Hall guides i.e. the energy cannot be navigated around a bend. Contrastingly, the structure examined in Sec. 4 contains two mirror symmetries which in turn allows for ZLMs to couple around a bend as well as partition three-ways away from a nodal point. A few concluding remarks are drawn together in Sec. 5.

Results

Formulation

The group theoretic and topological concepts foundational to our approach hold irrespective of any specific two-dimensional scalar wave system. We choose to illustrate them here using a structured thin elastic Kirchhoff- Love (K-L) plate41 for which many results for point scatterers are explicitly available42; the geometrical ideas themselves carry across to photonics, phononics and plasmonics. Displacement Bloch eigenstates |ψnκ satisfy the (non-dimensionalised) K-L equation,

Hˆ|ψnκ=ωnκ2|ψnκ+F(x)|ψnκ,Hˆ=|xδ(xy)x4y|dxdy,F(x)=ωnκ2lp=1PMl(p)ψnκ(x)δ(xxl(p)), 1

for Bloch-wavevector κ, n denoting the eigenmodes and ωn,κ the non-dimensionalised frequency; reaction forces at the point constraints, F(x), introduce dependence upon the direct lattice. The most straightforward constraints, sufficient for our purposes, are point mass-loading F(x) with the reaction forces proportional to the displacement via an effective impedance coefficient. Here l labels each elementary cell that repeats periodically to create the infinite physical plate crystal, and each cell contains p=1P constraints. In an infinite medium the displacements are Bloch eigenfunctions

ψnκ(x)=x|ψnκ=exp(iκx)x|unκ, 2

where |unκ is a periodic eigenstate. The displacements satisfy the following completeness and orthogonality relations:

nκ|ψnκψnκ|=1ˆ,ψnκ|ψmκ=δmnδκ,κ,unκumκexp(iΔκ)dx=δmnδκ,κ, 3

where Δκ=κκ. Due to the completeness of the periodic eigensolution, we can expand |unκ in the complete orthogonal basis set {ujκ0(x)} where κ0 is fixed,

|ψnκ=exp(iκx)|unκ=exp(iκx)mAnm(κ)|umκ0=exp(iΔκx)mAnm(κ)|ψmκ0, 4

where Δκ=κκ0. After substituting (4), into the governing Eq. (1), we explicitly obtain,

exp(iΔκx)mAnm(κ)[(ωmκ02ωnκ2)[1+N,pMN(p)δ(xxN(p))]+4iΔκx3+𝒪(|Δκ|2)]ψjκ0(x)=0. 5

up to first-order in |Δκ|. This expansion will be used in the subsequent section, alongside symmetry considerations, to engineer the Dirac cones. A categorisation of planar structures that yield non-symmetry induced Dirac cones was shown in43.

C2v cellular structure

In this section we examine the cellular structure shown in Fig. 2(a). Spatially, this structure solely has σv reflectional symmetry; however, in Fourier space, it has C2v symmetry, due to the presence of time-reversal symmetry. In subsection 3.1, we utilise the expansion (5) and group theoretical considerations to demonstrate how an accidental Dirac cone is engineered. The effects of σv symmetry breaking, on the bulk bandstructure, are discussed in subsection 3.2. Subsection 3.3 demonstrates how the strategic stacking of geometrically distinct media results in valley-Hall edge states10,15. A ZLM connected to a valley-Hall edge state is shown in subsection 3.4 alongside a justification for why this particular C2v model does not allow for propagation around corners. Since the valley-Hall state is a weak topological state protected solely by symmetry, care must be taken to prohibit backscattering hence knowledge of the long-scale envelope is especially useful for finite length interfaces as it can used to minimise the backscattering. An asymptotic method, more commonly known as high-frequency homogenisation (HFH) allows for the characterisation of this long-scale envelope (see Methods); this is applied to a C2v ZLM in subsection 3.4.

Figure 2.

Figure 2

(a) Cellular structure shown; uniform mass values of 1, lattice constant of 2, centroid to vertex mass distance of 0.45. Pre-perturbation structure has σv symmetry, post-perturbation structure breaks σv symmetry via an angular perturbation of the inclusion set. (b) Shows the irreducible Brillouin zone (IBZ, shaded region) within the Brillouin zone (BZ). (c) Dispersion curves C2v case (when ωA1>ωB1 at N) — Parameter values are different to those in Fig. 2; σv symmetry present within physical space cell. Parameter values: distance between centroid and vertex mass = 0.45, lattice constant = 2, vertex mass value = 1, non-vertex mass value = 0.5. The coloured bands are associated with the SSE. In this instance, A1 curve lies above B1 curve at N, hence there is no band crossing along NX.

Engineering an accidental Dirac cone

Band coupling at high-symmetry point for C2v structure. The point group symmetry of the structure, shown in Fig. 2(a), is GΓ=C2v; this is also the point group symmetry at N, GN=C2v (Table 1). The C2v point group arises from a combination of spatial (reflectional) and time-reversal symmetries; the latter relates κκ. The group theoretical arguments used throughout this subsection, are reminiscent of those found in21 although in our calculations we have applied an actual asymptotic scheme whereby we have judiciously chosen a small parameter with a distinguished limit.

Table 1.

C2v character table.

Classes →
IR ↓
E C2 σv σh Basis functions
A1 +1 +1 +1 +1 x2,y2
A2 +1 +1 −1 −1 xy
B1 +1 −1 +1 −1 x, xy2
B2 +1 −1 −1 +1 y, x2y

The irreducible representations (IRs) at N are one-dimensional hence there is no symmetry induced degeneracy. Despite this, we shall demonstrate in this subsection how two of the IRs can be tuned such that an accidental degeneracy (that is not symmetry repelled) forms. The four solid bands in Fig. 2(c) (bands numbered 3–6 inclusive) are associated with the eigensolutions, shown in Fig. 3, these match the basis function symmetries of the the C2v group (Table 1); hence this indicates that bands 3–6 are symmetry induced and the sequential ordering of them (lowest to highest) is deduced numerically, via the eigensolutions, as: {B2,A1,B1,A2}.

Figure 3.

Figure 3

Eigensolutions, at N, for C2v case with σv symmetry. Panel (a), IR: B2, Basis: y. Panel (b), IR: B1, Basis: x. Panel (c), IR: A1, Basis: x2,y2. Panel (d), IR: A2, Basis: xy.

It is expected, from the dispersion curves (Fig. 2(c)) that the two bands that form the accidental degeneracy, namely A1, B1, have a strong influence on each other whilst the other two symmetry induced bands, B2, A2, will have a limited effect on the local curvature or slope of the A1, B1 bands44; the effect, by the bands that lie outside of bands 3–6, on the A1, B1 bands, is expected to be negligible; to see these points mathematically we initially separate out the eigenket expansion Eq. (4) into two sets of bands; namely, the symmetry set eigensolutions (SSE), bands 3–6, and those that lie outside the SSE,

|ψnκ=exp(iΔκx)[jSSEAnj(κ)|ψjκ0+αSSEAnα(κ)|ψακ0]. 6

Motivated by the orthogonality condition (3) and the expansion (6), we multiply Eq. (4), by ψlκ0(x) or ψβκ0(x) (where lSSE, βSSE) before integrating over the primitive cell to obtain the following two equations,

(ωnκ2ωlκ02)ΛlAnl=jHljAnj+αHlαAnα,(ωnκ2ωβκ02)Anβ=jHβjAnj+αHβαAnα 7

where the κ dependence of the weighting coefficients has been dropped; Λl,Hab,Hab are explicitly,

Λl=1+pMI(p)|ψlκ0(xI(p))|2,Hab=Δκψaκ0|4ix|ψbκ0+𝒪(|Δκ|2), 8
Hab=Hab+δab(ωnκ2ωbκ02)pMI(p)ψaκ0(xI(p))ψbκ0(xI(p))+O(|Δκ|2). 9

Rearranging the second equation in (7) to,

Anβ=jHβjAnj+αHβαAnα(ωnκ2ωβκ02) 10

and substituting this into the second summation of the first equation gives,

(ωnκ2ωlκ02)ΛlAnl=jHljAnj+jAnjαHlαHαj(ωnκ2ωακ02), 11

where we have neglected terms which couple states outside the SSE to other states outside the SSE. If we let n=lSSE and κ=κ0+Δκ then the frequency term on the left-hand side is expanded to yield,

ωnκ2=ωlκ02+2ωlκ0Δκκωlκ0+O(|Δκ|2). 12

Hence, from this expansion it is easy to see that the second summation in (11), that couples states within the SSE to those outside, falls into second-order hence the effective first-order equation is,

(2ωlκ0ΔωlΛl)Anl=jSSEHljAnj, 13

where Δωl=ωlκωlκ0 and lSSE. Notably, the higher-order corrections, that encompass the coupling between bands within the SSE to those outside, provide the band curvature details away from a locally linear point. In this instance, Eq. (13) is a 4 × 4 matrix eigenvalue problem, where the Hamiltonian, with components Hlj, is Hermitian. If, for a particular κ0, the first-order term is zero we would have to proceed to second-order; here additional terms would come from the fourth-ordered derivative, the ωlκ expansion and band coupling between outside SSE and inside SSE bands.

Compatibility relations and band tunability along NX. Bands tend to vary continuously except possibly at accidental degeneracies where modal inversion may occur which in turn leads to a discontinuity of the intersecting surfaces. Hence, the eigenfunctions continuously transform as you progress along a continuous IBZ path of simple eigenvalues. The associated IRs, that describe the transformation properties of the eigenfunctions, themselves smoothly transition into IRs that belong to the point groups along N Γ or NX.

In physical space the cellular structure only has σv spatial symmetry, this is equivalent to σh symmetry in Fourier space, Fig. 4(b). Recall the definition of a point group symmetry, i.e. any symmetry operator RˆGΓ that satisfies, Rˆκ=κmodG, where G is a reciprocal lattice basis vector; this implies that κNX solely has the mirror symmetry operator, σh within its point group. Similarly, for a κΓN, only the vertical mirror symmetry operator, σvC2v, satisfies the point group criterion. The symmetries of the eigenfunctions, for a κ belonging to either of the paths, NX and NΓ, are shown within the basis functions column of the σv,h Table 2. If we solely consider the two strongly coupled bands, represented by the IRs A1 and B1, then the associated eigenfunctions transitional behaviour, away from N, is described by the σv,h character table. Due to the continuity of the bands the A1,B1 IRs belonging to the C2v table will transform into the IRs, of the σv,h table, as we move away from N; the relationships between different IRs are more commonly referred to as compatibility relations44,45. Initially, we consider symmetry σh, the eigenstates at N and along NX satisfy the following,

Pˆσh|ψA1,B1=±|ψA1,B1,Pˆσh|ψA,B=±|ψA,B. 14
Figure 4.

Figure 4

Physical and Fourier space cells — (a) Cellular structure in physical space. (b) IBZ (shaded region) shown within BZ. Presence of σv symmetry in physical space translates into σh symmetry in Fourier space, this explains the symmetrical placement of the Dirac cones (blue circles) either side of σh. (c) Unfurled IBZ path. Symmetries and IRs, along the paths ΓNX, are shown. Panel (d) Effect of parametric tuning on A,B bands — When B curve lies about the A curve, the parameters denoted by ΛA,B can be altered to change the intersection location. For our model, the number of masses, their location (σv symmetry preserved) and their mass values can all be varied. Panel (e) Dispersion curves C2v case (when ωB1>ωA1 at N) — Parameter values same as those in Fig. 2; σv symmetry present within physical space cell. In this instance, B1 curve lies above A1 curve at N, hence there is band crossing along NX.

Table 2.

σv,h character table and selected portion of C2v character table.

Classes →
IR ↓
σh σv Basis functions
A1 +1 +1 x2,y2,xy
B1 −1 +1 x,xy2

Classes

IR

E σv,h Basis functions
A +1 +1 x2,y2,xy
B +1 −1 x,y,x2y,xy2

Hence, the bands (A1,B1) (at N) are compatible with (A,B) (along NX). Physically, this transition is also evident from the eigensolutions; as B1B the eigensolution may also satisfy oddness relative to the x-axis (see Fig. 3). Similarly, at N and along NΓ, the eigenstates transform under σv as,

Pˆσv|ψA1,B1=±|ψA1,B1,Pˆσv|ψA,B=+|ψA,B. 15

This implies that the bands (A1,B1) (at N) are compatible with (A,A) (along NΓ). These compatibility relations are summarised pictorially in the unfurled IBZ path (Fig. 4(c)). Importantly, note that, in deriving Eq. (13) we have only assumed that κ0 belongs to a particular symmetry set band (surfaces 3–6) (the band at κ0 must be continuously connected to the same band at N). Therefore, the compatibility relations allow us to choose any expansion point along the the path ΓNX where the eigenfunction basis set, Eq. (4), transforms accordingly i.e. |ψA1|ψA.

In order to solve the 2-band eigenvalue problem, Eq. (13), we compute the determinant of the truncated matrix,

|2ωAΔωAΛAΔκxψA|x3+xy2|ψBΔκxψA|x3+xy2|ψB2ωBΔωBΛB|=0,

where parity considerations44,45 allows for simplification of the Hermitian matrix; the eigensolutions are evaluated at κ0. Solving the eigenvalue problem yields the following result,

2ωA,BΔωA,BΛA,B=±ΔκxψA|x3+xy2|ψB, 16

where the ± corresponds to the A,B bands, respectively. This result implies that the A,B bands have an identical slope, albeit with opposite gradients; hence, if, at N an instance can be found where ωB1>ωA1 then the bands will invariably cross along the path NX. The parametric variation afforded to us, and encompassed in the variable ΛA,B, merely increases or decreases the slope thereby increasing or decreasing the distance between N and the Dirac point. Note that the Dirac cone occurs along the spatial symmetry path, σh, of the structure due to the opposite parities of the A,B bands; band repulsion occurs along the NΓ path22 thereby resulting in a partial band gap along NΓ. If ωB1>ωA1, then the partial gap along NΓ isolates the Dirac cone along a portion of the IBZ path, ΓNX.

The distance between the Dirac and high-symmetry point is highly relevant for the transmission properties of the topological guide26 stated that the transmission is better for short wave envelopes, as opposed to long wave envelopes, hence, for transmission post the nodal region, it is desirable to increase the distance between the Dirac cone and N. The latter is true due to the connection between the bulk and projected bandstructures46; the bulk BZ is reduced to a one-dimensional BZ because the only relevant wavevector component for a straight guide is the one parallel to the ZLM. All wavevectors are projected onto the ΓM line in Fourier space, hence if the distance between N and the Dirac cone is increased then the Fourier separation between oppositely propagating modes, along the topological guide, would be increased. A mechanism to do this would be by altering the system parameters; Fig. 4(d,e) and Eq. (16) demonstrate that the slopes of the A and B bands can be increased or decreased by the system parameters thereby altering the position of the band intersection.

Breaking σv symmetry

From the previous subsection we know that when the σv symmetry is preserved an accidental Dirac degeneracy can be created; the bands coalescing along NX in Fig. 5(b) are parametrically engineered to do so. An important nuance is that the Dirac points are solely located along the two high-symmetry lines (HSLs), parallel to σh, and not along the perpendicular HSLs (see Fig. 4(b)); this is critical when it comes to energy-splitting. The σv symmetry is lost in Fourier space when the internal set of inclusions is rotated and this breaks open the Dirac point to create a band-gap, Fig. 5(c). The locally quadratic curves, in the vicinity of the former Dirac cones, are commonly referred to as “valleys” and they carry nonzero valley Chern numbers (Fig. 5(a)) which in turn leads to the generation of valley-Hall edge modes47,48. The valley Chern number (Cv) is formally defined as follows,

Cv=12πSκ×iψnκ|x|ψnκdκ=i2πγψnκ|x|ψnκdl=i2πγjAnj(κ)κAnj(κ)dl=ϕ2π, 17

where the surface and line integrals are computed in the vicinity of the valleys, ϕ denotes the Berry phase and the Kohn-Luttinger coefficients, Anj(κ), are derived from a variation of Eq. (13) that contains the perturbation terms15. Both, Cv and ϕ are dependent upon the perturbation strength and hence are not quantized quantities. Despite this, a topological integer, sgn(Cv), exists that yields a bulk-boundary correspondence valid for specific interfaces49. These interfaces must ensure that regions of opposite sgn(Cv) are not projected onto the same point in Fourier space; hence for the C2v case, from Fig. 5(a), it is evident that an interface associated with the ΓM direction will lead to well-defined topological integers. In the next subsection, we shall show how, the locations of nonzero Cv, dictates how the geometrically distinct media are stacked.

Figure 5.

Figure 5

(a) IBZ (shaded region) within the Brillouin zone (BZ); circles indicate Dirac cone locations pre-perturbation, whilst ± denotes the signum of the post-perturbation Cv. Dirac cones solely along single set of parallel HSLs, not both. Dispersion curves for the C2v case. Panel (b) pre-perturbation curves, when structure in Fig. 2(a) possesses σv symmetry. Rotation of inclusion set in Fig. 2(a) removes σv symmetry and yields the post-perturbation curves shown in panel (c).

C2v adjoining ribbons

Attaching two topological media, with opposite sgn(Cv) yields broadband chiral edge states10. This is achieved by placing one gapped medium, above its σv reflected twin; in essence, the stacking in Fourier space results in regions of opposite sgn(Cv) overlaying each other, this local disparity ensures the presence of valley-Hall edge modes. The two distinct orderings of the media create two distinct interfaces, as seen in Fig. 6(a) one of which supports only the even modes and the other only the odd modes. This evenness and oddness of the edge modes is inherited from the even and odd bulk modes, Fig. 3. The gapless curves are a symptom of the topologically nontrivial nature of the edge states; this is akin to the valley-Hall modes seen for the zigzag interface within hexagonal structures.

Figure 6.

Figure 6

(a) Interfacial dispersion curves and ZLMs — Top: maroon curve arises when blue medium stacked over orange (left-sided ribbons), whilst navy curves, when orange over blue (right-sided ribbons). Left: even-parity ZLM, ω=9.00. Right: odd-parity ZLM, ω=8.60. (b) Odd-parity mode along blue over orange interface; importantly, there is no arrangement for the grey cells that ensures a vertical mode. As there are no well-defined valleys of nonzero Cv along the vertical edges of the BZ in Fig. 5, energy cannot be steered around a π/2 bend. (c) Dipolar source placed at leftmost edge, excites odd-parity ZLM. The periodicity of the long-scale envelope is clearly evident; outline around envelope derived from HFH (Methods). Backscattering can be minimised via parametric variation (by decreasing the wavelength of the energy-carrying envelope).

The simplicity of this construction, the apriori knowledge of how to tessellate the two media to produce these broadband edge states, and the added robustness26 are the main benefits of these topological valley-Hall modes. The additional functionality of having a three-way topological splitter (Fig. 1) comes with a caveat: The Fourier separation between the valleys controls the intervalley scattering and the smaller separation in the square lattice, Fig. 6(a), vis-a-vis that for graphene-like structures26 leads to increased scattering. This can be mitigated as the Fourier separation can be artificially increased by parametrically increasing the distance between the Dirac cone and N in Fig. 5(b) thereby acting to increase the robustness of the edge states against shorter-range defects.

C2v ZLM and absence of post-bend propagation

The property of the C2v case that prohibits propagation around the bend is the absence of well-defined valleys with nonzero Cv, along the vertical HSLs of the BZ, see Fig. 5(a). Hence, there is no arrangement that can be placed to the right of either stacking in Fig. 6(a) to obtain a ZLM perpendicular to the blue-orange interface, Fig. 6(b). The ZLM, Fig. 6(c), has a long-scale periodic envelope that can be captured using an effective medium theory50 (see Methods). Knowledge of the long-scale envelope is especially useful for these finite length interfaces as it can used to minimise the backscattering as one has, in effect, a Fabry-Pérot resonator.

To summarise, for this C2v case, there are ZLMs along straight interfaces, however the energy cannot navigate around a π/2 bend because there is no post-bend mode to couple with.

C4v cellular structure

We now extend the concepts illustrated in Sec. 3 to a cellular structure that possesses C4v point group symmetry at Γ (see Fig. 7(a)). Due to this structure possessing two perpendicular mirror symmetries, as opposed to one, there exists regions of nonzero Cv along both edges of the square BZ, subsection 4.1 (Fig. 7(b)); this will be shown to yield propagation around a corner (subsection 4.2) aswell as a three-way splitting of energy (subsection 4.3). An extensive comparison between the square structures, discussed within this article, and the earlier valleytronics models based upon graphene-like structures1620,2639 will be pictorially shown at the end of subsection 4.3.

Figure 7.

Figure 7

Dispersion curves C4v case — (a) Cellular structure shown; maroon mass value of 1, blue mass value of 2, lattice constant of 2, centroid to vertex mass distance of 0.70. Pre-perturbation structure has σv and σh symmetries, both of these symmetries are broken in the post-perturbation structure. (b) Shows IBZ (shaded region) within the BZ; circles indicate Dirac cone locations pre-perturbation, whilst ± denotes sgn(Cv), post-perturbation. Unlike the C2v case (Fig. 4(b)), Dirac cones now present along both sets of parallel HSLs. (c) Pre-perturbation dispersion curves. We have opted to plot around the IBZ of the C2v case (Fig. 2(b)) in order to explicitly show the Dirac cone that arises from the added σh symmetry. (d) Post-perturbation dispersion curves. If we were to plot along the C4v IBZ an identical band-gap, in location and width, would be present.

Breaking σv,h symmetries

The C4v case, Fig. 7(a), is reminiscent of the C2v case but now with the addition of σh symmetry in physical space. This reflectional symmetry yields additional Dirac cones along, a parallel set of HSLs, perpendicular to those connected with the σv symmetry (Fig. 7(b)). This is evident, for the unperturbed C4v case, in its dispersion curves, Fig. 7(c); note that we have plotted around the C2v IBZ to clearly illustrate the correspondence between the two sets of dispersion curves, Figs. 4(b) and 7(c). The additional Dirac cone, for the C4v case, along XM is due to the additional σh reflectional symmetry in physical space. Rotating the inclusion set (Fig. 7(a)) results in the breaking of both σh,v symmetries thereby opening up a band-gap (Fig. 7(d)). Importantly, an identical band-gap is present whether we’re plotting along the C2v or C4v IBZ’s.

In the subsequent section, we demonstrate how the additional reflectional symmetry enables mode coupling from the pre-bend to post-bend ZLM thereby allowing for energy navigation around a corner.

Propagation around a bend

A crucial property that allows for wave steering for the C4v case is the presence of Dirac cones along both edges of the BZ. Another important property is that, like the C2v case, both, even and odd edge modes exist, however they are now present along the same interface as opposed to different interfaces. The orthogonality of these opposite-parity modes ensures that they do not couple along the same edge. The presence of both parity modes along the same interface (for the C4v case) arises from the relationship between the orange over blue stacking and its reverse (Fig. 8(a,b)). Specifically, it is clearly evident from Fig. 8(a,b) that a right propagating mode for one stacking is a left propagating mode on the other and vice versa. This special property is also what allows for the three-way splitting of energy (see subsection 4.3).

Figure 8.

Figure 8

Interface comparison between C4v case (a,b) and graphene-like structure (c,d) — representative hexagonal structure taken from26. Evidently, the two hexagonal zigzag interfaces that host ZLMs are distinct whilst, the two square interfaces, are identical under TRS. Even and odd-parity edge modes exist along the same interface for the C4v case and different interfaces for the graphene-like structures and C2v cases (Fig. 6(a)). This latter point is what allows for coupling between the pre-bend and post-bend modes, Fig. 10, for the C4v case but not the C2v. Crucially, this property is also what yields three-way splitting for the C4v case, Fig. 1, but not for the graphene-like structures.

We now move onto deriving an edge mode for the C4v case. Due to there being only a single unique interface, we choose to use a Fourier-Hermite spectral method51, that purely finds the decaying solution along a single interface, as opposed to simultaneously along both; the latter occurs when the PWE method is used in conjunction with two-dimensional periodic Bloch conditions. Hence, from Fig. 9, we clearly see that, for a variant of the C4v case, the orange over blue (Fig. 9(a)) or blue over orange (Fig. 9(b)) stacking yields an even-parity decaying mode. More specifically, the orange over blue stacking gives solutions to the right of Γ whilst the blue over orange yields solutions to the left of Γ; this implies that the two stackings host the same mode and are TRS pairs of each other. Note that a parametric variant of the C4v case was used to ensure faster convergence of the Fourier-Hermite spectral method. The local curvature, and thereby the characterisation of the envelope, is obtained for modes in the vicinity of Γ (see asymptotics in the bottom panels of Fig. 9). Similar to the earlier C2v structure the edge states that arise are topologically nontrivial and gapless22.

Figure 9.

Figure 9

C4v even-parity interfacial mode — Left and right columns, panels (a,b), pertain to the orange over blue and blue over orange stackings, respectively. Top panels show eigensolutions obtained from Fourier-Hermite method. Bottom panels show that the even-parity interfacial curve, for both stackings, are identical, HFH asymptotics51 also shown (dashed lines).

Transmission around a bend. The perturbed C4v system has valleys of nonzero Cv along all HSLs of the BZ (Fig. 7(b)). This allows for the strategic arrangement of four structured media such that valleys of opposite sgn(Cv) overlay each other along, both, horizontal and vertical interfaces, Fig. 10(a). This strategic arrangement necessitates the existence of broadband ZLMs along both of these interfaces simultaneously; therefore, unlike the C2v case, energy is navigable around bends.

Figure 10.

Figure 10

Wave-steering and energy-splitting — (a) By extending this nodal region outwards the entire structured domain for both effects is obtained. If the bottom-right quadrants inclusion set is rotated rightwards then a left-sided incident ZLM would follow the red arrows around the bend; leading to the modal pattern in the right panel. If the same set of inclusions is rotated leftwards, then energy is partitioned three-ways away from the nodal point, yielding the three-way energy-splitter, Fig. 1. (b) Example of topological wave steering. Similar to C2v ZLM, Fig. 6(b), long-scale modulation is distinguishable from the short-scale oscillations. Wave steering examples — (a,b) Panels show different examples of high-transmission wave steering. Notably, in each of these cases the long-scale envelope is discernible, and more importantly, the wavelengths of these envelopes is entirely contained within the first lead thereby allowing for near-perfect transmission around the bend. (c) Shows an instance where the the incident ZLM impacts the turning point with maximum amplitude, resulting in significant backscattering. Right-sided panel shows the highly variable transmission of this long-wavelength wave steerer. Transmission is calculated from the ratio of the intensities contained within the two boxes (shown in the upper-left panel). The overlap of the boxes introduces a small numerical error that can yield unphysical transmissions (e.g. ω=6.465).

The four-cell arrangement shown in Fig. 10(a) encompasses the design of the nodal region (and by extending it outwards, the entire region) for the π/2 wave steerer and three-way energy-splitter. If the bottom-right inclusion set is rotated clockwise then a wave incident along the leftmost interface will follow the red arrows around the π/2 bend. The indistinguishable, pre- and post-bend interfaces, ensure that, as the energy traverses the turning point, an even-parity mode will couple into itself. An example of, topological wave steering around a bend, is shown in Fig. 10(b–d). Notably, the π/2 wave steerers observed within hexagonal structures require coupling between a zigzag mode with an armchair mode. The latter termination hosts topologically trivial edge states due to the overlaying regions of identical sgn(Cv) resulting in gapped states. Contrastingly, the structure shown in Fig. 10(a) allows for topologically nontrivial π/2 wave steering.

Similar to the C2v ZLM, the short-scale oscillations are discernible from the long-scale modulation. The importance of this long-scale modulation is numerically elucidated in the subsequent section.

Relevance of envelope to transmission around a bend. The characterisation of the energy-carrying envelope is important, as the tuning of it can lead to higher transmission along finite length interfaces. This principle is elucidated by examining the wave-steering example, Fig. 10(e,f); using finite element integration the intensity of the wave-field in each arm of such a steerer is calculated. The ratio of these intensities is the measure of the transmission of the wave steerer (Fig. 10(f)); this quantity can be seen to oscillate rapidly across the band-gap. This is similar to the behaviour of conventional Fabry-Pérot resonators, where for maximal transmission an integer number of wavelengths must be completely contained in each lead. Thus the length of the interfaces is of importance for optimising the transmission. This effect is clearly seen by the contrast in transmission between Fig. 10(e) and (b–d). Despite the paradigm utilising the valley-Hall topological phase, the robustness and bandwidth of the effect can be further increased, by parametic variation, introducing a TRS-breaking active component, nonlinearity and/or resonators within the nodal region.

Topological 3-way splitter

We now move onto the construction of the three-way energy-splitter; rotating the bottom-right inclusion set anti-clockwise, in Fig. 10(a); results in four partitions of geometrically distinct media. A wave incoming, from the leftmost interface, will now follow, both, the red and green arrows thereby splitting the energy three-ways. The resulting scattering solution, for a monopolar source, is shown in Fig. 1; the topological nature of the modes is demonstrated by the chiral fluxes. The three-way splitter can be tuned to a wave steerer by rotating the cellular structures in lower-right quadrant.

For a mode to couple, from one lead to another, the chirality of the modes must match1620,2639. For the square C4v case this condition is satisfied due to the relationship between the interfaces Fig. 8(a,b); an incident even mode couples to itself along the three exit leads, Figs. 1 and 11(a). The κ excited for the upper and lower leads (Fig. 1) matches the left lead interface (orange over blue), hence an incident even mode at valley K will couple to itself along the upper and lower leads.

Figure 11.

Figure 11

Real (a) and imaginary (b) components of the displacement field shown in Fig. 1. Notably in panel (a), the monopolar source triggers an even-parity ZLM along the left-sided interface; this mode couples into identical parity modes along all three outgoing leads. The absence of excitation along the right-hand lead, in panel (b), indicates that there is a phase difference between this lead and the other three excited leads. Panel (c) Two-way energy-splitting for hexagonal structure and three-way energy-splitting for C4v case — The suppression of intervalley scattering restricts graphene-like structures to two-way splitting of energy. The incoming ZLM, that has group velocity vg>0 and wavevector +κ, is unable to couple to the post-nodal region ZLM, vg>0,κ, due to their differing valley indices.

Importantly, the right-sided interface (blue over orange) is the reverse of the left-sided interface, hence a right propagating mode on the right-sided interface is identical to a left propagating mode on the left-sided interface. Mathematically, the latter implies that κL=κR where κL,R are the wavevectors along the left and right-sided interfaces respectively. Due to the chiral relationship between the interfaces the κL and κR modes conveniently have matching chirality. This allows for the seamless coupling between the left-sided and right-sided modes however there remains a phase difference to account for. In order for the left-sided mode to couple with the right-sided mode a phase must be acquired as the incident wave passes through the nodal point; this is similar to how an incident wave acquires a phase when it passes through a gratings coupler52. This phase difference between the modes implies that κL+κR=0 thereby resulting in a zero imaginary component along the rightward lead, Fig. 11(b). Despite this phase difference, the chiral relationship between the two interfaces, Fig. 8(a,b), ensures that there is conservation of chirality (a necessary condition for topological mode coupling) throughout this four-region structured domain. The relationship between the interfaces is crucial in allowing the third lead to be triggered. This provides further evidence for why only two-way splitting has thus far been obtained for TRS-breaking topological systems5356.

Comparing our design with that of a similar hexagonal network, see1620,2639 and Fig. 11(c), we note that the chirality and/or phase velocity mismatch results in energy being redirected solely along the two vertical partitions (Fig. 11(c)). Additionally there is no such relationship between the blue over orange and orange over blue zigzag interfaces, see Fig. 8(c,d). This conservation of chirality and phase velocity, as well as the two distinct interfaces, restricts the hexagonal structures to two-way energy-splitting1620,2739. A comprehensive pictorial comparison between the C2v, C4v cases described herein and the, more common, topologically nontrivial and trivial hexagonal examples described in26 is shown in Fig. 12.

Figure 12.

Figure 12

Comparison table between different geometrically engineered states. A topologically nontrivial and trivial example are given for the hexagonal structure26; the two square cases are those included within this article: C2v, C4v.

Discussion

We have demonstrated how to geometrically engineer the first-ever broadband three-way energy-splitter. This novel paradigm adds a degree of freedom unavailable to all current designs; namely, the hexagonal valley-Hall energy-splitters1620,2739 and the two-way cavity guide beam-splitters5767. This design is reliant upon the time-reversal relationship between the interfaces and hence serves as a paradigm for all scalar wave systems: plasmonics, photonics, acoustics, as well as, for vectorial systems such as plane-strain elasticity, surface acoustic waves and Maxwell equation systems. The additional degree of freedom afforded by this three-way energy-splitter, along with latest advancements in topological physics, will inevitably lead to a myriad of highly tunable, broadband and efficient crystalline networks.

Methods

Dispersion curves and scattering solutions

The dispersion curves throughout the article were obtained using a combination of standard spectral methods as well as the Galerkin method. The standard scheme utilised an adaptation of the plane-wave expansion method to determine the eigenstates50. Specifically, a doubly periodic Fourier series expansion is employed by applying Floquet-Bloch conditions on opposite sides of the unit cell, resulting in a generalised eigenvalue problem, that is solved for the non-dimensionalised eigenstates presented throughout.

The dispersive behaviour of the edge states is obtained in a similar manner whereby we consider a stretched unit cell centred on the interface between the two media. Floquet-Bloch conditions are applied to both edges of the ribbon and the height of the ribbon is taken such that it is much greater than the decay length of the localised edge states. The relatively slower decay of the C4v edge mode (Fig. 9) required an alternative method; namely, a Galerkin method where the rate of the decay is built into the expansion of the wavefield through scaled orthonormal Hermite functions51.

The scattering solutions for point forcings are obtained through the solution of a system of linear equations by standard methods42,68. When a forcing is applied we utilise a Green’s function approach where the total wavefield is given for P scatterers by

ψnκ(x)=ψs(x)+p=1PFpg(ωnκ,|xxp|). 18

Using the well-known Green’s function42, g(ωnκ,ρ)=(i/8ωnκ2)[H0(ωnκρ)H0(iωnκρ)], the unknown reaction terms Fm (m=1P) come from the linear system

Fm=Mmωnκ2[ψs(xm)+p=1PFpg(ωnκ,|xmxp|)]. 19

Characterising energy-carrying envelope and relevance to robustness

The efficacy of transmitting energy around a bend, coupling modes between different leads within a network or even transmission through a straight ZLM is contingent upon the displacement of the mode at the turning, nodal or end point. Knowledge of the long-scale envelope is especially useful for these finite length interfaces as it can used to minimise the backscattering as one has, in effect, a Fabry-Pérot resonator. Examples of the characterisation of the energy-carrying envelope, using high-frequency homogenisation (HFH)50, for the C2v and C4v cases are shown. In addition to this, the interfacial dispersion curves for a variation of the C4v case are derived using a Fourier-Hermite spectral method51.

To fully characterise the long-scale periodic behaviour of topological edge states along a crystal interface we utilise HFH, applying the methodology directly in reciprocal space51, to further bolster the plane wave expansion (PWE) method that was used to obtain the dispersion curves. This technique is a multiple scale asymptotic method, that (for non-degenerate curves with locally quadratic curvature) results in the following homogenised PDE,

Tijf0,XiXjω22f0=0, 20

where f0 is the long-scale envelope defined on the coordinate system (Xi,Xj); whilst the Tij coefficients fully encapsulates the short-scale behaviour (similar analysis can be carried over to any scalar and vectorial system51,6973. The tensor coefficients Tij are geometrically dependant and, from the simple solution of the homogenised PDE, determine the envelope wavelength for a given frequency. These coefficients are determined entirely from integrated quantities of the wave-field in physical space. To avoid the need for regularisation (higher order corrections) we work in reciprocal space and calculate the Tij’s directly, using the PWE method. Our eigenvalue problem is recast into matrix form,

[A_(κ)ω2B_(κ)]W=0, 21

with the matrices A_,B_ encoding the geometry and forcing of the mass loading.

Expanding in the vicinity of a high symmetry point leads to the following ansatz;

ω2=ω02+εω12+ε2ω22+O(ε3),W=W0+εW1+ε2W2+O(ε3),A_=A_0+εiκiA_κi|ΓA_i(1)+ε2i,jκi2A_κiκj|ΓA_ij(2)κj+O(ε3),

with a similar expansion for B_(κ). Applying suitable solvability conditions and imposing Bloch conditions on the microscale results in the following tensor coefficients Tij,

(W˜1)i(W1)iκi=[A_0ω02B_0]+(A_i(1)ω02B_i(1))W0Tij=W0(A_i(1)ω02B_i(1))(W˜1)i+12W0(A_ij(2)ω02B_ij(2))W0W0B_0W0, 22

where ω0 and W0 are the solutions obtained from the PWE method, and []+ denotes the pseudoinverse. The explicit characterisation of the envelope is shown in Fig. 6(c).

Acknowledgements

Both authors thank the EPSRC for their support through Grant No. EP/L024926/1 as well as Richard. V. Craster. The authors also thank the referees for their constructive and insightful comments.

Author contributions

M.P.M. conceived the idea, did the majority of the theory, numerical simulations and write-up. G.C. did the numerical simulations shown in Figures 1(c) and 6(c) (envelope component), 9, 10(f). The underlying theory for these components, as well as the illustrative table Fig. 12 were also done by G.C.

Competing interests

The authors declare no competing interests.

Footnotes

Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

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